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Nato: An Alternative Strategic Concept - A View From The Left
Nato: An Alternative Strategic Concept - A View From The Left
Nato: An Alternative Strategic Concept - A View From The Left
ALTERNATIVE
STRATEGIC
CONCEPT
A CONTRIBUTION FROM THE LEFT
E X A R C H E I A | M AY 2 0 2 2
Surveying the text of the NATO's 2010 Strategic Concept, we can make the
same retrospective judgement. Its authors could not see even the
beginnings of the threat we now face. "Today," began their survey of the
security environment, "the Euro-Atlantic area is at peace and the threat of a
conventional attack against NATO territory is low" (NATO, 2010, p10).
And some NATO countries are clearly failing to live up to the democratic and
rule-of-law aspirations of the North Atlantic Treaty - including Turkey,
Hungary, Poland and, most dangerously, the USA itself, which has failed to
bring to justice the politicians responsible for inciting the attempted 6
January coup.
In response to the changed situation, the 2010 Strategic Concept will not
only have to be replaced at Madrid, but the whole purpose of the NATO
reworked.
Meanwhile, in practical terms, it is the USA that has set the pace of Western
response to Russian aggression and, from late April 2022 onwards, specified
a clear war aim. NATO, by contrast does not have the structures or authority
to originate grand strategy, and one of the ambitions of Madrid should be to
resolve this problem.
Until 1989, the portion of NATO's Eastern flank bordering its direct
adversaries consisted only of Germany, Greece and Turkey. In each of these
countries there was a distinct "Cold War" political settlement, with a political
establishment compliant with US wishes and a deep state dedicated to
containing those who were not. Put bluntly, the USA could easily square the
governments of these three front line countries with the demands of
forward defence.
In 2022, by contrast, with the accession of Finland and Sweden, NATO's land
flank alone will stretch continuously from the Arctic Circle to the Black Sea,
placing eight former Warsaw Pact states, with highly diverse political and
military "styles", on the front line, alongside Turkey where democracy is
seriously attenuated, and Finland which may be reluctant to host foreign
troops and nuclear weapons.
In the process of making it, NATO's leaders have to address honestly the
question: how did we get from 2010 to here? How did we get from blithe
assumptions about the permanence of peace, to Western troops scrambling
to escape the collapsing order in Kabul, and the sudden eruption of military
aggression from Russia, with all traditional deterrent measures failing?
Almost nothing within the official process asks that question. The author has
no access to the internal documents, but of the public ones only the NATO-
PA report explicitly queries the conduct of the Afghan mission, and the
former obsession with out-of-area operations.
As a result, the Madrid Summit stands at risk of showing that, while NATO
may be an adaptive organization, it is not a learning one. It may change tack
abruptly, but never explain to itself, or its component electorates, why.
THE SHADOW
How did we get from blithe
assumptions about the permanence
CONTRIBUTIONS
of peace to the disorder at Kabul As to the various "shadow" contributions that have achieved reference
airport and the sudden military status in the run-up to Madrid, they contain useful insights, but pull in
different directions and are out of date:
aggresion against Ukraine?
The Reflection Group report (TRG), completed in November 2020 identifies,
albeit in euphemistic language, the major problem: that democratic
resilience within NATO is threatened by the emergence of numerous anti-
democratic actors (implicitly Hungary, Turkey). As a result, though it stands
in need of exerting quasi-sovereignty over its members - in terms of
contribution, interoperability, collaborative R&D in emerging technologies -
the risk is that the Alliance shatters under the strain of systemic conflict with
Russia and systemic competition with China.
The Alphen Group report (TAG) leans towards solving this problem by
mandating the European and Canadian allies to achieve tough resource goals
- e.g. contributing 50% of all combat power by 2030 - which it labels
"strategic responsibilities". The TAG report's clear agenda is to allow the USA
to face towards China as a priority, leaving NATO's centre of gravity in
Europe, with consequent need to upgrade of Europe's military capabilities
and spending. This "China hawk" agenda, though on the back burner
because of Ukraine, remains strong within American security thinking.
