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Clinical Notes

ED Leadership Competency Matrix:


An Administrative Management Tool

DOUGLAS A. PROPP, MD, MS,* SETH GLICKMAN, MD,†


AND DENNIS T. UEHARA, MD, MS‡

A successful ED relies on its leaders to master and demonstrate core ership is paramount. In addition, the increasing competition
competencies to be effective in the many arenas in which they interact among providers requires that unique core competencies of
and are responsible. A unique matrix model for the assessment of an ED organizations that allow them to distinguish themselves
leadership’s key administrative skill sets is presented. The model incor- from their competitors must be developed.2 A unique model
porates capabilities related to the individual’s cognitive aptitude, expe-
rience, acquired technical skills, behavioral characteristics, as well as
was created to assist the Chair of a nonuniversity-based
the ability to manage relationships effectively. Based on the personnel teaching, suburban ED evaluating over 51,000 patients per
inventory using the matrix, focused evaluation, development, and re- year to enhance the performance of its clinical leadership.
cruitment of ED key leaders occurs. This dynamic tool has provided a
unique perspective for the evaluation and enhancement of overall ED LEADERSHIP CORE COMPETENCIES
leadership performance. It is hoped that incorporation of such a model
will similarly improve the accomplishments of EDs at other institutions. In examining the expansive skill set required of medical
(Am J Emerg Med 2003;21:483-488. © 2003 Elsevier Inc. All rights re-
served.)
leaders, we have stratified them into those relating to the
individual’s (1) cognitive aptitude, (2) acquired technical
skills, (3) experience, (4) behavioral characteristics, and
The administrative medicine literature is replete with finally, (5) ability to manage relationships effectively.4 The
articles recognizing the scarcity of clinician leaders ready to first 2 categories are entry-level threshold capabilities, the
assume their role in the evolution of health care during these fourth category is difficult to modify, whereas the last group
turbulent times of change.1-10 Training is required to pro- of attributes deals with higher level performance.
vide leaders with the ability to deal with issues such as The ability to successfully complete the advanced educa-
clinical standardization, site efficiency, outcomes manage- tion and training required to be a clinician suggests that ED
ment, value enhancement, data management, patient and leaders have at least an acceptable overall cognitive apti-
customer satisfaction, informatics, as well as change and tude. However, the ability to effectively render EM care and
human resource management. These issues are all pertinent advocate for an individual patient is very different from the
to the effective running of the ED. competencies required to perform as a proficient adminis-
Experts recognize that the appreciating resource of hu- trative leader. For example, the ability to interact success-
man capital (people’s individual and collective learning and fully with multiple stakeholders, including nonclinician
knowledge, skills and expertise, creativity and innovation, peers, to understand the nuances of organizational behavior,
competencies and capabilities) within the organization pro- and to enact organizational strategies requires very different
vides its core opportunity for sustained competitiveness.11 skills than those required for clinical practice.
Given the industry-wide pressure within health care to pro- A healthcare leader can acquire the technical skills of
vide a positive financial return to support implementation of management through readings, continuing education, or for-
new technology and provide capital to service and replace mal advanced education such as that obtained through com-
the aging infrastructure of healthcare organizations within pletion of an advanced degree program (for example, MBA,
this country, the need to enhance the performance of lead- MMM, MPH, MHA).12 The multitude of acquired skills can
be categorized into those that are related to, for example,
measurement, interpersonal interactions, business acumen,
From *Advocate Lutheran General Hospital, Park Ridge, Illinois; clinical quality, productivity, as well as industry dynamics
the †University of Chicago Emergency Medicine Residency, Chi- and healthcare policy (Table 1).
cago, Illinois; and ‡Rockford Health System, Rockford, Illinois. Probably the most critical and challenging competencies
Received September 18, 2002; accepted September 28, 2002.
Address reprint requests to Douglas A. Propp, MD, MS, Chair, relate to the clinician leader’s personality-driven behavior.
Department of Emergency Medicine, Advocate Lutheran General These are the hard-wired, functional responses to environ-
Hospital, 1775 Dempster Street, Park Ridge, IL 60068. E-mail: mental stimuli that must be internally managed to avoid
douglas.propp-md@advocatehealth.com behavior that could be counterproductive to exemplary lead-
Key Words: Competencies, administrative medicine, leadership.
© 2003 Elsevier Inc. All rights reserved. ership performance.9 These behaviors might include those
0735-6757/03/2106-0009$30.00/0 that deal with credibility, productivity, power and influence,
doi:10.1016/S0735-6757(03)00164-5 leverage, and interpersonal interactions (Table 2).
483
484 AMERICAN JOURNAL OF EMERGENCY MEDICINE ■ Volume 21, Number 6 ■ October 2003

