TRADE 1.

TRADE DETAILS

CLIENT ALPHA FUND (USA)

BROKER JP MORGAN (MUMBAI)
TRADE DATE 22-Mar-22
SETTLEMENT DATE 24-Mar-22
DIRECTION BUY
QTY 50,000
SCRIPT NAME CDSL
CMP ₹ 1,473.15
COMMISSION 3%
TAX 1%

FRONT OFFICE
TRADE INTIATION PLACE ORDER TO BUY 50000 SHARES OF CDSL @ 14
TRADE EXECUTION PURCHASED SHARES
TRADE CAPTURE RECORD TRADE DETAILS IN RMS

MIDDLE OFFICE - OPERATIONS

TRADE ENRICHMENT ECONOMIC & NON ECONOMIC DETAILS ARE ADDED TO TRAD
TRADE DAY

ECONOMIC DETAILS
TRADE DATE SETTLEMENT
3/22/2022 3/24/2022

NON-ECONOMIC DETAILS (SSI's)

ADD BANK A/C NO., CUSTODIAN A/C NO. ETC.

TRADE VALIDATION CROSS - CHECK TRADE, TRADER AND CLIENT OF THE TRADE
TRADE VERIFICATION MATCH TRADE DETAILS WITH A TRADE/TERM SHEET

CORE OPERATIONS - OPERATIONS

TRADE CONFIRMATION SEND ECONOMIC & NON-ECONOMIC DETAILS OF TRADE TO T
T+1 TRADE SETTLEMENT RECEIVE CASH AND DELIVER SHARES
T+2 RECONCILIATION COMPARE THE LEDGER WITH BANK STATEMENT

TRADE 3.

TRADE DETAILS
 CLIENT ALPHA FUND (USA)
BROKER JP MORGAN (MUMBAI)
TRADE DATE 22-Mar-22
SETTLEMENT DATE 24-Mar-22
DIRECTION SELL
QTY 85,000
SCRIPT NAME IOC
CMP ₹ 120.58
COMMISSION 3%
TAX 1%

FRONT OFFICE
TRADE INTIATION PLACE ORDER TO SELL 85000 SHARES OF IOC @ 120
TRADE EXECUTION SOLD SHARES
TRADE CAPTURE RECORD TRADE DETAILS IN RMS

MIDDLE OFFICE - OPERATIONS

TRADE ENRICHMENT ECONOMIC & NON ECONOMIC DETAILS ARE ADDED TO TRAD
TRADE DAY

ECONOMIC DETAILS
TRADE DATE SETTLEMENT
3/22/2022 3/24/2022

NON-ECONOMIC DETAILS (SSI's)

ADD BANK A/C NO., CUSTODIAN A/C NO. ETC.

TRADE VALIDATION CROSS - CHECK TRADE, TRADER AND CLIENT OF THE TRADE
TRADE VERIFICATION MATCH TRADE DETAILS WITH A TRADE/TERM SHEET

CORE OPERATIONS - OPERATIONS

TRADE CONFIRMATION SEND ECONOMIC & NON-ECONOMIC DETAILS OF TRADE TO T
T+1 TRADE SETTLEMENT SEND THE SHARES TO DEPOSITORY FOR SETTLEMENT
T+2 RECONCILIATION COMPARE THE LEDGER WITH BANK STATEMENT

TRADE 5.

TRADE DETAILS

CLIENT ALPHA FUND (USA)

BROKER JP MORGAN (MUMBAI)
TRADE DATE 22-Mar-22
SETTLEMENT DATE 24-Mar-22
DIRECTION BUY
QTY 50,000
SCRIPT NAME INFOSYS
CMP ₹ 1,876.55
 COMMISSION 3%
TAX 1%

FRONT OFFICE
TRADE INTIATION PLACE ORDER TO BUY 50000 SHARES OF INFOSYS @
TRADE EXECUTION PURCHASED SHARES
TRADE CAPTURE RECORD TRADE DETAILS IN RMS

MIDDLE OFFICE - OPERATIONS

TRADE ENRICHMENT ECONOMIC & NON ECONOMIC DETAILS ARE ADDED TO TRAD
TRADE DAY

ECONOMIC DETAILS
TRADE DATE SETTLEMENT
3/22/2022 3/24/2022

NON-ECONOMIC DETAILS (SSI's)

ADD BANK A/C NO., CUSTODIAN A/C NO. ETC.

TRADE VALIDATION CROSS - CHECK TRADE, TRADER AND CLIENT OF THE TRADE
TRADE VERIFICATION MATCH TRADE DETAILS WITH A TRADE/TERM SHEET

CORE OPERATIONS - OPERATIONS

TRADE CONFIRMATION SEND ECONOMIC & NON-ECONOMIC DETAILS OF TRADE TO T
T+1 TRADE SETTLEMENT RECEIVE CASH AND DELIVER SHARES
T+2 RECONCILIATION COMPARE THE LEDGER WITH BANK STATEMENT
 EQ

UY 50000 SHARES OF CDSL @ 1473.15

IC DETAILS ARE ADDED TO TRADE

DIRECTION QTY CMP GV. COMMISSION TAXES

BUY 50,000.00 ₹ 1,473.15 ₹ 73,657,500.00 ₹ 2,209,725.00 ₹ 736,575.00

IAN A/C NO. ETC.

ER AND CLIENT OF THE TRADE

H A TRADE/TERM SHEET

ONOMIC DETAILS OF TRADE TO THE CLIENT

H BANK STATEMENT
ELL 85000 SHARES OF IOC @ 120.58

IC DETAILS ARE ADDED TO TRADE

DIRECTION QTY CMP GV. COMMISSION TAXES

SELL 85,000.00 ₹ 120.58 ₹ 10,249,300.00 ₹ 307,479.00 ₹ 102,493.00

IAN A/C NO. ETC.

ER AND CLIENT OF THE TRADE

H A TRADE/TERM SHEET

ONOMIC DETAILS OF TRADE TO THE CLIENT

ITORY FOR SETTLEMENT
H BANK STATEMENT
 UY 50000 SHARES OF INFOSYS @ 1876.55

IC DETAILS ARE ADDED TO TRADE

DIRECTION QTY CMP GV. COMMISSION TAXES

BUY 50,000.00 ₹ 1,876.55 ₹ 93,827,500.00 ₹ 2,814,825.00 ₹ 938,275.00

IAN A/C NO. ETC.

