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ORIGINAL ARTICLE

Epidemiology of common mental disorders: Results from “National Mental


Health Survey” of India, 2016
Pavithra Jayasankar, Narayana Manjunatha1, Girish N. Rao2, Gopalkrishna Gururaj3, Mathew Varghese,
Vivek Benegal4, NMHS India National Collaborator Group
Department of Psychiatry, National Institute of Mental Health and Neurosciences, 1Department of Psychiatry, Tele‑Medicine
Centre, National Institute of Mental Health and Neurosciences, 2Department of Epidemiology, Centre for Public Health,
National Institute of Mental Health and Neurosciences, 3Department of Epidemiology, WHO Collaborative Centre for
Injury Prevention and Safety Promotion, Centre for Public Health, National Institute of Mental Health and Neurosciences,
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4
Department of Psychiatry, Centre for Addiction Medicine, National Institute of Mental Health and Neurosciences,
Bengaluru, Karnataka, India

ABSTRACT

Background: Despite their higher prevalence, the Common Mental Disorders (CMDs) are under‑recognized and
under‑treated resulting in huge disability. India, home to one‑fifth of the global population, could offer insights for
organizing better services for CMDs. However, the prevalence and resultant disability in the general population is
unknown, and consequently, gaps in management or plan for services are enormous, by default overlooked.
Aim: Estimating the current prevalence, disability, socioeconomic impact, and treatment gap of CMDs in a nationally
representative sample from India. We attempt to identify the missed opportunities and list priorities for planning.
Methodology: The National Mental Health Survey of India (2016) is a multisite nationwide household survey conducted
across India using a uniform methodology. Overall, 39,532 adults were surveyed with a response rate of 88%. Diagnoses
are based on the Mini International Neuropsychiatric Interview 6.0.0. CMDs for this analysis include depressive and
anxiety disorders (generalized anxiety disorder, social phobia, agoraphobia, panic disorder, obsessive‑compulsive
disorder, and posttraumatic stress disorder).
Results: The weighted prevalence of current CMDs was 5·1% (95% CI: 5.06–5.13). Prevalence was highest in females,
among the 40–59 years of age group, and in metros. Nearly 60% of them reported disabilities of varying severity. The
treatment gap was 80·4%. On average, patients and their families spent ₹1500/month towards the treatment of CMDs.
Conclusions: This survey gives valuable insights regarding the disability and treatment gap due to CMDs and is imperative
for reframing mental health policies and planning interventions. This study also suggests an international investigation to
understand the difference in the prevalence of CMDs in developing versus developed countries.

Key words: Anxiety disorders, common mental disorders, depressive disorders, India, national mental health survey, prevalence

Address for correspondence: Dr. Narayana Manjunatha,


Department of Psychiatry, National Institute of Mental Health
and Neurosciences, Bengaluru ‑ 560 029, Karnataka, India.
E‑mail: manjunatha.adc@gmail.com, nmhs.nimhans@gmail.com
This is an open access journal, and articles are distributed under the terms of
Submitted: 21-Oct-2021,  Revised: 06-Nov-2021, the Creative Commons Attribution‑NonCommercial‑ShareAlike 4.0 License,
Accepted: 30-Nov-2021,  Published: 21-Jan-2022 which allows others to remix, tweak, and build upon the work non‑commercially,
as long as appropriate credit is given and the new creations are licensed under
the identical terms.
Access this article online
Quick Response Code For reprints contact: WKHLRPMedknow_reprints@wolterskluwer.com
Website:
www.indianjpsychiatry.org
How to cite this article: Jayasankar P, Manjunatha N, Rao GN,
Gururaj G, Varghese M, Benegal V, NMHS India National
DOI:
Collaboarator Group. Epidemiology of common mental
disorders: Results from “National Mental Health Survey” of
10.4103/indianjpsychiatry.indianjpsychiatry_865_21
India, 2016. Indian J Psychiatry 2022;64:13-9.

