Black Hole Thermodynamics and Hamilton-Jacobi Counterterm

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Black Hole Thermodynamics

and Hamilton-Jacobi Counterterm


Based upon work with Bob McNees

Daniel Grumiller

Center for Theoretical Physics


Massachusetts Institute of Technology

Penn State University, May 2007

hep-th/0703230
Outline

Introduction

Euclidean Path Integral

Dilaton Gravity in 2D

Free Energy

Applications

D. Grumiller — Black Hole Thermodynamics 2/32


Outline

Introduction

Euclidean Path Integral

Dilaton Gravity in 2D

Free Energy

Applications

D. Grumiller — Black Hole Thermodynamics Introduction 3/32


Black Hole Thermodynamics - Why?

Black Hole Thermodynamics

D. Grumiller — Black Hole Thermodynamics Introduction 4/32


Black Hole Thermodynamics - Why?

A
B-H: S = 4GN , 1st : dE = T dS + work, 2nd : dS ≥ 0

Classical General Relativity


I Four Laws (Bardeen, Carter, Hawking, 1973)

I Gedankenexperiments with entropy


(Bekenstein, 1973)

Black Hole Thermodynamics

D. Grumiller — Black Hole Thermodynamics Introduction 4/32


Black Hole Thermodynamics - Why?

A
B-H: S = 4GN , 1st : dE = T dS + work, 2nd : dS ≥ 0

Classical General Relativity


I Four Laws (Bardeen, Carter, Hawking, 1973)

I Gedankenexperiments with entropy


(Bekenstein, 1973)

Black Hole Thermodynamics

Quantum Gravity

I Semiclassical approximation?
I Microstate counting (Strominger, Vafa, 1996;
Ashtekar, Corichi, Baez, Krasnov, 1997)

D. Grumiller — Black Hole Thermodynamics Introduction 4/32


Black Hole Thermodynamics - Why?

A
B-H: S = 4GN , 1st : dE = T dS + work, 2nd : dS ≥ 0

Classical General Relativity Black Hole Analogues


I Four Laws (Bardeen, Carter, Hawking, 1973)
I Sonic Black Holes (Unruh, 1981)
I Gedankenexperiments with entropy
I Hawking effect in condensed matter?
(Bekenstein, 1973)

Black Hole Thermodynamics

Quantum Gravity

I Semiclassical approximation?
I Microstate counting (Strominger, Vafa, 1996;
Ashtekar, Corichi, Baez, Krasnov, 1997)

D. Grumiller — Black Hole Thermodynamics Introduction 4/32


Black Hole Thermodynamics - Why?

A
B-H: S = 4GN , 1st : dE = T dS + work, 2nd : dS ≥ 0

Classical General Relativity Black Hole Analogues


I Four Laws (Bardeen, Carter, Hawking, 1973)
I Sonic Black Holes (Unruh, 1981)
I Gedankenexperiments with entropy
I Hawking effect in condensed matter?
(Bekenstein, 1973)

Black Hole Thermodynamics

Quantum Gravity Dual Formulations

I Semiclassical approximation? I AdS/CFT (Maldacena 1997, Gubser, Klebanov,


Polyakov 1998, Witten 1998)
I Microstate counting (Strominger, Vafa, 1996;
Ashtekar, Corichi, Baez, Krasnov, 1997)
I Hawking-Page transition

D. Grumiller — Black Hole Thermodynamics Introduction 4/32


Black Hole Thermodynamics - How?
Many different approaches available...

Approach: Advantage: Drawback:

D. Grumiller — Black Hole Thermodynamics Introduction 5/32


Black Hole Thermodynamics - How?
Many different approaches available...

Approach: Advantage: Drawback:


I Physical arguments I Very simple I ad-hoc!

D. Grumiller — Black Hole Thermodynamics Introduction 5/32


Black Hole Thermodynamics - How?
Many different approaches available...

Approach: Advantage: Drawback:


I Physical arguments I Very simple I ad-hoc!
I QFT on fixed BG I Rigorous, plausible I lengthy

D. Grumiller — Black Hole Thermodynamics Introduction 5/32


Black Hole Thermodynamics - How?
Many different approaches available...

Approach: Advantage: Drawback:


I Physical arguments I Very simple I ad-hoc!
I QFT on fixed BG I Rigorous, plausible I lengthy
I Conformal anomaly I Rigorous, simple I too special?

D. Grumiller — Black Hole Thermodynamics Introduction 5/32


Black Hole Thermodynamics - How?
Many different approaches available...

Approach: Advantage: Drawback:


I Physical arguments I Very simple I ad-hoc!
I QFT on fixed BG I Rigorous, plausible I lengthy
I Conformal anomaly I Rigorous, simple I too special?
I Gravitational anomaly I Plausible, simple I additional input?

D. Grumiller — Black Hole Thermodynamics Introduction 5/32


Black Hole Thermodynamics - How?
Many different approaches available...

Approach: Advantage: Drawback:


I Physical arguments I Very simple I ad-hoc!
I QFT on fixed BG I Rigorous, plausible I lengthy
I Conformal anomaly I Rigorous, simple I too special?
I Gravitational anomaly I Plausible, simple I additional input?
I Euclidean path integral I Very simple I physical?

D. Grumiller — Black Hole Thermodynamics Introduction 5/32


Black Hole Thermodynamics - How?
Many different approaches available...

Approach: Advantage: Drawback:


I Physical arguments I Very simple I ad-hoc!
I QFT on fixed BG I Rigorous, plausible I lengthy
I Conformal anomaly I Rigorous, simple I too special?
I Gravitational anomaly I Plausible, simple I additional input?
I Euclidean path integral I Very simple I physical?

Employ Euclidean Path Integral Approach

I Not convincing “first time”-derivation of Hawking effect


I Convenient short-cut to obtain thermodynamical partition function
I Rather insensitive to matter coupling
I Useful insights about gravitational actions!
D. Grumiller — Black Hole Thermodynamics Introduction 5/32
Outline

Introduction

Euclidean Path Integral

Dilaton Gravity in 2D

Free Energy

Applications

D. Grumiller — Black Hole Thermodynamics Euclidean Path Integral 6/32


Main Idea
Consider Euclidean path integral (Gibbons, Hawking, 1977)
Z  
1
Z = DgDX exp − IE [g, X]
~

D. Grumiller — Black Hole Thermodynamics Euclidean Path Integral 7/32


Main Idea
Consider Euclidean path integral (Gibbons, Hawking, 1977)
Z  
1
Z = DgDX exp − IE [g, X]
~

I g: metric, X: scalar field

D. Grumiller — Black Hole Thermodynamics Euclidean Path Integral 7/32


Main Idea
Consider Euclidean path integral (Gibbons, Hawking, 1977)
Z  
1
Z = DgDX exp − IE [g, X]
~

I g: metric, X: scalar field


I Semiclassical limit (~ → 0): dominated by classical solutions (?)

