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Men on the Rocks

The Formation of Nabataean Petra

M. Mouton & S. G. Schmid (editors)

λογος
Men on the Rocks
The Formation of Nabataean Petra

Proceedings of a conference held in Berlin


2–4 December 2011

M. Mouton & S. G. Schmid (editors)

Berlin 2013

λογος
Supplement to the Bulletin of Nabataean Studies, 1

Layout and CAP by Pascale & Marc Balty – Art’Air Edition


http://www.artair-edition.fr

All texts translated or edited by Isabelle Ruben

Jacket photography: S. G. Schmid

Bibliographic information published by the Deutsche Nationalbibliothek


The Deutsche Nationalbibliothek lists this publication in the Deutsche Nationalbibliograie;
detailed bibliographic data are available on the Internet at http://dnb.d-nb.de.

Copyright Logos Verlag Berlin GmbH 2012 and individual authors


All rights reserved.
ISBN 978-3-8325-3313-7

Logos Verlag Berlin GmbH


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Table of contents

Michel Mouton & Stephan G. SchMid. Preface ....................................................................... 5


RobeRt WenninG. Towards “Early Petra”: an overview of the early history of the Nabataeans
in its context ...................................................................................................................... 7
piotR bienkoWSki. The Iron Age in Petra and the issue of continuity with Nabataean
occupation ......................................................................................................................... 23
david F. GRaF. Petra and the Nabataeans in the Early Hellenistic period: the literary and
archaeological evidence ...................................................................................................... 35
FRançoiS R enel & Michel Mouton. The architectural remains and pottery assemblage from the
early phases at the Qasr al-Bint .......................................................................................... 57
Jean-FRançoiS SalièGe †, antoine ZaZZo, chRiStine hatté & caRoline GauthieR. Radiocarbon
dating in Petra: limitations and potential in semi-arid environments .................................. 79
SebaStian hoFFMann. Indications for ‘Early Petra’ based on pottery inds in the city centre:
El-Habis as a case study ..................................................................................................... 93
Yvonne GeRbeR. Archaeometric investigations on Nabataean common ware pottery ............... 107
laïla nehMé. The installation of social groups in Petra ............................................................ 113
chRiStian auGé. Coin circulation in early Petra: a summary .................................................... 129
Michel Mouton & FRançoiS R enel. The early Petra monolithic funerary blocks at Rās Sulaymān
and Bāb as-Sīq ................................................................................................................... 135
thoMaS k abS. Bāb as-Siq. The necropolis of Ancient Gaia? .................................................... 163
lucY WadeSon. The development of funerary architecture at Petra: the case of the Façade
tombs ................................................................................................................................ 167
k aRin petRovSZkY. The infrastructure of the tomb precincts of Petra: preliminary results of the
tacheometrical survey in selected areas . ............................................................................. 189
lauRent tholbecq & caRoline duRand. A late second-century BC Nabataean occupation at
Jabal Numayr: the earliest phase of the “Obodas Chapel” sanctuary ................................... 205
lauRent GoRGeRat & RobeRt WenninG. The International Aṣlaḥ Project (2010-2012):
its contribution to “Early Petra” . . ...................................................................................... 223
MaRco dehneR. Continuity or change in use? Banqueting rooms in the so-called Soldier tomb
complex in Petra ................................................................................................................. 237
Stephan G. SchMid. Foucault and the Nabataeans - or what space has to do with it ................... 251
Will M. k ennedY. The hills have eyes: GIS-based studies on a possible watchtower on Umm
al-Biyara ........................................................................................................................... 271
lauRent tholbecq. The hinterland of Petra (Jordan) and the Jabal Shara during the Nabataean,
Roman and Byzantine periods ............................................................................................ 295

3
bRian beckeRS & bRiGitta Schütt. The chronology of ancient agricultural terraces in the
environs of Petra ................................................................................................................ 313
paula kouki. The intensiication of Nabataean agriculture in the Petra region ......................... 323
RobeRt WenninG. North Arabian deities and the deities of Petra: an approach to the origins of the
Nabataeans? ...................................................................................................................... 335
RobeRt WenninG. Nabataean niches and “Early Petra” ............................................................ 343
veit vaelSke. Isis in Petra. Chronological and topographical aspects ....................................... 351

4
Foucault and the Nabataeans
or what space has to do with it

Stephan G. Schmid

Michel Foucault (1926–1984) irst developed necessarily, architectonically deined spaces to


his theory on heterotopia in a radio show aired which only speciic people or groups of people
on December 7, 1966.1 But it took a long time are allowed access. Foucault used psychiatric
to fulil his dream, as expressed in the radio hospitals, prisons, brothels and, last but not
show, of a real science that deals with these least, cemeteries to illustrate these principles
“other spaces”, heterotopology. It was mainly in (Foucault 2005: passim, especially 12–14). He
(modern) architectural studies that the concept pointed out that some heterotopiai clearly have
of heterotopia irst found a wide echo (see, for an antique origin and in particular, he mentioned
example, amongst many others, Dehaene 2008), the garden as an example, referring to ancient
followed by the social sciences (for example Persian gardens and their well-deined layout and
Willke 2003). With the arrival of a new space, the restricted accessibility (Foucault 2005: 15). Most
“cyberspace”, such ideas provided a new input importantly, heterotopiai are closed spaces, where
into research related to “other spaces” in general only restricted and well-deined people or groups
(amongst many others, see Löw 2001; Schroer of people are granted access, no matter whether
2006). And yet, it took even longer for the theory deliberately or against their will, as is usually
of “other spaces” to become irmly established the case with prisons… Therefore, these “other
in archaeology even though it had considerable spaces” always have mechanisms for opening and
inluence on the “spatial turn” in various cultural closing the space and rituals for passing in and out
sciences, including archaeology.2 It is to the credit of them (Foucault 2005: 18–22).
of Sarah Cormack to have demonstrated how Ancient Nabataean society still presents many
closely Foucault’s heterotopia its the installation enigmatic aspects and open questions to the modern
and functioning of ancient funerary architecture, researcher. This is largely due to the absence of
particularly in the case of some installations in eloquent written sources, which is especially stri-
Asia Minor dating to the Roman imperial period king in the case of Nabataean funerary practices
(Cormack 2004: passim, especially 46–47. 107. and architecture. On the one hand the rock-carved
122). tomb façades in Petra and Hegra / Medaïn Saleh
Basically, and in a very simpliied way, can be considered the most eye-catching and
heterotopiai, “other spaces”, are often but not attractive remaining manifestation of Nabataean
culture, while on the other hand the absence of
clear written sources related to their functioning is
1. Actually, he had already used the term heterotopia in his a serious problem when trying to understand and
book “Les mots et les choses” (Paris 1966), but in a different
interpret them.3 Therefore, archaeology becomes
way that is not dealt with here. For the complicated history of
research related to the term and its use in modern architecture,
sociology and philosophy, see Defert 2005: 69–92. 3. Actually, the situation is even worse, since the only explicit
2. For a short and comprehensive overview, see Ewald 2008: source, the geographer Strabo, implies that the Nabataeans
624–625. did not value the body of the dead and even buried their

