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HANDOUT Intellectual Property 2021
HANDOUT Intellectual Property 2021
INTELLECTUAL
PROPERTY
introduc5ons
2
READINGS MATERIALS
4.1. Textbook(s)
- Le Net, 2006, Intellectual Property Right
- WIPO, 2008, WIPO IP Handbook,
hCps://www.wipo.int/edocs/pubdocs/en/intproperty/489/wipo_pub_489.pdf
- Intellectual Property Lecture Notes
4.2. Op2onal reading(s)
- WIPO, 2009, The Economics of Intellectual Property
- WIPO, IP Asset Development and Management: A key strategy for economic growth
- NOIP, 2005, Guideline to IPR (In Vietnamese)
- NOIP, 2005, IP – Tool for Economic Development
- NOIP, 2005, Economics of IPR in Developing Countries
4.3. Websites and links
hCp://ipvietnam.gov.vn/documents/20182/626826/5.1.+Luat+So+huu+tri+tue+2005.pdf/5a8cbdf8-c7c1-457e-b9db-
b5a696a76ed7
hCp://ipvietnam.gov.vn/documents/20182/626826/5.2.+Luat+So+huu+tri+tue+sua+doi.pdf/a268a18f-
eb19-4884-892e-eeae913d7d47
hCp://www.noip.gov.vn/documents/20195/702193/Luat+42+sdbs+Luat+KDBH+Luat+SHTT.pdf/
0a48805e-0b44-40d8-9ea7-7bcc3a5a5faa
- wipo.int
- noip.org
- ippanorama.com
Course outline
5 • 2.3. Patent
9 • Midterm assignment
4
COURSE ASSESSMENT
Groups of 4-6
Pick a name for group as a company name (10’)
Present your group (3’)
CHAPTER 1: INTRODUCTION TO
INTELLECTUAL PROPERTY
1.1 • DEFINITIONS
• WIPO
Intellectual property, very broadly, means the legal
rights which result from intellectual ac<vity in the
industrial, scien5fic, literary and ar5s5c fields.
(IP Handbook: Policy, Law and Use)
IP = IP Right
1.1.1. DEFINITION
• WIPO:
Intellectual property shall include rights rela5ng to:
- literary, ar5s5c and scien5fic works,
- performances of performing ar5sts, phonograms and broadcasts,
- inven5ons in all fields of human endeavor,
- scien5fic discoveries,
- industrial designs,
- trademarks, service marks and commercial names and
designa5ons,
- protec5on against unfair compe55on
- and all other rights resul5ng from intellectual ac5vity in the
industrial, scien5fic, literary or ar5s5c fields
1.1.1. DEFINITION
• Vietnam:
Intellectual property rights means rights of
organiza5ons and individuals to intellectual
assets, including copyright and copyright-related
rights, industrial property rights and rights to
plant varie<es.
(Vietnam IPL, art 4.1)
1.1.1. DEFINITION
Intellectual ac5vity
Crea5on
1.1.1. DEFINITION
Tangible assets
Intellectual assets
Intangible assets
1.1.2. Fields of IPR
Fields of IPR
Performances inven<ons
Literary, Scien<fic
ar<s<c and Phonograms
discoveries
scien<fic
works Industrial
broadcasts
designs
Trademarks
Designa<ons
Geographical indica<ons
Territoriality
Exclusivity
Intangibility
1.1.3. CHARACTERISTICS OF IPR
• Intangibility
– “IP rights = rights of ideas”
– The transfer of IP assets is more complex than
that of tangible assets
– Rights can easily be infringed, either inten5onally
or inadvertently
1.1.3. CHARACTERISTICS OF IPR
• Territoriality
– Each country determines, for its own territory and
independently from any other country, what it is to be
protected as intellectual property, who should benefit
from such protec5on, for how long and how
protec5on should be enforced.
– Principle: the laws of one na5on state apply only
within that na5on state
– Interna5onal agreement has direct effect and
automa5cally becomes part of domes5c law without
further ac5on by the na5onal parliament or
legislature.
1.1.3. CHARACTERISTICS OF IPR
• Territoriality
• VN IPL-ArKcle 5-Applica5on of law
– Where there exist intellectual property-related civil
maCers which are not provided for in this Law, the
provisions of the Civil Code shall apply.
– Where there exist differences between this Law’s
provisions on intellectual property and those of other
laws, the provisions of this Law shall apply.
– Where a treaty to which the Socialist Republic of
Vietnam is a contrac5ng party contains provisions
different from those of this Law, the provisions of
such treaty shall apply.
1.1.3. CHARACTERISTICS OF IPR
• Exclusivity
– Only IP owner can apply their IP works into life, allow
others to use their works, transfer them…
– Exclusivity covers the original IP owner’s rights to
exclude others from exploi5ng their crea5vity without
their express authoriza5on.
– In order to establish this exclusivity, anyone applying
for recogni5on of their IP rights must sa5sfy
whichever authority grants the rights that their
inven5on or expression is theirs, is original and is
dis5nct from anything similar in the country
concerned.
