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Us7460477 10795974 Ocred
Us7460477 10795974 Ocred
CORRESPONDENCE DATA
Fax Number:
Correspondence will be sent to the e-mail address first; if that is unsuccessful, it will be sent
using a fax number, if provided; if that is unsuccessful, it will be sent via US Mail.
Phone: 2123237442
Email: skolmykov@kskiplaw.com
Correspondent Name: SERGEY KOLMYKOV
Address Line 1: 305 BROADWAY
Address Line 4: NEW YORK, NEW YORK 10007
THIS PATENT ASSIGNMENT AGREEMENT (the "Agreement"), is made and entered into this
Ji_ day of November, 2019 (the "Effective Date"), by and between Toshiba Corporation, a
corporation organized under the laws of Japan, having offices at 1-1, Shibaura 1-chome, Minato-
ku, Tokyo 105-8001, Japan ("Assignor") and 2BCom, LLC, a limited liability company organized
under the laws of the State of Delaware, having offices at 1603 Orrington Avenue, Suite 600,
Evanston, IL 60201, United States ("Assignee") (each a "Party" and collectively the "Parties").
WHEREAS, Assignor wishes to assign the United States patents as listed on Schedule A (United
States patent properties) hereto (collectively the "Patents") to Assignee;
WHEREAS, Assignor and Assignee have entered into a Patent Transfer Agreement (the "Transfer
Agreement") dated November / °I , 2019, wherein Assignor has agreed to sell and Assignee
has agreed to purchase the Patents subject to all prior encumbrances and licenses;
NOW, THEREFORE, in consideration of the mutual covenants and agreements of the Parties and
pursuant to the Transfer Agreement, and for other good and valuable consideration, the receipt and
sufficiency of which are hereby acknowledged, it is hereby agreed as follows:
"Encumbrances" means any commitments, patent licenses, immunities, releases or other rights
relating to any of the Patents, whether express, implied or otherwise, that are made, entered into
or granted by, or that arise from any actions taken by Assignor, any current or former Affiliate of
Assignor, or any other Person, on or before the date of this agreement.
I. ASSIGNMENT
1. To all whom it may concern, be it known that for good and valuable consideration, Assignor
has sold, assigned, transferred, and set over, and by these presents does sell, assign, transfer,
and set over unto said Assignee, subject to all Encumbrances, its whole right, title, and interest
in and to all of the Patents, said whole right, title, and interest in and to said Patents including
all past, present, and future causes of action and claims for damages derived by reason of patent
infringement thereof (to the extent such damages are not already paid, awarded or contractually
owed to Assignor, its Affiliates or any predecessor of Assignor or Assignor's Affiliates), for
said Assignee's own use and for the use of its assigns, successors, and legal representatives to
the full end of the term of each of the Patents. For clarity, the foregoing assignment does not
include (i) any trademarks, trade dress, trade names, or other indicia of origin; (ii) except for
rights in the Patents, any inventions or discoveries, whether patentable or not, or registrations,
invention disclosures, patents and applications therefor; (iii) any trade secrets, confidential
information or know-how; (iv) any works of authorship, whether copyrightable or not; and (v)
17
any other intellectual property or proprietary rights of Assignor, its Affiliates or any
predecessor of Assignor or Assignor's Affiliates.
2. Assignor hereby authorizes and requests the Commissioner of Patents and Trademarks of the
United States and any official of any country or countries foreign to the United States, whose
duty is to issue patents or other evidence or forms of industrial property on applications as
aforesaid, to issue the same to Assignee, it successors, assigns and legal representatives, or to
such nominees as it may designate.
3. Assignor agrees that, whenever reasonably requested by Assignee and at Assignee's sole cost
and expense, Assignor will execute all papers, take all rightful oaths, and do all acts which may
be reasonably necessary for vesting title thereto in Assignee, its successors, assigns and legal
representatives or nominees.
4. Assignor authorizes and empowers Assignee, its successors, assigns and legal representatives
or nominees, to invoke and claim for any application for patent the benefit of the right of
priority to the Patents provided by the Paris Convention for the Protection of Industrial
Property, as amended, or by any convention which may henceforth be substituted for it, or any
other international agreement or the domestic laws of the country in which any such application
is filed, as may be applicable, and to invoke and claim such right of priority without further
written or oral authorization from Assignor.
5. Assignor hereby consents that a copy of this Agreement shall be deemed a full legal and formal
equivalent of any assignment, consent to file or like document that may be required in any
country for any purpose and more particularly in proof of the right of Assignee or nominee to
claim the aforesaid benefit of the right of priority provided by the Paris Convention for the
Protection of Industrial Property, as amended, or by any convention which may henceforth be
substituted for it.
In Testimony Whereof, Toshiba Corporation by its fully authorized representatives has executed
this Assignment as of the dates indicated below.
[Seller]
18
SCHEDULE A
UNITED STATES PATENTS
US7359696 US6982970
US8032116 US746667l
US7474636
US7983650
US7039445
US7986635
US7020467
US6885643
US6928166
US9131066
US6782241
US7319845
US7184707
US7650110
US7127210
US6993348
US7437126 US6831444
US7336924 US7546147
US7136368 US7460477
US7251237
US7738435
US7876736
19
UNITED STATES PATENT AND TRADEMARK OFFICE
CERTIFICATE OF CORRECTION
It is certified that error appears in the above-identified patent and that said Letters Patent is
hereby corrected as shown below:
Claim 9, column 12, line 19, change "to a" to --to execute a--.
JOHN DOLL
Acting Director ofthe United States Patent and Trademark Office
o''
f> ~
.\~~ '1,, 100~
\
~!I TAA~~ PATENT
Attorney Docket No. 4329.3261
Sir:
resulted from an error made in good faith by patentee. A check in the amount of $100
(the fee set forth in 37 C.F.R. § 1.20(a)) is attached. Should a check not be appended
or should any additional fees be needed, authorization is hereby given to charge any
fees due in connection with the filing of this request to Deposit Account 06-0916.
Two (2) copies of PTO Form 1050 are appended. The complete Certificate of
Correction involves one· (1) page. Issuance of the Certificate of Correction containing
,I . •
rJAN 3 O 2009
Please charge any required fees not included herewith to Deposit Account
06-0916.
Respectfully submitted,
Ri
R
(20
·JAN 3 O2009
-2-
UNITED STATES PATENT AND TRADEMARK OFFICE
CERTIFICATE OF CORRECTION
It is hereby certified that an error or errors appear in the above-identified patent and
that said Letters Patent is hereby corrected as shown below:
Claim 9, column 12, line 19, change "to a" to --to execute a--.
It is hereby certified that an error or errors appear in the above-identified patent and
that said Letters Patent is hereby corrected as shown below:
Claim 9, column 12, line 19, change "to a" to --to execute a--.
APPLICATION NO. ISSUE DATE PATENT NO. ATTORNEY DOCKET NO. CONFIRMATION NO.
ISSUE NOTIFICATION
The projected patent number and issue date are specified above.
The Patent Term Adjustment is 834 day(s). Any patent to issue from the above-identified application will
include an indication of the adjustment on the front page.
If a Continued Prosecution Application (CPA) was filed in the above-identified application, the filing date that
determines Patent Term Adjustment is the filing date of the most recent CPA.
Applicant will be able to obtain more detailed information by accessing the Patent Application Information
Retrieval (PAIR) WEB site (http://pair.uspto.gov).
Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the
Office of Patent Legal Administration at (571)-272-7702. Questions relating to issue and publication fee
payments should be directed to the Customer Service Center of the Office of Patent Publication at
(571)-272-4200.
APPLICANT(s) (Please see PAIR WEB site http://pair.uspto.gov for additional applicants):
Koichi Yata, Hanno-shi, JAPAN;
Tooru Homma, Kawaguchi-shi, JAPAN;
(Signature)
(Date)
APPLICATION NO. FILING DATE FIRST NAMED INVENTOR ATTORNEY DOCKET NO. CONFIRMATION NO.
APPLN. TYPE SMALL ENTITY ISSUE FEE DUE PUBLICATION FEE DUE PREY. PAID ISSUE FEE TOTAL FEE(S) DUE DATE DUE
3. ASSIGNEE NAME AND RESIDENCE DATA TO BE PRINTED ON THE PATENT (print or type)
PLEASE NOTE: Unless an assignee is identified below, no assignee data will appear on the patent. If an assignee is identified below, the document has been filed for
recordation as set forth in 37 CFR 3.11. Completion of this form is NOT a substitute for filing an assignment.
(A) NAME OF ASSIGNEE (B) RESIDENCE: (CITY and STATE OR COUNTRY)
Kabushiki Kaisha Toshiba Tokyo, Japan
Please check the appropriate assignee category or categories (will not be printed on the patent) : D Individual IXl Corporation or other private group entity D Government
4a. The following fee(s) are submitted: 4b. Payment of Fee(s): (Please first reapply any previously paid issue fee shown above)
i]l [ssue Fee D A check is enclosed.
llil Publication Fee (No small entity discount permitted) I[) Payment by credit card. Form PT0-2038 is attached.
l]l Advance Order - # of Copies 4 ( $ 12) lli!The Director is hereby authorized to charge the reguired fee(s), any deficiency, or credit any
overpayment, to Deposit Account Number 06-0916 (enclose an extra copy of this form).
5. Change in Entity Status (from status indicated above)
0 a. Applicant claims SMALL ENTITY status. See 37 CFR 1.27. Db. Applicant is no longer claiming SMALL ENTITY status. See 37 CFR l .27(g)(2).
NOTE: The Issue Fee and Publication Fee (if required) will not be accepted from anyone other than the applicant; a registered attorney or agent; or the assignee or other party in
interest as shov.::p...];);- records of the United States Patent and Trademark Office.
OCT 2 9 2008
Date - - - - - - - - - - - - - - - - -
This collection of information is required by 37 CFR 1.311. The information is required to obtain or retain a benefit by the public which is to file (and by the USPTO to J?rocess)
an apJ?lication. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 12 minutes to complete, including gathering, preparing, and
submitting the completed applica!Ion form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of time you require to complete
this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and Trademark Office, U.S. Department of Commerce, P.O.
Box 1450, Alexandna, Virginia 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450,
Alexandria, Virginia 22313-1450.
Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid 0MB control number.
PTOL-85 (Rev. 08/07) Approved for use through 08/31/2010. 0MB 0651-0033 U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
Electronic Patent Application Fee Transmittal
Sub-Total in
Description Fee Code Quantity Amount
USO($)
Basic Filing:
Pages:
Claims:
Miscellaneous-Filing:
Petition:
Patent-Appeals-and-Interference:
Post-Allowance-and-Post-Issuance:
Extension-of-Time:
Miscellaneous:
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Payment information:
Submitted with Payment yes
Deposit Account
Authorized User
File Listing:
Document I Document Description File Name
File Size(Bytes)/ I Multi I Pages
Number Message Digest Part /.zip (if appl.)
I I
98791
1 Issue Fee Payment (PTO-85B) lssueFeeTrans.pdf no 1
5ac76e5631666cd4143f012f4e8f77aac3bd
4121
Warnings:
Information:
33897
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086d 26b2d 7b 10 7 624 9 79c8fed804940e 24a
cb0e3
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This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
Post Card, as described in MPEP 503.
EXAMINER
22852 7590 08/18/2008
KAO, WEI PO ERIC
FINNEGAN, HENDERSON, FARABOW, GARRETT & DUNNER
LLP ART UNIT PAPER NUMBER
901 NEW YORK AVENUE, NW 2616
WASHINGTON, DC 20001-4413 DATE MAILED: 08/18/2008
APPLICATION NO. FILING DATE FIRST NAMED INVENTOR ATTORNEY DOCKET NO. CONFIRMATION NO.
APPLN. TYPE SMALL ENTITY ISSUE FEE DUE PUBLICATION FEE DUE PREV. PAID ISSUE FEE TOTAL FEE(S) DUE DATE DUE
THE APPLICATION IDENTIFIED ABOVE HAS BEEN EXAMINED AND IS ALLOWED FOR ISSUANCE AS A PATENT.
PROSECUTION ON THE MERITS IS CLOSED. THIS NOTICE OF ALLOWANCE IS NOT A GRANT OF PATENT RIGHTS.
THIS APPLICATION IS SUBJECT TO WITHDRAWAL FROM ISSUE AT THE INITIATIVE OF THE OFFICE OR UPON
PETITION BY THE APPLICANT. SEE 37 CFR 1.313 AND MPEP 1308.
THE ISSUE FEE AND PUBLICATION FEE (IF REQUIRED) MUST BE PAID WITHIN THREE MONTHS FROM THE
MAILING DATE OF THIS NOTICE OR THIS APPLICATION SHALL BE REGARDED AS ABANDONED. THIS
STATUTORY PERIOD CANNOT BE EXTENDED. SEE 35 U.S.C. 151. THE ISSUE FEE DUE INDICATED ABOVE DOES
NOT REFLECT A CREDIT FOR ANY PREVIOUSLY PAID ISSUE FEE IN THIS APPLICATION. IF AN ISSUE FEE HAS
PREVIOUSLY BEEN PAID IN THIS APPLICATION (AS SHOWN ABOVE), THE RETURN OF PART B OF THIS FORM
WILL BE CONSIDERED A REQUEST TO REAPPLY THE PREVIOUSLY PAID ISSUE FEE TOWARD THE ISSUE FEE NOW
DUE.
IL PART B - FEE(S) TRANSMITTAL, or its equivalent, must be completed and returned to the United States Patent and Trademark Office
(USPTO) with your ISSUE FEE and PUBLICATION FEE (if required). If you are charging the fee(s) to your deposit account, section "4b"
of Part B - Fee(s) Transmittal should be completed and an extra copy of the form should be submitted. If an equivalent of Part B is filed, a
request to reapply a previously paid issue fee must be clearly made, and delays in processing may occur due to the difficulty in recognizing
the paper as an equivalent of Part B.
III. All communications regarding this application must give the application number. Please direct all communications prior to issuance to
Mail Stop ISSUE FEE unless advised to the contrary.
IMPORTANT REMINDER: Utility patents issuing on applications filed on or after Dec. 12, 1980 may require payment of
maintenance fees. It is patentee's responsibility to ensure timely payment of maintenance fees when due.
Page 1 of 3
PTOL-85 (Rev. 08/07) Approved for use through 08/31/2010.
PART B - FEE(S) TRANSMITTAL
Complete and send this form, together with applicable fee(s), to: Mail Mail Stop ISSUE FEE
Commissioner for Patents
P.O. Box 1450
Alexandria, Virginia 22313-1450
or Fax (571)-273-2885
INSTRUCTIONS: This form should be used for transmitting the ISSUE FEE and PUBLICATION FEE (if required). Blocks I through 5 should be completed where
appropriate. All further correspondence including the Patent, advance orders and notification of maintenance fees will be mailed to the current correspondence address as
indicated unless corrected below or directed otherwise in Block I, by (a) specifying a new correspondence address; and/or (b) indicating a separate "FEE ADDRESS" for
maintenance fee notifications.
CURRENT CORRESPONDENCE ADDRESS (Note: Use Block I for any change of address) Note: A certificate of mailing can only be used for domestic mailings of the
Fee(s) Transmittal. This certificate cannot be used for any other accompanying
papers. Each additional paper, such as an assignment or formal drawing, must
have its own certificate of mailing or transmission.
22852 7590 08/18/2008
Certificate of Mailing or Transmission
FINNEGAN, HENDERSON, FARABOW, GARRETT & DUNNERi.ereby certify that this Fee(s) Transmittal is being deposited with the United
LLP States Postal Service with sufficient postage for first class mail in an envelope
addressed to the Mail Stop ISSUE FEE address above, or being facsimile
901 NEW YORK A VENUE, NW transmitted to the USPTO (571) 273-2885, on the date indicated below.
WASHINGTON, DC 20001-4413 (Depositor's name)
(Signature)
(Date)
APPLICATION NO. FILING DATE FIRST NAMED INVENTOR ATTORNEY DOCKET NO. CONFIRMATION NO.
APPLN. TYPE SMALL ENTITY ISSUE FEE DUE PUBLICATION FEE DUE PREV. PAID ISSUE FEE TOTAL FEE(S) DUE DATE DUE
3. ASSIGNEE NAME AND RESIDENCE DATA TO BE PRINTED ON THE PATENT (print or type)
PLEASE NOTE: Unless an assignee is identified below, no assignee data will appear on the patent. If an assignee is identified below, the document has been filed for
recordation as set forth in 37 CFR 3.11. Completion of this form is NOT a substitute for filing an assignment.
(A) NAME OF ASSIGNEE (B) RESIDENCE: (CITY and STATE OR COUNTRY)
Please check the appropriate assignee category or categories (will not be printed on the patent) : 0 Individual O Corporation or other private group entity O Government
4a. The following fee(s) are submitted: 4b. Payment ofFee(s): (Please first reapply any previously paid issue fee shown above)
0 Issue Fee 0 A check is enclosed.
0 Publication Fee (No small entity discount permitted) 0 Payment by credit card. Form PTO-2038 is attached.
0 Advance Order - # of Copies _ _ _ _ _ _ _ _ __ 0The Director is hereby authorized to charge the required fee(s), any deficiency, or credit any
overpayment, to Deposit Account Number _ _ _ _ _ _ (enclose an extra copy of this form).
5. Change in Entity Status (from status indicated above)
0 a. Applicant claims SMALL ENTITY status. See 37 CFR 1.27. 0 b. Applicant is no longer claiming SMALL ENTITY status. See 37 CFR l.27(g)(2).
NOTE: The Issue Fee and Publication Fee (if required) will not be accepted from anyone other than the applicant; a registered attorney or agent; or the assignee or other party in
interest as shown by the records of the United States Patent and Trademark Office.
