Professional Documents
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Rottger Rossler 2020
Rottger Rossler 2020
Rottger Rossler 2020
Birgitt Röttger-Rössler
Over the past two decades, emotions have become a prominent subject of
study in a number of disciplines. This increasing interest has led to the emer-
gence of several interdisciplinary research groups and centers in which the
humanities and the sciences worked together on exploring human emotional-
ity.1 One of the central issues within this interdisciplinary research on emo-
tions concerns how far and in what way human emotionality is shaped by
cultural and social dynamics. Social and cultural anthropology offers rich
and dense empirical data illustrating the enormous intercultural variability of
emotion codes. Most emotion researchers in the social sciences and cultural
studies view this intersocietal and intrasocietal polymorphism of emotional
forms of behavior and expression as the outcome of complex biocultural and
psychosocial interaction processes, and they call for interdisciplinary col-
laboration in order to analyze these processes. One promising way to inves-
tigate this interplay between biocultural and psychosocial processes in the
formation of feelings is to look at the ways in which emotions are socialized
and how these processes vary in different cultural settings; that is, to take a
comparative approach.
In this chapter, I present a bidisciplinary research project that investigated
how children growing up in different social and cultural contexts learn the
emotional repertoire of their specific community (see Funk forthcoming; Funk
et al. 2012; Jung forthcoming; Röttger-Rössler et al. 2013, 2015; Scheidecker
2017).2 The overall aim of this collaboration between social anthropology
and developmental psychology was to gain deeper insights into the dynamic
interplay between culture-specific practices of child-rearing and emotional
development. Hence, the project set out to explore how culture-specific forms
of emotion socialization shape and structure the ontogenetic development of
emotions. By addressing this research question, the project followed the inter-
disciplinary research tradition of cross-cultural human development studies
that became a research area in its own right in the 1980s. It is characterized by
a collaboration between cross-cultural developmental psychologists and psy-
chological anthropologists (Gielen 2004).
180
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Research across Cultures and Disciplines 181
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182 Birgitt Röttger-Rössler
thus probably universal set of child-rearing strategies that are used to socialize
children in line with the given standards of their society. One strategy used in
all cultures, according to Quinn, encompasses techniques of disciplining that
make the child’s experience of learning certain lessons emotionally arousing:
for example, by means of frightening, beating, teasing, shaming, or praising.6
It was this aspect that directed our attention toward the emotionally arousing
socialization strategies implemented by caregivers and led us to articulate the
concept of socializing emotions – to which I turn later.7
In developmental psychology, the relation between socialization and
emotional development is an established topic, although most of the cor-
responding empirical studies focus on so-called WEIRD (Western, edu-
cated, industrialized, rich, and democratic) people (Henrichs et al. 2010);
that is, on Euro-American contexts and, within these, primarily on the mid-
dle classes (Holodynski 2004; Holodynski and Friedlmeier 2006; Shipman
and Zeman 2001).8 Irrespective of this Euro-American bias, the models
formulated by developmental psychology provide important starting points
for investigating the relation between cultural socialization practices and
emotional development. Researchers such as Sroufe (1996), Stenberg and
Campos (1990), and Fonagy et al. (2002) emphasize the crucial importance
of child-caregiver interactions for the ontogenetic formation of emotions.9
This aspect also plays a dominant role within the “internalization model
of emotional development” formulated by Manfred Holodynski (2009;
Holodynski and Friedlmeier 2006, 2012), the psychological cooperation
partner within our project. According to his internalization model of emo-
tional development, the initially unspecific affects of neonates are gradu-
ally molded through interactive regulatory transactions between infants and
caregivers into highly specific emotions. Holodynski argues, in line with
Sroufe (1996), that neonates are equipped with five “precursor” emotions
that are initially triggered only by physical stimulus thresholds and are thus
more reflex-like.10 They have appeal character; that is, they are designed
to prompt caregivers to satisfy the neonate’s need (be it for food, warmth,
body contact, etc.). According to Holodynski (2009, 148), these precursor
emotions represent “the biological cradle for emotional development.” It
is through the culturally molded responses of the caregivers to the signals
of the newborns that their “precursor emotions” turn over time into highly
complex emotions. Thus, even the intrapersonal components of full-blown
emotions emerge ontogenetically from interpersonal interaction patterns
that are highly susceptible to social and cultural influences.11 This model
points to the microprocesses of emotional attunement in infant-caregiver
interactions and views the different interaction patterns and styles between
children and their caregivers as decisive modulators within the ontogenetic
development of emotions.12
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Research across Cultures and Disciplines 183
Our main research aim was to investigate how children acquire the par-
ticular emotional repertoire of their social environment. We were interested in
how they transform their initially unspecific affects or “precursor emotions”
into culturally specified forms of emotion. Approaches from developmental
psychology, such as Holodynski’s internalization model, directed our attention
toward microprocesses of emotional attunement in child-caregiver interac-
tions, whereas the work of Quinn directed our interest particularly toward the
role of emotionally arousing child-rearing practices within these processes.