1.2. Necessity of IPR Protec<on
• TRIPS Agreement
WTO
Bilateral
Agreements (Trade
Agreements)
Harmoniza5on trea5es
Copy right and • Berne conven5on (1886)
• Rome conven5on (1961)
related rights
• WCT (1996)
• WPPT (1996)
Property
Subject maber
Forms of excluded from
DEFINITIONS
protected works copyrights
protec<on
Copyrights
infringement
Defini<on
• Copyright means rights of organiza5ons and
individuals to works they have created or
own.
(VN IPL Art.4)
Copyright laws grant authors, ar5sts and other
creators protec5on for their literary and ar5s5c
crea5ons, generally referred to as “works”.
Defini<on
• Work means a crea5on of the mind in the
literary, ar5s5c or scien5fic domain, whatever
may be the mode or form of its expression.
(VN IPL Art4)
Roles of copyrights in business
• Copyrights and knowledge of copyrights
enable a business to
– Control commercial exploita5on of original works
– Generate income
– Raise funds
– Diminish risks of infringement
– Use works owned by others
Copyright law system
• Interna5onal agreements
– Berne conven5on (BC) for the Protec5on of Literacy
and Ar5s5c Works 1886 (revised 1971), provides for:
• Each members state to accord “na5onal treatment” to
foreign authors. This means giving outsiders the same
protec5on as is accorded domes5cally
• Automa5c protec5on – enjoyment and exercise of
protec5on without formali5es
• Independence of protec5on - Protec5on is independent of
the existence of protec5on in the country of origin of the
work
Copyright law system
• Interna5onal agreements
– TRIPS Agreement (1994/95)
• Makes BC mandatory for all WTO members, even that
are not par5es to the BC
• Clarifies that computer programs and databases shall
be protectable as literacy works
• Make copyright-related rights mandatory (performers,
produces of phonograms, broadcas5ng organiza5ons
op5onal)
Copyright law system
• Interna5onal agreements
– WIPO copyright treaty 1996
– WIPO performance and Phonogram Treaty 1996
– Free Trade agreements/regional regimes
– Universal copyright conven5on 1952
Copyright law system
• Viet Nam copyright regula5ons
– Civil Code (No33/2005/QH11, 2005)-part 6
– IP law 2005
– IP law 2009
– Degree No 100/2006/ND-CP 21/9/2006
– ………
Subject maber of copyright protec<on
(Forms of protected works)
• Condi5ons to be protected:
– To be accepted about the content
– To be expressed in a certain form
– To be original
Subject maber excluded from
copyrights protec<on
Ar<cle 15. VN IPL
1. Informa5on just for the purposes of
communica5on;
2. Legal norma5ve documents, administra5ve
documents, other documents in the judicial
sector and the official transla5on thereof.
3. Processes, systems, method of opera5on,
defini5ons, principles and sta5s5cs
Content of copyrights
Personal Property
Copyrights
rights rights
Content of copyrights
Ar<cle 19. Personal rights/ moral right
1. To name his or her work;
2. To put his or her real name or pseudonym in the work;
to have his or her real name or pseudonym men5oned
when his or her work is published or used;
3. To publish his or her work or authorize another person
to do so;
4. To protect the integrity of his or her work, to object to
any altera5on, mu5la5on, distor5on or other
modifica5on in any form which prejudice against his or
her honor and pres5ge.
Content of copyrights
Ar<cle 20. Property rights
1. Property rights include the following:
a) To create the deriva5ve work;
b) To perform the work to the public;
c) To reproduce the work;
d) To circulate to the public the original or copies of the work;
đ) To communicate the work to the public by wire or wireless
means, through electronic informa5on network or by any
other technical means;
e) To lease the original or copies of a cinematographic work
or a computer program.
Content of copyrights
Ar<cle 20. Property rights
2. The rights referred to in Clause 1 of this Ar5cle
shall be exercised by the author [or] the owner of
exclusive copyright or by another person with the
owner’s permission in accordance with this Law.
3. Organiza5ons, individuals who exploit or use
one, several or all of the rights s5pulated in
Paragraph 1 of this Ar5cle and Paragraph 3 of
Ar5cle 19 of this Law must ask for permission from
the copyright owners and pay them with royal5es,
remunera5on and other material benefits.
Ownership of Copyrights
• Copyrights owners are organiza5ons,
individuals that own part or whole of the
property rights
An organiza5on, or
individual that assigns
An author A co-author a duty to or contract An heir
with an author
1 • inven<ons
2 • industrial designs
3 • layout-designs
4 • marks
5 • trade names
6 • business secrets
7 • geographical indica<ons
Defini<on
Mark means any sign used to dis5nguish goods or
services of different organiza5ons or individuals.