This collection of information is required by 37 CFR 1.311. The information is required to obtain or retain a benefit by the public which is to file (and by the US PTO to process)
an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 12 minutes to complete, including gathering, preparing, and
submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of time you require to complete
this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and Trademark Office, U.S. Department of Commerce, P.O.
Box 1450, Alexandria, Virginia 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450,
Alexandria, Virginia 22313-1450.
Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid 0MB control number.
PTOL-85 (Rev. 08/07) Approved for use through 08/31/2010. 0MB 0651-0033 U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
UNITED STAIBS p AIBNT AND TRADEMARK OFFICE
UNITED STATES DEPARTMENT OF COMMERCE
United States Patent and Trademark Office
Address: COMMISSIONER FOR PATENTS
P.O. Box 1450
Alexandria., Virginia 22313-1450
www.uspto.gov
APPLICATION NO. FILING DATE FIRST NAMED INVENTOR ATTORNEY DOCKET NO. CONFIRMATION NO.
EXAMINER
22852 7590 08/18/2008
KAO, WEI PO ERIC
FINNEGAN, HENDERSON, FARABOW, GARRETT & DUNNER
LLP ART UNIT PAPER NUMBER
901 NEW YORK AVENUE, NW 2616
WASHINGTON, DC 20001-4413 DATE MAILED: 08/18/2008
The Patent Term Adjustment to date is 834 day(s). If the issue fee is paid on the date that is three months after the
mailing date of this notice and the patent issues on the Tuesday before the date that is 28 weeks (six and a half
months) after the mailing date of this notice, the Patent Term Adjustment will be 834 day(s).
If a Continued Prosecution Application (CPA) was filed in the above-identified application, the filing date that
determines Patent Term Adjustment is the filing date of the most recent CPA.
Applicant will be able to obtain more detailed information by accessing the Patent Application Information Retrieval
(PAIR) WEB site (http://pair.uspto.gov).
Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the Office of
Patent Legal Administration at (571)-272-7702. Questions relating to issue and publication fee payments should be
directed to the Customer Service Center of the Office of Patent Publication at 1-(888)-786-0101 or
(571)-272-4200.
Page 3 of 3
PTOL-85 (Rev. 08/07) Approved for use through 08/31/2010.
Application No. Applicant(s)
-- The MAILING DA TE of this communication appears on the cover sheet with the correspondence address--
All claims being allowable, PROSECUTION ON THE MERITS IS (OR REMAINS) CLOSED in this application. If not included
herewith (or previously mailed), a Notice of Allowance (PTOL-85) or other appropriate communication will be mailed in due course. THIS
NOTICE OF ALLOWABILITY IS NOT A GRANT OF PATENT RIGHTS. This application is subject to withdrawal from issue at the initiative
of the Office or upon petition by the applicant. See 37 CFR 1.313 and MPEP 1308.
3. D Acknowledgment is made of a claim for foreign priority under 35 U.S.C. § 119(a)-(d) or (f).
a) D All b) D Some* c) D None of the:
1. D Certified copies of the priority documents have been received.
2. D Certified copies of the priority documents have been received in Application No. _ _ .
3. D Copies of the certified copies of the priority documents have been received in this national stage application from the
International Bureau (PCT Rule 17.2(a)).
* Certified copies not received: _ _ .
Applicant has THREE MONTHS FROM THE "MAILING DATE" of this communication to file a reply complying with the requirements
noted below. Failure to timely comply will result in ABANDONMENT of this application.
THIS THREE-MONTH PERIOD IS NOT EXTENDABLE.
4. 0 A SUBSTITUTE OATH OR DECLARATION must be submitted. Note the attached EXAMINER'S AMENDMENT or NOTICE OF
INFORMAL PATENT APPLICATION (PTO-152) which gives reason(s) why the oath or declaration is deficient.
6. □ DEPOSIT OF and/or INFORMATION about the deposit of BIOLOGICAL MATERIAL must be submitted. Note the
attached Examiner's comment regarding REQUIREMENT FOR THE DEPOSIT OF BIOLOGICAL MATERIAL.
Attachment(s)
1. D Notice of References Cited (PTO-892) 5. D Notice of Informal Patent Application
2. D Notice of Draftperson's Patent Drawing Review (PTO-948) 6. D Interview Summary (PTO-413),
Paper No./Mail Date _ _ .
3. D Information Disclosure Statements (PTO/SB/08), 7. D Examiner's AmendmenUComment
Paper No./Mail Date _ _
4. D Examiner's Comment Regarding Requirement for Deposit 8. 18] Examiner's Statement of Reasons for Allowance
of Biological Material
9. D Other _ _ .
/Wei-po Kao/
Examiner, Art Unit 2616
DETAILED ACTION
Regarding Claims 1 and 8, prior art fails to show alone or in combination that the means for
determining a rate at which the source data is to be transmitted, on the basis of the detected
number of devices and a type of the source data, wherein when the detected number is greater
than a preset value, the rate is determined lower than when the detected number is not greater
than the preset value and means for controlling an encoder to vary an amount of the generated
transmission data on the basis of the determined rate of the source data.. It is noted that the
closest prior art, Ekudden et al, U.S. Patent No. 6163577, Takeo, U.S. Patent No. 6385183 and
Kisor U.S. Patent No. 6782429 teach an electron apparatus comprising an encoder, a wireless
communication device, means for detecting the number of device connected to the wireless
device, means for determing the rate at which the source data is to be transmitted. However,
Ekudden et a, Takeo and Kisor fail to teach or render obvious the above limitations as claimed.
Regarding Claims 2-5, 7, 9-12 and 14, they are allowable because they are the dependent claims
Any comments considered necessary by applicant must be submitted no later than the payment
of the issue fee and, to avoid processing delays, should preferably accompany the issue fee. Such
Conclusion
examiner should be directed to WEI-PO KAO whose telephone number is (571)270-3128. The
If attempts to reach the examiner by telephone are unsuccessful, the examiner's supervisor,
Ricky Ngo can be reached on (571)272-3139. The fax phone number for the organization where
Information regarding the status of an application may be obtained from the Patent Application
Information Retrieval (PAIR) system. Status information for published applications may be
obtained from either Private PAIR or Public PAIR. Status information for unpublished
applications is available through Private PAIR only. For more information about the PAIR
system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR
system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would
Application/Control Number: 10/795,974 Page4
Art Unit: 2616
like assistance from a USPTO Customer Service Representative or access to the automated
/Ricky Ngo/
2616
/Wei-po Kao/
CLAIM DATE
Final Original 08/19/2007 02/05/2008 08/10/2008
1 1 ✓ ✓ =
2 2 ✓ ✓
=
3 3 ✓ ✓
=
4 4 ✓ ✓
=
5 5 ✓ ✓ =
6 ✓ - -
6 7 ✓ ✓ =
7 8 ✓ ✓ =
8 9 ✓ ✓ =
9 10 ✓ ✓
=
10 11 ✓ ✓
=
11 12 ✓ ✓
=
13 ✓ - -
12 14 ✓ ✓ =
CROSS REFERENCE(S)
Final Original Final Original Final Original Final Original Final Original Final Original Final Original Final Original
1 1
2 2
3 3
4 4
5 5
6 7
7 8
8 9
9 10
10 11
11 12
13
12 14
/WEI-PO KAO/
Examiner.Art Unit 2616 08/10/2008 Total Claims Allowed:
12
(Assistant Examiner) (Date)
/RICKY NGO/
Supervisory Patent Examiner.Art Unit 2616 08/12/2008 O.G. Print Claim(s) O.G. Print Figure
SEARCHED
SEARCH NOTES
INTERFERENCE SEARCH
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C:\ Documents and Settings\ wkao\ Desktop\ Cases_Applications\ Applications in
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PATENT
In re Application of: )
)
Koichi YATA et al. ) Group Art Unit: 2616
)
Application No.: 10/795,974 ) Examiner: Wei Po Eric KAO
)
Filed: March 10, 2004 ) Confirmation No.: 2232
)
For: ELECTRONIC APPARATUS WITH )
COMMUNICATION DEVICE )
Sir:
AMENDMENT
In reply to the Office Action mailed February 11, 2008, the period for response
extending through May 12, 2008 (May 11, 2008 being a Sunday), please amend this
application as follows:
page 2.
This listing of claims will replace all prior v~rsions and listings of claims in the
application:
means for detecting [(a]] the number of devices connected to the wireless
means for determining a quality 'Nith rate at which the source data is to be
greater than a preset value, the rate is determined lower than when
source data.
controlling means includes means for setting in the encoder a value of sampling
-2-
Application No. 10/795,974
Attorney Docket No. 04329.3261
encoding scheme, which is to be used in the encoding of the source data, and a
data, in accordance with the determined quality rate of the source data.
wherein the rate quality dete~mining means includes means for detecting
the type of the source data by determining from which of the input
6. (Canceled).
-3-
Application No. 10/795,974
Attorney Docket No. 04329.3261
v.ihioh rate of the source data at a first rate which is lower than a
causing the computer to determine a quality \1vith rate at which the source
devices and a type of the source data, wherein when the detected
-4-
Application No. 10/795,974
Attorney Docket No. 04329.3261
than when the detected number is not greater than the preset
value; and
the computer to execute the process of controlling the operation of the encoding
10. (Currently Amended) The program according to claim 8, wherein said causing
the computer to execute the process of controlling the operation of the encoding
11. (Currently Amended) The program according to claim 8, wherein said causing
the computer to execute the process of controlling the operation of the encoding
-5-
Application No. 10/795,974
Attorney Docket No. 04329.3261
12. (Currently Amended) The program according to claim 8, wherein said causing
the computer to determine the quality rate includes causing the computer to
execute a process of detecting the type of the source data by determining from
which of a plurality of input devices of the computer the source data is input.
13. (Canceled).
said causing the computer to determine the quality rate includes causing
-6-
Application No. 10/795,974
Attorney Docket No. 04329.3261
REMARKS
(1) rejected claims 7 and 14 under 35 U.S.C. § 112, second paragraph, as being
indefinite;
(2) rejected claims 1-4 and 8-11 under 35 U.S.C. § 103(a) as being unpatentable
over U.S. Patent No. 6,163,577 to Ekudden et al. ("Ekudden") in view of U.S.
Patent No. 6,385,183 to Takeo ("Takeo") and U.S. Patent No. 6,782,429 to Kisor
("Kisor'');
(3) rejected claims 5 and 12 under 35 U.S.C. § 103(a) as being unpatentable over
(4) rejected claims 7 and 14 under 35 U.S.C. § 103(a) as being unpatentable over
Ekudden in view of Takeo, Kisor, and U.S. Publication No. 2004/0004973 to Lee
("Lee").
Applicants respectfully request the Examiner to reconsider and withdraw the rejection of
1
The Office Action contains a number of statements reflecting characterizations of the related
art and the claims. Regardless of whether any such statement is identified herein, Applicants
decline to automatically subscribe to any statement or characterization in the Office Action.
-7-
Application No. 10/795,974
Attorney Docket No. 04329.3261
Applicants respectfully traverse the rejection of claims 1-4 and 8-11 un_der
35 U.S.C. § 103(a) as being unpatentable over Ekudden in view of Takeo and Kisor. A
"The key to supporting any rejection under 35 U.S.C. 103 is the clear articulation
of the reason(s) why the claimed invention would have been obvious." M.P.E.P.
§ 2142(111), 8th Ed., Rev. 6 (Sept. 2007). "[T]he framework for objective analysis for
determining obviousness under 35 U.S.C. 103 is stated in Graham v. John Deere Co.,
383 U.S. 1, 148 USPQ 459 ( 1966).... The factual inquiries ... are as follows:
(B) Ascertaining the differences between the claimed invention and the prior art;
and
M.P.E.P. § 2141(11). "Office personnel must explain why the difference(s) between the
prior art and the claimed invention would have been obvious to one of ordinary skill in
Independent claim 1 calls for a combination including, for example, "means for
determining a rate at which the source data is to be transmitted, on the basis of the
Applicants have previously established that Ekudden and Kisor fail to teach or
suggest "determining a rate at which the source qata is to be transmitted, on the basis
Amendment, filed on November 20, 2007, pp. 8-9. The Examiner attempts to cure the
-8-
Application No. 10/795,974
Attorney Docket No. 04329.3261
deficiencies of Ekudden and Kisor with Takeo, alleging that ''Tak_eo ... teaches ...
determining a quality with which the source data is to be transmitted on the basis of the
Takeo discloses that "powers at which ... signals are transmitted from base
stations are controlled so that the numbers of mobile stations ... will be in a
where "r'' denotes the distance between a mobile station and a base
station.
Id., col. 7, lines 9-15 (emphasis added). Accordingly, Takeo discloses controlling the
power of transmitted signals based on the distance of mobile stations, not "on the basis
refers to "distance-dependent power." See, e.g., id., col. 9, lines 30, 32, 36, and 37;
col. 20, lines 10, 12, 16, and 18. Additionally, Figs. 1, 4, 5, 15, and 16 of Takeo are
diagrams depicting relationships between power and distance between mobile stations
and a base station. Therefore, Takeo fails to teach or suggest "means for determining a
rate at which the source data is to be transmitted, on the basis of the detected number
of devices," as recited in claim 1 (emphasis added). Takeo thus fails to cure the
signal based on the number of mobile stations, which Takeo does not, the power control
technique disclosed in Takeo is used to make the number of mobile stations managed
-9-
Application No. 10/795,974
Attorney Docket No. 04329.3261
by a base station fall within an appropriate range. Therefore, in Takeo, when a small
number of mobile stations are managed by a base station, the power of a signal can be
Contrarily, claim 1 recites ''when the detected number is greater than a preset
value, the rate is determined lower than when the detected number is not greater than
the preset value." (Emphases added.) Therefore, consistent with the claimed invention,
to prevent the traffic of the wireless network from increasing, the rate of transmission of
source data is set lower when a large number of devices are connected to the wireless
communication device. In other words, while claim 1 calls for a lower rate for a greater
number of devices, Takeo discloses higher signal power for a greater number of mobile
stations. Therefore, Takeo fails to teach or suggest "when the detected number is
greater than a preset value, the rate is determined lower than when the detected
been properly de~ermined, and the differences between the prior art and claim 1 have
not been properly ascertained. Accordingly, no reason has been clearly articulated as
to why the prior art would have rendered claim 1 obvious to one of ordinary skill in the
art. Therefore, a prima facie case of obviousness has not been established with respect
to claim 1.
least reasons similar to those given for claim 1. Furthermore, dependent claims 2-4 and
9-11 are allowable at least due to their dependence from allowable base claim 1 or 8.
-10-
Application No. 10/795,974
Attorney Docket No. 04329.3261
§ 103(a) as being unpatentable over Ekudden in view of Takeo, Kisor, and Samaras;
and the rejection of claims 7 and 14 under 35 U.S.C. § 103(a) as being unpatentable
over Ekudden in view of Takeo, Kisor, and Lee. A prima facie case of obviousness has
Claims 5 and 17 depend from claim 1, and claims 12 and 14 depend from
claim 8. As discussed above, Ekudden, Takeo, and Kisor fail to teach or suggest all the
Samaras and Lee in the Office Action are correct, which they are not, Samaras and Lee
fail to cure the deficiencies of Ekudden, Takeo, and Kisor. That is, Samaras and Lee
also fail to teach or suggest "determining a rate at which the source data is to be
transmitted, on the basis of the detected number of devices and a type of the source
data, wherein when the detected number is greater than a preset value, the rate is
determined lower than when the detected number is not greater than the preset value,"
as recited in claim 1 and required by claims 5 and 7, and similarly recited in claim 8 and
required by claims 12 and 14. Therefore, a prima facie case of obviousness has not
been established with respect to claims 5, 7, 12, and 14. Accordingly, Applicants
respectfully request the Examiner to reconsider and withdraw the rejections of claims 5,
-11-
Application No. 10/795,974
Attorney Docket No. 04329.3261
Conclusion
Please grant any extensions of time required to enter this response and charge
Respectfully submitted,
-12-
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TOTAL CLAIMS
minus 20 = * X $ = OR X $ =
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* If the entry in column 1 is less than the entry in column 2, write "0" in column 3.
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UNITED STATES PATENT AND TRADEMARK OFFICE
UNITED STATES DEPARTMENT OF COMMERCE
United States Patent and Trademark Office
Addrtss: COMMISSIONER FOR PA TENTS
P.O. Box 1450
Alexandria, Virginia 22313-1450
www .uspto.gov
APPLICATION NO. FILING DATE FIRST NAMED INVENTOR ATTORNEY DOCKET NO. CONFIRMATION NO.
02/11/2008 PAPER
Please find below and/or attached an Office communication concerning this application or proceeding.
The time period fot reply, if any, is set in the attached communication.
Status
Disposition of Claims
Application Papers
12)0 Acknowledgment is mad_e of a ciaim for foreign priority under 35 U.S.C. § 119(a)-(d) or (f).
a)O All b)O Some* c)O None of:
1.0 Certified copies of the priority documents have been received.
2.0 Certified copies of the priority documents have been received in Application No. _ _.
3.0 Copies of the certified copies of the priority documents have been received in this National Stage
application from the International Bureau (PCT Rule 17.2(a)).
* See the attached detailed Office action for a list of the certified copies not received.
Attachment(s)
1) C8J Notice of References Cited (PTO-892) 4) 0 Interview Summary (PTO-413)
2) 0 Notice of Draftsperson's Patent Drawing Review (PTO-948) Paper No(s)/Mail Date. _ _ .
3) C8J Information Disclosure Statement(s) (PTO/SB/08) 5) 0 Notice of Informal Patent Application
Paper No(s)/Mail Date _ _ . 6) 0 Other: _ _ .
