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King y Browning - Democratic Representation and Partisan Bias in Congressional Elections
King y Browning - Democratic Representation and Partisan Bias in Congressional Elections
King y Browning - Democratic Representation and Partisan Bias in Congressional Elections
of votes than will the disadvantaged v = the number of votes cast for
party. Although bias is easily defined, it Democratic party candidates
is not always as apparent or as easily T = the total number of votes cast for
measured (Grofman 1983). Even in the candidates of both parties
absence of partisan bias, several forms of VR = T - v = the number of votes
democratic representation are possible: cast for Republican party can-
strict proportional representation-in didates
which the percentage of seats equals the V = v/T = the proportion of votes
percentage of votes-and winner-take-all cast for Democratic candidates
elections are the pure forms, with many VR = 1 - V = the proportion of votes
other possibilities in between.' Whereas cast for Republican candidates
the extent of bias is a separate problem, s = the number of seats allocated to
the precise effect of partisan bias depends the Democratic party candidates
on the specific form of democratic SR = the number of seats allocated to
representation. the Republican party candidates
Much of the literature either treats par- D = the total number of single-
tisan bias and democratic representation member legislative districts
as one concept or mistakenly confuses dif- S = s/D = the proportion of seats
ferent democratically legitimate forms of allocated to the Democratic can-
representation with clearly invidious par- didates
tisan bias. Because bias and represen- SR = 1 - S = the proportion of seats
tation are related, the separate estima- allocated to the RepubIican can-
tions in most previous research can be didates
shown to be statistically inconsistent. By
expressing each of these concepts as a We express the absence of partisan bias
separate parameter in a unified model, we as partisan symmetry. In general, this
show that it is possible and useful to means that in an election system where
emphasize the analytical and empirical x% of the Democratic votes produces an
distinctions by developing a model that allocation of y% of the seats to the Demo-
jointly estimates both of these parame- crats, then in another election under the
ters. In a single and conceptually simple same system x% of the Republican votes
equation, we incorporate the full range of would yield the same y% Republican
possible values for bias and representa- allocation of seats. This is the situation
tion. The result is a general form that is that Grofman (1983) calls "completely
useful in understanding both the fairness unbiased."
of legislative reapportionment and the Stated more formally, if V = x * S =
democratic character of legislative repre- y, then VR = x =+ SR = y, for all x and y.
sentation. The validity and utility of this This completely unbiased system requires
model is then demonstrated with an appli- only one point at which the percentage of
cation to state level congressional seats votes equals the percentage of seats: when
and votes for the period 1950-84. each party receives 50% of the votes, the
The essence of bias and representation seats must be divided equally between
in democratic regimes is realized in the them. The partisan fairness expressed by
translation of votes into seats.' Assume this symmetry does not restrict x to equal
initially that there are only two parties, y at any but this point. When it is true
Democratic and Republican, and that the that x = y, for all x and y, we have the
legislature is composed of a set of single- situation of unbiased proportional
member, winner-take-all districts. We representation. However, there are many
begin with a few standard definitions. Let other interesting types of unbiased
Representation and Partisan Bias
representation systems, and our model ex- Equation 1, with p set equal to 3, is the
plicitly incorporates the full range of classic cube law:
these.3
Bias, formalized as partisan asym-
metry, makes it possible for one party to
receive 50% of the votes but not neces-
sarily 50% of the seats. This situation is Some time after its inception, investiga-
modeled similarly: If V = x * S = y, tion with actual election results indicated
then VR = x SR = Z, where y is not that values for p other than 3 were better
necessarily equal to z. However, in the descriptions of many electoral systems
United States, even a biased system would (see Taagepera 1973; Tufte 1973; and the
not allocate any seats to a party without citations in Grofman 1983, 317). While
any votes. This means that both biased this mathematical relationship is straight-
and unbiased systems are restricted to forward, it is difficult to interpret in a
pass through the (O%, 0%) and (loo%, theoretically meaningful way wikhout
100%) points on the votes-to-seats curve; either knowledge of analytical geometry
it is near the middle range of votes and or specific applications.
seats that the potential for bias is greatest. As an alternative, consider the alge-
Our model of representation and bias braic characterization that follows. First,
will now be developed and explained in by taking natural logs, we rewrite Equa-
more detail. We introduce the mathe- tion 1as
matical form and explain the substantive
significance of the bias and representation
parameters of each. Those preferring a
nonmathematical exposition are referred
to Figures 1-3.