© 2022 Indian Journal of Psychiatry | Published by Wolters Kluwer - Medknow 13


Jayasankar, et al.: Common Mental Disorders in India’s National Mental Health Survey, 2016

INTRODUCTION and elsewhere.[10,11] In summary, NMHS 2016 was a large


population‑based study conducted across 12 states of India
Common mental disorders (CMDs) encompassing neurotic using a multi‑stage, stratified, random cluster sampling
and nonpsychotic affective disorder refers to two major technique based on probability proportionate to size at
symptom dimensions – depression and anxiety and[1] each stage (MSRS‑PPS) and sampled nearly two‑thirds of
are “common” because they are widely prevalent in the the population of India. As per India’s census 2011, each
community and primary care.[1] CMDs are regarded as inhabited village constituted the rural cluster, and each
“invisible disorders” as they are often overlooked by patients, ward in the urban area formed the metro/nonmetro urban
caregivers, health professionals, and policymakers yet cause cluster.
significant health burdens. International Classification of
Diseases 10th Edition (ICD‑10)[2] classifies CMDs as: “neurotic, All adults 18 years and older were included. All eligible
stress‑related and somatoform disorders” and “mood adult respondents within the identified household were
disorders.” Due to the high degree of comorbidity between interviewed. Persons who could not be interviewed
sub‑categories and the similarity in epidemiological profiles even after three visits were considered nonresponders.
and treatment responsiveness,[3] the CMDs construct is a more A rigorous attempt was made to include all eligible people
practical and valid concern for public health interventions. in the study.
Fortunately, there has been a growing recognition of the
disability caused by CMDs globally and of late in India also. We obtained ethical clearance from the Institute Ethics
Depressive and anxiety disorders contributed to 7·5% and Committee of “National Institute of Mental Health and
3·4% of years lived with disability (YLD).[4] Neurosciences,” Bengaluru, India, and corresponding IECs
of partner institutions in each state. Obtained informed
A World Health Organization (WHO) analysis emphasized that consent from the respondents before conducting the
for every $1 invested in the scaling‑up treatment of depressive interview.
and anxiety disorders, the return is $4 in terms of health and
economic benefits.[5] This return‑on‑investment underscores The Mini‑International Neuropsychiatric Interview (MINI)
the strong recommendation for greater investment in mental version 6.0.0[12] was used to diagnose CMDs. The MINI is
health services for CMDs in every country.[6] a structured diagnostic tool for screening and diagnosing
mental disorders as per ICD‑10 in multiple Indian
India hosts 17.7% of the global population,[7] but very few languages. Other instruments used were the Sheehan
epidemiological studies have estimated the prevalence Disability Scale,[13] a specially designed questionnaire
of CMDs or their burden. The World Mental Health exclusively for this NMHS survey to assess treatment, and
Survey (WMHS) India component observed the past healthcare‑seeking pattern to evaluate the treatment gap
12‑month prevalence of CMDs to be 5.5%,[8] and this included and socioeconomic impact. The NMHS field team conducted
anxiety disorders, depressive disorders, and substance use diagnostic interviews at each state with a psychology/social
disorders (SUDs) and three sub‑types (specific phobia, panic work/communications and rural development background.
disorder, generalized anxiety disorder [GAD]) were estimated The training for the data collection team conceptually relied
among anxiety disorders. However, researchers did not on SEE–PRACTICE–CONDUCT–REFINE principle and was
include agoraphobia, social phobia, obsessive‑compulsive conducted over 7–8 weeks in a uniform training schedule.
disorder (OCD), and posttraumatic stress disorder (PTSD). Further complete detail is available elsewhere.[10]
There are no other existing nationally representative
studies on CMDs in India. However, the prevalence of CMDs For the present communication, depressive disorder (without
among the geriatric population from NMHS 2016 is already psychotic symptoms) and anxiety disorders were included
published.[9] as CMDs. Anxiety disorders comprised GAD, panic
disorder, social anxiety disorder, agoraphobia, PTSD,
This analysis from the National Mental Health and OCD. Diagnosis of all the above disorders was as per
Survey (NMHS) of India (2015‑2016) focuses on the current ICD‑10 ‑ Diagnostic Criteria for Research. The current
prevalence of CMDs among all adults (18 years and above), prevalence refers to the last month for social phobia,
its sociodemographic correlations, disability burden, agoraphobia, panic disorder, PTSD, 6 months for GAD, and
treatment gap, and its socioeconomic impact with an 2 weeks for depressive disorder.
attempt to identify missed opportunities and list priorities
for planning services. Considering the unequal probability of selection and
nonresponse rates, the weighted prevalence estimates
METHODOLOGY were derived for CMDs. All estimates are presented with
95% CIs. Multiple logistic regression was done considering
A detailed description of the methodology is available CMDs as the dependent variable and sociodemographic
online (http://indianmhs. nimhans.ac.in/nmhs‑reports.php) characteristics (i.e., gender, age, education, occupation,