251
Stephan G. Schmid

a tool of major importance in trying to answer clearly deined group (cf. below). Only those who
some of these questions. The archaeological were granted access to the entrance building and
exploration of Nabataean tombs and funerary the peristyle courtyard could see the tomb façade
complexes can reveal elements to explain their and participate at the various activities taking
functioning (cf. below), and they can also be place inside the complex. Further, the fact that this
compared to funerary compounds in areas where complex literally blocks access to the upper parts
the functioning of such installations is better of the Wadi Farasa East, including the path to Jabal
understood. This is the goal of a current doctoral Madbah with the sacriicial high place, creates a
thesis at Humboldt University in Berlin (for the second and quite extensive heterotopia. Although
moment see Petrovszky in press). Equally, one can this knowledge explains quite well some speciic
develop theoretical elements regarding the use and aspects of spatial organisation and architecture of
functioning of such built spaces; this is the aim of the complex and its surroundings, it also creates
the present contribution, using some of Foucault’s a series of new problems and questions, the main
principles on characteristic deined spaces of the one being, of course, who where the people who
Nabataeans, starting with funerary complexes and had access to such complexes and the areas deined
expanding to other areas of Nabataean society. by them.
nabataean FuneRaRY coMplexeS It becomes clear from the analysis of inner spaces
aS heterotopiai of both tombs and triclinia in Petra that the
groups who used them were organised according
In recent years it has become clear that most
to speciic hierarchies (for this aspect and the
Nabataean tomb façades, at least in Petra, are in
following, see Schmid 2012a: 191–194; 2009:
fact part of more developed funerary complexes,
162–163). In many tombs there is a central burial,
which combine the rock-cut tomb façades with
often marked by a bigger niche or a speciic
other structures, usually built in stone, or in some
frame, which can most probably be considered
cases also rock hewn (Schmid 2012a; 2009; 2007).
the burial of the initiator or founder of the group
The most important of these additional structures
(see also Wadeson 2012a: 204–205; 2012b: 107,
is the banqueting hall (triclinium), often an integral
110). A similar speciic marking of a central
part of the funerary complexes. Another common
place can be seen in quite a few banqueting halls.
feature is an interior courtyard, large or small, with
Again, the complex of the Soldier Tomb offers
columns (peristyle) or without, that allows for a
clear examples for both the marking of a central
better organisation of the space. This also implies
burial and of a central banqueting place. It seems
restricted access since the funerary complexes are
clear, therefore, that the groups using Nabataean
closed to the outside by a wall, clearly deining
funerary complexes were referring to a “central”
the space behind the wall as being apart. For the founder around whom the group was constituted.
time being, the best example for such a developed The group apparently had similar interests and
Nabataean funerary complex is that of the Soldier purposes and it must have been organised in some
Tomb in the Wadi Farasa East in Petra (ig. 1).4 hierarchic way, as indicated by the highlighting of
This tomb, with its richly decorated façade, as well the central burial and banqueting place.
as the dining hall are cut into the rock, while the Of course, such structural principles can be found
central courtyard and a huge, two-storied entrance within the organisation of funerary spaces in other
building are built of stone. The whole complex societies in the Graeco-Roman Mediterranean area
is constructed across the Wadi Farasa East and, and beyond. Such is the case, for example, with the
therefore, creates heterotopiai in a double sense: funerary precincts of the Roman middle classes as
it is clear that the complex of the Soldier Tomb displayed within the necropolis at Isola Sacra near
itself is a heterotopia, with access restricted to a Ostia (Baldassarre 2002: passim, especially 13–
14). Here too, speciic groups, families or groups
kings next to dung heaps (Strabo, Geographia 4, 26); for a of freemen and others use funerary monuments in
discussion of the passage, see Hackl et al. 2006: 615–617. a very similar way to that just suggested for the
4. One has to insist on the fact that the complex of the Soldier Nabataeans. The same observation was made for
Tomb really is only the tip of the iceberg, as has been pointed tombs and burial complexes at Pompeii,5 and one
out by Schmid 2009; cf. also the contribution by Petrovszky in
this volume. It can now deinitely be considered as a fact that
such complexes were much more the rule than the exception, 5. Hope 1997: especially 88: “The founder is at the centre of
at least for the façade tombs. a group; his remains lie at the heart of a communal structure.

252
Foucault and the Nabataeans - or what space has to do with it

Fig. 1. Petra, general plan of the Soldier Tomb complex (J. Falkenberg).

can conclude that comparable organisations and 100 BC.6 And it must have remained a prominent
use of space existed in other areas of the ancient feature throughout the existence of the Nabataean
world (see for example, Braune 2008; Stehmeier kingdom, as demonstrated by their relatively
2006). large number, including installations such as the
In terms of the subject of this volume, the Soldier Tomb complex that was built fairly late,
“early” Nabataean presence in Petra, it is i.e. in the third quarter of the 1st century AD (on
especially interesting to observe that this kind of the chronology, see Schmid 2009: 151–152).
heterotopical organisation of funerary complexes
probably already existed at a rather earlier period;
6. At least if one accepts that the inscription is dated around
this, at least, is the conclusion drawn from the 96 BC. The three seasons of archaeological exploration of the
eponymous inscription in the Aṣlaḥ triclinium, Aṣlaḥ complex, as part of the German-French “Early Petra”
pointing to a very similar organisation of a project, did not provide a deinite answer to this question
funerary and banqueting complex shortly after since there was no clear archaeological indication for such
an early date; nevertheless, epigraphists still prefer to date
the inscription to shortly after 100 BC; cf. the contribution
Yet those who surround him may not represent his ideal or by Gorgerat & Wenning in this volume; see also Wenning &
constitute the group that he had originally envisaged.” Gorgerat 2012; Gorgerat & Wenning 2012.