The Elcano Institut Real (EIR) "One Plus Four" report, mandates NATO to
focus on one overarching goal - building alliance cohesion - and add
democratic resilience to its present three core tasks (deterrence, crisis
management and co-operation). Published in December 2021, it is the most
recent shadow contribution and summarizes NATO's diplomatic challenges
as (1) Democratic resilience (2) China (3) European strategic autonomy (4)
Learning the lessons of Afghanistan, (5) the future of arms control, including
emerging disruptive tech (EDT).
All three reports mention human security and climate change, though
without much in the way of concrete proposals.
But all of the public contributions so far fail accurately to express the actual
decision that lies before NATO, which is: where to fight, where not to fight,
how to formulate strategy between fractious allies, how prevent the erosion
of the democratic principles we are supposed to be fighting for, and how to
How can NATO defend its
mobilize populations jaded by two decades of "out of area" warfare in the
territories, values and economic global south, with questionable outcomes.
security while enhancing
This report, written after the Russian attack on Ukraine, proposes an
democratic resilience? Alternative Strategic Concept. Its purpose to show what NATO could be like
if the democratic, high-welfare societies who will form the European centre
of gravity could - in alliance with their Canadian and US liberal political allies
- set the agenda.
Having begun in crisis management mode, key countries within NATO moved
to active deterrence of the Russian threat.
The route to security co-operation with Russia and Belarus lies through the
withdrawal of the two draft treaties; withdrawal of Russian troops from all
Ukrainian territory; the payment of reparations by Russia to Ukraine and
other countries affected by disruptions to energy and food security; the
return of over a million abducted Ukrainian citizens; and Russia's assent to
new security guarantees for Ukraine.
NATO should not aim to change the government of the Russian Federation
by force; nor should it wish to destabilize Russia beyond what is necessary
for its defeat in Ukraine; nor does it have any territorial claim on Russia.
Though each state brings its own defence/security tradition to these tasks, a
social-democratic solution to generating and sustaining the larger forces,
and longer logistic routes needed for forward defence would favour the
creation of territorial defence, trained reserves and democratically
controlled gendarmeries alongside professional armed forces.
STRATEGIC PRINCIPLES
The Alternative Strategic Concept is framed around the following principles,
formulated as answers to the challenges outlined in the EIR's "One Plus
Four" report.
The proposed text is outlined in the right column - with key proposals and
changes from 2010 pointed out on the left.
1.
NATO's fundamental and enduring purpose is to secure the freedom and
security of all its member states, and their peoples, through political and
military means.
The nature of the threat has In a world destabilised by emerging Great Power rivalries and totalitarian
changed from general dictatorships, NATO is committed to restoring the rules-based global order,
instability to systemic and to seeking strategic security co-operation with all countries committed
competition and conflict. to dialogue and peace.
Democratic resilience is key to In the process, its members recommit themselves to the practice of
survival. democracy, to observance of international law, and to non-selective
membership of the core institutions of that order, including the ICC.
Defensive nature of the Alliance
is stressed. We reiterate NATO's fundamental purpose: it an alliance for self-defence
only, and not for power projection beyond its immediate periphery.
2.
NATO member states form a unique community of values, committed to
the principles of individual liberty, democracy, human rights and the rule of
law. We regard these principles to be universal.
As in 2010 but emphasises
universality of our principles. The Alliance is firmly committed to the purposes and principles of the
Charter of the United Nations, and to the Washington Treaty, which affirms
the primary responsibility of the Security Council for the maintenance of
international peace and security.
3.
NATO is a Euro-Atlantic security alliance. Its strategy over the next 10 years
will be to deter threats to peace and security in the North Atlantic, the High
North, Europe, the Mediterranean and the Black Sea (hereafter called the
Euro-Atlantic Area).
Any security issue of interest to any Ally can be brought to the NATO table,
to share information, exchange views and, where appropriate, forge
common approaches.
At the Madrid Summit, NATO and the EU will aim to integrate their
geopolitical strategies and decision-making processes.
6.
The scale of the threats outlined above requires not only the
Specific committments to reduce modernisation of NATO armed forces, and enhanced inter-operability, but
intra-NATO tensions and allow EU the substantial expansion of available combat power.
into grand strategy role. Gives
NATO co-ordinating role in EDTs The Military Committee will be tasked to author a new strategic posture
and doctrine, covering the full spectrum of the hybrid, conventional,
cyber, space and nuclear domains.