(art4 VN IPL)
Defini<on
A trademark is any sign that individualizes the goods
of a given enterprise and dis5nguishes them from
the goods of its compe5tors. (WIPO)
The roles of trademarks in Business
• Exclusive rights
– Enable companies to differen5ate their products
– A marke5ng tool and the basic for building a brand
image and reputa5on
– Encourage companies to invest in maintaining or
improving product quality
• A valuable asset
– Can be used to nego5a5ng licensing, franchising or
other TM based contractual agreements, which
provide revenues through royalty, license fee
– Can be used for acquiring and accessing finance
Interna5onal agreements
• Paris conven5on for the protec5on of
industrial property, 1883
– Na5onal treatment (Art3)
– Right of priority (art6) (…..months)
– Independence of protec5on of TM (art6)
– Well-known marks (art 6 bis)
– Prohibi5ons concerning State emblems, official
Hallmarks, and Emblems of Int-Gov Org (art6ter)
TRIPS (sec5on 2 of Part II, Art 15-21)
requirements for marks eligible for
protec<on
• Ar<cle 72 VN IPL
• 1. Being a visible sign in the form of leCers,
words, drawings or images, including
holograms, or a combina5on thereof,
represented in one or more colors;
• 2. To be capable of dis5nguishing goods or
services of the mark owner from those of
others.
requirements for marks eligible for
protec<on
• Any sign, or any combina5on of signs, capable
of dis5nguishing the goods or services of one
undertaking from those of other undertakings,
shall be capable of cons5tu5ng a trademark
(art 15.1 TRIPS)
requirements for marks eligible for
protec<on
• Ar<cle 72 VN IPL
1. To be a visible sign:
LeCers
Words
Pictures
Figures
three dimensional figures
requirements for marks eligible for
protec<on
Such signs, in par5cular words including
• Personal names
• LeCers
• Numerals
• Figura5ve elements
• Combina5on of colors
• And combina5on of such
(TRIPS Art 15.1)
requirements for marks eligible for
protec<on
• Ar<cle 72 VN IPL
2. To be capable of dis<nguishing goods or
services of the mark owner from those of
others.
= …………………………
requirements for marks eligible for
protec<on
• Ar<cle 74 VN IPL 2005
– A mark shall be considered dis<nc<ve if it consists
of one or several easily no5ceable and memorable
elements, or of many elements forming an easily
no5ceable and memorable combina5on, and does
not fall into the cases specified in…..
What are the criteria governing the refusal
of registra5on for lack of dis5nc5veness
(WIPO, VNIPL2005/Art74)
• Generic Terms
A sign is generic when it defines a category or type to
which the goods belong. It is essen5al to the trade and
also to consumers that nobody should be allowed to
monopolize such a generic term.
• Eg. ……………………………
(art74/2/b)
Conven5onal signs or symbols, pictures or common
names in any language of goods or services that have
been widely and regularly used and known to many
people;
What are the criteria governing the refusal
of registra5on for lack of dis5nc5veness
• Descrip<ve Signs
Descrip5ve signs are those that serve in trade to designate the kind,
quality, intended purpose, value, place of origin, 5me of produc5on or
any other characteris5c of the goods for which the sign is intended to
be used or is being used.
(art74/2/c,d)
• Signs indica5ng 5me, place and method of produc5on, category,
quan5ty, quality, proper5es, ingredients, intended u5lity, value or
other characteris5cs, which is descrip5ve of goods or services,
except where such signs have acquired dis5nc5veness through use
before the filing of mark registra5on applica5ons;
• Signs describing the legal status and business field of business
en55es
What are the criteria governing the refusal
of registra5on for lack of dis5nc5veness
• Reference to Geographical Origin
References to geographical origin (as opposed to the origin of the
goods in the sense of the origin-indica5ng func5on) are basically not
dis5nc5ve. They convey to the consumer an associa5on with the
geographical name, indicated either as the place of manufacture of
the goods in ques5on or of ingredients used in their produc5on, or
depending on factual circumstances—with certain characteris5cs of
the goods aCributable to their origin.
(art74/2/đ/e)
Signs indica5ng the geographical origin of goods or services, except
where such signs have been widely used and recognized as a mark or
registered as collec5ve marks or cer5fica5on marks as provided for in
this Law;
What are the criteria governing the refusal
of registra5on for lack of dis5nc5veness
• Lebers, Numerals and Basic Geometrical Shapes
– (art74/2/a) Simple shapes and geometric figures, numerals
leCers or scripts of uncommon languages, except where
such signs have been widely used and recognized as a mark
• Foreign Script and Translitera<ons
• Colors
• Names, surnames
– Company names and trade names are registrable, except
where they are decep5ve or not dis5nc5ve.
• Others
What are the criteria governing the refusal
of registra5on for lack of dis5nc5veness
• Lebers, Numerals and Basic Geometrical Shapes
• Foreign Script and Translitera<ons
• Colors
• Names, surnames
– Company names and trade names are registrable,
except where they are decep5ve or not dis5nc5ve.
