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Evaluation of The Ideal Position of The Maxillary Incisor Relative To Upper Lip Thickness
Evaluation of The Ideal Position of The Maxillary Incisor Relative To Upper Lip Thickness
Introduction: The anteroposterior position of the maxillary incisors has been studied since the beginning of
cephalometric research. Most reports of ideal position have been based on measurements made on subjects
with Class I occlusion without consideration of other facial variables. However, the ideal position is reflected
in the soft tissues by the position of the lips. The purpose of this study was to consider the position of the maxillary
incisor relative to other factors, including the thickness of the upper lip, and to evaluate its most aesthetic position
using profile photographs. Methods: The subjects in this study were 130 patients with Class I occlusion; their
sex, age, thickness of the upper lip, and angular position of the maxillary incisor were recorded. From these
130 patients, 70 profile photographs that met the inclusion criteria were chosen for further evaluation. A survey
was conducted among 60 lay people, 60 dentists, and 60 orthodontists. They were asked to classify the sets of
photographs, from the most esthetic position of the upper lip to the least esthetic. Results: For patients with thin
lips, raters tended to prefer a more protruded position of the incisor than normal or between 8.0 mm and 11.5 mm
in front of the Na-B bone and 4 mm in front of the Na-A bone. For patients with thick lips, the position of the incisor
did not affect the perception of the profile. Conclusions: A correct skeletal scheme or Class I occlusion does not
necessarily result in ideal facial harmony. Therefore, it will be necessary to consider all the factors that come into
play, especially the lips, which are a key element in facial esthetics. (Am J Orthod Dentofacial Orthop
2020;158:264-72)
T
he improvement of facial esthetics is a funda- upper lip. The original position of the incisors, their incli-
mental objective of orthodontic treatment. Soft nation, as well as the soft tissue, specifically the lips,
tissue analysis is part of the judgment and diag- must be carefully evaluated.1,4
nostic criteria that allow us to develop a treatment The contour of the face should be considered as an
plan.1 One of the criteria for the success of this treatment important guide in the implementation of orthodontic
is the final appearance and, therefore, the soft tissue treatment. This fact can be explained by the large indi-
arrangement.2 Individual traits and their harmony with vidual variability in the thickness, length, and tone of
each other must be identified before starting treatment,3 the soft tissue covering the teeth and bones, and because
but this is not always easy because soft tissues do not al- the cephalometric analyses were performed on a popula-
ways follow the underlying hard tissue. This issue is due tion of patients who showed no skeletal disharmony.
to the great variability of the thicknesses of the cuta- Therefore, it would be difficult to adapt these normal
neous tissues. Thus, it would be better to analyze and measures to patients who present some disharmony.5
understand the factors that affect it and on which we This notion led us to undertake this investigation.
can act; 1 such factor is the maxillary incisor and the Even if patients possess ideal or normal cephalometric
values, it does not necessarily mean that the facial es-
thetics will be perfect.
From the Department of Orthodontics, School of Dental Medicine, Saint Joseph
University, Beirut, Lebanon. Several studies have found ideal maxillary incisor po-
All authors have completed and submitted the ICMJE Form for Disclosure of Po- sitions that determine an aesthetically acceptable profile,
tential Conflicts of Interest, and none were reported. but to the best of our knowledge, none have considered
Address correspondence to: Joseph Ghoubril, Saint Joseph University Medical
Campus, 650 Damascus Road, Beirut 11-5076, Lebanon; e-mail, joseph. the individual variability of the thickness of the upper lip,
ghoubril@usj.edu.lb. which is an important factor in the determination of the
Submitted, May 2019; revised and accepted, August 2019. protrusion of the lips.
0889-5406/$36.00
Ó 2020 by the American Association of Orthodontists. All rights reserved. Therefore, this study aims to determine, from profile
https://doi.org/10.1016/j.ajodo.2019.08.015 photographs of patients with Class I occlusion, the ideal
264
El Asmar et al 265
American Journal of Orthodontics and Dentofacial Orthopedics August 2020 Vol 158 Issue 2
266 El Asmar et al
these measurements because they are often used in our eliminated to increase the focus at the level of the upper
orthodontic practice. lip. This was also done because the chin has a consider-
Although facial esthetics are not fully evaluated by a able impact on people's opinions concerning profile pic-
single method of analysis, the profile view provides tures. In total, 20 groups were formed according to the
necessary information for diagnosis and treatment plan- many distributions made. Four female groups could
ning. Profiles are evaluated on photographs or lateral not be completed because of a lack of patients present-
cephalograms.8 Color photographs have been shown to ing specific measurements (Table I).
