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A Submarine Navigator For The 21st Century
A Submarine Navigator For The 21st Century
ABSTRACT
North Pole Transit. A milestone in the history of
Recent advances in technology on multiple fronts will navigation was achieved on August 3,1958 when the
enable new and improved approaches to precision submarine USS Nautilus transited the earth’s north
navigation of submarines. pole. The Nautilus found its way under the polar ice
using a modified Autonetics (now Boeing BMC3&SS)
Improvements in interferometricfiber optic gyro N6A inertial navigator.
(IFOG) technology have made it possible to use
IFOGs in a high accuracy navigator. The use of
spherical gimbals for improved temperature control
and inertial instrument error autocompensation has
been made practical by computer-controlled
machining. The use of sonar in certain covert
situations will become more prevalent, facilitated by
lower power sonar systems and advances in signal
processing technology. Satellite based altimetry will
make it possible to compensate for gravity deflections
using lookup tables. Satellite attimetry will also allow
us to make tables of gravity anomaly and ocean depth
available to the overall navigation process.
INTRODUCTION
element (length x diameter)
IFOGs for Precision Navigation. An Interferometric DfOduCt and volume
Fiber Optic Gyro (IFOG) is a rotation rate sensor with
no rotating mechanical parts. IFOGs are often
configured to provide angular-output by using digital
electronics to do the mathematical integration. An drift by a factor of of bias, scale factor, &
IFOG senses rotation rate about its input axis by
forming an interference pattern between two nearly
coherent counter-rotating light beams generated by an
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the Global Positioning System (GPS), various sonar
data, and data from various kinds of maps can all be
used to advantage in limiting navigational error growth
and are generally utilized. Dependence on extemal
references that could compromise the ship’s
requires precision cost of fiber expected to covertness will be greatly reduced with the planned
machining drop FOGN system design, compared to currently-
Loss of technology New technology attracts deployed systems.
base is imminent I new engineers
I EM Log. Errors in the ship’s position or velocity tend
to drive coupled sinusoidal variations in these errors
Micromachined Accelerometers. Accelerometers as a consequence of the change in the diredion of
based on flexure-suspended proof masses have gravity vector due to the earth’s curvature. These
proliferated. Simple, inexpensive and low-precision Schuler oscillations have a characteristic period of
silicon and polysilicon accelerometershave made about 84 minutes. An electromagneticwater velocity
their way into such high-volume applications as sensor (EM log) along the keel of the ship is
automotive airbag deployment sensors in recent commonly used to damp the system velocity in order
years[31. Their precision predecessors, typically made to attenuate the growing Schuler frequency
of micromachinedquartz, have been in existence for oscillations in velocity and position.
over two decades.
The EM log sensor is subject to ocean current errors
A precision quartz accelerometer includes a thin proof and ship’s side slip errors as well as miscalibration of
mass with pickoff capacitor plates and attached the sensor. When the ship is not turning and the
electromagneticforce rebalance coils, suspended ocean current is constant, it is possible to use biased
between opposing top and bottom magnet stators. EM log reference data to damp out inertial navigation
lntemal heaters and sensors and/or the system velocity errors that oscillate at the Schuler
accelerometer‘s mounting environment control and frequency. However, when the ship tums or enters or
limit variations in the temperature. This reduces leaves an ocean current stream, large transients in
errors due to thermal effects in various mechanical the EM log reference velocity that cause degradation
components and in critical interface electronics. of the overall system velocity are seen.
The electrical capacitance, and hence the separation These transient events are difficult to model using
between the accelerometer’sproof mass and each gaussian techniques, which makes it difficult to create
stator plate is held constant by a feedback loop that a filter to reject them. However, the difference
measures the capacitances and controls the currents between the biased reference velocity and the system
in the rebalance coils. This approach gives excellent velocity can be monitored. It can be assumed that the
linearity and dynamic range. Accelerometers of this ship has encountered a large change in ocean current
design are employed in today’s ESGN systems and in or has turned with a badly calibrated sensor when a
other inertial measurement systems used for marine change in the difference occurs faster than a normal
navigation. Schuler frequency oscillation.
Damping and Reset Mechanisms. All inertial As it takes several minutes to make this
navigation systems, including the Fiber Optic Gyro determination, the ability to retroactively remove the
Navigator (FOGN) systems contemplated for use on effect of damping prior to the detection of the transient
SSBNs in the future, have small but inevitable noise is required to remove the effect of the eatly stages of
sources and imperfections that cause navigational the transient on the system’s accuracy. With the
inaccuraciesto grow with time. The rate at which an memory capacity and processing power available in
inertial navigation system’s navigational errors would modem digital computers this is readily possible.
grow following calibration and absent any extemal Using this technique can greatly improve the accuracy
references would cause it to exceed acceptable limits of the system’s overall estimate of the ship’s velocity.
well before completion of a typical patrol.