253
Stephan G. Schmid

As a preliminary conclusion we may, therefore, the chronology is far from clear and, therefore, the
state that, as a form of spatial organisation and Nabataean origin of the speciic use of the space(s)
functionality, the heterotopia was very important is uncertain (Wenning 1987: 27–28).
to the Nabataean upper classes, at least for their
The next type of speciic Nabataean architectural
funerary complexes.
form with strong heterotopical elements consists
otheR heterotopiai in nabataean of architectural spaces that can best be described
SocietY and aRchitectuRe as “tribal gathering” places. Although they have
a cultic component, these spaces are not temples
Interestingly, a very similar heterotopical organi- or sanctuaries stricto sensu, but places where a
sation of space can be observed in other types speciic group venerates an ancestor as heros ktistes
of Nabataean functional architecture, which are and/or deiied members of the ruling dynasty.
briely discussed here. The best example of such a complex is the so-called
Such is, for instance, the case with sanctuaries, Obodas Chapel opposite Jabal Nmeir in Petra (see
although the best example, the sanctuary of Tholbecq & Durand in this volume; Tholbecq
Khirbet et-Tannur (ig. 2) obtains its inal form 2012 and 2011; Tholbecq et al. 2008; Tholbecq
at a very late date, towards the end or possibly & Durand 2005). Thanks to recent archaeological
even after the Nabataean kingdom.7 The overall investigation and the inscription that has long been
plan is very similar to the one discussed above for known, a rather concise picture of the functioning
Nabataean funerary complexes, with a courtyard of such a tribal gathering place can be drawn. Very
as the central element, distributing visitors to important for our purpose is the fact that the access
the different functional spaces and allowing a to the complex was granted exclusively through a
perfect mise-en-scène of the main building, i.e. small rock corridor, a kind of constructed Siq in
the temple proper.8 Most importantly, here too, the the words of the excavator, L. Tholbecq (2012:
heterotopia is separated from the outer world by a 172), that could be locked with a door. Another
substantial wall with a single entrance. And here important element is the continuous use of the
again, the second function of the complex – the place by apparently the same – evolving – group
primary one being the cultic activities related to of people, a Nabataean sub-tribe or clan according
the altar – is feasting, as is clearly demonstrated to the inscription. The earliest archaeological
by the presence of triclinia. It is dificult to state remains date the beginning of these activities
something concrete about a possible hierarchy into the later 2nd or very early 1st century BC, and,
within the group or groups that were using the therefore, at an early date comparable to the irst
sanctuary. Maybe the fact that there is a single use of the Aṣlaḥ triclinium (if we accept the early
banqueting hall outside the temenos wall of the dating of the inscription there; cf. supra).
sanctuary could indicate that some people, who
were allowed to approach the sanctuary in general On a smaller scale in terms of potential groups
terms, were not actually allowed to penetrate the of users, we can observe similar concepts of how
inner part, at least in phase 3 when that additional to organise and use speciic spaces, for example,
banqueting hall was added. within the residences of the Nabataean upper
A similar spatial organisation can perhaps be class, at least in Petra. The best example for this
presumed for the Nabataean sanctuary of Suhr in category of architecture is deinitely the huge
modern southern Syria, although in this case too, Nabataean mansion of az-Zantur, Ez Zantur IV
(ig. 3) in the terminology of the Swiss excavators
(Kolb 2012; 2007). Access to the building was
7. Judith McKenzie (Oxford) is currently inalising a new
publication on Khirbet et-Tannur, following the detailed
through a main door, prominently featured in the
analysis of Nelson Glueck’s archives at the Harvard Semitic middle of a façade richly adorned with sculpted
Museum. This inal publication will give decisive new tondi. Once the visitor passed through the door, he
insights into the reconstruction, dating and functioning of was still rather far from the speciic spaces where
the sanctuary. For the time being, one can refer to McKenzie visitors would be led and eventually received by
2012; McKenzie, Gibson & Reyes 2002; McKenzie, Reyes
& Gibson 2002.
the owner. From a kind of waiting and selection
area (no 28 on ig. 3), visitors had to pass along a
8. This is, of course, a very similar situation to the funerary
complexes: like the tomb façades, the temple itself was almost narrow corridor with several turns (no 25 on ig. 3)
not visible from the outside. Only those allowed to penetrate before reaching the interior courtyard (no 19 on
into the courtyard could see it fully. ig. 3) that inally led into the main reception and

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Foucault and the Nabataeans - or what space has to do with it

Fig. 2. Khirbet et-Tannur, overall plan of the sanctuary (J. S. McKenzie; courtesy J. S. McKenzie).

banqueting halls (no 6 and 17 on ig. 3). As Kolb clearly indicating the heterotopical mise-en-scène
was able to show, the architectural combination of and use of space. Those who were allowed to
rooms 6, 7 and 17 on ig. 3 is clearly based on a access the house and the reception area must have
prototype that is irst observed within the palatial belonged to designated groups of people.
architecture of the Macedonian kings which was
used for banqueting (Kolb 2012: 235; 2007: 167– All the categories we have reviewed clearly show
168). Since the mansion on the southern plateau some very characteristic common features. One is
of az-Zantur was undoubtedly the residence of the central courtyard that plays an important role
a top member of Nabataean society, more than in the spatial organisation of houses, sanctuaries,
one combination of reception halls exists, but tribal gathering places and funerary complexes.
the principal elements remain basically the same, When positioning the courtyard in the inner part of

255
Stephan G. Schmid

Fig.3. Petra, general plan of the Nabataean mansion Ez Zantur IV (B. Kolb & L. Gorgerat; after Kolb 2012: 234 ig. 5).

