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AML Compliance or Compliance Officer or KYC or AML or BSA or Com
AML Compliance or Compliance Officer or KYC or AML or BSA or Com
net
SUMMARY
* Certified Anti-Money Laundering Specialist (CAMS).
* Certified Project Management Professional (PMP).
* MBA in Finance from NYU.
PROFESSIONAL EXPERIENCE
KYC-Citigroup, New York, New York (7/09 - Present)
* Senior Business Analyst responsible for reviewing and
approving KYC electronic Customer Account Due Diligence
(CADDs) submitted by the KYC Owners (RM's).
* Managing Corrective Action Plans (CAPS) issue/risk
identification and timely close out on the iCAPS system for
New York.
* Manager for documenting control weaknesses identified
during the Risk Control Self Assessment (RCSA) process.
* Identified, documented and evaluated compliance risks for
products and services and advised the Business Units based
on the electronic Customer Due Diligence Risk reference
Model.
* Responsible for the review and response to findings
by Compliance, Audit and Regulators.
* Providing advice, guidance and training on KYC customer
due diligence issues to Relationship Managers and
Departmentsin Mumbai and LATAM.
* Performed name screening/OFAC/World-Check searches on
Correspondent Banks, MSB's, Not for Profits.
* Wrote the Global Procedures Manual in preparation for the
OCC Regulatory Examination.
* Coordinating with cross-functional Teams as a Subject
Matter Expert, with our AIU Global Partners in Mumbai,
LATAM, EMEA and AML Compliance Units on the Customer Due
Diligence project reengineering model.
* Subject Matter Expert on the electronic Customer Due
Diligence System (eCADD) Technology enhancements and UAT
Testing Team.