• Others
What are the criteria governing the refusal
of registra5on for lack of dis5nc5veness
(VNIPL 2005/art74 cont)
Signs other than integrated marks which
• are iden5cal with or confusingly similar to registered marks of iden5cal or similar
goods or services on the basis of registra5on applica5ons with earlier filing dates or
priority dates, as applicable, including mark registra5on applica5ons filed under
trea5es to which the Socialist Republic of Vietnam is a contrac5ng party;
• iden5cal with or confusingly similar to another person’s mark which has been widely
used and recognized for similar or iden5cal goods or services before the filing date or
the priority date, as applicable;
• iden5cal with or confusingly similar to another person’s mark which has been
registered for iden5cal or similar goods or services, the registra5on cer5ficate of
which has been invalidated for no more than 5 years, except where the ground for
such invalida5on is non-use of the mark according to Point d, Clause 1, Ar5cle 95 of
this Law;
• iden5cal with or confusingly similar to another person’s mark recognized as a well-
known mark which has been registered for goods or services which are iden5cal with
or similar to those bearing such well-known mark, or for dissimilar goods or services
if the use of such mark may affect the dis5nc5veness of the well-known mark or the
mark registra5on is aimed at taking advantage of the reputa5on of the well-known
mark;
What are the criteria governing the refusal
of registra5on for lack of dis5nc5veness
Signs other than integrated marks which
• iden5cal with or similar to another person’s trade name currently in use if the
use of such signs may cause confusion to consumers as to the origin of goods or
services;
• iden5cal with or similar to a geographical indica5on being protected if the use of
such signs may mislead consumers as to the geographical origin of goods;
• iden5cal with, containing or being translated or transcribed from geographical
indica5ons being protected for wines or spirits if such signs have been registered
for use with respect to wines and spirits not origina5ng from the geographical
areas bearing such geographical indica5ons;
• iden5cal with or insignificantly different from another person’s industrial design
which has been protected on the basis of an industrial design registra5on
applica5on with the filing date or priority date earlier than that of the mark
registra5on applica5on.
Signs not protected as marks
• Ar<cle 73.
1. Signs iden5cal with or confusingly similar to
the na5onal flags, na5onal emblems;
Signs not protected as marks
• Ar<cle 73.
2. Signs iden5cal with or confusingly similar to
emblems, flags, armorial bearings, abbrevia5ons,
full names of State agencies, poli5cal organiza5ons,
socio-poli5cal organiza5ons, socio-poli5cal
professional organiza5ons, social organiza5ons or
socio-professional organiza5ons of Vietnam or
interna5onal organiza5ons, unless permiCed by
such agencies or organiza5ons;
Signs not protected as marks
• Ar<cle 73.
3. Signs iden5cal with or confusingly similar to
real names, alias, pen names or images of
leaders, na5onal heroes or famous persons of
Vietnam or foreign countries;
Signs not protected as marks
• Ar<cle 73.
4. Signs iden5cal with or confusingly similar to
cer5fica5on seals, control seals, warranty seals
of interna5onal organiza5ons which require that
their signs must not be used, except where such
seals are registered as cer5fica5on marks by
those organiza5ons;
Signs not protected as marks
• Ar<cle 73.
5. Signs liable to mislead, confuse or deceive
consumers as to the origin, func5onal
parameters, intended purposes, quality, value or
other characteris5cs of the goods or services.
Types of Trademarks
CollecKve CerKficaKon
mark mark
Integrated Well-known
mark mark
Types of Trademarks
• CollecKve mark means a mark used to
dis5nguish goods or services of members from
those of non-members of an organiza5on
which is the owner of such mark.
Types of Trademarks
• CerKficaKon mark means a mark which is
authorized by its owner to be used by another
organiza5on or individual on the laCer's goods
or services, for the purpose of cer5fying the
origin, raw materials, materials, mode of
manufacture of goods or manner of provision
of services, quality, accuracy, safety or other
characteris5cs of goods or services bearing
the mark.
Types of Trademarks
• Integrated mark means iden5cal or similar
marks registered by the same en5ty and
intended for use on products or services
which are of the same type or similar types or
interrelated.
Types of Trademarks
• Well-known mark means a mark widely known
by consumers throughout the Vietnamese
territory.
Types of Trademarks
Criteria for recogni<on of a well-known mark
1. The number of the related consumers who are aware of the mark
through purchase or use of the goods or services bearing the mark or
through adver5sing;
2. Territorial scope of circula5on of the goods/services bearing the
mark;
3. Turn-over of the sale or supply of the goods or services bearing the
mark or the volume of the goods sold or the services supplied;
4. The period of con5nuous use of the mark;
5. Widespread goodwill of the goods/services bearing the mark;
6. Number of the countries gran5ng protec5on to the mark;
7. Number of the countries recognizing the mark as well known;
8. Value of assignment, licensing price, or the value of investment
capital contribu5on in respect of the mark.
Registra5on of trademarks
Ar<cle 87. Right to register marks
•
1. Organiza5ons and individuals may register marks to be used for
goods they produce or services they provide.