14 Indian Journal of Psychiatry Volume 64, Issue 1, January-February 2022


Jayasankar, et al.: Common Mental Disorders in India’s National Mental Health Survey, 2016

marital status, and place of residence) as independent 1.53 times higher than males. Furthermore, people residing
variables considered necessary from a clinical and public in metro urban cities had 1.86 times higher risk than those
health implication for identifying risk factors associated with living in rural areas.
CMDs. The adjusted odds ratio was calculated. IBM SPSS
(Statistical Package for Social Sciences) version 27.0 from Nearly two‑third of individuals had reported disability
International Business Machines Corporation, New York, either at work or family or social life due to CMDs. Of
USA[14] was used for all analyses. which, almost 50% had moderate or more disability due to
CMDs [Table 3].
RESULTS
Socioeconomic impact assessment [Table 4] showed that
Across the 12 states of India, identified 10,610 households nearly one out of 2 patients had difficulties with activities
for the survey, and among these, 9666 households were of daily life and thus “could not do as usual” and quantified
surveyed (household response rate of 91·1%). Thirty‑nine that they had either inability/reduced ability to work at
thousand five hundred and thirty‑two eligible adults least 10 days in a month. Family members, on average,
18 years and above were contacted, and 34,802 were 2 days/month, had to forgo work to take care of patients
finally interviewed (individual response rate 88.0%). The age with CMDs, which points out the social impact of CMDs.
and gender composition of the surveyed population were Median monthly expenditure incurred due to health
similar to the population of India as per Census 2011: 52% and treatment‑related costs were estimated at around
of the sample were females and 48% there was a more ₹1500/month.
significant proportion of the elderly; 34% belonged to the
18–29 age group, while 16% were above 60 years. Nearly Overall the treatment gap of CMD was estimated to be
75% of the study samples were married, and 68% were from around 80·4% and was slightly greater amongst females
rural areas. Around 51% of respondents were unemployed, 81·5%. The treatment gap at urban nonmetro (87·4%)
and 24% were “not literate.” is surprisingly higher than rural (79·7%) and urban
metro (77·7%) populations [Table 5].
The overall weighted prevalence of current CMDs was
5·1% (95% confidence interval [CI]: 5·06–5·13) [Table 1]. DISCUSSION
The prevalence of CMDs was highest at age 50–59 years
compared with other age groups (5.71% in 40–49, 6·03% in This NMHS is the first nationwide epidemiological survey
50–59, and 5.87% in those above 60). Higher prevalence was with a large population sample and rigorous methodology
amongst females (5.79% 95 CI 5.46–6.14), those with lesser which estimated the prevalence, disability, and treatment
education (illiterate [6.03%, 95% CI 5.54–6.55] and primary gap of psychiatric disorders across different states in India
education [5.68%, 95% CI 5.13–6.28]), being unemployed from the representative general population. Of the 39,532
(5.09%, 95% CI 4.78–5.42), married (4.93%, 95% CI 4.67–5.20) individuals surveyed, the response rate was 88%. The
and those residing in metro urban areas (8.11%, 95% CI sample size was large and representative compared to the
7.32–8.96). earlier survey (24,371 individuals in Sagar et al., 2017) with
a similar response rate. The inclusion of agoraphobia, social
The current prevalence of depressive and anxiety phobia, OCD, and PTSD in the estimation of CMDs is a value
disorders (including PTSD and OCD) is 2·68% and 2·94%, addition.
respectively. The current prevalence was higher among
females in both depressive (female: 3.01% vs. male: 2.4%) and While earlier Indian data estimated the prevalence of
anxiety disorders (female: 3·69% vs. male: 2·14%) [Table 1]. neurotic disorders to be in the range of 5.8%–7.3%,[15,16] the
overall weighted current prevalence of CMDs in the present
Table 2 shows the multiple logistic regression analysis for study was 5.1% (95% CI: 5.06–5.13). These numbers translate
various sociodemographic factors associated with CMDs. to 70 million Indian adults suffering from CMDs. Consistent
Among the sociodemographic variables, gender, age and with the literature, CMDs were higher in females[17,18] and
residence were found to be significantly associated with those above 40 years. This result brings the need for more
CMDs. The risk of CMDs among females was found to be research into the impact of CMDs on work productivity and