ER AND CLIENT OF THE TRADE

H A TRADE/TERM SHEET

ONOMIC DETAILS OF TRADE TO THE CLIENT

H BANK STATEMENT
 EQUITY TRADE SETTLEMENT

TRADE 2.

TRADE DAY

NET VALUE
₹ 76,603,800.00

T+1
T+2

TRADE 4.
 TRADE DAY

NET VALUE
₹ 9,839,328.00

T+1
T+2
NET VALUE
₹ 97,580,600.00
 TRADE DETAILS

CLIENT ALPHA FUND (USA)

BROKER JP MORGAN (MUMBAI)
TRADE DATE 22-Mar-22
SETTLEMENT DATE 24-Mar-22
DIRECTION BUY
QTY 100,000
SCRIPT NAME TIINDIA
CMP ₹ 1,598.75
COMMISSION 3%
TAX 1%

FRONT OFFICE
TRADE INTIATION PLACE ORDER TO BUY 100000 SHARES OF TIINDIA @ 1598.75
TRADE EXECUTION PURCHASED SHARES
TRADE CAPTURE RECORD TRADE DETAILS IN RMS

MIDDLE OFFICE - OPERATIONS

TRADE ENRICHMENT ECONOMIC & NON ECONOMIC DETAILS ARE ADDED TO TRADE

ECONOMIC DETAILS
TRADE DATE SETTLEMENT DATE DIRECTION
3/22/2022 3/24/2022 BUY

NON-ECONOMIC DETAILS (SSI's)

ADD BANK A/C NO., CUSTODIAN A/C NO. ETC.

TRADE VALIDATION CROSS - CHECK TRADE, TRADER AND CLIENT OF THE TRADE
TRADE VERIFICATION MATCH TRADE DETAILS WITH A TRADE/TERM SHEET

CORE OPERATIONS - OPERATIONS

TRADE CONFIRMATION SEND ECONOMIC & NON-ECONOMIC DETAILS OF TRADE TO THE CLIENT
TRADE SETTLEMENT RECEIVE CASH AND DELIVER SHARES
RECONCILIATION COMPARE THE LEDGER WITH BANK STATEMENT

TRADE DETAILS
CLIENT ALPHA FUND (USA)
BROKER JP MORGAN (MUMBAI)
TRADE DATE 22-Mar-22
SETTLEMENT DATE 24-Mar-22
DIRECTION SELL
QTY 15,000
SCRIPT NAME CAMS
CMP ₹ 2,361.55
COMMISSION 3%
TAX 1%

FRONT OFFICE
TRADE INTIATION PLACE ORDER TO SELL 15000 SHARES OF CAMS @ 2361.55
TRADE EXECUTION SOLD SHARES
TRADE CAPTURE RECORD TRADE DETAILS IN RMS

MIDDLE OFFICE - OPERATIONS

TRADE ENRICHMENT ECONOMIC & NON ECONOMIC DETAILS ARE ADDED TO TRADE

ECONOMIC DETAILS
TRADE DATE SETTLEMENT DATE DIRECTION
3/22/2022 3/24/2022 SELL

NON-ECONOMIC DETAILS (SSI's)

ADD BANK A/C NO., CUSTODIAN A/C NO. ETC.

TRADE VALIDATION CROSS - CHECK TRADE, TRADER AND CLIENT OF THE TRADE
TRADE VERIFICATION MATCH TRADE DETAILS WITH A TRADE/TERM SHEET

CORE OPERATIONS - OPERATIONS

TRADE CONFIRMATION SEND ECONOMIC & NON-ECONOMIC DETAILS OF TRADE TO THE CLIENT
TRADE SETTLEMENT SEND THE SHARES TO DEPOSITORY FOR SETTLEMENT
RECONCILIATION COMPARE THE LEDGER WITH BANK STATEMENT
F TIINDIA @ 1598.75

QTY CMP GV. COMMISSION TAXES

100,000.00 ₹ 1,598.75 ₹ 159,875,000.00 ₹ 4,796,250.00 ₹ 1,598,750.00

O THE CLIENT
CAMS @ 2361.55

QTY CMP GV. COMMISSION TAXES

15,000.00 ₹ 2,361.55 ₹ 35,423,250.00 ₹ 1,062,697.50 ₹ 354,232.50

O THE CLIENT
NET VALUE
₹ 166,270,000.00
NET VALUE
₹ 34,006,320.00
 TRADE 1.
Underlyer RELIANCE
CLIENT ABC LTD.
BROKER HSBC
TRADE DATE 22-Mar-22
NO. OF CONTRACTS 8
PRICE ₹ 2,595.85
DIRECTION BUY
EXPIRY / SETTLEMENT DATE (SD) 22-Apr-22
Initial Margin 9%
Maintenance Margin 3%
Lot 40
DELIEVERY TYPE CASH SETTLEMENT

FRONT OFFICE
TRADE INTIATION PLACE ORDER TO
TRADE EXECUTION ENTER INTO CONTRACT
TRADE CAPTURE RECORD TRADE DETAILS IN RMS

MIDDLE OFFICE - OPERATIONS

TRADE ENRICHMENT ECONOMIC & NON ECONOMIC DETAILS ARE ADDED TO
TRADE DAY

ECONOMIC DETAILS
TRADE DATE
3/22/2022

NON-ECONOMIC DETAILS (SSI's)

ADD BANK A/C NO., CUSTODIAN A/C NO. ETC.

TRADE VALIDATION CROSS - CHECK TRADE, TRADER AND CLIENT OF THE TR

TRADE VERIFICATION MATCH TRADE DETAILS WITH A TRADE/TERM SHEET

CORE OPERATIONS - OPERATIONS

TRADE CONFIRMATION SEND ECONOMIC & NON-ECONOMIC DETAILS OF TRAD
SD TRADE SETTLEMENT SETTLE THE TRADE FOR CASH
SD+1 RECONCILIATION COMPARE THE LEDGER WITH BANK STATEMENT

TRADE 3.
Underlyer ADANI WILMAR
CLIENT ABC LTD.
BROKER HSBC
 TRADE DATE 22-Mar-22
NO. OF CONTRACTS 50
PRICE ₹ 420.50
DIRECTION BUY
EXPIRY / SETTLEMENT DATE (SD) 22-Apr-22
Initial Margin 20%
Maintenance Margin 8%
Lot 90
DELIEVERY TYPE CASH SETTLEMENT

FRONT OFFICE
TRADE INTIATION PLACE ORDER TO
TRADE EXECUTION ENTER INTO CONTRACT
TRADE CAPTURE RECORD TRADE DETAILS IN RMS

MIDDLE OFFICE - OPERATIONS

TRADE ENRICHMENT ECONOMIC & NON ECONOMIC DETAILS ARE ADDED TO
TRADE DAY

ECONOMIC DETAILS
TRADE DATE
3/22/2022

NON-ECONOMIC DETAILS (SSI's)

ADD BANK A/C NO., CUSTODIAN A/C NO. ETC.

