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Water Research 212 (2022) 118126

Contents lists available at ScienceDirect

Water Research
journal homepage: www.elsevier.com/locate/watres

Adaptive pressure-driven multi-criteria spatial decision-making for a


targeted placement of green and grey runoff control infrastructures
Haifeng Jia a, c, 1, *, Zijing Liu a, 1, Changqing Xu a, Zhengxia Chen a, Xiang Zhang b, Jun Xia b,
Shaw L Yu d
a
School of Environment, Tsinghua University, Beijing 100084, China
b
The School of Water Resources and Hydropower Engineering, Wuhan University, Wuhan 430072, China
c
Jiangsu Collaborative Innovation Center of Technology and Material of Water Treatment, Suzhou University of Science and Technology, Suzhou 215009, China
d
Department of Civil and Environmental Engineering, University of Virginia, Charlottesville, VA 22904, United States

A R T I C L E I N F O A B S T R A C T

Keywords: Traditional runoff control measures ignore the spatial imbalance of regional pressures, thereby failing to achieve
multi-criteria decision-making a site-specific placement for green and grey infrastructure simultaneously. A multi-criterion decision-making
green and grey infrastructure framework for runoff control infrastructure spatial planning was therefore developed in this study. The pressure-
spatial planning
state-response framework was applied to creatively match the pressure induced adjustment demands with the
pressure-state-response framework
adaptive pressure-driven adjustment
infrastructure effectiveness. The pressures were quantified from the perspective of environment, economy, and
ecology on a grid scale. States were considered as the relative priority of regional pressure adjustment demand in
multiple perspectives. Responses were presented as state-targeted green and grey infrastructure placement.
Multi-perspective effectiveness of different green and grey infrastructure was simultaneously evaluated at an
effective scale of controlling 1 m3/s runoff for comparison. Methods such as data mining, hydrological model
simulation, and remote sensing inversion were combined to quantify the regional pressures. The capital in­
vestment and ecological impact of infrastructures were quantified from a life cycle perspective. A case study was
carried out in Wuhan, China. The study area was clustered by gridded pressure into three regions. In region I,
ecological and environmental pressure were of higher weight. In region II, the environmental pressure was
dominant. In region III, the ecological pressure took precedence over the environmental and economic con­
straints. The area ratios of the region I, II, and III were 43%, 36%, and 21% respectively. The result indicated a
synergy and spatial heterogeneity of multi-perspective pressures, and further demonstrating that expert expe­
rience tends to fail to weigh the multi-function of green and grey infrastructures for coping with the pressures.
Results also stated that green infrastructures were more acceptable in areas that aspire to achieve simultaneous
runoff control and ecological improvement. The decision-making framework developed in this study can
maximize the overall performance by providing targeted infrastructure placement solutions.

1. Introduction 2021), and their multiple benefits are highly localized (Meerow and
Newell, 2017). Specifically, the performance of the infrastructure de­
Habitat security, urban development and natural endowments need pends on where and to what extent benefits are gained (Zhang and Chui,
to be balanced when dealing with threats from flooding, resource 2018). Spatial analysis of the multifunctional suitability of infrastruc­
depletion and ecological degradation. Effective mitigation of regional ture has been extensively carried out (Ronchi et al., 2020; Venter et al.,
pressures requires targeted infrastructure implementation (Kuller et al., 2021). However, the research gap exists as follows. On the one hand, the
2019; Ronchi et al., 2020). The benefits of green and grey runoff control subjective preference of managers is carried out to identify the priority
infrastructures are extended from an environmental point of view to the areas for infrastructure placement (Jia et al., 2015; Tran et al., 2020),
economic and ecological perspective (Liu et al., 2021b; Teixeira et al., while ignoring the local multi-perspective pressure. On the other hand,

* Corresponding author.
E-mail address: jhf@tsinghua.edu.cn (H. Jia).
1
These authors contributed equally to this work.

https://doi.org/10.1016/j.watres.2022.118126
Received 15 September 2021; Received in revised form 21 January 2022; Accepted 25 January 2022
Available online 28 January 2022
0043-1354/© 2022 Elsevier Ltd. All rights reserved.
H. Jia et al. Water Research 212 (2022) 118126

