Reexamination of Therapist in Self-Disclosure

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Reexamination of

Therapist Self-Disclosure
Psychopathology Committee of the Group for the Advancement of Psychiatry

In mental health practice, a commonly held view is that therapist self- erate clinician self-disclosure rather
disclosure should be discouraged and its dangers closely monitored. than unavoidable or accidental self-
Changes in medicine, mental health care, and society demand reexam- disclosure. We first examine the his-
ination of these beliefs. In some clinical situations, considerable benefit torical context of self-disclosure and
may stem from therapist self-disclosure. Although the dangers of boun- then explore more contemporary
dary violations are genuine, self-disclosure may be underused or mis- considerations.
used because it lacks a framework. It is useful to consider the benefits
of self-disclosure in the context of treatment type, treatment setting, The role of self-disclosure in
and patient characteristics. Self-disclosure can contribute to the effec- classical psychoanalytic technique
tiveness of peer models. Self-disclosure is often used in cognitive-be- Freud’s ideas rested on a foundation
havioral therapy and social skills training and might be useful in psy- constructed by his medical predeces-
chopharmacologic and supportive treatments. The unavoidable self-dis- sors. A powerful model for boundaries
closure that occurs in non-office-based settings provides opportunities was aseptic surgery, in which protec-
for therapeutic deliberate self-disclosure. Children and individuals who tive barriers between the physician
have a diminished capacity for abstract thought may benefit from more and the patient prevented the trans-
direct answers to questions related to self-disclosure. The role of self- mission of infection. Victorian cultural
disclosure in mental health care should be reexamined. (Psychiatric values and social norms reinforced
Services 52:1489–1493, 2001) and sometimes extended the scientif-
ic view that it was paramount to ob-
serve the inner workings of the pa-

T
herapist self-disclosure has torical prohibition of self-disclosure tient’s mind without letting the act of
traditionally been viewed as makes it one of the “Don’t ask, don’t observation alter the subject. Self-dis-
forbidden. It was generally tell” practices of psychotherapists closure was thought to result in grati-
thought that self-disclosure should be (12). Thus we offer a perspective that fication of patients’ wishes rather than
minimized and its dangers closely mon- the clinician can use in considering analysis of them (4).
itored. In light of changes in medi- the appropriate use of self-disclosure. In addition, therapist self-disclo-
cine, mental health care, and society, Self-disclosure can be defined as sure comes with the risk that the ter-
we have reexamined this view and any behavior or verbalization that re- ritory of inquiry will be shifted from
challenge the notion that self-disclo- veals personal information to the pa- the patient to the physician. The psy-
sure is inherently harmful. In many tient about the clinician. Such self- choanalytic stance of nondisclosure
clinical situations, considerable clini- disclosure has been classified as un- was intended to allow the patient’s
cal benefit may stem from therapist avoidable, accidental, or deliberate projections to be more readily iden-
self-disclosure (1–11). Although the (13). The risks associated with self- tified and analyzed in the transfer-
dangers of boundary violations are disclosure and the dangers of bound- ence. Hence stringent prohibitions
genuine, we are concerned that self- ary violations have been amply dis- against self-disclosure in analytic
disclosure is underused or misused cussed in the literature (14–18), and work emerged, culminating in the
because it lacks a framework. We sus- it is not our purpose to review them psychoanalytic concepts of anonymi-
pect that therapeutic use of self-dis- here. We aim to establish a frame- ty, abstinence, and neutrality. The
closure is common but that the his- work for the therapeutic use of delib- therapist became responsible for
maintaining nondisclosure and pro-
tecting the boundary between the
patient and the therapist (19).