DETAILED ACTION
Response to Arguments
1. Applicant's arguments with respect to claims 1-14 have been considered but are moot in
2. Claims 7 and 14 are rejected under 35 U.S.C. 112, second paragraph, as being indefinite
for failing to particularly point out and distinctly claim the subject matter which applicant
Regarding claim 7 and 14, the phrase "such that" renders the claim indefinite because it is
unclear whether the limitations following the phrase are part of the claimed invention. See
MPEP § 2173.0S(d).
claims under 35 U.S.C. 103(a), the examiner presumes that the subject matter of the variol!s
daims was commonly owned at the time any inventions covered therein were made absent any
evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out
the inventor and invention dates of each claim that was not commonly owned at the time a later
invention was made in order for the examiner to consider the applicability of 35 U.S.C. 103(c)
and potential 35 U.S.C. 102(e), (f) or (g) prior art under 35·u.S.C. 103(a).
4. The factual inquiries set forth in Graham v. John Deere Co., 383 U.S. 1, 148 USPQ 459
(1966), that are applied for establishing a background for determining obviousness under 35
2. Ascertaining the differences between the prior art and the claims at issue.
nonobviousness.
(_
5. The following is a quotation of 35 U.S.C. 103(a) which forms the basis for all
(a) A patent may not be obtained though the invention is not identically disclosed or described as
set forth in section 102 of this title, if the differences between the subject matter sought to be
patented and the prior art are such that the subject matter as a whole would have been obvious at
the time the invention was made to a person having ordinary skill in the art to which said subject
matter pertains. Patentability shall not be negatived by the manner in which the invention was
made.
6. Claims 1-4 and 8-11 are rejected under 35 U.S.C. 103(a) as being unpatentable over
Ekudden et al, U.S. Patent No 6163577 in view of Takeo, U.S. Patent No 6385183 and Kisor,
that encodes source data to generate transmission data; a wireless communication device
that executes communication with an external device via a wireless network, and transmits
the transmission data generated. by the encoder to the external device (see Abstract, Figures
4 and 5, Column 3 Line 9-67 i.e. figure 4 shows the communication between the base station and
the mobile station through a wireless network and notice that the arrows in between indicate the
station and mobile station to process the communication data in between, or execute the
communication data to be sent); means for determining a quality with which the source data
is to be transmitted (see Column 3 Line 9-30); and means for controlling the encoder to vary
Application/Control Number: Page 5
10/795,974
Art Unit: 2616
an amount of the generated transmission data on the basis of the determined quality (see
Figure 5-7, Column 3 Line 31-57). However, Ekudden et al do not teach that the apparatus,
wherein comprising means for detecting a number of devices connected to the wireless
communication device via the wireless network; means for determining a quality with
which the source data is to be transmitted on the basis of the detected number of devices.
Takeo from the same field of endeavor teaches that the apparatus, wherein comprising means
for detecting a number of devices connected to the wireless communication device via the
wireless network; means for determining a quality with which the source data is to be
transmitted on the basis of the detected number of devices (see Abstract, Column 1 Line 45-
50 56-62 i.e. from column 1 line 45-50 and 56-62 Takeo disclose a power control system to
adjust the power level, thus a quality, with which the signals are sent from base stations to their
managed mobile stations according to whether or not the number of the managed mobile stations
is in or out of an allowable range). At the time of the invention, it would have been obvious to a
person ordinary skill in the art to determine the quality related to transmitting a data base on the
number of mobile devices connected to the determining device, base station. The rationale
would have been that such quality help eliminate the factor of interference caused by group of
mobile devices.
Still regarding to Claim 1, Ekudden et al and Takeo teach all the limitations in claim 1 except
that the apparatus, wherein comprising means for determining a quality with which the
source data is to be transmitted on the basis of a type of the source data. Kisor from the
same field of endeavor teaches that the apparatus, wherein comprising means for
Application/Control Number: Page6
10ll95,974
Art Unit: 2616
determining a quality with which the source data is to be transmitted on the basis of a type
of the source data (see Abstract). At the time of the invention, it would have been obvious to a
person ordinary skill in the art to determine the quality related to transmitting a data based on the
type of the data. The rationale would have been that it is desired to maintain the quality of
service of various communication data through out the entire communication process; for
example, if transmission of data relies on only one quality of service parameter, quality of
service of different type of data such as voice and video will suffer.
Regarding Claim 2, Ekudden et al further teach that the electronic apparatus, wherein the
controlling means includes means for setting in the encoder a value of sampling frequency,
which is to be used in the encoding of the source data, in accordance with the determined
Regarding Claim 3, Ekudden et al further teach that the electronic apparatus, wherein the
controlling means includes means for setting in the encod.er a kind of an encoding scheme,
which is to be used in the encoding of the source data, in accordance with the determined
quality (see Abstract, Figure 6-10 e.g. the invention of Ekudden et al provides an encoding
scheme for selecting source data to encode and transmit in accordance with determined quality of
data).
Regarding Claim 4, Ekudden et al further teach that the electronic apparatus, wherein the
controlling means includes means for setting in the encoder a kind of an encoding scheme,
Application/Control Number: Page 7
10/795,974
Art Unit: 2616
which is to be used in the encoding of the source data, and a value of sampling frequency,
which is to be used in the encoding of the source data, in accordance with the determined
quality (claim 4 discloses no further limitation than claims 2 and 3, thus is rejected with the
same reasoning as for claims 2 and 3 disclosed in the same sections in the paragraph).
Regarding Claims 8-11, theses are program claims corresponding to the apparatus claims 1-4
respectively, and therefore rejected under the same reason set forth in the same section of claims
7. Claims 5 and 12 are rejected under 35 U.S.C. 103(a) as being unpatentable over Ekudden
et al, U.S. Patent No 6163577 in view of Takeo, U.S. Patent No 6385183 and Kisor, U.S. Patent
No 6782429 as applied to claims 1 and 8 above, and further in view of Samaras et al U.S.
Publication No 20040233903.
Regarding Claim 5, Ekudden et al, Takeo and Kisor teach all the limitations in claim 1 except
that the electronic apparatus, further comprising a plurality of input devices capable of
inputting data, wherein the. quality determining means includes means for detecting the
type of the source data by determining from which of the input devices the source data is
input. Samaras et al from the same field of endeavor teach that the electronic apparatus,
further comprising a plurality of input devices capable of inputting data (see Paragraph
[0001] [0010] [0040] e.g. multiple users in the EDGE network refers to multiple cellular
devices), wherein the quality determining means includes means for detecting the type of
Application/Control Number: Page 8
1on95,974
Art Unit: 2616
the source data by determining from which of the input devices the source data is input (see
Abstract, Figure 7, Paragraph [0001] [0110] e.g. to encode more than one packets from a same
user into one packet requires picking out all the packets belonging to a same user as the same
type of packet first). At the time of the invention, it would have been obvious to a person
ordinary skill in the art to implement the encoding scheme from Samaras et al in the encoding
system and method of Ekudden et al. The. rationale would have been that quality of transmission
is improved due to those repetitive headers of packets belonging to a source can be reduced,
which further reduce chance of errors occurring in transmission and increase the transmission
throughput.
Regarding Claim 12, it is a program claim corresponding to the apparatus claim 5, and therefore
rejected under the same reason set forth in the same section of claim 5 in this paragraph.
8. Claims 7 and 14 are rejected under 35 U.S.C. 103(a) as being unpatentable over Ekudden
et al, U.S. Patent No 6163577 in view of Takeo, U.S. Patent No 6385183 and Kisor, U.S. Patent
No 6782429 as·applied to claims I and 8 above, and further in view of Lee U.S. Publication No
20040004973.
Regarding Claim 7, Ekudden et al, Takeo and Kisor teach that the electronic apparatus,
wherein the source data includes audio data (see Ekudden et al, Figures 5 and 7, Column 3
Line 36-39 i.e. a speech data is an audio data); means for determining whether a device that
Application/Control Number: Page 9
10ll95,974
Art Unit: 2616
transmits image data is connected to the wireless communication device via the wireless
network (in an· wireless communication environment, before a wireless device is able to
communicate with another device, establishment of communication between the two has to be
acknowledged first, thus either one of the two knows whether or not the other device is
connected via a wireless network; also note that the acknowledgement process can be done
regardless whether a device transmits image data or not); the quality determining means
includes means for determining, when the device that transmits image data is connected to
the wireless communication device, the quality with which the source data is to be
transmitted (see Kisor, Abstract, Figures 2-3, Column 2 Line 22-26 42-45 57-59, Column 3,
Column 4 Line 1-9 i.e. the scheduler determines the desire QoS for each type of data such as
video and audio and the data is transmitted to the proper devices, which is connected to the
scheduler; also note that a video is formed by frames of images) However, Ekudden et al, Takeo
and Kisor do not teach that such that t~ansmission of the image data is executed with priority
over transmission of the source data. Lee from the same field of endeavor teaches that such
that transmission of the image data is executed with priority over transmission of the
source data (see [0016] (0027] [0036) Line 9-14 i.e. [0036] teaches that a video data, which
contains frames of image and bears higher priority is transmitted prior to a voice data, which
contains audio data and bears lower priority). At the time of the invention, it would have been
obvious to a person ordinary skill in the art to assign higher priority to delay sensitive data such
as video data and lower priority to less delay sensitive data such as voice. The rationale would
have been that it is desired to provide smooth transmission of video with minimum delay to the
Regarding Claim 14, it is a program claim corresponding to the apparatus claim 7, and therefore
rejected under the same reason set forth in the same section of claim 7 in this paragraph.
Conclusion
9. The prior art made of record and not relied upon is considered pertinent to applicant's
disclosure. Referring to the PTO Form 892, references are cited to show similar method and
10. Examiner's Note: Examiner has cited particular columns and line numbers in the
references applied to the claims above for the convenience of the applicant. Although the
specified citations are representative of the teachings of the art and are applied _to specific
limitations within the individual claim, other passages and figures may apply as well. It is
respectfully requested from the applicant in preparing responses, to fully consider the references
'
in entirety as potentially teaching all or part of the claimed invention, as well as the context of
In the case of amending the claimed invention, Applicant is respectfully requested to indicate the
portion(s) of the specification which dictate(s) the structure relied on for proper interpretation
and also to verify and ascertain the metes and bounds of the claimed invention.
11. Any inquiry concerning this communication or earlier communications from the
examiner should be directed to Wei-po Kao whose telephone number is (571)270-3128. The
If attempts to reach the examiner by telephone are unsuccessful, the examiner's supervisor,
Ricky Ngo can be reached on (571)272-3139. The fax phone number for the organization where
Information regarding the status of an application may be obtained from the Patent Application
Information Retrieval (PAIR) system. Status information for published applications may be
obtained from either Private PAIR or Public PAIR. Status information for unpublished
applications is available through Private PAIR only. For more information about the PAIR
system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR
system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would
like assistance from a USPTO Customer Service Representative or access to the automated
foi((/ly,
RICKYO.NGO
SUPERVISORY PATENT EXAMINER
IDS Form PTO/SB/08; Substitute fm form 1449A/PTO Complete if Known
Application Number 10(795,974
US·
US-
Note: Subm1ssIon of copies of U.S. Patents and published U.S. Patent Applications Is not required.
Examiner Date
Signature /Wei Po Kao/ Considered
02/04/2008
EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in
conformance and not considered. Include copy of this fonn with next communication to applicant.
Application/Control No. Applicant(s)/Patent Under
Reexamination
1on95,974 YATA ET AL
Notice of References Cited
Examiner Art Unit
Page 1 of 1
Wei-po Kao . 2616
U.S. PATENT DOCUMENTS
Document Number Date·
* Country Code-Number-Kind Code MM-YYYY Name Classification
J US-
K US-
L US-
M US-
FOREIGN PATENT DOCUMENTS
Document Number Date
Country Name Classification
* Country Code-Number-Kind Code MM-YYYY
N
0
p ...
a
R
s
T
NON-PATENT DOCUMENTS
* Include as applicable: Author, Tille Date, Publisher, Edition or Volume, Pertinent Pages)
.A copy of this reference 1s not bemg furnished with this Office action. (See MPEP
§ 707.0S(a).)
Dates in MM-YYYY format are publication dates. Classifications may be US or foreign.
U.S. Patent and Trademark Office
PTO-892 (Rev. 01-2001) Notice of References Cited Part of Paper No. 20080205
Application/Control No. Applicant(s)/Patent Under
Reexamination
Index of Claims 10795974 YATA ETAL.
CLAIM DATE
Final Original 08/19/2007 02/05/2008
1 ✓ ✓
2 ✓ ✓
3 ✓ ✓
4 ✓ ✓
5 ✓ ✓
6 ✓ -
7 ✓ ✓
8 ✓ ✓
9 ✓ ✓
10 ✓ ✓
11 ✓ ✓
12 ✓ ✓
13 ✓
-
14 ✓ ✓
SEARCHED
SEARCH NOTES
INTERFERENCE SEARCH
In re Application of: )
)
Koichi YATA et al. ) Group Art Unit: 2609
)
Application No.: 10/795,974 ) Examiner: Kao, Wei Po Eric
)
Filed: March 10, 2004 ) Confirmation No.: 2232
)
For: ELECTRONIC APPARATUS WITH )
COMMUNICATION DEVICE )
Sir:
Pursuant to 37 C.F.R. §§ 1.56 and 1.97(c), Applicants bring to the attention of the
Examiner the documents on the attached listing. This Information Disclosure Statement
("IDS") is being filed after the events recited in Section 1.97(b) but, to the undersigned's
knowledge, before the mailing date of either a Final action, Quayle action, or a Notice of
Allowance. Under the provisions of 37 C.F.R. § 1.97(c), this IDS includes a certification
The documents listed in this IDS were first cited in a communication from the
European Patent Office in a counterpart European patent application, and this IDS is
being filed within three months of the mailing date of that communication. Copies of the
listed U.S. patent publications are not enclosed. A copy of the listed foreign patent
document is attached. A copy of the communication from the European Patent Office is
also enclosed for the Examiner's convenience. Applicants do not necessarily endorse
Applicants respectfully request that the Examiner consider the listed documents
and indicate that they were considered by making appropriate notations on the attached
form.
This submission does not represent that a search has been made or that no
better art exists and does not constitute an admission that each or all of the listed
documents are material or constitute "prior art." If the Examiner applies any of the
documents as prior art against any claim in the application and Applicants determine
that the cited document does not constitute "prior art" under United States law,
Applicants reserve the right to present to the office the relevant facts and law regarding
Applicants further reserve the right to take appropriate action to establish the
patentability of the disclosed invention over the listed document, should the document
If there is any fee due in connection with the filing of this Statement, please
Respectfully submitted,
-2-
IDS Form PTO/SB/08: Substitute for form 1449NPTO Complete if Known
Application Number 10/795,974
INFORMATION DISCLOSURE Filing Date March 1o, 2004
First Named Inventor Koichi YATA
STATEMENT BY APPLICANT Art Unit 2609
(Use as many sheets as necessary) Examiner Name Wei Po Eric KAO
Sheet of Attorney Docket Number 04329.3261
US-
US-
US-
Note: Subm1ss1on of copies of U.S. Patents and published U.S. Patent Applications Is not required.
Examiner Date
Signature Considered
EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in
conformance and not considered. Include copy of this form with next communication to applicant.
-3-
Europalsches Patentamt
(19) European Patent Office IIIII Ill II IIII III Ill II Ill II Ill II Ill II Ill II Ill II Ill II Ill ll 1111~ 111111111111
Office europeen des brevets c11) EP 1 133 095 A1
(12) EUROPEAN PATENT APPLICATION
(43) Date of publication: (51) Int Cl.7: H04L 1/00, H04L 29/06
12.09.2001 Bulletin 2001/37
(57) The present invention is a method for improving transcoding techniques to encode ( or compress) the da-
data transfer performance over communications net- ta and a set of error control schemes to correct and/or
works connecting data networks and users using adap- conceal errors occurring during data transmission. The
tive communications formatting. Adaptive communica- particular sets of transcoding techniques and error con-
tions formatting includes encoding ( or compressing) the trol schemes selected to format the data are adaptive to
data and applying error control schemes to reduce the factors, such as the nature of the communications net-
amount of data being transmitted and to correct and/or work connecting a user to an access server on the data
conceal errors occurring during data transmission. In network, the preferences of the user, and the data type
one embodiment, the present invention uses a set of of the data being transmitted to the user (or the access
server) .