provide more facial details and are more realistic than Several studies have shown that the treatment goals
silhouettes or drawings.9 For this study, 70 profile pic- desired by patients depend on their social and cultural
tures were chosen from the 130 patients. The 60 not backgrounds. If certain criteria require the opinion of
selected were excluded because the photographs were the orthodontist, the evaluation of the beauty or attrac-
unclear or had similarities with other photographs tiveness of the face should be left to the general public,
regarding the position of the incisor. To reduce bias as evidenced by several studies by orthodontists and psy-
that could be encountered during the judgment, the chologists.10-12
photographs were cropped, leaving a frame extending Orthodontists, then, need to understand the prefer-
from the suborbital point to below point B. Thus, the ences and trends of the public to compare them with
hair, eyes, upper part of the nose, and chin were the perspectives and norms on which they are normally
August 2020 Vol 158 Issue 2 American Journal of Orthodontics and Dentofacial Orthopedics
El Asmar et al 267
based. Therefore, this evaluation was made in the form give us the best chance to determine treatment objec-
of a survey among 60 laypeople, 60 dentists, and 60 or- tives that can be used as guidelines during our treat-
thodontists, by asking them to classify in each set, the ment. For example, the N-A line has proven to be
photographs from the most esthetic position to the least constant because, according to the longitudinal studies,
esthetic position of the upper lip of the subjects pre- the SNA angle changes by only 1 , on average, over
sented. After obtaining informed consent from all the 5 years.13 The chosen reference lines in our study are
patients involved, the survey was circulated (Figs 2 and Na-A bone, Na-B bone, and Na-B soft tissue. We did
3). After 1 month, the same survey was sent to 20% of not choose Pog to avoid being influenced by the chin.
the participants (ie, 36 people) to assess the reproduc- The distance between each incisor tip and these 3 lines
ibility and reliability of the results. In addition, it was was measured.
sent to another 20% of the participants after the pictures
were standardized and made unicolor (Fig 4), to see if
Statistical analysis
the results might change according to skin tone.
After analysis of the results, we found that 3 mea- SPSS statistical software (version 24; SPSS for Win-
surements determine the ideal position of the maxillary dows, Chicago, Ill) was used for statistical analysis of
incisor with regard to the position of the upper lip. The data. The significance threshold used corresponds to P
lines and angles of reference that are almost constant value #0.05. chi-square and Fisher exact tests were
American Journal of Orthodontics and Dentofacial Orthopedics August 2020 Vol 158 Issue 2
268 El Asmar et al
August 2020 Vol 158 Issue 2 American Journal of Orthodontics and Dentofacial Orthopedics
El Asmar et al 269
Table II. Detailed results showing the percentages of the number of times each picture was chosen in each set
Set Photograph Laypeople* Dentists* Orthodontists* Total P value
1 1 21 (35.0) 10 (16.7) 13 (21.7) 44 (24.4) 0.019
2 24 (40.0) 38 (63.3) 40 (66.7) 102 (56.7)
3 15 (25.0) 12 (20.0) 7 (11.7) 34 (18.9)
2 1 2 (3.3) 3 (5.0) 1 (1.7) 6 (3.3) 0.752
2 1 (1.7) 3 (5.0) 4 (6.7) 8 (4.4)
3 24 (40.0) 23 (38.3) 27 (45.0) 74 (41.1)
4 33 (55.0) 31 (51.7) 28 (46.6) 92 (51.1)