only green infrastructures are considered (Ronchi et al., 2020; Venter has been placed on construction stage rather than the life cycle stages
et al., 2021), while the grey infrastructures, which have been proven to including operation and maintenance stage. In addition, although
be cost-friendly and effective in some areas (Dong et al., 2017; Liu et al., ecological impacts have also been evaluated currently (Dai et al., 2021;
2021b), are overlooked in spatial planning simultaneously with green Teixeira et al., 2021), these evaluations lack systematicity consider­
infrastructure. Multifunctional trade-offs are crucial in the spatial ations together with environmental and economic effectiveness.
planning of infrastructure(García et al., 2020). To cope with the complex Trade-offs are necessary between green and grey infrastructure when
multi-criteria decision-making problem, a pressure-state-response (PSR) aiming to achieve environmental, economic, and ecological goals
framework was applied, in which pressure and target placement of in­ simultaneously (Di Matteo et al., 2019; Liu et al., 2021b). A quantitative
frastructures were consistently considered by systematical indices framework that matches the environmental-economic-ecological effec­
(Tammy et al., 2011). The framework has been widely used to propose tiveness of infrastructure with the regional pressure adjustment de­
adaptive decision-making solutions for water resources management mands contributes to targeted infrastructure spatial planning, thereby
and infrastructure placement (Kaur et al., 2020; Spanò et al., 2017; Zare maximizing the overall performance.
et al., 2019). A gap, however, still exists in developing a spatial Considering the limitations of existing research, a PSR framework
decision-making framework for both green and grey infrastructure and was applied in this study to develop a multi-criteria spatial decision-
addressing regional pressure from multiple perspectives. making strategy for the targeted placement of green and grey runoff
Trade-offs between regional economic development and nature control infrastructures. Specifically, pressures were quantified from the
conservation exist in urban management processes (Di Matteo et al., perspective of environmental, economic, and ecological on a grid scale
2019; Rasmussen et al., 2021). As for environmental pressure, high and by hydrological model and data mining methods. States were considered
early runoff peaks trigger flooding and pose a risk to residential safety as the relative priority of regional pressure adjustment demand in
and economic development (Badrzadeh et al., 2015). Simultaneously, multiple perspectives, and were compared and hierarchically calculated
non-point source pollutants cause environmental degradation of water into weight values. Responses were presented as state-targeted green
bodies (Gasperi et al., 2010). Runoff quantity and quality control have and grey infrastructure placements. The performance rank of infra­
been identified as key aspects of urban management(Zhang et al., 2020), structure was obtained by summarizing the weighted infrastructure
but previous studies have rarely considered the spatial heterogeneity of effectiveness in multiple perspectives, thus achieving spatial planning
pressure adjustment demands and lacked targeted runoff control stra­ and the targeted suggestions for zoning infrastructure placement.
tegies. In terms of economic perspective, the challenges of limited eco­
nomic investment, inadequate land use, and ageing infrastructure are 2. Methods and data
faced during the urban expansion (Rasmussen et al., 2021), inevitably
restricting the construction and effectiveness of infrastructure. Previous 2.1. Study area
studies have failed to realize a quantitative match between local eco­
nomic status and infrastructure lifecycle stages investment, and also, the Wuhan is the capital of Hubei province and is located in the middle of
extent of financial support and economic pressure is not included in the China. The total area of Wuhan is 8569.2 km2. This study focused on the
decision-making process for infrastructure cost-benefit trade-offs (Di developed zone which covers 2357.5 km2 and the area ratio of water
Matteo et al., 2019; Jia et al., 2015). From the ecological perspective, the body, green land (include farmland, forest, and grassland), and imper­
concept of “ecosystem service value” is applied to evaluate the regional vious surface are about 11%, 35%, and 54% respectively, as shown in
ecological pressure (Costanza et al., 1998). It refers to the capital value Fig. 1. The study area is an urbanized region that is relatively developed
of the services that humans derive from ecosystems, including the and with a lower increase in urbanization rate (less than 0.3% in 2019).
elimination of waste, the supply of material and energy, and the pro­ In addition, the drainage pipe network diversion system retrofit has been
vision of sustainability and comfort for inhabitants (de Groot et al., completed in the study area, the combined sewer system had transferred
2012). These factors are localized by some researchers, taking into ac­ to a separate sewer system. Wuhan lies in the middle reaches of the
count expert advice and residents’ understanding (García et al., 2020; Yangtze River. The annual rainfall in Wuhan was 1,150 mm-1,450 mm
Xie et al., 2015). The mismatch between urban development and during the recent 10 years, mainly from June to August, accounting for
ecological endowments simultaneously leads to an uneven spatial dis­ about 40% of the annual rainfall. According to the latest census in 2019,
tribution of ecosystem pressures(Kassouri, 2021). The pressures from the permanent residents of Wuhan were 11.2 million, with 9.0 million
the environmental-economic-ecological perspective present synergy and urban residents, accounting for 80% of the total population.
spatial heterogeneity, making a hierarchical and quantitative descrip­
tion essential to identifying a regional state. 2.2. Methodology
In terms of the effectiveness of runoff control infrastructure, source-
orientated green infrastructure increases underlying surface infiltration To maximize the benefits of runoff control infrastructures, the PSR
and detention, controlling runoff in a more flexible and resilient manner framework was applied and a quantitative multi-criteria spatial
(Li and Davis, 2016; Zhang and Chui, 2018). The ecological benefits of decision-making strategy for targeted infrastructure placement was
green infrastructure in terms of landscape aesthetics, heat island effect developed. Relative data acquisition sources were listed in supplemen­
mitigation and energy savings in buildings have been widely discussed tary information (SI) Table.A.1 The study was carried out with the
(Teixeira et al., 2021; Wu et al., 2021). Grey infrastructures are tradi­ following steps (as shown in Fig. 2), the steps after clustering were
tional stormwater management strategies that achieve regional targets illustrated by cluster1. (I) Pressure attributes of environment-economy-
through rapid drainage and centralized treatment (Dong et al., 2017; ecology were quantified by data mining method, hydrological model
Liu et al., 2021b). And they have a clearer asset life, depreciation, and simulation, and remote sensing inversion methods on the 1km2 grid
return on investment (Bisinella de Faria et al., 2015; Liu et al., 2021b). scale. Pressures were then normalized to [0–1] intervals for comparison.
Green-grey infrastructure coupled systems tend to have high resilience (II) The regional state was identified by clustering grids. The normalized
(Dong et al., 2017). Coupling optimization of green and grey in­ multi-perspective pressures in each cluster were compared, and the
frastructures is often designed to achieve system objectives (Alves et al., average value of each index was hierarchically integrated as the weight
2019; Bakhshipour et al., 2019), but the lack of analysis of the suitability value that was summed to 1. (III) Environmental-economic-ecological
of specific types of infrastructure weakens the interpretability of the effectiveness of different infrastructure was detected by the hydrologi­
scheme. Trade-offs between capital investment and runoff control cal model and life cycle analysis methods. The effectiveness was also
function have been more frequently discussed in previous studies (Alves normalized to [0–1] intervals for comparison. (IV) Overall performance
et al., 2019; Jia et al., 2015), but in most studies, the investment analysis of infrastructure was obtained by summarizing the weighted normalized

2
H. Jia et al. Water Research 212 (2022) 118126

Fig. 1. The study area.

Fig. 2. Methodological framework.

