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Final Year Project Report On Seismic Vulnerability Evaluation and Retrofitting of Existing RCC Structure
Final Year Project Report On Seismic Vulnerability Evaluation and Retrofitting of Existing RCC Structure
Final Year Project Report On Seismic Vulnerability Evaluation and Retrofitting of Existing RCC Structure
INSTITUTE OF ENGINEERING
PULCHOWK CAMPUS
DEPARTMENT O F CIVIL ENG INEERING
By:
Supervisor:
APRIL 2022
TRIBHUVAN UNIVERSITY
INSTITUTE OF ENGINEERING
PULCHOWK CAMPUS
DEPARTMENT O F CIVIL ENG INEERING
By:
Supervisor:
APRIL 2022
COPYRIGHT
The authors have agreed that the library of Pulchowk Campus, Institute of Engineering may
make this report freely available for inspection. Moreover, the authors have agreed that the
extensive copying of portion of this final year report can be done only by proper permission
of the authors’, project supervisor, or in their absent from the head of the department wherein
the final year project was done. While copying the theory, outcomes and/or any other portion
of this report, and extending the findings of this project work, proper remarks shall be given
to the authors and project supervisor. Copying or publication of this final year project for
financial gain without the written permission of Department of Civil Engineering, Institute
of Engineering and authors is prohibited.
Request for permission to copy or to make any other use of findings of this report shall be
addressed to:
CERTIFICATE
The success of any project work requires a lot of guidance and assistance from many people
and we are extremely fortunate to have this throughout. First, we are very thankful to
Department of Civil Engineering, Pulchowk Campus, for organizing this project work
despite the tricky situation of COVID – 19. We would also like to thank the department for
assigning an experienced and very helpful supervisor to us. We respect and thank Prof. Dr.
Hari Darshan Shrestha for giving us an opportunity to do this project work and providing
us all the support, guidance, patience, motivation, enthusiasm and immense knowledge,
which not only helped us complete the project on time but also widen our horizon of
knowledge from a broader perspective. The amount of knowledge and skills we have
developed in the subject matter, which was only limited to only bookish knowledge before
the project, is all because of his continuous guidance and constructive feedbacks.
In addition, we would like to extend our appreciation to IOE, TU for their support to the
students of higher education, the inclusion of project in the syllabus; their generosity to the
student body is incomparable. We would also extend our generosity to the Spotlight Club,
where we got our very important software lessons prior to the commencement of the project
work. It is also very important to thank all the departments in the G block for being very
supportive while we were collecting our measurements data. Finally, we would like to
express our gratitude to our friends and respondents for support and willingness to spend
time with us.
B.E. Project Group 2074
Sandesh Lamsal (074 BCE 138)
Shiyam Rai (074 BCE 159)
Shlok Raj Pokharel (074 BCE 160)
Sonam Tshering Gurung (074 BCE 165)
Subash Poudel (074BCE 168)
Swastik Kumar Adhikari (074 BCE 181)
Retrofitting has become a very important part of the modern structural measures due to the
increase in the frequency of seismic hazards and vulnerability of the buildings due to
unplanned and unmanaged urbanization and negligence in following building codes and by
laws. Nepal ranks 11th in the “List of Countries with most Seismic Hazards”, so retrofitting
is definitely the need of the hour to protect the vulnerable buildings from collapsing and
making the seismic events catastrophic. Retrofitting basically involves imparting additional
RCC reinforcing to the members of the structures that are vulnerable because of weak design,
ageing, and exposure to static or dynamic load greater than its capacity. This project is about
learning and performing the evaluation of the vulnerability of the built-in structures to assess
the need and extent of need of retrofitting measures to structurally strengthen the buildings
according to the procedures and criteria of the standard guidelines and codes. Thereby,
bringing the required strength, durability and functionality to the members and the structure
as a whole.
The measurement data required for the project was collected by on field tape measurement
of the specific building (G Block) whereas the architecture and structural details were
obtained from the IOE Consultancy. All analysis was carried out using software like:
ETABS, MS Excel, and AutoCAD. The vulnerability assessment of building was carried out
in three phases: Rapid Assessment, Primary Evaluation and Detailed Evaluation. The
determination of required performance level i.e. Structural and Non-Structural Performance
Levels is done. 3D modeling and analysis of the building using bare frame modeling method
is done in ETABS v18 and analysis is conducted for all possible actions including the
dynamic impact of the earthquakes. The analysis results are compared with the reference of
clauses of standard building codes in terms of both safety and serviceability conditions. The
result of the analysis of the study suggested that some of the members are subjected to stress
higher than their capacities, thereby making the building vulnerable. The appropriate
strengthening and retrofitting measures are proposed to improve the overall performance of
the building.
