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Chimney Foundation
Chimney Foundation
Chimney Foundation
8.1. Introduction
Industrial chimneys vary in size and shape from large power station chimneys, which
may be over 200 m in height and more than 20 m in diameter, to steel chimneys only a
few tens of metres high and less than one metre in diameter. Although the term ‘smoke
stack technology’ is sometimes used disparagingly, industrial chimneys are in fact
advanced civil engineering structures involving complex wind load effects, response
spectrum seismic analysis, and the combination of structural and thermal stresses. Many
aspects of the design of industrial chimneys are still being developed — such as wind
loads and dynamic response — and chimney design codes are under constant review.
Chimney foundations are frequently designed and constructed by engineers who have
no specialist knowledge of chimneys. The foundations are designed using the loads and
interface details for the chimney provided by the chimney designer. This chapter
attempts to give some guidance to civil and structural engineers who find themselves
involved with industrial chimney foundations. Details which are specific to the design
and construction of chimney foundations are outlined, and design methods are described.
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186 D ESIG N AP PLIC A TIO NS OF RA FT FOU N DA TIO N S
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IN DU STR IA L C HI MNE Y F OU ND A TIO NS 187
Figure 8.1. Concrete chimney for Isle of Grain power station, Kent, England (photo
courtesy of Bierrum Group)
British Standard for concrete chimneys at present. British Standard BS 4076 [8.2] is used
for steel chimney design; the standard includes wind loads based on CP3 [8.3], but with
modifications specifically for steel chimney design. Other European countries do have
chimney design standards, and in due course Eurocodes will also cover chimney design.
The CICIND organisation produces model codes for the design of both concrete and
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188 D ESIG N AP PLIC A TIO NS OF RA FT FOU N DA TIO N S
Figure 8.2. Steel chimney in Kadanwari Gas Field, Pakistan (photo courtesy
of Beaumont Chimneys)
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IN DU STR IA L C HI MNE Y F OU ND A TIO NS 189
steel chimneys [8.4], [8.5]; these model codes incorporate detailed loading sections.
Chimney design codes do not normally cover chimney foundations in detail; it is
assumed that the standards of the appropriate country will apply to the design of the
foundation. In the UK, chimney foundations are normally designed in accordance with
BS 8004 [8.6] and BS 8110 [8.7].
The main types of loading acting on a chimney foundation are dead load, wind load
and, where appropriate, seismic load. Roof and floor areas within most chimneys are
small, and so imposed loads are generally very small compared to dead loads. Load
combinations involving imposed loads are not normally critical for the design of the
chimney windshield.
Dead loads comprise the weight of the chimney windshield, the flues, roof, floors and
the foundation. In cases of lighter chimney construction where foundation uplift and
overturning are critical, it may be permissible to counter the lack of dead load by taking
into account the weight of any fill on top of the foundation. If the weight of the fill is to
be used in the foundation design, the design engineer must consider whether the fill is to
be permanent during the life of the chimney.
Wind is the most important load on most chimneys. Industrial chimneys are
wind-sensitive structures; thus the wind loads are to some extent dependent on the
response of the structure to the wind. Both the chimney windshield and the foundation
have to be designed to take account of the effects of transient wind loads. Wind loading
in chimney design codes is usually based on a gust factor method in which the total load
comprises a steady wind load plus a fluctuating component, the latter being dependent
on the dynamic response of the chimney.
In addition to the wind loads in the along-wind direction, chimneys are subject to
loading in the direction transverse to the wind. These across-wind loads are due to the
shedding of wind vortices from the chimney; vortices are shed alternately from each side
of the chimney, causing transverse aerodynamic loads and consequent transverse oscilla-
tions. A detailed explanation of the effect is given in reference [8.8]. Across-wind
oscillation of concrete chimneys can lead to greater bending moments on the foundation
than along-wind effects. The values of wind load both in the along-wind direction and
the across-wind direction are calculated in accordance with the chimney design standard;
therefore the foundation loads are calculated by the chimney design engineer.
In chimney design codes, a lower load factor is usually applied to across-wind loads
than to along-wind loads. ACI 307 specifies a load factor of 1.3 for along-wind loads,
but a reduced factor of 1.2 is specified for across-wind loads. When designing chimney
foundations to UK standards, some engineers assign a load factor of 1.6 to wind loads (as
for imposed loads) rather than the normal wind load factor of 1.4. Where an enhanced
wind load factor of 1.6 is used for along-wind loads in designs to British Standards, it
may be worth considering the use of the normal wind load factor of 1.4 for across-wind
loads, provided that soil conditions are such that repeated loading is not likely to cause a
reduction in soil strength.