3 1 15 (25.0) 15 (25.0) 21 (35.0) 51 (28.3) 0.373
2 45 (75.0) 45 (75.0) 39 (65.0) 129 (71.7)
4 1 0 (.0) 4 (6.7) 2 (3.3) 6 (3.3) 0.008
2 7 (11.7) 9 (15.0) 2 (3.3) 18 (10.0)
3 24 (40.0) 29 (48.3) 39 (65.0) 92 (51.1)
4 29 (48.3) 18 (30.0) 17 (28.3) 64 (35.6)
5 1 37 (61.7) 45 (75.0) 46 (76.7) 128 (71.1) 0.135
2 23 (38.3) 15 (25.0) 14 (23.3) 52 (28.9)
6 1 45 (75.0) 48 (80.0) 43 (71.7) 136 (75.6) 0.659
2 5 (8.3) 5 (8.3) 8 (13.3) 18 (10.0)
3 6 (10.0) 2 (3.3) 6 (10.0) 14 (7.8)
4 4 (6.7) 5 (8.3) 3 (5.0) 12 (6.7)
7 1 16 (26.7) 9 (15.0) 7 (11.7) 32 (17.8) 0.184
2 27 (45.0) 25 (41.7) 25 (41.7) 77 (42.8)
3 13 (21.7) 16 (26.7) 21 (35.0) 50 (27.8)
4 4 (6.7) 10 (16.7) 7 (11.7) 21 (11.7)
8 1 7 (11.7) 7 (11.7) 6 (10.0) 20 (11.1) 0.046
2 13 (21.7) 20 (33.3) 28 (46.7) 61 (33.9)
3 8 (13.3) 4 (6.7) 5 (8.3) 17 (9.4)
4 32 (53.3) 29 (48.3) 21 (35.0) 82 (45.6)
9 1 18 (30.0) 9 (15.0) 15 (25.0) 42 (23.3) 0.141
2 42 (70.0) 51 (85.0) 45 (75.0) 138 (76.7)
10 1 27 (45.0) 37 (61.7) 44 (73.3) 108 (60.0) 0.006
2 33 (55.0) 23 (38.3) 16 (26.7) 72 (40.0)
Three differences between the preferences for males favorable positions.4,14,15 However, these positions
and females are described in Table V. For female subjects neither reflected the reality nor whether they could really
aged .18 years presenting a thin lip, whatever the be positioned in the underlying bone bases. To the best
angulation of the incisor is, men preferred more pro- of our knowledge, no study has taken into account the
truded incisors, at 10.4 mm, whereas women preferred thickness of the lips, and no study has been able to
less protruded incisors, at 8.4 mm, knowing that determine the ideal positions of the underlying incisors.
8.4 mm is still a protrusive position (sets 19-20 in For this reason, our study has opted for a new approach;
Table V). For male subjects aged .18 years presenting first, by considering the thickness of the upper lip and,
a thick lip with a normal position of the incisors, women second, by considering real patients who have the closest
preferred a more protruded position, 7.2 mm, than men, resemblance, to enable comparison between them.
5 mm (set 11 in Table V). Given the importance of the opinions of the current
society and the current trends around us and given the
DISCUSSION divergence that may exist, this study was conducted in
This study presents a new approach to esthetics in or- the form of a survey with 180 participants, including a
thodontics by comparing patients with each other. Pre- group of laypeople, to assess the current aesthetic needs.
vious studies of position of the lips and position and The panel members voted and determined the lip po-
angulation of the incisors were based on changes sitions they preferred, reflecting a specific incisor posi-
made using computer programs or taking black pictures tion. We can conclude that in patients with thin lips,
and changing their positions to determine the most whether male or female, the preference is toward a
American Journal of Orthodontics and Dentofacial Orthopedics August 2020 Vol 158 Issue 2
270 El Asmar et al
Table III. Detailed results showing the percentages of the number of times each picture was chosen in each set
Set Photograph Laypeople* Dentists* Orthodontists* Total P value
11 1 15 (25.0) 23 (38.3) 20 (33.3) 58 (32.2) 0.139
2 25 (41.7) 25 (41.7) 28 (46.7) 78 (43.3)
3 8 (13.3) 9 (15.0) 8 (13.3) 25 (13.9)
4 12 (20.0) 3 (5.0) 4 (6.7) 19 (10.6)
12 1 10 (16.7) 2 (3.3) 1 (1.7) 13 (7.2) 0.001
2 6 (10.0) 2 (3.3) 2 (3.3) 10 (5.6)
3 18 (30.0) 10 (16.7) 14 (23.3) 42 (23.3)
