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Law 9780199678983 Chapter 10
Law 9780199678983 Chapter 10
Law 9780199678983 Chapter 10
Subject(s):
Choice of law clauses — Jurisdiction under the Brussels-Lugano Regime — Jurisdiction under the
Brussels I Regulation — Jurisdiction under the Lugano Convention
From: Oxford Legal Research Library (http://olrl.ouplaw.com). (c) Oxford University Press, 2022. All Rights Reserved.
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(p. 187) 10 Jurisdiction of the English Courts—An
Introduction
1. Jurisdiction Under the Brussels/Lugano System 187
(a) Whether the English courts have power to hear the case 190
(b) Whether the court will decline jurisdiction or stay the proceedings, or
restrain foreign proceedings 190
(c) Whether there is a limitation upon the exercise of jurisdiction 190
(a) the matter is within the scope of the Brussels I Recast (most civil and commercial
matters); and
(b) the defendant is domiciled in a European Union Member State, apart from
Denmark (ie in Austria, Belgium, Bulgaria, Croatia, Cyprus, 2 the Czech Republic,
Estonia, Finland, France, Germany, Greece, Hungary, Ireland, Italy, Latvia, Lithuania,
Luxembourg, Malta, the Netherlands, Poland, Portugal, Romania, Slovakia, Slovenia,
Spain, Sweden and the United Kingdom). Even if the defendant is not so domiciled,
certain provisions in the Brussels I Recast will still apply, eg where the case involves
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Subscriber: NALSAR UNIVERSITY OF LAW; date: 27 May 2022
title to land in a Member State or where there is an agreement conferring jurisdiction
on the courts of a Member State.
The Brussels I Regulation and Brussels I Recast are discussed in Chapter 11, aside from
those aspects dealing with stays and the management of parallel proceedings, which are
discussed in Chapter 13.
(a) the matter is within the scope of the Brussels I Recast (most civil and commercial
matters); and
(b) the defendant is domiciled in Denmark. Even if the defendant is not so domiciled,
certain provisions in the Brussels I Recast will still apply, eg where the case involves
title to land in Denmark or where there is an agreement conferring jurisdiction on the
courts of Denmark.
The EC/Denmark Agreement initially applied by international law the provisions of the
Brussels I Regulation, with minor amendments. Pursuant to the Agreement, Denmark has
formally decided to apply the Brussels I Recast.3 Accordingly, the EC/Denmark agreement is
also discussed in Chapter 11.
(a) the matter is within the scope of the Convention (most civil and commercial
matters); and
(b) the defendant is domiciled in one of the territories of the Contracting States 4
which fall within the territorial scope of the Brussels Convention and are excluded
from the Brussels I Regulation and Brussels I Recast. 5 The territories in question are
(in relation to France) the French overseas territories, such as New Caledonia and
Mayotte, and (in relation to the Netherlands) Aruba. 6 Even if the defendant is not so
domiciled, certain provisions in the Convention will still apply, eg where the case
involves title to land in one of the French overseas territories or Aruba, or where
there is an agreement conferring jurisdiction on the courts of one of the French
overseas territories or Aruba.
(a) the matter is within the scope of the Convention (most civil and commercial
matters); and
(b) the defendant is domiciled in an EFTA State other than Liechtenstein 7 (ie
Iceland, Norway or Switzerland). 8 Even if the defendant is not so domiciled, certain
provisions in the Convention will still apply, eg where the case involves title to land in
From: Oxford Legal Research Library (http://olrl.ouplaw.com). (c) Oxford University Press, 2022. All Rights Reserved.
Subscriber: NALSAR UNIVERSITY OF LAW; date: 27 May 2022
an EFTA State other than Liechtenstein or where there is an agreement conferring
jurisdiction on the courts of an EFTA State other than Liechtenstein.
The terms of the Lugano Convention have been aligned with those of the Brussels I
Regulation (but not, at present, the Brussels I Recast) and are accordingly also discussed in
detail in Chapter 11.
(a) the matter is within the scope of the Brussels I Regulation (most civil and
commercial matters); and
(b) the defendant is domiciled in the United Kingdom or the proceedings are of a kind
where jurisdiction is allocated to the courts of a part of the United Kingdom
regardless of domicile, eg the case involves title to land in part of the United
Kingdom.
The modified version of the Brussels I Regulation rules serves to allocate jurisdiction
between the component legal orders of the United Kingdom (England and Wales, Scotland,
and Northern Ireland). Because of its close links with the Brussels I Regulation, the
Modified Regulation is also discussed in detail in Chapter 11.
(a) Whether the English courts have power to hear the case
As will be seen in Chapter 12, the competence of the courts to hear a case is a procedural
matter and is dependent on the service of a claim form on the defendant. A claim form can
be served on the defendant if he is present within the jurisdiction, if he submits to the
jurisdiction of the English courts, or if the courts authorise service of a claim form out of
the jurisdiction under rule 6.36 and Practice Direction 6B of the Civil Procedure Rules.
Whether a court will permit service out of the jurisdiction is a matter of discretion pursuant
to the doctrine of forum conveniens.
(b) Whether the court will decline jurisdiction or stay the
proceedings, or restrain foreign proceedings
Notwithstanding that it is competent to hear the case, the court can decline jurisdiction or
stay the proceedings in cases where the doctrine of forum non conveniens applies or where
a decision to proceed with the case would be contrary to an exclusive jurisdiction clause,
and the court must decline jurisdiction if proceeding would be contrary to an arbitration
clause. The courts’ powers to refuse to exercise jurisdiction will be discussed in Chapter 13.
If the English courts determine that they should exercise jurisdiction, the courts may issue
an anti-suit injunction to restrain a party from commencing or continuing foreign
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Subscriber: NALSAR UNIVERSITY OF LAW; date: 27 May 2022
proceedings—the circumstances in which such an order can and will be made are also
discussed in Chapter 13.
Footnotes:
1
Tehrani v Secretary of State for the Home Department [2006] UKHL 47 at [66] (per Lord
Scott, [2007] 1 AC 521; Fourie v Le Roux [2007] UKHL 1 at [25] (per Lord Scott, [2007] 1
WLR 320.
2 Including the territory of the so-called ‘Turkish Republic of Northern Cyprus’: Apostolides
[2009] EUECJ C-420/07; Hartley (2009) 58 ICLQ 1013; De Baere (2010) 47 CMLR 1123.
3 OJ 2013 L 79/4.
4
At the moment the Contracting States to the Brussels Convention are the original fifteen
Member States.
5
Art 68(1). Territories are excluded from the Brussels I Regulation and Brussels I Recast
pursuant to Art 299 of the EC Treaty.
6
See Layton and Mercer, paras 11.061–11.071. See also Kruger, paras 1.026–1.037.
7
Liechtenstein became an EFTA State in 1991, but has not become a party to the Lugano
Convention.
8
It is possible for non-EFTA/European Union States to become parties to the Convention.
9
In terms of theory the position is more difficult since Art 6 of the Brussels I Recast
provides that, if the defendant is not domiciled in a Member State, the jurisdiction of the
courts of each Member state shall, subject to Arts 18(1), 21(2), 24 and 25, be determined by
the national private international law rules of that Member State. This has led to the idea
that there is only one source of jurisdiction rules, namely the Brussels I Recast (and
previously the Brussels I Regulation), at least for cases falling within its scope. See Opinion
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of the Court of Justice 1/03 Competence of the Community to conclude the new Lugano
Convention [2006] ECR-I1145 at para 148 and generally Kruger, paras 1.052–1.057.
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Subscriber: NALSAR UNIVERSITY OF LAW; date: 27 May 2022