the structure, surrounding it by walls that protect able to access the andron, always situated in a
the building from the outside, the Nabataeans part of the house that was either horizontally or
created a closed, exclusive space, a heterotopia. vertically separated from the strictly private part,
This must have been a voluntary decision, since it hence, exactly the same organisational concept
would have been possible to have the courtyard in as described above for the Nabataean house on
front of the other structures and open towards the az- Zantur.
outside, allowing a less selective access to various Banqueting halls are another common feature
parts of the building. Exactly the same evolution of our structures, present in all the types of
with the same or at least similar consequences was Nabataean heterotopia presented above, i.e.
observed in the case of Greek houses (Lang 2010), funerary complexes, sanctuaries, tribal gathering
where the introduction of the inner courtyard places and private residences. In all cases, they are
around 700 BC clearly relects important social accessible through the interior courtyard and in
changes, mainly the ones leading from a more all cases we are dealing with more than one such
open to a more selective and structured society and structure, allowing further differentiations within
eventually to the polis (Lang 2010: 244–252). In the group or groups using the structure.
this case, the family as the nucleus of the society A further common element is the access to the
created a heterotopical type of house in order structures: in all cases we can observe an almost
to separate the public and private spaces. The processional path or way leading to the heterotopia.
courtyard helped to introduce semi-public spaces, At the sanctuary of Khirbet at-Tannur this is
especially the banqueting rooms, the andrones: obvious through the function of the structure as a
only those invited by the owner of the house were non-urban sanctuary situated on a high mountain.

256
Foucault and the Nabataeans - or what space has to do with it

No matter where the people using the Soldier towards their followers, probably during meetings
Tomb complex in the Wadi Farasa East in Petra in the contexts described above. Thus, the
lived, they had to make use of a carefully arranged functioning of Nabataean society could be deined
path leading halfway up the Wadi Farasa East as follows:
before they reached the entrance to the complex. “Therefore, the result is the image of a social order
Equally clear is the case of the Obodas Chapel, headed by a king who ruled thanks to his ancestry;
located even further away at the periphery of the his de facto exercise of power was, however,
agglomeration of the Nabataean capital. Last but dependent on the approval of the powerful chiefs
not least, the situation of the Nabataean mansion of noble families; further, he often had to ward off
on the southern plateau of az-Zantur, on one of competitors from his own family.”
the most prominent hills of Petra, overlooking Since we know that the main activities during the
the southern part of the city and its hinterland, is frequent gatherings, which we can deduce from
very similar, visitors being led through a carefully the spatial organisation and the architecture at
designed access path, including a passage between least according to the archaeological record, must
a small shrine and the main entrance of the house. have been feasting and mainly drinking, we could
These observations it the results obtained by further state:
Dentzer and others regarding speciic elements “At the same time, the symposium was also the
of Nabataean religious behaviour equally well place of the social deinition of each philos,
(Dentzer 2010: especially 193–196). because during the feast, all social relations within
Based on the observations connected to funerary the institution of the court concentrated in one
complexes and tribal gathering places, it can be place. Because a person’s status within the court
supposed that there must have been a kind of society – the personal relationship (with the king)
hierarchy in these meetings. It seems as if an as well as the relationship with the other members
ancestral leader was the centre of the gathering of the court – was never static, but was subject to
and we can deduce that there was also a living constant review and change, the courtly symposium
leader at the centre of the activities (cf. above). in particular offered an opportunity to determine
It is, therefore, only logical to presume a similar the speciic social constellation of the court, to test
position for the owners of the private residences, it or to change it. Participation in the symposion
such as the one on az-Zantur, when they were was therefore a prerequisite for membership of the
receiving people in their feasting halls. court society. Nowhere else was the abolition of
the separation between public and private spheres
heterotopiai aS nuclei so obvious.”
oF nabataean SocietY The passages quoted above seem to be, with some
minor exceptions, almost perfect descriptions of
As becomes clear from the multitude of funeral what we think could be how Nabataean society
complexes and, to a lesser extent, of tribal gathering functioned, at least in Petra. However, these
places in Petra,9 the social organisation of (tribal) passages have nothing to do with the Nabataeans,
groups around a leader must have provided a kind they are conclusions drawn by Völcker-Janssen
of nucleus for Nabataean society, with the leader or on the functioning of the Macedonian court under
leaders gaining and maintaining his or their social Alexander the Great and his successors.10 This
position – amongst other elements – by his or their
ancestry. If we extrapolate these results to the
10.. Völcker-Janssen 1993: 35: “Es ergibt sich demnach das
overall organisation of the Nabataean community,
Bild einer gesellschaftlichen Ordnung, an deren Spitze ein
with the king at the top of the group(s), the picture König stand, der Kraft seiner Abstammung regierte, dessen
that arises is one of a rather competitive society, faktische Herrschaftsausübung aber von der Zustimmung
where the leaders had to prove their capacities mächtiger Adelsoberhäupter abhängig war und der sich
constantly and to demonstrate their position zudem häuig Konkurrenten aus der eigenen Familie erwehren
musste”; ibid. 78–79: “Zugleich war das Symposion aber
auch der Ort der gesellschaftlichen Deinition des einzelnen
9. The smaller number of tribal gathering places compared to Philos, denn während des Gelages konzentrierten sich alle
funeral complexes can best be explained by the coincidences sozialen Beziehungen innerhalb der Institution des Hofes an
of the state of research. Everything indicates that they must einem Ort. Da der eigene Status innerhalb der Hofgesellschaft
have been quite numerous as well; cf. for instance Nehmé – das persönliche Verhältnis ebenso wie die Beziehung zu
in this volume; Dentzer 2010: 168–171, 196–207; Wenning den anderen Angehörigen der Hofgesellschaft – niemals
2011 and 2007. statisch, sondern einer ständigen Überprüfung und Wandlung