3
H. Jia et al. Water Research 212 (2022) 118126

multi-effectiveness, and performance ranks were presented for targeted ( )


spatial decision-making of infrastructures. YTSS = − 14.801 + 6.152∗ln(Bblue ) + 0.074∗ln Bgreen + 0.262∗ln(Bred )R2
The key concepts in the framework were defined as follows: = 0.904
(2)
Pressure: regional scarcity degree in environment, economy, and ⃒))
( (⃒
ecology. ⃒ Bnir ⃒
YTP = exp − 1.658 − 0.23 ∗ ln ⃒⃒ ⃒ R2 = 0.737 (3)
State: the relative priority of regional pressure adjustment demand Bswir2 ⃒
in environment, economy, and ecology.
Where YTSS , YTP are the concentration of TSS, TP that inversed by
Response: multi-criteria decision making for runoff control infra­
remote sensing data. Bblue , Bgreen , Bred , Bnir and Bswir2 represent the reflec­
structure placement considering both suitability for a given state and
tion data of the blue band, green band, red band, near-infrared band and
effectiveness of infrastructure.
the second short wave infrared bands in Landsat8, respectively.
Adjustment demand: the urgency to alleviate the scarcity of the
resource.
2.3.2. Regional economic pressure
Effectiveness: inherent characteristics of infrastructure such as
In terms of regional economic pressure, the land value represents the
runoff control function, cost, and ecological impact.
opportunity cost of land occupied by infrastructure; regional gross do­
Weight: the weighting factor showing the relative importance of a
mestic product (GDP) is related to the financial support that the gov­
normalized pressure which summed to 1.
ernment can provide for infrastructure equipment and material assets;
Performance: sum of weighted effectiveness relating to environ­
and economic point of interest (POI) data on public activities, business
ment, economic, and ecology.
activities and transportation activities can attribute the intensity of
Multi-perspective: in environmental, economic, and ecological
economic activity. The public activities factor was described by the
terms.
density of park, school, pharmacy, hospital, and bank. The business
activities factor was described by the density of hotels, restaurants, su­
2.3. Quantification of pressures and identification of state
permarkets, shopping malls. The transportation activities factor was
described by the density of highway entrances, bus stops, toll gates, and
2.3.1. Regional environmental pressure
parking lots. Usually, high value for land and economic activities limits
For the quantification of regional flooding pressure, the soil and
the application of high-investment infrastructure during the stages of
water assessment tool (SWAT) was applied to calculate the required
onsite construction and transportation, operation and maintenance.
runoff volume reduction rate in each grid. Parameters for SWAT were
However, high GDP values normally guarantee for high-investment
gathered from previous studies in the same region of Wuhan (Mu, 2019;
infrastructure in the equipment and material assets stage. The source
Yang, 2018). The 10-year return period design storm was calculated
of land value, GDP data, and POI data were listed in SI Table A.1.
following the local design storm intensity formula and then used as input
data to simulate runoff (WMWB., 2013). The warning water level and
2.3.3. Regional ecological pressure
the average water level in flood season of different water bodies are set
Regional ecological pressure was represented by the ecological ser­
based on historical monitoring data (as shown in SI Fig. B.1). The rise of
vice values from a monetized perspective (calculate as SI B.2). The
receiving water level was simply calculated by dividing the runoff vol­
quantification of ecological service value was calculated by multiplying
ume by the water surface area. In conjunction with the flow path, the
the different land-use areas and the value per unit area equivalent factor
runoff control pressures of the receiving water bodies were traced up­
of each land use as shown in SI Table B.1 (Peng et al., 2021; Xie et al.,
wards to each gird. The required runoff volume reduction rate was
2015). The ecological service values of each 1km2 grid were calculated.
calculated by Eq. (1).
The values in the aspects of water resources supply, climate regulation,
( )
Vrunoff atmospheric pollution regulation, water purification, species conserva­
+ Lfs − Lw ∗ Swater ∗ ωigrid
Swater
tion, and landscape aesthetic were considered as factors to detect
Rirvr = (1)
Vrunoff regional ecological pressures.

where Rirvr is the required runoff volume reduction rate of the i th grid, 2.3.4. Identification of state cluster
Vrunoff is the runoff volume which is simulated by SWAT model, Swater is Grids characterized by multi-perspective pressure were clustered to
the surface area of receiving water body, Lfs is the average water level in identify the state. Firstly, pressures were normalized for comparison.
flood season, Lw is the warning water level of the corresponding Secondly, the K-means method was applied for grid clustering(Ferraro,
receiving water, ωigrid is the ratio of the runoff yield of the i th grid to the 2021). Finally, the average values of normalized criteria were hierar­
chically integrated as weight which was summed to 1. Thus, the regional
total runoff yield amount of the basin.
state was identified.
Water pollution pressure was represented by key water quality in­
High values for flooding pressure, water pollution pressure, land
dicators in corresponding receiving water bodies of each grid which
value, and economic activity sub-criteria means high pressure and were
were updated inversed from 30m-resolution Landsat8 satellite imagery
normalized by Eq.(4). Conversely, high values for regional GDP, water
in this study. The remotely sensed imagery gained from Landsat8 was
resources supply, climate regulation, atmospheric purification, water
firstly corrected using FLAASH atmospheric correction module in ENVI
purification, species conservation, and landscape aesthetic indicated
software to remove the atmospheric noises. Then two key water quality
abundant resources and low pressure and were normalized by Eq.(5).
indicators, total suspend solid (TSS) and total phosphorus (TP), were
selected for their both local importance and good correlation with (Xi − Xmin )
remotely sensed imagery Gao et al., 2015; Jiang et al., 2021). The optical Xa = (4)
(Xmax − Xmin )
relationships between the water quality indicators and remote sensing
data were extracted from field experiments in previous studies as Eq. (Xmax − Xi )
Xb = (5)
(2)–((3), and these formulas had been calibrated and validated by actual (Xmax − Xmin )
monitoring data in the research site (Qiao Xiaojing, 2013; Ting, 2018).
Where Xa and Xb is the normalized value, Xi is the value of criteria factor,
Xmax and Xmin are the maximum and the minimum value of these factors
respectively.