TRADE VALIDATION CROSS - CHECK TRADE, TRADER AND CLIENT OF THE TR

TRADE VERIFICATION MATCH TRADE DETAILS WITH A TRADE/TERM SHEET

CORE OPERATIONS - OPERATIONS

TRADE CONFIRMATION SEND ECONOMIC & NON-ECONOMIC DETAILS OF TRAD
SD TRADE SETTLEMENT SETTLE THE TRADE FOR CASH
SD+1 RECONCILIATION COMPARE THE LEDGER WITH BANK STATEMENT

TRADE 5.
Underlyer TCS
CLIENT ABC LTD.
BROKER HSBC
TRADE DATE 22-Mar-22
NO. OF CONTRACTS 20
PRICE ₹ 3,710.00
DIRECTION
EXPIRY / SETTLEMENT DATE (SD) 22-Apr-22
Initial Margin 9%
Maintenance Margin 3%
Lot 35
 DELIEVERY TYPE PHYSICAL SETTLEMENT

FRONT OFFICE
TRADE INTIATION PLACE ORDER TO
TRADE EXECUTION ENTER INTO CONTRACT
TRADE CAPTURE RECORD TRADE DETAILS IN RMS

MIDDLE OFFICE - OPERATIONS

TRADE ENRICHMENT ECONOMIC & NON ECONOMIC DETAILS ARE ADDED TO
TRADE DAY

ECONOMIC DETAILS
TRADE DATE
3/22/2022

NON-ECONOMIC DETAILS (SSI's)

ADD BANK A/C NO., CUSTODIAN A/C NO. ETC.

TRADE VALIDATION CROSS - CHECK TRADE, TRADER AND CLIENT OF THE TR

TRADE VERIFICATION MATCH TRADE DETAILS WITH A TRADE/TERM SHEET

CORE OPERATIONS - OPERATIONS

TRADE CONFIRMATION SEND ECONOMIC & NON-ECONOMIC DETAILS OF TRAD
SD TRADE SETTLEMENT SETTLE THE TRADE WITH MARK TO MARKET VALUE
SD+1 RECONCILIATION COMPARE THE LEDGER WITH BANK STATEMENT
 FUTURES TRA

LONG

BUY 8 CONTRACTS OF RELIANCE @ 2595.85

PAY INITIAL MARGIN

NOMIC DETAILS ARE ADDED TO TRADE

SETTLEMENT DATE CONTRACTS PRICE LOT TOTAL CONTRACT VALUE IM

4/22/2022 8.00 ₹ 2,595.85 40.00 ₹ 830,672.00 ₹ 74,760.48

STODIAN A/C NO. ETC.

TRADER AND CLIENT OF THE TRADE (MM IS MAINTAINED OR NOT, IF NOT SEND MARGIN CALL)
WITH A TRADE/TERM SHEET

N-ECONOMIC DETAILS OF TRADE TO THE CLIENT

WITH BANK STATEMENT

LONG
 BUY 50 CONTRACTS OF ADANI WILMAR @ 420.5
PAY INITIAL MARGIN

NOMIC DETAILS ARE ADDED TO TRADE

SETTLEMENT DATE CONTRACTS PRICE LOT TOTAL CONTRACT VALUE IM

4/22/2022 50.00 ₹ 420.50 90.00 ₹ 1,892,250.00 ₹ 378,450.00

STODIAN A/C NO. ETC.

TRADER AND CLIENT OF THE TRADE (MM IS MAINTAINED OR NOT, IF NOT SEND MARGIN CALL)
WITH A TRADE/TERM SHEET

N-ECONOMIC DETAILS OF TRADE TO THE CLIENT

WITH BANK STATEMENT

LONG
 20 CONTRACTS OF TCS@ 3710
PAY INITIAL MARGIN

NOMIC DETAILS ARE ADDED TO TRADE

SETTLEMENT DATE CONTRACTS PRICE LOT TOTAL CONTRACT VALUE IM

4/22/2022 20.00 ₹ 3,710.00 35.00 ₹ 2,597,000.00 ₹ 233,730.00

STODIAN A/C NO. ETC.

TRADER AND CLIENT OF THE TRADE

WITH A TRADE/TERM SHEET

N-ECONOMIC DETAILS OF TRADE TO THE CLIENT

H MARK TO MARKET VALUE
WITH BANK STATEMENT
FUTURES TRADE SETTLEMENT

TRADE 2.
Underlyer
CLIENT
BROKER
TRADE DATE
NO. OF CONTRACTS
PRICE
DIRECTION
EXPIRY / SETTLEMENT DATE (SD)
Initial Margin
Maintenance Margin
Lot
DELIEVERY TYPE

FRONT OFFICE
TRADE INTIATION
TRADE EXECUTION
TRADE CAPTURE

MIDDLE OFFICE - OPERATIONS

TRADE ENRICHMENT
TRADE DAY

MM
₹ 24,920.16

TRADE VALIDATION
TRADE VERIFICATION

CORE OPERATIONS - OPERATIONS

TRADE CONFIRMATION
SD TRADE SETTLEMENT
SD+1 RECONCILIATION

TRADE 4.
Underlyer
CLIENT
BROKER
 TRADE DATE
NO. OF CONTRACTS
PRICE
DIRECTION
EXPIRY / SETTLEMENT DATE (SD)
Initial Margin
Maintenance Margin
Lot
DELIEVERY TYPE