Independent external references must therefore be GPS. The satellite-based Global Positioning System
used to reset or augment the inertial system’s (GPS) provides fix informationwith an accuracy of
estimates of position, velocity, and of its own non- several feet over the entire earth’s surface in most
idealities. External references such as the ship’s EM cases. To get a GPS fix, submarines must be very
log (water velocity sensor), its pressure depth sensor, close to the surface because the employed radio
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frequencies are strongly attenuated by water. The use short fixed frequency transmissions. But, since
accuracy of GPS would be more than sufficient for the most active intercept systems are fast Fourier
needs of SSBN navigation if covertness and reliability Transform (FFT)-based and search for up to many
during wartime scenarios were not significant thousands of frequencies and pulse lengths,
concerns. introducing pseudo-random noise (PRN) waveforms
can defeat this search strategy. Use of PRN
The ship uses the independent position information to waveforms requires more bandwidth than current NSS
reset its position estimates and to adjust its calibration systems exhibit. But, recently developed transducer
of the inertial measurement system’s predictable technologies are more efficient over wider frequency
imperfections. To do this, a Kalman reset filter is bands in comparison to cumently deployed
typically used. Without another independent, absolute transducers.
position reference, any submarine with a less-than-
perfect inertial navigation system, even a FOGN Another approach is to reduce transmission side lobe
system of the future, must periodically rise near to the levels and to use a narrower main beam. Increasing
surface and expose an antenna to get a GPS fix. the number of transducer elements in the projector
can reduce side lobes, but this can become cost
But, the nuclear deterrent value of an SSBN is limiting since the reduction level is a function of the
magnified by a potential foe’s uncertainty as to its square of number of transducer elements for two
location. Because GPS fu<es potentially reveals the dimensional arrays.
submarine’s location, in wartime they are obtained
only occasionally (several days), with inertial A third covertness enhancing approach is full control
navigation used between fixes. of the transmission direction. This can be
Future FOGN navigation systems will continue to accomplished by beam forming. Current NSS
make use of GPS at times when covertness is not at a projectors generally project acoustic energy
premium. In light of the above concem and given the downward relative to the submarine. A steered beam
additional possibility that signals from GPS satellites could be directed downward when the submarine is
might be jammed by an enemy, other sources of not level and away from the location of a potential
independent position reference information such as threat receiver such as another submarine, a ship, or
map-based gravity assisted passive navigation and a shore installation.
sonar bathymetry are being developed.
The operating envelope of current NSSs is also
Sonar. Current navigational sonar systems (NSSs) limited by the submarine‘s operations, including the
support navigation systems by providing independent submarine’s attitude and speed, and by the local
depth and velocity measurements. Depth is ocean depth. The restrictions on the NSS usage due
measured by measuring the travel time for a sonar to submarine attitude can be overcome by beam
pulse to reach the bottom and retum while velocity forming as described earlier. Velocity measurement
can be measured by two fundamental techniques: using correlation processing limits the current NSS
observation of the Doppler shift in the returns and because a submarine’s hydrophones must be
performing sonar correlation processing[41 between separated by a distance proportional to its lateral
individual hydrophone elements. The NSS generally speed to do correlation processing. This effect can
has covertness requirements. Covertness is currently cause the necessary array size to become excessive
obtained by using very short transmissions, by when the submarine is traveling at high speeds. This
transmitting minimum power into the water, and by problem can be partially overcome by making the
providing low side-lobe levels for the transmitted pulse pairs required for correlation processing closer
pulse. together, up to the limit imposed by time spreading of
the return pulses reflected back from large portions of
Current technologies and those expected during the the ocean floor. Placing additional hydrophones at
21‘‘ century promise significant improvements in greater separation distances can greatly relieve the
NSSs. These improvements include increases in resulting velocity restriction.
covertness, submarine operating envelope, and NSS
measurement accuracy as well as bottom slope Measurement accuracy for correlation velocity
measurement capability and reduced cost for the NSS measurement can be accomplished by: increasing
itself. the number of hydrophone pairs for which correlations
are processed and by processing correlation functions
The first approach to increased covertness is the use that depend on time separation. The first of these
of more covert waveforms. Current NSSs generally techniques requires more elaborate receiver arrays
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and many more hydrophones, while the second measurements. But, because the submarine's depth
requires a significant increase in sonar signal is an external vertical reference, no compensation for
processing capability. Using transducers for both anomaly-induced errors is necessary because the
transmit and receive and innovative array designs can INS's vertical channel is heavily damped using the
achieve the first of these and the use of modem array submarine's depth gauge. Recent studies at Boeing
processors such as the PowerPC 7400, and whatever have shown that anomaly can actually be utilizedto
is sure to follow, can achieve the second. The aid the precision navigator by serving as a fix source.