D. Grumiller — Black Hole Thermodynamics Euclidean Path Integral 7/32


Main Idea
Consider Euclidean path integral (Gibbons, Hawking, 1977)
Z  
1
Z = DgDX exp − IE [g, X]
~

I g: metric, X: scalar field


I Semiclassical limit (~ → 0): dominated by classical solutions (?)
I Exploit relationship between Z and Euclidean partition function

Z ∼ e−β Ω
I Ω: thermodynamic potential for appropriate ensemble
I β: periodicity in Euclidean time

D. Grumiller — Black Hole Thermodynamics Euclidean Path Integral 7/32


Main Idea
Consider Euclidean path integral (Gibbons, Hawking, 1977)
Z  
1
Z = DgDX exp − IE [g, X]
~

I g: metric, X: scalar field


I Semiclassical limit (~ → 0): dominated by classical solutions (?)
I Exploit relationship between Z and Euclidean partition function

Z ∼ e−β Ω
I Ω: thermodynamic potential for appropriate ensemble
I β: periodicity in Euclidean time

Requires periodicity in Euclidean time and


accessibility of semi-classical approximation

D. Grumiller — Black Hole Thermodynamics Euclidean Path Integral 7/32


Semiclassical Approximation

Consider small perturbation around classical solution

IE [gcl + δg, Xcl + δX] =IE [gcl , Xcl ] + δIE [gcl , Xcl ; δg, δX]
1
+ δ 2 IE [gcl , Xcl ; δg, δX] + . . .
2

D. Grumiller — Black Hole Thermodynamics Euclidean Path Integral 8/32


Semiclassical Approximation

Consider small perturbation around classical solution

IE [gcl + δg, Xcl + δX] =IE [gcl , Xcl ] + δIE [gcl , Xcl ; δg, δX]
1
+ δ 2 IE [gcl , Xcl ; δg, δX] + . . .
2

I The leading term is the ‘on-shell’ action.

D. Grumiller — Black Hole Thermodynamics Euclidean Path Integral 8/32


Semiclassical Approximation

Consider small perturbation around classical solution

IE [gcl + δg, Xcl + δX] =IE [gcl , Xcl ] + δIE [gcl , Xcl ; δg, δX]
1
+ δ 2 IE [gcl , Xcl ; δg, δX] + . . .
2

I The leading term is the ‘on-shell’ action.


I The linear term should vanish on solutions gcl and Xcl .

D. Grumiller — Black Hole Thermodynamics Euclidean Path Integral 8/32


Semiclassical Approximation

Consider small perturbation around classical solution

IE [gcl + δg, Xcl + δX] =IE [gcl , Xcl ] + δIE [gcl , Xcl ; δg, δX]
1
+ δ 2 IE [gcl , Xcl ; δg, δX] + . . .
2

I The leading term is the ‘on-shell’ action.


I The linear term should vanish on solutions gcl and Xcl .
I The quadratic term represents the first corrections.

D. Grumiller — Black Hole Thermodynamics Euclidean Path Integral 8/32


Semiclassical Approximation

Consider small perturbation around classical solution

IE [gcl + δg, Xcl + δX] =IE [gcl , Xcl ] + δIE [gcl , Xcl ; δg, δX]
1
+ δ 2 IE [gcl , Xcl ; δg, δX] + . . .
2

I The leading term is the ‘on-shell’ action.


I The linear term should vanish on solutions gcl and Xcl .
I The quadratic term represents the first corrections.
If nothing goes wrong:
 Z  
1 1 2
Z ∼ exp − IE [gcl , Xcl ] Dδg DδX exp − δ IE × . . .
~ 2~

D. Grumiller — Black Hole Thermodynamics Euclidean Path Integral 8/32


What could go Wrong?

Accessibility of the semiclassical approximation requires

D. Grumiller — Black Hole Thermodynamics Euclidean Path Integral 9/32


What could go Wrong?

Accessibility of the semiclassical approximation requires


1. IE [gcl , Xcl ] > −∞

Typical gravitational actions evaluated on black hole solutions:


1. Violated: Action unbounded from below

D. Grumiller — Black Hole Thermodynamics Euclidean Path Integral 9/32


What could go Wrong?

Accessibility of the semiclassical approximation requires


1. IE [gcl , Xcl ] > −∞
2. δIE [gcl , Xcl ; δg, δX] = 0

Typical gravitational actions evaluated on black hole solutions:


1. Violated: Action unbounded from below
2. Violated: First variation of action not zero for all field configurations
contributing to path integral due to boundary terms

D. Grumiller — Black Hole Thermodynamics Euclidean Path Integral 9/32


What could go Wrong?

Accessibility of the semiclassical approximation requires


1. IE [gcl , Xcl ] > −∞
2. δIE [gcl , Xcl ; δg, δX] = 0

Typical gravitational actions evaluated on black hole solutions:


1. Violated: Action unbounded from below
2. Violated: First variation of action not zero for all field configurations
contributing to path integral due to boundary terms

√ h
Z i
dx γ π ab δγab + πX δX 6= 0

δIE EOM ∼

∂M

D. Grumiller — Black Hole Thermodynamics Euclidean Path Integral 9/32


What could go Wrong?
...everything!

Accessibility of the semiclassical approximation requires


1. IE [gcl , Xcl ] > −∞
2. δIE [gcl , Xcl ; δg, δX] = 0
3. δ 2 IE [gcl , Xcl ; δg, δX] ≥ 0
Typical gravitational actions evaluated on black hole solutions:
1. Violated: Action unbounded from below
2. Violated: First variation of action not zero for all field configurations
contributing to path integral due to boundary terms

√ h
Z i
dx γ π ab δγab + πX δX 6= 0

δIE EOM ∼

∂M

3. Frequently violated: Gaussian integral may diverge

D. Grumiller — Black Hole Thermodynamics Euclidean Path Integral 9/32


What could go Wrong?
...everything!

Accessibility of the semiclassical approximation requires


1. IE [gcl , Xcl ] > −∞
2. δIE [gcl , Xcl ; δg, δX] = 0
3. δ 2 IE [gcl , Xcl ; δg, δX] ≥ 0
Typical gravitational actions evaluated on black hole solutions:
1. Violated: Action unbounded from below
2. Violated: First variation of action not zero for all field configurations
contributing to path integral due to boundary terms

√ h
Z i
dx γ π ab δγab + πX δX 6= 0

δIE EOM ∼

∂M

3. Frequently violated: Gaussian integral may diverge


Focus in this talk on the second problem!

D. Grumiller — Black Hole Thermodynamics Euclidean Path Integral 9/32


Outline

Introduction

Euclidean Path Integral

Dilaton Gravity in 2D

Free Energy

Applications

D. Grumiller — Black Hole Thermodynamics Dilaton Gravity in 2D 10/32


The Action
...for a review cf. e.g. DG, W. Kummer and D. Vassilevich, hep-th/0204253

Standard form of the action:


√ 
Z
1
d2 x g X R − U (X) (∇X)2 − 2 V (X)

IE = −
2 M

D. Grumiller — Black Hole Thermodynamics Dilaton Gravity in 2D 11/32


The Action
...for a review cf. e.g. DG, W. Kummer and D. Vassilevich, hep-th/0204253

Standard form of the action:


√ 
Z
1
d2 x g X R − U (X) (∇X)2 − 2 V (X)

IE = −
2 M

I Dilaton X defined via coupling to Ricci scalar

D. Grumiller — Black Hole Thermodynamics Dilaton Gravity in 2D 11/32


The Action
...for a review cf. e.g. DG, W. Kummer and D. Vassilevich, hep-th/0204253

Standard form of the action:


√ 
Z
1
d2 x g X R − U (X) (∇X)2 − 2 V (X)

IE = −
2 M

I Dilaton X defined via coupling to Ricci scalar


I Model specified by kinetic and potential functions for dilaton

D. Grumiller — Black Hole Thermodynamics Dilaton Gravity in 2D 11/32


The Action
...for a review cf. e.g. DG, W. Kummer and D. Vassilevich, hep-th/0204253

Standard form of the action:


√ 
Z
1
d2 x g X R − U (X) (∇X)2 − 2 V (X)