257
Stephan G. Schmid

is no coincidence, but results from comparable antiquity, the central elements of such ‘clubhouses’
situations: Macedonians as well as Nabataeans were the peristyle courtyards, i.e. the same feature
were originally tribal societies and during their as found in the Nabataean heterotopiai, while the
progressive evolution towards monarchies, some main activity – besides common cultic practice
tribal elements remained, especially related to – was related to feasting (Ascough 2008–09;
social structures and ties, and were adapted to the Egelhaaf-Gaiser & Schäfer 2002). Therefore, we
new way of life. The symposion especially, the can suppose that similar activities were going
feasting and drinking between men, always had on at places such as the sanctuary of Dushara in
an important function in creating and maintaining the Roman port of Puteoli (Lacerenza 1988–89;
social ties and alliances, particularly in changing Steuernagel 1999: 162–164), aiming to create and
and evolving societies (Murray 1983; 1980: 49– maintain social ties between the various Nabataean
59; cf. Whitley 1991: 185; and now Fox 2012).11 It travellers, traders and ambassadors abroad.
is clear that the Nabataeans, a rather heterogeneous
the end oF nabataean heterotopiai
group of different and various tribes and tribal
groups in a state of continuous change between If one follows the views expressed above, the
nomadic and sedentary life, depended heavily heterotopiai related to funerary complexes,
on occasions such as the symposion to create and tribal gathering spaces, sanctuaries and private
maintain the functioning of their society, from the residences, formed the core, the backbone of
rather small scale (family or clan), passing through Nabataean social structures and, therefore, of
an intermediate size (tribe or tribal group) up to the the Nabataean society. In this respect it would
“state” in general, with the king at its top (see also be interesting to know what happened to them
Dentzer 2010: passim; Wenning 2011; 2007).12 after the Roman annexation under Trajan in AD
Such practices, deeply anchored within Nabataean 106. Did the Romans understand the importance
society, most probably also helped to maintain of these gathering places? And if so, did they try
ties abroad. If one looks at the ‘clubhouse’ of to intervene in some manner in order to exert
the Poseidoniasts of Berytos at Delos, the spatial inluence?
organisation shows clear parallels with the various It is quite dificult to give satisfactory answers to
structures described above (most recently Trümper such questions based on archaeological evidence
2002 with further bibliography). In general terms, alone, but we can at least note some tendencies.
‘clubhouses’, in antiquity as well as nowadays, are The complex of the Soldier Tomb in the Wadi Farasa
East was subject to some important changes at the
heterotopiai, since only “members” are allowed
beginning of the 2nd century AD. Rooms 2, 4 and
access to the premises. In Greek and Roman
5/6 (on ig. 1) underwent substantial modiications,
which resulted, amongst other things, in a change
unterworfen war, bot besonders das höische Symposion in the water management system of the complex
Anlass, die jeweilige soziale Konstellation am Hofe zu and lash loods seem to have then become a
bestimmen, zu erproben oder zu verändern. Die Teilnahme
am Gelage war daher Voraussetzung für die Zugehörigkeit
problem (Schmid 2008a; 2008b). The banqueting
zur Hofgesellschaft. Nirgendwo sonst war die Aufhebung hall, previously accessible from the courtyard
der Trennung von öffentlicher und privater Sphäre so through one huge central doorway and two smaller
offensichtlich”; in a wider context, see also Vössing 2004: lateral doors, now became accessible only through
66–92; Nielsen 1998. the main central door, the two lateral openings
11.. Janet Morgan recently questioned the established being blocked by a substantial wall. Further, the
scholarly view of the typical Greek feasting halls, the
main doorway was now locked by double doors,
andrones that served as – at least indirect – prototypes for
Nabataean banqueting halls: Morgan 2011; nevertheless, in i.e. an interior and an exterior door. Whether
her inal observations she states (Morgan 2011: 283): “Its these changes resulted from the threat caused by
shape and position allow the individuals present to view the lash loods or whether they were related to a new
other participants and, in so doing, the structure of the room access policy cannot be decided. In another case
effectively creates a human circle, a group. The rooms are elsewhere, the second possibility seems more
concerned with the identity of groups (…)”.
likely: at the western tip of the Soldier Tomb
12.. The importance of common feasting as a social act
complex, on a rocky outcrop that was previously
within Nabataean society seems conirmed by the passage of
the geographer Strabo quoted below (note 16). Apparently, used as a stibadium, i.e. an open-air banqueting
the sympotic customs of the Nabataeans seemed worthy of place, a small burial place was installed at the
mention, indicating their importance. very end of the 1st century AD and continued to

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Foucault and the Nabataeans - or what space has to do with it

be used in the early 2nd century AD (ig. 1), with the archaeological evidence. In any case, nothing
ifteen rock-cut pit graves, most of them used for indicates that the reception and dining halls
multiple burials (Schmid et al. 2008: 141–144). discussed above went out of use.
This is all the more surprising since within the two The sanctuary of Khirbet at-Tannur (ig. 2) points
huge rock-cut rooms of the Soldier Tomb itself, in a completely different direction. The huge
there was still abundant space available for more complex, with its banqueting halls and the richly
burials. Moreover, the people buried within the adorned façade, was not built before about AD
small pit grave necropolis apparently had a keen 100 or even slightly later and continued to be in
interest in being buried as close to the Soldier use until the earthquake of AD 363 (cf. above).
Tomb as possible. So, why was a former integral
part of the overall complex, the stibadium at the The evidence briely presented seems to indicate
western tip, destroyed instead of burying these a rather disparate picture; no common elements to
people inside the Soldier Tomb? explain the end of Nabataean heterotopiai seem
Although no inal answer is possible, one can at apparent. A rather audacious interpretation might,
least suppose that the members of this group were however, state that there are signs indicating a
not allowed (anymore) to bury their deceased somewhat abrupt end to the most characteristic
inside the tomb, forcing them to ind alternative heterotopical structures, namely the tribal
solutions. And we should also add the observation gathering places (Obodas Chapel) and the funeral
that apparently no new rock-cut tomb façades and, complexes (Soldier Tomb complex), at least within
therefore, funeral complexes were constructed in Petra. The situation may be different outside Petra
Petra after the Roman annexation, or at least there (Khirbet at-Tannur) and in the more private sector
is no archaeological evidence for this. (az-Zantur).
Rather clear evidence comes from the Obodas A certain interventionism by the new Roman
Chapel. This tribal gathering place was destroyed administration would make perfect sense. The
in the early 2nd century AD and never reused as such Romans were well aware of such gathering places
(Tholbecq 2012: 185; Tholbecq in this volume). for speciic social groups, since, as shown above,
As with many other observations of destruction in they correspond perfectly to the architecture
and around Petra, several reasons can be proposed. and the functioning of “clubhouses” (for similar
The oft-mentioned earthquake hypothesis seems arguments, see also Tholbecq in press). The various
rather weak to the present author (cf. also Schmid associations that used such spaces were looked
1997; Schmid 2000: 141–146). Earthquakes are on suspiciously by the Roman administration,
not selective in their destruction, so why should the especially in the provinces, but also in Italy. And
Obodas Chapel have been completely destroyed in more than one situation the emperors and their
but not the Soldier Tomb complex, which is only governors violently suppressed their activities out
a few hundred metres away and built in the same of fear of political conspiracy. One of the better
way? Why does the so-called Great Temple show known examples is the action taken by Aulus
no signs of destruction but only of architectural Avilius Flaccus against associations in Alexandria
alterations around AD 100 (see below), the Qasr in Egypt during the reigns of Tiberius and
al-Bint no signs of any changes, while the roof Caligula.13 Trajan, who was, we shall remember,
of the Temple of the Winged Lions burned and the emperor who inally conquered the Nabataean
collapsed? Without repeating previous arguments, kingdom and incorporated it into the Roman
its seems preferable to propose alternative reasons empire, was particularly suspicious of associations,
for the destruction of the Obodas Chapel, one as is indicated by the letters he exchanged with
of them being the Roman annexation or events Pliny the younger, then governor of Bithynia. At a
related to it. certain point, Pliny asks the emperor to be allowed
The large Nabataean mansion on az-Zantur shows
signs of alterations around AD 100. The most 13.. Philo� In Flaccum 1� 4 (518): “Τὰς τε ἑταιρείας καὶ
notable is the construction of a typical Roman- συνόδους� αἳ ἀεὶ ἐπὶ προσφάσει θυσιῶν εἱστιῶντο τοῖς
style thermal installation consisting of rooms πράγμασιν εμπαροινοῦσαι� διέλυε τοῖς ἀφηνιάζουσιν
ἐμβριθῶς καὶ εὐτόντος προσφερόμενος” (“The
10, 40 and 52 (Kolb 2012: 241–242; 2007:168).
associations and clubs that continually feasted under the
Whether this is pure coincidence or related to pretext of sacriices, in which drunkenness turned into political
events around the annexation of AD 106, possibly intrigue, he dissolved strictly, energetic and wilfully”); for the
to a new owner, is impossible to decide based on context, see Bilde 2006; Alston 1997.