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wireless communications systems for providing a wired Moving Picture Experts Group files (.mpg and .mp2).
and/or wireless connection between the data network Examples of text sub-types include MS Word (.doc) and
12 and the user 14. Wired communications systems in- ASCII (.txt).
clude Public Switching Telephone Networks (PSIN), In-
tegrated Switching Digital Networks (ISDN), T1 lines s Adaptive Communications Formatting
and E1 lines. Wireless communications systems include
those based on Frequency Division Multiple Access [0012] At the access server 20, the data is formatted
(FDMA), Time Division Multiple Access (TOMA) and using amixtureoftranscodingtechniques and error con-
Code Division Multiple Access {CDMA). The data net- trol schemes to facilitate data transmission within ac-
work 12 comprises a plurality of interconnected comput- 10 ceptable quality levels, as will be described herein. FIG.
ers including at least one access server 20 and at least 2 illustrates a bitstream 23 entering and a bitstream 25
one host 22. The access server 20 being a computer exiting the access server 20. When the bitstream 23 ar-
associated with a service provider to which the user 14 rives at the access server, the bitstream 23 includes the
subscribes for accessing the data network 12. The host data and user indicator-control information for identify-
22 being a computer having data sought by the user 14. 15 ing the user to whom the data is intended. The data is
The access server 20 and the host 22 may also be the formatted by the access server 20 and transmitted to
same computer. the user 14 via the bitstream 25, which includes encod-
[0009] The user 14 comprises a communication de- ed data, error control information for controlling and/or
vice 24 (e.g., telephone, mobile-telephone and/or mo- concealing errors resulting from data transmission, and
dem) for receiving and transmitting data from and to the 20 data type indicator-control information for identifying the
access server 20 via the communications network 16, data type of the associated (encoded) data, as will be
and a remote computer 26 having software for process- described herein
ing data for transmission to the access server 20 or for [0013] Transcoding techniques include encoding al-
display on an output device associated with the remote gorithms for encoding (or compressing) the data. En-
computer 26, such as a video display, an audio display, 25 coding (or compressing) the data facilitates data trans-
a printer, memory, etc. The user 14 gains access to the mission by reducing the amount of data to be transmit-
data network 12 through the access server 20. Specifi- ted which, in tum, decreases the time required to trans-
cally, the user 14 dials a number associated with the ac- mit the data (i.e., transmission time) from the access
cess server 20. The communication network 16 con- server to the user over a transmission channel of limited
nects the user;14 to the access server 20 using the di- 30 bandwidth (i.e., slower access speeds). Some encoding
aled number. Upon connecting to the access server 20, algorithms, however, have associated loss that may ad-
the user 14 caR retrieve data from the host 22. versely affect data quality. Algebraic Code Excited Lin-
[0010] In general, data {being retrieved by the user) ear Prediction (ACE LP), Vector Sum Excited Linear Pre-
may be in the form of a file or an output of a real time diction (VSELP), Enhanced Variable Rate Coder
recording device, such as a video camera, microphone, 35 (EVRC), h.263 (which is a set of guidelines being con-
scanner, fax, transducers or measuring devices. In all sidered by the International Telecommunications Union
cases, the data will have associated information indicat- for implementation into standards), pkzip (by PKWare,
ing a data type for the data. For purposes of discussion, Inc.), MPEG and MPEG2 (Moving Pictures Experts
the present invention will be described herein as retriev- Group), and JPEG (Joint Pictures Experts Group) are
ing data in the form of a file from the host 22. It should 40 some examples of encoding algorithms which are well-
not be construed, however, to limit the present invention known in the art Each of the aforementioned encoding
to retrieving data in the form of a file. algorithms have associated different levels or percent-
[0011) The data (or file) is retrieved via a bitstream ages of compression.
from the host 22 to the access server 20 to the user 14. [0014] Error control schemes include techniques for
The bitstream includes the data and control information. 45 correcting and/or concealing errors occurring during the
The data has associated a filename with a file extension transmission of data from the access server 20 to the
indicative of a data type (and/or sub-type). The control user 14. Error control schemes provide means for as-
information includes a user indicator for identifying the suring data integrity has not be compromised beyond
user to whom the data is intended, error control infor- acceptable levels. Some error control schemes, howev-
mation for correcting and/or concealing errors occurring 50 er, increase data transmission time by adding control in-
during data transmission, and/or a data type indicator to formation to the data and/or requiring re-transmissions
identify the data type of the associated data. Data types of the data when data error is detected. Forward Error
include, but are not limited to, speech/voice, video/im- Correction (FEC), Cyclical Redundancy Check (CRC),
age and text. Each data type has one or more sub-types. Automatic Retransmission Query (ARO), hybrid ARO {i.
Examples of speech/voice sub-types (and file exten- 55 e., combination of ARO and FEC) and error conceal-
sions) include audio (.au), wave (.wav) and speech (. ment (e.g., muting, extrapolation from previous good
sp). Examples of video/image sub-types include tagged frames, and interpolation from previous and succeeding
image format files (.tif), graphic image format files {.gif), good frames) are some examples of error control
schemes which are well-known in the art. Each of the crease the amount of error control being applied to data
aforementioned error control schemes have associated transmissions over wireless connections. The benefits
different levels of error correction and/or concealment. of increased error control (!.e .. , increased quality)
[0015] The particular transcoding techniques and er- should, however, be balanced against increased data
ror control schemes used to format the data should be 5 transmission time.
adaptive to factors such as the nature of the communi-
cations network 16 connecting the user 14 to the access Second Factor
server 20, the preferences of the user 14, and the data
type of the data, as will be discuss herein. Note that the [0019] The second factor involves the preferences of
present invention should not be limited to being adaptive 10 the user 14. The preferences of the user 14 should re-
to only the aforementioned factors. Other factors, such flect the hardware and software capabilities of the user
as interactivity, bit rate and transmission delay, may also 14 and the access server 20, and a balancing between
be applicable. facilitating data transfer and acceptable data quality.
The service provider and the subscribers should agree
First Factor 15 on the manner in which the data is to be formatted, i.e.,
agree on which transcoding techniques and error con-
[0016) The first factor involves the nature of the com- trol schemes to use. Whatever manner is used by the
munications network 16 connecting the user 14 to the access server 20 to format the data, the user 14 should
access server 20. The nature of communications sys- be able to un-format the formatted data. In other words,
tems, in general (regardless of whether the communi- 20 the access server 20 should agree to use transcoding
cation system is wired or wireless), varies from one to techniques and error control schemes compatible with
another. The nature of communications system de- transcoding techniques and error control schemes
pends on sub-factors such as whether the communica- available at the user 14. Failure to use compatible trans-
tions system is wired or wireless, whether the commu- coding techniques and error control schemes will result
nications system is analog or digital, the available band- 25 in the user 14 receiving a bitstream that it can not un-
width, the bit rate, the signal-to-noise ratio, the bit error format This agreement may be negotiated between the
rate and the transmission delay, as will be described service provider and subscriber before or at the time the
herein. user connects to the access server 20. Preferences of
[0017] As mentioned earlier, the communications net- the user 14 should also reflect a balancing by the user
work 16 comprises a plurality of wired and/or wireless 30 between facilitating data transfer and acceptable data
communication systems for providing the user 14 with quality. For example, if the user 14 requires high quality
either a wired or a wireless connection to the access data, the user 14 might have to trade-off facilitating data
server 20. For purposes of discussion, a wireless con- transfer for increased data quality. Thus, the user 14
nection involves using at least one wireless communi- might select a transcoding technique with less compres-
cation system to connect the user 14 to the access serv- 35 sion and minimal loss (e.g., pkzip) and an error control
er 20. By contrast, a wired connection involves using no scheme with greater error correction (e.g., ARQ) for for-
wireless communication system to connect the user 14 matting the data at the access server.
to the access server 20. Wireless connections have sev-
eral distinct disadvantages over wired connections. Third Factor
First, the transmission times for data over wireless con- 40
nections are typically greater than the transmission [0020] The third factor is the data type of the data.
times for the same data over wired connections. The Certain transcoding techniques and error control
reasons for this are because wireless connections gen- schemes are more effective when used to format par-
erally have less available bandwidth, lower bit rates and ticulardata types. Thus, the transcoding techniques and
longer transmission delays than wired connections. 45 error control schemes selected to format the data should
Therefore, it may be desirable to use a transcoding tech- be adaptive to the data type, as will be described herein.
nique that will encode (or compress) the data as much Transcoding techniques include encoding algorithms for
as possible to reduce the transmission time over wire- encoding or compressing particular data types: gzip and
less connections (and perhaps some wired connec- pkzip for text data; VCELP, ASELP and EVRC for
tions). The benefits realized in facilitating data transmis- 50 speech/voice data; and h.263 for video/image data. Us-
sion should, however, be balanced against losses as- ing a text transcoding technique (e.g., a transcoding
sociated with compression (or encoding). technique with gzip) to compress speech/voice data
[0018] Second, data transmitted over a wireless con- may not be as effective as using a speech transcoding
nection is more susceptible to data error than data trans- technique (e.g., a transcoding technique with VCELP)
mitted over a wired connections. The reasons for this 55 to compress the same data - that is, the amount of data
are because wireless connections generally have lower compression may not be the same.
signal-to-noise ratios and higher bit error rates than [0021] Error control schemes include techniques for
wired connections. Therefore, it may be desirable to in- different levels of error correction and/or concealment
The level or error correction and/or concealment applied to both user number 000001 and the access server and
to data should depend on the amount of error tolerable will facilitate data transmission within acceptable quality
by the user which, in turn, depends on the data type. For levels over a wireless connection. By contrast, user
example, errors in audio/speech and video/image data number 000222 is connected to the access server 20
types may be tolerable to some extent. In such cases, s via a wired connection. For users connected via a wired
errors in audio/speech data types may best be con- connection (e.g., user number 000222), the table 40
cealed by muting, and errors in video/image data types specifies no formatting (i.e., no transcoding techniques
may best be concealed by interpolating from previous or error control schemes) because wired connections
good frames. By contrast, errors in text data types may (with broader bandwidths) are less prone to error than
be intolerable. In this case, errors are corrected (not 10 narrower bandwidth wireless connections.
concealed) by requesting retransmissions of the data, i. [0024] Note that the present invention should not be
e.,ARQ. limited to using the table 40 depicted in FIG. 4. Other
[0022] FIG. 3 is a functional block diagram of the ac- types of tables or collections of information, such as da-
cess server 20 in accordance with one embodiment of tabases, may also be used to specify transcoding tech-
the present invention. The access server 20 comprises 15 niques and error control schemes for formatting data in-
a data selector 30, a plurality of text, speech/voice and tended for particular users. Other information may also
video/image transcoding techniques 32-n (i.e., trans- be stored in the table, such as an indication whether the
coding techniques for text, speech/voice and video/im- user is connected via a wired or wireless connection, or
age data types), a plurality of text, speech/voice and vid- separate sets of transcoding techniques and error con-
eo/image error control schemes 34-n (i.e., error control 20 trol schemes for wired and wireless connections. Note
schemes for text, speech/voice and video/image data that if the data selector needs to make a determination
types) and a combiner 38 for multiplexing formatted da- regarding the manner in which the user is connected to
ta. The data selector 30 is a device, such as a micro- the access server, such a determination can be made
processor with software, for selecting a transcoding using a flag indicative of the connection, a default, the
technique 32-n and an error control scheme 34-n for for- 25 telephone number dialed by the user to connect to the
matting the data. The transcoding technique 32-n and access server, etc.
error control scheme 34-n is selected using the data [0025] The access server 20 may create or obtain the
type, the identity of the user, and/or a user table 40 spec- table 40 in a variety of manners. The subscriber may
ifying user preferences (i.e., transcoding techniques submit a competed form to the service provider indicat-
and error control schemes preferred by each user for 30 ing the transcoding techniques and error control
each data type and/or sub-type). The data selector 30 schemes available to the user and the manner in which
can determine the data type using the file extension, oth- the user will connect to the access server. The service
er information contained within the bitstream, default da- provider will use the information in the completed form
ta types and/o,r a combination of the aforementioned. to select transcoding techniques and error control
For example, the data selector 30 may determine data 35 schemes available to both the user and the access serv-
with .wav file extensions are speech/voice data types. er, and optimal for the manner of connection. Such se-
The data selector 30 can deterrnine the identity of the lections are then added to or used to build the table 40.
user using the user indicator-control information (in the Alternately, the user may provide such information elec-
bitstream). Note that FIG. 3 shows an one-on-one cor- tronically when accessing the access server 20 or the
relation between the transcoding techniques and error 40 table may be constructed using default sets of transcod-
control schemes. This should not, however, be con- ing techniques and error control schemes.
strued to limit the present invention to embodiments with [0026) After the data selector 30 selects a transcoding
such a correlation. One-to-many correlation between technique and an error control scheme, the selected
transcoding techniques and error control schemes, or transcoding technique 32-n is used to encode (or com-
vice-versa, are also possible. 45 press) the data and the selected error control scheme
[0023) FIG. 4 illustrates an example of a user table 34-n is used to add error control information to the en-
40. The transcoding techniques and error control coded data, as shown bythebitstream25 in FIG. 2. Data
schemes in the table 40 specified for each user and data type indicator-control information is then added to the
type (and/or sub-type) should reflect the aforemen- formatted data (i.e., encoded data with associated error
tioned factors, i.e., the nature of the communications so control information) when the formatted data is being
network connecting the user to the access server, the multiplexed by the combiner 38. The multiplexed data
equipment and software capabilities and/or preferences is subsequently caused to be transmitted by the access
of the user and the access server, and the data type of server 20 to the user 14 over the communications net-
the data. For example, suppose user number 000001 work 16. At the user 14, the multiplexed data- is de-mul-
connects to the access server using a wireless connec- 55 tiplexed and un-formatted using the appropriate sets of
tion. The table 40 specifies for user number 000001 a transcoding techniques and error control schemes.
set of transcoding techniques and error control schemes Specifically, the user 14 looks at the data type indicator-
for each data type (and/or sub-type) that are available control information to select the appropriate transcoding
techniques and error control schemes for un-fom,atting 5. A method is claims m claim 1 , wherein the trans-
(or reciprocating the operations of the transcoding tech- coding technique and error control scheme arc also
niques and error control schemes at the access server) selected based on nature of the communications
the formaned data. The un-formatted data is subse- network
quently output to a video display, audio display, printer s
and/or computer memory associated with the remote 6. A method as claimed m claim 1, wherein the trans-
computer 26. coding technique and error control scheme are also
[0027) FIG. 5 is a chart 50 illustrating examples trans- selected based on preferences of a user.
coding techniques and error control schemes which
might be used for transmission of particular data types 10 7. A method as claimed in claim 1 , wherein the trans-
over wireless connections. The chart 50 shows data coding technique and error control scheme are also
sub-types and their associated bit rates, encoding algo- selected using information specifying a set of trans-
rithms and the bit rate of the data after encoding (or com- coding techniques and error control schemes for
pression), and error control schemes. For example, data each user.
with an audio sub-type has a256 Kbps bit rate. If a trans- 15
coding technique with a VCELP encoding algorithm is 8. A method as claimed in claim 1, wherem the trans-
used to encode the audio data, the bit rate can be re- coding technique and error control scheme are also
duced to 8 Kbps. Subsequently, hybrid ARQ and muting selected using information specifying a set of trans-
(a form of error concealment) is applied to the encoded coding techniques and error control schemes for a
(or compressed) data in the error control scheme before 20 wireless connection between an access server and
being transmitted over a wireless connection. a user.
[0028) Although the present invention has been de-
scribed in considerable detail with reference to certain
embodiments, other versions are possible. Therefore,
the scope of the present invention should not be limited 25
to the description ofthe embodiments contained herein.
Claims
30
1. A method for transmitting data over a communica-
tion network, the method being CHARACTERIZED
BY the steps of:
·FIG. 1
-10
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MMUNICATION
SYSTEM
24
FIG. 2
DATA
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TRANSCODER ERROR CONTROL TRANSCODER ERROR CONTROL
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EP 1 133 095 A1
The present search report has been drawn up for all claims
~ I ;of;:~~;~;~h I
;;t;:uE
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E.xamher
Papantoniou, A
~ CATEGORY OF CITED DOCUMENTS r : lheory or principle underlying the Invention
g E : ear1ler patent document, tut published on, or
X : particularly relevanl il taken alone alter the ftllng date
~ Y : particularly relevant it C:ll'Tlblned ..rith another D: do=ument cited in the app!lcatlo,c
document al 1he same category L : document cl:ed for other reasons
~ A : technological backgruJnd
!r O : non-written disclosure & . rrember of Iha same pate it lamil~. corresponding
o(L P : lnterrnedlate document document
,u ' - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - '
11
The present search report has been drawn up tor all claims
Place of aoaroh I Examiner
I
Dale of oomplotion cl the search
f
"'
2o_J_u_l_y_2_0_0_1_ _ _.......___P_ap_a_n_t_o_n_i_o_u_,_A_ _ _---1
1-----T_HE_HA_G_U_E_ _ _ __.___ _ _
CA fEGORY Of'· CITED DOCUMENTS T : theory or principle underlying Me invention
; E · eartler patart eocument. bUt put,lls~ed on, or
X partio.darly relevant l! 1aken alone after the !lllrg date
~ Y particularly relevant H combiPed with anot,er D: document cited In the appticatlon
12
EP 1 133 095 A1
The present search repo1t has been drawn up for all claims
Pl.ace of search DslD or oompletlon ol tt,e sea,m I Examiner
~
lll
THE HAGUE
CATEGORY OF CITED DOCUMENTS
20 Ju 1y 2001 I
!!a.1---------------L---------------'-----------·-··-
Papantoniou, A
T: theory or principle underlying the invention
g E : earfier patent document, but published on, or
)( : particularly relevant 1i taken alore attar !hit ffllng date
~ Y : partlwlarly relevant;· combined with another D : dQCUment died In the application
docuMent of 1tle same category L : do::umen1 cited for 01her reasons
Q' A : technological baci<ground
fl O: non-written disclosure & . member ot the same patent family, corresponding
&'w.________________________________________
P : lntermediam document document __,
13
This annex lists the patent familV membefsrelaHrig to the pa.tent doa.unents cited in Iha above-mentioned European search report.
The members are as contained In the European Patent Office EDP file on
The European Patent Office Is In no way liable for these particulars which ere merely given for the purpose of information.