• 2. Organiza5ons and individuals that conduct lawful commercial
ac5vi5es may register marks for products they are marke<ng but
produced by others, provided that the producers neither use such
marks for their products nor object to such registra5on.
• 3. Lawfully established collec<ve organiza<ons may register
collec<ve marks to be used by their members under regula5ons on
use of collec5ve marks. For signs indica5ng geographical origins of
goods or services, organiza5ons that may register them are
collec5ve organiza5ons of organiza5ons or individuals engaged in
produc5on or trading in relevant locali5es. For other geographical
names or signs indica5ng geographical origins of local special5es of
Vietnam, the registra5on must be permiCed by competent state
agencies.
• 4. Organiza5ons with the func5on of controlling and
cer5fying the quality, proper5es, origin or other relevant
criteria of goods or services may register cer5fica5on
marks, provided that they are not engaged in the
produc<on or trading of these goods or services. For other
geographical names or signs indica5ng geographical origins
of local special5es of Vietnam, the registra5on thereof
must be permiCed by a competent state agency.
• 5. Two or more organiza<ons or individuals may jointly
register a mark in order to become its co-owners on the
following condi<ons:
• a/ This mark is used in the names of all co-owners or used
for goods or services which are produced or traded with
the par5cipa5on of all co-owners;
• b/ The use of this mark causes no confusion to consumers
as to the origin of goods or services.
• 6. Persons having the registra5on right defined in
Clauses 1, 2, 3, 4 and 5 of this Ar5cle, including those
having filed registra5on applica5ons, may assign the
registra5on right to other organiza5ons or individuals
in the form of wriCen contracts, bequeathal or
inheritance under law, provided that the assigned
organiza5ons or individuals sa5sfy the relevant
condi5ons on the persons having the registra5on right.
• 7. For a mark protected in a country being a
contrac5ng party to a treaty which prohibits the
representa5ve or agent of a mark owner to register
such mark and to which the Socialist Republic of
Vietnam is also a contrac5ng party, this representa5ve
or agent is not permiCed to register the mark unless it
is so agreed by the mark owner, unless a jus5fiable
reason is available.”
Process of trademark registra5on
Refusal to
Substan<ve grant
Formal examina<on protec5on
Filing 5tles
examina<on of industrial
registra5on of property
applica5ons applica<ons registra<on Grant of
applica<ons Entry into
protec5on
the register
5tles
Process of trademark registra5on
1. Filing registra5on applica5ons (Art 189)
– Organiza5ons, individuals of Vietnam, foreign
individuals, organiza5ons shall file applica5ons
directly to Na5onal Office of Intellectual Property of
Vietnam or though a lawful representa5ve in
Vietnam.
– ApplicaKons for registraKon of industrial property
rights shall be submiYed in the form of paper
documents or electronically under the online filing
system to the state administraKon authority of
industrial property rights.
Process of trademark registra5on
• “Ar<cle 90. The first-to-file principle
• 2. In case there are many applica<ons filed by
different persons for registra5on of iden5cal or
confusingly similar marks for iden5cal or similar
products or services, or in case there are many
applica5ons filed by the same person for registra5on
of iden5cal marks for iden5cal products or services,
the protec5on 5tle may only be granted for the mark
in the valid applica<on with the earliest priority or
filing date among applica5ons sa5sfying all the
condi5ons for the grant of a protec5on 5tle.
Process of trademark registra5on
• “Ar<cle 90. The first-to-file principle
• In case there are many registra5on applica5ons
sa5sfying all the condi5ons for the grant of a
protec5on 5tle and having the same earliest
priority or filing date, the protec5on 5tle may
only be granted for the object of a single
applica5on out of these applica5ons under an
agreement of all applicants. Without such
agreement, all relevant objects of these
applica<ons will be refused for the grant of a
protec<on <tle.
Process of trademark registra5on
2. Formal examina<on of applica<ons
• An industrial property registra5on applica5on shall have its form
examined within one month from the filing date. (art119)
• An industrial property registra5on applica5on shall not be
regarded as being formally valid in the following circumstances:
a) The applica5on does not fulfill the requirements of formality;
b) The subject maCer of the applica5on is not eligible for protec5on;
c) The applicant does not have the right to registra5on, including
where the right belongs to more than one persons but one or several
of them do not agree to execute the filing;
d) The applica5on was filed in contrary to the mode of filing as
provided for in Ar5cle 89 of this Law;
đ) The applicant fails to pay the fees and charges.
Process of trademark registra5on
2. Formal examina<on of applica<ons
• An industrial property registra5on applica5on
which has been accepted as being valid shall
be published in the Industrial Property Official
GazeCe
• a mark registra5on applica5on shall be
published within 2 months as from the date
such applica5on is accepted as being valid.
