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A Dissertation
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of the University of Notre Dame
Doctor of Philosophy
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by
Andrew J. O’Connor
April 2019
ProQuest Number: 27700968
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Andrew J. O’Connor
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THE PROPHETIC VOCATION IN THE QUR’AN: KERYGMATIC AND
Abstract
by
Andrew J. O’Connor
This dissertation examines the Qur’an’s presentation of the function and authority
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of prophets; that is, its construction of definitions of prophethood, which I refer to as its
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prophetology. The dissertation’s core thesis is that the Qur’an does not have just one
prophethood. First I situate the Qur’an’s broader presentation of prophethood within the
within the context of Late Antiquity. Second I outline the contours of these two
paradigms. I argue that its sequential recollection of earlier prophetic figures (what I call
kerygmatic paradigm itself is also constructed through a set of recurrent motifs that limit
the role of prophets to proclaiming this eschatological message. The theonomic vision,
communal and legal norms, directing his community in armed struggles, and
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For Sarah, for never hesitating to tag along for the adventure.
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CONTENTS
Figures................................................................................................................................ vi
Acknowledgments............................................................................................................ viii
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Chapter 1: Introduction and Methodology...........................................................................1
1.1 Introduction ........................................................................................................1
1.1.1 Overview of the Dissertation ..............................................................9
1.2 Literature Review.............................................................................................12
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1.3 Methodology ....................................................................................................41
1.3.1 The Qur’an and the Sīrah ..................................................................43
1.3.2 Chronology and the Qur’an ..............................................................57
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1.3.3 The Literary and Structural Unity of Surahs.....................................74
1.3.4 The Qur’an, the Bible, and Late Antiquity .......................................78
1.3.5 Etic versus Emic Approaches ...........................................................88
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2.6.2 The Rise of “Holy Men” in Antiquity.............................................174
2.6.3 Mani and Manichaeism ...................................................................175
2.6.4 Arabian Prophets? ...........................................................................178
2.7 Concluding Remarks ......................................................................................181
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4.2 “Punishment-Stories”.....................................................................................254
4.3 In Imago Prophetae: Scholarship on Messenger-Reports .............................261
4.4 Brief Allusions to Judgment and Destruction ................................................272
4.5 Sequential Messenger-Reports.......................................................................278
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4.5.1 Sūrat al-Ṣāffāt (Q 37) ......................................................................280
4.5.2 Sūrat al-Shuʿarāʾ (Q 26)..................................................................288
4.5.3 Sūrat al-Qamar (Q 54) ....................................................................302
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4.5.4 Sūrat Ṣād (Q 38)..............................................................................307
4.5.5 Sūrat al-Anbiyāʾ (Q 21) ..................................................................311
4.5.6 Sūrat Hūd (Q 11) .............................................................................319
4.5.7 Sūrat al-Aʿrāf (Q 7) .........................................................................328
4.6 Concluding Remarks ......................................................................................332
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Chapter 7: Conclusion......................................................................................................460
7.1 Summary ........................................................................................................460
7.2 Why Two Paradigms? ....................................................................................465
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A.1 The Theonomic Surahs .................................................................................473
A.2 Surahs with Little Prophetology: Prayers, Invocations, and Creeds .............474
A.3 Anomalous or Composite Surahs ..................................................................478
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Appendix B: Doctrines of Prophethood in Early Islam ...................................................485
B.1 Introduction ...................................................................................................485
B.2 Sunnah and the Question of Prophetic Fallibility in the Qur’an ...................486
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B.3 The Emergence of Prophetic Sunnah ............................................................491
Bibliography ....................................................................................................................506
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FIGURES
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TABLES
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Table A. 1 Surahs of the Theonomic Paradigm ...............................................................474
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ACKNOWLEDGMENTS
I still remember reading the proverb Es fällt kein Gelehrter vom Himmel, “no
scholar falls from the sky,” in German class during my first summer of the Ph.D. program
at Notre Dame. This expression stuck with me, and my experience has proven it to be an
accurate piece of wisdom. I continually find myself indebted to the advisors, colleagues,
to my advisor, Gabriel Reynolds, for his unfailing support and guidance. Gabriel is a
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model of humility and hard work, and I was continually impressed with his ability to
return my sloppy, fifty-page rough drafts with his judicious comments in a matter of
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days. This dissertation also grew out of a paper I wrote for one of his Ph.D. seminars, and
I am grateful that he encouraged me to pursue it further. Thanks are also due to the rest of
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program, and his seminars on qur’anic exegesis have had a profound impact in my
understanding of the field. He also helped make sure that my arguments were made with
greater clarity and precision. Avi was an invaluable resource for Chapter 2 and helped me
navigate more than one relatively unknown field. I also owe him gratitude for everything
I learned from his Hebrew and Aramaic courses, which not only included the languages
themselves but also guidance on responsible readings of texts. Finally, Nicolai offered
from making hasty claims. The “Unlocking the Medinan Qur’an” seminar, which he
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hosted at Oxford in March 2017, provided the first forum in which I could test out some
of my ideas.
