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Human Reproduction Update, Vol.12, No.5 pp. 513–518, 2006 doi:10.

1093/humupd/dml021
Advance Access publication May 3, 2006

An update on antenatal screening for Down’s syndrome and


specific implications for assisted reproduction pregnancies

Boaz Weisz1,3 and Charles H.Rodeck2


1
Department of Obstetrics and Gynaecology, Sheba Medical Center, Tel-Hashomer, Israel and 2Department of Obstetrics and
Gynaecology, University College London, London, UK
3
To whom correspondence should be addressed at: Department of Obstetrics and Gynaecology, Sheba Medical Center, Tel-Hashomer
52321, Israel. E-mail: boazmd@zahav.net.il

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Since the introduction of antenatal serum screening for Down’s syndrome (DS) more than two decades ago, several
screening approaches have been utilized in routine clinical practice. The current DS screening strategies involve mid-
trimester serum biochemistry tests, first trimester tests combining sonographic markers and serum biochemistry and
integration of first and second trimester markers. In this review, we evaluate the performance of DS screening strat-
egies according to the Serum, Urine and Ultrasound Screening Study (SURUSS), the First and Second Trimester
Evaluation of Risks (FASTER) Trial and the Serum Biochemistry and Fetal Nuchal Translucency Screening (BUN)
Study. We also evaluate the performance of first trimester screening in studies and meta-analyses by other groups.
Specific issues related to assisted reproduction technology (ART) pregnancies are also addressed in this review.

Key words: Down’s syndrome/integrated screening/nuchal translucency/screening

Introduction at sufficient high risk of a specific disorder, preliminary to a diag-


nostic test and, if required, preventive action. (ii) It should be
Since the introduction of antenatal serum screening for Down’s offered systematically to people with no signs or symptoms of the
syndrome (DS) more than two decades ago (Cuckle et al., 1984), disease for which screening is being conducted. (iii) It should be
several screening approaches have been utilized in routine clinical beneficial to the individuals being screened. Routine screening in
practice. The original method for screening women of advanced modern reproductive medicine was initiated as serum screening
maternal age involved invasive testing that was offered to 5% of for open neural tube defects (NTD) (Wald et al., 1977). This, fol-
the population and identified fewer than 30% of fetuses with DS. lowed by preventive measures (folic acid uptake), has dramati-
Subsequently, newer tests incorporating ultrasound and/or maternal cally reduced the prevalence of NTD in England and Wales (Wald
serum biochemistry have been introduced to improve the detection and Leck, 2000). While screening for NTD has remained rela-
rate (DR—proportion of affected pregnancies with positive tively unaltered during the last three decades, screening for DS has
results) and reduce the number of unnecessary invasive proce- evolved substantially and is still a matter of debate in national
dures. The current DS screening strategies involve the more tradi- clinical policies.
tional second trimester serum biochemistry tests, first trimester The three elements of screening apply also to DS where screen-
tests that combine sonographic markers and serum biochemistry ing is offered systematically to every pregnant woman and selec-
and integration of first and second trimester markers. tion is for high-risk pregnancies, which are then offered an
In this review, we will discuss the concept of DS screening, eval- invasive diagnostic test, that is, chorionic villus sampling (CVS)
uate the performance of DS screening strategies and present spe- or amniocentesis. Beneficence relates to the ability to choose
cific issues with relevance to assisted reproduction pregnancies. whether to discontinue an affected pregnancy and the ability to
prepare for a delivery of a DS baby for those who choose to con-
tinue the pregnancy.
Concept of screening
Assessing the abundant screening tests available today is done
Screening is a systemic application of a test or enquiry to identify by evaluating the DR of each test, the false-positive rate (FPR—
subjects at sufficient risk of a specific disorder so that they can proportion of unaffected pregnancies with positive results) and the
benefit from further investigation or direct preventive action odds of being affected, given a positive result (OAPR—the ratio
(Wald, 1994). There is no universally accepted definition of med- of the number of affected to unaffected individuals with positive
ical screening, but there is a general agreement that it should con- results, i.e. affected positive : unaffected positive). The OAPR is
tain three elements: (i) It should identify those individuals who are equivalent to the positive predictive value (PPV), but it conveys a