IE = −
2 M

Z
− dx γ X K
∂M

I Dilaton X defined via coupling to Ricci scalar


I Model specified by kinetic and potential functions for dilaton
I Dilaton gravity analog of Gibbons-Hawking-York boundary term:
coupling of X to extrinsic curvature of (∂M, γ)
Variational principle: fix X and induced metric γ at ∂M

D. Grumiller — Black Hole Thermodynamics Dilaton Gravity in 2D 11/32


The Action
...for a review cf. e.g. DG, W. Kummer and D. Vassilevich, hep-th/0204253

Standard form of the action:


√ 
Z
1
d2 x g X R − U (X) (∇X)2 − 2 V (X)

IE = −
2 M
√ √
Z Z
− dx γ X K− dx γL(X)
∂M ∂M

I Dilaton X defined via coupling to Ricci scalar


I Model specified by kinetic and potential functions for dilaton
I Dilaton gravity analog of Gibbons-Hawking-York boundary term:
coupling of X to extrinsic curvature of (∂M, γ)
Variational principle: fix X and induced metric γ at ∂M

Note: additional boundary term allowed consistent with classical solutions,


variational principle and symmetries!

D. Grumiller — Black Hole Thermodynamics Dilaton Gravity in 2D 11/32


Selected List of Models
Black holes in (A)dS, asymptotically flat or arbitrary spaces
Model U (X) V (X)
1. Schwarzschild (1916) 1
− 2X −λ2
2. Jackiw-Teitelboim (1984) 0 ΛX
3. Witten Black Hole (1991) −X1
−2b2 X
4. CGHS (1992) 0 −2b2
a
5. (A)dS2 ground state (1994) −X BX
6. Rindler ground state (1996) −Xa
BX a
7. Black Hole attractor (2003) 0 BX −1
−3 2 (N −4)/(N −2)
8. Spherically reduced gravity (N > 3) − (NN−2)X −λ X
9. All above: ab-family (1997) −X a
BX a+b
10. Liouville gravity a beαX
2
11. Reissner-Nordström (1916) − 2X1
−λ2 + QX
1 2
12. Schwarzschild-(A)dS − 2X −λ − `X
13. Katanaev-Volovich (1986) α βX 2 − Λ
Q2 J
14. BTZ/Achucarro-Ortiz (1993) 0 X
− 4X 3 − ΛX
15. KK reduced CS (2003) 0 1
2
X(c − X 2)
16. KK red. conf. flat (2006) − 12 tanh (X/2) A sinh X
2 2
17. 2D type 0A string Black Hole −X 1
−2b2 X + b8πq

D. Grumiller — Black Hole Thermodynamics Dilaton Gravity in 2D 12/32


Selected List of Models
Black holes in (A)dS, asymptotically flat or arbitrary spaces
Model U (X) V (X)
1. Schwarzschild (1916) 1
− 2X −λ2
2. Jackiw-Teitelboim (1984) 0 ΛX
3. Witten Black Hole (1991) −X1
−2b2 X
4. CGHS (1992) 0 −2b2
a
5. (A)dS2 ground state (1994) −X BX
6. Rindler ground state (1996) −Xa
BX a
7. Black Hole attractor (2003) 0 BX −1
−3 2 (N −4)/(N −2)
8. Spherically reduced gravity (N > 3) − (NN−2)X −λ X
9. All above: ab-family (1997) −X a
BX a+b
10. Liouville gravity a beαX
2
11. Reissner-Nordström (1916) − 2X1
−λ2 + QX
1 2
12. Schwarzschild-(A)dS − 2X −λ − `X
13. Katanaev-Volovich (1986) α βX 2 − Λ
Q2 J
14. BTZ/Achucarro-Ortiz (1993) 0 X
− 4X 3 − ΛX
15. KK reduced CS (2003) 0 1
2
X(c − X 2)
16. KK red. conf. flat (2006) − 12 tanh (X/2) A sinh X
2 2
17. 2D type 0A string Black Hole −X 1
−2b2 X + b8πq

D. Grumiller — Black Hole Thermodynamics Dilaton Gravity in 2D 12/32


Equations of Motion (EOM)
Extremize the action: δIE = 0
1
U (X) ∇µ X∇ν X − gµν U (X)(∇X)2 − gµν V (X) + ∇µ ∇ν X − gµν ∇2 X = 0
2
∂U (X) ∂V (X)
R+ (∇X)2 + 2 U (X)∇2 X − 2 =0
∂X ∂X

D. Grumiller — Black Hole Thermodynamics Dilaton Gravity in 2D 13/32


Equations of Motion (EOM)
Extremize the action: δIE = 0
1
U (X) ∇µ X∇ν X − gµν U (X)(∇X)2 − gµν V (X) + ∇µ ∇ν X − gµν ∇2 X = 0
2
∂U (X) ∂V (X)
R+ (∇X)2 + 2 U (X)∇2 X − 2 =0
∂X ∂X

I Integrable! [Easier: first order formulation (Ikeda 1993, Schaller, Strobl 1994) ]

D. Grumiller — Black Hole Thermodynamics Dilaton Gravity in 2D 13/32


Equations of Motion (EOM)
Extremize the action: δIE = 0
1
U (X) ∇µ X∇ν X − gµν U (X)(∇X)2 − gµν V (X) + ∇µ ∇ν X − gµν ∇2 X = 0
2
∂U (X) ∂V (X)
R+ (∇X)2 + 2 U (X)∇2 X − 2 =0
∂X ∂X

I Integrable! [Easier: first order formulation (Ikeda 1993, Schaller, Strobl 1994)]
I Generalized Birkhoff theorem: at least one Killing vector

D. Grumiller — Black Hole Thermodynamics Dilaton Gravity in 2D 13/32


Equations of Motion (EOM)
Extremize the action: δIE = 0
1
U (X) ∇µ X∇ν X − gµν U (X)(∇X)2 − gµν V (X) + ∇µ ∇ν X − gµν ∇2 X = 0
2
∂U (X) ∂V (X)
R+ (∇X)2 + 2 U (X)∇2 X − 2 =0
∂X ∂X

I Integrable! [Easier: first order formulation (Ikeda 1993, Schaller, Strobl 1994)]
I Generalized Birkhoff theorem: at least one Killing vector
I Orbits of this vector are isosurfaces of the dilaton
Lk X = k µ ∂µ X = 0

D. Grumiller — Black Hole Thermodynamics Dilaton Gravity in 2D 13/32


Equations of Motion (EOM)
Extremize the action: δIE = 0
1
U (X) ∇µ X∇ν X − gµν U (X)(∇X)2 − gµν V (X) + ∇µ ∇ν X − gµν ∇2 X = 0
2
∂U (X) ∂V (X)
R+ (∇X)2 + 2 U (X)∇2 X − 2 =0
∂X ∂X

I Integrable! [Easier: first order formulation (Ikeda 1993, Schaller, Strobl 1994)]
I Generalized Birkhoff theorem: at least one Killing vector
I Orbits of this vector are isosurfaces of the dilaton
Lk X = k µ ∂µ X = 0
I Choose henceforth ∂M as X = const. hypersurface

D. Grumiller — Black Hole Thermodynamics Dilaton Gravity in 2D 13/32


Equations of Motion (EOM)
Extremize the action: δIE = 0
1
U (X) ∇µ X∇ν X − gµν U (X)(∇X)2 − gµν V (X) + ∇µ ∇ν X − gµν ∇2 X = 0
2
∂U (X) ∂V (X)
R+ (∇X)2 + 2 U (X)∇2 X − 2 =0
∂X ∂X

