Hoja de seguimiento de auditoria

Nombre del Acción Correctiva /

Sr. departamento/Nombre del Tipo de auditoría Fecha de auditoría Descripción Referencia a los requisitos legales y estándar Evidencia (imagen) Categoría de Hallazgo Fecha objetivo Acción Preventiva (CAPA) Eliminar evidencia Estado (Abrir y Cerrar) Fecha de clausura Varianza de cierre (Días) cerrado por Inspección realizada por Observaciones
departamento aplicables por SC (imagen)

1 Department 1 Internal Audit First Party 01-Nov-16 Importante Open

2 Department 1 Internal Audit First Party 01-Nov-16 Menor Open

3 Department 1 Internal Audit First Party 01-Nov-16 Observación Closed

4 Department 1 Internal Audit First Party 01-Nov-16 Tenga en cuenta el esfuerzo digno Closed

5 Department 1 Internal Audit First Party 01-Nov-16 Importante Open

6 Department 2 Internal Audit First Party 11-Nov-16 Importante Closed

7 Department 2 Internal Audit First Party 11-Nov-16 Importante Closed

8 Department 2 Internal Audit First Party 11-Nov-16 Menor Open

9 Department 2 Internal Audit First Party 11-Nov-16 Menor Open

10 Department 2 Internal Audit First Party 11-Nov-16 Observación Closed

11 Department 2 Internal Audit First Party 11-Nov-16 Observación Open

12 Department 2 Internal Audit First Party 11-Nov-16 Observación Open

13 Department 2 Internal Audit First Party 11-Nov-16 Observación Closed

14 Department 3 Internal Audit First Party 21-Nov-16 Importante Closed

15 Department 3 Internal Audit First Party 21-Nov-16 Menor Open

16 Department 3 Internal Audit First Party 21-Nov-16 Observación Closed

17 Department 4 Internal Audit First Party 28-Nov-16 Tenga en cuenta el esfuerzo digno Closed

18 Department 4 Internal Audit First Party 28-Nov-16 Importante Closed

19 Department 4 Internal Audit First Party 28-Nov-16 Importante Open

20 Department 4 Internal Audit First Party 28-Nov-16 Importante Open

21 Department 4 Internal Audit First Party 28-Nov-16 Menor Closed

22 Department 4 Internal Audit First Party 28-Nov-16 Menor Closed

23 Department 4 Internal Audit First Party 28-Nov-16 Observación Open

24 Department 4 Internal Audit First Party 28-Nov-16 Observación Closed

25 Department 4 Internal Audit First Party 28-Nov-16 Observación Closed

26 Department 4 Internal Audit First Party 28-Nov-16 Observación Open

27 Department 4 Internal Audit First Party 28-Nov-16 Importante Closed

28 Department 4 Internal Audit First Party 28-Nov-16 Menor Open

29 Department 4 Internal Audit First Party 28-Nov-16 Observación Closed

30 Department 5 Internal Audit First Party 06-Dec-16 Tenga en cuenta el esfuerzo digno Closed

31 Department 5 Internal Audit First Party 06-Dec-16 Importante Open

32 Department 5 Internal Audit First Party 06-Dec-16 Importante Closed

33 Department 5 Internal Audit First Party 06-Dec-16 Importante Closed

34 Department 5 Internal Audit First Party 06-Dec-16 Menor Open

35 Department 5 Internal Audit First Party 06-Dec-16 Menor Open

36 Department 5 Internal Audit First Party 06-Dec-16 Observación Closed

37 Department 6 Internal Audit First Party 13-Dec-16 Observación Closed

38 Department 6 Internal Audit First Party 13-Dec-16 Observación Open

39 Department 7 Internal Audit First Party 13-Dec-16 Observación Closed

40 Department 7 Internal Audit First Party 13-Dec-16 Importante Closed

41 Department 8 Internal Audit First Party 19-Dec-16 Menor Open

42 Department 8 Internal Audit First Party 19-Dec-16 Observación Closed

43 Department 8 Internal Audit First Party 19-Dec-16 Tenga en cuenta el esfuerzo digno Closed