-Sandesh, Shiyam, Shlok, Sonam, Subash, Swastik
1. Introduction ............................................................................................................. 1
3. Methodology.......................................................................................................... 14
5. Detailed Evaluation................................................................................................ 39
6. Seismic Strengthening............................................................................................ 78
6.1.2. Shotcrete.................................................................................................. 79
6.1.3. Grouts...................................................................................................... 80
7. Conclusions ..........................................................................................................148
8. References ............................................................................................................149
LIST OF TABLES
Symbols Description
𝛼𝑥, 𝛼𝑦 BM coefficients for Rectangular Slab Panels
𝜙 Diameter of Bar, Angle of internal friction of soil
𝛿𝑚 Percentage reduction in moment
𝜏𝑐 Shear Stress in Concrete
𝜏𝑐,𝑚𝑎𝑥 Max. shear stress in concrete with shear reinforcement
𝜏𝑏𝑑 Design Bond Stress
𝜎𝑎𝑐 Permissible Stress in Axial Compression (Steel)
𝜎𝑐𝑏𝑐 Permissible Bending Compressive Strength of Concrete
𝜎𝑠𝑐 , 𝜎𝑠𝑡 Permissible Stress in Steel in Compression and Tension
respectively
𝛾𝑚 Partial Safety Factor for Material
𝛾𝑓 Partial Safety Factor for Load
𝛾 Unit Weight of Material
𝐴𝑏 Area of Each Bar
𝐴𝑔 Gross Area of Concrete
𝐴ℎ Horizontal Seismic Coefficient
𝐴𝑠𝑐 Area of Steel in Compression
𝐴𝑠𝑡 Area of Steel in Tension
𝐴𝑠𝑣 Area of Stirrups
𝐵 𝑜𝑟 𝑏 Width or shorter dimension in plan
𝑏𝑓 Effective width of flange
𝑑 Effective Depth
𝑑′ Effective Cover
𝐷 Overall Depth
𝐷𝑓 Thickness of Flange
𝑒𝑥 Eccentricity along x-direction
𝑒𝑦 Eccentricity along y-direction
𝐸𝑐 Modulus of Elasticity of Concrete
𝐸𝑠 Modulus of Elasticity of Steel
𝐸𝐿𝑥 , 𝐸𝐿𝑦 Earthquake Load along X and Y direction respectively
𝑓𝑏𝑟 Bearing stress in concrete
𝑓𝑐𝑘 Characteristics Strength of Concrete
𝑓𝑦 Characteristic Strength of Steel
𝐼 Importance Factor (For Base Shear Calculation)
𝐼𝑋𝑋 , 𝐼𝑌𝑌 Moment of Inertia (along x and y direction)
𝑘 Coefficient of Constant or factor
𝑘𝑎 , 𝑘𝑝 Active and Passive Earth Pressure
K Stiffness
L Length of Member
𝑙𝑒𝑓 Effective Length of member
1.1 Background
Nepal is centrally located in a seismically active Hind-Kush Himalaya region which has
a long past history of devastating earthquake. The geological location of Indian and
Tibetan tectonic plates results to cause large earthquakes in the entire Himalayan region.
Nepal and adjoining Himalayan region has experience large historical earthquakes;
some of them are 1934 Bihar-Nepal earthquake magnitude around 8 Mw, 1988 Udaypur
earthquake in Nepal of magnitude 6.6 Mw, and the latest 2015 Gorkha earthquake of 7.6
Mw.
The structures of Nepal are mostly non-engineered and semi-engineered, which are
basically lack of seismic resistance detailing. The main cause of above is due to lack of
awareness of the importance of seismic resistance and strict implementation of codes by
government level. So, to reduce certain degree of vulnerability buildings can be
retrofitted to make them strong.
The building which we are retrofitting is an educational building which lies within the
Pulchowk campus commonly known as G-Block or Department of Applied Science. It
is located in Lalitpur district. It is a RCC framed structure which needs to withstand
different static and dynamic loads. As being the educational building special seismic
safety is required here.
1.3 Objectives
The ambition of the project extends past the stretch of a building, however, the
objectives can be summarized as:
To measure the dimension of the building and draw its plan and section.
To calculate the seismic weight of the building and base shear.
To calculate the capacity of the existing structures and the demand after the
application of seismic load.
To calculate DCR and recommend whether to repair, to rehabilitate or retrofit.
To suggest the appropriate method of retrofitting if required.
To analyze the building structurally including the retrofitting measures.
As the educational building has been old as it has been constructed in early 1990’s, it
has faced various number and types of loads like static, dynamic, various exposure
conditions like rain, wind and has also faced earthquakes. So, it is important to check if
the building is safe in the present situation and perform retrofitting methods if found
unsafe. As it is also a final year project, it is very useful for developing the practical
skills and understanding of retrofitting for the students.
Limitations:
The bearing capacity of the soil at the site was not measured and the value assumed.
The interaction between soil and structure was not considered. The foundation was
modeled to be fully fixed at the foundation level which may not depict the actual
soil-structure interaction.
The building has been evaluated using the elastic property of the structural members.
The estimation of the retrofitting measures suggested has not been calculated.
The pounding effect of the adjoining building has not been taken into consideration.
Dimension of Building:
Length: 28 m
Breadth: 18.62 m
Floor height: 3.83 m (ground and first floor), 3.93 m (second floor)
Total height: 11.59 m (upto roof)
Plinth area: 521.36 m2
Infill wall: 4 in.
External wall: 9 in.
Internal (Partition wall): 4 in.
Joint mortar: Cement-Sand Floor finish: Terrazzo
Presence of lintel band: Yes
Presence of sill band: Yes
Size of structural elements:
o Beams: 250mmx350mm; 250mmx300mm; 230mm x230mm
o Column: 360 x 360mm
o Slab thickness: 150 mm
o No of columns=96
Chapter 1 is a general introduction to the report, with the objectives aimed to achieve
with this work. In addition, the works to be carried out to achieve these objectives are also
mentioned. The various codes of practices used in this work are mentioned and the
organization of the report is explained.
Chapter 3 describes the methodology of the project work. It is divided into two
distinctive parts: qualitative and quantitative assessments. The various keywords under those
parts are also explained in it.
2.1 Introduction
Load Calculation
Seismic load
Load combination
Preliminary survey is carried out to analyze the building drawing and to draw the layout.
Basic survey instrument like measuring tape will be used to carry out this process.
Concrete are classified into different grades based on the proportion of concrete mix. The
concrete mix may include cement, sand, coarse aggregate and admixtures. The
characteristics strength is defined as the strength of material below which not more than 5%
of the test results are expected to fail.
An evaluation of the present day strength of materials can be performed using on-site non-
destructive testing and laboratory analysis of sample taken from the building. Field tests are
usually indicative test and therefore should be supplemented with the proper laboratory
facilities for accurate quantitative results.