Though not involved directly in the dissertation, other faculty at Notre Dame, and
Kollman, and Peter Casarella of the World Religions and World Church area at Notre
Dame; Mark Noll and Deborah Tor of the History Department; the late Gary Knoppers of
the Theology Department; Fred Donner at the University of Chicago (who first instilled
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Theology Librarian, ordered any book that I asked without hesitation. Finally, Cheron
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Price, the Graduate Studies Coordinator, remains a superhero in my mind.
Of all the fellow graduate students who served as dialogue partners and—more
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importantly—sources of merriment, laughter, and leisure, there are too many to name. I
will, however, single out Mourad Takawi in particular. Mourad and I entered the WRWC
program together, and with his companionship at every stage I have been especially
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blessed. Regarding this dissertation I also owe thanks to Justin Buol for answering any
questions I had about Greek, and to Josh McManaway for answering questions about
Syriac.
Fellowship to work in Amman, Jordan. Without this support the completion of the
dissertation would have been much harder, or at least would have dragged on for much
longer. The Royal Institute for Inter-Faith Studies proved to be gracious hosts. I also
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benefited from a Presidential Fellowship throughout my doctoral studies, for which I am
very grateful.
seemed esoteric to them. I would like to thank my parents, Tom and Joan O’Connor, who
instilled in me a love of reading. My brothers, Erik, Marty, and Michael have all provided
boosts in morale (and much-needed distractions) throughout the years. Finally, I owe the
biggest debt of gratitude to my wife, Sarah. She has never wavered in supporting me and
never hesitated to make sacrifices to assist me along the way. Her patience and
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A NOTE ON TRANSLITERATIONS AND SCRIPTURAL CITATIONS
Arabic
All transliterations of Arabic into Latin script follow the system of the Journal of
the International Qur’anic Studies Association (JIQSA), which can be found here:
https://iqsaweb.files.wordpress.com/2018/07/jiqsa-guidelines-and-style-sheet-29-july-
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2018.pdf. For words or proper names common in English (namely Qur’an, surah, hadith,
and Muhammad) I have forgone the use of diacritics. I transliterate the feminine ending
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marker (tāʾ marbūṭah) as “-ah.” Individual words, paired nouns/adjectives (ism wa-
ṣifah), or nouns in an iḍāfah construction from the Qur’an are transliterated without
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declension. Otherwise prepositional phrases or longer clauses are transliterated with full
declension (iʿrāb).
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Other Languages
SBL Handbook of Style, 2nd ed. (Atlanta: Society of Biblical Literature Press, 2014). My
Hebrew.