44 Department 8 Internal Audit First Party 19-Dec-16 Importante Open

45 Department 8 Internal Audit First Party 19-Dec-16 Importante Open

46 Department 8 Internal Audit First Party 19-Dec-16 Importante Closed

47 Department 8 Internal Audit First Party 19-Dec-16 Menor Closed

48 Department 9 Internal Audit First Party 26-Dec-16 Menor Open

49 Department 9 Internal Audit First Party 26-Dec-16 Observación Closed

50 Department 9 Internal Audit First Party 26-Dec-16 Observación Closed

51 Department 10 Internal Audit First Party 05-Jan-17 Observación Open

52 Department 10 Internal Audit First Party 05-Jan-17 Observación Closed

53 Department 10 Internal Audit First Party 05-Jan-17 Importante Closed

54 Department 10 Internal Audit First Party 05-Jan-17 Menor Open

55 Department 10 Internal Audit First Party 05-Jan-17 Observación Closed

56 Department 10 Internal Audit First Party 05-Jan-17 Tenga en cuenta el esfuerzo digno Closed

57 Department 10 Internal Audit First Party 05-Jan-17 Importante Open

58 Department 10 Internal Audit First Party 05-Jan-17 Importante Closed

59 Department 10 Internal Audit First Party 05-Jan-17 Importante Closed

60 Department 10 Internal Audit First Party 05-Jan-17 Menor Closed

61 Department 11 Internal Audit First Party 12-Jan-17 Menor Open

62 Department 11 Internal Audit First Party 12-Jan-17 Observación Closed

63 Department 11 Internal Audit First Party 12-Jan-17 Observación Closed

64 Department 11 Internal Audit First Party 12-Jan-17 Observación Open

65 Department 11 Internal Audit First Party 12-Jan-17 Observación Closed

66 Department 12 Internal Audit First Party 19-Jan-17 Importante Closed

67 Department 12 Internal Audit First Party 19-Jan-17 Menor Closed

68 Department 12 Internal Audit First Party 19-Jan-17 Observación Open

69 Department 12 Internal Audit First Party 19-Jan-17 Tenga en cuenta el esfuerzo digno Closed

70 Department 12 Internal Audit First Party 19-Jan-17 Importante

71 Department 12 Internal Audit First Party 19-Jan-17 Importante Open

72 Department 12 Internal Audit First Party 19-Jan-17 Importante Closed

73 Department 12 Internal Audit First Party 19-Jan-17 Menor

74 Department 12 Internal Audit First Party 19-Jan-17 Menor

75 Department 12 Internal Audit First Party 19-Jan-17 Observación Open

76 Department 12 Internal Audit First Party 19-Jan-17 Observación Closed

77 Department 12 Internal Audit First Party 19-Jan-17 Observación

 Company Total Finding Open Closed Open % Closed % Major Minor

Department 1 5 3 2 60% 40% 0 0

Department 2 8 4 4 50% 50% 0 0

Department 3 3 1 2 33% 67% 0 0

Department 4 13 5 8 38% 62% 0 0

Department 5 7 3 4 43% 57% 0 0

Department 6 2 1 1 50% 50% 0 0

Department 7 2 0 2 0% 100% 0 0

Department 8 7 3 4 43% 57% 0 0

Department 9 3 1 2 33% 67% 0 0

Department 10 10 3 7 30% 70% 0 0

Department 11 5 2 3 40% 60% 0 0

Department 12 12 3 9 25% 75% 0 0

Total 77 29 48 38% 62% 0 0

To t al N C's Op en Till Dat e To t al N C's clo sed Till d at e 62%

5 9
8
4 7
3 3 3 3 3
2 4 4 4
3
1 1 1
2 2 2 2
0 1
Department 1

Department 2

Department 3

Department 4

Department 5

Department 6

Department 7

Department 8

Department 9

Department 10

Department 11

Department 12

Department 5
Department 1

Department 2

Department 3

Department 4

Department 6

Department 7

Department 8

Department 9

Department 10

Department 11

Department 12
38%

Open % Closed %

13 Total Audit Finding

12

10

8
7 7

5 5

3 3
2 2

Department 1 Department 2 Department 3 Department 4 Department 5 Department 6 Department 7 Department 8 Department 9 Department 10 Department 11 Department 12