© The Author 2006. Published by Oxford University Press on behalf of the European Society of Human Reproduction and Embryology. All rights reserved. For
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B.Weisz and C.H.Rodeck

clearer impression of the performance of the test when the PPV is Table I. DR5, FPR85 and OAPR for each second trimester screening test
high. A better test has a higher DR and OAPR and lower FPR. (combined with maternal age)
Comparisons between tests cannot be done by evaluating a sin-
gle factor such as the DR or the FPR. For every test, increasing the Test DR5 (%) FPR85 (%) OAPR
DR will increase, unavoidably, the FPR. Therefore, to compare Double test 71 13 1 : 68
DR between tests, the FPR should be controlled for. A common Triple test—SURUSS 77 9 1 : 49
presentation used for comparison of the DR between several tests Triple test—FASTER 69 14 NA
is the DR5, which is the DR for 5% FPR. Alternatively, in cases Quadruple test—SURUSS 83 6 1 : 32
where low FPR is important due to an inherent risk in the diagnos- Quadruple test—FASTER 81 7 1 : 37
tic test (i.e. possible pregnancy loss), the FPR is compared for a
constant DR. For example, FPR85 and FPR90 represent the FPRs DR5, detection rate for 5% FPR; FASTER, First and Second Trimester Evalu-
ation of Risks Trial; FPR85, false-positive rate for 85% DR; NA, not applic-
for 85 and 90% DR, respectively. Comparison of DS screening able; OAPR, the ratio of the number of affected to unaffected individuals with
between tests performed in the late first or early second trimesters positive results; SURUSS, Serum, Urine and Ultrasound Screening Study.
should take into account the bias of spontaneous miscarriage of
DS pregnancies and the bias of markers predicting miscarriage or
loss in chromosomally normal pregnancies. Interpretation of the results of the second trimester screening
Many studies have evaluated the performance of each screening tests by the SURUSS shows that the quadruple test is superior to
the triple test by increasing the DR5 by only 1.07-fold. However, a

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modality. The literature is abundant with papers describing the
performance of each screening test. However, there is a paucity of more important observation is that for a similar DR, the need of
information that clearly compares first and second trimester tests invasive tests is reduced by 35%. Assuming that each woman with
and that can be used for guidance for physicians and patients to a positive screening test chooses to have an amniocentesis, women
choose the most appropriate test. The two major multi-centre stud- tested by the quadruple test have a 35% lower risk of requiring
ies that have compared several first and second trimester screening amniocentesis relative to the triple test. Many centres quote 1%
modalities are the Serum, Urine and Ultrasound Screening Study excess risk of pregnancy loss after amniocentesis (Tabor et al.,
(SURUSS) (Wald et al., 2003b, 2004) and the First and Second 1986). However, recent (non-randomized) studies showed a rela-
Trimester Evaluation of Risks (FASTER) Trial (Malone et al., tively smaller risk that varies between 0.6% (Seeds, 2004) and
2005a). The SURUSS, which aimed to determine the most effect- 0.2% (Nassar et al., 2004). With these more recent figures, chan-
ive, safe and cost-effective method of antenatal screening for DS, ging the policy of DS screening from the triple test to the quadru-
involved 25 maternity units, and results were based on 47 053 sin- ple test would result in 6–18 less fetal losses per 100 000
gleton pregnancies, including 101 DS patients. The FASTER Trial pregnancies. The FASTER Trial shows a much greater difference
was conducted in 15 centres throughout USA, recruiting 42 367 in DR and FPR between the triple and quadruple tests.
women, and results were based on 38 033 eligible singleton preg-
nancies with 117 DS patients. The comparison of the various First trimester screening
screening tests in this review is based on the SURUSS and
FASTER Trial, as well as on other studies and meta-analyses First trimester screening for DS is a relatively novel practice. The
reporting the performance of first trimester screening (Wapner major breakthrough of early screening was the identification
et al., 2003; Nicolaides et al., 2005). (Szabo and Gellen, 1990; Nicolaides et al., 1992) and implementa-
tion (Pandya et al., 1995) of nuchal thickness (NT) measurement
at 11–14 weeks’ gestation. The performance of NT screening var-
ies between studies. In the SURUSS, the DR5 of the NT (and
Second trimester screening tests
maternal age) at 12 weeks was 69% and the FPR85 was 20%
Screening for DS by maternal age started three decades ago when (Wald et al., 2003b). Similar results were published in other two
amniocentesis was offered only to older women. Finding an asso- multi-centre studies. In the Serum Biochemistry and Fetal Nuchal
ciation of low serum α-fetoprotein (AFP) and fetal chromosomal Translucency Screening Study (BUN Study), the DR5 was 69% and
abnormalities, including DS (Merkatz et al., 1984), led to a single- the FPR85 was about 15% (Wapner et al., 2003). In the FASTER
marker screening test using AFP along with maternal age (Cuckle Trial, the DR5 was 68% and FPR85 was 23% (at 12 weeks). The
et al., 1984, 1987). Subsequently, the association between ele- conclusion of these studies was that although NT has comparable
vated serum hCG and DS led to the double test (AFP and hCG). DR to second trimester tests, it is accompanied by a relatively high
The third marker for DS was unconjugated estriol (uE3), which FPR. However, other studies presented better results, and a review
was found to be lower in affected pregnancies (Canick et al., of 19 prospective studies (including about 200 000 patients)
1988). This led to the triple test, which is still very commonly used suggested a higher DR of 77% for 4% FPR (Nicolaides, 2004). A
(Wald et al., 1988). The most recent addition to the second trimes- recent single-centre prospective study that included 30 564 preg-
ter serum markers has been Inhibin-A, which is found at higher nancies presented a DR5 of 82% with a FPR85 of 8% (Avgidou
levels in affected pregnancies (van Lith et al., 1992; Wald et al., et al., 2005). The differences between the studies are not entirely
1999a). The quadruple test, the combination of AFP, hCG, uE3 understood but might in part reflect more meticulous NT measure-
and Inhibin, is currently the most popular second trimester screen- ments in single-centre studies compared to national and multi-
ing test in the USA (D’Alton and Cleary-Goldman, 2005). The centre studies.
DR5 and the FPR85 for each of the second trimester tests are pre- During the early 1990s, several studies reported the association
sented in Table I. between DS and low levels of pregnancy-associated plasma