The members of the Psychopathology Committee of the Group for the Advancement of
Psychiatry are Lisa Dixon, M.D., M.P.H., David Adler, M.D., Devra Braun, M.D.,
Rebecca Dulit, M.D., Beth Goldman, M.D., M.P.H., Samuel Siris, M.D., William The role of the
Sonis, M.D., Paula Bank, M.D., Richard Hermann, M.D., M.S., Victor Fornari, therapist examined
M.D., M.S., and Jon Grant, M.D. Send correspondence to Dr. Dixon at the Department The literature acknowledges that com-
of Psychiatry, University of Maryland, 701 West Pratt Street, Room 476, Baltimore, plete non-self-disclosure is a myth;
Maryland 21201 (e-mail, ldixon@umaryland.edu). even the most conservative analysis
PSYCHIATRIC SERVICES ♦ November 2001 Vol. 52 No. 11 1489
reveals much about the therapist. The (24). Winnicott (25) viewed therapy Models
therapist’s choice of which of the pa- as a creative process that could not The literature provides little in the
tient’s comments to respond to as well move forward unless the patient felt way of effective models for the thera-
as his or her ability to empathize—as some attachment to the therapist. peutic use of self-disclosure. General-
conveyed by interpretation, body lan- Such an attachment was necessary in ly the focus is on reduction of harm
guage, and tone of voice—tell the pa- order for the patient to take healthy when disclosure has already occurred
tient a great deal about the therapist risks—to change—later in the treat- or is inevitable rather than on thera-
(20). Renik (20) argued for “a delicate, ment. Thus even in more traditional peutic benefit. Self-disclosure models
judicious balance between asymmetry therapeutic modalities, self-disclo- tend to fall into two groups. Tradi-
and mutuality” and proposed that self- sures occur regularly and may have tional psychodynamically oriented cli-
disclosure sometimes clarifies a point therapeutic value. nicians profess adherence to a model
in the real world and conveys the ther- Gutheil and Gabbard (15,16) point- in which self-disclosure is largely dis-
apist’s respect for the patient as a ma- ed out that boundary issues are often couraged and is limited to very specif-
ture collaborator in the therapeutic misunderstood and approached with ic situations. In contrast, “humanistic
endeavor. Referring to the “pretense rigidity. Cautioning against such and eclectic” therapists favor free and
of anonymity,” Renik stated that the rigidity, they also underscored the open self-disclosure and emphasize
issue is not whether the analyst self- dangers of revealing information such that therapist anonymity is impossi-
discloses, but according to what prin- as personal problems, dreams, fan- ble. Gutheil and Gabbard (15) sug-
ciples. In fact, writers in the analytic gest a cautious stance between the
field since Freud have attempted to two models—they acknowledge that
incorporate elements of self-disclosure sometimes deliberate self-disclosure
into theoretical models of psychoana- is acceptable but give little guidance
lytic treatments that involve revealing as to when and how to disclose, other
Little
countertransferance reactions in the than following Karl Menninger’s ad-
interests of the therapy (21,22). vice to “be human” (15).
research has
Pizer (13) conceptually divided self- A task force of the Massachusetts
disclosure into three types: ines- Psychiatric Society worked with the
been conducted on
capable, inadvertent, and deliberate. Massachusetts Board of Registration
Inescapable self-disclosures occur in Medicine to develop guidelines for
the effects of self-disclosure
when real events in the therapist’s the maintenance of boundaries in
life—for example, pregnancy—affect psychotherapy (19). This group con-
on the attitudes of
the environment of the therapy. Inad- cluded that treatment could occur in
vertent self-disclosures occur in the the therapist’s home as long as the
patients and
context of the transference-counter- treatment setting was away from the
transference dyad and include tone of therapist’s general living quarters.
therapists.
voice and expressions of empathy. The task force took the conservative
Pizer offered only vague comments view that self-disclosure should be
about deliberate self-disclosures, sug- minimized except in the case of infor-
gesting that they “might contribute mation about the therapist’s training
[to] or indeed open the intersubjec- and credentials. It discussed the
tive and intrapsychic spaces between tasies, and specific details of vacations spread of self-disclosure from the
therapist and patient, thereby extend- or family births and deaths. They be- substance abuse treatment model to
ing the potential for movement, for lieved that such self-revelation could other settings, such as sexual-orienta-
growth, for further didactic, and ulti- burden the patient and that it “revers- tion groups, but cautioned that even
mate termination.” Andersen and An- es the roles of the dyad.” Gabbard in these settings the therapist should
derson (23) conducted a factor analy- and Nadelson (26) warned that al- not disclose specific details.