Tufte (1973, 545), making unrealistic
Modeling Representation assumptions about the disturbance term
(see Linehan and Schrodt 1978), estimated
There are a number of plausible func- p by running a linear regression of
tional forms that could be used to model In[S/(l -S)] on ln[V/(l -V)] and includ-
the full range of representation while still ing a constant term in the e q u a t i ~ nWith
.~
restricting the system to be unbiased. some additional algebraic manipulation,
Most of these forms lead to nearly iden- Equation 2 can be expressed as a modifi-
tical conclusions, if not to the same cation of the dichotomous logit model
models. We believe our model best (see King 1986a). Thus, from the perspec-
matches the definitions above and has the tive of models common in political sci-
additional advantage of being a general- ence, Equation 3 should be more directly
ized form of the best-known model of the interpretable:
votes-seats relationship, the "cube law" of
electoral politics. Our generalization also
extracts the hidden features of this formal
"law," known at least since 1909 (see
Kendall and Stuart 1950), and expresses
them in a more interpretable form. We
show how this form can realistically and There are two differences between
flexibly model concepts and relationships Equation 3 and the logit model commonly
of fundamental importance to democratic used to analyze dichotomous dependent
theorists, political scientists, and the variables: In(V/l - V) is a log-odds func-
courts. tion of V; and there is no constant term.
American Political Science Review Vol. 81
.9 -
.8 - Majoritarian representation
V)
( P = 3 1
C
m
aJ
V)
-7 -
.-
C
U Winner-take-all>-
0 .2 .4 .6 .8
Proportion Democratic Votes
However, the inverse of the term in braces ( p = 1).Equation 3 can also be used to
still ranges between 0 and 1, and, when model antimajoritarian or unresponsive
multiplied by D, the entire right-hand side representation (0< p < I),not discussed
is restricted to vary between 0 and D, the here.
number of districts. Since a log-odds When D = 1. the translation of votes
transformation is the inverse of a logit, we into seats is bysproportional representa-
call Equation 3 the bilogit functional tion. As the figure indicates, some pro-
form. Thus, we have in Equation 3 a portion of votes will yield exactly that
model that generates the forms of repre- proportion of seats for the Democratic
sentation depicted in Figure 1.5 party. Exact proportional representation
Figure 1 demonstrates the range of is unlikely in actual U.S. district-based
functional forms that can emerge from elections, if only because there are fewer
Equation 3 and depend on the value of seats than votes: it would require a pro-
p (rho), the representation parameter. We portional increase in seats (1/ T, to be pre-
discuss winner-take-all representation ( p cise) for even one additional vote; this is
= a ) , majoritarian representation (1 < p imp.ossible, unless there were one seat for
< a),and proportional representation each voter. Other more realistic condi-
Representation and Partisan Bias
tions, such as incumbency and party com- possibilities-from just beyond propor-
petition, can also lead to results that are tional representation ( p > 1) to just
not proportional. before winner-take-all (r < a).
Majoritarian representation is the situa- A third situation is winner-take-all,
tion where 1< p < a.The further p is which occurs when p = oo. This is also
from 1, the further the electoral system is portrayed in Figure 1. In this case, 50%
from proportional representation. A com- plus one vote translates into 100% of the
mon example of this is the cube law (p = seats. Although this situation exists for
3), portrayed as the curve in Figure 1in each congressional district, for example, it
the shape of an escalator. This relation- does not usually apply to aggregates of
ship between seats and votes helps majori- them.6
ties to form. When a party approaches Although proportional representation
50% of the votes, each additional incre- is most often proffered as the standard of
ment of voters increases the proportion of fairness, we see no a priori reason to
seats by a larger amount, as evidenced by believe that one form of representation is
the steep slope at V = 3 ; thus, parties inherently more fair than the others, pro-
are encouraged in their search for majori- vided that there is partisan symmetry.