Generally, the Schmidt hammer test is used to measure the grade of the concrete.
Reinforced concrete (RC) is a versatile composite and one of the most widely used materials
in modern construction. Concrete is a relatively brittle material that is strong under
compression but less so in tension. Plain, unreinforced concrete is unsuitable for many
structures as it is relatively poor at withstanding stresses induced by vibrations, wind loading,
and so on.
The rebar present in the RCC is determined with the help of instruments like profometer and
ferro scanner. Profometer is an advance cover material for the precise and non-destructive
measurement of concrete cover and rebar diameter and the detection of rebar location using
the eddy current principle with pulse induction as the measuring method.
The frame structure is designed to counter the dead load, live load, earthquake load and their
combinations including their envelope for maximum deflection.
Dead load refers to loads that relatively don’t change over time, such as the weight of all
permanent components of a building including walls, beam, columns, flooring material etc.
Fixed permanent equipment and fitting that are an integral part of the structure.(like
plumbing, HVAC, etc.) The dead loads are calculated from the member sizes and estimated
material densities.
Unit weight of building materials can be estimated in accordance with IS : 875 (Part 1). Self-
weight of the building is considered. As the point load acting on the joint. Self-weight of the
beam is considered as the uniformly distributed load. Dead load from the walls is considered
as the uniformly distributed load and transferred to the slab. Dead load from the slab is
transferred as trapezoidal and triangular loads on the beams. Floor finish load is taken 1.1
kN/m2 as per IS 875: Part I.
Refers to loads that do, or can, change over time, such as people walking around a building
(occupancy) or movable objects such as furniture. Live loads are variable as they depend on
usage and capacity. However, design codes can provide equivalent loads for various
structures.
“SEISMIC VULNERABILITY EVALUATION AND RETROFITTING OF EXISTING RCC STRUCTURE”
By [Sandesh, Shiyam, Shlok, Sonam, Subash, Swastik] | 8
Loads prescribed by codes are empirical and conservative based on experience and accepted
practice. IS 875 part 2 deals with imposed loads on buildings produced by the intended
occupancy or use.
Seismic load takes place due to the inertia force produced in the building because of seismic
excitations. Inertia force is varies with the mass. The higher mass of the structure will imply
that the earthquake loading will also be high. When the earthquake load exceeds the moment
of resistance offered by the element, then the structure will of break or damage. The
magnitude of earthquake loading depends upon the weight or mass of building, dynamic
properties of the building and difference in stiffness of adjacent floors along with the
intensity and duration of the earthquake. Earthquake load acts over the surface of a structure
placed on ground or with adjacent building.
Seismic load depends on the following factors, 1) Seismic hazard, 2) Parameter of the
structure and 3) Gravity load. Each building or structure is assigned a seismic group of design
to identify the force and intensity of earthquake. It will be used to plan the buildings in such
a way to reduce the damage caused by the earthquake. Some buildings located in the same
locality might get differently affected by earthquake loading. Flexibility of the building plays
one of the major roles during earthquake.
The ratio of height to width defines the flexibility. Greater the ratio, greater will be the
flexibility of building. Another physical behavior is stiffness of the building. For the taller
building, stiffness will be less.
SN Load Combination
1 0.9DL - 1.5EQX
2 0.9DL - 1.5EQY
3 0.9DL + 1.5EQX
Method of analysis:
In IS:1893, two methods, one Seismic Coefficient and other Response Spectrum method is
described to carry out the analysis for Earthquake forces. One Table (in Clause 4.2.1) is also
provided to decide upon the method to be used, depending upon Building Ht. and Zone. At
the bottom of this table, it is clearly mentioned that building with irregular shape and/or
irregular distribution of mass and stiffness in horizontal and/or vertical plane, shall be
analyzed as per Response Spectrum Method. For all practical reasons, no building is uniform
in all the respects (i.e. shape, mass/stiffness distribution in horizontal and vertical plane).
Response Spectrum method, being time consuming and tedious process, most of time, we
resort to computer applications. Now while, modeling the structure, in most of available
software, usually, we model the space frame, neglecting the in-fill wall stiffness. This results
2.5.1 Introduction
Structural analysis of the building is performed twice using the common and popular
software for the structural analysis ETABS v16. It is common software for the modeling,
design and analyzing the 3D models. With its intuitive, user-friendly, visualization tools,
powerful analysis and design facilities and seamless integration to several other modeling
and design software products it continues to be the world's most widely used, customizable
and user-friendly structural solutions software. So that it is suitable for Civil and Structural
engineers and related field. ETABS has following facilities to perform above mentioned
task.
Graphical model generation utilities as well as text editor-based commands for creating the
mathematical model. Beam and column members are represented using lines. Walls, slabs
and panel type entities are represented using triangular and quadrilateral finite elements.
Solid blocks are represented using brick elements. These utilities allow the user to create the
geometry, assign properties, orient cross sections as desired, assign materials like steel,
concrete, timber, aluminum, specify supports, apply loads explicitly as well as have the
program generate loads, design parameters etc.
Analysis engines for performing linear elastic and p-delta analysis, finite element analysis,
frequency extraction, and dynamic response (spectrum, time history, steady state, etc.).
Design engines for code checking and optimization of steel, aluminum and timber members.
Reinforcement calculations for concrete beams, columns, slabs and shear walls. Design of
shear and moment connections for steel members. Result viewing, result verification and
report generation tools for examining displacement diagrams, bending moment and shear
force diagrams, beam, plate and solid stress contours, etc.
Peripheral tools for activities like import and export of data from and to other widely
accepted formats, links with other popular software for niche areas like reinforced and
prestressed concrete slab design, footing design, steel connection design, etc.