potentialincrease in measurement accuracy for Anomaly is measured using the INS accelerometers
correlation velocity measurement is currently being and depth gauge. The anomaly measurements are
studied by simulation at Boeing. used to estimate and correct INS errors by locating
position on anomaly maps. These passive "gravity
The ability to measure the bottom slope in addition to fixes" are ideal for submarine applications since they
bottom depth is advantageous in regions of great are entirely covert.
bottom variability such as littorals. The ability to
measure bottom slope can also be useful for m a p
based navigation as described later. Bottom slope PRECISIONNAVIGATOR
measurement can be accomplished by steering the
transmitted beam in addition to performing signal Improved IFOGs. Honeywell has been working on
processing to sense the shape of the reflected beam, IFOG development under contract with Boeing and
i.e., beam forming on the retum. Using the same with the U.S. Navy. The goal is to develop IFOGs
array for both functions will make this affordable. with appropriate performance and size for precision
marine navigation. The successful progress to date is
The final future NSS issue is affordability. Cost can embodied in the Advanced Development Model II
be reduced through broad use of Non-Developmental (ADM II) IFOG. The primary ADM II goals were to
Items/Commercial Off-the-shelf (NDVCOTS) reduce the Angle Random Walk (ARW) to strategic
components and integration of the NSS transmit and navigation system requirements, and reduce the
receive functions. Aside from the transducer array electronics size such that three gyros will fit into a
itself, the NSS could be constructed with essentially Boeing-designed platform's form factor. Figure 3
all NDI/COTS components. The only exception is the shows an ADM I1IFOG that met the size requirement
availability of analog front-end electronics suitable for by combining the optical components and electrical
future NSSs, however only minor changes to current circuits in one package.
products would be necessary.
The INS is compensated for deflection using a lookup Figure 3. ADM-II IFOG
table or a gridded map. Errors in the deflection map
comprise a large part of a precision navigator's error Instrument level tests of the nine completed ADM II
budget. gyros as well as system level tests using three ADM II
IFOGs mounted in a mechanized platform with three
The vertical component of the local mass attraction is ac~elerometers[~]l indicate that the ARW is within
called the "anomaly." In submarine INS applications reach of the SSBN accuracy requirement. Figure 4
anomaly causes errors in vertical acceleration shows some performance data gathered from a
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system used to test ADM II IFOGs in a navigation is adequate for use in a future precision FOGN
configuration. system. The A I 88 EMA, which is a temperature-
controlled magnetic force-rebalance accelerometer
with micromachined quartz flexures and proof mass,
is shown in Figure 6.
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consequence of these rotations, each inertial
instrument experiences an identical amount of
gravitational influence (g and g2> over each complete
cycle.
In addition, the horizontal axis about which the Measured laboratory results using a platform with this
platform revolves is also precessed about the local perturbed autocompensationpolicy and large,
vertical axis at one-third of the platform's rate about intentionally introduced IFOG scale factor trends have
the horizontal axis. This vertical precession is recently validated some earlier modeling results.
reversed after each set of two complete revolutions. They indicate that the introduction of small additional
The inner and outer rotations are phased so that motions such as these policy perturbations is effective
reversals about one of these axes occur at intervals in reducing navigational position errors driven by the
halfway between reversals about the other. As a
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earth’s rotational rate acting through specific types of on ship navigation data gathered near the Blake
instrument errors. Escarpment where there is large gravity deflection,
particularly in the east-west direction. Comparative
Gravity and Bathymetric Maps. Maps useful in results of the analysis indicate that today’s satellite
aiding compensation of marine precision navigators maps (“Altimetry-only”) can already provide adequate
are derived from a variety of sources. Long deflection data to obtain relatively good position
wavelength gravity (anomaly and vertical deflection) performance, comparable to the position accuracy
maps are obtained from satellite altimetry. Short obtained using full tactical gravity maps. This
wavelength gravity is generated from survey ship situation can be expected to improve further with
gravimeter data. Short and long wavelength data are advances in satellite altimetry. The portion of the
combined to form maps for high-accuracy submarine error budget of future IFOG-based navigators that
applications over very broad regions of the ocean. must be allocated to map errors caused by gravity
Bathymetric maps are also derived from survey ship deflection survey ship location errors will be
sonar data gathered over more limited regions. accordingIy reduced.