4 26 (43.3) 46 (76.7) 43 (71.7) 115 (63.9)
13 1 27 (45.0) 33 (55.0) 32 (53.3) 92 (51.1) 0.285
2 10 (16.7) 10 (16.7) 4 (6.7) 24 (13.3)
3 23 (38.3) 17 (28.3) 24 (40.0) 64 (35.6)
14 1 6 (10.0) 1 (1.7) 6 (10.0) 13 (7.2) 0.402
2 36 (60.0) 37 (61.7) 31 (51.7) 104 (57.8)
3 7 (11.7) 9 (15.0) 7 (11.7) 23 (12.8)
4 11 (18.3) 13 (21.7) 16 (26.7) 40 (22.2)
15 1 26 (43.3) 21 (35.0) 25 (41.7) 72 (40.0) 0.435
2 16 (26.7) 22 (36.7) 13 (21.7) 51 (28.3)
3 18 (30.0) 17 (28.3) 22 (36.7) 57 (31.7)
16 1 24 (40.0) 28 (46.7) 23 (38.3) 75 (41.7) 0.028
2 9 (15.0) 4 (6.7) 3 (5.0) 16 (8.9)
3 6 (10.0) 2 (3.3) 0 (.0) 8 (4.4)
4 21 (35.0) 26 (43.3) 34 (56.7) 81 (45.0)
17 1 20 (33.3) 13 (21.7) 19 (31.7) 52 (28.9) 0.431
2 7 (11.7) 10 (16.7) 4 (6.7) 21 (11.7)
3 1 (1.7) 3 (5.0) 1 (1.7) 5 (2.8)
4 32 (53.3) 34 (56.7) 36 (60.0) 102 (56.7)
18 1 23 (38.3) 20 (33.3) 15 (25.0) 58 (32.2) 0.539
2 11 (18.3) 6 (10.0) 9 (15.0) 26 (14.4)
3 3 (5.0) 4 (6.7) 4 (6.7) 11 (6.1)
4 23 (38.3) 30 (50.0) 32 (53.3) 85 (47.2)
19 1 2 (3.3) 2 (3.3) 3 (5.0) 7 (3.9) 0.94
2 27 (45.0) 25 (41.7) 26 (43.3) 78 (43.3)
3 10 (16.7) 8 (13.3) 6 (10.0) 24 (13.3)
4 21 (35.0) 25 (41.7) 25 (41.7) 71 (39.4)
20 1 16 (26.7) 9 (15.0) 6 (10.0) 31 (17.2) 0.076
2 22 (36.7) 27 (45.0) 23 (38.3) 72 (40.0)
3 1 (1.7) 6 (10.0) 3 (5.0) 10 (5.6)
4 21 (35.0) 18 (30.0) 28 (46.7) 67 (37.2)
Note. Values are represented as number (percentage).
*n 5 60.
more advanced position of the incisor, between 8.0 mm esthetic because the profile tends to collapse over
and 11.5 mm in front of Na-B bone and 4 mm in front of time. In contrast, the panel members' opinions were
Na-A bone. For patients with thick lips, the position of divided about those with normal or thick lips, and there
the incisor has no effect with regard to perception of was no difference in the preferred position of the incisor.
the lips at the profile level; this can be demonstrated. This finding can probably be explained by either the
Another conclusion that can be drawn from this study thickness of the lips compensating the position of the
is the attraction to a more curved lip rather than a incisor or the position of the underlying incisor not
straight lip. influencing the position of thick lips as concluded by
Regarding the results, we can summarize that for pa- previous studies.3,17 As reported by Bergman,3 if the up-
tients with thin lips, orthodontists, dentists, and layper- per lip is thick, it is impossible to project it by advancing
sons chose photographs with incisors in an advanced the maxillary incisors. Oliver17 reported that in patients
position. This finding echoes the idea of Proffit,16 who with a high labial tone, the correlation between changes
advocates that a projected incisor is perceived as more in the maxillary incisors and changes in the vermilion lip
August 2020 Vol 158 Issue 2 American Journal of Orthodontics and Dentofacial Orthopedics
El Asmar et al 271
Table V. Percentages given by men and women for each photograph in each set
Men Women
American Journal of Orthodontics and Dentofacial Orthopedics August 2020 Vol 158 Issue 2
272 El Asmar et al
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The major limitation of the study is the subjectivity, the ages of 6 and 18 years. Angle Orthod 2014;84:48-55.
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CONCLUSIONS
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A skeletal scheme and/or a correct Class I occlusion photogrammetric analysis and evaluation of facial esthetics of young
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