I Integrable! [Easier: first order formulation (Ikeda 1993, Schaller, Strobl 1994)]
I Generalized Birkhoff theorem: at least one Killing vector
I Orbits of this vector are isosurfaces of the dilaton
Lk X = k µ ∂µ X = 0
I Choose henceforth ∂M as X = const. hypersurface
Adapted coordinate system (Lapse and Shift for radial evolution)

X = X(r) ds2 = N (r)2 dr2 + ξ(r) (dτ + N τ (r)dr)2


| {z } |{z} | {z }
:=ξ(r)−1 =kµ kµ :=0

D. Grumiller — Black Hole Thermodynamics Dilaton Gravity in 2D 13/32


Solutions
I Define two model-dependent functions
Z X
Q(X) := Q0 + dX̃ U (X̃)
Z X
w(X) := w0 − 2 dX̃ V (X̃)eQ(X̃)

D. Grumiller — Black Hole Thermodynamics Dilaton Gravity in 2D 14/32


Solutions
I Define two model-dependent functions
Z X
Q(X) := Q0 + dX̃ U (X̃)
Z X
w(X) := w0 − 2 dX̃ V (X̃)eQ(X̃)

I Q0 and w0 are arbitrary constants (essentially irrelevant)

D. Grumiller — Black Hole Thermodynamics Dilaton Gravity in 2D 14/32


Solutions
I Define two model-dependent functions
Z X
Q(X) := Q0 + dX̃ U (X̃)
Z X
w(X) := w0 − 2 dX̃ V (X̃)eQ(X̃)

I Q0 and w0 are arbitrary constants (essentially irrelevant)


I Construct all classical solutions

∂r X = e−Q(X) ξ(X) = eQ(X) w(X) − 2M




D. Grumiller — Black Hole Thermodynamics Dilaton Gravity in 2D 14/32


Solutions
I Define two model-dependent functions
Z X
Q(X) := Q0 + dX̃ U (X̃)
Z X
w(X) := w0 − 2 dX̃ V (X̃)eQ(X̃)

I Q0 and w0 are arbitrary constants (essentially irrelevant)


I Construct all classical solutions

∂r X = e−Q(X) ξ(X) = eQ(X) w(X) − 2M




Constant of motion M (“mass”) characterizes classical solutions


I Absorb Q0 into rescaling of length units
I Shift w0 such that M = 0 ground state solution
I Restrict to positive mass sector M ≥ 0

D. Grumiller — Black Hole Thermodynamics Dilaton Gravity in 2D 14/32


Black Holes

Horizons
Solutions with M ≥ 0 exhibit (Killing) horizons for each solution of

w(Xh ) = 2M

D. Grumiller — Black Hole Thermodynamics Dilaton Gravity in 2D 15/32


Black Holes

Horizons
Solutions with M ≥ 0 exhibit (Killing) horizons for each solution of

w(Xh ) = 2M
Assumption 1

Killing norm2 ξ(X) = eQ(X) w(X) − 2M ≥ 0 on Xh ≤ X < ∞




If there are multiple horizons we take the outermost one

D. Grumiller — Black Hole Thermodynamics Dilaton Gravity in 2D 15/32


Black Holes

Horizons
Solutions with M ≥ 0 exhibit (Killing) horizons for each solution of

w(Xh ) = 2M
Assumption 1

Killing norm2 ξ(X) = eQ(X) w(X) − 2M ≥ 0 on Xh ≤ X < ∞




If there are multiple horizons we take the outermost one

Asymptotics
X → ∞: asymptotic region of spacetime; most models: w(X) → ∞

D. Grumiller — Black Hole Thermodynamics Dilaton Gravity in 2D 15/32


Black Holes

Horizons
Solutions with M ≥ 0 exhibit (Killing) horizons for each solution of

w(Xh ) = 2M
Assumption 1

Killing norm2 ξ(X) = eQ(X) w(X) − 2M ≥ 0 on Xh ≤ X < ∞




If there are multiple horizons we take the outermost one

Asymptotics
X → ∞: asymptotic region of spacetime; most models: w(X) → ∞
Assumption 2
Consider only models where w(X) → ∞ as X → ∞

Consequence: ξ(X) ∼ eQ w as X → ∞, i.e., ξ asymptotes to ground state


D. Grumiller — Black Hole Thermodynamics Dilaton Gravity in 2D 15/32
Black Hole Temperature
Standard argument: absence of conical singularity requires periodicity in Euclidean time

The gτ τ component of the metric vanishes at the horizon Xh


Regularity of the metric requires τ ∼ τ + β with periodicity

4π 4π
β= = 0
∂r ξ rh w (X) Xh

I If ξ → 1 at X → ∞: β −1 is temperature measured ’at infinity’



0 (X)
I Denote inverse periodicity by T := β −1 = w 4π
Xh
I Proper local temperature related to β −1 by Tolman factor
1
T (X) = p β −1
ξ(X)

So far no action required but only a line-element

D. Grumiller — Black Hole Thermodynamics Dilaton Gravity in 2D 16/32


Outline

Introduction

Euclidean Path Integral

Dilaton Gravity in 2D

Free Energy

Applications

D. Grumiller — Black Hole Thermodynamics Free Energy 17/32


Free Energy?
Given the black hole solution, can we calculate the free energy?
 
1
Z ∼ exp − IE [gcl , Xcl ] ∼ e−β F
~

D. Grumiller — Black Hole Thermodynamics Free Energy 18/32


Free Energy? Not yet!
Given the black hole solution, can we calculate the free energy?
 
1
Z  exp − IE [gcl , Xcl ]  e−β F
~
Need a limiting procedure to calculate the action. Implement this in a
coordinate-independent way by putting a regulator on the dilaton.

X ≤ Xreg

Evaluating the on-shell action leads to three problems

D. Grumiller — Black Hole Thermodynamics Free Energy 18/32


Free Energy? Not yet!
Given the black hole solution, can we calculate the free energy?
 
1
Z  exp − IE [gcl , Xcl ]  e−β F
~
Need a limiting procedure to calculate the action. Implement this in a
coordinate-independent way by putting a regulator on the dilaton.

X ≤ Xreg

Evaluating the on-shell action leads to three problems


1. On-shell action unbounded from below (cf. second assumption)

IEreg = β 2 M − w(Xreg ) − 2π Xh T → −∞


D. Grumiller — Black Hole Thermodynamics Free Energy 18/32


Free Energy? Not yet!
Given the black hole solution, can we calculate the free energy?
 
1
Z  exp − IE [gcl , Xcl ]  e−β F
~
Need a limiting procedure to calculate the action. Implement this in a
coordinate-independent way by putting a regulator on the dilaton.

X ≤ Xreg

Evaluating the on-shell action leads to three problems


1. On-shell action unbounded from below (cf. second assumption)

IEreg = β 2 M − w(Xreg ) − 2π Xh T → −∞


2. First variation of action not zero for all field configurations


contributing to path integral due to boundary terms

D. Grumiller — Black Hole Thermodynamics Free Energy 18/32


Free Energy? Not yet!
Given the black hole solution, can we calculate the free energy?
 
1
Z  exp − IE [gcl , Xcl ]  e−β F
~
Need a limiting procedure to calculate the action. Implement this in a
coordinate-independent way by putting a regulator on the dilaton.