ties. There is also an incentive for more Convincing arguments can be made in
partisan competition, since the marginal favor of each of these types of democratic
benefit, in terms of seats, of an additional representation. At first glance propor-
increment of votes is greatest as both par- tional representation seems fair, since the
ties approach 50% of the votes. But one translation process reflects underlying
aspect of this relationship has been over- voter preferences most directly. But repre-
looked: although this form of representa- sentation systems need not only reflect to
tion favors majority and near-majority be fair and meaningful (King and Rags-
parties, there is a sense in which it pro- dale 1987; Pitkin 1967). Winner-take-all
tects minorities. This can be seen by look- systems, for example, have some elements
ing near the top and bottom of the graph, of reflection but also recognize that only
where the slope of the line becomes pro- one party can, and assume that only one
gressively flatter. After a party gets 50% party should, govern. These electoral sys-
of the vote (and a majority of seats), each tems thus emphasize ability to govern and
additional increment of votes yields a reflection in the method of translating
smaller incremental proportion of seats. citizen votes into legislative seats. In
The increase in the proportion of general, there is a trade-off between these
majority-party voters it would take to two criteria, but since winner-take-all
eliminate the last percentage point of systems do not favor one political party
minority seats (i.e., from 99% to 100% over the other, there is no real reason to
for the majority party) is far greater than consider it unfair. In fact, one can argue
the increase in voters it would take to that majoritarian representation, falling
reduce minority representation by one between proportional and winner-take-all
percentage point near the middle of the representation, best describes many
curve (say, from 55% to 56% for the popular notions of U.S. democracy:
majority party). This majoritarian elec- majorities are encouraged, but small
toral system thus encourages majorities to minorities are protected and thus repre-
form but simultaneously makes it more sented. An "optimal" value of p is there-
difficult for minority representation to be fore a matter for political or judicial deci-
eliminated. Although only one type of sion. Thus, there appears to be no a priori
majoritarian representation is pictured in or axiomatic basis on which to choose one
Figure 1, there are an infinite number of system over another.'
American Political Science Review Vol. 81
of the bias parameter and their respective Table I. Bias Coefficient Values
interpretations. Since fl is log-symmetric
(ranging from 0 to oo with 1at the center), Coefficient Value Direction of Bias
it will be convenient to express the coeffi- -
.S .6
Proportion Democratic Votes
American Political Science Review Vol. 81
yield .5 Democratic seats (because this is This is fair under the P = 3 majoritarian
where the vertical line meets the unbiased system, but not necessarily under other
line), but the line marked In0 = - 1only representational schemes. For the lnp =
allocates .27 Democratic seats and the line -1 line, there is a bias favoring the
marked In@ = 1 allocates .73. A similar Republicans, so that the same .6 votes
situation exists at all other points on this Democratic yields only a .55 proportion
graph. At .6 Democratic votes, the fair of Democratic seats. The lnp = 1 line,
outcome is .6 Democratic seats, but the biased toward the Democrats, yields .9 of
upper line, In0 = 1, is biased toward the the Democratic seats. For this figure, the
Democrats, yielding .8 of the Democratic absolute bias is also different for each
seats. The lower line, In0 = -1, is biased point on the horizontal axis. For the line
toward the Republicans, yielding only .36 marked In0 = 1, the absolute bias at .5
Democratic seats. The asymmetry defines -
votes Democratic is 1.5 .731 = .23, but
our theoretical notion of bias. the absolute bias at .6is only 1.77 - .901
Note that for each point on the horizon- = .13.12
tal axis, there is a different absolute bias
for different parts of any biased line. For
-
lnp = 1, the absolute bias is 1.5 .73 1 = Deterministic Laws
.23 at .5 of the Democratic votes, but it is and Probabilistic Realities
only 1.6 - .81 = .20 at .6 votes Demo-
cratic. In our model, the maximum abso- Some of the most significant contribu-
lute bias occurs at or near the .5 mark tions to the literature on seats-votes rela-
because the curves converge as they tionships imply that the cube law, or
approach 0 or 1.This provides some justi- some relevant variant, is deterministic.