sis and found that deliberate self-dis- though some self-disclosure may im- A staff-recipient relations working
closures could be subdivided into prove therapist-patient rapport, ex- group of the New York State Office of
three types: disclosure of information cessive self-disclosure with role re- Mental Health proposed a model pol-
related to the personal identity and versal may initiate a downward spiral icy on relationships between staff and
experiences of the therapist, disclo- into more serious boundary viola- service recipients in which the con-
sure of emotional responses, and dis- tions, such as sexual involvement. cept of “exploitation of the recipient”
closure of professional experiences Although they did not explicitly defined boundary or ethical viola-
and identity. state it, these authors suggested that tions. The group explicitly outlined
Other authors, including Green- one distinguishing feature of appro- situations in which exploitation oc-
son, Wexler, and Ferenczi, have priate versus inappropriate self-dis- curred (27). However, self-disclosure
maintained that it is important to closure is the therapist’s motivation. was not the focus and might or might
have a relationship that “feels real” in They allowed for the use of self-dis- not be associated with exploitation.
order for the patient to build a thera- closure when it is in the interest of Simon and Williams (28) acknowl-
peutic alliance with the therapist the patient’s treatment. edged the inevitability of reduced
1490 PSYCHIATRIC SERVICES ♦ November 2001 Vol. 52 No. 11
anonymity in small communities and therapeutic alliance, validating reali- Table 1
rural areas. They warned against un- ty, and fostering the patient’s sense of Factors associated with a greater ther-
due patient burden and potential autonomy. apeutic potential of therapist self-dis-
boundary violations that occur when closure
personal and professional roles be- Changing rules
come blurred, especially in the case with changing times Therapeutic
of unskilled therapists. Changes in society and medicine have Factor potential
changed self-disclosure practices Treatment type
Research among mental health professionals. Psychodynamic treatment Low
Little research has been conducted First, the public has become more ac- Cognitive-behavioral
on the effects of self-disclosure on the customed to self-disclosure in the therapy High
attitudes of patients and therapists. A media—for example, the intimate con- Self-help or peer support Very high
Psychopharmacology High
1974 study found no relationship be- fessions of celebrities and authority Supportive treatment Moderate
tween the willingness of the “audi- figures. Even psychiatrists and men- Setting
ence”—the therapist—and the “sub- tal health professionals have a greater Office-based setting Low
ject”—the patient—to self-disclose media presence and may be quoted in Community-based setting High
(29). Patients’ expectations about the the newspapers and on television. Patient characteristics
High expectation of
appropriateness of therapist self-dis- Second, a variety of effective treatment disclosure High
closure influenced their reactions in modalities that are not constrained by Old or young age Very high
the event of self-disclosure (30). Pa- the need for anonymity have arisen, Highly expressive culture High
tients who expected their therapist to including psychopharmacology and Concrete thinking High
self-disclose revealed more informa- cognitive-behavioral therapy (2,3,5,7,
tion to highly disclosing therapists 11,33). The self-help movement for
than to less disclosing therapists. substance abuse treatment is based on
Conversely, patients who did not ex- a premise of shared experience and not reveal such information directly.
pect their therapist to self-disclose self-disclosure (4). Finally, a variety of The changing demographic charac-
tended to reveal less information to community-based interventions—for teristics and diagnoses of patients re-
highly disclosing therapists. Dies and example, assertive community treat- ceiving mental health services consti-
Cohen (31) surveyed graduate psy- ment—place mental health profes- tute another relevant phenomenon.