Process of trademark registra5on
3.Substan<ve examina<on of industrial property
registra<on applica<ons art114
No longer than 9 months since applica5on is
published
Process of trademark registra5on
3.Substan<ve examina<on of industrial property registra<on
applica<ons
Un5l the State administra5ve authority of industrial property right
makes a no5ce of refusal of or a decision on the grant of a Protec5on
Title, the applicant shall have the following rights:
• To make amendment or supplement to the applica5on;
• To divide the applica5on;
• To request for recording changes in name or address of the
applicant;
• To request for recording changes in the applicant as a result of
assignment under the contract, as a result of inheritance, bequest,
or under a decision of an authority;
• Withdraw applica<on
• Art115,116
Ar<cle 93. Validity of the Protec<on
Titles
• Mark registra5on Cer5ficates shall have the
validity beginning on the gran5ng date and
expiring at the end of 10 years counted from
the filing date and renewable indefinitely for
consecu5ve terms of 10 years.
OBLIGATION TO USE TRADEMARKS
• Trademark owners are obliged to use the trademark
conKnuously. The use of a trademark by a licensee
under a trademark licensing contract is also considered
as a trademark owner's use. In case the trademark has
not been used conKnuously for five years or more, the
registraKon cerKficate of such trademark shall be
terminated according to the provisions of ArKcle 95 of
this Law ". art136 VN IPL
– except the use is commenced or resumed at least 3
months before the request for termina5on;
– Art95 VN IPL
OBLIGATION TO USE TRADEMARKS
• Use of a mark means the performance of the following
acts:
• a/ Affixing the protected mark on goods, goods
packages, means of business, means of service
provision, transac5on documents in business ac5vi5es;
• b/ Circula5ng, offering, adver5sing for sale or stocking
for sale goods bearing the protected mark;
• c/ Impor5ng goods or services bearing the protected
mark.
• (VNIPL 2005, Art124/5)
Ar5cle 129.- Acts of infringing upon
the rights to marks
a/ Using signs iden5cal with protected marks for
goods or services iden5cal with goods or services
on the lists registered together with such marks;
b/ Using signs iden5cal with protected marks for
goods or services similar or related to those goods
on services on the lists registered together with
such marks, if such use is likely to cause confusion
as to the origin of the goods or services;
Ar5cle 129.- Acts of infringing upon
the rights to marks
c/ Using signs similar to protected marks for goods or services iden5cal with,
similar to or related to goods or services on the lists registered together with
such marks, if such use is likely to cause confusion as to the origin of the
goods or services;
d/ Using signs iden5cal with, or similar to, well-known marks, or signs in the
form of transla5ons or transcrip5ons of well-known marks for any goods or
services, including those iden5cal with, dissimilar or unrelated to goods or
services on the lists of those bearing well-known marks, if such use is likely to
cause confusion as to the origin of the goods or services or misleading
impression as to the rela5onship between users of such signs and well-known
mark owners.
CHAPTER 3: INDUSTRIAL PROPERTY
GEOGRAPHICAL INDICATIONS
Indica5ons
of source
Geographic
al
indica5ons
Appella5ons
of origin
Protec<on of Geographical Indica<ons on the
Interna<onal Level through Mul<lateral Trea<es
Ar5cle 129.-Acts of infringing upon the rights to trade
names
• Paris convention
• TRIPS
• Patent cooperation treaty (PCT)
• Patent law treaty
• Strasbourg agreement: international patent
classification (IPC)
Defini5on
u<lity solu<on
patent/u<lity
inven<on patent
model/short-term
patent
Patent
Involving an
Being novel
inven5ve step
Being suscep5ble
of industrial
applica5on.
Condi5ons for inven5ons eligible for protec5on
by mode of grant of inven5on patent
Being novel
Ar5cle 60.- Novelty of inven5ons
Involving an
Being novel
inven5ve step
Being suscep5ble
of industrial
applica5on.
Condi5ons for inven5ons eligible for protec5on
by mode of grant of inven5on patent
Involving an
inven5ve step
Ar5cle 61.- Inven5ve step of inven5ons
Involving an
Being novel
inven5ve step
Being suscep5ble
of industrial
applica5on.
Ar<cle 62.- Suscep<bility of industrial applica<on of
inven<ons
Being suscep5ble
Being novel of industrial
applica5on.
Condi5ons for inven5ons eligible for protec5on
Being suscep5ble
Being novel of industrial
applica5on.
Condi5ons for inven5ons eligible for protec5on
by mode of grant of inven5on patent
Involving an
Being novel
inven5ve step
Being suscep5ble
of industrial
applica5on.