fication for formal statistical models Whether this relationship is deterministic
(Quandt 1974) and more intuitive analy- or probabilistic is an empirical issue, and
ses (Tufte 1973) based on bias measured it has important consequences for theo-
only at .5. However, since there are many retical understanding and data analyses.
electoral systems where the percentage We believe it is difficult to find even one
Democratic is rarely near 50%, it also meaningful example of a deterministic law
suggests that we should look past this anywhere in the social sciences.13There is
point to incorporate the full range of bias. also strong evidence that a deterministic
For proportional representation systems, relationship between seats and votes does
a measure based on the Gini index of the not exist: While the cube law is stated
area between the biased and unbiased deterministically, even a cursory exam-
curves is possible, but this does not gen- ination of election statistics shows that it
eralize as easily to the majoritarian repre- does not hold perfectly" (Schrodt 1981,
sentation or winner-take-all cases. Grof- 33). Michels's (1911) "Iron Law of Oligar-
man's (1975, 1983) "normalized measure" chy" and many others have also failed the
of bias could be utilized here, but for pres- test. In making a general point (coin-
ent purposes the most natural way to cidentally using the cube law as an exam-
measure the range of bias existing in the ple), Achen (1982, 15) writes, "Any
system is to use 0 or, equivalently, lnp. attempt at specifying exact causal func-
Figure 3 expresses bias for majoritarian tions must necessarily result in over-
representation systems of the specific type simplified explanations."
p = 3. The line in the middle, marked lnp The Appendix develops a number of
= 0, is the unbiased line included for original, but somewhat technical, points:
reference. At .6 votes Democratic, the fair we justify a binomial disturbance term
proportion of Democratic seats is .77. and add it to Equation 5, propose a
Representation and Partisan Bias
.5 .6
Proportion Democratic Votes
method of estimation, and provide some because they were not states during the
empirical estimates. The sections that entire period. Small changes in the elec-
follow use the results from the Appendix. tions included in the analysis did not
materially alter the results because of the
generally slow changes in state electoral
Data and Measures systems.
To demonstrate the empirical utility of The implied assumption in this a p
this model, it is applied to data on U.S. proach is that @ and p vary more across
congressional elections, 1950-84.14 For states than over time within any one state.
most analyses of the U.S. Congress, the We believe that this is justifiable on two
entire nation has been used. But there are grounds. First, the whole process of re-
significant findings that demonstrate sub- apportionment is conducted separately by
stantial variation across states (e.g., Scar- each state legislature. Aside from signifi-
row 1983;Tufte 1973).We will therefore cant variation in the decisions by state
conduct separate analyses for each state, legislatures, there are also large discrepan-
using the 18 elections between 1950 and cies in political geography and political
1984. Alaska and Hawaii were excluded culture among the states. Surely, the
American Political Science Review Vol. 81
variation over time would be less than ences in these estimates across states can
these cross-state differences. Second, we be explained by measures of state political
report large variations in both the degree characteristics. This two-stage approach
of bias and the type of representation is as good as a simultaneous estimation
across states (see Figs. 4 and 5). At the because p, p , and many of these exoge-
same time, empirical tests indicated sub- nous state characteristicschange consider-
stantial stability within states over time.15 ably more across states than over time.lb
If /3 and p'do vary more than expected
over time for a particular state, then our
estimates are average values for that state. Estimating Representation and
These data were coded from, and cross- Bias in U.S. House Elections
checked against, the Statistical Abstract
of the U.S. (annual volumes), Congres- Using Equation 5 as the general model,
sional Quarterly's (1975) Guide to U.S. the estimation procedure described in the
Elections, Cox's (1972) State and National Appendix, and the data introduced
Voting, 1910-1970, and Scammon and below, bias and representation coeffi-
McGillivrayfs America Votes (annual cients were estimated for each state. We
volumes). As Niemi and Fett (1986) point present the results in Table A-1. For easier
out, the data collection is not as straight- interpretation, Figure 4 presents a histo-
forward as it might seem. For example, gram of the representation coefficients.17
we delete the very few representatives Note that the distribution of these coeffi-
who had won seats under the independ- cients are trimodal, with modes at or near
ent-party label and subtracted the votes 1, 6, and 10. Most of the states are quite
received by their Democratic and near to proportional representation, but
Republican opponents from the statewide significant numbers are strongly majori-
total. We ignore resignations,deaths, and tarian, and several are approximately
special elections. The member receiving winner-take-all. Note that although p
the most votes in the general election was ranges up to infinity, p coefficients
presumed to be elected. At-large districts, greater than 8 or 9 are essentially winner-
used by a few states immediately follow- take-all.