259
Stephan G. Schmid

Fig. 4. Petra, overall plan of the complex of the ‘Great Temple’


(Brown University Petra Archaeological Project; after Joukowsky 2012: 158 ig. 2).

260
Foucault and the Nabataeans - or what space has to do with it

to create associations of iremen in order to ight


against the frequent ravaging ires (Epist. 10, 33).
The emperor’s answer is quite clear: “You may very
well have had the idea that it should be possible to
form a company of iremen at Nicomedia on the
model of those existing elsewhere, but we must
remember that it is societies like these which have
been responsible for the political disturbances in
your province, particularly in its towns. If people
assemble for a common purpose, whatever name
we give them and for whatever reason, they soon
turn into a political club”.14
In a general climate like the one evoked by
Trajan’s letter to Pliny, it would not be surprising
if the Roman administration would have tried to
regulate and control the Nabataean heterotopiai at
Petra in one way or another.

a RoYal banquetinG hall?


Before attempting a inal interpretation of these
observations, it is worth looking at another Fig. 5. Petra, ‘Great Temple’. Plan of phase IV (Nabataean) building
structure showing rather clear evidence of with hypothetical interior columns (P. C. Zimmermann, B. A. Brown,
C. F. Cloke, M. C. Agnew & E. A. Power; after Joukowsky 2007: 223
alterations around AD 100. The so-called Great or
ig. 5.10; modiications S. G. Schmid).
South Temple, located at the western end of the
colonnaded street, just before the temenos of the
Qasr al-Bint (ig. 4), indeed underwent substantial end of his reign, or the new Roman administration,
changes in the late 1st or early 2nd century AD depending on the exact date of the theatron, would
(Joukowsky 1998: 209–224 [E. L. Schluntz]; undertake such dramatic measures in order to
Joukowsky 2012: 161; 2007: 223–229). The most deprive a temple of its proper functions, no matter
prominent of these changes consists of a theatre- to what deity this presumed temple was initially
like structure that was constructed in the central dedicated. Such behaviour remains extremely
part of the supposed temple, completely altering dificult to explain and lacks convincing parallels.
the function(s) of the whole complex. These A few additional elements regarding the
massive interventions make it extremely dificult interpretation of the building before the
to say anything about the previous aspect of the construction of the theatron are outlined here.
building. While in the end the excavators prefer The irst concerns the interior space, i.e. the one
to retain the traditional denomination as a temple, later occupied by the small theatre-like structure.
other scholars have expressed doubts about this Several publications have proposed reconstructing
interpretation (f. ex. Seigne 2000; Bedal 2003: it as a hypaethral space (f. ex. Joukowsky 2012:
176–178; Kropp 2009 and most notably Schluntz 161 ig. 6). Since there is absolutely no evidence
1999: passim, while Netzer 2003: 72–81 maintains as for the initial design of this space, we could
the temple hypothesis). equally reconstruct it with regular columns
These arguments will not be detailed here, but in corresponding in their dimensions and positions to
general terms one has to ask why Rabbel II, at the the preserved external rows of columns (ig. 5).15
With an interior composed of a huge hypostyle
hall, we would have a very common expression
14.. Plinius minor, Epist. 10, 34: “Tibi
“ quidem secundum of Near Eastern royal representative architecture.
exempla complurium in mentem venit posse collegium The best examples for such architectural features
fabrorum apud Nicomedenses constitui. Sed meminerimus
provinciam istam et praecipue eas civitates eius modi
factionibus esse vexatas. Quodcumque nomen ex quacumque 15.. Netzer 2003: 77, 81 proposes a lat
lat roof of wooden beams
causa dederimus iis, qui in idem contracti fuerint, hetaeriae that would require a length of 17–18 m, which would be
eaque brevi ient” (after Loeb Classical Library, with an quite surprising (although not impossible) in Petra; with the
English Translation by B. Radice, Cambridge: Harvard solution of a hypostyle hall as hypothetically proposed here,
University Press, 1969). the rooing would, of course, have been much easier.