2.5.2 Assumptions:
For the acceptable response level to be resulted under the design earthquake, the design of
earthquake resistant structure should be aimed at providing appropriate dynamic and
structural characteristics. The aim of design is the achievement of an acceptable probability
that structures being designed will perform satisfactorily during their intended life. With an
appropriate degree of safety, they should sustain all the loads and deformations of normal
construction and use and have adequate durability and adequate resistance to the effects of
misuse and fire.
For the purpose of preparing input to the computer program, the building must be separated
into a system of planar frames or isolated shear walls. The Centre of mass for each story
level must be calculated and supplied to each story. The location of the reference point is
arbitrary and must be selected by the user; the reference point is the same for all story levels.
The line of the action of the earthquake force resultant acts through the Centre of mass at
each story level. The base shear and earthquake lateral force are calculated as per code is:
1893(part1)- 2016 and are applied at each master joint located on every story of the building.
The building was analyzed as per fore- mentioned criteria and findings are shown below.
The existing building was found to be safe in drift criteria. The details of existing and
required reinforcements for the beam are provided .
The methodologies of assessment are based on FEMA 310 and IITK Guidelines for
Seismic Evaluation and Strengthening of Existing Buildings. The assessments were
done in two phases, the first phase a Qualitative assessment and the second a
Quantitative assessment. The Qualitative assessment is a general seismic vulnerability
assessment method, based on a qualitative approach to identify the seismic deficiencies
in the building and the retrofitting options. It determines whether the building, in its
existing condition, has the desired seismic performance capability. If the first phase
study finds seismic deficiencies in the building and expected seismic performance is not
up to the acceptable level/criteria, it either recommends second phase assessment or
concludes the evaluation and states the potential deficiencies identified. The
Quantitative assessment involves a more detailed seismic evaluation with a complete
analysis of the building, proposing seismic strengthening measures and modifications to
correct/reduce seismic deficiencies identified during the evaluation procedure in the first
phase. [(Seismic Vulnerability Evaluation of Private and Public buildings. Part 1: Pre
disaster, 2009) ]
2 Brick in Cement These are the brick masonry buildings with fired bricks
Stone in Cement in cement or lime mortar and stone-masonry buildings
using dressed or undressed stones with cement mortar.
This type of idealization helps us constrain infinite number of design variables to those that
we can address properly with the available design philosophies. In design of RCC
structures, chiefly two idealizations are employed namely:
1. Idealization of Load
2. Idealization of Structure
restraints/ constraints to those variables which we are unable to address properly otherwise.
Imploring the details of these idealizations, we need to start at the elemental level. Thus we
proceed with idealization of supports, slab elements, staircase element, beam and column
element and the entire structural system.
In general, idealization of supports deals with the assessment of fixity of structure at the
foundation level. In more detail terms, this idealization is adopted to assess the stiffness of
soil bearing strata supporting the foundation. Although the stiffness of soil is finite in
Slabs are plate elements forming floors and roofs of buildings and carrying distributed
loads primarily by flexure. Inclined slabs may be used as ramps for multistory car parks. A
staircase can be considered to be an inclined slab. A slab may be supported by beam or
walls and may as the flange of a T- or L-beam. Moreover, a slab may be simply supported,
or continuous over one or more supports. Idealization of slab element is done in earthquake
resistant design to perform as a rigid floor diaphragm. This idealization is done for the slab
to behave as a thin shell element subjected to out-of-plane bending only under the action of
gravity loads. Due to infinite in-plane stiffness of the shell element, lateral loads are not
taken by the floor slab and hence resisted completely by the columns. Hence such an
idealized slab is then modeled in SAP2000 program for analysis.
Beam column idealization is one of the most critical aspects of structural idealization to
achieve the desired behaviour of the overall integrated structure.
Beams and columns are idealized to behave as linear elements in 3D. Beam column joints
in the structural planning are assumed to behave as perfectly rigid joints. In reality, perfect
rigid joints do not exist. Effects of partial fixity can be addressed in modelling by rigorous
analysis of sectional and material properties, which is beyond the limits of this project.
Assumptions of rigid joints are also found to perform well in nature, seen from years of
practice.
Another idealization is addressing the section of main beam as rectangular in shape despite
being integrally connected with the slabs. The flange portions of these beams when
subjected to reversal of loading during earthquakes become ineffective in taking the
tension induced in them and hence we ignore their contribution in design.
Main beams rest centrally on columns to avoid local eccentricity. All the columns rest
directly over the mat foundation and they are modelled as columns with fixed support at
their base. Centre line dimensions are followed for analysis and design.
After idealizing individual elements, we idealize the structural system in its entirety to
behave as our theoretical approximation for first order linear analysis and corresponding
design. The building is idealized as unbraced space frame. This 3D space framework is
modelled in the SAP2000 for analysis. Loads are modelled into the structure in several
load cases and load combinations.
•Three-dimensional frames
• Three-dimensional trusses
• Planar frames
• Planar grillages
• Planar truss
A Frame element is modelled as a straight line connecting two joints. Each element has its
own local coordinate system for defining section properties and loads, and for interpreting
output. Each Frame element may be loaded by self-weight, multiple concentrated loads,
and multiple distributed loads.
End offsets are available to account for the finite size of beam and column intersections.
End releases are also available to model different fixity conditions at the ends of the
element. Element internal forces are produced at the ends of each element and at a user-
specified number of equally-spaced output stations along the length of the element.
“SEISMIC VULNERABILITY EVALUATION AND RETROFITTING OF EXISTING RCC STRUCTURE”
By [Sandesh, Shiyam, Shlok, Sonam, Subash, Swastik] | 22
Loading options allow for gravity, thermal and pre-stress conditions in addition to the
usual nodal loading with specified forces and or displacements. Dynamic loading can be in
the form of a base acceleration response spectrum, or varying loads and base accelerations.