We assumed that these practices help to form particular emotions (e.g. shame
or anxiety) in such a way that they play a pivotal role in the internalization of
social norms and values (including the emotion codes and “feeling rules” of
a given society). We conceptualized these emotions as socializing emotions.
We supposed further that which particular emotional qualities are elaborated
as socializing emotions depends on the specific cultural context and corre-
sponding child-rearing practices. The culture-specific formation of socializing
emotions strongly affects the development of other emotions and thus contrib-
utes to the particular emotional repertoire of a given cultural setting. This last
assumption is of crucial importance for theories in developmental psychol-
ogy on putative universals within emotional development in childhood. This is
where research cooperations between social anthropology and developmental
psychology working with cultural comparisons that focus on patterns of emo-
tional development beyond WEIRD worlds unfold their special potential.
Four concrete research questions guided our empirical investigations:
1. Which emotionally arousing child-rearing strategies (positive as well as
negative ones) are used by caregivers in the given cultural contexts?
2. What are the educational values and norms as well as the ethnotheories
behind these practices?
3. How do socializing emotions develop in each cultural setting in line with
the strategies of disciplining applied?
4. How do socializing emotions influence the development of other emotions?
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184 Birgitt Röttger-Rössler
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Research across Cultures and Disciplines 185
In line with this focus on local worlds, the empirical research was con-
ducted by three ethnographers within the frame of twelve-month-long ethno-
graphic field studies in the “classical” village studies format.15 This decision
was based on two considerations: (1) Villages of a moderate size are manage-
able; it is much easier for the ethnographer to integrate himself or herself
into the local community, participate in everyday life, and gain access to all
relevant social groupings than in large urban settings. In other words, it is
easier to identify different “communities of practice” (Schnegg 2014, 60) in
small local communities than in urban contexts. (2) Villages with an ethnic
or culturally nearly homogeneous population might reduce the variances in
lifestyle and value orientation among their inhabitants. This is not to say that
a village population is a homogeneous entity, isolated from the rest of the
world and cut off from globalization, but if the villagers have mostly the same
sociocultural background, they might differ less in terms of central norms,
values, and practices compared to people living in multiethnic or multicul-
tural urban contexts.16
To take appropriate account of the specific cultural conditions, we took a
relatively open and explorative methodological approach. In line with the main
research questions outlined earlier, the research focused mainly on the follow-
ing domains:
1. Local knowledge or “ethnotheories” about emotions (concepts and labels
of emotion; evaluation of emotions as, for example, good or bad; local defi-
nitions of emotional competencies, etc.).
2. Local ideas about child development in general and emotional development
in particular, including explicit parenting goals and child-rearing practices.
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186 Birgitt Röttger-Rössler
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Research across Cultures and Disciplines 187
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188 Birgitt Röttger-Rössler
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Research across Cultures and Disciplines 189
These observation criteria are based on the underlying emotion concept in our
project. We do not conceive of emotions as “internal states” but as dynamic bio-
psycho-sociocultural processes. From this perspective, an emotional episode
encompasses several components: the eliciting event, its appraisal, bodily and
expressive reactions, feeling components, and action tendencies. The appraisal
process (of an event) triggers a bodily reaction and an expressive reaction in
the individual perceiving it. The expressive reaction encompasses the exter-
nally perceivable expressions, mimicry, gestures, body posture, and verbal
reactions that other persons who are present can interpret as the expression
of an emotion. During ontogenesis, such expressive reactions become increas-
ingly subject to intentional control in ways that depend strongly on sociocul-
tural factors. Culture-specific expression conventions, so-called display rules,
prescribe the appropriate emotional expression behavior. They regulate which
emotions are expressed or suppressed in which ways toward whom in which
situations. Children learn the expression conventions of their society during
social interaction.