4
H. Jia et al. Water Research 212 (2022) 118126

Grids were clustered by the K-means method. It has the advantages of and maintenance stage respectively; LP, LGP, and LEP are the land and
fast convergence, reliable clustering effect, and high interpretability transport costs, local goods price, and the local labour and energy price
(Ferraro, 2021). Sub-criteria values were used as distance features be­ respectively, ES denotes the effective scale.
tween vectors. The number of categories is determined when the mini­ Ecological indices were considered from the life cycle perspective
mum sum of squared errors (SSE) (Eq. (6)) is achieved. and were quantified and nondimensionalized by per capita global
impact by the Simapro software (Sleeswijk et al., 2008), which is com­
( ) ∑n ∑
k
( )2
SSE Xi , Zj (I) = Xi − Zj (I) (6) mercial software with a well-established and reliable database(Pre-­
i=1 j=1 sustainability, 2012). The ecological impact of infrastructures was
normalized to the capacity of controlling 1m3/s runoff and was divided
Where Xi is a normalized pressure criterion in each grid, Zj (I) was the by the effective scale (as Eq. (9)). The quantified factors covered habitat
cluster centre point data, n was the number of data, k was the number of alteration (HA), species extinction (SE), fine particulate matter (FPM),
clusters. global warming (GW), water eutrophication (WE), and water resource
Weights (ωi ) were hierarchically calculated by the average values of consumption (WRC). The substance inputs inventory in each stage was
normalized pressure criteria (NPi ) with Eq. (7). also listed in Table 1.

NPi EIC + EIE + EIM&O


ωi = ∑11 (7) EIunitary = (9)
ES
i=1 NPi

where EIunitary is the ecological impact of infrastructure that controls


2.4. Multifunctional effectiveness quantification and adaptive ranking of 1m3/s runoff, EIC , EIE , EIM&O are the ecological impact of the onsite
the runoff control infrastructure construction and transportation stage, equipment and material assets
stage, operation and maintenance stage respectively, ES denotes the
2.4.1. Quantification of infrastructure environmental effectiveness effective scale.
The green infrastructure considered in this study includes bio­ Green and grey infrastructure substances inventory were innova­
retention (BR), green roof (GR), vegetative swale (VS), and permeable tively and simultaneously listed to estimate their life cycle ecological
pavement (PP). Typical grey infrastructures covered include rainwater impact and the cost (as shown in Table 1), and the major proportion of
pump station (RP), storage tank (ST), rainwater interception treatment ecological impact and cost were explored.
facility (RI), and reuse facility (RF). RI represents the facility that
intercepted the runoff and transported it to a wastewater treatment 2.5. Pressure-driven infrastructure adaptive rank
plant. RF represented the onsite rainwater reuse facility.
For the determination of infrastructure runoff control effectiveness, Multi-perspective effectiveness of unitary infrastructure was
the stormwater management model (SWMM) was applied. The simula­ normalized to [0–1] intervals for comparison. The high value of runoff
tion parameters for SWMM were calibrated and verified to ensure reli­ control indices implied better effectiveness (normalized by Eq. (10)),
ability (SI C.1-C.2). The 10-year return period intensity storm was while the low value of the capital investment and ecological impact
designed (WMWB., 2013) and used as input precipitation data to indices performed better effectiveness (normalized by Eq. (11)). Overall
simulate runoff. To compare the runoff volume control function, performance of infrastructure was obtained by summarizing the
different types of green infrastructures were each simulated individually weighted normalized multi-effectiveness as Eq. (12), and performance
in SWMM. The infrastructure’s “effective scale” was defined as the scale ranks were applied for targeted spatial decision-making of
required to fully capture 1m3/s runoff (runoff control curves of different infrastructures.
infrastructures were shown in SI C, Figure C.3), where a larger scale
implied a weaker control function per unit scale. The runoff control (Ei − Emin )
Eia = (10)
function of grey infrastructure was derived from the measured values of (Emax − Emin )
the local engineering projects (Hanhua, 2009; Li et al., 2016; Sun, 2019;
Zeng and Xie, 2021) as shown in SI C.2.1(2). Runoff water quality Eib =
(Emax − Ei )
(11)
control function of infrastructures was reviewed from previous studies (Emax − Emin )
(Eckart et al., 2017; Gong et al., 2020; Liu et al., 2019; Mai and Huang,
2021; Yang et al., 2021). ∑
11
Pi = ωi ∗ Eia&b (12)
i=1
2.4.2. Quantification of infrastructure economic and ecological
effectiveness where Eai is the normalized value for infrastructure runoff control
Capital investment indices were quantified by the life cycle cost effectiveness, Ebi is the normalized value for infrastructure cost and
evaluation method for the stages of onsite construction and trans­ ecological impact, Ei is the effective value of a type of infrastructure,
portation, equipment and material assets, operation and maintenance. Emax andEmin are the maximum and minimum effectiveness value
Costs and ecological impact were normalized to the functional unit in respectively, Pi is the overall infrastructure performance that applied for
their life span (as shown in SI C, Table C.2). For quantitative compari­ ranking, wi is the weight detected by normalized regional pressure.
son, infrastructure investments were normalized at a uniform capacity
(1 m3/s) by diving by the effective scale, as Eq. (8). The related struc­ 3. Results and discussions
tural substances and prices were gathered from the local engineering
project and procurement website(Li et al., 2016; Sun, 2019; WURCB., 3.1. Identification of multi-perspectives regional pressure
2019), and were listed in Table 1.
CS ∗ LP + ES ∗ LGP + MOS ∗ LEP 3.1.1. Regional environmental pressure
CIunitary = (8) The storage capacity and service area of receiving water bodies show
ES
spatial heterogeneity, which contributes to the spatial variation of the
where CIunitary is the capital investment of infrastructure that controls regional runoff control urgency. As shown in Fig. 3-(a), a runoff
1m3/s runoff and was monetized in United States dollar; CS, ES, and reduction pressure of up to approximately 30% was identified along the
MOS are the amount of substance consumption of onsite construction eastern and southwestern banks of the Yangtze River. This is in accor­
and transportation stage, equipment and material assets stage, operation dance with the waterlogging points distribution described in existing