20-07-2001
Patent document
cited In search report
WO 9515655 A
I Publication
date
08-06-1995
I us
Patent family
member(s)
5583562 A
I Publlcallon
date
10-12-1996
AU 1295595 A 19-06-1995
CA 2177811 A 08-06-1995
EP 0746944 A 11-12-1996
us 5502499 A 26-03-1996
us 5757416 A 26-05-1998
us 5490168 A 06-02-1996 AU 676439 B 06-03-1997
AU 2472795 A 09-02-1996
CA 2167945 A 25-01-1996
CN 1130452 A 04-09-1996
EP 0717893 A 26-06-1996
WO 9602096 A 25-01-1996
us 5657420 A 12-08-1997 us 5414796 A 09-05-1995
us 5778338 A 07-07-1998
AU 711484 B 14-10-1999
AU 1482597 A 15-05-1997
AU 671952 B 19-09-1996
AU 2186592 A 12-01-1993
AU 693374 B 25-06-1998
AU 6089396 A 03-10-1996
BR 9206143 A 03-01-1995
CN 1071036 A 14-04-1993
CN 1159639 A 17-09-1997
CN 1167309 A 10-12-1997
EP 1107231 A 13-06-2001
EP 0588932 A 30-03-1994
FI 935597 A 13-12-1993
HU 70719 A.B 30-10-1995
IL 102146 A 31-03-1996
IL 113986 A 14-11-1996
IL 113987 A 14-11-1996
IL 113988 A 14-11-1996
JP 6511320 T 15-12-1994
MX 9202808 A 01-12-1992
NO 934544 A 10-12-1993
RU 2107951 C 27-03-1998
SG 70558 A 22-02-2000
WO 9222891 A 23-12-1992
ZA 9204082 A 26-02-1993
us 5533004 A 02-07-1996 NONE
I
:i;
0:
Ir
0
1h For more details about this annex : see Official Journal of the European Patent Office, No. 12182
14
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.
PATENT
Attorney Docket No. 04329.3261
In re Application of: )
}
Koichi YATA et al. ) Group Art Unit: 2609
)
Application No.: 10/795,974 ) Examiner: Kao, Wei Po Eric
)
Filed: March 10, 2004 ) Confirmation No.: 2232
)
For: ELECTRONIC APPARATUS WITH )
COMMUNICATION DEVICE )
Sir:
AMENDMENT
In reply to the Office Action mailed August 22, 2007, the period for response
extending through November 22, 2007, please amend this application as follows:
Remarks follow the amendment section and begin on page 7 of this paper.
Application No. 10/795,974
'I
Attorney Docket No. 04329.3261
This listing of claims will replace all prior versions and listings of claims in the
application:
device;
means includes means for setting in the encoder a value of sampling frequency,
which is to be used in the encoding of the source data, in accordance with the
determined quality.
-2-
Application No. 10/795,974
.. Attorney Docket No. 04329.3261
means includes means for setting in the encoder a kind of an encoding scheme,
which is to be used in the encoding of the source data, in accordance with the
determined quality.
means includes means for setting in the encoder a kind of an encoding scheme,
which is to be used in the encoding of the source data, and a value of sampling
wherein the quality determining means includes means for detecting the
6. (Canceled).
-3-
Application No. 10/795,974
Attorney Docket No. 04329.3261
the quality determining means includes means for determining, when the
causing the computer to determine a quality with which the source data is
-4-
Application No. 10/795,974
Attorney Docket No. 04329.3261
9. (Original) The program according to claim 8, wherein said causing the computer
determined quality.
10. (Original) The program according to claim 8, wherein said causing the computer
quality.
11. (Original) The program according to claim 8, wherein said causing the computer
determined quality.
12. (Original) The program according to claim 8, wherein said causing the computer
detecting the type of the source data by determining from which of a plurality of
-5-
.,
13. (Canceled).
14. (Currently Amended) The program according to claim 8, wherein the ooA=iputer is
said causing the computer to determine the quality includes causing the
-6-
Application No. 10/795,974
Attorney Docket No. 04329.3261
REMARKS
(1) rejected claims 1-4 and 8-11 under 35 U.S.C. § 103(a) as being unpatentable
over U.S. Patent No. 6,163,577 to Ekudden et al. ("Ekudden") in view of U.S.
(2) rejected claims 5 and 12 under 35 U.S.C. § 103{a) as being unpatentable over
al. ("Samaras");
(3) rejected claims 6 and 13 under 35 U.S.C. § 103(a) as being unpatentable over
Ekudden in view of Kisor, U.S . Patent No. 6,920,118 to Lozano ("Lozano"), and
(4) rejected claims 7 and 14 under 35 U.S.C. § 103(a) as being unpatentable over
Bishard ("Bishard").
By this Amendment, Applicants cancel claims 6 and 13, and incorporate all the
elements thereof into their respective independent claims 1 and 8. The rejection of
claims 6 and 13 is thus moot. Claims 1-5, 7-12, and 14 remain pending in this
application.
1
The Office Action contains a number of statements reflecting characterizations of the related
art and the claims. Regardless of whether any such statement is identified herein, Applicants
decline to automatically subscribe to any statement or characterization in the Office Action.
-7-
Application No. 10/795,974
Attorney Docket No. 04329.3261
Applicants respectfully traverse the rejection of claims 1-4 and 8-11 under
35 U.S.C. § 103(a) as being unpatentable over Ekudden in view Kisor. A prima facie
"The key to supporting any rejection under 35 U.S.C. 103 is the clear articulation
of the reason( s) why the claimed invention would have been obvious .... [R]ejections
§ 2142, 8th Ed., Rev. 6 (Sept. 2007) (internal citation and inner quotation omitted).
"[T]he framework for objective analysis for determining obviousness under 35 U.S.C.
103 is stated in Graham v. John Deere Co., 383 U.S. 1, 148 U.S.P.Q 459 (1966) ....
The factual inquiries ... [include] [a]scertaining the differences between the claimed
invention and the prior art." M.P.E.P. § 2141(11). "Office personnel must explain why
the difference(s) between the prior art and the claimed invention would have been
A prima facie case of obviousness has not been established because the
Examiner has not properly ascertained the difference between the prior art and the
claimed invention, and thus has failed to clearly articulate a reason why the prior art
would have rendered the claimed invention obvious to one of ordinary skill in the art.
"means for determining a quality with which the source data is to be transmitted, on the
basis of the detected number of devices and a type of the source data," as previously
-8-
Application No. 10/795,974
Attorney Docket No. 04329.3261
The Examiner argues that Kisors abstract teaches the above-quoted element of
Kisor discloses that "[t]he system ... determines at least one desired quality of
service characteristic for each of the data t[y]pes." Kisor, abstract. "Examples of
[quality of service] QOS characteristics include bandwidth, latency, jitter and reliability."
Kisor, col. 1, lines 27-28. However, Kisor fails to teach or suggest "determining a quality
... on the basis of the detected number of devices and a type of the source data," as
deficiencies by arguing that Ben-Elts abstract and paragraph [0017] teach the
above-quoted element of claim 1, which was previously recited in claim 6. Id. at 7. This
is incorrect.
allocated to users ... until the resources of the network are allocated." Ben-Eli,
abstract. Therefore, Ben-Eli discloses determining "a maximum number of live calls or
communication links" or determining "a number of supported users." Id., para. [0017].
However, in the system of Ben-Eli, the quality of to-be-transmitted source data is not
changed in accordance with the number of user devices, but the number of user
devices is limited to maintain the minimum user requirement of each user device. For
instance, Ben-Eli, [0016], lines 10-13, recites "In the event user i is not satisfied,
resources are allocated to user i at step 320 until a determination is made at step 322
-9-
Application No. 10/795,974
Attorney Docket No. 04329.3261
that the requirement of the user i are met." From this, it is apparent that the system of
Ben-Eli performs processing for maintaining the quality, but not changing the same.
Thus, Ben-Eli does not teach or suggest "determining a quality with which the
recited in claim 1. Therefore, Ben-Eli fails to cure the deficiencies of Ekudden and
Kisor.
Moreover, none of Ekudden, Kisor, Lozano or Ben-Eli teach the "means for
detecting a number of devices connected to the wireless communication device via the
wireless network; and means for determining the quality with which the source data is to
be transmitted, on the basis of the detected number of devices and the type of the
For at least the foregoing reasons, the prior art, individually or in combination,
fails to teach or suggest all the elements of claim 1. Since the Examiner incorrectly
characterized the prior art, the Examiner failed to properly ascertain the differences
between the claimed invention and the prior art. Therefore, the Examiner has failed to
clearly articulate a reason why the prior art would have rendered the claimed invention
obvious to one of ordinary skill in the art. Thus, a prima facie case of obviousness has
Independent claim 8 recites "determine a quality with which the source data is to
be transmitted, on the basis of the detected number of devices and a type of the source
data." Therefore, claim 8, although different in scope from claim 1, is allowable over the
prior art for at least reasons similar to those given for claim 1. Furthermore, dependent
claims 2-4 and 9-11 are allowable at least by virtue of their dependence from allowable
-10-
Application No. 10/795,974
Attorney Docket No. 04329.3261
reconsider and withdraw the rejection of claims 1-4 and 8-11 under 35 U.S.C. § 103(a).
§ 103(a) as being unpatentable over Ekudden in view of Kisor and Samaras. A prima
Claims 5 and 12 depend from claims 1 and 8, respectively, and thus require all
the elements thereof. As discussed above, Ekudden and Kisor fail to teach or suggest
The Examiner argues that "Samaras et al teach ... means for detecting the type
of the source data by determining from which of the input devices the source data is
Samaras is correct, which Applicants do not concede, Samaras fails to cure the
deficiencies of Ekudden and Kisor. That is, Samaras fails to teach or suggest
"determining a quality with which the source data is to be transmitted, on the basis of
the detected number of devices and a type of the source data," as recited in claims 1
and 8, and required by claims 5 and 12. Therefore, a prima facie case of obviousness
has not been established with respect to claims 5 and 12. Accordingly, Applicants
respectfully request the Examiner to reconsider and withdraw the rejection of claims 5
-11-
Application No. 10/795,974
Attorney Docket No. 04329.3261
§ 103(a) as being unpatentable over Ekudden in view of Kisor, Lozano, and Bishard. A
Claims 7 and 14 recite "determining ... the quality with which the source data is
to be transmitted." The Examiner admits that Ekudden, Kisor, and Lozano fail to teach
this element of claims 7 and 14. Office Action, p. 9. However, the Examiner argues
that the abstract and paragraphs [0007], [0012], [0016], and [0021] of Bishard teach the
least a first, a second and a third queue." Bishard, abstract. Bishard discloses "a strict
prioritization" of queues wherein a "scheduler ... checks the highest priority queue first"
such that "the delay ... for transmission of packets will be low for ... high priority
traffic." Id, para. [0007]. Bishard thus "effectively manage[s] data congestion" (para.
[0012]) "to provide a needed or desired QoS" (para. [00161). However, Bishard fails to
teach or suggest "determining ... the quality with which the source data is to be
discloses queuing control. It neither discloses nor suggests that the quality of to-be-
transmitted audio data is controlled in accordance with whether there is a device that
Therefore, the prior art, individually or in combination, fails to teach or suggest all
the elements of claims 7 and 14. Since the Examiner incorrectly characterized the prior
art, the Examiner failed to properly ascertain the differences between the claimed
-12-
Application No. 10/795,974
Attorney Docket No. 04329.3261
invention and the prior art. Therefore, the Examiner has failed to clearly articulate a
reason why the prior art would have rendered the claimed invention obvious to one of
ordinary skill in the art. Thus, a prima facie case of obviousness has not been
request the Examiner to reconsider and withdraw the rejection of claims 7 and 14 under
35 U.S.C. § 103(a).
Conclusion
Please grant any extensions of time required to enter this response and charge
Respectfully submitted,
-13-
PTO/SB/06 (07-06)
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APPLICATION NO. FILING DATE FIRST NAMED INVENTOR ATTORNEY DOCKET NO. CONFIRMATION NO.
08/22/2007 PAPER
Please find below and/or attached an Office communication concerning this application or proceeding.
The time period for reply, if any, is set in the attached communication.
"' t ·• ...
Office Action Summary Examiner Art Unit
Wei-po Kao 2609
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- Failure to reply within the set or extended period for reply will, by statute, cause the application to become ABANDONED (35 U.S.C. § 133).
Any reply received by the Office later than three months after the mailing date of this communication, even if timely filed, may reduce any
earned patent term adjustment. See 37 CFR 1.704(b).
Status
Disposition of Claims
4)181 Claim(s) 1-14 is/are pending in the application.
4a) Of the above claim(s) _ _ is/are withdrawn from consideration.
5)0 Claim(s)· _ _ is/are allowed.
6)181 Claim(s) 1-14 is/are rejected.
· 7)0 Claim(s) _ _ is/are objected to.
8)0 Claim(s) _ _ are subject to restriction and/or election requirement.
Application Papers
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Attachment(s)
1) 181 Notice of References Cited (PTO-892) 4) 0 Interview Summary (PTO-413)
2) 0 Notice of Oraftsperson's Patent Drawing Review (PTO-948) Paper No(s)/Mail Date. _ _ .
3) 181 intonnation Disclosure Statement(s) (PTO/SB/08) 5) 0 Notice of lnfonnal Patent Application
Paper No(s)/Mail Date See Continuation Sheet. 6) 0 Other: _ _ .
U.S. Patent and Trademark Office
PTOL-326 (Rev. 08-06) Office Action Summary . Part of Paper No./Mail Date 20070819
Continuation Sheet (PTOL-326) Application No. 10ll95,974
.. .. . .
Continuation of Attachment(s) 3). Information Disclosure Statement(s) {PTO/SB/08), Paper No{s)/Mail Date.
:03/10/2004,03/16/2005,07/26/2005 .
2
.,,Application/Control Number: 10/795,974 Page2
Art Unit: 2609
DETAILED ACTION
Priority
Specification
2. The lengthy specification has not been checked to the extent necessary to determine the
presence of all possible minor errors. Applicant's cooperation is requested in correcting any
errors of which applicant may become aware in the specification.
4. The factual inquiries set forth in Graham v. John Deere Co., 383 U.S. 1, 148 USPQ 459
(1966), that are applied for establishing a background for determining obviousness under
35 U.S.C. 103(a) are summarized as follows:
1. Determining the scope and contents of the prior art.
2. Ascertaining the differences between the prior art and the claims at issue.
3. Resolving the level of ordinary skill in the pertinent art.
.. Application/Control Number: 10/795,974 Page3
Art Unit: 2609
5. The following is a quotation of 35 U.S.C. 103(a) which forms the basis for all
obviousness rejections set forth in this Office action:
(a) A patent may not be obtained though the invention is not identically disclosed or
described as set forth in section 102 of this title, if the differences between the subject
matter sought to be patented and the prior art are such that the subject matter as a whole
would have been obvious at the time the invention was made to a person having ordinary
skill in the art to which said subject matter pertains. Patentability shall not be negatived
_by the manner in which the invention was made.
6. Claims 1-4 and 8-11 are rejected under 35 U.S.C. 103(a) as being unpatentable over
Ekudden et al, U.S. Patent No 6163577 in view of Kisor, U.S. Patent/Publication No 6782429.
For Claim 1, Ekudden et al teach that an electronic apparatus comprising: an encoder that
encodes source data to generate transmission data; a communication device that transmits
the transmission data generated by the encoder to an external device (see Abstract, Figure
4); means for determining a quality with which the source data is to be transmitted (see
Column 3 Line 9-30); and means for controlling the encoder to vary an amount of the
generated transmission data on the basis of the determined quaUty (see Figure 5-7, Column
3 Line 31-35). For Claim 2, Ekudden et al teach that the electronic apparatus according,
wherein the controlling means includes means for setting in the encoder a value of
sampling frequency, which is to be used in the en~oding of the source data, in accordance
with the determined quality (see Column 3 Line 31-35). For Claim 3, Ekudden et al teach
that the electronic apparatus, wherein the controlling means includes means for setting in
the encoder a kind of an encoding scheme, which is to be used in the encoding of the source
data, in accordance with the determined quality (see Abstract, Figure 6-10 e.g. the invention
of Ekudden et al provides an encoding scheme for selecting source data to encode and transmit in
accordance with determined quality of data). For Claim 4, Ekudden et al teach that the
electronic apparatus, wherein the controlling means includes means for setting in the
, .Application/Control Number: 10/795,974 Page4
Art Unit: 2609
encoder a kind of an encoding scheme, which is to be used in the encoding of the source
data, and a value of sampling frequency, which is to be used in the encoding of the source
data, in accordance with the determined quality (claim 4 discloses no further limitation than
claims 2 and 3, thus is rejected with the same reasoning as for claims 2 and 3 disclosed in the
same paragraph).
For Claims 1, 2, 3, 4 Ekudden et al do not teach that the apparatus comprising: determining
the quality in accordance with a type of the source data.
For Claims 1, 2, 3, 4 Kisor teaches that the apparatus.comprising: determining the quality in
accordance with a type of the source data (see Abstract).
Claims 8-11 are program claims corresponding to the apparatus claims 1-4 respectively, and are
therefore rejected under the same reason set forth in this paragraph.
Ekudden et al and Kisor are analogous art because they are from the same field of providing a
system and method of selecting source data in accordance to the characteristics of the source data
and transmitting the selected data in a communication network environment.
At the time of the invention, it would have been obvious to a person ordinary skill in the art to
add the ability of determining quality according to the source data type from Kisor in addition to
the quality determining functionality of Ekudde~' s invention.
The motivation would have been that it is desired to maintain the quality of service of various
communication data through out the entire communication process; for example, if ·transmission
of data relies on only one quality of service parameter, quality of service of different type of data
such as voice and video will suffer.
Therefore, it would have been obvious to combine Ekudden et al and Kisor to obtain the claims
1-4 and 8-11.
... Application/Control Number: 10/795,974 Page 5
Art Unit: 2609
7. Claims 5 and 12 are rejected under 35 U.S.C. 103(a) as being unpatentable over Ekudden
et al, U.S. Patent No 6163577 and Kisor, U.S. Patent/Publication No 6782429 as applied to claim
1 above, and further in view of Samaras et al U.S. Publication No 20040233903.