Across-wind loads on steel chimneys could lead to excessive and repetitive stresses in
the windshield, with the consequent possibility of fatigue problems. These potential
problems are normally prevented by the fitting of anti-oscillation devices such as helical
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190 D ESIG N AP PLIC A TIO NS OF RA FT FOU N DA TIO N S
strakes to the top third of the chimney, or pendulum-type dampers near the top of the
chimney. (Helical strakes are fitted to the chimney shown in Figure 8.2.) These measures
aim to remove the tendency of the chimney to be affected by vortex shedding; for this
reason, across-wind loads are not always calculated by steel chimney design codes and
do not need to be used in the chimney foundation design.
Seismic loads on chimneys are normally calculated by a response spectrum method.
Pseudo-static methods are no longer recommended for chimneys because the dynamic
response of the structure is not adequately considered by these methods. In many cases,
only horizontal seismic loading is taken into account for the design of the chimney wind-
shield; vertical seismic loads add little to the overall design forces in the chimney itself.
However, for foundation design, where the considerable dead loads of the foundation
and fill are added to the overall structure, the effects of vertical seismic loads should be
checked. Vertical seismic load will affect the bearing pressures on the ground as well as
the design of the reinforced concrete foundation.
Other loads which are taken into account in the design of chimneys are second-order
effects, including insolation, and temperature effects. Second-order effects are stresses
caused by displacement of the chimney’s self-weight under the action of other loads such
as wind. Insolation is the heating of the structure by the sun, which raises the temperature
of one side of the chimney windshield, causing it to expand relative to the shaded side;
this differential expansion causes deflection of the chimney away from the sun and adds
to the loading. Second-order effects are calculated in accordance with chimney design
codes and, if significant, are included in the design of the chimney and will be included
in the foundation loads provided by the chimney design engineer. Temperature effects in
a chimney are due to temperature differentials between the hot flue gases and the
ambient air. The only significant temperature effect which needs to be accommodated in
foundation design occurs when the base of a flue is supported directly on the chimney
foundation. In this case, the top of the foundation may be heated by the flue: the resulting
concrete temperature and differential temperature stresses should be considered in the
design of the foundation.
Where lack of dead load is a problem in the design of a chimney foundation, it may be
possible to include the weight of any fill on top of the base. Sometimes the top of the
foundation is at a level one metre or more below ground level in order to allow services
to be routed across the area of the base. Alternatively, the base may be constructed below
ground level to take advantage of improved ground bearing capacity at lower levels. In
some cases, chimney foundations are built several metres below ground to allow the
flues serving the chimney to be sited underground. In all of these cases, the important
consideration is the permanence of the fill. Only fill that will remain in place for the full
life of the chimney can be considered to assist the design. When advantage is taken of
the presence of fill on top of the foundation, the chimney and its foundation should none-
theless be capable of resisting wind loading with a reduced return period when the fill is
absent. This will cover the construction condition and allow for any temporary excava-
tion in the chimney area, but obviously not any permanent reduction in ground level. The
chimney owner should be made aware of any restrictions on future changes of ground
level around the chimney.
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192 D ESIG N AP PLIC A TIO NS OF RA FT FOU N DA TIO N S
1. Dead load of complete chimney, lining, foundation, 0.8 × allowable net bearing pressure
backfilling (if any) and imposed load. on the ground
2. As 1. Plus wind loading. 0.35 × ultimate bearing capacity of
the ground
3. Wind loading and minimum dead load of completed 0.35 × ultimate bearing capacity of
windshield and foundation, allowing for buoyancy if the ground the ground
can become waterlogged, excluding lining and backfilling.
4. Wind loading and dead load of completed chimney, lining, 0.55 × ultimate bearing capacity of
foundation, backfilling (if any) and imposed load. the ground
5. Wind loading and minimum dead load of completed 0.55 × ultimate bearing capacity of
windshield and foundation, allowing for buoyancy if the ground the ground
can become waterlogged, excluding lining and backfilling.
Notes:
1. The maximum bearing pressure is the bearing pressure under that part of the foundation where the
total effect of all loads in the load combination is a maximum.