5
H. Jia et al.
Table 1 Life
cycle inventory of unitary green and grey infrastructures.
BR (m2) PP (m2) GR (m2) VS (m2)

Substance Ecological Cost Substance Ecological Cost Substance Ecological Cost Substance Ecological Cost
Quantity impact proportion Quantity impact proportion Quantity impact proportion Quantity impact proportion
proportion proportion proportion proportion
Fertilizer (kg) 10.3 69.0% 21.9% Graded gravel 51.0 45.6% 63.2% Concrete (kg) 40.7 38.5% 4.8% Fertilizer (kg) 5.0 65.2% 31.1%
(kg)
Planting soil (kg) 161.5 18.8% 30.7% Non-woven 1.3 25.6% 1.9% Fertilizer (kg) 9.4 36.9% 39.0% Non-woven fabrics 1.3 18.5% 0.6%
fabrics (kg) (kg)
Non-woven fabrics 1.3 5.0% 0.6% Permeable 16.8 13.1% 14.0% Cobblestone (kg) 10.2 15.5% 15.6% Graded gravel (kg) 8.5 12.6% 15.3%
(kg) concrete (kg)
Irrigation water 121.7 1.2% 7.1% PVC pipes (kg) 0.2 10.6% 6.5% Non-woven 1.3 3.0% 7.3% Irrigation water 121.7 1.8% 10.8%
(kg) fabrics (kg) (kg)
Cobblestone (kg) 4.5 2.2% 3.6% Sand (kg) 7.8 3.3% 1.7% PVC pipes (kg) 0.1 2.8% 4.1% Diesel (kg) 0.1 0.9% 3.5%
Bark (kg) 1.2 1.9% 6.7% Diesel (kg) 0.1 1.7% 2.6% Irrigation water 365.0 1.9% 14.5% Planting soil (kg) 77.2 0.9% 38.8%
(kg)
Diesel (kg) 0.2 1.2% 3.3% Irrigation water 1.0 0.1% 10.2% Planting soil (kg) 39.3 1.3% 12.0%
(kg)
Graded gravel (kg) 34.0 0.2% 20.5% Diesel (kg) 0.1 0.2% 2.0%
PVC pipes (kg) 0.1 0.2% 2.2%
Geomembranes 0.1 0.2% 3.3%
(kg)
RP(m3/s) ST (m3/s) RI (m3/s) RF(m3/s)
Substance Ecological Cost Substance Ecological Cost Substance Ecological Cost Substance Ecological Cost
Quantity impact proportion Quantity impact proportion Quantity impact proportion Quantity impact proportion
proportion proportion proportion proportion
Electricity (kWh) 3,045,626.6 39.5% 82.0% Reinforcing 2,985,962.3 74.1% 16.1% Electricity (kWh) 2,852,791.7 43.8% 25.6% Glass fibre 29,013.0 42.8% 1.5%
steel (kg) reinforced plastics
6

(kg)
CoNi Alloy (kg) 12.7 26.6% 0.6% Concrete (kg) 10,788,452.8 24.8% 66.9% Concrete (kg) 6,360,602.1 20.5% 2.3% CoNi Alloy (kg) 7500.0 31.1% 2.7%
Stainless steel (kg) 11,729.6 18.8% 0.6% CoNi Alloy (kg) 6181.1 0.8% 4.3% Polypropylene 12,403.2 17.8% 0.9% Stainless steel (kg) 4500.0 11.6% 3.0%
(kg)
Concrete (kg) 41,514.6 8.6% 0.4% Diesel (kg) 4754.7 0.2% 1.0% Stainless steel 61,214.4 12.4% 9.9% Electricity (kWh) 5,333,237.8 8.5% 74.9%
(kg)
Cast iron (kg) 496.7 4.3% 0.6% Electricity 23,773.6 0.1% 10.8% Methanol (kg) 14,618,828.2 3.0% 39.9% Cast iron (kg) 2400.0 3.4% 2.6%
(kWh)
Polystyrene (kg) 7595.4 0.5% 0.1% Organic steel (kg) 6480.0 1.0% 0.4% Cleaning water 18,978.8 2.4% 10.7%
(kg)
Aluminium core 36.1 0.5% 0.0% PVC pipes (kg) 15,217.7 0.6% 0.8% Diesel (kg) 322.8 0.1% 0.2%
(kg)
Sand (kg) 14,449.6 0.5% 12.1% Organic steel(kg) 271,624.9 0.4% 0.5% Sand (kg) 18,978.8 0.1% 4.5%
Organic steel (kg) 96.9 0.4% 0.0% Diesel(kg) 10,232.1 0.2% 0.6%
Diesel (kg) 148.6 0.2% 0.1% Sand(kg) 164,116.8 0.1% 4.9%
Cleaning water 14,449.6 0.1% 2.4% Cleaning water 164,116.8 0.1% 14.1%
(kg) (kg)
Polypropylene 2.7 0.1% 1.1% Graded gravel(kg) 86,400.0 0.1% 0.1%
(kg)

Water Research 212 (2022) 118126


H. Jia et al. Water Research 212 (2022) 118126

Fig. 3. Runoff quantity and water quality pressure distribution.