261
Stephan G. Schmid

are the hypostyle halls built for the representative Still within the general frame of a working
purposes of the Achaemenid kings in their royal hypothesis it is possible to push the interpretation
residences, with the Apadana of Persepolise irst of the ‘Great Temple’ complex slightly further.
amongst them (see most recently, Huff 2010; Despite the fact that, from the later 6th century BC
Gopnik 2010). Prototypes for the Achaemenid onwards, the Achaemenid kings started building
halls can be found in Media (Hasanlu), Anatolia their reception halls and palaces in stone, they
and Arabia (Rumeilah, Muweilah), indicating maintained temporary structures, i.e. tents, serving
common functional needs leading to similar the same purposes (on the Achaemenid court and
architectural forms rather than a single invention its customs in general, see Brosius 2007). This
(Huff 2010; Gopnik 2010 with several additional was especially useful for the manifold travels
examples). One would like to explain the striking the great king had to undertake, be it in order
similarity between the Achaemenid hypostyle halls to visit distant provinces or to lead his armies.
and the hypothetical reconstruction of the ‘Great We know from the written sources that most of
Temple’ in Petra in a similar way. This suggests the royal court travelled with the king on such
that we should search for common origins of occasions; we are, therefore, talking about huge
these architectural forms rather than for a direct and luxurious tents. The tents of the Persian kings
connection between them. and especially the lavish decoration and luxurious
Obviously, the origin of the rectangular, sometimes interior became notorious amongst the Greeks,
square hypostyle hall has to be looked for in for instance when, in 479 BC, they conquered the
tent architecture. Traditional Bedouin tents are royal tent of Xerxes I that he had left to his general
constructed in exactly the same way, the columns Mardonios.17 According to Herodotus (9, 80ff.),
corresponding to the wooden beams supporting the royal tent was wrought with silver and gold,
the goat-hair textile strips. The basic tent has while klinai made of gold and silver were in it as
three such rows of wooden beams, a central one, well as a kitchen with several cooks and bakers
one in the front and one in the back. According specialised in the preparation of luxurious meals.
to the wealth of the owners and the number of Hence, the tent clearly featured banqueting as one
people, animals and goods to be housed, this basic of its main functions. The Athenians celebrated
element can be extended over as much length as their victory over the Persians, amongst others,
is necessary, creating huge hypostyle tents, which by building the so-called Odeion of Pericles at
include separated spaces for men, women, animals, the foot of the acropolis, immediately next to the
goods etc. (see Dalman 1939: 12–29; Faegre theatre of Dionysus. According to several ancient
1979: 9–59). Clearly, such tents already existed in texts (Plut., Perikles 13, 5; Vitr., De arch. 5, 9, 1;
antiquity, beginning with examples from the Bible Paus. 1, 20, 3–4), this building was an exact copy
(Dalman 1939: 29–41). of the tent of the Persian king. As far as excavations
There is no need to explain that it makes perfect were able to reveal its remains, it was an almost
sense to suppose that the formerly nomadic square building measuring 68.5 x 62.4 metres
Nabataeans conserved and transposed into their and with 9 x 10 columns and, therefore, a rather
new sedentary lifestyle some speciic behaviours, perfect copy of the reception halls in Persepolis,
such as the regular gathering of groups (tribal Susa and Pasargadae.18
groups, families, kinsmen, clans etc.), in order to
create, deine and maintain social ties. No surprise
either that they preserved speciic architectural many drinking-bouts in a huge hall, but no-one drinks more
than eleven cupfuls, each time using a different golden
forms for these purposes, simply transforming cup”; cf. Hackl, Jenni & Schneider 2003: 615–617. This
them into a durable version, i.e. built of stone. hypothesis has already been established by Schluntz 1999
It is, therefore, quite likely that the ‘Great Temple’ and Seigne 2000: 514–515 and was essentially followed by
in its initial shape as a hypostyle hall corresponds Bedal 2003 and Kropp 2009, although these authors prefer to
with the “huge hall” in which, according to call the building a reception- or throne-hall; however, as the
examples of royal tents quoted here indicate, such structures
Strabo, the Nabataean king used to hold many were probably multifunctional.
symposia.16
17.. For a brief overview and discussion with further
bibliography, see Schmid 2006: 82–83; Hesberg 1996:
16.. Strabo, Geogr. 16, 4, 26: “They [the Nabataeans] prepare 86- 89.
common meals together in groups of thirteen persons; and 18.. Schmid 2006: 82; Miller 1997: 218–242; contra
they have two girl-singers for each banquet. The king holds Deppmeyer 2007; cf. below note 19.

262
Foucault and the Nabataeans - or what space has to do with it

Almost 150 years later, the tent – or rather tents – with the triple porticoes on both sides, crowned
of Darius III fell into the hands of Alexander the by the beautiful elephant-headed capitals (ig. 6)!
Great after the battle of Issos. This time we learn Since the main building was situated on the upper
that, amongst other things, it contained baths and terrace and towards the back of the whole complex,
a harem (Plut., Alex. 20, 6ff.).19 More importantly, it must have seemed to the visitor as if the elephants
Alexander decided to make regular use of the were forming a circle around the main structure,
Persian royal tent for feasting, celebrating, i.e. around the hypostyle hall where the Nabataean
receiving and holding court, in short, it became king was receiving and holding banquets.
an important element of his own royal court Despite the hypothetical reconstruction of the
(Spawforth 2007: passim, especially 94-99; ‘Great Temple’ as a hypostyle hall, the overall
Hesberg 1996: 86-89). Most interesting for our correspondence between the organisation and
purpose is the description of the careful mise-en- decoration of the whole complex with the general
scène of Alexander’s use of the royal tent. It is layout of Alexander’s use of the great king’s
worth quoting our two main sources, Phylarchus tent seems too compelling to be due to mere
and Polyaenus. Phylarchus says (apud Athen., coincidence. According to the excavators, the
Deipn. 141ff.): “In the centre of the pavilion was lower temenos with the elephant-headed capitals
placed a golden chair, sitting on which Alexander belongs to the main building phase of the complex
held court with his bodyguard stationed closed on dated to “between the irst century BCE and the
all sides. Outside the tent the elephant division irst century CE” (Joukowsky 2007: 96–98)
was posted near in a circle with full equipment”. or “to the last quarter of the irst century BCE”
The same situation is described by Polyaenus (Joukowsky 1998: 209 [E. L. Schluntz]). Therefore,
(Strategemata 4, 3, 24): “In the middle of the the complex of the ‘Great Temple’ belongs to the
tent sat the golden throne, on which he sat to major building phase which resulted in a general
give audiences. Bodyguards stood on each side and overwhelming monumentalisation of the city
when the king heard cases. In a circle around the centre of Petra that started at the beginning of the
tent stood the corps of elephants Alexander had last quarter of the 1st century BC (Schmid 2012b:
equipped”. 138–140). This is the period when Herod the Great,
Therefore, Alexander the Great held court (and in Judaea, and the Nabataeans started to develop
received guests for drinking parties) in the royal similar building activities, probably proiting
tent formerly belonging to the Achaemenid kings. from the availability of and input from architects
He sat in the middle of the tent on a golden throne, and craftsmen that were formerly employed by
his Macedonian and Persian companions carefully the royal court at Alexandria and that now, after
positioned around him; around the tent were placed Egypt’s conquest by Rome, were looking for a
the Indian elephants. If we try to imagine what new clientele.20
impression the ancient visitor to Petra must have
obtained when he was allowed to approach the It must have been a source of real satisfaction
‘Great Temple’ complex in the city centre of the for the Nabataeans and, to a certain extent, a
Nabataean capital, the parallels with the scenery provocation for former and new rivals, including
described by the two texts is absolutely striking: Rome, when the Nabataean kings built the ‘Great
walking up the huge stairs and passing through the Temple’ complex21. The Nabataeans’ irst entry into
propylon, the visitor penetrated the lower temenos history is related to the – unsuccessful – attempt
by the Antigonids to conquer them in 312/11 BC;
19.. The multifunctionality of Achaemenid royal tents would
for almost all of the next three centuries they were
equally it the close relationship with the stone-built examples caught in continuous struggles with the Seleucids
such as the Apadana; according to Huff 2010, such structures and the Ptolemies. By 30 BC they had survived
also contained spaces for various purposes, including living
rooms of the royal family. Huff’s convincing arguments also
cast new light the relationship between the Achaemenid royal 20.. For these phenomena, see Lichtenberger 2012; Schmid
tent and the Odeion of Pericles in Athens: Miller 1997: 235– 2009b; Kropp 2009, all with further bibliography.
236 argued that the Odeion is based on stone-built Apadana 21.. Especially since the Romans were well aware of the
structures rather than on the tent, pointing out that the tent symbolic meaning and value of Alexander the Great’s tent:
should have contained multifunctional aspects while, in her According to Pliny (Nat. Hist 34, 48), statues that initially
opinion, the Apadana did not. Since now we know that indeed were used as tent poles for Alexander’s tent were standing in
the Apadana did contain such features, the Odeion can indeed front of both the temple of Mars Ultor and the Regia in Rome
be based on the tent. (cf. Spawforth 2007: 94-95, 117).