ing reapportionment, are excluded unless This finding demonstrates the utility of
there is only one district in the state. the model in three ways. First, it shows
Several states have laws that do not the large variance in the type of repre-
require votes to be tabulated in uncon- sentation across states. Second, it demon-
tested races. For these states, we included strates that the plurality of states are just
only those districts and votes that were above proportional representation ( p =
contested and reported. All other districts 1).Although a number of studies have
and votes are included. shown that p is not equal to 3, the cube-
Some have argued that the form of law value, most find that p falls between 2
democratic representation is a function of and 4, with an average of about 3. Finally,
the number of districts and voters, the the results indicate that previous estima-
geographical distribution, party competi- tion procedures may have been statis-
tion, and the number of incumbents. Our tically inconsistent due to the exclusion of
approach follows two steps. We first esti- a bias parameter. The extent of incon-
mate the bias and representation parame- sistency in previous research is also quite
ters for each state using the number of substantial: although deriving an analyt-
votes and seats for each party and election ical expression for the inconsistency
from 1950 to 1984. Once these parameters appears intractable, it is possible to get a
have been estimated, we show how differ- feel for the extent of the problem. To
Representation and Partisan Bias
Representation, ^p
accomplish this, the state bilogit estima- There is also substantial variation in the
tions were also run while constraining 0 degree and direction of bias in U.S.con-
= 1 (i.e., In0 = OJ-exactly as if the bias gressional elections across states. Figure 5
parameter had not been included. In these presents a histogram of the estimated fl
constrained estimations, p was too large coefficients. Note that the mean is almost
about 1.5 times more often than it was too exactly 0, and there is an approximately
small. It thus appears that previous symmetric normal distribution around
research has overestimated the degree to this point. This implies that the average of
which U.S.democracy tended away from the states is not too biased toward one
proportional representation and toward party more than the other. However, not
majoritarian representation. Although all points fall on or about In@= 0, sug-
these are the tendencies, in any particular gesting that at least some bias exists in
example it is unclear whether the incon- individual states. In fact, even allowing
sistency will cause the estimate of p to be for deviations from unbiasedness due to
too large or too small; the proper way to sampling variation and measurement
provide a consistent estimate of p is to use error, the point estimates indicate that
the joint model and estimation method some states have quite large biases (see
proposed here.18 Fig. 5). There are two well-defined groups
~ r n e r i c a ~ ~ o l i t iScience
cal Review Vol. 81
A
Bias, In(B1
of outliers at the ends of Figure 5. Kansas, a steep curve with two sharp bends).
Michigan, and Ohio have a substantial Indiana and other strong party states tend
Republican bias, whereas Texas, Cali- to demonstrate the slight bias and steeper
fornia, and Florida have a substantial slope portrayed in this figure.
Democratic bias.19 Representation in Texas is quite near to
The effect of bias on proportional and proportional. The no-bias baseline in
majoritarian representation systems is Texas is the nearly straight-line propor-
seen in the examples of Indiana and tional relationship (see Fig. 7). However,
Texas, graphed in Figures 6 and 7, respec- this baseline deviates substantially from
tively. Indiana is a generally Republican, Texas electoral politics; the dominant
but still competitive, two-party state. our Democratic tradition has created quite
results indicate a very slight Republican severe biases toward the Democrats, per-
bias (the unbiased baseline is almost indis- mitting them to win a majority .of the
tinguishable from our empirical findings) seats with less than 30% of the votes. This
and a steep, majoritarian, seats-votes is an extreme example of the biases that
relationship (the unbiased baseline is do exist in U.S. politics.