To mobilise the people and resources needed to meet this challenge, all
defence and research investment should aim to achieve social and
economic multiplier effects, boosting growth, productivity and social
cohesion.
7.
The Euro-Atlantic area is today under threat of conventional, nuclear and
hybrid attack by Russia and its allies. The threat from Russia is currently
high. This situation results from the failure of the deterrence strategies
8.
The immediate conventional threat is that Russia, in its unfinished war
against Ukraine, escalates to conventional strikes against supply routes in
NATO countries, airspace or territorial waters, or against the space
platforms of NATO countries. The immediate nuclear, biological, and
chemical threat consists of repeated Russian signalling of its intent to cross
these thresholds, under the guise of a false-flag attack by NATO, and in
repeated calls by members of the Russian power vertical for a pre-
emptive, tactical nuclear strike on one or more NATO members.
8.A
China's emergence as a rival superpower to the USA, with global military
reach, has altered the power balance decisively. While China is not NATO's
adversary, it has - in the 4 February 2022 joint declaration with Russia -
declared an era of systemic competition with the West, not just over
spheres of influence but over the values of democracy, universality, and
individual freedom.
China and Russia's stated aim is to replace the rules-based global order,
based on universal rights, with a three (or four) great power game, where
all values become relative.
9.
The proliferation of nuclear weapons and other WMDs, and their delivery
methods, threatens incalculable consequences for global stability.
Russia's threat of first nuclear use, should NATO come directly to the aid
of Ukraine, changes the terms of reference for deterrence. It requires that
NATO respond with a new, integrated concept of deterrence, including
intelligence, economic warfare, conventional deterrence across all five
domains and an enhanced mix of weapons and platforms - alongside
proactive and explicit signalling to deter any pre-emptive use of nuclear
weapons.
10.
Terrorism poses a direct threat to the security of the citizens of NATO
countries, and to international stability and prosperity more broadly.
Extremist groups - not just jihadi extremists but also from the domestic
and international far right - continue to spread to areas of strategic
importance to the Alliance, and within the alliance itself. Modern
technology increases the threat and potential impact of terrorist attacks,
in particular if terrorists were to acquire nuclear, chemical, biological or
radiological capabilities.
11.
Instability or conflict beyond NATO borders can directly threaten Alliance
security, including by fostering extremism, terrorism, and trans-national
illegal activities such as trafficking in arms, narcotics and people.
The US pullout from Kabul in August 2021 was a defeat for a key member
of the alliance, squandering such gains that were achieved by ISAF/OP
RESOLUTE FREEDOM, from which NATO itself must draw lessons.
This came after a decade in which state and state-aligned offensive cyber
capabilities proliferated rapidly. This year alone, Ukraine, the Marshall
Islands, Andorra, Pakistan, Greece have all been victims of offensive cyber
by state or quasi-state actors.
13.
The biggest strategic change triggered by the Russia-Ukraine war will be in
patterns of trade and energy consumption.
In response to the West's trade and energy actions, China has begun to
agitate for an "anti-sanctions bloc" - described by some proxy supporters
of Beijing as a "new non-aligned movement".
The result of these financial, trade and energy realignments has been to
seriously reverse the process of globalization; to stimulate the formation
of politicized trading blocs centred on two totalitarian states (Russia and
China).
It is likely, in the process, that damage to the supply side of the world
economy will begin to stimulate debt defaults by states against each other,
and against the private sector, and disruptions to energy and food security,
raising the risk of a serious global recession.
(d) Russia's turn to hybrid warfare and its evolution into an existential
challenge for Western democracies. Through a mixture of financial
manipulation, corruption, organized crime, disinformation, cyberattacks,
economic sabotage, electoral interference, blackmail, assassinations,
irregular armed forces and regular forces, Russia has developed a modus
operandi for rendering a "victim state" powerless to resist its diplomatic
demands and military aggression.
15.
Climate change, together with the economic and social disruptions
triggered by the Covid-19 pandemic, has become a major driver of
instability, not only at the periphery of NATO but in its core countries.