For Claim 5, Ekudden et al and Kisor teach all limitations as disclosed in the paragraph 6 of this
application except that the electronic apparatus, further comprising a plurality of input
devices capable of inputting data, wherein the quality determining means includes means
for detecting the type of the source data by determining from which of the input devices the
source data is input.
For Claim 5, Samaras et al teach that the electronic apparatus, further comprising a plurality
of input devices capable of inputting data (see Paragraph [0001] [0010] [0040] e.g. multiple
users in the EDGE network refers to multiple cellular devices), wherein the quality
determining means includes means for detecting the type of the source data by determining
from which of the input devices the source data is input (see Abstract, Figure 7, Paragraph
[0001] [0110] e.g. to encode more than one packets from a same user into one packet requires
picking out all the packets belonging to a same user as the same type of packet first).
Claim 12 is a program claim corresponding to the apparatus claim 5, and is therefore rejected
under the same reason set forth in this paragraph.
Ekudden et al, Kisor and Samaras are analogous art because they are from the same field of
providing an encoding system and method in a communication environment.
At the time of the invention, it would have been obvious to a person ordinary skill in the art to
implement the encoding scheme from Samaras et al in the encoding. system and method of
Ekudden et al.
The motivation would have been that quality of transmission is improved due to those repetitive
headers of packets belonging to a source can be reduced, which further reduce chance of errors
occurring in transmission and increase the transmission throughput.
.. Application/Control Number: 10/795,974 Page6
Art Unit: 2609
Therefore, it would have been obvious to combine Ekudden et al, Kisor and Samaras to obtain
the claims 5 and 12.
8. Claims 6 and 13 are rejected under 35 U.S.C. 103(a) as being unpatentable over Ekudden
et al, U.S. Patent No 6163577 and Kisor, U.S. Patent/Publication No 6782429 as applied to claim
1 above, and further in view of Lozano U.S. Patent No 6920118 and Ben-Eli, U.S. Publication
No 20040023660.
For Claim 6, Ekudden et al and Kisor teach that the quality determining means includes:
means for determining the quality with which the source data is to be transmitted, on the
basis of the type of the source data (see Kisor Abstract).
For Claim 6, Ekudden et al and Kisor do not teach that the electronic apparatus, wherein the
communication device includes a wireless communication device that executes
communication with the external device via a wireless network.
For Claim 6, Lozano teach that the electronic apparatus, wherein the communication device
includes a wireless communication device that executes communication with the external
device via a wireless network (see Abstract, Figure 1).
Ekudden et al, Kisor and Lozano are analogous art because they are from the same field of
providing a system and method of selecting source data in accordance to the characteristics of
the source data and transmitting the selected data in a communication network environment.
At the time of the invention, it would have been obvious to a person ordinary skill in the art to
implement the wireless encoding scheme from Lozano in the encoding system and method of
Ekudden et al.
The motivation would have been that it is desired to have an encoding system and method that is
also suitable to handle multiple user data in a wireless communication environment and be able
to maintain different ·desired quality requirement, especially wireless communication
environment is less predictable than a wired environment.
.. Application/Control Number: 10/795,974 Page7
Art Unit: 2609
Therefore, it would have been obvious to combine Ekudden et al, Kisor and Lozano to obtain the
limitations of claim 6.
For Claim 6, Ekudden et al, Kisor and Lozano teach all the limitations except that the quality
determining means includes: means for detecting a number of devices connected to the
wireless communication device via the wireless network; and means for determining the
quality with which the source data is to be transmitted, on the basis of the detected number
of devices.
For Claim 6, Ben-Eli teach that the quality determining means includes: means for detecting
a number. of devices connected to the wireless communication device via the wireless
network (see Abstract e.g. to rank users, the number of users is detected); and means for
determining the quality with which the source data is to be transmitted, on the basis of the
detected number of devices (see Abstract, Paragraph [0017]).
Claim 13 is a program claim corresponding to the apparatus claim 6, and is therefore rejected
under the same reason set forth in this paragraph.
Ekudden et al, Kisor, Lozano and Ben-Eli are analogous art because they are from the same field
of providing a system and method of selecting source data in accordance to the characteristics of
the source data.
At the time of the invention, it would have been obvious to a person ordinary skili in the art to
implement the source allocation scheme to the source data from 'Ben-Eli in the encoding system
and method of Ekudden et al.
The motivation would have been that it is desired to allow maximum amount of source data,
which yields maximum throughput, to be transmitted with desired quality of transmission still
being maintained.
Therefore, it would have been obvious to coinbine Ekudden et al, Kisor, Lozano and Ben-Eil to
obtain the claims 6 and 13.
.. Application/Control Number: 10/795,974 Page 8
Art Unit: 2609
9. Claims 7 and 14 are rejected under 35 U.S.C. 103(a) as being unpatentable over Ekudden et
al, U.S. Patent No 6163577 and Kisor, U.S. Patent/Publication No 6782429 as applied to claim 1
above, and further in view of Lozano U.S. Patent No 6920118 and Bishard, U.S. Publication No
20030165148.
For Claim 7, Ekudden et al and Kisor teach that the electronic apparatus comprising: the source
data includes audio data (see Kisor Abstract, Figure 2 Element 54).
For Claim 7, Ekudden et al and Kisor do not teach that the electronic apparatus, wherein the
communication device includes: a wireless communication device that executes
communication with the external device via a· wireless network; means for determining
whether a device that transmits data is connected to the wireless communication device via
the wireless network (before a wireless device is able to communicate with another device,
establishment of communication between the two has to be acknowledged first, thus either one
of the two knows whether or not the other device is connected via a wireless network).
For Claim 7, Lozano teach that the electronic apparatus, wherein the communication device
includes a wireless communication device that executes communication with the external
device via a wireless network (see Abstract, Figure 1); means for determining whether a
device that transmits data is connected to the wireless communication device via the
wireless network (before a wireless device is able to communicate with another device,
establishment of communication between the two has to be acknowledged firs.t, thus either one
of the two knows whether or not the other device is connected via a wireless network).
Ekudden et al, Kisor and Lozano are analogous art because they are from the same field of
providing a system and method of selecting source data in accordance to the characteristics of
the source data and transmitting the selected data in a communication network environment.
At the time of the invention, it would have been obvious to a person ordinary skill in the art to
implement the wireless encoding scheme from Lozano in the encoding system and method of
Ekudden et al.
.; Application/Control Number: 10/795,974 ' Page 9
Art Unit: 2609
The motivation would have been that it is desired to have an encoding system and method that is
also suitable to handle multiple user data in a wireless communication environment and be able
to maintain different desired quality requirement, especially wireless communication
environment is less predictable than a wired environment.
Therefore, it would have been obvious to combine Ekudden et al, Kisor and Lozano to obtain the
limitations of claim 7.
For Claim 7, Ekudden et al, Kisor and Lozano teach all the limitations except that the quality
determining means includes means for determining, when the device that transmits a kind
of data is connected to the wireless communication device, the quality with which the
source data is to be transmitted, such that transmission of the kind of data is executed with
priority over transmission of the source data.
For Claim 7, Bishard teaches that the quality determining means includes means for
determining, when the device that transmits a kind of data is connected to the wireless
communication device, the quality with which the source data is to be transmitted, such
that transmission of the kind of data is executed with priority over transmission of the
source data (see Abstract, Paragraph [0007] [0012] [0016] [0021]).
Claim 14 is a program claim corresponding to the apparatus claim 7, and is therefore rejected
under the same reason set forth in this paragraph.
Ekudden et al, Kisor, Lozano and Bishard are analogous art because they are from the same field
of providing a system and method of selecting source data in accordance to the characteristics of
the source data.
At the time of the invention, it would have been obvious to a person ordinary skill in the art to
implement the source allocation scheme to the source data from Bishard in the encoding system
and method of Ekudden et al.
.• Application/Control Number: 10/795,974 Page 10
Art Unit: 2609
The motivation would have been that it is desired to allow source data with different priority to
be transmitted accordingly with minimum delay and without congestion, which further yields
· maximum throughput and that the desired quality of transmission still being maintained.
Therefore, it would have been obvious to combine Ekudden et al, Kisor, Lozano and Bishard to
obtain the claims 7 and 14.
Conclusion
10. The prior art made of record and not relied upon is considered pertinent to applicant's
disclosure. McCune, Jr. U.S. Publication No 20020081977, Raisanen, U.S. Publication No
20040125797 and Lohtia et al, U.S. Publication No 20030112784 are cited to show methods of
determining quality according to characteristics of source data.
11. Any inquir¥ concerning this communication or earlier communications from the
examiner should be directed to Wei-po Kao whose telephone number is (571)270-3128. The
examiner can normally be reached on Monday through Friday, 8:30AM to 5:00PM EST.
If attempts to reach the examiner by telephone are unsuccessful, the examiner's supervisor, Dong
Ton can be reached on 571-272-3171. The fax phone number for the organization where this
application or proceeding is assigned is 571-273-8300.
Information regarding the status of an application may be obtained from the Patent Application
Information Retrieval (PAIR) system. Status information for published applications may be
obtained from either Private PAIR or Public PAIR. Status information for unpublished
applications is available through Private PAIR only. For more information about the PAIR
system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR
system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would
like assistance from a USPTO Customer Service Representative or access to the automated
information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000.
W.K.
r~ DANGT.TON
SUPERVISORY PATENT EXAMINER
IDS Form PTO/SB/08: Substitute for form 1449A/ Complete if Known
pplication Number 10ll95,974
March 10, 2004
INFORMATION DISCL
KoichiYata
STATEMENT BY APPLIC
(Use as many sheets as necessary) Examiner Name o Kao
Sheet 1 of Attorney Docket Number
US-
US-
US-
US-
US-
Note: Copies of the U.S. Patent Documents are not Required in IDS filed after October 21, 2004
Examiner Date
Signature /Wei Po Kao/ (08/19/2007) Considered
EXAMINER: Initial if reference considered, whether or not citation is in confonnance with MPEP 609. Draw line through
citation if not in conformance and not considered. Include copy of this fonn with next communication to applicant.
IDS Fonn PTO/SB/OB: Substitute for form 1449A/PTO
Application Number
INFORMATION DISCLOSURE Filing Date
First Named Inventor
STATEMENT BY APPLICANT Aft Unit
(Use as many sheets as necessary) 1-::E~xa-m~m~e-r~N~a_m_a---~~~1tt"it~-~-_;_~r----......,.,:w"='-r-lo Kao
Sheet 1 of Attorney Docket Number
Note: Submission of copies of U.S. Patents and published U.S. Patent Applications Is not required.
Examiner
Signature /Wei Po Kao/ (08/19/2007) g:~~dered
EXAMINER: Initial if reference considered, whether or not citation is in confonnance with MPEP 609. Draw line through
citation if not in conformance and not considered. Include copy of this fonn with next communication to applicant.
0MB No. 0651-0011
INFORMATION DISCLOSURE CITATION
Page 1 of 1
Application/Control No. Applicant(s)/Patent Under
Reexamination
10/795,974 YATA ET AL
Notice of References Cited
Examiner Art Unit
·' Page 1 of 1
Wei-po Kao 2609
U.S. PATENT DOCUMENTS
Document Number Date
* Country Code-Number-Kind Code MM-YYYY Name Classification
J US-
K US-
L us-
M US-
FOREIGN PATENT DOCUMENTS
Document Number Date
* Country Code-Number-Kind Code MM-YYYY Country Name Classification
N
0
p
a
A
s
T
NON-PATENT DOCUMENTS
* Include as applicable: Author, Title Date, Publisher, Edition or Volume, Pertinent Pages)
• A copy of this reference 1s not being furnished with this Office action. (See MPEP § 707.0S(a).)
Dates in MM-YYYY format are publication dates. Classifications may be US or foreign.
U.S. Patent and Trademal1< Office
PTO-892 (Rev. 01-2001) Notice of References Cited Part of Pap~r No. 20070819
Application/Control No. Applicant(s}/Patent Under
Reexamination
Search Notes 10795974 YATA ET AL.
SEARCHED
SEARCH NOTES
INTERFERENCE SEARCH
II
Examiner Art Unit
CLAIM DATE
Final Original 08/19/2007
1 ✓
2 ✓
3 ✓
4 ✓
5 ✓
6 ✓
7 ✓
8 ✓
9 ✓
10 ✓
11 ✓
12 ✓
13 ✓
14 ✓
SERIAL NUMBER FILING or 371(c) CLASS GROUP ART UNIT ATTORNEY DOCKET
DATE NO.
10ll95,974 03/10/2004 370 . 2609 04329.3261
RULE
APPLICANTS
Koichi Vata, Hanno-shi, JAPAN;
Tooru Homma, Kawaguchi-shi, JAPAN;
** CONTINUING DATA************************* hi>/ Pl 11 /vf
** FOREIGN APPLICATIONS*************************
JAPAN 2003-065410 03/11/2003 ~ /J / J 11 7
.1 i)
I □ All Fees I
ID 1.16 Fees (Filing)
FILING FEE FEES: Authority has been given in Paper . I □ 1.17 Fees (Processing Ext. of time)
RECEIVED No. to charge/credit DEPOSIT ACCOUNT
900 No. for following: I □ 1.18 Fees (Issue)
I □ Other
I □ Credit
FPRS;
EPO;JPO;
DERWENT;
IBM_TDB
540 10190 · ( detect$4 same type same input same U5-PGPUB; ADJ ON 2007/08/18 16:30
(devcie or node or element)) USPAT;
FPR5;
EPO; JPO;
DERWENT;
IBM_TDB
S41 2848 (detect$4 same type same input same U5-PGPUB; ADJ ON 2007/08/18 16:30
(devcie or node or element) same data) U5PAT;
FPR5;
EPO; JPO;
DERWENT;
IBM_TDB
Day: Sunday
Date: 8/19/2007
Time: 10:42:04
J
HEATING PACKET ·
10084502 02/28/2002 COMMUNICATION DEVICE YATA, KOICHI
171M70711 ANO A METHOD FOR
CONTROLLING THE·
COMMUNICATION DEVICE
~
10795974 Not 03/10/2004 Electronic apparatus with IYATA,KOICHI
I I Issued communication device I
Inventor Search Completed: No Records to Display. ·
http://expowebl:8002/cgi-bin/expo/Invinfo/invquery.pl?FAM_NAM=YATA&GIV_NAM... 8/19/2007 ·
Inventor Name Search Result Page 1 of 1
Day: Sunday
Date: 8/19/2007
Time: 10:42: 18
http://expowebl:8002/cgi-bin/exponnvinfo/invquery.pl?FAM_NAM=HOMMA&GIV_N... 8/19/2007
PATENT
Customer No. 22,852
Attorney Docket No. 04329.3261-00000
)
)
KOICHI YATA ET AL. ) Group Art Unit: 2661
)
Application No.: 10/795,974 ) Examiner: Unknown
)
Filed: March 10, 2004 ) Confirmation No.: 2232
)
For: ELECTRONIC APPARATUS WITH )
COMMUNICATION DEVICE )
Sir:
the Examiner the documents on the attached listing. This Supplemental Information
Disclosure Statement is being filed before the mailing date of a first Office Action on the
Copies of the listed foreign and non-patent literature documents are attached.
Applicants respectfully request that the Examiner consider the listed documents and
indicate that they were considered by making appropriate notations on the attached
form.
This submission does not represent that a search has been made or that no
better art exists and does not constitute an admission that each or all of the listed
documents are material or constitute "prior art." If the Examiner applies any of the
documents as prior art against any claim§Jn the application and Applicants determine
that the cited documents do not constitute "prior art" under United States law,
Applicants reserve the right to present to the office the relevant facts and law regarding
Applicants further reserve the right to take appropriate action to establish the
patentability of the disclosed invention over the listed documents, should one or more of
If there is any fee due in connection with the filing of this Statement, please
Respectfully submitted,
-2-
IDS Fonn PTO/SB/08: Substitute for form 1449A/PTO
Application Number 10/795,974
INFORMATION DISCLOSURE Filing Date March 10, 20
First Named Inventor KoichiYATA
STATEMENT BY APPLICANT Art Unit 2661
(Use as many sheets as necessary) Examiner Name
Sheet of Attorney Docket Number
Note: Subm1ss1on of copies of U.S. Patents and published U.S. Patent Applications 1s not required.
JP 7-222245 08-18-1995 No
JP 2002-290974 10-04-2002 No
JP 2002-344941 11-29-2002 No
JP 2002-288073 10-04-2002 No
I Examiner
Signature
Date
Considered
EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through
citation if not in conformance and not considered. Include copy of this form with next communication to applicant.
....
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APPLICATION NUMBER PATENT NUMBER GROUP ART UNIT FILE WRAPPER LOCATION
10/795,974 2666
The following fields have been set to Customer Number 22852 on 04/08/2005
• Correspondence Address
~,
J 1
Attorney Docket No. 4329.3261
In re Application of: )
)
KOICHI YATA ET AL. ) Group Art Unit: 2661
)
Application No.: 10/795,974 ) Examiner: Unknown
)
Filed: March 10, 2004 ) Confirmation No.: 2232
)
For: ELECTRONIC APPARATUS WITH )
COMMUNICATION DEVICE )
Sir:
Pursuant to 37 C.F.R. §§ 1.56 and 1.97(b), applicants bring to the attention of the
Examiner the documents on the attached listing. This Information Disclosure Statement
is being filed before the mailing date of a first Office Action on the merits for the above-
referenced application.
Copies of the listed foreign and non-patent literature documents are attached.
Applicants respectfully request that the Examiner consider the listed documents
and indicate that they were considered by making appropriate notations on the attached
form.