The building is modeled as a 3D frame. Results from analysis are used in design of beams
and columns only (i.e. linear elements). Joints are defined with constraints to serve as rigid
floor diaphragm and hence slabs are designed manually as effect of seismic load is not
seen on slab. The linear elements are also designed primarily by hand calculation to
familiarize with hand computation and exude confidence where we are unable to trust fully
on design results of ETABS 2015. This has been done as we are quite unfamiliar with
fundamentals of FEM analysis techniques based on which the software package performs
analysis and gives results.
As we are working with a computer based system, the importance of data input is as
important as the result of output derived from analysis. Hence with possibility of garbage-
in-garbage-out, we need to check our input parameters in explicit detail. Material
properties are defined for elements in terms of their characteristic strength i.e. M20 for
slabs, beams and M20 for columns. Also, section properties are defined as obtained from
preliminary design. Loading values are input as obtained from IS 875. Loading
combination based on IS 875 (Part V):1987 and IS 1893 (part 1):2016 for ultimate limit
state and IS 456:2000 for serviceability limit state is prepared. An envelope load case of all
load combinations is prepared to provide us with the envelope of stresses for design.
The physical structural members in a structural model are represented by objects. For
analysis purposes, ETABS 2018 converts each object into one or more elements.
A Frame element is modelled as a straight line connecting two joints. Each element has its
own local coordinate system for defining section properties and loads, and for interpreting
output. Each Frame element may be loaded by self-weight, multiple concentrated loads,
and multiple distributed loads.
End offsets are available to account for the finite size of beam and column intersections.
End releases are also available to model different fixity conditions at the ends of the
element. Element internal forces are produced at the ends of each element and at a user-
specified number of equally-spaced output stations along the length of the element.
The building is modeled as a 3D frame. Results from analysis are used in design of beams
and columns only (i.e. linear elements). Joints are defined with constraints to serve as rigid
floor diaphragm and hence slabs are designed manually as effect of seismic load is not
seen on slab. The linear elements are also designed primarily by hand calculation to
familiarize with hand computation and exude confidence where we are unable to trust fully
on design results of ETABS 2016. This has been done as we are quite unfamiliar with
fundamentals of FEM analysis techniques based on which the software package performs
analysis and gives results.
As we are working with a computer based system, the importance of data input is as
important as the result of output derived from analysis. Hence with possibility of garbage-
in-garbage-out, we need to check our input parameters in explicit detail.
Material properties are defined for elements in terms of their characteristic strength i.e.
M20 for slabs, beams and M20 for columns. Also, section properties are defined as
obtained from preliminary design. Loading values are input as obtained from IS 875.
Loading combination based on IS 875 (part V):1987 and IS 1893 (part 1):2002 for ultimate
limit state and IS 456:2000 for serviceability limit state is prepared. An envelope load case
of all load combinations is prepared to provide us with the envelope of stresses for design.
The physical structural members in a structural model are represented by objects. For
analysis purposes, ETABS 2018 converts each object into one or more elements.
1. Objects
2. Objects and Elements
3. Groups
The following object types are available, listed in order of geometrical dimension:
Objects
Joint objects: These are automatically created at the corners or ends of all other
types of objects below, and they can be explicitly added to represent supports or to
capture other localized behavior.
Grounded (one-joint) support objects: Used to model special support behavior such
as isolators, dampers, gaps, multi-linear springs, and more.
Line objects, of four types:
2. Cable objects: Used to model slender cables under self-weight and tension
Used to model special member behavior such as isolators, dampers, gaps, multi linear
springs, and more.
Area objects: Shell elements (plate, membrane, and full-shell) used to model walls,
bfloors, and other thin-walled members; as well as two-dimensional solids (plane- stress,
plane-strain, and axis symmetric solids).
Solid objects: Used to model three-dimensional solids. As a general rule, the geometry of
the object should correspond to that of the physical member. This simplifies the
visualization of the model and helps with the design process.
The following general steps are required to analyze and design a structure using
SAP2000: Create or modify a model that numerically defines the geometry, properties,
loading, and analysis parameters for the structures.
Site visit is conducted to get familiarized with the building system and take note of
conditions which are missing in the drawings.
a) General Information
Number of storeys = 3
Dimensions = 28 m × 18.62 m
Year of construction = 1992
f) General conditions:
Deterioration of materials = None
Damage from past earthquakes = Cracks in masonry infill walls
Alterations and additions that could affect earthquake performance = None
“SEISMIC VULNERABILITY EVALUATION AND RETROFITTING OF EXISTING RCC STRUCTURE”
By [Sandesh, Shiyam, Shlok, Sonam, Subash, Swastik] | 26
h) Geological site hazards and foundation conditions:
Susceptibility for liquefaction = None
Conditions for slope failure = None (Retaining wall provided)
Surface fault rupture = Not known
Building system
C NC N/A NK LOAD PATH: The structure shall contain at least one rational and
complete load path for seismic forces from any horizontal direction so
that they can transfer all inertial forces in the building to the foundation.
C NC N/A NK WEAK STORY: The strength of the vertical lateral force resisting
system in any storey shall not be less than 70% of the strength in an
adjacent story.
C NC N/A NK SOFT STORY: The stiffness of vertical lateral load resisting system
in any storey shall not be less than 60% of the stiffness in an adjacent
story or less than 70% of the average stiffness of the three storey above.
C NC N/A NK MASS: There shall be no change in effective mass more than 100%
from one storey to the next. Light roofs, penthouse, and mezzanine
floors need not be considered.
C NC N/A NK TORSION: The estimated distance between the storey center of mass
and the storey centre of stiffness shall be less than 30% of the building
dimension at right angles to the direction of loading considered.
C NC N/A NK MASONRY JOINTS: The mortar shall not be easily scraped away
from the joints by hand with a metal tool, and there shall be no areas of
eroded mortar.