2. Net allowable bearing pressure is the allowable bearing pressure net of excavated material.
Ultimate limit state load combinations Maximum compression Maximum tension pile
pile load load
4. Wind loading and dead load of completed 0.55 × ultimate bearing 0.55 × tensile
chimney, lining, foundation, backfilling (if any) capacity of the pile in the resistance of pile
and imposed load. ground
5. Wind loading and minimum dead load of 0.55 × ultimate bearing 0.55 × tensile
completed windshield and foundation, allowing capacity of the pile in the resistance of pile
for buoyancy if the ground can become ground
waterlogged, excluding lining and backfilling.
Note:
The maximum pile load is the load on that pile on which the total effect of all loads in the load
combination is a maximum.
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IN DU STR IA L C HI MNE Y F OU ND A TIO NS 193
normally dictate the load factors or adjustments to allowable bearing pressures which
should be used.
The interface between structure and soil in many chimney foundations is governed
not by allowable bearing pressure but by uplift considerations. Whether or not uplift
can be allowed under characteristic loads will depend on the type of soil. If the founda-
tion is on rock or sand, some uplift can be allowed under the serviceability design wind
load. For substrates which could be weakened by water ingress between the foundation
and the soil, or if the base of the foundation is below the water table, no uplift should be
allowed.
The rocking stiffness of the foundation has an influence on both the wind loads and
seismic loads on the chimney. The stiffness affects the natural frequency of the
chimney, and hence the value of the gust factor and across-wind response; it also influ-
ences the chimney deflection and hence second-order load effects. A detailed soil
investigation is essential for all but the smallest chimney foundations. Settlement char-
acteristics and subgrade compressibility should be determined as well as allowable
bearing pressure. Several boreholes may be required to check that soil conditions are
uniform over the area of a large foundation, and that uniform settlement of the founda-
tion can be expected.
Additional loads may be conveniently applied to chimney foundations when adjacent
duct supports or other plant are located within the area of the chimney foundation. The
size of a chimney foundation and the congested nature of the area around the chimney
often make such additional loading unavoidable. The chimney foundation should be
designed to accommodate the combined loading of the chimney and other plant. Uneven
bearing pressures beneath the chimney foundation can cause differential settlement; in
order to keep differential settlement across the foundation to a minimum, the bearing
pressure should not vary by more than 15% under the combined effects of all dead loads.
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194 D ESIG N AP PLIC A TIO NS OF RA FT FOU N DA TIO N S
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IN DU STR IA L C HI MNE Y F OU ND A TIO NS 195
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196 D ESIG N AP PLIC A TIO NS OF RA FT FOU N DA TIO N S
For the largest chimney foundations, or in weak ground where it is not possible to
assume that the base remains plane, finite element methods may be used to determine the
soil–structure interaction and hence the bending moments and shear forces in the founda-
tion. At least the lower section of the windshield should be represented in the finite
element analysis, including any significant openings in the windshield. Dead and wind
loads can then be applied to the foundation by the windshield. The theory of Wood and
Armer [8.10] can be used to identify critical bending moments and shear forces for rein-
forcement design.
Many chimney windshields have substantial openings at, or near, ground level. These
openings may serve for flue duct entry into the chimney or may be needed to allow
ready-made sections of steel flues to be transported into the chimney during construction.
In the analysis of the chimney foundation, allowance has to be made for the redistribution
of the vertical forces in the windshield from the opening to the section of windshield
either side of the opening; chimney design codes give rules for such redistribution. If an
opening is close to the base of the windshield, the required height of windshield wall for
the design of the lintel below the opening may not be available. In this case, the section of
the foundation below the opening has to be designed to serve as a lintel below the wind-
shield opening. This may require a local increase in the thickness of the foundation. If the
chimney base is piled, it may be possible to place additional piles in the area of increased
load in order to maintain a constant thickness of the foundation.
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IN DU STR IA L C HI MNE Y F OU ND A TIO NS 197
Where a finite element analysis of the chimney foundation has been made, both alter-
native reinforcement layouts can be easily considered. Many finite element systems
allow the use of local co-ordinate systems; the use of a cylindrical co-ordinate system
combined with Wood and Armer bending moments allows output of data for radial and
circumferential reinforcement, whereas a Cartesian co-ordinate system provides data for
an orthogonal reinforcement arrangement.
Codes of practice for reinforced concrete design normally specify the shear capacity of
a reinforced concrete slab as a function of the flexural reinforcement. The design engi-
neer then has the option of increasing the flexural reinforcement where necessary to give
the required shear capacity. This approach is frequently uneconomic in the case of thick
slabs such as chimney foundations; normally the more efficient approach is to provide
shear reinforcement in the form of links.