TABLE 1. Acquired Leadership Skills An adaptable leader will quickly and appropriately disen-
gage from the past, recognize how the current proposed
Quantitative/measurement
Manage and analyze data changes fit into the long-term perspective for the organiza-
Use informatics and decision support tion, participate in the “design” of the latest view of the
Demonstrate financial expertise future, and position the ED so that its influence is enhanced
Communication/ interpersonal interactions in the new environment.
Communicate effectively in multiple mediums and in multiple
directions ED LEADERSHIP’S COMPETENCY MATRIX
Sensitivity to patient, payor, and customer satisfaction
Recruitment, mentoring, and evaluation of personnel The primary focus of our model of organizational excel-
Ability to transmit information to facilitate cascading lence relates to the creation and continuous modification of
knowledge within the organization a competency-resource template to inventory key skills sup-
Negotiation skills portive of departmental objectives, strategies, and tactics
Team-building and performance
that incorporate the previously described core competencies
Conflict management and resolution
Persuasiveness in leading others (Table 3). The ED leadership matrix is an evolving docu-
Business acumen ment that is continuously updated acknowledging current
Ability to identify, support, and excel at business expansion and anticipated future leadership requirements for our
opportunities department to thrive. Clearly, other EDs might identify
Strategic thinking and planning different elements of their matrix based on their unique
Business planning organizational needs. Our matrix currently includes compe-
Systems orientation tencies in clinical credibility (peer-benchmarked quality
Visionary
Clinical quality
Manage the cost/quality interface TABLE 2. Behavioral Characteristics
Identify and accomplish optimal quality and healthcare
outcomes Credibility
Productivity Honesty
Management of change and successful adaptation Integrity
Optimal management of time Trustworthiness
Healthcare policy and industry dynamics Compassion
Awareness of external regulatory/accreditation requirements Fairness
Awareness of healthcare policy Consistency
Awareness of marketplace/industry dynamics Congeniality
Kindness
Accountability
Productivity
The term “emotional intelligence” describes the ability to Self-starter
manage oneself and relationships effectively.4 For example, Creative
the ability to recognize and understand your moods, emo- Results oriented
tions, and drivers and their effects on others with their own Responsible risk-taker
emotive makeups is one component. At the extreme, the Early adopter
Flexible
ability to control or redirect disruptive impulses or moods,
Adaptable
realizing how such behavior would undermine collaborative Thirst for continual self-improvement and learning
effectiveness given the multitude of complex relationships Assimilator of new information
within an organization, is descriptive. The personal effec- Recognition of patterns and connections
tiveness elements of emotional intelligence are exemplified Innovative
by the pursuit of goals with persistence, a realistic self- Imaginative
evaluation of dynamic strengths and limitations, drive to Power and influence
meet an internal standard of excellence, as well as readiness Organizational diplomacy
to seize new promising opportunities for growth and devel- Networking
opment.5 Clearly, the effective ED leader must have high Acknowledgment of informal organizational structure
Publicly advocate for the organization
emotional intelligence.
Strategic systems thinker to envision how the pieces fit
Adaptability refers to the ability of leaders to be flexible together
and to quickly adjust to change, frequently not within their Function comfortably within an ambiguous environment
control. Although change is expected, it often occurs with- Leverage
out warning, sometimes even appearing capricious in na- Willing to set an overall positive tone
ture. Common scenarios are those associated with changes Ability to collaborate, recognize others and create an
in organizational structure, philosophy, or senior leadership. atmosphere of empowerment
Any of these changes could result in the ED leader finding Mentoring of colleagues
their authority and tenure vulnerable. The organizational Referent power to influence, inspire, motivate, and lead others
leaders and values previously relied on for sponsorship and Interpersonal interactions
Collaborative relationship building and maintenance
direction might no longer pertain to the new reality. The
Clinician friendly
successful leader will anticipate the change if possible and Receptive to feedback
develop strategies to mitigate any potential negative impact.
PROPP ET AL ■ ED COMPETENCY MATRIX 485

measures), informatics (being astute in incorporating com-

Scholarly Individual
Totals
puter tools), patient and customer satisfaction (peer-bench-