studies(Liu et al., 2021a). Rising water levels in receiving water bodies population and urbanization. GDP high-value areas also showed a
during the flood season (as shown in SI Fig. B.1) topping off the outflow greater density around water bodies, which indicated that socio-
from the drainage system, accompanied by the restriction of the warning economic development activities were largely dependant on the water
water level, both lead to regional drainage pressure. A residual runoff system. As shown in Fig. 4(c), POI data were analysed to characterize the
storage capacity of up to approximately 50% was identified in the heat of human-related socioeconomic activities. The trend envelope
northwestern bank of the Yangtze River, and was mapped in Fig. 3-(a). A areas (which were obtained by directional distribution tool in ArcGIS
residual runoff storage capacity indicated that in situ storage of runoff software and covered 90% of POI) ratio of public activities, business
was implementable on these grids. And an effective strategy to release activities, and transportation activities were about 1:1.7:2.9. This indi­
pressure in the eastern and southwestern banks of the Yangtze River is to cated the public activities in Wuhan are more concentrated, while the
vacate the lake in advance of the flood season, and reserve sufficient transportation activities showed the extensive property. The ratio of the
space for storage. Accordingly, a spatially diverted runoff regulation long and short axes of the trend envelope for public, business, and
scheme was detected, whereby runoff in the high-pressure grid was transportation activities were 1.1:1, 1.4:1, and 1.5:1 respectively. The
suggested to be channelled to the urban periphery or the northwestern results indicated that the Yangtze River is certainly the main carrier for
bank of the Yangtze River with light pressure for adjustment. Wuhan’s business and transportation.
The uneven spatial distribution of land use and water self- In previous infrastructure optimization programs, economic factors
purification capacity induced the spatial heterogeneity of water were considered only in terms of cost (Di Matteo et al., 2019; Wang
polluted status. As illustrated in Fig. 3-(b), the TSS concentration in et al., 2016), ignoring the impact of regional land values, financial
related waters ranged from 18.9 mg / L to 33.3 mg / L. From a spatial surplus, and activity dynamics on the various stages of infrastructure
perspective, the TSS concentration of the river is above 27.0 mg / L, development. The multi-perspective description of economic pressures
which is higher than that of the lakes in Wuhan. This is mainly attributed helped to propose constraints for different stages in the infrastructure
to the higher fluidity, which prevented TSS to deposit, in rivers than life cycle investment, and thus to develop targeted runoff control
lakes. The concentration of TP in related waters is under 0.2 mg / L. In strategies.
the mainstream of rivers, the TP concentration is approximately 15%
lower than that of lakes. This also can be attributed to the higher fluidity 3.1.3. Ecological resource distribution
and self-purification ability of rivers compared to lakes. Ecological service values showed spatial unevenness, which differs
Previous studies ignored the natural runoff regulation endowments greatly from the pressure distribution of the economy and environment.
while implementing an indiscriminate runoff adjustment strategy Water resources supply, climate regulation, and landscape aesthetic
throughout the region (Di Matteo et al., 2019). The identification of benefits were presented here as typical ecological value evaluation
spatial heterogeneity of runoff quantity and quality pressure further factors, while atmospheric purification, water purification, and species
proved that a targeted runoff control infrastructure contributes to conservation, which followed a similar trend, were placed in the SI Fig.
maximizing the systematical effectiveness. B.5. As shown in Fig. 5 and SI Fig.B.5, water resources supply capacity
was abundant in the vicinity of water bodies. Value for local climate
3.1.2. Regional economic condition regulation, atmospheric purification, water purification, species con­
The uneven spatial distribution of the opportunity cost of land servation, and landscape aesthetic was higher in the urban periphery,
occupation, local financial support, and the economic activity dynamics where higher vegetation cover contributed to a strong ecological resil­
constrained investment in the life cycle stages of infrastructures. As ience and adjustment capacity. The ecological pressure in the urban
shown in Fig. 4(a)-(b), the areas with higher land value were closely periphery was also reduced due to the lower density of human activities
distributed around the Yangtze River. Similarly, the higher grid GDP and the less release of pollutants. Green infrastructure has been proven
was also closely concentrated in the high urbanized areas (represented by many studies to have a compensatory value on ecosystems(Liu et al.,
by a high ratio of impervious underlying). High land value areas were 2016; Teixeira et al., 2021). However, previous infrastructure optimi­
more dispersed than high GDP areas, which was due to the expansion of zation schemes failed to simultaneously trade-off the effectiveness of

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H. Jia et al. Water Research 212 (2022) 118126

Fig. 4. Economic factor distribution.

ecosystem pressure alleviation with runoff control and cost savings weaker unitary runoff control function and vice versa. As shown in
(Teixeira et al., 2021; Wang et al., 2016), which may lead to the con­ Table 2, ST, RI, BR had the top three runoff volume control functions.
struction of some infrastructure increasing the pressure on the The ability of RF was lower because it was constrained by the regional
ecosystem. The unevenness of regional ecological pressure put forward reuse water usage. BR and RI had the strongest pollutant remove func­
targeted requirements for infrastructure placement. tion in both green and grey infrastructures respectively.
Higher cost implied greater economic pressure at the specific life
cycle stage and suggested the infrastructure should be built in an area
3.2. Quantitative assessment of green and grey infrastructure multi- with correspondingly lower economic sensitivity. As shown in Table 3,
perspective effectiveness the major contributors to different infrastructures cost were at distinct
stages due to their structural and functional diversity. RI was the highest
A quantitative comparison of green and grey infrastructure runoff investment infrastructure, with a total cost 13.8 times higher than the
control functions was achieved by identifying the effective scale of lowest pumping station. For BR, GR, VS, PP, and ST, equipment assets
infrastructure. Under this constraint, a larger effective scale meant a

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H. Jia et al. Water Research 212 (2022) 118126

Fig. 5. Regional ecological resource abundance distribution.