Table 1: The current prevalence of common mental disorders (n=34,802)


Total Male Female
n (%) 95% CI n (%) 95% CI n (%) 95% CI
Any CMD 1683 (5.1) 5.06‑5.13 628 (3.79) 3.50‑4.08 1055 (5.79) 5.46‑6.14
Depressive disorders 881 (2.68) 2.65‑2.71 350 (2.4) 2.39‑2.47 531 (3.01) 2.96‑3.04
Anxiety disorders (with PTSD and OCD) 959 (2.94) 2.92‑2.97 336 (2.14) 2.11‑2.18 623 (3.69) 3.65‑3.74
PTSD – Posttraumatic stress disorder; OCD – Obsessive‑compulsive disorder; CMD – Common mental disorder; CI – Confidence interval

Indian Journal of Psychiatry Volume 64, Issue 1, January-February 2022 15


Jayasankar, et al.: Common Mental Disorders in India’s National Mental Health Survey, 2016

absenteeism.[19] That metro had a higher prevalence of CMDs The overall treatment gap of CMDs was 80.4%, more significant
adds to the growing evidence of the impact of urbanization in nonmetros and amongst females. This is the first time that
in the development of mental disorders.[20] disability has been enquired in India in a community‑based
survey. The present study found that around two‑third (60%)
reported disability, underscoring the urgent need for
Table 2: Multiple logistic regression analysis for factors
planning services. Substantive disability compounded with
associated with current common mental disorders
a huge treatment gap increases disability‑adjusted life years
(n=1683)
and YLD and adds to higher economic costs.[21] As most CMDs
Adjusted OR 95% CI P
affect one’s productive years, it can lead to absenteeism
Gender
leading to less productivity and increased job strain, etc.[22]
Male (reference) 1.0
Female 1.53 1.41‑1.72 <0.001
Age The Portugal‑WMHS estimated disability among CMDs
18‑29 (reference) 1.0 to be only 14.6%.[23] The reason for this vast difference
30‑39 0.72 0.59‑0.85 <0.001 between Portugal‑WMHS and NMHS samples has to be
40‑49 0.89 0.74‑1.05 0.18
interpreted carefully. WMHS study has used WHODAS 2.0
50‑59 1.04 0.87‑1.23 0.64
>60 1.06 0.89‑1.26 0.49 to measure disability, including cognition and self‑care
Education components, which are less likely to be affected in CMDs.
Illiterate 1.0 Indian sites WMHS in 2005 showed that the treatment gap
Primary 1.05 0.91‑1.21 0.48 for CMDs was around 95%.[8] This change in the treatment
Secondary 0.96 0.82‑1.13 0.67
gap can be taken on a positive note that the treatment
High school 0.76 0.65‑0.90 0.001
Preuniversity 0.75 0.60‑0.91 0.006 gap has improved over a decade, which could be due to
Graduate 0.57 0.46‑0.71 <0.001 improved healthcare services over time. However, caution
Others* 0.96 0.41‑2.23 0.93 is the inclusion of SUDs in this considerable treatment
Occupation gap. Conventionally, a large treatment gap is attributed to
Employed (reference) 1.00 stigma, lack of human and financial resources, accessibility,
Unemployed 0.96 0.44‑2.06 0.91
Others* 0.89 0.41‑1.90 0.75
awareness among the public, etc.[24] The treatment gap
Marital status for CMDs in NMHS was higher in the urban area (87·7% in
Single (reference) 1.0 nonmetro urban). Although nonintuitive, huge treatment
Married 1.18 1.18‑0.54 0.67 gaps are also due to unevenly distributed resources, leaving
Divorced/separated 1.15 1.15‑0.53 0.71 the transition location of urban areas “orphans” compared
Residence
Rural (reference) 1.0
to metro and rural areas.[25]
Nonmetro urban 0.84 0.73‑0.97 0.02
Metro urban 1.86 1.64‑2.11 <0.001 Are the prevalence of the CMDs on the rise in last decade?
OR – Odds ratio; CI – Confidence interval, *Means missing data Sagar et al.[8] reported the 12‑month prevalence of CMDs was