C NC N/A NK BEAM BARS: At least two longitudinal top and two longitudinal
bottom bars shall extend continuously throughout the length of each
frame beam. At least 25% of the longitudinal bars located at the joints
for either positive or negative moment shall be continuous throughout
the length of the members.
C NC N/A NK COLUMNS BAR SPLICES: Lap splices shall be located only in the
central half of the member length. It should be proportions as a tension
splice. Hoops shall be located over the entire splice length at spacing not
exceeding 150 mm centre to centre. Not more than 50% of the bars shall
preferably be spliced at one section. If more than 50 % of the bars are
spliced at one section, the lap length shall be 1.3𝑳𝒅 where 𝑳𝒅 is the
development length of bar in tension as per IS 456:2000.
C NC N/A NK COLUMN TIE SPACING: The parallel legs of rectangular hoop shall
be spaced not more than 300 mm centre to centre. If the length of any
side of the hoop exceeds 300 mm, the provision of a crosstie should be
there. Alternatively, a pair of overlapping hoops may be located within
the column. The hooks shall engage peripheral longitudinal bars.
C NC N/A NK STIRRUP AND TIE HOOKS: The beam stirrups and column ties
shall preferably be anchored into the member cores with hooks of 1350
Diaphragms
Geologic Site
The building was not complaint for masonry units and their joints, shear stress in RC frame
columns. Hence, their analysis was carried out using FEMA 310 guidelines as the fulfillment
of Tier-1 checks.
At level 3.83 m
1 Column 397.094 KN
2 Beam 486.148 KN
3 Slab 1955.100 KN
4 Wall 1536.680 KN
5 Live load 458.390 KN
TOTAL 4833.410 KN
At level 7.66 m
1 Column 402.278 KN
2 Beam 486.148 KN
3 Slab 1955.100 KN
4 Wall 1558.460 KN
5 Live load 458.390 KN
TOTAL 4860.370 KN
At level 11.59 m
1 Column 203.731 KN
2 Beam 504.704 KN
3 Slab 226.800 KN
4 Wall 735.947 KN
5 Live load 120.960 KN
TOTAL 1792.140 KN
The design base shear (𝑉𝑏 ) is distributed along the height of the buildings as per the
following expression:
𝑊𝑖 ℎ𝑖2
𝑄𝑖 = 𝑉𝐵 ∑ 2
𝑖=1 𝑊𝑖 ℎ𝑖
Axial stress due to overturning forces as per FEMA 310 (Clause 3.5.3.6)
i) Axial stress in moment frames for x-direction loading
Axial force in columns of moment frames at base due to overturning forces. The axial
stress of columns subjected to overturning forces 𝐹𝑜 is given by
𝑉𝐵 = Base shear × Load factor = 1722.885 × 1.5 = 2584.328 kN
𝐴𝑐 = column area = 0.1296 m2
H = total height = 12.64 m
L = length of the building = 28.36 m
1 2 𝑣 𝐻 1 2 2584.328 12.64
𝐹0 = 𝑚 × 3 (𝑛𝑏 ) ( 𝐿 ) = 2 × (3) × ( ) × (28.36) = 95.986 kN
𝑓 4
95.986×103
Axial stress for x-direction loading , 𝜎 = 0.1296×106 = 0.741𝑀𝑃𝑎
But, Allowable stress, 𝜎𝑎𝑙𝑙 = 0.25 𝑓𝑐𝑘 (Reference IS 15988:2013 Clause 6.5.9)
= 0.25 × 20 = 5 MPa
∴ 𝜎 < 𝜎𝑎𝑙𝑙 O.K.
0.741
∴ DCR = 5 = 0.148 < 1
Hence, the check is satisfied.
The design base shear (𝑉𝑏 ) is distributed along the height of the buildings as per the
following expression:
𝑊𝑖 ℎ𝑖2
𝑄𝑖 = 𝑉𝐵 ∑ 2
𝑖=1 𝑊𝑖 ℎ𝑖
Axial stress due to overturning forces as per FEMA 310 (Clause 3.5.3.6)
i) Axial stress in moment frames for x-direction loading
Axial force in columns of moment frames at base due to overturning forces. The axial
stress of columns subjected to overturning forces 𝐹𝑜 is given by
𝑉𝐵 = Base shear × Load factor = 1883.688 × 1.5 = 2825.532 KN
𝐴𝑐 = column area = 0.1296 m2
H = total height = 12.64 m
L = length of the building = 28.36 m
Wall in 3830−300
= 15.35
230
ground
230 mm 18 Pass
storey
Wall in 16 3830−300
= 15.35
230
first
230 mm Pass
storey
The out of plane stability of ground floor wall and that for upper stories are within the
permissible limit, hence the check is satisfied.
From the qualitative assessment, it can be concluded the safety of the building is
inadequate and hence, retrofit is necessary. The proposed retrofit scheme should be
technically feasible and economically viable (Retrofitting is considered suitable if the
cost of retrofitting is within 30% of the cost of new construction). Thus, a detailed
quantitative assessment have to be conducted with the help of non-destructive tests.
Hence, the building was found to be vulnerable on shear stress in columns, by the above
seismic evaluation. Many assumptions were made during the Tier-1 and Tier-2
evaluation processes as well as some of the methods were conventional and conservative,
hence a detailed (Tier-3) evaluation is recommended.
A full building analysis is performed with respect to its present condition and
adequacy of the lateral-load-resisting system. The evaluation is done with a linear
elastic analysis method named equivalent static lateral force method as mentioned in
IS 1893 (Part 1).
5.2 Condition of the building components [As per Clause 7.1.1 of IS 15988:2013]
A revisit to the site was made to verify the existing data including those used in the
preliminary analysis, and the condition of various building components were checked
by performing suitable tests to assess the present day strength of materials for greater
reliability. It was kept in mind that the deteriorated building components can
jeopardize the capacity of a building to resist lateral forces.