53
46
46
42
39
36
marked patient satisfaction scores and medical staff com-
plaints/compliments), quality (the ability to enhance quality
Academic/

Skill Sets Credibility Informatics Satisfaction Quality EMS Outreach Thinking Leadership Politics Visionary Awareness Diplomacy Networking Innovation Adaptability Activity
care by analyzing care from a systems perspective), EMS,

3
2
1
1
0
5
12
community outreach, strategic thinking, change leadership,
politics (understanding the dynamics of power and influ-
ence), vision (anticipating future trends and moving forward
to embrace them), industry awareness, diplomacy (ability to
2
1
4
3
5
3
18
interact with others in a pleasing nature), networking, cre-
ativity/innovation, adaptability, and academics/scholarly ac-
tivities.
Creativity/

The ED physician and nurse leaders are identified on the


3
5
3
2
4
2
19
vertical axis of the matrix. In the absence of objective
measures (for example, benchmarked measures, specific job
description and duties, individual’s focused expertise and
interest, number of publications, and so on) the department
3
3
4
2
2
4
18

Chair scores each, from a low of 0 to a maximum of 5,


within the relevant cell. As one fills in the cells of the
matrix, a unique perspective on individual and overall staff
4
4
2
2
1
3
16

capabilities evolves elucidating strengths, weaknesses, and


gap opportunities.
When considering a row, one is able to evaluate an
Industry

individual, identifying strengths and opportunities for fur-


4
1
2
3
0
0
10

ther focused development. The evaluation could be per-


formed unilaterally by the person to whom the individual
reports or by other informed ED or institutional leaders.
Although it is acknowledged that few leaders will excel at
4
4
1
2
2
2
15

all of the skills identified, the matrix provides focused


opportunities for training, development, and ongoing per-
formance reviews. In reviewing the ED leadership matrix
4
3
5
4
5
2
23

(Table 3), one can easily appreciate the difference in skills


possessed by leader A (score ⫽ 53) compared with leader F
Community Strategic Change

(score ⫽ 36). The tool can also be used to identify unique


3
4
3
3
2
2
17

competency profiles that would be desirable to add to the


department in its recruitment and selection efforts. One
might even enlist focused reference checks to include the
4
3
3
5
4
2
21

candidate’s strengths and weaknesses relating to the re-


quired departmental skill set opportunity.
Consideration of a column identifies the capabilities of
the ED leadership as a whole for that specific attribute.
3
3
3
0
1
0
10

When reviewing the matrix (Table 3), one can appreciate


differences in departmental capabilities. For example,
whereas the department performs well in clinical credibility
0
1
4
0
1
0
6

and politics (score ⫽ 23), it appears that there is an oppor-


tunity for improvement in EMS (score ⫽ 6). Although not
4
3
2
5
3
2
19
ED Leadership’s Competency Matrix

done in Table 3, the leadership could weight each individual


category, reflecting their appreciation of the relative impor-
Patient/Customer

tance of each category in contributing to the department’s


4
3
3
3
1
2
16

overall effectiveness. The ongoing review to add, subtract,


or reweight categories as well as scoring of each individual
leader should occur on a regular basis, depending on chang-
ing departmental needs. One can appreciate how the matrix
3
5
3
2
4
2
19

provides a unique, useful tool in managing the effectiveness


of key ED leaders in optimizing organizational objec-
tives.13,14
Clinical

5
1
3
5
4
5
23

CONCLUSION
Personnel

ED totals
TABLE 3.

A unique perspective of the ED leadership’s strengths


and needs evolved during the development and implemen-
tation of the competency matrix. Although the ED Chair
C
D
B
A

E
F
486 AMERICAN JOURNAL OF EMERGENCY MEDICINE ■ Volume 21, Number 6 ■ October 2003

initially scored the tool, it was reevaluated by the nonphy- 4. Goleman D: What makes a leader? Harvard Business Review
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