The bodily reaction directly accompanying the expressive reaction consists
of physiological changes, such as an increase in heart rate, that are not neces-
sarily perceivable for others but may well be registered or felt by the person
concerned as a somatic reaction, a “feeling.” Taken together, these compo-
nents lead to an action impulse that might be suppressed. An emotion (in the
sense of a conscious feeling) arises only when “feedback loops” link these
perceived somatic processes back to the event triggering them (Holodynski
and Friedlmeier 2006, 42).18 Working with observation protocols based on this
emotion concept proved to be highly productive in all three field contexts and
generated rich data material.19
Besides this, we originally intended to do video-based spot observations
in each field site with a sample of thirty children of different ages (0–2, 2–4,
and 4–6 years) in each case in order to gain quantitative data on who interacts
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190 Birgitt Röttger-Rössler
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Research across Cultures and Disciplines 191
in what ways with children at what times of the day and on how these pat-
terns change as children grow older. Spot observation is a time-sampling
method in which the observer takes a “mental snapshot” of the activity that
is going on at the moment when he or she is entering a scene.20 It is a form of
“controlled naturalistic observation” (Munroe et al. 1984) and has long been
used within social anthropology in cross-cultural comparative studies (LeVine
et al. 1994; Munroe and Munroe 1971). Spot observations in which research-
ers specifically note the social situations in which the child in question is
engaged at different times of day are also applied frequently in cross-cultural
developmental psychology (e.g. Keller 2007). One significant element of this
method is for researchers to write down who is interacting with the child or
what the child is doing in the first moments in which they approach a scenario
and before their presence starts to change it. These first seconds are docu-
mented separately in either specially prepared protocols or video recordings.
However, video-based spot observations are not always possible. In our case,
videotaping was unproblematic in Bara society but could not be used among
the Tao, who have been exposed to the sometimes rather disrespectful behav-
ior of Taiwanese tourists over the past three decades and have thus developed
an aversion to being filmed or photographed. In accordance with ethical con-
siderations, visual recording had to be abandoned in this context. Among the
Minangkabau, videotaping was no problem in general, but it was not possible
to carry out systematic video-based spot observations that required, as in our
case, the researcher to take short videos (filmed “snapshots”) of the interaction
between child and caregiver at different times during the day. This was mainly
due to the fact that Minangkabau strongly dislike being videotaped (or pho-
tographed) in everyday situations in which they perceive themselves as being
not properly dressed and presentable. Hence, they were not ready to participate
in this kind of study. We could apply this method only among the Bara. The
material obtained was extremely rich. The greatest benefit is that the video
documents allowed us to analyze micro-interactions that otherwise would have
escaped normal observation such as very brief averting of gaze, raising of
eyebrow, or raising of hand. Furthermore, the video material enabled us to
analyze the interactions jointly as a research team, and this shaped the obser-
vational behavior in the two other field sites by guiding the researchers’ atten-
tion to certain behavioral features that otherwise would have escaped their
attention. Observers started to pay systematic attention to more fine-grained
and short micro-interactions in child-caregiver interactions.
References of such kind were possible only because our overall research
design planned for a phase of collaborative intermediate data analysis. After
twelve months of fieldwork, the three ethnographers returned to Berlin for sev-
eral months in order to analyze the data collected so far by the single ethnog-
raphers. This was done together in extensive meetings attended by the whole
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192 Birgitt Röttger-Rössler
team. The aim was to identify open questions and formulate some empirically
grounded hypotheses that could be explored during a second two- to three-
month field trip – constituting the next project phase.