Many chimney foundations require designed structural reinforcement in the bottom
face only. Top-face reinforcement for structural purposes may be zero or very small,
depending on the amount of uplift beneath the foundation under the ultimate limit state
load combination. Codes of practice normally stipulate a minimum percentage of rein-
forcement in slabs or foundations, although this can result in large volumes of
reinforcement in a thick foundation slab. In such cases an alternative design approach for
top-face reinforcement may be considered, in which reinforcement design is based on
the control of cracking. Guidance for this approach may be obtained in codes of practice
for water-retaining concrete structures, such as BS 8007 [8.11], where nominal rein-
forcement for the control of early thermal shrinkage cracking is based on a notional
surface zone of concrete, and not on the full depth of the slab. This approach can provide
useful savings in the cost of chimney foundation reinforcement. In small chimney foun-
dations, the top-face reinforcement can often be a welded structural mesh.
Foundations for concrete chimneys require starter bars for the reinforced concrete
windshield. These bars are necessary to resist vertical tension at the base of the wind-
shield; compression steel is rarely used in reinforced concrete chimney windshields.
Starter reinforcement should therefore be anchored close to the bottom face of the
foundation. Foundations for steel chimneys incorporate holding-down bolts for the
chimney. Again, the bolts serve to carry tension due to uplift from the chimney wind-
shield under wind loads. Holding-down bolts should also be anchored near the bottom
face of the foundation. Normal practice is to provide a large plate washer to give suffi-
cient bearing area to carry the load from the bolt into the concrete. If the holding-down
bolts do not extend to the bottom face of the foundation, reinforcement should be
provided to carry the tension load down to the bottom face. Additionally, the
anchorage of the holding-down bolts should be checked to ensure that pull-out failure
cannot occur.
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198 D ESIG N AP PLIC A TIO NS OF RA FT FOU N DA TIO N S
13·0 m diameter
0·75 m
1·9 m
4·5 m
22·0 m diameter
(a)
20 kPa
236 kPa
(b)
28 kPa
268 kPa
330 kPa
(c)
Figure 8.5. Design example of circular raft chimney foundation: (a) cross-section
dimensions; (b) bearing pressures at serviceability limit state; (c) bearing pressures at
ultimate limit state
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IN DU STR IA L C HI MNE Y F OU ND A TIO NS 199
For the design of the bottom-face reinforcement, the maximum downward load plus
maximum overturning moment will give the critical load case. Assume BS 8110 load
factors of 1.4 for both dead and wind loads. Then the serviceability limit state bearing
pressure distribution will be increased by the factor 1.4 for the ultimate load condition.
Bearing pressure at face of chimney windshield at ultimate limit state
= 330 – (4.5/22.0) × (330 – 28)
= 268 kPa
Ultimate limit state bending moment at face of windshield
= 268 × 4.5 × ½ × 4.5 + (330 – 268) × ½ × 4.5 × b × 4.5
– 1.4 × (1.9 × 24 + 0.75 × 19) × 4.5 × ½ × 4.5
= 2290 kNm/m
Peak shear force at face of windshield
= 268 × 4.5 + (330 – 268) × ½ × 4.5
– 1.4 × (1.9 × 24 + 0.75 × 19) × 4.5
= 970 kN/m
However, BS 8110 allows the critical section to be drawn across the full width of the
foundation at the face of the supported structure; in which case the average maximum
shear force reduces to 660 kN/m. Alternatively, the peak value of shear force can be used
with an enhanced concrete shear capacity.
2·7 m diameter
0·75 m
6·0 m diameter
Figure 8.6. Cross-section dimensions used in design example of circular piled chimney
foundation
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200 D ESIG N AP PLIC A TIO NS OF RA FT FOU N DA TIO N S
The total vertical load on the underside of the foundation comprises the load from the
windshield plus the weight of the foundation.
Total vertical load = 550 + (π/4) × 6.02 × 0.75 × 24
= 1059 kN
Total overturning moment on underside of foundation
= 3700 + 125 × 0.75
= 3794 kNm
Total number of piles = 32 in one ring
Pitch-circle diameter of piles = 5.4 m
Modulus of pile group = 32 × 5.4/4
= 43.2 m
Pile load distribution = (1059/32) ± (3794/43.2)
= 33 ± 88 kN
= 121 or –55 kN
assuming that all the structural loading is carried by the piles.
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IN DU STR IA L C HI MNE Y F OU ND A TIO NS 201
A further practical problem occurs in anchoring the new chimney to the foundation.
The installation of new holding-down bolts into the existing foundation requires the
drilling of accurately spaced holes to a considerable depth into the concrete foundation.