Extreme weather events, droughts, fires and melting ice caps all
potentially create new dynamics of conflict, and new demands on the
military to provide support to the civil power.
The IPCC's Special Report on Global Warming (2018) mandates the world
Identifies climate change both as a to achieve zero net carbon target by 2050. The military, which is estimated
responsibility of NATO and a driver to emit 6% of all carbon, has a duty to adapt, both by reducing and
of instability. Adds human security offsetting its emissions. While such competencies will remain national,
as an objective. NATO has a role to play both in situational awareness of climate risks,
pandemic risks and wider biological security.
Their causes are not just Russian or Chinese soft power and hybrid
Critiques the democratic decay of aggression, but a decade of austerity, rising inequality, the emergence of
NATO countries and mandates unaccountable platform monopolies prepared to weaponize dissent, and
democratic resiliance as the atomization of old hierarchies by the emergence of the networked
precondition of effective self individual.
defence.
This, in turn, undermines NATO's capacity for collective self-defence. It
undermines the raison d'etre - the defence of democracies; it undermines
consent for military intervention; it undermines the cohesiveness of some
societies; it fuels the desire for independence and autonomy among
national and religious minorities.
Until Russia withdraws its troops from Ukraine, and the two Draft Treaties
of December 2021, the Alliance will consider the Russian Federation to be
its declared adversary and the primary threat to global security.
17.
Deterrence is the core element of NATO's strategy. In response to the
breakdown of the nuclear non-proliferation/strategic arms limitation
architecture, the commonly accepted norms of strategic deterrence have
been disrupted. Deterrence is further disrupted by the rise of EDTs.
NATO, and its member countries, reiterate their refusal to use or store
chemical and biological weapons, and call on all other countries to match
this commitment.
Major commitment: No first use of At the Madrid conference, NATO's three nuclear powers hereby commit
nuclear weapons and "sole themselves to no first use of nuclear weapons. Nuclear weapons are held
purpose" statement. for the sole purpose of deterring nuclear attack on NATO and its member
states.
19.
We will ensure that NATO has the full range of capabilities necessary to
Specific proposals on capabilities deter and defend against any threat to the safety and security of our
and force size. These are notional, populations. Therefore, we will:
but represent an increase on the 30
-30- 30 plan (30 battalions, • Maintain and modernize our nuclear forces (within existing
warships and air squadrons) commitments to the NPT); enhance and modernize our conventional
forces across all five domains; and aim to achieve strategic superiority
and sovereignty in the sphere of Emerging and Disruptive
Technologies.
• Transform the enhanced Forward Presence (eFP) into a Strategic
Forward Presence, deploying no fewer than 10 Brigades/BCTs [subject
to risk assessment by the military arm] to Estonia, Latvia, Lithuania
Though it is not in the text, a left
and Poland; and a further 3x Brigade/BCT sized Southern Rapid
"solution" to the problem of
generating a force of this size Reaction Force to Bulgaria, Romania and Turkey.
would be to develop, alongside • The deployed BCTs will form warfighting divisions.
professional armies, paramilitary
• Transform the Joint Expeditionary Force into a NATO-led Northern
gendarmeries and extensive
Rapid Reaction Force for the defence of the Arctic and Nordic regions.
trained reserves.
• Enlarge both Standing NATO Maritime Groups into forces capable of
conducting strategic access operations.
• Create an air/missile capability of at least 30 squadrons designed both
for the defence of Euro-Atlantic airspace and the attrition/interdiction
of Russian threats across all domains.
• Continue to invest heavily in missile defence.
• Create a Black Sea Littoral Defence force capable of significant A2/AD
operations in the Western Black Sea.
• Create a central offensive cyber capability.
Both the people and leadership of the Russian Federation must be left in
no doubt that NATO will meet any attempt to seize NATO territory, or to
deny freedom of navigation at sea, with the comprehensive destruction of
any force that attacks us.
3% GDP spending commitment. To achieve these goals, NATO countries commit at Madrid to increase
defence spending to at least 3% of GDP by 2025.