Subject maCers not protected as inven5ons
• Art. 28 TRIPS
– Product patents: making, using, offering for sale,
selling, or impor5ng the substance
– Process patents:
• Using the process (method-of-making)
• Using, offering for sale, selling, or impor5ng product
directly obtained by process (method-of use)
RIGHTS CONFERRED
• First to file
• Priority right (….. Months)
• Art 108-109 IPL 2005: procedures for
processing industrial property/registra5on
applica5ons and gran5ng protec5on 5tles
• Art 120 IPL 2005: interna5onal applica5ons
and processing thereof
CHAPTER 3: INDUSTRIAL PROPERTY
INDUSTRIAL DESIGNS
• Paris conven5on
• TRIPS
• Hague agreement: interna5onal registra5on
of IDs
• Locarno Agreement: Interna5onal
Classifica5on of IDs
defini5on
Being suscep5ble
of industrial
applica5on
Subject maCers not protected as industrial designs
• Indefinitely
• But 5ll criteria are no longer met
Process of industrial property
registra5on
Refusal to
Substan<ve grant
Formal examina<on protec5on
Filing 5tles
examina<on of industrial
registra5on of property
applica5ons applica<ons registra<on Grant of
applica<ons Entry into
protec5on
the register
5tles
Ar<cle 119. Time limit for processing
industrial property registra5on
applica5ons
• 1. An industrial property registra5on
applica5on will have its form examined within
one month from the filing date.
Ar<cle 119. Time limit for processing
industrial property registra5on
applica5ons
• substan<vely examined
a/ For an inven5on, eighteen months from the date of its
publica5on if a request for substan5ve examina5on is filed
before the date of applica5on publica5on, or from the date of
receipt of a request for substan5ve examina5on if such
request is filed aqer the date of applica5on publica5on;
b/ For a mark, nine months from the date of applica5on
publica5on;
c/ For an industrial design, seven months from the date of
applica5on publica5on;
d/ For a geographical indica5on, six months from the date of
applica5on publica5on.
Ar5cle 90.- The first-to-file principle
• 1. In case many applica5ons are filed for registra5on
of the same inven5on or similar inven5ons, or for
registra5on of industrial designs iden5cal with or
insignificantly different from one another, the
protec5on 5tle may only be granted to the valid
applica5on with the earliest priority or filing date
among applica5ons sa5sfying all the condi5ons for
the grant of a protec5on 5tle.
Ar5cle 90.- The first-to-file principle
• 3. In case there are many registra5on applica5ons
sa5sfying all the condi5ons for the grant of a
protec5on 5tle and having the same earliest priority
or filing date, the protec5on 5tle may only be
granted for the object of a single applica5on out of
these applica5ons under an agreement of all
applicants. Without such agreement, all relevant
objects of these applica5ons will be refused for the
grant of a protec5on 5tle.”
Ar5cle 91.- Principle of priority
1. An applicant for registra5on of an inven5on, an industrial design or a mark
may claim priority on the basis of the first applica5on for registra5on of
protec5on of the same subject maCer if the following condi5ons are fully
sa5sfied:
a/ The first applica5on has been filed in Vietnam or in a country being a
contrac5ng party to a treaty containing provisions on priority right to which
the Socialist Republic of Vietnam is also a contrac5ng party, or in a country
having agreed with Vietnam to apply such provisions;
b/ The applicant is a ci5zen of Vietnam or of a country defined at Point a of
this Clause, who resides or has a produc5on or business establishment in
Vietnam or in a country defined at Point a of this Clause;
c/ The claim for the priority right is clearly stated in the applica5on and a
copy of the first applica5on cer5fied by the receiving office is enclosed;
d/ The applica5on is filed within the 5me limit provided for in a treaty to
which Vietnam is contrac5ng party.
Ar5cle 91.- Principle of priority
Paris conven5on:
6 months for trademarks, industrial designs
12 months for inven5on/u5lity solu5ons
Patent Coopera<on Treaty (PCT)
“interna5onal” patent applica5on
CHAPTER 3: INDUSTRIAL PROPERTY
PROTECTION AGAINST UNFAIR
COMPETITION
Art 198.3, 4, 5
3. Organiza5ons and individuals that suffer from damage or are likely to suffer
from damage caused by acts of unfair compe55on shall have the right to
request competent state agencies to apply the civil remedies provided for in
Ar5cle 202 of this Law and the administra5ve remedies provided for by
compe55on law.
4. OrganizaKons, individuals who are defendants in lawsuit over intellectual
property infringements, if the Court concludes that they do not commit acts of
infringement, may request the Court to force the plainKffs to pay them
reasonable fee to hire a lawyer or other expenses in accordance with laws.
5. In case an organizaKon or individual abuses the procedures for intellectual
property protecKon and thus causes damage to another organizaKon or
individual, the organizaKon and individual suffering damage may request the
Court to force the abuser to pay damages, including reasonable costs of hiring
a lawyer. Acts of abusing intellectual property rights protecKon procedures
include acts of intenKonally exceeding the scope or objecKve of this
procedure.”