FRONT OFFICE
TRADE INTIATION
TRADE EXECUTION
TRADE CAPTURE

MIDDLE OFFICE - OPERATIONS

TRADE ENRICHMENT
TRADE DAY

MM
₹ 151,380.00

TRADE VALIDATION
TRADE VERIFICATION

CORE OPERATIONS - OPERATIONS

TRADE CONFIRMATION
SD TRADE SETTLEMENT
SD+1 RECONCILIATION
MM
₹ 77,910.00
 PAYTM SHORT
ABC LTD.
HSBC
22-Mar-22
12
₹ 720.00
SELL
22-Apr-22
20%
10%
80
CASH SETTLEMENT

PLACE ORDER TO SELL 12 CONTRACTS OF PAYTM @ 720

ENTER INTO CONTRACT PAY INITIAL MARGIN
RECORD TRADE DETAILS IN RMS

ECONOMIC & NON ECONOMIC DETAILS ARE ADDED TO TRADE

ECONOMIC DETAILS
TRADE DATE SETTLEMENT DATE CONTRACTS PRICE LOT
3/22/2022 4/22/2022 12.00 ₹ 720.00 80.00

NON-ECONOMIC DETAILS (SSI's)

ADD BANK A/C NO., CUSTODIAN A/C NO. ETC.

CROSS - CHECK TRADE, TRADER AND CLIENT OF THE TRADE (MM IS MAINTAINED OR NOT, IF NOT SEND MARGIN CALL)
MATCH TRADE DETAILS WITH A TRADE/TERM SHEET

SEND ECONOMIC & NON-ECONOMIC DETAILS OF TRADE TO THE CLIENT

SETTLE THE TRADE FOR CASH
COMPARE THE LEDGER WITH BANK STATEMENT

ALKINE AMINES SHORT

ABC LTD.
HSBC
 22-Mar-22
5
₹ 2,871.00
SELL
22-Apr-22
25%
15%
50
PHYSICAL SETTLEMENT

PLACE ORDER TO SELL 5 CONTRACTS OF ALKINE AMINES @ 2871

ENTER INTO CONTRACT PAY INITIAL MARGIN
RECORD TRADE DETAILS IN RMS

ECONOMIC & NON ECONOMIC DETAILS ARE ADDED TO TRADE

ECONOMIC DETAILS
TRADE DATE SETTLEMENT DATE CONTRACTS PRICE LOT
3/22/2022 4/22/2022 5.00 ₹ 2,871.00 50.00

NON-ECONOMIC DETAILS (SSI's)

ADD BANK A/C NO., CUSTODIAN A/C NO. ETC.

CROSS - CHECK TRADE, TRADER AND CLIENT OF THE TRADE (MM IS MAINTAINED OR NOT, IF NOT SEND MARGIN CALL)
MATCH TRADE DETAILS WITH A TRADE/TERM SHEET

SEND ECONOMIC & NON-ECONOMIC DETAILS OF TRADE TO THE CLIENT

TRANSFER SHARES TO BUYER OF THE CONTRACT
COMPARE THE LEDGER WITH BANK STATEMENT
 TOTAL CONTRACT VALUE IM MM
₹ 691,200.00 ₹ 138,240.00 ₹ 69,120.00

D OR NOT, IF NOT SEND MARGIN CALL)

 TOTAL CONTRACT VALUE IM MM
₹ 717,750.00 ₹ 179,437.50 ₹ 107,662.50

D OR NOT, IF NOT SEND MARGIN CALL)

 LONG CALL
TRADE 1.
LONG CALL ABC LTD.
SHORT CALL XYZ LTD.
TRADE DATE 22-Mar-22
U/L ASSET L&T
NO. OF SHARES 100,000.00
STRIKE PRICE ₹ 1,755.25
PREMIUM ₹ 100.00
SETTLEMENT DATE (SD) 22-Apr-22
SPOT PRICE ₹ 1,900.00
EXERCISE/EXPIRY EXERCISE
DELIEVERY TYPE PHYSICAL SETTLEMENT

FRONT OFFICE
TRADE INTIATION PLACE ORDER TO BUY CALL OPTIONS OF 100000 L
TRADE EXECUTION ENTER INTO CONTRACT PAY PREMIUM
TRADE CAPTURE RECORD TRADE DETAILS IN RMS

MIDDLE OFFICE - OPERATIONS

TRADE ENRICHMENT ECONOMIC & NON ECONOMIC DETAILS ARE ADDED TO TRADE
TRADE DAY

ECONOMIC DETAILS
SETTLEMENT DATE (SD) NO. OF SHARES
4/22/2022 100,000.00

NON-ECONOMIC DETAILS (SSI's)

ADD BANK A/C NO., CUSTODIAN A/C NO. ETC.

TRADE VALIDATION CROSS - CHECK TRADE, TRADER AND CLIENT OF THE TRADE
TRADE VERIFICATION MATCH TRADE DETAILS WITH A TRADE/TERM SHEET

CORE OPERATIONS - OPERATIONS

TRADE CONFIRMATION SEND ECONOMIC & NON-ECONOMIC DETAILS OF TRADE TO THE C
SD TRADE SETTLEMENT BUY L&T SHARES FROM XYZ LTD. @ RS.1755.25 PER SHARE
SD+1 RECONCILIATION COMPARE THE LEDGER WITH BANK STATEMENT

TRADE 2.
LONG CALL ABC LTD.
 SHORT CALL XYZ LTD.
TRADE DATE 22-Mar-22
U/L ASSET ICICI BANK
NO. OF SHARES 185,000.00
STRIKE PRICE ₹ 705.85
PREMIUM (PER SHARE) ₹ 50.00
SETTLEMENT DATE (SD) 22-Apr-22
SPOT PRICE ₹ 850.60
EXERCISE/EXPIRY EXERCISE
DELIEVERY TYPE PHYSICAL SETTLEMENT

FRONT OFFICE
TRADE INTIATION PLACE ORDER TO BUY CALL OPTIONS OF 185000 I
TRADE EXECUTION ENTER INTO CONTRACT PAY PREMIUM
TRADE CAPTURE RECORD TRADE DETAILS IN RMS

MIDDLE OFFICE - OPERATIONS

TRADE ENRICHMENT ECONOMIC & NON ECONOMIC DETAILS ARE ADDED TO TRADE
TRADE DAY

ECONOMIC DETAILS
SETTLEMENT DATE (SD) NO. OF SHARES
4/22/2022 185,000.00

NON-ECONOMIC DETAILS (SSI's)

ADD BANK A/C NO., CUSTODIAN A/C NO. ETC.