Table 2
Unitary runoff control function of green and grey infrastructures.
BR(m2) GR(m2) VS(m2) PP(m2) RP (m3/s) ST(m3/s) RI(m3/s) RF(m3/s)

Effective scale 0.43 0.55 0.75 0.93 0.67 0.08 0.32 12.58
TSS average remove efficiency 91.8% 55.6% 13.0% 56.2% / 48.0% 85.7% 63.0%
TP average remove efficiency 73.7% 23.4% 52.0% 56.0% / 28.6% 83.3% 29.0%

Table 3
Capital investment of unitary green and grey infrastructures.
Cost inventory (103 USD/ m3/s) BR GR VS PP RP ST RI RF

Construction and transportation 21.3 8.5 13.7 18.0 1.6 154.2 165.0 11.2
Equipment and material assets 683.2 302.7 395.8 848.0 65.3 740.8 1813.9 167.7
Maintenance& Operation 72.1 79.6 60.2 11.1 305.8 11.0 3176.8 535.6

Table 4
Social impact of unitary green and grey infrastructures.
Impact category BR(m3/s) GR (m3/s) VS (m3/s) PP (m3/s) RP (m3/s) ST(m3/s) RI(m3/s) RF(m3/s)

Habitat alteration (HA) 1.4E-06 3.5E-06 1.4E-06 1.5E-06 3.1E-07 5.1E-06 6.7E-06 8.0E-06
Species extinction (SE) 5.1E-11 2.2E-10 4.6E-11 8.8E-11 1.1E-11 2.9E-10 8.3E-10 9.6E-11
Fine particulate matter (FPM) 2.3E+01 5.8E+01 2.0E+01 1.9E+01 2.4E+00 5.4E+01 1.4E+02 2.3E+01
Global warming (GW) 2.9E+01 1.1E+02 2.5E+01 4.6E+01 6.2E+00 1.5E+02 4.7E+02 5.4E+01
Water eutrophication (WE) 1.6E+02 4.4E+02 1.5E+02 1.1E+02 1.0E+01 4.0E+02 8.1E+02 1.0E+02
Water resource consumption 1.4E+02 4.6E+02 2.6E+02 3.0E+02 4.9E+02 1.2E+03 2.6E+03 2.1E+02
(WRC)

occupied the dominant part of the capital investment. For RP, RI, and greater atmospheric purification ability, higher climate adjustment
RF, maintenance and operation stages cost most in the life cycle. function, and with higher water purification and water resource supply
Runoff control strategies with high ecological impact were suggested capacity. RF was the most ecological-friendly infrastructure in the as­
to be implemented in areas with lower ecological pressure. As shown in pects of HA, SE, FPM, GW, WE.
Table 4, the total ecological impact of RI was the highest, 11.4 times Green and grey infrastructures coupled systems have been proved to
higher than the lowest impact of BR. Habitat alteration impact was have high resilience (Dong et al., 2017), and can realize system objec­
mostly from RF (which took 28.8% proportion), and it should be miti­ tives(Alves et al., 2019; Bakhshipour et al., 2019). However, only the
gated in areas of low aesthetic landscape value. RI impact most in the systemic results were focused on by previous studies, which were poorly
aspects of SE, FPM, GW, WE, WRC, and it took 51.1%, 41.9%, 52.6%, interpretable and failed to evaluate the regional suitability of specific
37.0%, and 46.1% ecological impacts respectively, which meant it was types of infrastructure. Quantitative evaluation of the green and grey
more tolerated in a region with higher species conservation value, infrastructure in a uniform system made it possible for multi-perspective

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H. Jia et al. Water Research 212 (2022) 118126

effectiveness comparison. It is also a prerequisite for simultaneous criteria, the runoff quantity control should be considered with higher
spatial decision-making for green and grey infrastructures. priority (took about 65% importance). Financial expenditure pressure
was given the highest weight in economic pressure attributes, and water
resources shortage was the most essential factor to be considered in
3.3. State identification and adaptive decision-making of infrastructures maintaining the ecological conditions. In region III, the ecological cri­
terion (the weight value was 0.5) took precedence over the environ­
3.3.1. State identification driven by pressures mental and economic constraints, which indicated the urgency of
The distribution of clustered state regions indicated the spatial het­ relieving ecological pressure. The six sub-criteria of ecological services
erogeneity of the multi-perspective pressures. Best cluster performance were under roughly equal pressure. The constraints of financial expen­
(minimum sum of squared errors, SSE) was obtained when the grids diture pressures were emphasized in the economic components (took
were clustered into three categories. As shown in Fig. 6, the region I took 66% importance), and the control of runoff quality occupied a more
43% of the research area and was mainly located in a part of the high important position than quantity.
urbanized areas and the urban periphery. A large proportion of water Notably, in region I, part of the high urbanized areas presented the
bodies were classified in region I. The region II which took 36% of the same adjustment state as the urban periphery, that is, economic con­
research area was located in the transitional area between the high ur­ straints were less important than environmental and ecological criteria.
banized region and urban periphery and suffered intensive runoff This finding was driven by two mechanisms. The first was that the
quantity or quality control pressure. Moreover, the ecological resources markedly high environmental and ecological pressures in high urban­
were more abundant. The region III was partly located in the high ur­ ized areas trivialize economic pressures. The second was that low eco­
banized areas and partly located in the southeastern banks of the nomic dynamism in the urban periphery eliminated the corresponding
Yangtze River where ecological resources were scarce. The synergistic criteria importance. In region II, a state was presented where the
effect of multiple pressures resulted in a distributed region location. adjustment urgency for runoff control took precedence over economic
The pressures in each cluster were integrated as weights to represent savings, followed by ecological conservation. The region III was partly
the priority of the adjustment demands, and the characteristic of each located in the areas with abundant financial support but scarce
cluster was shown in Fig. 7. In region I, ecological and environmental ecological resources, and partly located in the area with low economic
criteria were of high weight and urgently demanded to be adjusted (the sensitivity and relatively poor ecological resources. Either way, regional
weight values were both 0.4), while the economic pressure was rela­ ecological pressure was identified to be a key indicator restricting
tively less. In terms of sub-criteria, the pressure of different ecological infrastructure construction in region III. The result indicated a synergy
factors occupied similar importance, the demand for runoff water of environmental-economic-social criteria, that is, the same adjustment
quantity control was the most critical aspect for environmental criteria urgency state may be driven by different combinations of pressures. This
(took 64% pressure), and more investment was suggested to cope with situation inevitably exceeds the managers’ perception, further demon­
the pressure of equipment acquisition (took 67% pressure). In region II, strating the need for the quantitative multi-criteria spatial decision-
the environmental criterion was the dominant urgent pressure factor making framework of infrastructure.
(the weight value was 0.5) and needed to be given primary consider­ Expert experience and stakeholder preference are often used to
ation in infrastructure placements. Followed by the constraints of weigh the different criteria in previous studies (Jia et al., 2015; Tran
regional economic pressure and then ecological pressure. As for sub- et al., 2020). Experience tends to fail in quantifying the weights when
dealing with systems that incorporate multi-perspective pressures. The
quantified pressure provides the possibility of criteria comparison, to
analyse the priority of adjustment urgency, namely, the weight. As
shown in this study, the contest of multi-perspective pressures showed
strong regional characteristics and spatial heterogeneity, which move
beyond empirical judgement. This finding indicated the considerable
requirement of the quantitative multi-criteria spatial decision-making
framework for infrastructure.