Table 5.1 Building Components Condition
S.No. Check Observation Remarks
(a) Deterioration No visible deterioration of the It is known that
of Concrete: concrete or reinforcing steel deterioration of
in any of the vertical or lateral concrete reduces the
force resisting elements were strength of concrete
found. All the rebars were elements and along
confined within the concrete when water percolates
cover during the construction. into concrete easily
corrosion of
reinforcing bars begin,
which may lead to
further loss of cross-
section of rebar and
strength loss.
Furthermore, concrete
deterioration can also
cause spalling which
can lead to reduction in
available surface area
for bond between the
concrete and steel.
Along Y-axis
Joint Displacement Average of the far end Remarks
(𝑈𝑌 ) mm displacement
𝑈𝑌1 262 80.315
𝑈𝑌2 15 80.054 80.1845 Safe from
Torsion
𝑈𝑚 17 76.195
Along X-axis
Joint Displacement Average of the far end Remarks
(𝑈𝑋 ) mm displacement
𝑈𝑋1 1 79.241
𝑈𝑋2 15 80.054 79.6475 Safe from
Torsion
𝑈𝑚 16 80.09
Since, the mid-point deflection is less than 1.2*Average of the far end displacement, the
structure is safe from torsion.
𝑑 ′ /𝐷 = 0.167
𝑑 ′ /𝑏 = 0.167
Chart 45 𝐴𝑠 = 4136 mm2
SP:16 Percentage of reinforcement,
𝑃 = 3.191%
𝑃/𝑓𝑐𝑘 = 0.159
𝑃𝑢
= 0.467
𝑓 𝑏𝐷
𝑐𝑘
′
𝑀𝑢𝑥
= 0.11
𝑓𝑐𝑘 𝑏𝐷2
′
𝑀𝑢𝑥 =
102.643 kN-m
112.683
DCR = 102.643 = 1.097 > 1 NOT OK
′
𝑀𝑢𝑦
= 0.11
𝑓𝑐𝑘 𝑏2 𝐷
′
𝑀𝑢𝑦 = 102.643 kN-m
1.56
DCR = 102.643 = 0.015 <1
OK
Hence, the check is not satisfied.
2 Shear Capacity of Column
For Y-direction
162
𝐴𝑠 = 3 × 𝜋 × = 603.168 mm2
4
𝜏𝑐 = 0.463 N/mm2
IS 456:2000
Clause For members subjected to axial compression 𝑃𝑢 ,
40.2.2 the design shear strength of concrete 𝑇𝑐 , shall be
multiplied by the following factor.
Along X-direction,
𝐴𝐴𝑠
𝑠𝑡 = 1205 𝑚𝑚
2
𝑓𝑦 ×𝐴𝑠𝑡
𝑀𝑢𝐴𝑠 = 0.87 × 𝑓𝑦 × 𝐴𝐴𝑠
𝑠𝑡 × 𝑑 × [1 − 𝑏𝑑𝑓 ]
𝑐𝑘
IS
= 0.87 × 415 × 1205 × (250) × [1 −
13920:2016
415×1205
Clause 7.5 ]
250×302×20
= 72.745 kN-m
𝑀𝑢𝐴ℎ = 81.412 kN-m
𝑀𝑢𝐵𝑠 = 72.867 kN-m
𝑀𝑢𝐵ℎ = 116.081 kN-m
Now,
For Sway to right,
“SEISMIC VULNERABILITY EVALUATION AND RETROFITTING OF EXISTING RCC STRUCTURE”
By [Sandesh, Shiyam, Shlok, Sonam, Subash, Swastik] | 51
𝐴𝑠 +𝑀 𝐵ℎ )
1.4×(𝑀𝑢 𝑢
(𝑉𝑢 )1 =
ℎ𝑠𝑡
1.4×(72.745+116.081)
= 3.83
= 69.0225kN
Shear demand,
𝑉𝑢𝑥 = 69.0225 kN
Shear capacity 264.265kN
So,
69.0225
DCR = = 0.261 < 1
264.265
IS Along Y-direction:
13920:2016 Top 𝐴𝑠𝑡 Bottom 𝐴𝑠𝑡
Clause 7.5 B26 113 mm2 47 mm2
B27 237 mm2 119 mm2
Then,
Sway to right:
𝐴𝑠 +𝑀 𝐵ℎ
𝑀𝑢 𝑢
𝑉𝑢 = 1.4 × = 8.644 kN
ℎ𝑠𝑡
Sway to left:
𝐴ℎ +𝑀 𝐵𝑠
𝑀𝑢 𝑢
𝑉𝑢 = 1.4 × = 10.581 kN
ℎ𝑠𝑡
So,
Final shear demand,
(𝑉𝑢 )𝑔 = 10.581 kN
Shear capacity,
(𝑉𝑢 ) = 264.694 kN
10.581
DCR = 264.694 = 0.04 < 1 (OK)
82
𝐴𝑠 = 2 × 𝜋 × = 1884.96 mm2
4
𝐴
𝑃𝑡 = 100 × 𝑏𝑑𝑠 = 2.154%
For 𝑀20, 𝑃𝑡 = 2.154%
𝜏𝑐 = 0.802 N/mm2
𝜏𝑐,𝑚𝑎𝑥 = 2.8 N/mm2 > 𝜏𝑐
Then,
𝑉𝑢 = 𝑉𝑢𝑠 + 𝜏𝑐 𝑏𝑑
= 137.018 + 0.802 × 250 × 302
= 197.569 kN
So,
Moment Capacity of beam:
[fig]
𝑓 𝐴
𝑀𝑢𝐴𝑠 = 0.87 × 𝑓𝑦 × 𝐴𝑠𝑡 × 𝑑 [1 − 𝑏𝑑𝑦 𝑓𝑠𝑡 ] =
𝑐𝑘
46.789 kN
𝑀𝑢𝐵ℎ = 46.789 kN-m
𝑀𝑢𝐵𝑠 = 78.774 kN-m
𝑀𝑢𝐴ℎ = 78.774 kN-m
𝐵𝑠 +𝑀 𝐴ℎ
𝑀𝑢
𝐷+𝐿 𝑢
𝑉𝑢,𝑏 = 𝑉𝑢,𝑏 ± 1.4 × 𝐿𝐴𝐵
𝑉𝑢,𝑏 = 114.813 kN
𝑉𝑢,𝑏 = 76.526 kN
Hence,
Final shear demand in beam:-
𝑉𝑢 = 168.433 kN
And,
Shear capacity = 197.569 kN
168.433
∴ 𝐷𝐶𝑅 = 197.569 = 0.852 < 1 (OK)
Output Output
Story Direction Drift Check Story Direction Drift Check
Case Case
Roof EQ Y Y 0.000598 OK Roof EQ X X 0.001774 OK
Roof EQ Y Y 0.000656 OK Roof EQ X X 0.001793 OK
Roof EQ Y Y 0.000655 OK Roof EQ X X 0.001806 OK
Second Second
EQ Y Y 0.002672 OK EQ X X 0.003575 OK
Floor Floor
Second Second
EQ Y Y 0.002893 OK EQ X X 0.00402 OK
Floor Floor