This is a difficult and costly procedure. The greater problem of installing new starter bars
all but precludes the construction of a new concrete windshield on an existing
foundation. For the reasons given above, it is most common to find new chimneys built
on new foundations.
The one case when an existing foundation will generally be re-used is the replacement
of a steel chimney which has reached the end of its service life, by a new and similar
structure. Provided that the holding-down bolts remain in good condition, all that is
required is to ensure that the base plate for the new chimney is match-drilled to the
holding-down bolt layout.
In most modern chimneys, the flue or flues enter the chimney at some distance
above the base. Thus the foundation is not exposed to heat from flue gases. In old
single-flue brick-lined chimneys, the flue frequently extends to the base of the
chimney, even though the bottom few metres may be dead space below the flue entry
level. In this case, the top of the foundation must be protected from the heat and chem-
ical content of the flue gases, usually by providing a brick hearth on the top of the
chimney base. The hearth is built of refractory or acid-resisting brickwork, and
includes either a thermal insulating layer or a means of cooling the foundation by
ventilation. On the cold side of the thermal insulation, an acid-resistant membrane is
incorporated to prevent acid condensate from the flue gases coming into contact with
the concrete of the foundation.
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202 D ESIG N AP PLIC A TIO NS OF RA FT FOU N DA TIO N S
Figure 8.7. Pouring of concrete in foundation for large multi-flue chimney, South Africa
(photo courtesy of NCL Stewart Scott)
concrete windshield, it is normal to align the top of the foundation beneath the base of
the wall with the general level of the foundation top surface, so that the slipform shutter
is initially set up on a flat foundation surface.
Figure 8.7 shows concrete being poured in the foundation of a 200 m high multi-flue
concrete chimney in South Africa. The chimney was built in 1989, and has a raft founda-
tion which is 22 m in diameter and 3 m thick, and which bears on rock. The arrangement
of reinforcement is orthogonal, and additional clearance was allowed by the contractor
between the reinforcement and the sides of the excavation in lieu of shutters for the
concrete.
The cost of a chimney foundation may be a substantial proportion of the cost of the
whole structure. In the case of a large power station chimney, a circular pad or raft foun-
dation may represent up to 20% of the total cost of the chimney; this can be reduced to as
little as 10% if a more economical annular foundation is feasible. A deeper foundation or
a piled solution may prove economical if it allows a change from a circular to an annular
foundation.
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IN DU STR IA L C HI MNE Y F OU ND A TIO NS 203
8.12. References
8.1. AMERICAN CONCRETE INSTITUTE. Standard practice for the design and construction of reinforced
concrete chimneys and Commentary. ACI, Detroit, Michigan, USA, 1998, ACI 307-98 and ACI
307R-98.
8.2. BRITISH STANDARDS INSTITUTION. Specification for steel chimneys. BSI, London, 1989, BS 4076.
8.3. BRITISH STANDARDS INSTITUTION. Basic data for the design of buildings: Chapter V; Loading.
BSI, London, 1972, CP 3, Chapter V, Part 2.
8.4. COMITÉ INTERNATIONAL DES CHEMINÉES INDUSTRIELLES. Model code for concrete chimneys: the
shell. CICIND, Zurich, Switzerland, Aug. 1998, Part A.
8.5. COMITÉ INTERNATIONAL DES CHEMINÉES INDUSTRIELLES. Model code for steel chimneys. CICIND,
Zurich, Switzerland, May 1988.
8.6. BRITISH STANDARDS INSTITUTION. British Standard Code of Practice for foundations. BSI,
London, 1986, BS 8004.
8.7. BRITISH STANDARDS INSTITUTION. Structural use of concrete. BSI, London, 1997, BS 8110, Part 1.
8.8. ENGINEERING SCIENCES DATA UNIT. Across-flow response due to vortex shedding: Isolated
circular cylindrical structures in wind or gas flows. ESDU, London, 1978, Item 78006.
8.9. CHU, K.-H. and AFANDI, O. F. Analysis of circular and annular slabs for chimney foundations. J.
Am. Conc. Inst., 1966, 63, 12 (Dec.), 1425–1446.
8.10. WOOD, R. H. The reinforcement of slabs in accordance with a pre-determined field of moments.
Concrete, 1968, 2, 2 (Feb.), 69–76.
8.11. BRITISH STANDARDS INSTITUTION. Design of concrete structures for retaining aqueous liquids.
BSI, London, 1987, BS 8007.
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