Results in a Nutshell
Our comparative study on emotionally arousing child-rearing practices
and their effects on the socialization of emotions shows that the prominent
socializing emotions differ clearly across the three communities: among the
Minangkabau in Indonesia, malu, a highly elaborated form of shame, is the
dominant socializing emotion. The related child-rearing practices consist of
publicly shaming and teasing children who misbehave. The central socializing
emotion among the Bara is tahotsy, a kind of fear of elders and ancestral spirits
that is socialized mainly through different forms of corporal punishment as
the dominant disciplining strategy.21 Among the Tao, the dominant socializing
emotion is maniahey, a ubiquitous form of diffuse anxiety that is inculcated
through socialization practices that possess a deliberately irritating and ambiv-
alent character (such as teasing and ridiculing).22 Each of these culture-specific
practices is linked to different child-rearing goals:
The child-rearing strategies of the Minangkabau based on shaming aim to make chil-
dren continuously aware of being watched over and controlled by their social environ-
ment. They are oriented toward the constant monitoring through “others’ eyes.” As
a result, they become extremely sensitive to social expectations and social etiquette.
They thereby comply with norms in order to avoid the public ridicule they would have
to anticipate for any violation (Röttger-Rössler 2013).
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Research across Cultures and Disciplines 193
Conclusion
The central question in the project presented here is to what extent different social-
ization styles and practices influence the emotional development of children. This
can be studied only through applying a comparative approach and through social
anthropologists cooperating with developmental psychologists. Social and cul-
tural anthropology possesses extensive empirical data on the diversity of cultural
socialization styles and their close ties to specific forms of social organization as
well as to economic, political, and religious structures. Developmental psychol-
ogy, in contrast, offers complex models of emotional development that none-
theless draw mainly on empirical studies in Euro-American contexts. However,
by taking this bidisciplinary approach, the project had to straddle two greatly
differing methodological traditions (and epistemological beliefs) right from the
start. This meant that it had to face the challenge of bridging the target conflict
between context-sensitive validity and generalizability.
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194 Birgitt Röttger-Rössler
The project team decided to gather empirical data in the form of long-term,
on-site, context-sensitive, ethnographic field studies and to make the data com-
parable by precisely defining the social fields to be studied and standardizing
methods as far as possible. The project, in general, had a strong emphasis on
systematic observation, which I consider to be one of the main methodological
tools for comparative research. We tried to carry out a qualitative comparative
analysis as proposed by Ragin (1998) and thus to strike a balance between the
contrary methodological standards of the two disciplines. One central prob-
lem for the project proved to be that it was not possible to apply all the set
assessment methods to an equal extent at each different field site. I sketched
some of the solutions we applied earlier where I argued that even the necessary
adaptations of methods to local conditions do not necessarily diminish the
comparability of the data as long as the modified methods address the same
domains of study or sets of cases. Moreover, I pointed out that the “failure” of
methods can also be viewed as an empirical fact and should be integrated into
the analysis on a higher level.
However, research projects do not end with the analysis of the collected
data. They also include the dissemination of findings in the form of publi-
cations and conference papers. This poses far greater challenges to bidis-
ciplinary projects straddling different methodological traditions. I would
like to close by addressing these. One far from trivial problem is that the
editors of many established journals – in which a publication can particu-
larly promote the career of a young academic – have very clear ideas about
which methods have to be used to obtain valid data – whether with context-
sensitive, qualitative, or quantitative and experimental approaches. These
journals function as powerful authorities that exert a strong influence on the
dissemination of research findings and thereby also on research itself. Hence,
this leaves only interdisciplinary journals. For our field of research, we are
fortunate in having some very good ones such as Ethos, Mind and Activity,
Emotion Review, and Cross-Cultural Psychology. The situation is similar for
book publications. It is not easy to find publishers for books taking an inter-
disciplinary approach, especially when the disciplines concerned are not
neighboring ones that follow a similar methodological agenda. Nonetheless,
such publishers can also be found, although these are often not considered
to be equally renowned in each of the individual disciplines. This, in turn,
can be disadvantageous for a young academic’s career. Nonetheless, in my
opinion, the greatest obstacle blocking the academic careers of young scien-
tists working in interdisciplinary fields is the lack of recognition that many
disciplines give to interdisciplinary research – and this also includes social
and cultural anthropology. This stands in marked contrast to the continu-
ous calls for and support given to the idea of interdisciplinarity. Frequently,
young academics gain their qualifications through interdisciplinary work in
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Research across Cultures and Disciplines 195
Notes
1 For example, the Interdisciplinary Center of Excellence Languages of Emotion
(2007–14) at Freie Universität Berlin, Germany; the research group Emotions
as Biocultural Processes (2003–06) at the Centre of Advanced Interdisciplinary
Studies, Bielefeld University, Germany; the ongoing Geneva Emotion Research
Group within the Center for Affective Sciences, University of Geneva, Switzerland;
or smaller research groups such as the Animal Emotionale project based at the
University of Osnabrück and the Charité in Berlin.