3.3.2. Adaptive decision-making of green and grey infrastructures


Performance rank of infrastructure was obtained by summarizing the
weighted multi-effectiveness, thus achieving spatial planning and the
targeted suggestions for zoning infrastructure placement. As shown in
Fig. 8, BR was the most preferred infrastructure in region I, and its su­
periority lied in the high runoff control capacity and low ecological
impact. ST was the first choice in region II caused by its superior runoff
control efficiency and its low cost at life cycle stages. RP was the most
superior infrastructure in region III because it achieved efficient runoff
control in an ecologically low impact and economically friendly manner.
In summary, green infrastructure ranked top in region I, where ecolog­
ical and environmental pressure alleviation were of high priority
simultaneously. Grey infrastructure ranked top in region II and region
III, where ecological or environmental pressure alleviation was of high
priority. Grey infrastructures ranked up from urban periphery to the
high urbanized areas, while green infrastructures were more preferred
in urban periphery and urban core areas. This suggested that green in­
frastructures were more acceptable in areas that aspire to achieve
simultaneous runoff control and ecological improvement. Grey infra­
structure performed either high runoff control functions or minor
ecological impact but lacked the advantage of balancing environmental-
Fig. 6. Geographical distribution of different adjustment demand regions. economic-ecological effectiveness.

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H. Jia et al. Water Research 212 (2022) 118126

Fig. 7. Indices attributes in each adjustment demand cluster.

Fig. 8. Adaptive ranking of infrastructures.

Previous studies failed to provide the targeted requirement for multi- specific functions of green and grey infrastructures to maximize
function of infrastructure according to regional pressure(Dai et al., performance.
2021; Di Matteo et al., 2019).This study demonstrated that green
infrastructure tended to exhibit comprehensive effectiveness of the
environmental-economic-ecological perspective, while grey infrastruc­ 3.4. Limitations and further work
ture presented outstanding benefits in a single perspective. Thereby, the
identification of spatial pressures will guide the targeted emphasis on A quantitative multi-criteria spatial decision-making framework for
infrastructure planning was established in this study. Deficiencies in

11
H. Jia et al. Water Research 212 (2022) 118126

previous studies, such as the lack of quantitively identifying pressure in the Editorial process (including Editorial Manager and direct commu­
multi-perspective(García et al., 2020; Rasmussen et al., 2021), the nications with the office). He is responsible for communicating with the
inability to hierarchically evaluate green and grey infrastructure in a other authors about progress, submissions of revisions and final
uniformed system(Dai et al., 2021; Teixeira et al., 2021), and the diffi­ approval of proofs. We confirm that we have provided a current, correct
culty of matching regional status with infrastructure effectiveness(Di email address which is accessible by the Corresponding Author and
Matteo et al., 2019; Ronchi et al., 2020), were remedied to some extent. which has been configured to accept email from (jhf@tsinghua.edu.cn)
However, some limitations remain. For example, supplementary
field monitoring data are essential to support the development of Acknowledgement
localized inversion models for studies carried out in other regions.
Monetization of ecological services is an intuitive approach rather than a This work was supported by the National Nature Science Foundation
necessity. The assessment of regional ecological pressure can also be of China (Grant No. 41890823, 52070112, 7181101209). This work was
carried out in combination with data on aspects such as localized water also supported by Ningxia Hui Autonomous Region Key R&D Project
and atmospheric environmental capacity. To improve the resilience of "Research and Demonstration of Key Technologies of Full Digital Water
urban management, it is necessary to integrate elements such as ur­ Control Based on Water Network” (2020BCF01002) and the GEF Hai
banization and climate change into the framework, thus making dy­ Basin Integrated Water and Environment Management Project (GEF ID
namic decision-making possible. The pressure exerted by combined 5561 / WB ID P145897).
system overflows (CSOs) on urban drainage systems and receiving water
bodies cannot be ignored. This study only analysed the compensatory Supplementary materials
demands of runoff control infrastructure on regional integrated water
pollution pressure. Runoff control pressure mitigation is emphasized by Supplementary material associated with this article can be found, in
infrastructure. The spatial heterogeneity of CSOs distribution may affect the online version, at doi:10.1016/j.watres.2022.118126.
the spatial distribution of runoff pressure and thus affect the decision-
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