263
Stephan G. Schmid

Fig. 6. Petra, ‘Great Temple’. Elephant-headed capital from the lower temenos (A. Voegelin; after Joukowsky 2012: 159 ig. 4b).

all of them; they could now pretend to be the concluSionS


successors of Alexander and the Persian great
king and to transform one of the most prestigious The analysis of a series of characteristic
elements of royal representation from the architectural spaces very common in the
wealthiest empires, the royal tent surrounded by Nabataean world, such as funeral complexes, tribal
the elephants, into a stone-built complex in their gathering places, sanctuaries and houses, shows
lavishly decorated capital, itself the showcase of that Nabataean society made abundant use of
their wealth and technical skills. heterotopical spaces. Only well-deined members
This programmatic statement must have been of speciic groups were granted access to any single
clear to every visitor with the slightest education heterotopia. One of the main activities common to
and minimal historical knowledge. If the complex all these spaces was conviviality, that is hierarchic
of the ‘Great Temple’ is read and interpreted organised feasting, mainly drinking. With these
in this way, it also becomes immediately clear elements and activities, Nabataean society deined
why it was transformed around AD 100. The its social ties and structures. The same basic
new administration had, of course, no interest system worked from a rather small scale (private
in such a statement. Furthermore, the likely use houses), through intermediate structures such as
of the complex as a royal reception and feasting tribal or clan heterotopiai (funerary complexes
hall, a typical Nabataean heterotopia in order to and tribal gathering places) up to the top of the
create social ties and strengthen the power of the
Nabataean society (royal banqueting hall, attested
Nabataean king, was of no use to the Romans and
by Strabo). In their density and diversity, the
they replaced it by a bouleuterion-like structure. If
heterotopiai of Petra seem to be outstanding.
indeed the use of the new structure was that of a
So far, multifunctional funeral complexes seem
bouleuterion (as proposed by Schluntz 1999: 131–
134; Seigne 2000: 513–514), we could see in the limited to Petra, as are the rich houses such as the
transformation a kind of conirmation ex post for the mansion of az-Zantur, which are clearly distinct
hypothesis expressed above about the initial use of from houses in other Nabataean towns (Kolb 2012:
the complex: in the new building the counsellors of 243; Kolb 2007: 168–170). However, sanctuaries
the metropolis under Roman rule were debating in and, more importantly, tribal gathering places are
typical Graeco-Roman architecture but in the same reported from other places as well. Nevertheless,
place where the Nabataean kings had previously Petra seems to have been the centre of these
held court and banquets in order to maintain social activities. This can probably be underlined by the
ties and power. fact that Petra must have been, if not the only, then
In both cases the structure was a typical heterotopia. clearly the most important production centre for
During the Nabataean period selective access was the Nabataean table ware pottery, including the
granted upon invitation, in the Roman era upon painted drinking bowls that were abundantly used
election… on such banquets (cf. Schmid 2000).

264
Foucault and the Nabataeans - or what space has to do with it

On the one hand, the practice of hierarchic Finally, the ‘Great Temple’ complex might have
organised and repeated feasting as a major social been a speciic heterotopia, namely the huge
practice clearly goes back to the pre-sedentary banqueting hall of the Nabataean king as attested
form of Nabataean society; the comparably early in written sources. A working hypothesis is
dates of the inscriptions from the Aslah-triclinium proposed to interpret this structure as a petriied
and the Obodas Chapel point in this direction. On homage to the royal tents of the Achaemenid kings
the other hand, it seems as if these heterotopiai and of Alexander the Great.
and their social functions went out of use shortly
after the Roman annexation in AD 106. Given the
bad reputation of similar associative structures in
the Roman empire this is no surprise. Surprisingly
though, it seems that these practises continued
outside Petra, as best illustrated by the sanctuary Stephan G. Schmid
of Khirbet at-Tannur. To a certain extent this Winckelmann-Institut
could even conirm the importance of Petra as a Humboldt-Universität zu Berlin
heterotopical centre of the Nabataeans: outside Unter den Linden 6
Petra the restrictions apparently were less directly 10099 Berlin (Germany)
observed. stephan.g.schmid@culture.hu-berlin.de

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