TRADE VALIDATION CROSS - CHECK TRADE, TRADER AND CLIENT OF THE TRADE
TRADE VERIFICATION MATCH TRADE DETAILS WITH A TRADE/TERM SHEET

CORE OPERATIONS - OPERATIONS

TRADE CONFIRMATION SEND ECONOMIC & NON-ECONOMIC DETAILS OF TRADE TO THE C
SD TRADE SETTLEMENT BUY ICICI BANK SHARES FROM XYZ LTD. @ RS.705.85 PER SHARE
SD+1 RECONCILIATION COMPARE THE LEDGER WITH BANK STATEMENT

TRADE 3.
LONG CALL ABC LTD.
SHORT CALL XYZ LTD.
TRADE DATE 22-Mar-22
U/L ASSET HUL
NO. OF SHARES 150,000.00
STRIKE PRICE ₹ 2,300.00
PREMIUM ₹ 180.00
SETTLEMENT DATE (SD) 22-Apr-22
SPOT PRICE ₹ 1,900.00
 EXERCISE/EXPIRY EXPIRE
DELIEVERY TYPE PHYSICAL SETTLEMENT

FRONT OFFICE
TRADE INTIATION PLACE ORDER TO BUY CALL OPTIONS OF 150000 H
TRADE EXECUTION ENTER INTO CONTRACT PAY PREMIUM
TRADE CAPTURE RECORD TRADE DETAILS IN RMS

MIDDLE OFFICE - OPERATIONS

TRADE ENRICHMENT ECONOMIC & NON ECONOMIC DETAILS ARE ADDED TO TRADE
TRADE DAY

ECONOMIC DETAILS
SETTLEMENT DATE (SD) NO. OF SHARES
4/22/2022 150,000.00

NON-ECONOMIC DETAILS (SSI's)

ADD BANK A/C NO., CUSTODIAN A/C NO. ETC.

TRADE VALIDATION CROSS - CHECK TRADE, TRADER AND CLIENT OF THE TRADE
TRADE VERIFICATION MATCH TRADE DETAILS WITH A TRADE/TERM SHEET

CORE OPERATIONS - OPERATIONS

TRADE CONFIRMATION SEND ECONOMIC & NON-ECONOMIC DETAILS OF TRADE TO THE C
SD TRADE SETTLEMENT TRADE WILL EXPIRE WITHOUT ANY BUYING OR SELLING
SD+1 RECONCILIATION COMPARE THE LEDGER WITH BANK STATEMENT
 CALL OPTIONS

ALL

CALL OPTIONS OF 100000 L&T SHARES @ 1755.25

S ARE ADDED TO TRADE

TRADE DAY
STRIKE PRICE PREMIUM (PER SHARE) TOTAL VALUE B.E.P (PER SHARE)
₹ 1,755.25 ₹ 100.00 ₹ 175,700,525.00 ₹ 1,855.25

LIENT OF THE TRADE

/TERM SHEET

ETAILS OF TRADE TO THE CLIENT

1755.25 PER SHARE SD
SD+1
CALL OPTIONS OF 185000 ICICI BANK SHARES @ 705.85

S ARE ADDED TO TRADE

TRADE DAY
STRIKE PRICE PREMIUM (PER SHARE) TOTAL VALUE B.E.P (PER SHARE)
₹ 705.85 ₹ 50.00 ₹ 130,617,542.50 ₹ 755.85

LIENT OF THE TRADE

/TERM SHEET

ETAILS OF TRADE TO THE CLIENT

. @ RS.705.85 PER SHARE SD
SD+1
CALL OPTIONS OF 150000 HUL SHARES @ 2300

S ARE ADDED TO TRADE

TRADE DAY
STRIKE PRICE PREMIUM (PER SHARE) TOTAL VALUE B.E.P (PER SHARE)
₹ 2,300.00 ₹ 180.00 ₹ 345,414,000.00 ₹ 2,480.00

LIENT OF THE TRADE

/TERM SHEET

ETAILS OF TRADE TO THE CLIENT

YING OR SELLING SD
SD+1
NS

SHORT CALL
TRADE 1.
LONG CALL ABC LTD.
SHORT CALL XYZ LTD.
TRADE DATE 22-Mar-22
U/L ASSET L&T
NO. OF SHARES 100,000.00
STRIKE PRICE ₹ 1,755.25
PREMIUM ₹ 100.00
SETTLEMENT DATE (SD) 22-Apr-22
SPOT PRICE ₹ 1,900.00
EXERCISE/EXPIRY EXERCISE
DELIEVERY TYPE PHYSICAL SETTLEMENT

FRONT OFFICE
TRADE INTIATION PLACE ORDER TO SELL CALL OPTIONS OF 100000 L&T SHARE
TRADE EXECUTION ENTER INTO CONTRACT RECEIVE PREMIUM
TRADE CAPTURE RECORD TRADE DETAILS IN RMS

MIDDLE OFFICE - OPERATIONS

TRADE ENRICHMENT ECONOMIC & NON ECONOMIC DETAILS ARE ADDED TO TRADE

ECONOMIC DETAILS
SETTLEMENT DATE (SD) NO. OF SHARES
4/22/2022 100,000.00

NON-ECONOMIC DETAILS (SSI's)

ADD BANK A/C NO., CUSTODIAN A/C NO. ETC.