Satellite Altimetry-Based Gravity Maps. Maps Fusion of Reference Data. The presence of multiple
generated from satellite altimetry data can be used to sources for the same information presents an
compensate the low frequency deflection that affects opportunity to improve the accuracy of the overall
INS position error. Such maps are created by first navigation system of the future. The FOGN inertial
using satellite tracking to estimate a satellite’s position navigator provides a basis for navigation with very
and altitude above the earth reference ellipsoid. The slow error propagation. This will allow thorough
satellitethen sends a microwave radar pulse to the smoothing and filtering of extemal reference sources
sea surface. The return time of the reflected pulse is before their data are used.
used to calculate the distance from the satellite to the
sea surface. The Sea Surface Height (SSH) is then Overlapping Data Examples. The water velocity
calculated and results from many satellite tracks are sensor, NSS velocity, and GPS velocity all give
averaged to attenuate time-varying effects such as measures of velocity. Gravity anomaly measurements,
tides, currents, atmospheric conditions, and NSS bathymetry, and GPS measurements are
instrument noise. Gravity maps of anomaly and correlated with position error. The sonar options are
vertical deflection are derived from the averaged rarely used for submarine navigation due to the need
geoid heights using geodesy techniques. for covert operation. However, with the advent of
lower power systems this may not be as large an
Satellite altimeters have high registration accuracy at issue in the future.
long spatial wavelengths and provide relatively dense
and uniform worldwide coverage. However today’s Gravity-Assisted Passive Navigation. The
altimeters resolve gravity features down to only 25 or difference between the vertical acceleration sensed by
30 kilometers. [6*71 For submarine applications, higher the accelerometers and the acceleration predicted by
spatial resolution is needed in order to compensate an anomaly map can also be used to form an estimate
velocity for deflection. of position error. [*I The effectiveness of the Gravity-
Assisted Passive Navigation (GAPN) approach
Combination with Survey Ship Data. Gravimeter depends to some degree on the data averaging and
data gathered using survey ships are used to get map-matching algorithms and filters that are
short wavelengths corresponding to the Schuler band employed. The vertical acceleration measurement
where the INS velocity is sensitive. Gravity deflection also depends heavily on the availability of good
maps for high accuracy submarine applications are pressure depth readings.
made by combining long wavelengths from altimetry
and short wavelengths from surveys. Ship surveys Boeing has studied GAPN for several years and
are expensive and are limited in the extent and obtained very positive results by applying it to data
density of coverage. As altimeter maps become gathered by surface ships and by SSBNs. Figure 8
increasingly accurate, they will become more common shows the relative performance of an existing ESGN
in submarine navigation. system at sea, without resets over a period of several
weeks (upper graph), and using GAPN-based resets
Future Navigators and Satellite Altimetry. Boeing (lower graph). The relative position error levels are
has performed an analysis to evaluate the feasibility of indicated on the vertical axis. The constant red lines
using an altimetly-only map to compensate for gravity are indicative of the maximum tolerable error level.
anomaly and deflection. The analysis was performed GAPN clearly provides position reset data sufficient to
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limit position error growth. It has the additional benefit system both with and without reference velocity use,
of being entirely covert. we may remove the error caused by the reference
velocity transient some time before it can be detected.
Data Fusion and Data Reliability. The accuracies of
each of the available position and/or velocity How to Choose What to Use. This process of
measuring systems can differ greatly. Combining choosing the best subsystem requires the use of
accurate information with information subject to larger multiple filters, one of which is periodically initialized to
errors generally does not improve the overall the best system filter and is then extrapolated without
accuracy, so the best approach to combining the data the suspect subsystem inputs. For example, the
position error estimates due to acceleration and
bathymetry vary with the rate of change of the
anomaly or the depth. Covariance matrix elements
can be combined to give a figure of merit for each
solution. The subsystem-derived estimate should be
applied to the system only when its figure of merit
indicates that the estimated position error variance is
less than the equivalent variance of the natural
system propagation.
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ACKNOWLEDGEMENTS
The Boeing Company and the authors gratefully
acknowledge the continued support of the U.S. Navy.
The authors also wish to thank Mr. R. Dahlquist for his
insights and comments.
REFERENCES
[l] Kalman, R. E., "A New Approach to Linear
Filtering and Predicfion Problems," Transactions
-
of the ASME Joumal of Basic Engineering pp.
35-45 (March 1960).
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