In lieu of a statement of relevance or translation of the non-English documents,
citing these documents and setting forth the relevance thereof is enclosed
This submission does not represent that a search has been made or that no
better art exists and does not constitute an admission that each or all of the listed
documents are material or constitute "prior art." If the Examiner applies any of the
documents as prior art against any claim in the application and applicants determine
that the cited documents do not constitute "prior art" under United States law, applicants
reserve the right to present to the office the relevant facts and law regarding the
Applicants further reserve the right to take appropriate action to establish the
patentability of the disclosed invention over the listed documents, should one or more of
If there is any fee due in connection with the filing of this Statement, please
Respectfully submitted,
Dated:_~1_1b\_
✓_ By:_-+-----:===---~+-~,------
~
-2-
IDS Form PTO/SB/08: Substitute for form 1449A/
Complete if Known
pplication Number 10/795,974
iling Date March 10, 2004
INFORMATION DISCL
First Named Inventor Koichi Yata
STATEMENT BY APPLIC Art Unit 2661
(Use as many sheets as necessary) Examiner Name Unknown
Sheet of Attorney Docket Number 4329.3261
US-
US-
US-
US-
US-
Note: Copies of the U.S. Patent Documents are not Required in IDS filed after October 21, 2004
JP 2002-344941 11/29/02
JP 2002-290974 10/4/02
JP 2002-288073 10/4/02
I Examiner
Signature
Date
Considered
EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through
citation if not in conformance and not considered. Include copy of this form with next communication to applicant.
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APPLICATION NUMBER FILINGOR371 (c)DATE FIRST NAMED APPLICANT ATTORNEY DOCKET NUMBER
10/795,974 03/10/2004 Koichi Yata 04329.3261
An application number and filing date have been accorded to this application. The item(s) indicated below,
however, are missing. Applicant is given TWO MONTHS from the date vf this Notice within which to file all
required items and pay any fees required below to avoid abandonment. Extensions of time may be obtained by
filing a petition accompanied by the extension fee under the provisions of 37 CFR 1.136(a).
Total additional fee(s) required for this application is $130 for a Large Entity
i
f
.
---·
0. \ p . f',
v\
('•
Customer No. 22,852
Attorney Docket No. 04329.3261
11.004 Ki\
-..:: JUL 'L ;; IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
~~ ~(-"
'h,t [R.arJRt.$ Application of: )
)
Koichi YATA et al. )
) Group Art Unit: 2661
Application No.: 10/795,974 )
) Examiner: Not Assigned
Filed: March 10, 2004 )
)
For: ELECTRONIC APPARATUS WITH )
COMMUNICATION DEVICE )
Sir:
RESPONSE TO NOTICE TO FILE MISSING PARTS
In response to the Notice To File Missing Parts dated May 27, 2004,
enclosed is the Declaration and a copy of the Notice To File Missing Parts.
Respectfully submitted,
FINNEGAN, HENDERSON,
FARABOW,
~ ~ R , L . L _ . P _ .-,
<.:
DECLARATION FOR PATENT APPLICATION
03Sl 143-1
-0 ~
~1;; As a ht·1 ow named inventor. I dee I are:
h-~\H~~ffv e r i 1 y be 1 i e v e mys e I f to be the o r i g i n a 1 , f i r s t and s o 1 e ( i f on 1 y o n e
i'.~?ittividual inventor is 1 isted below) or an original, f i r s t and joint inventor
(if more than one individual inventor is listed below) of the invention in
I hereby state that have reviewed and understand the contents of the above
identified specification, including the claims. as amended by any amendment
referred to above.
I acknowledge the duty to disclose information of which is material to pat-
entability as defined in 37 CFR 1.56.
I hereby claim foreign priority benefits under 35 U.S. C. 119 (a)-(d) or 365
(b) of any foreign application (s) for patent or inventor's certificate, or
35 U.S. C. 365 (a) of any PCT International application which designated at
least one country other than the United States. listed below and have also
identified below any foreign application for patent or inventor's c e r t i f i -
cate, or PCT International application having a filing date before that of the
application on which p r i o r i t y is claimed:
Priority
Country Category Application No. Filing Date Claim
Japan Patent 2003-065410 March 11.2003 Yes
Date:
Date:
Date:
Date:
Date:
Date:
APPLICATION NUMBER FIUNGOR37I (c)DATE FIRST NAMED APPLICANT ATTORNEY DOCKET NUMBER
10/795,974 03/10/2004 Koichi Yata 04329.3261
An application number and filing date have been accorded to this application. The item(s) indicated below,
however, are missing. Applicant is given TWO MONTHS from the date of this Notice within which to file all
required items and pay any fees required below to avoid abandonment. Extensions of time may be obtained by
filing a petition accompanied by the extension fee under the provisions of 37 CFR 1.136(a).
Total additional fee(s) required for this application is $130 for a Large Entity
Sir:
We enclose the following papers for filing in the United States Patent and
Trademark Office in connection with the above patent application.
3. Certified copy of Japanese Patent Application No. 2003-065410, filed March 11,
2003.
Applicants claim the right to priority based on Japanese Patent Application No.
2003-065410, filed March 11, 2003.
The Commissioner is hereby authorized to charge any additional filing fees due
and any other fees due under 37 C.F.R. § 1.16 or §1.17 during the pendency of this
FINNEGAN
March 10, 2004 HENDERSON
FARABOW
Page 3 GARRETT &
DUNNER!J!
Respectfully submitted,
By:
~L.P: .·
Richard v.Burgujia
Reg. No. 31,744
RVB/FPD/dvg
Enclosures ERNEST F. CHAPMAN
Reg. No. 25,961
'(. ~ ...-
= 1300 I Street, NW ■ Washington, DC 20005-3315 ■ 202.408.4000 ■ Fax 202.408.4400
o- - www.finnegan.com
• c.l=
i ..... RICHARD V. 8URGUJIAN
:g NEGAN 570·203-2790
~
~DERSON
f-t,ABOW I- "-t
6-Al{RETT & _a.. I'- '
~NER!a!! ·mm -<r :
::> in g ;
March 10, 2004
-m
\NI'-
'.oo
C'?
ti'-,...
..- :
~C')o
Sir:
We enclose the following papers for filing in the United States Patent and
Trademark Office in connection with the above patent application.
3. Certified copy of Japanese Patent Application No. 2003-065410, filed March 11,
2003.
Applicants claim the right to priority based on Japanese Patent Application No.
2003-065410, filed March 11, 2003.
The Commissioner is hereby authorized to charge any additional filing fees due
and any other fees due under 37 C.F.R. § 1.16 or §1.17 during the pendency of this
FINNEGAN
March 10, 2004 HENDERSON
FARABOW
Page 3 GARRETT &
DUNNER!J!
Respectfully submitted,
By:
~L.P: .·
Richard v.Burgujia
Reg. No. 31,744
RVB/FPD/dvg
Enclosures ERNEST F. CHAPMAN
Reg. No. 25,961
1
audio data.
Using a quality definition table 300 as shown in
FIG. 3, the connection control program 302 determines
an optimal transmission quality that is suited to
5 source data to be reproduced. The quality definition
table 300 prestores definition information indicative
of whether high-quality transmission is necessary or
not in association with each type (S = 1 to 5) of
source data. In the quality definition table 300 shown
10 in FIG. 3, 11
0" designates source data requiring high-
quality transmission, and "X" designates source data
requiring only low-quality transmission. The value (S)
is used as an index for searching the quality
definition table 300.
15 In the present embodiment, the type of source data
is classified according to the type of input device
(disk drives and Internet-connection communication
devices) that inputs source data to be reproduced by
the headset 20.
20 Normally, audio data stored in storage media such
as CDs/DVDs is high-quality data that is specifically
used for music, which is sampled at a high sampling
frequency. On the other hand, the quality of audio
data stored in the HDD is, in many cases, not so high.
25 Thus, the connection control program 302 classifies the
type of source data according to the type of disk drive
in which the source data to be reproduced by the
10
headset 20 is stored.
In addition, in the case where audio data such as
music data, which is present on Web sites on the
Internet 60, is used as source data, the connection
5 control program 302 classifies the type of the source
data (data requiring high-quality transmission or data
requiring only low-quality transmission) according to
whether the communication line for connection to the
Internet 60 is a broadband high-speed line or a
10 narrowband low-speed line.
In this way, in accordance with the type of input
device for inputting source data, the optimal trans-
mission quality for the source data is determined.
In practice, in order to prevent adverse effect on
15 communication between the computer 10 and a device
other than the headset 20, the connection control
program 302 determines the quality with which source
data is to be transmitted, taking into account not only
the type of the source data to be sent to the headset
20 20, but also the number of devices (number of links)
currently wirelessly connected to the computer 10 and
the establishment/non-establishment of the link with
the camera 40.
If high-quality transmission of audio data to the
25 headset 20 is started in the state in which video data
such as motion video is being transmitted from the
camera 40 to the computer 10, faults such as halt of
11
the user.
FIG. 4 shows an example of an operation screen 70
that is displayed on the LCD 121 by the audio
player 303.
5 The operation screen 70 is a window that prompts
the user to select audio data to be reproduced. The
operation screen 70 contains an [HOD] tab 71, a
[CD/DVD] tab 72, an [INTERNET] tab 73, and a [PLAY]
button 75.
10 If the user clicks the [HDD] tab 71, a source data
list 74 that presents audio data items stored in the
HOD 106 is displayed. The source data list 74 displays
the song title, artist name, and album title for each
of audio data. The user can select audio data to be
15 reproduced, from the source data list 74. Similarly,
when the user clicks the [CD/DVD] tab 72, a source data
list that presents audio data items stored in the
CD/DVD drive 107 is displayed. When the user clicks
the [INTERNET] tab 73, a source data list that presents
20 audio data items stored on a specific Web site on the
Internet 60 is displayed.
When the [PLAY] button 75 is clicked, the audio
player 303 starts reproduction of audio data selected
from the source data list. The connection control
25 program 302 cooperates with the audio player 303 and
executes a process for transmitting a stream of the
selected audio data to the headset 20 with a
14
connected.
The connection control program 302 controls the
wireless communication device 108 via the protocol
drivers 307, thereby controlling transmission of an
5 audio data stream between the headset 20 and computer
10. The connection control program 302 can acquire,
through the operating system (OS) 301 or audio player
303, information indicative of the type of the input
device for inputting source data to be reproduced (i.e.
10 the type of disk drive in which the source data is
stored, or the type of communication device for
receiving the source data from the Internet). The
connection control program 302 determines the
transmission quality of source data in accordance with
15 the type of input device, by referring to the quality
definition table 300.
In the connection establishing process for
streaming, the connection control program 302 sets
communication conditions associated with the determined
20 transmission quality in the computer 10 and headset 20
in accordance with the content of an environment
setting information file 306.
The setting of the communication conditions is
executed using predetermined parameter information
25 associated with the high-quality transmission and low-
quality transmission. The parameter information is
information for controlling the data amount of
16
data.
A network driver 308 is a driver program for
controlling the modem 113 or LAN controller 114 under
control of the OS 301. Audio data, which is
25 transferred by streaming from a Web site on the
Internet 60, is sent to the audio player 303 via the
network driver 308 and OS 301. A CD/DVD driver 309 is
18
headset 20 is started.
The procedure of a transmission quality deter-
mination process that is executed by the connection
control program 302 will now be described with
5 reference to a flow chart of FIG. 8.
The connection control program 302 executes the
following transmission quality determination, for
example, when the [PLAY] button 75 on the operation
screen 70 shown in FIG. 4 is clicked.
10 To start with, the connection control program 302
determines whether the camera 40 is wirelessly
connected to the computer 10, that is, whether a link
between the wireless communication device 108 and
camera 40 is established (step S101). If the camera 40
15 is wirelessly connected to the computer 10 (YES in step
S101}, the connection control program 302 determines a
low quality as the quality for transmission of audio
data to be reproduced, which is selected on the
operation screen 70 (step S102). Thus, the trans-
20 mission of image data such as moving image between the
camera 40 and the computer 10 is executed with priority
over transmission of the audio data from the computer
10 to the headset 20.
If the camera 40 is not wirelessly connected to
25 the computer 10 (NO in step S101), the connection
control program 302 determines whether the number of
devices (number of links) currently wirelessly
23
30
Q_40
FIG. 1
'\
\
\
\
\
103 CPU 1---101 LCD 1---121
\
\
301 OS \
1 HDD X
2 CD/DVD DRIVE 0
3 INTERNET(HIGH-SPEED) 0
4 INTERNET(LOW-SPEED) X
5 NON-DEFINED 0
FIG.3
AUDIO PLAYER
172 73
HDD I CD/DVD I INTERNET I
71-
. ., ,. SO~N.,. .,. G"""""T,,. ,. I=TL-=E.....-A.......
RT=""I---S=-T--N---AM=E-r-A.,..,,...L-=-Bu...,..,..M.,......,T,,,...,.l"="TL""'"'=E=-------
(
)
· 74
PLAY r--75
FIG.4
303.
\
~ / " .,,.--
~
___. -
NETWORK r--.
DRIVER SOUND
11,
SOUND ENVIRONMENT -----306
DRIVER #1 DRIVER #2 SETTING
I CD/DVD
368 DRIVER 'if I CODEC ~ ..__INFORMATION __,,,,.
369
HDD
I
DRIVER
364 )
305
.~
600 307
) f
,1,
310 'if
1'
108---
BUS DRIVER t-----501
HCI ..--502
109 LMP f----503
r Baseband
RF
f---- 504
..--505
WIRELESS COMMUNICATION DEVICE
FIG.5
701 702 703 801
WIRELESS SYSTEM AUDIO
COMMUNICATION CONTROLLER REPRODUCING
DEVICE UNIT
~ 801
704
AUDIO INPUT
UNIT
205
20
WIRELESS HEADSET
FIG.6
PERSONAL COMPUTER 10 HEADSET 20
CONNECTION ESTABLISHED
STREAMING
FIG. 7
( CONNECTION CONTROL PROCESS)
t
ENVIRONMENT SETTING FOR TRANSPORT _,,,,....
CHANNEL S201
(CODEC, SAMPLING FREQUENCY)
t
LOAD SOUND DRIVER #2 v-- S202
i
_,,,,.... S203
STREAMING PROCESS
FIG.9
AUDIO QUALITY SETTING PROCESS
S1O2 DETERMINE
LOW-QUALITY
YES
S1O5.
YES S=1
S1O7
S111
S112 S=5 S11O
END
FIG.8
Customer No. 22,852
Attorney Docket No. 04329.3261
In re Application of: )
)
Koichi YATA et al. )
) Group Art Unit: Not assigned
Application No.: Not Yet Assigned )
) Examiner: Not assigned
Filed: March 10, 2004 )
)
For: ELECTRONIC APPARATUS )
WITH COMMUNICATION )
DEVICE
Commissioner for Patents
P.O. Box 1450
Alexandria, VA 22313-1450
Sir:
INFORMATION DISCLOSURE STATEMENT UNDER 37 C.F.R. § 1.97(b)
attention the documents listed on attached Form PTO-1449. Copies of the listed
documents are attached. Applicants respectfully request that the Examiner consider the
documents listed on attached Form PTO-1449 and indicate that they were considered
application.
language:
This submission does not represent that a search has been made or that no
better art exists and does not constitute an admission that the listed document is
material or constitutes "prior art." If the Examiner applies the document as prior art
against any claim in the application and applicants determine that the cited document
does not constitute "prior art" under United States law, applicants reserve the right to
present to the Office the relevant facts and law regarding the appropriate status of such
document. Applicants further reserve the right to take appropriate action to establish
the patentability of the disclosed invention over the listed document, should the
If there is any fee due in connection with the filing of this Statement, please
Respectfully submitted,
ERNEST F. CIWAW,
Reg. No. 25,961
-2-
0MB No. 0651-0011
INFORMATION DISCLOSURE CITATION
Page 1 of 1
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JAPAN PATENT OFFICE
~IJ ~ i~ it(/) !f ffi t= ~c ~ ~ ;f'L t \,,\ ~ $- JJl U: T ~c (/) tfj J,ffi !f ffi t: ~c ~ ~ ;f'L t
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This is to certify that the annexed is a true copy of the following application as filed
with this Office. ·
1:11 lffl ~ JI B
Date of Application:
2003$ 3FillB
1:11 Jjj A
Applicant(s):
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Commissioner.