X ≤ Xreg

Evaluating the on-shell action leads to three problems


1. On-shell action unbounded from below (cf. second assumption)

IEreg = β 2 M − w(Xreg ) − 2π Xh T → −∞


2. First variation of action not zero for all field configurations


contributing to path integral due to boundary terms
3. Second variation of action may lead to divergent Gaussian integral
D. Grumiller — Black Hole Thermodynamics Free Energy 18/32
Variational Properties of the Action

√ h µν √ h
Z i Z i
δIE = d2 x g E δgµν + EX δX + dx γ π ab δγab + πX δX
M | {z } ∂M | {z }
=0(EOM) =0?

D. Grumiller — Black Hole Thermodynamics Free Energy 19/32


Variational Properties of the Action

√ h µν √ h
Z i Z i
δIE = d2 x g E δgµν + EX δX + dx γ π ab δγab + πX δX
M | {z } ∂M | {z }
=0(EOM) =0?

Does this vanish on-shell? Ignore πX δX and focus on π ab δγab


Z » –
1
δIE = dτ − ∂r X δξ + . . .
2

D. Grumiller — Black Hole Thermodynamics Free Energy 19/32


Variational Properties of the Action

√ h µν √ h
Z i Z i
δIE = d2 x g E δgµν + EX δX + dx γ π ab δγab + πX δX
M | {z } ∂M | {z }
=0(EOM) =0?

Does this vanish on-shell? Ignore πX δX and focus on π ab δγab


Z » –
1
δIE = dτ − ∂r X δξ + . . .
2

Recall ξ(X) = w(X)eQ(X) − 2M eQ(X)

D. Grumiller — Black Hole Thermodynamics Free Energy 19/32


Variational Properties of the Action

√ h µν √ h
Z i Z i
δIE = d2 x g E δgµν + EX δX + dx γ π ab δγab + πX δX
M | {z } ∂M | {z }
=0(EOM) =0?

Does this vanish on-shell? Ignore πX δX and focus on π ab δγab


Z » –
1
δIE = dτ − ∂r X δξ + . . .
2

Recall ξ(X) = w(X)eQ(X) − 2M eQ(X)


Assume that boundary conditions preserved by variations

δξ ∼ δM eQ(X)

D. Grumiller — Black Hole Thermodynamics Free Energy 19/32


Variational Properties of the Action

√ h µν √ h
Z i Z i
δIE = d2 x g E δgµν + EX δX + dx γ π ab δγab + πX δX
M | {z } ∂M | {z }
=0(EOM) 6=0

Does this vanish on-shell? Ignore πX δX and focus on π ab δγab


Z » –
1
δIE = dτ − ∂r X δξ + . . .
2

Recall ξ(X) = w(X)eQ(X) − 2M eQ(X)


Assume that boundary conditions preserved by variations

δξ ∼ δM eQ(X)

Recalling ∂r X = e−Q we get


Z
δIE = dτ δM 6= 0

D. Grumiller — Black Hole Thermodynamics Free Energy 19/32


Boundary Counterterms
I Same idea as boundary counterterms in AdS/CFT (Balasubramanian, Kraus 1999;

Emparan, Johnson, Myers 1999; Henningson, Skenderis 1998)

I More recently in asymptotically flat spacetimes (Kraus, Larsen, Siebelink 1999; Mann,

Marolf 2006)

I Covariant version of surface terms in 3 + 1 gravity (ADM 1962; Regge, Teitelboim

1974)

D. Grumiller — Black Hole Thermodynamics Free Energy 20/32


Boundary Counterterms
I Same idea as boundary counterterms in AdS/CFT (Balasubramanian, Kraus 1999;

Emparan, Johnson, Myers 1999; Henningson, Skenderis 1998)

I More recently in asymptotically flat spacetimes (Kraus, Larsen, Siebelink 1999; Mann,

Marolf 2006)

I Covariant version of surface terms in 3 + 1 gravity (ADM 1962; Regge, Teitelboim

1974)
I Black Holes in 2D: IE = Γ + ICT
1. Witten Black Hole/2D type 0A strings (J. Davis, R. McNees, hep-th/0411121)
2. Generic 2D dilaton gravity (DG, R. McNees, hep-th/0703230)

D. Grumiller — Black Hole Thermodynamics Free Energy 20/32


Boundary Counterterms
I Same idea as boundary counterterms in AdS/CFT (Balasubramanian, Kraus 1999;

Emparan, Johnson, Myers 1999; Henningson, Skenderis 1998)

I More recently in asymptotically flat spacetimes (Kraus, Larsen, Siebelink 1999; Mann,

Marolf 2006)

I Covariant version of surface terms in 3 + 1 gravity (ADM 1962; Regge, Teitelboim

1974)
I Black Holes in 2D: IE = Γ + ICT
1. Witten Black Hole/2D type 0A strings (J. Davis, R. McNees, hep-th/0411121)
2. Generic 2D dilaton gravity (DG, R. McNees, hep-th/0703230)
√ 
Z
1
d2 x g X R − U (X) (∇X)2 − 2 V (X)

Γ=−
2 M
√ √
Z Z
− dx γ X K − dx γL(X)
∂M
| ∂M {z }
ICT

D. Grumiller — Black Hole Thermodynamics Free Energy 20/32


Boundary Counterterms
I Same idea as boundary counterterms in AdS/CFT (Balasubramanian, Kraus 1999;

Emparan, Johnson, Myers 1999; Henningson, Skenderis 1998)

I More recently in asymptotically flat spacetimes (Kraus, Larsen, Siebelink 1999; Mann,

Marolf 2006)

I Covariant version of surface terms in 3 + 1 gravity (ADM 1962; Regge, Teitelboim

1974)
I Black Holes in 2D: IE = Γ + ICT
1. Witten Black Hole/2D type 0A strings (J. Davis, R. McNees, hep-th/0411121)
2. Generic 2D dilaton gravity (DG, R. McNees, hep-th/0703230)
√ 
Z
1
d2 x g X R − U (X) (∇X)2 − 2 V (X)

Γ=−
2 M
√ √
Z Z
− dx γ X K − dx γL(X)
∂M
| ∂M {z }
ICT

How to determine the boundary counterterm?

D. Grumiller — Black Hole Thermodynamics Free Energy 20/32


Hamilton-Jacobi Equation
Boundary counterterm ICT is solution of the Hamilton-Jacobi equation

D. Grumiller — Black Hole Thermodynamics Free Energy 21/32


Hamilton-Jacobi Equation
Boundary counterterm ICT is solution of the Hamilton-Jacobi equation
1. Begin with ‘Hamiltonian’ associated with radial evolution.
 2
H = 2 πX γab π ab + 2 U (X) γab π ab + V (X) = 0

D. Grumiller — Black Hole Thermodynamics Free Energy 21/32


Hamilton-Jacobi Equation
Boundary counterterm ICT is solution of the Hamilton-Jacobi equation
1. Begin with ‘Hamiltonian’ associated with radial evolution.
 2
H = 2 πX γab π ab + 2 U (X) γab π ab + V (X) = 0

2. Momenta are functional derivatives of the on-shell action

1 δ 1 δ
π ab = √ IE πX = √ IE

γ δ γab EOM γ δX EOM

D. Grumiller — Black Hole Thermodynamics Free Energy 21/32


Hamilton-Jacobi Equation
Boundary counterterm ICT is solution of the Hamilton-Jacobi equation
1. Begin with ‘Hamiltonian’ associated with radial evolution.
 2
H = 2 πX γab π ab + 2 U (X) γab π ab + V (X) = 0

2. Momenta are functional derivatives of the on-shell action

1 δ 1 δ
π ab = √ IE πX = √ IE

γ δ γab EOM γ δX EOM

3. Obtain non-linear functional differential equation for on-shell action

D. Grumiller — Black Hole Thermodynamics Free Energy 21/32


Hamilton-Jacobi Equation
Boundary counterterm ICT is solution of the Hamilton-Jacobi equation
1. Begin with ‘Hamiltonian’ associated with radial evolution.
 2
H = 2 πX γab π ab + 2 U (X) γab π ab + V (X) = 0

2. Momenta are functional derivatives of the on-shell action

1 δ 1 δ
π ab = √ IE πX = √ IE

γ δ γab EOM γ δX EOM

3. Obtain non-linear functional differential equation for on-shell action


4. 2D: simplifies to first order ODE – can solve (essentially uniquely) for
ICT !