514
Antenatal screening for Down’s syndrome

protein A (PAPP-A) (Wald et al., 1992) and high levels of hCG consistently, in the general population setting, will significantly
(Spencer et al., 1992) and the use of these for screening in the first limit the usefulness of this screening technique. It is possible that
trimester (Forest et al., 1997). The combinations of NT measure- due to specific teaching and guidance of NB scanning in the first
ment (11+0 to 13+6 weeks) with these two serum biochemical trimester, this technique will be reserved for high-risk cases.
markers in the first trimester compose the combined test (Wald
and Hackshaw, 1997). The incorporation of these two serum
First and second trimester screening
markers to the NT measurement caused a significant and import-
ant decrease in the FPR of first trimester screening. By combining The integration of first and second trimester screening markers in
these two serum markers with the NT, the FPR85 declined by 3.3- order to report one risk factor was initiated in the late 1990s (Wald
and 4.6-fold in the SURUSS and FASTER Trial, respectively et al., 1999a). The assumption was to use each marker at its opti-
(Wald et al., 2003b; Malone et al., 2005a). This important reduc- mal time point, that is, when the difference between the DS cases
tion leads to the conclusion that there is no justification for retain- and controls is largest. The integrated test combines first trimester
ing the NT alone in antenatal screening in singleton pregnancies NT measurement and serum PAPP-A levels with second trimester
(Wald et al., 2004). The DR5 of the combined test in the SURUSS, AFP, β-hCG, E3 and Inhibin (quadruple test). In the initial report
BUN and FASTER Trial are presented in Table II. (Wald et al., 1999a), the estimated DR5 of the integrated test was
Analysis of six major studies that included 91 666 singleton 94%. This is similar to the DR5 results of the SURUSS and
pregnancies with 316 DS cases shows a DR5 of 85% (Krantz et al., FASTER Trial of 93 and 95%, respectively (Wald et al., 2003a;