Representation and Partisan Bias
A
Figure 6. Bias and Representation in Indiana ( @ = 5.70, In( P ) = -.OS)
extreme cases. When there is no bias and of districts increases relative to the num-
one district for each voter (i.e., T = D), ber of voters. The precise rate at which p
x% of the votes for one party will auto- increases is defined by the form of his
matically yield X % of the seats for that index, In(T)/ln(D). Other forms that also
party. This proportional representation meet the boundary conditions are possi-
result is captured by Taagepera's index, ble, but Taagepera's (1973) seems plausi-
since ln(T)/ln(D),where T = D, is equal ble. In the weighted-least-squares regres-
to 1. The winner-take-all extreme is also sion analysis performed here, this hypoth-
captured by this index: When there is only esis would be confirmed if the regression
one district for all the voters, as in a presi- coefficient on this index were 1.0 and the
dential election, we have ln(T)/ln(l) = coefficients on the other variables in the
ln(T)/O = a.Thus, the extreme values of equation were 0.
this index are theoretically appropriate. Party competition has been suggested
Between these two extremes, the index as an examination for the form of repre-
predicts a gradual and continuous in- sentation. In strongly competitive party
crease in the representation parameter- systems, where the percentage voting for
from proportional (,p = 1)to majoritarian each party in each election district is near
(1< p < co) to winner-take-all ( p = 0 0 ) 50%; a small increase in votes for one
forms of representation-as the number party across districts will likely result in a
Representation and Partisan Bias
Note: Number of observations (states) = 44: standard error of the weighted-least-squares regression = .82;
mean of the dependent variable'(p") = 1.54;
large increase in seats for that party. within the bounds of the original
Party competition also encompasses the hypothesis.
effect of the power of incumbency and un- The propensity of a state to be biased
contested seats. From the widely used toward the Republicans or Democrats has
Ranney index of state party strength generally been explained by relative party
(Ranney 1976), we construct a measure of strength. Parties may be in decline in
party competition that ranges from 0 (no some ways, but the desire to gerrymander
competition) to 1(pure competiti~n).~~ remains as strong as ever.12 We would
Table 2 presents the weighted least- therefore expect all parties in all states to
squares regression of our estimated rep- attempt to gerrymander, but only the
resentation parameters on Taagepera's states with dominant party systems would
index and party competition. The esti- be successful.
mates for the effect of both variables are As a measure of party strength, we use
relatively precise and, at conventional the Ranney index, ranging, as usual, from
levels, significantly different from 0. 0 (Republican)to 1(Democratic).We also
Taagepera's index has an effect about one- use a measure of state ideological orienta-
third of what his theory would predict, tion ranging from -1 (liberal) to 1(con-
but it has the correct sign, and helps to servative), estimated from state level CBS
explain interstate variation in the form of News-New York Times polls by Wright,
representation. This finding has several Erikson, and McIver (1985).
interpretations: a different form of the The weighted-least-squares-regression
index might account somewhat better for results of estimated bias on state party
the range of representation types between strength and state ideological orientation
proportional and winner-take-all, or there are reported in Table 3. Both coefficients
may be a tendency for U.S. states to be are in the hypothesized directions,
more proportional than would be ex- although the ideology coefficient does not
pected solely on the basis of the relative meet conventional significance levels.
sizes of their voter populations and num- Our results indicate that the strongest
bers of legislative districts. Both the value Democratic state has a bias coefficient
of, and the need for further research on, about .9 points higher (in the direction of
Taagepera's index are emphasized by this Democratic bias) than the strongest
result. Republican state, and that ideologically
The effect of party competition is liberal states tend to be somewhat more
shown to be relatively strong: if a state biased toward the Democrats.
were to move from the lowest to the high- The plausibility of these second-stage
est level of partisan competition, the rep- results lends criterion validity to our
resentation parameter would move more original model. Variations in our esti-
than two points toward the winner-take- mates of bias and representation in the
all extreme (see Table 2). This is well U.S. states vary relatively closely with
American Political Science Review Vol. 81
Note: Number of observations (states) = 44; standard error of the weighted-least-squares regression = .64;
mean of the dependent variable ( P ) = -.05.
the long run. We assume in Equation A-2 not binomial but were a member of the
that E(ei) = 0. This means that, over the family of linear exponential distributions
long run, the average error is zero. (Gourieroux, Monfort, and Trognon
We now only need to choose a prob- 1984). The results would therefore be
ability distribution for s (or, equivalently, quite similar if our assumption were
for e). Recall that s is the number of seats incorrect.