Table 3: Disability in various domains in patients with common mental disorders (n=1509)


Self‑reported No disability, Any disability, n (%*)
disability n (%) Mild Moderate Severe Extreme
Disability at work 598 (39.7) 471 (51.7) 247 (27.2) 132 (14.6) 60 (6.6)
Disability at social life 572 (37.9) 465 (49.6) 273 (29.1) 140 (15) 59 (6.3)
Disability at family life 568 (37.6) 442 (47) 281 (29.9) 139 (14.8) 79 (8.3)
Disability is assessed using Sheehan Disability Scale, *The percentage of grading of any disability is calculated with denominator of any disability as a total.
Missing data (n=174) has been excluded from analysis

Table 4: Socioeconomic impact of current common mental disorders


Difficulties with activities of daily life (n=1509)* n (%)
Could do as usual 871 (57.7)
Could do but not everything 353 (23.4)
Could do only something 179 (11.9)
Extreme or could do nothing 92 (6.1)
Socioeconomic impact Median days/monthly expenditure
Unable to carry out usual activities in the past 30 days (n=742) 10
Reduction of usual activities in the past 30 days (n=721) 10
Family members were not able to go to work in the past 3 months for care of patient 6
Family leisure or social activities was missed 10
Median monthly expenditure (INR) 1500
*Difficulties with activities in daily life - 14 (0.9%) status not known

16 Indian Journal of Psychiatry Volume 64, Issue 1, January-February 2022


Jayasankar, et al.: Common Mental Disorders in India’s National Mental Health Survey, 2016

Table 5: Treatment gap and care characteristics of adult common mental disorders
Variable Overall Male Female Rural Urban nonmetro Urban metro
Treatment gap (%) 80.4 78.5 81.5 79.7 87.4 77.7
Median duration of illness in months 36 36 36 36 48 36
Median interval between onset of illness and consultation in months 4 6 3 4 5.5 4
Median duration of being on treatment in months 36 38 36 36 48 36