D. Grumiller — Black Hole Thermodynamics Free Energy 21/32


Hamilton-Jacobi Equation
Boundary counterterm ICT is solution of the Hamilton-Jacobi equation
1. Begin with ‘Hamiltonian’ associated with radial evolution.
 2
H = 2 πX γab π ab + 2 U (X) γab π ab + V (X) = 0

2. Momenta are functional derivatives of the on-shell action

1 δ 1 δ
π ab = √ IE πX = √ IE

γ δ γab EOM γ δX EOM

3. Obtain non-linear functional differential equation for on-shell action


4. 2D: simplifies to first order ODE – can solve (essentially uniquely) for
ICT !

Z q
ICT = − dx γ w(X) e−Q(X)
∂M

D. Grumiller — Black Hole Thermodynamics Free Energy 21/32


The Improved Action
The correct action for 2D dilaton gravity is
√ 
Z
1
d2 x g XR − U (X) (∇X)2 − 2 V (X)

Γ=−
2
Z M
√ √
Z q
− dx γ X K + dx γ w(X) e−Q(X)
∂M ∂M

Properties:

D. Grumiller — Black Hole Thermodynamics Free Energy 22/32


The Improved Action
The correct action for 2D dilaton gravity is
√ 
Z
1
d2 x g XR − U (X) (∇X)2 − 2 V (X)

Γ=−
2
Z M
√ √
Z q
− dx γ X K + dx γ w(X) e−Q(X)
∂M ∂M

Properties:
1. Yields the same EOM as IE

D. Grumiller — Black Hole Thermodynamics Free Energy 22/32


The Improved Action
The correct action for 2D dilaton gravity is
√ 
Z
1
d2 x g XR − U (X) (∇X)2 − 2 V (X)

Γ=−
2
Z M
√ √
Z q
− dx γ X K + dx γ w(X) e−Q(X)
∂M ∂M

Properties:
1. Yields the same EOM as IE
2. Finite on-shell (solves first problem)

Γ EOM = β (M − 2πXh T )

D. Grumiller — Black Hole Thermodynamics Free Energy 22/32


The Improved Action
The correct action for 2D dilaton gravity is
√ 
Z
1
d2 x g XR − U (X) (∇X)2 − 2 V (X)

Γ=−
2
Z M
√ √
Z q
− dx γ X K + dx γ w(X) e−Q(X)
∂M ∂M

Properties:
1. Yields the same EOM as IE
2. Finite on-shell (solves first problem)

Γ EOM = β (M − 2πXh T )

3. First variation δΓ vanishes on-shell ∀ δgµν and δX that preserve the


boundary conditions (solves second problem)

δΓ EOM = 0

Note: counterterm requires specification of integration constant w0 , i.e., choice of ground state, but is independent from Q0

D. Grumiller — Black Hole Thermodynamics Free Energy 22/32


Reconsider Semiclassical Approximation

 Z  
1 1 2
Z ∼ exp − Γ[gcl , Xcl ] Dδg DδX exp − δ Γ × . . .
~ 2~

D. Grumiller — Black Hole Thermodynamics Free Energy 23/32


Reconsider Semiclassical Approximation

 Z  
1 1 2
Z ∼ exp − Γ[gcl , Xcl ] Dδg DδX exp − δ Γ × . . .
~ 2~

I Leading term is finite

D. Grumiller — Black Hole Thermodynamics Free Energy 23/32


Reconsider Semiclassical Approximation

 Z  
1 1 2
Z ∼ exp − Γ[gcl , Xcl ] Dδg DδX exp − δ Γ × . . .
~ 2~

I Leading term is finite


I Linear term vanishes

D. Grumiller — Black Hole Thermodynamics Free Energy 23/32


Reconsider Semiclassical Approximation

 Z  
1 1 2
Z ∼ exp − Γ[gcl , Xcl ] Dδg DδX exp − δ Γ × . . .
~ 2~

I Leading term is finite


I Linear term vanishes
I Still have to worry about quadratic term

D. Grumiller — Black Hole Thermodynamics Free Energy 23/32


Reconsider Semiclassical Approximation

 Z  
1 1 2
Z ∼ exp − Γ[gcl , Xcl ] Dδg DδX exp − δ Γ × . . .
~ 2~

I Leading term is finite


I Linear term vanishes
I Still have to worry about quadratic term
Solved by ’putting the Black Hole in a box’ (York, 1986; Gibbons, Perry, 1992)
Cavity wall determined by X = Xc
Well-defined canonical ensemble by specifying Xc and Tc = 1/βc

D. Grumiller — Black Hole Thermodynamics Free Energy 23/32


Reconsider Semiclassical Approximation

 Z  
1 1 2
Z ∼ exp − Γ[gcl , Xcl ] Dδg DδX exp − δ Γ × . . .
~ 2~

I Leading term is finite


I Linear term vanishes
I Still have to worry about quadratic term
Solved by ’putting the Black Hole in a box’ (York, 1986; Gibbons, Perry, 1992)
Cavity wall determined by X = Xc
Well-defined canonical ensemble by specifying Xc and Tc = 1/βc
Leading order (set ~ = 1):

Z(Tc , Xc ) = e−Γ(Tc ,Xc ) = e−βc Fc (Tc ,Xc )

Here Fc is the Helmholtz free energy


D. Grumiller — Black Hole Thermodynamics Free Energy 23/32
Free Energy

Γ(Tc , Xc ) = βc Fc (Tc , Xc )

D. Grumiller — Black Hole Thermodynamics Free Energy 24/32


Free Energy

Γ(Tc , Xc ) = βc Fc (Tc , Xc )
Explicitly:
r !
p 2M
Fc (Tc , Xc ) = wc e−Qc 1− 1− − 2πXh Tc
wc

D. Grumiller — Black Hole Thermodynamics Free Energy 24/32


Free Energy

Γ(Tc , Xc ) = βc Fc (Tc , Xc )
Explicitly:
r !
p 2M
Fc (Tc , Xc ) = wc e−Qc 1− 1− − 2πXh Tc
wc | {z }
| {z } =STc
=Ec (Tc ,Xc )

Entropy follows immediately (Bekenstein-Hawking law):



∂Fc
S=− = 2πXh
∂Tc Xc

Entropy determined by dilaton evaluated at the horizon (Gegenberg, Kunstatter,

Louis-Martinez, 1995)

D. Grumiller — Black Hole Thermodynamics Free Energy 24/32


Free Energy

Γ(Tc , Xc ) = βc Fc (Tc , Xc )
Explicitly:
r !
p 2M
Fc (Tc , Xc ) = wc e−Qc 1− 1− − 2πXh Tc
wc | {z }
| {z } =STc
=Ec (Tc ,Xc )

Entropy follows immediately (Bekenstein-Hawking law):



∂Fc
S=− = 2πXh
∂Tc Xc

Entropy determined by dilaton evaluated at the horizon (Gegenberg, Kunstatter,

Louis-Martinez, 1995)

Similarly: dilaton chemical potential (surface pressure) ψc = −∂Fc /∂Xc |Tc

D. Grumiller — Black Hole Thermodynamics Free Energy 24/32


Other Thermodynamical Quantities
Standard thermodynamics in canonical ensemble: internal energy,
enthalpy, free enthalpy, specific heats, isothermal compressibility, ...