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2000; Spencer et al., 2000, 2003; Bindra et al., 2002; Schuchter Malone et al., 2005a). The major advantage of this test is the low
et al., 2002; Wald et al., 2003b; Wapner et al., 2003). Therefore, it OAPR (1 : 6 in SURUSS), which implies that with the integrated
is reasonable to conclude that the combined test offers an efficient test fewer women will need to undergo invasive testing with its
test with a high DR and a relatively low FPR. The advantage of inherent risk of miscarriage, and equally importantly, fewer
the combined test is the availability of the results in the late first women are made anxious about their pregnancy (Marteau et al.,
trimester, enabling karyotyping by CVS and early surgical termi- 1993). The integrated test has been challenged ethically since the
nation of pregnancy, when indicated. integration of first and second trimester markers in a single test
Several sonographic markers in the first trimester might could pose the problem of withholding first trimester results and
increase the sensitivity and specificity of early screening tests. thus denying the possible advantages of an earlier pregnancy ter-
Fetuses with DS have an increased resistance (higher PIV—pulsa- mination (Canini et al., 2002). A recent study has shown that com-
tility index for veins and negative a-wave) in the ductus venosus pared to pregnant women, health-care professionals place a higher
(DV) during early pregnancy. It is estimated that the addition of value on earlier tests. This concern may result in screening pol-
DV Doppler studies would increase the DR5 of the NT measure- icies that favour timing in the selection of a test and neglect tests,
ment by 11% and of the combined test by 4% (yielding a DR5 of associated with lower miscarriage rates and higher DRs, con-
up to 92% by combined test and DV) (Borrell et al., 2005). How- ducted later in pregnancy (Bishop et al., 2004). Indeed, a study of
ever, such a test requires specific skills and is time consuming; pregnant women who underwent the integrated test (after having a
therefore, it is not considered as a screening test for the general second trimester test in their previous pregnancy) concluded that
population. Another promising marker of DS is the absence of women receiving prenatal care are prepared to wait until the
nasal bone (NB) on the first trimester scan (Cicero et al., 2001). It second trimester for more accurate DS risk estimates on which to
was estimated that combining this marker with NT measurement base their decision-making (Palomaki et al., 2005). This issue was
and serum markers (NB+NT+PAPP-A+β-hCG) might increase addressed by the FASTER Trial, which suggested another policy
the DR5 up to 97% (Cicero et al., 2003). However, other studies of ‘stepwise sequential screening’: women with positive first tri-
challenged the reproducibility of this test (Senat et al., 2003). The mester combined test are offered CVS, while those with low-risk
FASTER study found poor correlation between the absence of NB results continue to have the quadruple test at 15 weeks’ gestation,
and DS and concluded that first trimester NB evaluation was not a and a new risk estimate is provided by combining the first and
useful test for population screening for trisomy 21 and that it second trimester variables. This approach yields a DR of 95% for
added little to first trimester NT screening (Malone et al., 2004). 5% FPR (while the integrated test yields the same DR for 4%
The difficulty in performing first trimester NB sonography FPR). This represents a small trade-off in the FPR for earlier inter-
ventions in high-risk pregnancies. Another issue that was raised is
that in national screening programmes, some women will fail to
Table II. Screening performance of the combined test by the SURUSS,
BUN studies and FASTER Trial
attend for the second blood analysis. The integrated test has not
yet been implicated in routine large-scale screening programmes.
However, an initial report of screening by the integrated test in a
Study DS/eligible patients DR5 (%) FPR85 (%)
teaching hospital in central London is promising (C.H.Rodeck,
SURUSS 101/47 053 83 6 personal communication), and the rate of not attending for the
BUN 61/8 514 79 9 second blood analysis is about 5%. This rate is even lower in hos-
FASTER 92/36 120 85* 5* pitals that have a routine antenatal visit at 16 weeks of gestation.
In cases when the NT is not measured, either due to technical
BUN, Serum Biochemistry and Fetal Nuchal Translucency Screening Study; difficulties or due to lack of expert sonographers, it is possible to
DS, Down’s syndrome; DR5, detection rate for 5% FPR; FASTER, First and
perform the serum integrated test (PAPP-A in the first trimester
Second Trimester Evaluation of Risks Trial; FPR85, false-positive rate for 85%
DR; SURUSS, Serum, Urine and Ultrasound Screening Study. and quadruple test in the second trimester), which also yields a rel-
*At 12 weeks. atively high DR (Knight et al., 2005).

515
B.Weisz and C.H.Rodeck

An important aspect of the integrated test is that it links with the population of women would gain from a higher DR, but this is fol-
gold-standard diagnostic test (i.e. amniocentesis). With rapid diag- lowed by a higher FPR and OAPR, whatever screening pro-
nostic testing available nowadays (i.e. PCR or fluorescence in-situ gramme is used (Wald et al., 1999a). Comparing all screening
hybridization [FISH]), final diagnosis is made by 16 weeks rather methods for women older than 35 years, the probability of a posit-
than 19 or 20 weeks and well before fetal movements are felt by ive result (giving the indication for amniocentesis) is specifically
the pregnant woman. lower when using the integrated test (Wald et al., 1999a). Indeed,
in the FASTER Trial, the screening performance of the integrated
test for women aged 35 years or more was a DR of 91% for FPR
Current screening programs
of 2%. This should be compared to a DR of 92% and FPR of 13%
In the UK, the National Screening Committee evaluated the DS for the quadruple test and a DR of 95% and FPR of 22% for the
screening service in 1998 and found deficiencies such as inequity in combined test (Malone et al., 2005a). In that view, the evidence
provision of services, variation in type and quality of service, an suggests that women with advanced maternal age benefit most by
absence of performance standards and a lack of capacity to support integrated test screening.
a nationwide programme (National Down’s Syndrome Screening
Programme for England, 2004). In order to address these issues, in Serum marker levels
October 2003 the National Institute for Clinical Excellence (NICE) Initial studies reported a significant difference in the level of
recommended that screening programs should have DR5 of at least second trimester biochemical markers between IVF patients and