Civil remedies
• TRIPS
• UPOV (interna5onal Union for The Protec5on
of New Varie5es of Plants)
CONVENTIONS ON PLANT VARIETIES
• TRIPS
– the requirement in TRIPs ar5cle 27.3(b) that its
signatories must provide protec5on for plant
varie5es "either by patents or by an effec<ve sui
generis system or by any combina<on thereof
CONVENTIONS ON PLANT VARIETIES
Transfer of copyright
and related rights
Transfer of copyright and related rights
Assignment of Licensing of
copyright and copyright and
related rights related rights
ASSIGNMENT OF COPYRIGHT AND RELATED
RIGHTS
ASSIGNMENT OF LICENCE OF
INDUSTRIAL INDUSTRIAL
PROPERTY RIGHTS PROPERTY RIGHTS
TRANSFER OF INDUSTRIAL PROPERTY RIGHTS
ASSIGNMENT OF
INDUSTRIAL
PROPERTY RIGHTS
ASSIGNMENT OF INDUSTRIAL PROPERTY RIGHTS
Non-exclusive
Exclusive contract
contract
Industrial property
object sub-license
contract
Types of industrial property object license contracts
• the transfer of ownership right • The to use the industrial property object
-> assignee stop their ownership within the scope of his/her use right.
• by owner of such industrial property right • Licensee has use right, no ownership
• in the form of wriCen contracts • n the form of wriCen contracts: industrial
• 1 type of contract: industrial property property object license contracts
right assignment contracts • 3 types: exclusive, non-exclusive, sub-
• an industrial property right assignment license
contract shall be valid upon its • an industrial property object license
registra5on with the state management contract shall be valid as agreed upon by
agency in charge of industrial property the involved par5es but shall be legally
rights effec5ve to a third party upon registra5on
• Geographical indica5on with the state management agency in
charge of industrial property rights.
• Trade name?
• GI, Trade name
• Trade mark
• Trademark?
• Inven5on?
HO THI HAI THUY (MS.)
Part 2: HANDLING OF INFRINGEMENTS OF INTELLECTUAL
PROPERTY RIGHTS
Ar5cle 198.- Right to self-protec5on
Intellectual property right holders shall have the right to
apply the following measures to protect their intellectual
property rights:
a/ Applying technological measures to prevent acts of
infringing upon intellectual property rights;
b/ Reques<ng organiza5ons or individuals that commit
acts of infringing upon intellectual property rights to
terminate their infringing acts, make public apologies or
rec<fica<ons and pay damages;
c/ Reques<ng competent state agencies to handle acts
of infringing upon intellectual property rights according
to the provisions of this Law and other relevant
provisions of law;
d/ Ini<a<ng lawsuits at courts or arbitra<on centers to
protect their legi5mate rights and interests.
Ar5cle 198.- Right to self-protec5on
2. Organiza5ons and individuals that suffer from damage caused by acts of
infringing upon intellectual property rights or discover acts of infringing upon
intellectual property rights which cause damage to consumers or society shall
have the right to request competent state agencies to handle such acts
according to the provisions of this Law and other relevant provisions of law.
3. Organiza5ons and individuals that suffer from damage or are likely to suffer
from damage caused by acts of unfair compe55on shall have the right to
request competent state agencies to apply the civil remedies provided for in
Ar5cle 202 of this Law and the administra5ve remedies provided for by
compe55on law.
4. OrganizaKons, individuals who are defendants in lawsuit over intellectual
property infringements, if the Court concludes that they do not commit acts of
infringement, may request the Court to force the plainKffs to pay them
reasonable fee to hire a lawyer or other expenses in accordance with laws.
5. In case an organizaKon or individual abuses the procedures for intellectual
property protecKon and thus causes damage to another organizaKon or
individual, the organizaKon and individual suffering damage may request the
Court to force the abuser to pay damages, including reasonable costs of hiring
a lawyer. Acts of abusing intellectual property rights protecKon procedures
include acts of intenKonally exceeding the scope or objecKve of this
procedure.”
Ar5cle 200.- Competence to handle acts of infringing upon
intellectual property rights
With administra5ve
remedies
Na5onal
Control of IP related
imports and/or exports
Civil remedies
• Caution
• Monetary fine.
• Additional sanctions:
– Confisca<on of intellectual property counterfeit goods, raw
materials, materials and means used mainly for the produc5on
or trading of these intellectual property counterfeit goods;
– Suspension for a definite <me of business ac<vi<es in domains
where infringements have been commiCed.
– Compelled destruc<on or distribu<on or use for non-
commercial purposes
– Compelled transportation out of the Vietnamese
territory of transit goods or compelled re-export infringing
upon intellectual property rights
Ar5cle 212.- Acts of infringing upon industrial property
rights which shall be criminally handled
Court Arbitra5on
Media5on
handling of INFRINGEMENTS OF INTELLECTUAL PROPERTY
RIGHTS in the interna5onal level
It requires that the par5es agree to
Arbitra5on have their dispute referred to an
arbitrator.
Advantages:
- the speed with which a decision can be reached
- the lower cost at which this can be done
- Arbitra5on is a less formal procedure than li5ga5on
- the confiden5ality of the procedure
- Can be enforced interna5onally
- The arbitral award is final.
handling of INFRINGEMENTS OF INTELLECTUAL PROPERTY
RIGHTS in the interna5onal level
THANK YOU