allocated to the Democratic party. It is Thus, for the analyses below, s was
therefore a nonnegative integer ranging assumed to be distributed binomially;
from 0 to D, the number of legislative dis- that is,
tricts. To incorporate as much informa-
tion into the distribution as possible, we
limit the range of possibilities to discrete
probability distributions. The distribution
should have the mean as a parameter but where 6 = E(s), from Equation A-1. D,
should not necessarily be symmetric, the number of districts, is assumed to be
since the bounds at 0 and D make sym- known a priori. E is defined as e = s - 6.
metry either impossible or implausible for For a maximum likelihood solution, the
means not equal to D/2. Instead, a for- log-likelihood equation, reduced to suf-
mulation more faithful to the concept of ficient statistics, can be written by sub-
partisan symmetry is required: the dis- stituting Equation A-1 into Equation A-3,
+
tributions with parameters (D/2) A and taking logs, simplifying, and summing
(D/2) - A should be mirror images of one over all observations:
another."
The binomial distribution meets each of
these requirements and is relatively easy
to work with. One possible problem is
that district outcomes within a state may
not be independent, as is assumed by the
binomial distribution. Experiments with
alternative formulations that allow de- + (Di - si)ln[l - [I + exp ( - li$
pendence among districts were performed
and were found to add little to the analy-
ses below. This result is consistent with
recent research indicating that congres- The Berndt et al. (1974) numerical-
sional elections are local, not national, estimation algorithm, in combination
events, fought primarily within individual with the positive definite secant update
election districts (Hinckley 1981). The method, was used to maximize this likeli-
likelihood equation that emerges from hood function to derive the estimates
this distribution and Equation 5 is also described in the next section. Relatively
quite similar to what would result if a quick convergence was achieved in nearly
Poisson or a variety of other distributions all cases.2dThe estimates of p and 0, along
were chosen (see King n.d., 1987); in- with standard errors for each, appear in
deed, estimates from this model would be Table A-1. This table is further discussed
consistent even if the distribution were and analyzed in the text.
Representation and Partisan Bias
Standard Standard
States fi Error In( n^ ) Error
Alabama
Arizona
Arkansas
California
Colorado
Connecticut
Delaware
Florida
Georgia
Idaho
Illinois
Indiana
Iowa
Kansas
Kentucky
Louisiana
Maine
Maryland
Massachusetts
Michigan
Minnesota
Mississippi
Missouri
Montana
Nebraska
Nevada
New Hampshire
New Jersey
New Mexico
New York
North Carolina
North Dakota
Ohio
Oklahoma
Oregon
Pennsylvania
Rhode Island
South Carolina
South Dakota
Tennessee
Texas
Utah
Vermont
Virginia
Washington
West Virginia
Wisconsin
Wyoming
American Political Science Review Vol. 81
tion as p -
appropriate to characterize the winner-take-all situa-
0.
6. Theil (1969, 521) describes a real electoral
that many data points are better than two. Curious-
ly, However, they conclude their article by favoring
the "hypothetical (single-year) swing ratio." They
situation where the system was created to help the give other reasons for preferring this method, but we
minority at the expense of the majority. Although do not conclude as they do that many data points
this antimajoritarian representation system is un- are better than two, but that one datum is better
likely to occur much in U.S. politics, it can be repre- than many. Our analysis will therefore use many
sented in the current scheme as p < 1. data points collected over time.
7. In an interesting but wholly impractical pro- 15. The data were split into two nine-election-
posal, Theil(1969, 524) suggests that citizens express year samples for each state. The two sets each of j3
a preference for p at the same time as they vote for and p coefficients were each then correlated. Since
candidates. Preferences for p would then be aggre- positive infinity is a possible value for p , a simple
gated before translating votes into seats. Although it measure of association was not possible. Omitting
is not reasonable to "require the teaching of log- these values usually led to correlation coefficients of
arithms at an early stage" (1969, 524), this proposal about .45. More revealing were scatterplots that
does suggest the importance of the p coefficient in indicated closer fits between the two time periods
Representation and Partisan Bias