TRADE VALIDATION CROSS - CHECK TRADE, TRADER AND CLIENT OF THE TRADE
TRADE VERIFICATION MATCH TRADE DETAILS WITH A TRADE/TERM SHEET

CORE OPERATIONS - OPERATIONS

TRADE CONFIRMATION SEND ECONOMIC & NON-ECONOMIC DETAILS OF TRADE TO THE CLIENT
TRADE SETTLEMENT SELL L&T SHARES TO ABC LTD. @ RS.1755.25 PER SHARE
RECONCILIATION COMPARE THE LEDGER WITH BANK STATEMENT

TRADE 2.
LONG CALL ABC LTD.
 SHORT CALL XYZ LTD.
TRADE DATE 22-Mar-22
U/L ASSET ICICI BANK
NO. OF SHARES 185,000.00
STRIKE PRICE ₹ 705.85
PREMIUM (PER SHARE) ₹ 50.00
SETTLEMENT DATE (SD) 22-Apr-22
SPOT PRICE ₹ 850.60
EXERCISE/EXPIRY EXERCISE
DELIEVERY TYPE PHYSICAL SETTLEMENT

FRONT OFFICE
TRADE INTIATION PLACE ORDER TO SELL CALL OPTIONS OF 185000 ICICI BANK
TRADE EXECUTION ENTER INTO CONTRACT RECEIVE PREMIUM
TRADE CAPTURE RECORD TRADE DETAILS IN RMS

MIDDLE OFFICE - OPERATIONS

TRADE ENRICHMENT ECONOMIC & NON ECONOMIC DETAILS ARE ADDED TO TRADE

ECONOMIC DETAILS
SETTLEMENT DATE (SD) NO. OF SHARES
4/22/2022 185,000.00

NON-ECONOMIC DETAILS (SSI's)

ADD BANK A/C NO., CUSTODIAN A/C NO. ETC.

TRADE VALIDATION CROSS - CHECK TRADE, TRADER AND CLIENT OF THE TRADE
TRADE VERIFICATION MATCH TRADE DETAILS WITH A TRADE/TERM SHEET

CORE OPERATIONS - OPERATIONS

TRADE CONFIRMATION SEND ECONOMIC & NON-ECONOMIC DETAILS OF TRADE TO THE CLIENT
TRADE SETTLEMENT SELL ICICI BANK SHARES TO ABC LTD. @ RS.705.85 PER SHARE
RECONCILIATION COMPARE THE LEDGER WITH BANK STATEMENT

TRADE 3.
LONG CALL ABC LTD.
SHORT CALL XYZ LTD.
TRADE DATE 22-Mar-22
U/L ASSET HUL
NO. OF SHARES 150,000.00
STRIKE PRICE ₹ 2,300.00
PREMIUM ₹ 180.00
SETTLEMENT DATE (SD) 22-Apr-22
SPOT PRICE ₹ 1,900.00
EXERCISE/EXPIRY EXPIRE
DELIEVERY TYPE PHYSICAL SETTLEMENT

FRONT OFFICE
TRADE INTIATION PLACE ORDER TO SELL CALL OPTIONS OF 150000 HUL SHAR
TRADE EXECUTION ENTER INTO CONTRACT RECEIVE PREMIUM
TRADE CAPTURE RECORD TRADE DETAILS IN RMS

MIDDLE OFFICE - OPERATIONS

TRADE ENRICHMENT ECONOMIC & NON ECONOMIC DETAILS ARE ADDED TO TRADE

ECONOMIC DETAILS
SETTLEMENT DATE (SD) NO. OF SHARES
4/22/2022 150,000.00

NON-ECONOMIC DETAILS (SSI's)

ADD BANK A/C NO., CUSTODIAN A/C NO. ETC.

TRADE VALIDATION CROSS - CHECK TRADE, TRADER AND CLIENT OF THE TRADE
TRADE VERIFICATION MATCH TRADE DETAILS WITH A TRADE/TERM SHEET

CORE OPERATIONS - OPERATIONS

TRADE CONFIRMATION SEND ECONOMIC & NON-ECONOMIC DETAILS OF TRADE TO THE CLIENT
TRADE SETTLEMENT TRADE WILL EXPIRE WITHOUT ANY BUYING OR SELLING
RECONCILIATION COMPARE THE LEDGER WITH BANK STATEMENT
ALL

CALL OPTIONS OF 100000 L&T SHARES @ 1755.25

VE PREMIUM

ARE ADDED TO TRADE

STRIKE PRICE PREMIUM (PER SHARE) TOTAL VALUE B.E.P (PER SHARE)
₹ 1,755.25 ₹ 100.00 ₹ 175,700,525.00 ₹ 1,855.25

ENT OF THE TRADE

TERM SHEET

TAILS OF TRADE TO THE CLIENT

5.25 PER SHARE
CALL OPTIONS OF 185000 ICICI BANK SHARES @ 705.85
VE PREMIUM

ARE ADDED TO TRADE

STRIKE PRICE PREMIUM (PER SHARE) TOTAL VALUE B.E.P (PER SHARE)
₹ 705.85 ₹ 50.00 ₹ 130,617,542.50 ₹ 755.85

ENT OF THE TRADE

TERM SHEET

TAILS OF TRADE TO THE CLIENT

RS.705.85 PER SHARE
CALL OPTIONS OF 150000 HUL SHARES @ 2300
VE PREMIUM

ARE ADDED TO TRADE

STRIKE PRICE PREMIUM (PER SHARE) TOTAL VALUE B.E.P (PER SHARE)
₹ 2,300.00 ₹ 180.00 ₹ 345,414,000.00 ₹ 2,480.00

ENT OF THE TRADE

TERM SHEET

TAILS OF TRADE TO THE CLIENT

NG OR SELLING
 LONG
TRADE 1.
LONG PUT ABC LTD.
SHORT PUT XYZ LTD.
TRADE DATE 22-Mar-22
U/L ASSET L&T
NO. OF SHARES 100,000.00
STRIKE PRICE ₹ 1,755.25
PREMIUM ₹ 100.00
SETTLEMENT DATE (SD) 22-Apr-22
SPOT PRICE ₹ 1,900.00
EXERCISE/EXPIRY EXPIRE
DELIEVERY TYPE PHYSICAL SETTLEMENT

FRONT OFFICE
TRADE INTIATION PLACE ORDER TO BUY PUT OPTIONS OF 100000 L
TRADE EXECUTION ENTER INTO CONTRACT PAY PREMIUM
TRADE CAPTURE RECORD TRADE DETAILS IN RMS

MIDDLE OFFICE - OPERATIONS

TRADE ENRICHMENT ECONOMIC & NON ECONOMIC DETAILS ARE ADDED TO TRADE
TRADE DAY

ECONOMIC DETAILS
SETTLEMENT DATE (SD) NO. OF SHARES
4/22/2022 100,000.00

NON-ECONOMIC DETAILS (SSI's)

ADD BANK A/C NO., CUSTODIAN A/C NO. ETC.