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Citations of Scriptures
All quotations from the Hebrew Bible/Old Testament, New Testament, and
Quotations from the Qur’an are taken, with some modifications, from the
translation of Alan Jones, trans. The Qur’ān: Translated into English. Cambridge: Gibb
Memorial Trust, 2007. All Arabic from the Qur’an is taken from the 1924 Cairo edition
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CHAPTER 1:
1.1 Introduction
paradise, hell, proper beliefs, practice, and ethics, it is profoundly concerned with
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imparting to its audience a proper understanding of prophets, prophecy, and the veracity
apologia for its messenger, whom it unceasingly defends against the skepticism,
dismissal, and critiques of his contemporaries, and to which it responds in kind with its
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own polemics. 1 The acceptance of its prophetic vision is almost as important as its
theological message, and it frequently clarifies the function and task with which its
prophet has been charged. In a sense, therefore, the Qur’an is a book as much about its
prophet as it is about God. Indeed as nascent Islam expanded and evolved, literature on
1
Note that throughout this study I use the words “prophet” and “messenger” (or “messenger of
God”) as synonymous. The first reflects the Arabic word nabī (also transliterated nabiyy), and the second
the Arabic rasūl (and rasūl allāh). See the beginning of Chapter 3 for my justification for treating them as
synonyms.
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refine and develop their identities, understandings of history, and theological
Certainly, as Chapter 2 will make clear, peoples, cultures, and religions have not
always meant precisely the same thing with the concept of a prophet. 3 In the ancient Near
East, prophets served in the temples of deities and advised monarchs on important
matters of state. With the Hebrew Bible, the words of prophets became codified into a
scriptural canon to be read and remembered by a religious community, and in the advent
and early years of the Common Era, many communities viewed prophets as the founders
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texts. The Qur’an, for its part, has its own discourse about prophets.
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Accordingly, this dissertation is an investigation into the “prophetology” of the
Qur’an. Prophetology is any discourse about prophets (from Greek prophētēs, “prophet,”
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and logos, “discourse”). The Qur’an’s prophetology therefore refers to how the Qur’an
understands, defines, and develops the mission and purpose of a prophet or messenger of
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One prominent example is the “proofs of prophecy” or “signs of prophecy” literature, such as
Kitāb ḥujaj al-nubuwwah by al-Jāḥiẓ (d. 868–9), Tathbīt dalāʾil al-nubuwwah by ʿAbd al-Jabbār (d. 1025)
and Aʿlām al-nubuwwah by al-Māwardī (d. 1058). These works typically served apologetic purposes in
dialogue with Christians. See Sarah Stroumsa, “The Signs of Prophecy: The Emergence and Early
Development of a Theme in Arabic Theological Literature,” Harvard Theological Review 78 (1985): 101–
114. See also Gabriel Said Reynolds and Samir Khalil Samir, eds., The Critique of Christian Origins: Qāḍī
ʿAbd al-Jabbār’s (d. 415/1025) Islamic Essay on Christianity (Provo, UT: BYU Press, 2010), xlii–xlvi.
Another is the “stories of the prophets” genre, including the Qiṣaṣ al-anbiyāʾ of al-Kisāʾī (d. 805) and Ibn
Kathīr (d. 1372) or al-Thaʿlabī’s (d. 1035) ʿArāʾis al-majālis fī qiṣaṣ al-anbiyāʾ. On the latter, see Marianna
Klar, Interpreting al-Thaʿlabī’s Tales of the Prophets: temptation, responsibility and loss (New York, NY:
Routledge, 2009).
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However, see the beginning of that chapter for my umbrella definition of a “prophet.”
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“construction of prophethood.” I am interested in how a text, the Qur’an, or even
does a prophet do? What is the place of a prophet within a society or community? What
is the extent of a prophet’s authority? This what I mean by the Qur’an’s prophetology. In
Horovitz (who writes of “die koranische Prophetologie” 5) and Sidney Griffith. In a recent
work Griffith remarks that scholarship on the Qur’an’s prophetology has hitherto focused
on the relationship between the Qur’an’s conception of prophecy and earlier biblical,
Jewish, and/or Christian notions of the same. Considerably less attention, he notes, has
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been paid to “the Qur’ān’s own presentation of the distinctive ‘sunna of the messengers
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and prophets’ whose stories it so often recalls as the paradigm within which Muhammad
previous prophets:
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I here follow the words of Marti Nissinen in his study of ancient prophecy: “Therefore, our
principal inquiry should concern the constructs of prophecy in these texts, since it is only through the dark
glass of these multiple and often deconstructable constructs that we have access to the eventual historical
factualities that may be dimly visible as the building material of these constructs.” Ancient Prophecy: Near
Eastern, Biblical, and Greek Perspectives (Oxford: Oxford University Press, 2017), 148.