chology students in a group therapy sionals in non-office-based environ- Deinstitutionalization has caused
setting and found that the utility of ments that promote nontraditional in- more people who have severe mental
self-disclosure depended on its tim- teractions and exchanges. illnesses to receive treatment in the
ing and context. Societal changes in attitudes to- community, and outpatient clinicians
Previous work has suggested that ward clinicians and the clinician-pa- are treating a broader mix of patients
there is wide variability in the use of tient relationship have created a vari- who require more directive interven-
self-disclosure in treatment (24,32). ety of pressures to self-disclose. “Pa- tions (34). Overall, more people are
Rosie’s anecdotal study (24) suggest- tients” have become “consumers,” receiving mental health care because
ed that more experienced therapists and “clinicians” have become “provi- of broader insurance coverage, im-
are more likely to self-disclose. Simon ders.” The consumer-patient, equip- proved psychopharmacological and
(32) found that therapists’ theoretical ped with information, is now empow- psychosocial treatments, greater
orientation was the major determi- ered to question the clinician-pro- numbers of providers in all disci-
nant of self-disclosure. Highly dis- vider and to expect answers. The plines, and some reduction in the stig-
closing therapists viewed the focus of questions may extend beyond the ma associated with mental illness. The
the psychotherapy process as an in- technical aspects of treatment and participation of patients and thera-
terconnection between the therapist into the personal realm. Further- pists of different cultures has intro-
and the patient, whereas less disclos- more, the boundaries between “pro- duced culture-specific issues about
ing therapists focused on working fessional” and “personal” are blurred sharing personal information, which
through patients’ projections. Highly when consumers believe that they demands a more flexible approach to
disclosing therapists believed that an have a right to know whether thera- self-disclosure.
attitude of honesty and equality be- pists’ personal experiences enable
tween the therapist and the patient them to be empathic and effective. A new perspective
was conveyed by therapist self-disclo- Market forces have also altered the Instead of focusing exclusively on the
sure. Less disclosing therapists be- traditional power balance, which for- potential harm of deliberate self-dis-
lieved that the “realness” of the ther- merly favored the therapist but now closure, therapists should consider
apy was related to empathy, warmth, favors the patient. Therapists may whether it might be helpful for a par-
and attentiveness but not to self-dis- feel obliged to answer patients’ ques- ticular patient in a particular treat-
closure. Both groups identified sever- tions to maintain patient satisfaction. ment. This new question assumes
al criteria as relevant to decisions Moreover, technology has enabled that self-disclosure as a psychothera-
about deliberate self-disclosure: mod- patients to obtain information about peutic technique can enhance treat-
eling and educating, fostering the therapists even if the therapists do ment. In Table 1 and in the following
PSYCHIATRIC SERVICES ♦ November 2001 Vol. 52 No. 11 1491
sections, the potential benefit of the rapport, enhance the therapeutic al- Similar issues arise when treatment
use of self-disclosure with different liance, and increase compliance with is delivered in a small or rural com-
types of treatment, in different set- medications. Answering questions in munity in which even office-based
tings, and with different patient a straightforward fashion, the psy- treatments may be complicated by in-
groups is considered. chopharmacologist provides concrete escapable or inadvertent disclosure.
explanations about the patient’s ill- The patient may be the clinician’s gro-
Treatment type ness and medications. Exploration cer or a member of the same church
Several types of treatment provide and interpretation are usually con- or parent-teacher association. In such
opportunities for therapeutic self- fined to issues pertaining to patient’s cases the patient has probably already
disclosure. Self-disclosure and mutu- fears about side effects. In the same learned a great deal about the thera-
al support contribute to the effective- way that a cardiologist might respond pist both directly and indirectly. The
ness of peer models, such as 12-step directly to a patient’s question about clinician can weave such knowledge
programs and self-help groups. Many whether the cardiologist personally into the therapeutic experience
of these models have entered the would take antihypertensives, so rather than feigning ignorance, and
therapeutic mainstream and include might psychopharmacologists answer this approach may require deliberate
clinician-facilitated self-help groups. questions about whether they or a self-disclosure (35).