D. Grumiller — Black Hole Thermodynamics Free Energy 25/32


Other Thermodynamical Quantities
Standard thermodynamics in canonical ensemble: internal energy,
enthalpy, free enthalpy, specific heats, isothermal compressibility, ...
1. Internal energy
p p 
Ec = Fc + Tc S = e−Qc ξcg − ξc ≥ 0

Ec2
Models with Minkowski ground state (ξcg = 1): M = Ec − 2 wc

D. Grumiller — Black Hole Thermodynamics Free Energy 25/32


Other Thermodynamical Quantities
Standard thermodynamics in canonical ensemble: internal energy,
enthalpy, free enthalpy, specific heats, isothermal compressibility, ...
1. Internal energy
p p 
Ec = Fc + Tc S = e−Qc ξcg − ξc ≥ 0

Ec2
Models with Minkowski ground state (ξcg = 1): M = Ec − 2 wc
2. First law
dEc = Tc dS − ψc dXc
Properly accounts for non-linear effects of gravitational binding energy

D. Grumiller — Black Hole Thermodynamics Free Energy 25/32


Other Thermodynamical Quantities
Standard thermodynamics in canonical ensemble: internal energy,
enthalpy, free enthalpy, specific heats, isothermal compressibility, ...
1. Internal energy
p p 
Ec = Fc + Tc S = e−Qc ξcg − ξc ≥ 0

Ec2
Models with Minkowski ground state (ξcg = 1): M = Ec − 2 wc
2. First law
dEc = Tc dS − ψc dXc
Properly accounts for non-linear effects of gravitational binding energy
3. Specific heat at constant dilaton charge Xc

wh0 1
CD = 2π 0 )2
wh00 1 + (wh
00 (w −2M )
2wh c

Allows to check for thermodynamic stability: CD (Xc = Xh + ε) > 0


D. Grumiller — Black Hole Thermodynamics Free Energy 25/32
Outline

Introduction

Euclidean Path Integral

Dilaton Gravity in 2D

Free Energy

Applications

D. Grumiller — Black Hole Thermodynamics Applications 26/32


Higher Dimensional Black Holes
Schwarzschild, Reissner-Nordström, BTZ, Schwarzschild-AdS, ...

EHd+1

spherical reduction
?
DG2

D. Grumiller — Black Hole Thermodynamics Applications 27/32


Higher Dimensional Black Holes
Schwarzschild, Reissner-Nordström, BTZ, Schwarzschild-AdS, ...

bound. -
EHd+1 EHd+1 + GHYd

spherical reduction spherical reduction


? bound. - ?
DG2 DG2 + 0 GHY0 1

D. Grumiller — Black Hole Thermodynamics Applications 27/32


Higher Dimensional Black Holes
Schwarzschild, Reissner-Nordström, BTZ, Schwarzschild-AdS, ...

bound. - ?
EHd+1 EHd+1 + GHYd - EHd+1 + GHYd + HJd

spherical reduction spherical reduction ?


? bound. - ?
!- ?
DG2 DG2 + 0 GHY0 1 DG2 + 0 GHY0 1 + HJ1

D. Grumiller — Black Hole Thermodynamics Applications 27/32


Higher Dimensional Black Holes
Schwarzschild, Reissner-Nordström, BTZ, Schwarzschild-AdS, ...

bound. - ?
EHd+1 EHd+1 + GHYd - EHd+1 + GHYd + HJd

spherical reduction spherical reduction ?


? bound. - ?
!- ?
DG2 DG2 + 0 GHY0 1 DG2 + 0 GHY0 1 + HJ1
Main message
It works, regardless of the asymptotics... But nearly no info about HJd !

D. Grumiller — Black Hole Thermodynamics Applications 27/32


Higher Dimensional Black Holes
Schwarzschild, Reissner-Nordström, BTZ, Schwarzschild-AdS, ...

bound. - ?
EHd+1 EHd+1 + GHYd - EHd+1 + GHYd + HJd

spherical reduction spherical reduction ?


? bound. - ?
!- ?
DG2 DG2 + 0 GHY0 1 DG2 + 0 GHY0 1 + HJ1
Main message
It works, regardless of the asymptotics... But nearly no info about HJd !

Example: Schwarzschild-AdS in d + 1 dimensions:


 
d−2 1 d−3 d(d − 1)
U (X) = − , V (X) = −(const.)X d−1 − X
d−1 X 2 `2

D. Grumiller — Black Hole Thermodynamics Applications 27/32


Hawking-Page Transition
Spherically symmetric AdS Black Holes in d + 1 dimensions

CD : specific heat at constant dilaton; rh : horizon radius; `: AdS radius


D. Grumiller — Black Hole Thermodynamics Applications 28/32
Black Holes in 2D String Theory
Black holes with exact CFT description (SL(2, R)/U (1) gauged WZW
model) (Witten 1991)

D. Grumiller — Black Hole Thermodynamics Applications 29/32


Black Holes in 2D String Theory
Black holes with exact CFT description (SL(2, R)/U (1) gauged WZW
model) (Witten 1991)
I Large level k: Witten Black Hole (U = −1/X, V ∝ X)
Recover well-known results (Gibbons, Perry 1992; Nappi, Pasquinucci 1992)

D. Grumiller — Black Hole Thermodynamics Applications 29/32


Black Holes in 2D String Theory
Black holes with exact CFT description (SL(2, R)/U (1) gauged WZW
model) (Witten 1991)
I Large level k: Witten Black Hole (U = −1/X, V ∝ X)
Recover well-known results (Gibbons, Perry 1992; Nappi, Pasquinucci 1992)
I Adding D-branes: 2D type 0A strings
Dropping (Coulomb-) divergences is wrong! (Davies, McNees 2004)

D. Grumiller — Black Hole Thermodynamics Applications 29/32


Black Holes in 2D String Theory
Black holes with exact CFT description (SL(2, R)/U (1) gauged WZW
model) (Witten 1991)
I Large level k: Witten Black Hole (U = −1/X, V ∝ X)
Recover well-known results (Gibbons, Perry 1992; Nappi, Pasquinucci 1992)
I Adding D-branes: 2D type 0A strings
Dropping (Coulomb-) divergences is wrong! (Davies, McNees 2004)

Problem: have to move the ’cavity’ to infinity in string theory

D. Grumiller — Black Hole Thermodynamics Applications 29/32


Black Holes in 2D String Theory
Black holes with exact CFT description (SL(2, R)/U (1) gauged WZW
model) (Witten 1991)
I Large level k: Witten Black Hole (U = −1/X, V ∝ X)
Recover well-known results (Gibbons, Perry 1992; Nappi, Pasquinucci 1992)
I Adding D-branes: 2D type 0A strings
Dropping (Coulomb-) divergences is wrong! (Davies, McNees 2004)

Problem: have to move the ’cavity’ to infinity in string theory

I Witten Black Hole: cannot remove cavity! (specific heat diverges)