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60% by 2004–05 and that by April 2007 a DR of greater than 75% spontaneous pregnancies (Wald et al., 1999b). Evaluating 151 IVF
with a FPR of less than 3% should be achieved (National Collabo- pregnancies in which AFP, uE3, free hCG and total hCG were
rating Centre for Women’s and Children’s Health—Commissioned measured, median uE3 levels were 6% lower, median free hCG 9%
by the National Institute for Clinical Excellence [NICE, 2005]). At higher and median total hCG 14% higher (all statistically signific-
present, the available tests that meet the criteria for 2007 are the ant) in IVF pregnancies compared with controls. These results
combined test, the Integrated or the serum integrated test (if nuchal might explain the higher FPR in IVF pregnancies, which is about
translucency measurement is unavailable) and the quadruple test for twice as high as that in controls (Barkai et al., 1996). High hCG
women who attend for screening after the first trimester. levels may be explained partly by a greater number of corpora lutea
Current policies in the USA vary, and there are no national (Frishman et al., 1997), by multiple implantation sites or by pro-
guidelines. A survey conducted in 2001 reported that the most gesterone supplementation, which increases placental hCG produc-
common method of screening was the triple test (Egan et al., tion. Alternatively, it may represent placentation failure that could
2002) and more recently the quadruple test (D’Alton and Cleary- result in changes in the trophoblast function and thus hCG produc-
Goldman, 2005). It is reasonable that the results of the SURUSS, tion (Raty et al., 2003). The low uE3 levels remain unexplained. It
BUN and FASTER studies may change the trend in favour of first was suggested that in DS screening in IVF pregnancies, hCG and
trimester or an integration of first and second trimester screening. uE3 values should be adjusted to avoid the high screen positive
Indeed, in 2004, the American College of Obstetrics and Obstetri- rate. A recent multi-centre study analysing 1515 singleton pregnan-
cians (ACOG Committee Opinion #296, 2004) issued a Commit- cies by assisted reproduction techniques (ART) found a similar
tee Opinion stating that first trimester screening may be trend of 12% lower uE3, 7% higher hCG and 6% lower AFP, but
considered provided that there is (i) appropriate training and mon- these differences were not significant. In this study, the FPR did
itoring programs, (ii) sufficient counselling to women regarding not differ from age-matched controls (Muller et al., 2003). This
the differences between the tests and (iii) access to an appropriate might suggest that the significance found by Wald et al. (Wald
diagnostic test (i.e. CVS) when screening test results are positive. et al., 1999b) was a type I error. Other comparative studies show
that serum levels of all three second trimester markers in ART
Specific issues for assisted reproduction technology (ART) pregnancies do not differ from controls (Rice et al., 2005).
pregnancies The effect of ART on first trimester screening is also controver-
sial. Some studies show an increase in hCG levels (Niemimaa et al.,
Pregnancies conceived by ART carry a higher psychological and fin- 2001) and a decrease in PAPP-A levels, which increase the FPR (in
ancial burden compared to spontaneous pregnancies (Oddens et al., ART pregnancies) by an additional 1.2% (Liao et al., 2001). How-
1999). The uptake of amniocentesis in ART pregnancies is believed ever, other study found no significant difference in serum levels of
to be lower compared to controls, mainly due to the inherent risks of hCG, PAPP-A or FPR between ART and spontaneous pregnancies
amniocentesis in these ‘more precious’ pregnancies (Geipel et al., (Wojdemann et al., 2001). Interestingly, some recent studies found
2004). Therefore, this population gains specifically from the low increased NT in ART pregnancies (MoM, multiples of median)
OAPR of the integrated test, which reduces their risk of being high (Maymon and Shulman, 2004; Hui et al., 2005).
risk for trisomy 21 and having an invasive test. Other issues, which The effect of ART on Integrated (first and second trimester)
apply to ART pregnancies, are (i) a relatively older population of screening was assessed in a group that underwent a serial disclosure
pregnant women, (ii) differences in serum markers compared to spon- DS screening programme (Maymon and Shulman, 2004). The rate
taneous pregnancies and (iii) a higher rate of multi-fetal pregnancies. of first trimester screening FPR was comparable to controls. The
rate of second trimester FPR was two-fold higher in the ART group.
Maternal age in ART pregnancies It was concluded that ART singleton patients should be screened
The proportion of women aged 35 years or more in some IVF clinics either by the combined or by the integrated tests (Maymon and
is approximately 50% (Gissler et al., 2004). Inherently, an older Shulman, 2004). To conclude, it is postulated that DS screening in

516
Antenatal screening for Down’s syndrome

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