5·52% which included SUDs but excluded PTSD, OCD, social its correlations of CMDs (including sub‑threshold) across
phobia, and agoraphobia. However, our study, undertaken the countries.
almost a decade later (2003–2005 vs. 2015–2016), has
observed an increase in the prevalence of CMDs. Similar Given the higher sufferings of CMDs compounded with
to our findings, WMHS estimated the 12‑month prevalence its higher treatment gap and lower accessibility to mental
of mood and anxiety disorders to be in the range of 4.1%– health care and services, there is an urgent need to improve
5.7%[26] in other low‑ and middle‑income countries (LAMIC). psychiatric care in India through its National Mental Health
However, the 12‑month prevalence of mood and anxiety Programme[34] NMHPS operational arm, the District Mental
disorders in higher‑income countries was estimated Health Programme[35] should focus more on CMDs apart from
to be around 9.6%–27.8%. In a large meta‑analysis, the traditional SMDs.[36] The need is also on the task‑shifting
12‑month global prevalence of CMDs was estimated to to primary care in general healthcare settings with
be 17.6%.[27] Hence, our findings are comparable to other impactful, innovative telemedicine on‑consultation training
LAMIC countries and are much lesser than estimates from methods.[37,38] There is also a need for national guidelines
higher‑income countries. of the management of CMDs in primary, secondary, and
tertiary healthcare delivery systems.
Although the lower prevalence of CMDs in India is
comparable with LAMIC, it is lower than in Western From a larger public health point of view, the present
countries. This lower prevalence rate of CMDs in the estimates of 1 in 20 persons with CMDs in India need to be
Indian sample is not exclusive to CMDs; it is also observed seen in context within the spectrum of the noncommunicable
in schizophrenia.[28] Both International Pilot Study on disease.[39] Given the higher prevalence of CMDs among
Schizophrenia[29] and Determinants of Outcome of NCDs.[40] It is recommended to include CMDs in the
Severe Mental Disorders (DOSMED)[30] studies reported management of NCDs for a better course and prognosis.
that the course and outcome of schizophrenia in India Future epidemiological studies should address culturally
were more favorable than in developed countries. This sensitive psychiatric illnesses, i.e., somatization and
lower prevalence of CMDs in India (though comparable dysthymic disorder. The bigger takeaway from this study is
with LAMIC) can be attributable to varying degrees of that mental health planners should now target risk factors
psychosocial, cultural, and economic reasons. In addition, such as urbanization, vulnerable populations (women and
the contribution of individual variabilities such as elderly), etc.
resilience, alexithymia, and “trait” markers of individuals
towards the threshold of mental illness needs to be CONCLUSIONS
considered.[31,32]
The NMHS data on the current prevalence estimate of
Limitations CMD provides ample evidence to recognize CMDs as a
The current prevalence in this study is a more reliable point significant public health problem in India. Considering its
estimate and avoids potential recall bias. This study is not impact on disability and potential economic loss, a major
ruling out the possibilities of under‑estimation of CMDs shift should focus on task‑shifting. Interventions should
in the country because of under‑reporting due to stigma, focus on early detection in primary care, appropriate
exclusion of somatoform disorders (under detection as pharmacological and nonpharmacological interventions,
depressive symptoms may have subsumed under somatic greater accessibility to the community, and lesser health
symptoms), specific phobia and dysthymia, and missing of care costs to the public.
more disabled sub‑threshold or subsyndromal disorders.
Acknowledgments
Implications “NMHS India National Collaborators Group include Pathak
The current study was conducted in the largest representative K., Singh L. K., Mehta R. Y., Ram D., Shibukumar T. M.,
sample with a uniform methodology that provides critical Kokane A., Lenin Singh R. K., Chavan B. S., Sharma P.,
insights to planners and practitioners. We require a Ramasubramanian C., Dalal P. K., Saha P. K., Deuri S. P., Giri
DOSMED type study[33] which includes higher income and A. K., Kavishvar A. B., Sinha V. K., Thavody J., Chatterji R.,
LAMIC countries, to study the differences in prevalence and Akoijam B. S., Das S., Kashyap A., Ragavan V. S., Singh S. K.,

Indian Journal of Psychiatry Volume 64, Issue 1, January-February 2022 17


Jayasankar, et al.: Common Mental Disorders in India’s National Mental Health Survey, 2016

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