TRADE VALIDATION CROSS - CHECK TRADE, TRADER AND CLIENT OF THE TRADE
TRADE VERIFICATION MATCH TRADE DETAILS WITH A TRADE/TERM SHEET

CORE OPERATIONS - OPERATIONS

TRADE CONFIRMATION SEND ECONOMIC & NON-ECONOMIC DETAILS OF TRADE TO THE C
SD TRADE SETTLEMENT TRADE WILL EXPIRE WITHOUT ANY BUYING OR SELLING
SD+1 RECONCILIATION COMPARE THE LEDGER WITH BANK STATEMENT

TRADE 2.
LONG PUT ABC LTD.
 SHORT PUT XYZ LTD.
TRADE DATE 22-Mar-22
U/L ASSET ICICI BANK
NO. OF SHARES 185,000.00
STRIKE PRICE ₹ 705.85
PREMIUM (PER SHARE) ₹ 50.00
SETTLEMENT DATE (SD) 22-Apr-22
SPOT PRICE ₹ 850.60
EXERCISE/EXPIRY EXPIRE
DELIEVERY TYPE PHYSICAL SETTLEMENT

FRONT OFFICE
TRADE INTIATION PLACE ORDER TO BUY PUT OPTIONS OF 185000 I
TRADE EXECUTION ENTER INTO CONTRACT PAY PREMIUM
TRADE CAPTURE RECORD TRADE DETAILS IN RMS

MIDDLE OFFICE - OPERATIONS

TRADE ENRICHMENT ECONOMIC & NON ECONOMIC DETAILS ARE ADDED TO TRADE
TRADE DAY

ECONOMIC DETAILS
SETTLEMENT DATE (SD) NO. OF SHARES
4/22/2022 185,000.00

NON-ECONOMIC DETAILS (SSI's)

ADD BANK A/C NO., CUSTODIAN A/C NO. ETC.

TRADE VALIDATION CROSS - CHECK TRADE, TRADER AND CLIENT OF THE TRADE
TRADE VERIFICATION MATCH TRADE DETAILS WITH A TRADE/TERM SHEET

CORE OPERATIONS - OPERATIONS

TRADE CONFIRMATION SEND ECONOMIC & NON-ECONOMIC DETAILS OF TRADE TO THE C
SD TRADE SETTLEMENT TRADE WILL EXPIRE WITHOUT ANY BUYING OR SELLING
SD+1 RECONCILIATION COMPARE THE LEDGER WITH BANK STATEMENT

TRADE 3.
LONG PUT ABC LTD.
SHORT PUT XYZ LTD.
TRADE DATE 22-Mar-22
U/L ASSET HUL
NO. OF SHARES 150,000.00
STRIKE PRICE ₹ 2,300.00
PREMIUM ₹ 180.00
SETTLEMENT DATE (SD) 22-Apr-22
SPOT PRICE ₹ 1,900.00
 EXERCISE/EXPIRY EXERCISE
DELIEVERY TYPE PHYSICAL SETTLEMENT

FRONT OFFICE
TRADE INTIATION PLACE ORDER TO BUY PUT OPTIONS OF 150000 H
TRADE EXECUTION ENTER INTO CONTRACT PAY PREMIUM
TRADE CAPTURE RECORD TRADE DETAILS IN RMS

MIDDLE OFFICE - OPERATIONS

TRADE ENRICHMENT ECONOMIC & NON ECONOMIC DETAILS ARE ADDED TO TRADE
TRADE DAY

ECONOMIC DETAILS
SETTLEMENT DATE (SD) NO. OF SHARES
4/22/2022 150,000.00

NON-ECONOMIC DETAILS (SSI's)

ADD BANK A/C NO., CUSTODIAN A/C NO. ETC.

TRADE VALIDATION CROSS - CHECK TRADE, TRADER AND CLIENT OF THE TRADE
TRADE VERIFICATION MATCH TRADE DETAILS WITH A TRADE/TERM SHEET

CORE OPERATIONS - OPERATIONS

TRADE CONFIRMATION SEND ECONOMIC & NON-ECONOMIC DETAILS OF TRADE TO THE C
SD TRADE SETTLEMENT SELL HUL SHARES TO XYZ LTD. @ RS. 2,300 PER SHARE
SD+1 RECONCILIATION COMPARE THE LEDGER WITH BANK STATEMENT
 PUT OPTIONS

PUT OPTIONS OF 100000 L&T SHARES @ 1755.25

S ARE ADDED TO TRADE

STRIKE PRICE PREMIUM (PER SHARE) TOTAL VALUE B.E.P (PER SHARE)
₹ 1,755.25 ₹ 100.00 ₹ 175,700,525.00 ₹ 1,655.25

LIENT OF THE TRADE

/TERM SHEET

ETAILS OF TRADE TO THE CLIENT

YING OR SELLING
PUT OPTIONS OF 185000 ICICI BANK SHARES @ 705.85

S ARE ADDED TO TRADE

STRIKE PRICE PREMIUM (PER SHARE) TOTAL VALUE B.E.P (PER SHARE)
₹ 705.85 ₹ 50.00 ₹ 130,617,542.50 ₹ 655.85

LIENT OF THE TRADE

/TERM SHEET

ETAILS OF TRADE TO THE CLIENT

YING OR SELLING
PUT OPTIONS OF 150000 HUL SHARES @ 2300

S ARE ADDED TO TRADE

STRIKE PRICE PREMIUM (PER SHARE) TOTAL VALUE B.E.P (PER SHARE)
₹ 2,300.00 ₹ 180.00 ₹ 345,414,000.00 ₹ 2,120.00

LIENT OF THE TRADE

/TERM SHEET

ETAILS OF TRADE TO THE CLIENT

300 PER SHARE
PTIONS

SHORT PUT
TRADE 1.
LONG PUT ABC LTD.
SHORT PUT XYZ LTD.
TRADE DATE 22-Mar-22
U/L ASSET L&T
NO. OF SHARES 100,000.00
STRIKE PRICE ₹ 1,755.25
PREMIUM ₹ 100.00
SETTLEMENT DATE (SD) 22-Apr-22
SPOT PRICE ₹ 1,900.00
EXERCISE/EXPIRY EXPIRE
DELIEVERY TYPE PHYSICAL SETTLEMENT

FRONT OFFICE
TRADE INTIATION PLACE ORDER TO SELL PUT OPTIONS OF 100000
TRADE EXECUTION ENTER INTO CONTRACT RECEIVE PREMIUM
TRADE CAPTURE RECORD TRADE DETAILS IN RMS

MIDDLE OFFICE - OPERATIONS

TRADE ENRICHMENT ECONOMIC & NON ECONOMIC DETAILS ARE ADDED TO TRADE
TRADE DAY

ECONOMIC DETAILS
SETTLEMENT DATE (SD) NO. OF SHARES
4/22/2022 100,000.00

NON-ECONOMIC DETAILS (SSI's)

ADD BANK A/C NO., CUSTODIAN A/C NO. ETC.