Crisis management secondary to However, in the new circumstances of systemic competition and conflict,
democratic resilience and NATO's crisis management function will be secondary to the core tasks of
defence/deterrence. democratic resilience and deterring the Russian threat. For the forseeable
future NATO's crisis management functions will be focused on its
immediate geographic periphery.
21.
NATO's interventions into Afghanistan, Libya and Iraq have failed. Each
Commitment to learn lessons from
was a military success, at great human cost, but a geo-strategic failure. In
out of area operations. the process, these interventions undermined the consent of Allied
populations for military actions, and fuelled the ability of Russia and China
to portray NATO as a global aggressor.
We will prove to the world, and to the Allied electorates, that NATO is a
learning organisation.
22.
Commitment to lessons learned The best way to manage conflicts is to prevent them from happening.
from failure of diplomacy, NATO will continually monitor and analyse the international environment
deterrence and risk assessment to anticipate crises and, where appropriate, take active steps to prevent
over Russia. them from becoming larger conflicts. We will conduct a lessons-learned
study into the years 2014-22, during which NATO's signalling to the
Russian Federation did not produce stability in the Black Sea region.
23.
Critique of Afghanistan/Libya. NATO hereby rejects the concept of "conflict management" beyond its
immediate periphery. The conflicts in Libya and Afghanistan were not
effectively managed. All localised conflict is now, effectively, subsumed
within the systemic conflict declared by Russia/China, and all interventions
have to be calibrated against the core goals: deter Russia, contain China,
enhance democratic resilience and Alliance cohesion.
25.
Scale back out of area crisis NATO will develop a crisis management module consisting of
management functions and • globally deployable rapid reaction force consisting of military, medical,
ambitions. crisis relief and humanitarian capability
• enhanced intelligence sharing
• an integrated doctrine for civilian, military and information operations
drawing on the lessons of Afghanistan, Iraq and Libya
• a training capability for local forces in crisis zones, with the aim of
handing control and ownership of crisis management to local forces as
soon as the crisis is stabilized.
We remain resolved to seek a safer world for all and to create the
conditions for a world without nuclear weapons in accordance with the
goals of the Nuclear Non-Proliferation Treaty, in a way that promotes
international stability, and is based on the principle of undiminished
security for all.
Realism on conventional However, in response to the increased threat, we recognize that, for all
disarmament. Off agenda until member states conventional disarmament is currently off the agenda.
security co-operation is
established. As NATO countries increase arms spending, and grow their armed forces,
will take steps to ensure the need for increased resources does not
Commitment to climate and human conflict with the vital tasks of combating climate change and enhancing
security. human security.
Our goal of a Europe whole and free, and sharing common values, would
be best served by the eventual integration of all European countries that
so desire into Euro-Atlantic structures.
New conditions on open door The door to NATO membership remains open to all European democracies
policy, implicitly critical of NATO which:
diplomacy pre-24 February.
• share the values of our alliance;
• are willing to assume the responsibilities and obligations of
membership;
• whose territorial borders are not subject to conflict;
• which are at peace;
• which can demonstrate high standards of democratic resilience and
• whose inclusion can contribute to common security and stability.
28.
The promotion of Euro-Atlantic security is best assured through a wide
network of partner relationships with countries and organizations around
the globe. These partnerships make a concrete and valued contribution to
the success of NATO’s fundamental tasks.
30.
We will enhance our partnerships through flexible formats that bring
NATO and partners together – across and beyond existing frameworks:
• We are prepared to develop political dialogue and practical cooperation
with any nations and relevant organisations across the globe that share
our interest in peaceful international relations and democracy.
Recognition of desire for strategic • We will be open to consultation with any partner country on security
autonomy in response to US issues of common concern.
democratic fragility and • We will give our operational partners a structural role in shaping
isolationism. strategy and decisions on NATO-led missions to which they contribute.
• We will further develop our existing partnerships while preserving their
specificity.
EU to become NATO member.
31.
Cooperation between NATO and the United Nations continues to make a
substantial contribution to security in operations around the world. The
Alliance aims to deepen political dialogue and practical cooperation with
the UN, as set out in the UN-NATO Declaration signed in 2008, including
through:
• enhanced liaison between the two Headquarters;
• more regular political consultation; and
• enhanced practical cooperation in managing crises where both
organizations are engaged.