D. Grumiller — Black Hole Thermodynamics Applications 29/32


Black Holes in 2D String Theory
Black holes with exact CFT description (SL(2, R)/U (1) gauged WZW
model) (Witten 1991)
I Large level k: Witten Black Hole (U = −1/X, V ∝ X)
Recover well-known results (Gibbons, Perry 1992; Nappi, Pasquinucci 1992)
I Adding D-branes: 2D type 0A strings
Dropping (Coulomb-) divergences is wrong! (Davies, McNees 2004)

Problem: have to move the ’cavity’ to infinity in string theory

I Witten Black Hole: cannot remove cavity! (specific heat diverges)


I Need finite k corrections (α0 corrections): exact string Black Hole
(Dijkgraaf, Verlinde, Verlinde, 1992)

D. Grumiller — Black Hole Thermodynamics Applications 29/32


Black Holes in 2D String Theory
Black holes with exact CFT description (SL(2, R)/U (1) gauged WZW
model) (Witten 1991)
I Large level k: Witten Black Hole (U = −1/X, V ∝ X)
Recover well-known results (Gibbons, Perry 1992; Nappi, Pasquinucci 1992)
I Adding D-branes: 2D type 0A strings
Dropping (Coulomb-) divergences is wrong! (Davies, McNees 2004)

Problem: have to move the ’cavity’ to infinity in string theory

I Witten Black Hole: cannot remove cavity! (specific heat diverges)


I Need finite k corrections (α0 corrections): exact string Black Hole
(Dijkgraaf, Verlinde, Verlinde, 1992)

Exact string Black Hole allows removal of cavity!

String theory is its own reservoir

D. Grumiller — Black Hole Thermodynamics Applications 29/32


Thermodynamics of the Exact String Black Hole
Interesting geometry: asymptotically flat, one Killing horizon, no
singularity (dilaton violates energy conditions)
Singular limits:
I k → ∞: singularity appears (Witten Black Hole)
I k → 2: horizon disappears (Jackiw-Teitelboim, AdS2 )

Thermodynamical properties

D. Grumiller — Black Hole Thermodynamics Applications 30/32


Thermodynamics of the Exact String Black Hole
Interesting geometry: asymptotically flat, one Killing horizon, no
singularity (dilaton violates energy conditions)
Singular limits:
I k → ∞: singularity appears (Witten Black Hole)
I k → 2: horizon disappears (Jackiw-Teitelboim, AdS2 )

Thermodynamical properties
1. Positive specific heat CD = # k 2 T (like degenerate Fermi gas)

D. Grumiller — Black Hole Thermodynamics Applications 30/32


Thermodynamics of the Exact String Black Hole
Interesting geometry: asymptotically flat, one Killing horizon, no
singularity (dilaton violates energy conditions)
Singular limits:
I k → ∞: singularity appears (Witten Black Hole)
I k → 2: horizon disappears (Jackiw-Teitelboim, AdS2 )

Thermodynamical properties
1. Positive specific heat CD = # k 2 T (like degenerate Fermi gas)
q
2. Hawking temperature T = TH 1 − k2 (TH : Hagedorn temperature)

D. Grumiller — Black Hole Thermodynamics Applications 30/32


Thermodynamics of the Exact String Black Hole
Interesting geometry: asymptotically flat, one Killing horizon, no
singularity (dilaton violates energy conditions)
Singular limits:
I k → ∞: singularity appears (Witten Black Hole)
I k → 2: horizon disappears (Jackiw-Teitelboim, AdS2 )

Thermodynamical properties
1. Positive specific heat CD = # k 2 T (like degenerate Fermi gas)
q
2. Hawking temperature T = TH 1 − k2 (TH : Hagedorn temperature)
3. Logarithmic α0 corrections to entropy (DG 2005)
p p 
S = 2π k(k − 2) + arcsinh ( k(k − 2)) = 2πk + 2π ln k + . . .

D. Grumiller — Black Hole Thermodynamics Applications 30/32


Thermodynamics of the Exact String Black Hole
Interesting geometry: asymptotically flat, one Killing horizon, no
singularity (dilaton violates energy conditions)
Singular limits:
I k → ∞: singularity appears (Witten Black Hole)
I k → 2: horizon disappears (Jackiw-Teitelboim, AdS2 )

Thermodynamical properties
1. Positive specific heat CD = # k 2 T (like degenerate Fermi gas)
q
2. Hawking temperature T = TH 1 − k2 (TH : Hagedorn temperature)
3. Logarithmic α0 corrections to entropy (DG 2005)
p p 
S = 2π k(k − 2) + arcsinh ( k(k − 2)) = 2πk + 2π ln k + . . .

4. Partition function for critical value k = 9/4 (setting GN = 1/4)

Z = earcsinh (3/4) = 2
Relations: α0 b2 = 1/(k − 2), Dim − 26 + 6α0 b2 = 0

D. Grumiller — Black Hole Thermodynamics Applications 30/32


Conclusions
...for more info see DG, R. McNees, hep-th/0703230

Main results presented:

D. Grumiller — Black Hole Thermodynamics Applications 31/32


Conclusions
...for more info see DG, R. McNees, hep-th/0703230

Main results presented:


I Constructed Hamilton-Jacobi counterterm for generic 2D dilaton
gravity (with two working assumptions!)

D. Grumiller — Black Hole Thermodynamics Applications 31/32


Conclusions
...for more info see DG, R. McNees, hep-th/0703230

Main results presented:


I Constructed Hamilton-Jacobi counterterm for generic 2D dilaton
gravity (with two working assumptions!)
I Derived free energy and its thermodynamic descendants (entropy,
internal energy, specific heat, ...)

D. Grumiller — Black Hole Thermodynamics Applications 31/32


Conclusions
...for more info see DG, R. McNees, hep-th/0703230

Main results presented:


I Constructed Hamilton-Jacobi counterterm for generic 2D dilaton
gravity (with two working assumptions!)
I Derived free energy and its thermodynamic descendants (entropy,
internal energy, specific heat, ...)
I Applied it to numerous black holes in various dimensions

D. Grumiller — Black Hole Thermodynamics Applications 31/32


Conclusions
...for more info see DG, R. McNees, hep-th/0703230

Main results presented:


I Constructed Hamilton-Jacobi counterterm for generic 2D dilaton
gravity (with two working assumptions!)
I Derived free energy and its thermodynamic descendants (entropy,
internal energy, specific heat, ...)
I Applied it to numerous black holes in various dimensions

Main results not presented:


I Extensitivity and scaling properties
I Nonperturbative stability analysis (tunneling)
I Inclusion of Maxwell fields (charge, spin, ...)

D. Grumiller — Black Hole Thermodynamics Applications 31/32


Conclusions
...for more info see DG, R. McNees, hep-th/0703230

Main results presented:


I Constructed Hamilton-Jacobi counterterm for generic 2D dilaton
gravity (with two working assumptions!)
I Derived free energy and its thermodynamic descendants (entropy,
internal energy, specific heat, ...)
I Applied it to numerous black holes in various dimensions

Main results not presented:


I Extensitivity and scaling properties
I Nonperturbative stability analysis (tunneling)
I Inclusion of Maxwell fields (charge, spin, ...)

Next steps envisaged:


I Relax working assumptions (dS!)
I Consider matter fields (reconsider counterterm!)
I Impact on quantum theory?

D. Grumiller — Black Hole Thermodynamics Applications 31/32


Thanks for the attention...

...and thanks to Bob McNees for the style and source files of his talk!
D. Grumiller — Black Hole Thermodynamics Applications 32/32

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