TRADE VALIDATION CROSS - CHECK TRADE, TRADER AND CLIENT OF THE TRADE
TRADE VERIFICATION MATCH TRADE DETAILS WITH A TRADE/TERM SHEET

CORE OPERATIONS - OPERATIONS

TRADE CONFIRMATION SEND ECONOMIC & NON-ECONOMIC DETAILS OF TRADE TO THE
SD TRADE SETTLEMENT TRADE WILL EXPIRE WITHOUT ANY BUYING OR SELLING
SD+1 RECONCILIATION COMPARE THE LEDGER WITH BANK STATEMENT

TRADE 2.
LONG PUT ABC LTD.
 SHORT PUT XYZ LTD.
TRADE DATE 22-Mar-22
U/L ASSET ICICI BANK
NO. OF SHARES 185,000.00
STRIKE PRICE ₹ 705.85
PREMIUM (PER SHARE) ₹ 50.00
SETTLEMENT DATE (SD) 22-Apr-22
SPOT PRICE ₹ 850.60
EXERCISE/EXPIRY EXPIRE
DELIEVERY TYPE PHYSICAL SETTLEMENT

FRONT OFFICE
TRADE INTIATION PLACE ORDER TO SELL PUT OPTIONS OF 185000
TRADE EXECUTION ENTER INTO CONTRACT RECEIVE PREMIUM
TRADE CAPTURE RECORD TRADE DETAILS IN RMS

MIDDLE OFFICE - OPERATIONS

TRADE ENRICHMENT ECONOMIC & NON ECONOMIC DETAILS ARE ADDED TO TRADE
TRADE DAY

ECONOMIC DETAILS
SETTLEMENT DATE (SD) NO. OF SHARES
4/22/2022 185,000.00

NON-ECONOMIC DETAILS (SSI's)

ADD BANK A/C NO., CUSTODIAN A/C NO. ETC.

TRADE VALIDATION CROSS - CHECK TRADE, TRADER AND CLIENT OF THE TRADE
TRADE VERIFICATION MATCH TRADE DETAILS WITH A TRADE/TERM SHEET

CORE OPERATIONS - OPERATIONS

TRADE CONFIRMATION SEND ECONOMIC & NON-ECONOMIC DETAILS OF TRADE TO THE
SD TRADE SETTLEMENT TRADE WILL EXPIRE WITHOUT ANY BUYING OR SELLING
SD+1 RECONCILIATION COMPARE THE LEDGER WITH BANK STATEMENT

TRADE 3.
LONG PUT ABC LTD.
SHORT PUT XYZ LTD.
TRADE DATE 22-Mar-22
U/L ASSET HUL
NO. OF SHARES 150,000.00
STRIKE PRICE ₹ 2,300.00
PREMIUM ₹ 180.00
SETTLEMENT DATE (SD) 22-Apr-22
SPOT PRICE ₹ 1,900.00
 EXERCISE/EXPIRY EXERCISE
DELIEVERY TYPE PHYSICAL SETTLEMENT

FRONT OFFICE
TRADE INTIATION PLACE ORDER TO SELL PUT OPTIONS OF 150000
TRADE EXECUTION ENTER INTO CONTRACT RECEIVE PREMIUM
TRADE CAPTURE RECORD TRADE DETAILS IN RMS

MIDDLE OFFICE - OPERATIONS

TRADE ENRICHMENT ECONOMIC & NON ECONOMIC DETAILS ARE ADDED TO TRADE
TRADE DAY

ECONOMIC DETAILS
SETTLEMENT DATE (SD) NO. OF SHARES
4/22/2022 150,000.00

NON-ECONOMIC DETAILS (SSI's)

ADD BANK A/C NO., CUSTODIAN A/C NO. ETC.

TRADE VALIDATION CROSS - CHECK TRADE, TRADER AND CLIENT OF THE TRADE
TRADE VERIFICATION MATCH TRADE DETAILS WITH A TRADE/TERM SHEET

CORE OPERATIONS - OPERATIONS

TRADE CONFIRMATION SEND ECONOMIC & NON-ECONOMIC DETAILS OF TRADE TO THE
SD TRADE SETTLEMENT BUY HUL SHARES FROM LTD. @ RS. 2,300 PER SHARE
SD+1 RECONCILIATION COMPARE THE LEDGER WITH BANK STATEMENT
PUT

PUT OPTIONS OF 100000 L&T SHARES @ 1755.25

VE PREMIUM

ARE ADDED TO TRADE

STRIKE PRICE PREMIUM (PER SHARE) TOTAL VALUE B.E.P (PER SHARE)
₹ 1,755.25 ₹ 100.00 ₹ 175,700,525.00 ₹ 1,655.25

ENT OF THE TRADE

TERM SHEET

TAILS OF TRADE TO THE CLIENT

NG OR SELLING
PUT OPTIONS OF 185000 ICICI BANK SHARES @ 705.85
VE PREMIUM

ARE ADDED TO TRADE

STRIKE PRICE PREMIUM (PER SHARE) TOTAL VALUE B.E.P (PER SHARE)
₹ 705.85 ₹ 50.00 ₹ 130,617,542.50 ₹ 655.85

ENT OF THE TRADE

TERM SHEET

TAILS OF TRADE TO THE CLIENT

NG OR SELLING
PUT OPTIONS OF 150000 HUL SHARES @ 2300
VE PREMIUM

ARE ADDED TO TRADE

STRIKE PRICE PREMIUM (PER SHARE) TOTAL VALUE B.E.P (PER SHARE)
₹ 2,300.00 ₹ 180.00 ₹ 345,414,000.00 ₹ 2,120.00

ENT OF THE TRADE

TERM SHEET

TAILS OF TRADE TO THE CLIENT

0 PER SHARE