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Josef Horovitz, Koranische Untersuchungen (Berlin and Leipzig: Walter de Gruyter, 1926), 44–
77.
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Sidney H. Griffith, “The ‘Sunna of Our Messengers’: The Qur’ān’s Paradigm for Messengers
and Prophets; a Reading of Sūrat Ash-Shuʻarā’,” in Qur’ānic Studies Today, ed. Angelika Neuwirth and
Michael A. Sells (London and New York: Routledge, 2016). 207. See also idem, The Bible in Arabic: the
Scriptures of the “People of the Book” in the Language of Islam (Princeton: Princeton University Press,
2013), 62–89.
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Griffith, The Bible in Arabic, 64.
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Simply put, the Qurʾān evokes the memory of the biblical patriarchs and prophets
within the parameters of its own distinctive paradigm for messengers and
prophets. For the Qurʾān, the historical series of God’s prophets…is the history of
God’s renewed summons, in God’s own words, to people to return to their
neglected, but original state of awareness of the one God, the creator of all that is,
and to the God-given rule of life. For the Qurʾān, the sequence of prophets
envisions the end time, the resurrection of the dead, and the consequent reward of
the garden for the just and for the sinner…Not only is there a different accent in
the two conceptions of basically the same prophetic history, but the prophetic role
is significantly different. 8
determine the Qur’an’s prophetology, but “the [Qur’an’s] prophetology structures the
biblical reminiscences; memories of biblical prophets are folded into a sequence that
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extends beyond the Bible’s reach.” 9 Furthermore this distinctive paradigm factors
prominently in the text’s critique of Christians and Jews. He in particular showcases this
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through a treatment of Sūrat al-Shuʿarāʾ (Q 26), a surah which features a distinctive
“pattern of recall” of previous prophets. Moses, Abraham, Noah, Hūd, Ṣāliḥ, Lot, and
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Shuʻayb are all recollected in such a way as to make them all conform to the same
messenger for you, so fear God and obey me!” (e.g., Q 26:107–8, 125–6, 144, 162-63,
178–9) and faces the same obstinacy from their people. Griffith thus concludes that the
8
Griffith, “The Sunna of Our Messengers,’” 208.
9
Griffith, The Bible in Arabic, 70.
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4) Singular in its message (i.e., the one God, who rewards good and punishes evil on
the Day of Judgment; no divinization of creatures; no talk of God having
offspring)
5) Vindicated (God vindicates his messengers and prophets in their struggles, as
witnesses in the “punishment stories”) 10
I will return to this list, and Griffith’s observations in general, in my conclusion. My own
analysis follows a similar path as Griffiths, but I not only look to the Qur’an’s stories of
earlier prophets but also the numerous proclamations about its own Messenger directed at
more comprehensive scale, allowing for variations in the text: thus, “what are the
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Qur’an’s distinctive prophetologies?”
My basic contention in this dissertation is that the Qur’an contains two paradigms
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of prophecy, and while Griffith’s delineation of the Qur’an’s prophetology often serves
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as the bedrock of both, each of these paradigms—which I term the kerygmatic paradigm
and the theonomic paradigm—contain distinctive elements. I argue that the Qur’an’s
these two paradigms, positing that it is likely related to developments within the early
chronological readings of the Qur’an below), but in the conclusion I raise some
10
Griffith, “The Sunna of Our Messengers,’” 215–216.