2 The project titled Socialization and Ontogeny of Emotions in Cross-Cultural
Comparison (2009–13) was funded by the Deutsche Forschungsgemeinschaft
within the framework of the Research Cluster Languages of Emotion, Freie
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196 Birgitt Röttger-Rössler
Universität Berlin. Alongside the author, the research team consisted of devel-
opmental psychologist Manfred Holodynski and three PhD candidates in
social anthropology who conducted the ethnographic fieldwork: Susanne Jung,
Leberecht Funk, and Gabriel Scheidecker. I thank them all for their deep commit-
ment, thoughtfulness, and wonderful team spirit. Working with them was always
inspiring and a great pleasure.
3 Gielen (2004) offers a review of the extensive comparative studies of human
development.
4 Quinn (2005, 477) starts her article with the following highly indicative remark:
“This may be a singularly unpropitious time, given a climate of ethnographic par-
ticularism and anti-psychologism in American anthropology today, to propose cul-
tural universals rooted in human psychology.”
5 The ethnographies reexamined by Quinn are the works of Peggy J. Miller et al.
(1996, 1997) on the Taiwanese middle class, of Heidi Fung (1999) on China, of
Catherine Lutz (1988) on the Ifaluk, of Jean Briggs (1982, 1998) on the Inuit, and
of Robert and Barbara LeVine (1966) on the Gusii in Kenya.
6 In interpreting her findings, Quinn refers to the work of the brain researcher
LeDoux (2002), arguing that emotionally arousing child-rearing practices are
especially effective in imparting to children the values they should learn, because
they are tuned to learning mechanisms of the human brain. They seem to be rooted
in or connected to certain neurobiological processes that embed experiences in
memory and thus prevent lessons once learned from being forgotten. According to
the findings of brain researchers and neurobiologists such as LeDoux, emotional
arousal makes experiences especially memorable: hormones released during emo-
tional arousal strengthen synaptic connections, and emotional arousal organizes
brain activity by crowding all but the emotionally relevant experience out of con-
sciousness (Quinn 2005, 481).
7 For a more detailed discussion of Quinn’s study, see Röttger-Rössler et al. (2013, 2015).
8 See Henrich et al.’s (2010) criticism of the reductionist restriction to studying
members of the Euro-American middle classes that is predominant in psychology.
See also Gielen (2004, 6) and Holodynski (2009, 159).
9 The subdiscipline of cross-cultural developmental psychology offers rich empiri-
cal data on child-caregiver constellations in different societies (e.g. Cole et al.
2002; Eisenberg et al. 2001; Friedlmeier and Trommsdorff 1999; Keller 2007).
However, only a few studies have concentrated explicitly on the relation between
child-rearing practices and emotional development (e.g. Chang et al. 2003; Keller
and Otto 2009; Lieber et al. 2006). Moreover, these studies from the field of cross-
cultural developmental psychology observe – like developmental psychology in
general – only single aspects of child-caregiver interactions isolated from their
total context. Hence, in (cross-cultural) developmental psychology, there is a lack
of studies focusing explicitly on the interdependencies between culture-specific
values, emotion concepts, child-rearing concepts, child-rearing practices, and
socioeconomic structures and conditions (Trommsdorff 2003).
10 Research on emotional reactions of neonates (e.g. Izard and Malatesta 1987) points
to five discernible classes of triggers with five different patterns of expression
that Sroufe (1996) and Holodynski and Friedlmeier (2006) conceive as “precursor
emotions.” These are namely distress, disgust, fright, interest, and endogenous
pleasure.
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Research across Cultures and Disciplines 197
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