We note the exit of the UK from the EU, and recognise that it will
continute to make a significant contribution to these efforts, as will other
non-EU allies.
NATO and the EU can play a mutually reinforcing and supporting role in
restoring peace and security.
33.
NATO will remain fully alert to deter aggression from Russia across all five
domains of warfare, and in the hybrid space of democratic resilience, food
and energy security.
NATO's overt aim in the Ukraine conflict, compliant with our duty to
ensure the collective security of Alliance members, will remain as follows
States conflict aim with regard to until a comprehensive peace agreement is reached with Ukraine:
Russia/Ukraine.
• To weaken Russia militarily and economically so that it cannot
pose a future threat to any neighbouring country on the scale of
the Ukraine operation.
• To ensure Ukraine remains an independent, sovereign country
capable of defending its own territory.
• To build the capacity of the Russian people for a transition to
democratic government and compliance with the rule of law
34.
The Russian Federation has violated the principles and commitments of
States longterm desire for security the NATO-Russia Founding Act. It has reversed the democratization of
co-operation with Russia, and society; its security doctrine is based on aggression; it has escalated both
conditions for it. its conventional and nuclear capabilities, while waging an overt hybrid
offensive against the West; it has broken every pledge to reduce nuclear
and conventional forces; it has destroyed the biggest OSCE monitoring
mission. It has issued two unilateral draft treaties demanding the reversal
of democratization and sovereignty in Eastern Europe and a veto over all
future developments in the security of Europe.
Any future common security arrangement between NATO and Russia lies
at the other side of a comprehensive reversal of these behaviors. Having
ended formal co-operation in 2014, NATO hereby states that it regards
Russia in breach of the NATO-Russia Founding Act.
We attach great importance to peace and stability in the Gulf region, and
we intend to strengthen our cooperation in the Istanbul Cooperation
Initiative. We will aim to:
• Enhance consultations and practical military cooperation with our
partners in the Euro-Atlantic Partnership Council;
• Broker an agreement for multilateral security guarantees for Ukraine,
once an interim peace agreement has been reached with Russia;
maintain the long-term offer of membership action plans for Ukraine
and Georgia subject to the new conditionality outlined above.
• Facilitate the Euro-Atlantic integration of the Western Balkans, with
the aim to ensure lasting peace and stability based on democratic
values, regional cooperation and good neighbourly relations;
• Deepen the cooperation with current members of the Mediterranean
Dialogue and be open to the inclusion in the Mediterranean Dialogue
of other countries of the region;
• Develop a deeper security partnership with our Gulf partners and
remain ready to welcome new partners in the Istanbul Cooperation
Initiative.
36.
Unique in history, NATO is a security Alliance that fields military forces
Recognises NATO's global able to operate together in any environment; that can control operations
responsibilities. anywhere through its integrated military command structure; and that has
at its disposal core capabilities that few Allies could afford individually.
38.
We, the political leaders of NATO, are determined to continue renewal of
Stresses the need to defend our Alliance so that it is fit for purpose in addressing the 21st Century
democracy, mitigate climate security challenges, namely:
change and enhance human • the defence of democracy, the rule of law and the rules-based
security as non-negotiable tasks. international order
• mitigating climate change and the challenges to economic stability and
human security it is creating
Restates purpose. A defensive NATO will act as a defensive shield against the rise of totalitarianism
democratic alliance against globally. We will defend every citizen of the Allied states against
totalitarianism and aggression. totalitarianism and aggression. We regard every human being as having
inalienable, universal rights as enshrined in the UN Declaration of Human
Rights.
REFERENCES
Ford and Hoskins: Radical War: Data, Attention and Control in the Twenty-
First Century (2022)
Barber and Harrison: The Soviet Home Front 1914-1945: A Social and
Economic History of the USSR in World War (1991)
AUTHOR
Paul Mason is a journalist and author based in London, a member of
Britain's Labour Party and active in Ukraine Solidarity Campaign. Published
on Medium and as PDF by Exarcheia Ltd. @paulmasonnews