Such treatments often focus on spe- family member have taken a psy- Finally, it is important to remember
cific behaviors or life experiences, chotropic medication. The answer that in addition to geography, a com-
such as addiction, bereavement, par- would depend on the context and the munity may be defined by certain de-
enting, divorce, trauma, or physical clinician’s own comfort level. mographic, ethnic, religious, sexual,
illness. The therapist may disclose The limited role of self-disclosure or personal characteristics. When pa-
past experiences as part of the ethic in exploratory psychodynamic treat- tients want to be treated by someone
of sharing. Such disclosure alleviates ment contrasts with its potential utili- who shares such a characteristic, mul-
the patient’s shame and embarrass- ty in supportive therapies. In support- tiple opportunities for self-disclosure
ment, provides positive modeling, ive therapy—even psychodynamically emerge.
normalizes the patient’s experience, oriented supportive therapy—self-
and provides hope. Questions remain disclosure can have many of the same Patient characteristics
as to whether the therapist should therapeutic benefits derived from its The patient’s age, sex, educational
self-disclose about current problems use in cognitive-behavioral and psy- level, socioeconomic status, cultural
or difficulties and about topics out- chopharmacologic treatments. In a background, and personality merit
side of the specific focus of the wide range of reality-based, present- consideration in decisions about self-
group. focused treatments, exploration and disclosure. Children and adolescents
In cognitive-behavioral therapy and interpretation of the transference and individuals who have mental re-
social skills training, self-disclosure from a neutral standpoint may not be tardation, dementia, or a diminished
can be used to model coping strate- central components of therapeutic ef- capacity for abstract thought tend to
gies and problem-solving techniques. ficacy. Miller and Stiver (35) chal- ask more personal questions and may
For example, self-disclosure is one of lenge therapists to use deliberate self- benefit from more direct, concrete
the suggested techniques in dialecti- disclosure as part of the therapeutic answers to questions related to self-
cal behavioral therapy. Linehan’s treat- armamentarium. disclosure. Adolescents may feel de-
ment manual (11) describes “self-in- meaned when a therapist does not re-
volving” self-disclosure, in which the Setting spond directly to a question. Refusal
therapist reveals his or her immediate In addition to the type of treatment, to answer the question of an elderly
personal reactions to the patient, and treatment setting also introduces op- patient may be viewed as disrespect-
“personal self-disclosure,” in which portunities for therapeutic self-dis- ful. In addition, patients from more
the therapist gives the patient infor- closure. Setting refers to the actual emotionally expressive cultures often
mation about himself or herself that treatment location and the nature of expect a more personal form of social
may not necessarily relate to the ther- the community in which treatment interaction.
apy or the patient. Linehan’s manual occurs. Treatments that take place The clinician should also consider
describes the circumstances and situ- outside the office, in particular, in- the patient’s previous treatment expe-
ations in dialectical behavioral thera- volve inescapable and inadvertent riences. A patient who encounters a
py under which such self-disclosures self-disclosure. During a home visit, self-revealing therapist after years of
are useful. Another example of the the clinician may need to reveal infor- more traditional analysis may be con-
utility of self-disclosure involves mation about food preferences, food fused. On the other hand, a patient
metaphor, such as when a therapist allergies, or religious restrictions if who is undertaking long-term ex-
helps the patient by saying, “It’s like the patient offers food. The clinician ploratory psychotherapy after receiv-
when my son was learning to ride a then needs to integrate these pieces ing a supportive or biologically orient-
bike. He tried and tried, and sudden- of information into the treatment in a ed treatment may be angered or
ly he just got it.” positive and helpful manner. Refusal daunted by a therapist’s more with-
In psychopharmacologic treat- to self-disclose might seem rude or holding stance. In such situations, a
ments, self-disclosure may increase offensive. more gradual transition, with repeat-
1492 PSYCHIATRIC SERVICES ♦ November 2001 Vol. 52 No. 11
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