Second Second
EQ Y Y 0.00289 OK EQ X X 0.004078 OK
Floor Floor
First First
EQ Y Y 0.003489 OK EQ X X 0.004299 OK
Floor Floor
First First
EQ Y Y 0.003766 OK EQ X X 0.004904 OK
Floor Floor
First First
EQ Y Y 0.003765 OK EQ X X 0.004926 OK
Floor Floor
Ground Ground
EQ Y Y 0.002569 OK EQ X X 0.002943 OK
Floor Floor
Ground Ground
EQ Y Y 0.002761 OK EQ X X 0.003379 OK
Floor Floor
Ground Ground
EQ Y Y 0.002762 OK EQ X X 0.003367 OK
Floor Floor
The deflections and storey drifts of the frame due to seismic forces are summarized in Table
5.4.
Table 5.4 Storey Drift
According to IS 1893 (Part 1): 2016 Clause 7.11.1 :
The storey drift in any storey due to minimum specified design lateral force, with partial
load factor of 1.0, shall not exceed 0.004 times the storey height:
Storey Maximum Drift
Ground, First and Second Floor 0.004*ℎ𝑠𝑡 = 0.01532 m
Roof 0.004*ℎ𝑠𝑡 = 0.01572 m
Hence, it is found that all the stories of the frame are satisfying the storey drift limitation
requirement.
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Hence, from structural analysis, it can be concluded that reinforcement provided in the
column and beam of a building is not enough. Also, some of the columns of the building
were found to be overstressed. Thus, it is recommended to retrofit the building so as to ensure
safety against earthquakes in future. Structural analysis is carried out by increasing the beam
as well as column size:
COLUMN = 560𝑚𝑚 × 560 𝑚𝑚
BEAM = the depth and width were increase accordingly
Only those beam and column in which rebar is insufficient and overstressed are retrofitted.
6.1.2 Shotcrete
Shotcrete is a method of repairing and strengthening reinforced concrete members in which
mortar is blasted at high velocity through a nozzle on the surface of the concrete member
using compressed air. During the repair and strengthening phase, a very good bond between
fresh shotcrete and old concrete can be achieved using the shotcrete technology. Welded
cloth and deformed bars tacked onto vertical, sloping, and overhanging surfaces with
minimal or no support are used in this manner.
Shotcrete process is carried out either by these two processes:
Wet process: In wet process, mixture of cement and aggregate premixed with water
and the pump pushes the mixture through the hose and nozzle. Compressed air is
introduced at nozzle to increase the velocity of application.
Dry process: In dry mix process, compressed air propels premixed mortar and damp
aggregate and at the nozzle end water is added through a separate hose. The dry mix
and water through the second hose are projected on to a prepared surface.
For uniformity,
Providing 𝑛 = 4 number of bars
∴ Provide 4 − 20𝑚𝑚 𝜙 bars. [Extra reinforcement for retrofit]
Maximum bottom reinforcement required = 309.388 mm2
If 20 mm diameter bars are provided.
309.388
Number of bars required = 𝜋×202 /4 = 1.02
For uniformity,
Provide 4 number of bars.
(415×82 )
Spacing of stirrups = 𝑆𝑣 = = 79.18 mm ≈ 75 mm
75×√20
= 402.123 𝑚𝑚2
Width of beam (b) = 250 mm
= 350 − 40 − 8
= 302 mm
Moment capacity of beam before Jacketing:
𝑓 𝐴
(𝑀𝑢 )1 = 0.87 × 𝑓𝑦 × 𝐴𝑠𝑡 × 𝑏 × 𝑑 × {1 − 𝑦 𝑠𝑡 }
𝑏×𝑑×𝑓 𝑐𝑘
415×402.123
= 0.87 × 415 × 401.123 × 302 {1 − 250×302×20 }
= 39.903 kN-m
After Retrofitting:-
Width of beam = 𝑏 = 350 𝑚𝑚
Depth of beam = 𝐷 = 450 𝑚𝑚
20
Effective depth = 𝑑 = 450 − 40 − = 400 𝑚𝑚
2
415×1256.637
= 0.87 × 415 × 1256.637 × 400 × {1 − }
350×400×20
= 161.37 kN-m
So,
Total moment capacity of jacketed section = (𝑀𝑢 )1 + (𝑀𝑢 )2
= 39.903 + 161.37
= 201.273 kN-m > 𝑀𝑢 (OK)