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In other words, rather than striving to discern a single prophetic paradigm, I
examine the entire corpus of the Qur’an to discern if its paradigms are ever developed,
modified, or discarded. The Qur’an’s prophetology is not always uniform in its concerns
continuity that is not always self-evident. Like a similar survey of prophecy in the
Many surahs of the text—like the different prophetic books of the Hebrew Bible—share
overarching themes, but they also make distinctive contributions. Of course, the prophetic
books of the Hebrew Bible were composed and edited over the course of centuries,
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whereas the Qur’an—according to the traditional account of Muhammad’s career—came
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into being over a period of about twenty-three years. But this should not deter us from an
For example, in Q 53:56 the Qur’an says of its prophet “this is a warner (nadhīr),
mubashshir), such as in Q 7:188: “I myself have no power over benefit or harm, save as
God wills; had I knowledge of the Invisible, I would have acquired much good, and evil
would not have touched me. I am simply a warner and a bearer of good tidings for a
people who believe.” Such verses imply that the Prophet’s primary function is to remind
his audience of God’s judgment, which is a warning to those astray, but good news for
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N.b. on my use of Jones’s translation: I typically note when I have amended his translations, but
this is not always the case. Sometimes I retain the superscript letters that Jones incorporates to designate
when the second-person pronouns in Arabic are singular (yous) or plural (youp), but in other instances I
have removed them.
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those following the right path. He has no further authority or power over his interlocutors
whether they accept or refuse his message. Only incumbent on the Prophet is the clear
delivery of his divine message (e.g., Q 13:40), whereas the reckoning (al-ḥisāb) lay with
God. This is a prophetology that is primarily kerygmatic: the function of the Prophet is to
authority other than the veracity of his claims (see Chapters 4 and 5).
the Prophet is given a role in stipulating (Q 4:13–14), arbitrating (Q 4:59), and enforcing
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equated with pledging support to God (Q 48:10). This suggests that the Prophet is not
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simply a deliverer of messages, but a figure worthy of reverence, whose authority is
divinely sanctioned. Unlike Q 7:188, which states that the Messenger has no power to
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benefit or harm, Q 2:278–79 warns those who will not give up usury that they ought to
“be on notice of war from God and His Messenger.” Q 59:6 mentions the Prophet’s
special right to the spoils of battle, and states that “God gives authority to His messengers
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over whomsoever He wishes.” In other cases (such as in Sūrat al-Aḥzāb [Q 33]), elevated
prophetology is extended over the Prophet’s domestic matters, entailing his authority in
the affairs of his household, including over his wives and outlining proper conduct when
in his presence. Furthermore there is even a verse, Q 9:128, which seems to apply two
adjectives or attributes usually reserved for God, raʾūf and raḥīm, to the Prophet. All of
this might be summarized in Q 4:80: “Whoever obeys the Messenger has obeyed God.”
These and other passages suggest a prophetology that is less kerygmatic and more geared
toward establishing a theonomy with the Prophet at its head. Here the Prophet appears to
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be more than “just a warner”: he is a religious authority, a holy man, and even a military
leader. The kerygmatic paradigm is therefore subsumed into another that has theological
and political dimensions—a paradigm that suggests that the Prophet has a theonomic
preacher. Instead of simply warning of divine punishment, he and his community have a
Of course, the Qur’an’s prophetic visions were then, in turn, further elevated over
the course of early Islamic history. With the emergence of the hadith and the
development of the notion of prophetic sunnah, the Prophet becomes not only a preacher
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or a leader of a single community: he is transformed into the exemplar for all peoples in
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all places for all ages (see Appendix B, wherein I argue that this is represents a distinct
paradigm). Al-Shāfiʻī (d. 820) argues extensively that this is the case: “God has made
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clear that He imposed in His Book the obligation to obey His Emissary, did not allow
anyone in His creation an excuse to go against a commandment which that person knows
to be a commandment of the Emissary’s, and caused all people to have need of him in
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their religion.” 12 The Prophet’s directives become no longer relevant only for his
It would seem, therefore, that there are developments or even tensions in the
Qur’an’s prophetology or prophetologies, let alone between the Qur’an and its later
Muḥammad ibn Idrīs al-Shāfiʿī, al-Risālah (The Epistle on Legal Theory), ed. and trans. Joseph
12
E. Lowry (New York and London: New York University Press, 2013), 78 (English 79).
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