Japan Patent Office
Wfil-~ Wfil~2003-3064697
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[mt,JIJ;ffl:~] 000003078
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(itUJIJffi=~] 100058479
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[~!tffi=~) 03-3502-3181
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[mt711Jilr~] 100091351
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[~~IJ:ffi:~] 100088683
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[J:t~ JZ.. {j:~;ft] J:Pift IDit
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[~~IJ:ffi:~] 100108855
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Uil ~IJ :ffi: ~ l 100084618
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[J:t~JZ..,i~ft] ;t-tt~ ~~
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[~~IJ:ffi:~] 100092196
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[ T ffi -a~:ffi: ~] 011567
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• [0002]
lffE*O)ttflfirl
j[i::f!:., ~~:.!JtiaHttiWr t Lt B 1 u e t o o t h ( R) 7'Ji'i£ §~:.ht P 6 o B I
u et o o th (R) ti1!!:fiffita, 1frifiJt11tjJ-c-, -l:-1,1 Jv~~t::®Lf.=, j!J:n!eJitt
O)~?fjmfttif/fir"c'&? 6 0 ffl~ t Lt ,i' .::z..--lf~ffflA·ll A7'Ji'pJr~-t 6 6 i 6''i ~
-=Ed 1 )v•twfHl~~ffl]it::ti~-t 6 t.=cl6 t:1tb:.h6 0 ti~ra, (i~»t:titl 6 :.h6 0)
[0003]
~;r,,'JUmft ~flJffl Lt.= '1/ 7- TL 0) 1 --=> t Lt, ~~ 7° v--\' 0) J: ~ ~11t-=f~~7'J~
G .r--.. ·y 1--" 7 i";,, t:it L t~~7-·- 7 ~~;rlft%t: J:-::> t j~ft-t 6 '1/ 7- TL 7'Ji'W G
:.ht v • 6 (fJU .z t;;f_ tl ~t Ji:iW~ 1 ~ ~?. o ) o
[0004]
[ !tl~tJtmk 1 l
~~2002-112383%0~
[0005]
(3eBA7'JrMi~ L J: ~ t -t 6it~]
~~~.r--..-;, F7 :;;t ;,,t:J:-::>t~Jti~"c'~~-t6t.=cl6t:,i, 11t-=f-~~7'J~G.r--..-;, 1----
[0007]
it.=, if~ :J-7- ~O) i> O)O)J6~7'J{fttv•:!jj;,g-i: ti.. t.= t .z ~O)if~ :J-7-. ~~
<O)jmf~w!EX~ fflv•t~JiiW--Cf:2:it L -c i>, #:5J'"~jmfiwt~7'Jt~!tt:ftffl 6 n6
UT, ~ffi~#~L-C*§e~(l)~mli(l)~~~~~Too
~ 1 t:Li, *§eijl:](7)-~mliJf;~t:tf;o~-=f-~~ 1 0 (7)9i-foinr~2tl tv•oo ~
(l)~-=f-t~~ 1 o ti, ff~, ffF1(7) ~ ") ~ -::i ::,.,7::,., -yr- 7 (J):J.. r J -L. ~;,1-tffi~
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[0013]
T 1 A 7°v 1 .:i.=- ·;; r 1 2 (i, ::J / l! .::z. - 7 *1* l 1 t:i,t L t11!¥~f~rn: t M~
f~ffi: C 0) ra, ~ @JJ}J § ti: t:lfx 1-J fttt l::> tL t v' ~ o =1 /' t: .::z. - 7 *ft 1 1 (j:~ v 'fflf;
rTJ~ft~ 'ff Lt i3 VJ, -f rTJ_tmH: ti;\=- - ;tt- F 1 3, * =i:,,, l! .::z. - 7 l ~~i~ :t
:,,, / :i""" 7 T ~ t::. ti) rTJ 1, ry - ;ft 7 :,,, 1 4 , i3 J: TY' 7 ·:,; + 1, ·:,; V ( ;f- -1 :,,, T 1 :,,, 7· .:y
[0014]
::1 / 1! .::z. - 7 *1* l 1 pq t: ti1WJ'fjmfir··;\ 1 A i.J{pq~ ~ tL t V\ ~ 0 * =i / 1! .::z.
[0 0 1 5]
B 1 u et o o th (R) mtai:.t31.,,t(i, Jali&:tt* ·:,; 1!:,,,7·_7-.1'{7 r-7-htJt
tt (SS-FH; spread spectrum-frequency hopping) i.J{flJffl ~ tL~ o 2. 4 G H z
wrTJ Jal 7&:fiwtliX t: (i 1 M H z rai F,i "C' 7 9 00 rTJ Jal 1&:tt-r -v ,t, Jv i.JrtlJ I; *t I:> tL t i3
I; , * ·:,; 1!:,,, 7· :,,- - 7 :,,, 7- i: £--:::51;, t, ;\=- -v 1J 7 Jalr&:tt t Lt 1tffl ~ tL ~ 007&:tt
+ -v ,t, JvrTJW I? ~ x_ i.Jr1, 7 ·;; r ~ 1~ "t:'1-rb tL ~ (Jalr&:tt* ·:,; I!:,,, 7·) o
[0016]
B 1 u e t o o t h ( R) ~{~rTJM?;rl:iffl{§ (i 7 7- 7 · 7- v- 7··Jf;:tt"t:'~m ~ tL
'* -:I 1! / 7· ':,,' - ,;- / A 0) tf JJ. (j: 7 A 7 t: J: -? t 1T b tL ~ 0 fiiJ t, * -:; 1::: / 7· I\ 7
- :,,, ~ ffl v' t, 1 fj 0) 7 7- 7 t ~:k 7 fj 0) 7- v - 7·· t 0) Fai "C' 1::: =i ,t. . -:; r c ~ ~ tL
~ m;Jt ,t. . -:1 1-- r; - 7 ~ f;nx:--t ~ .:: t i.Jf"t:' ~ ~o
[0017]
.::rTJm*t-t-- ·:1 1-- r;- 7 ~1r L -z-, :::i:,,, 1::: . : i - Y- 1 o ,i, ~ -:1 v-c ·;; t- 2 o t 0)
:imfflrTJh~Gf, -ftLt~fiLt7~7-30i3J:U~~740-ftL~tLtrTJ:imffl
tl1 filE!J"t 2 0 0 3 - 3 0 6 4 6 9 7
!tfft 2 0 0 3 - 0 6 5 4 1 0 7/
[0018]
=1 / I! .:z_ - 7 l 0 '.: (;j: ' A. ';/ F --c ';/ r 2 0 t 0) ~*,:im 1§ ~ mlHJlll -t 6 t.: <It> 0) 7° 0
7♦ 7 1.,. "(· 2b o =timmtHJlll 7°0 7♦ 7 L -/i~ 1 ✓ ;7.. 1-- - )v ~ n --c v) o O .:. O):J-i¾.im'HJlll 7°0
7~ 7 L ,.: J: I') , =i / I! .:z. - 7 l O -/p GA. -:; F-t -:; J-- 2 0 /"',,,,.O)tf~O) J: "? ~ :;¾- - 7·
1 * 7· - 7 O)fr-:i2s-/Jrt1HJlll ~ no o
[0019]
B l u e t o o th (R) m.tai.:Bv>--C,i, :;¾--71 :;¾-7·-70)fr-:i2si.:~;il-t
6 7° o 7 7 1 Jv t L --r , A d v a n c e d A u d i o D i s t r i b u t i
on P r o f i l e (A2DP) -/Jftt5E~tl--Cv•6 0 A2DP,i, tf~O)J:"?
~ ;¾- - ·r' 1 ;¾- 7· - 7 ~ ~ Jii W-c·1r-:i2s-t 6 t.= &'J 0) .ti!~ ··e 2b 6 o A 2 D P --C ii, A C
L (Asynchronous Connect ion I ess) t ~~ n 6 ~F !DJ M7· - 7 -r -\' ;t', Jv -/JfflJ ffl 6
tloo
[0020]
:tiH#ti!JIHJlll 7° O 7· 7 L ti, ~;J,,'Jl:imfi 7·r, 1 7-. ~ i!JIHJlll T 6 .:. t i.: J: 0 -C, A 2 D P
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o =i/'t:::.:z.-7 1 opqi.:tf~7·-77,,.,1 Jvt L--rf*f?~tt--rv•o~fl:;¾--71
;¾- 7·- 7 O)Ji- ~ G i•\ ~ 7·1.,. 5 0 ~ 1r L --C ;r, -:; 1-- ry - 7 -1 / 7 - ;r, ·;1 J-- 6 0 1J" G
st{§ L t.: ~ fl :;¾- - 7 1 ;¾- 7 - 7 <b , A.. ·;1 F --c ·;1 1-- 2 0 t.: ~ ~ ~ -tt 6 ---<- ~ :;¾- - 7 1
;¾-0) 1/ - 7-. 7- 7 t L --CflJffl-t 6 .:. t -/Jf l±Blt 6 o
[0021]
~mmlHJlll7°O7♦ 7L,i, A.-;; F--c-;; 1-- 2 oi=~~~-tto---z~',l-;7..7·-70),1
ffi i.: f.t. t --C .f: 0) 1/ - 7-. 7 - 7 ~ fr-:i2s-t---z ~ Jii W ~ Jh El~ i.: ~~ -t 6 ffifm ~ fl L --r v,
60 1/-7-. 7 - 7 {ipfr5EO)fr-:i2sffl7- 7 7 :;t- - ? ·;1 J-- ~flT 61r-:i2s7·- 7 i.:~~
~tlt.:1i,.:, =:I/'l::.:z.-7 l 0-/J'>C-;;A..-;; F--c-:; r 2 oi.::;¾--7,f :;¾-;7.. J-- )-Lt
1
[0022]
1/ - 7-. 7 - 7 O)fr-:i2s ,.: ~-t 6 Jii ~ ,i, 1/ - 7-. 7 - 7 -/J" G ~fiJt ~ tl6 fr-:i2s r- 7
• (J) 7' - 7 ;_ 1) { :tw X. 6 'i t~... lo] __t_ --t 6 0 ~ t:;t mlHil=P 7° a 7~ 7 .Ld i . . .I. / :::, - 7" (J) J1J ft
i- i1Ha=p --t 6 .::. t r: J:: -::> --c . . -,1 - A -=r - 7 (J) fr.:i2s i: m1--t o Jiil ~ i- ~~--to o ~ nx: ~
;ht.:fr.:i~-r- 7 ti . . ::t - 7· 1 ::t Y-. r 1J -.L. t Lt:::,,::..., t:° : i . - 7 l O 1J" GA..':/ F-t
''/ r 2 o ~= 1r-:i2s ~ no o
[0023]
A..-;; F-t ''/ r 2 0 ti... :::, ;,, l::° .::z. - 7 l O 1J" G~tlfi%t: J::-::> tfr.:it ~ ;h 6 . . ~
[0025]
A.. -y F-t -y r 2 O Ci.1-·tf(l)~Jlt!H:~tfPJfmi:tffnx:~tt. tv\60 .::.O)A.. ''/ F-t
-;; r 2 0 Ci... ~~O) J:: ~ t:... A.. -y F 7 - .t... .2 0 l t... ,f-0) jjfij!tffii ~: -t-n--r·tt.ittt G
[0027]
;xi: . . ~2 ~~~~Lt . . :::,;,,t:°:i.-7 l 00):,,A7.L.ffffflt~!#.aJJT60
[0028]
*::r;,,t:°.::z.-71 O(i . . ~~O)J::~i: . . CPU 101 . . *Y- J--7' 1) -;;yl O 2
lliiiE!ft 2 0 0 3 - 3 0 6 4 6 9 7
!t¥!ll 2 oo3 - o6 5 4 1 o 9/
[ 0 0 3 1]
iffmmlHi!J 7°0 7· =J L 3 0 2 ti, ~ 3 ~=~-t J:: -) ~ £W5E~-r- 7" )v 3 0 0 ~flj
m-t 6 ~ti: J::-::> t , M~:i-r~O) Y-7,. -r- 7 i::i-tr.t--t 6-ft~~f~*£W~~JE
-t 6 o £W5E~-r- fJv 3 o o i: ci, Y- ;7,. -r- 7 O)flffi ( s) 1ij:v:i@i£Wf~~
iJf£,~-C:J1)6 7)•~1J•~~T'tw~7)f7/J65E~ ~ n -CP 6 0 ~ 3 0)£W5E~-r- 7'')v
3 0 0 &:Bv•-C ti, 01::ntii@i£WO)f~j~1Jt£,~~ y-7,. .:y- 7 -C:~6 ~ t ~~ L
, x 1::n,i1ft£WO)f~j~-c-+5t~ Y- A -r- 7 -c-J1) 6 ~ t ~7F-t o s 0)11E[ti .. £W
5E~-r- fJv 3 0 0 ~fj~-t 6 t::.lJ/JO) ,1 :, -r· ·;; 7 ;7,. t L -Cf~ffl 2 tl6 o
[0032]
*~ml!%fl~t=Bv•-CCi, A...-y FA...-y F2 oi=M~2-lt6-'"'Z~Y-7--r-7~A
1J-t 6J-..1J~iW: <-r 1 A 7 F71 7--~iW:, ,1 / 7 -;r-- •:1 "i:mrm-t 6:im1i~w:)
O)ti$H:r.t:.: t: -C, Y - 7-. -r·- 7 O)tiffi ~5tffi L -C v• 6 o
lfHiE!t¥ 2 0 0 3 - 3 0 6 4 6 9 7
!llLJI 2 oo3 - o6 5 4 1 o
• (0033)
jm-m-, C D / D V D (J) J: -J ~ ~c ti ;( 7 1 7 t: lailfi ~ tl --C v • .{> :;;J- - -r 1 :;;J- -r· - 7
ct .f-(J)-r·- 7 § 1*nr~-tt::,., 7° 1J ::,., 7·}Eij1~tt--e-tt::,., 7° 1J ::,., 7·· ~ nt.=~ ~ w ~1f~.w
ffl 7- 7 -eif) .{> t:i;j- L, HD D ,:ic.tt ~ ;h ""(\.,• .{> :;;J- - -r· 1 :;;J- -r·- 7 (j: ,f-(})7- 7
§ ft(})~ w(j: ~tic"'~< ~ \., \-=- t iJf?P-v •o J: -::> --c' ~t;tmlHn=IJ 7° □ ·:f 7 J..,. 3 0 2 (j:
, -.. ·;1 F --c ·;1 J-- 2 0 t: ¥l ~ ~ -lt .{> ~ ~ ',/ - 7-, -=y- 7 nr~c:l'.t ~ n --C v • .{> 7 1 7-, 7 F
7 -1 7··(J)fiffi ,:f.i5 t --C, ,f-(J) ',I - 7-- .:y_ 7 (J)f_tffi ~ 5tffiT ~ o
(0034)
1 t.= 1::,., 7 - i, o/ t- 6 0 J:.(J)W e b -tr 1 J-- ..t.£:1¥ttT .{>if~(J) J: ') ~ :;;J--71
* 7·- 7 ~/ - A, 7- 7 t L --c 1~m -t ~ ti "fr -B v • --c, j:, ttttmlJ fn=P 7° □ 7·· 7 1..,. 3 o
2 ci, -1::,., 7 -::t, / 1-- 6 o ,:~m-t .{> t-:¥J(J)jmf§'@fJ1tnrr.tmt~(J)~:i£@f:,t-c·if).{>
1)", 3Jt m j~ (J) 1fl~ @I f:,'jt -r· if> ~ 1)" £: r.i5 t.: --C , .f- (J) ',1 - 7-, 7' - 7 0) t.tffi ( ~ Jii Wf~j2s
iJ{£,~~ 7'- 7, if>~ v•Ci1!J:Jii~f~j~1:'+5t~ 7- 7) ~53'-ffi-t ~ o
[0035)
-.::. 0) J:-:, ,: L -c, ',1-7-, 7- 7 ~At.rt.{> AJJ~~(J)t.i~IJ4if t:, .f"(J) ',1-7-, -r·
- 7 ~1~:i~-t~ ~ ~~~~WiJri1t5E ~ n~ o
(0036)
~mt1Hn=117° □ 7· 7 1..,. 3 o 2 ,i, -.. •;; F--c / 1-- 2 o J.-J-j'f-(J)1tl!(J)~~ t :::i::,., I! .:z. -
7 l 0 t (J)jmf§' t: J;~ ~ -9- x_ ~ v • J: -:, £:-t .{> t.= ¥J t:, ~~~H: Ci, -.. o/ F--c o/ t- 2
0 t:f~:i~T~ ~',/-A 7- 7 (J)f_iffi(J),h. ~ I:> f, :::r::,., t: .:z. - 7 l 0 t:J].tf~r'7'it~
m~n --c \., •.{> ~~(J)tt <1J ::,., 7 tt) , -BJ: rrn ;( 7 4 ot (J) 1J ::,., 7 iJf:Pi}'.[ ~ n --c
v• .{> 7J" t' -J iJ" t ~Ii- L --C, ',1 - 7-- -r·- 7 ~f~:i~-t~ ~ JiiW ~ i1t5ET .{> o
[0037)
71;(740~1:,:::i::,.,t:°.:z.-710~(})D@O)J:')~@~7-7(J)~~iJ~bn
--C v • .{> ~:k~ t: B v• --C, b L-.. ·;1 F--l: ·;1 r- 2 0 ~(J) :;;J- - 7 1 :;;J- 7- 7 (J)f~~ ~ ~ Jii
lli filEt¥ 2 0 0 3 - 3 0 6 4 6 9 7
!f":!j:Jj!{ 2 0 0 3 - 0 6 5 4 1 0
• [0038]
~ 2 r: i3" • -c , * A t- -7·- 1J ·:,; v 1 o 2 ,i c P u 1 o 1 {/) □ - -JJ ,1,, 1 "A t 1/ A .:;-
L ::I / " □ - 7 1 0 5 t {/) rai ~ 1t~iT O 7" I J -;; ~.) -r' I \ 1 At:·~ 0 0 * A " 7'' I J ·:,;
:/ 1 0 2 t:ti, £.}( -=E 1J 1 0 3 ~ 7 7 -l: 7.. mlJfa=IJT o ;1- -=c ') ::i:;,, i' o - 7 t,tpq~ ~
;htv•oo ~~::i:;,, i' □ -7 l O 4(i*::i::,,l:::'.:i-7 l 0(1)7"17..7°v1-=c-=.7
tLt~ffl~;hoLCD121~~-Too
(0039]
1/ Y-. TL ::i ::,, i' □ - 7 1 0 5 li, P C I 1 { 7.. 1 _t (I)~ T 1" 1 7.. B J:. U' I S A 1"
7.. 2 _t (I)~.:;-· 1 "1 7.. ~ flllHilJ Too it.:, 1/ 7.. TL ::i ::,, 1-- □ - 7 1 0 5 t: Ci, HD
D106BJ:.U'CD/DVDF"717"107~~-To~~(f)IDE::i::,,J-- □-
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□
MULTIPLE DEPENDENT CLAIM PRESENT
+145= OR +290=
* If the difference in column 1 is less than zero, enter MO" in column 2 r7'/I')
TOTAL OR TOTAL
CLAIMS AS AMENDED • PART II OTHER THAN
(Column 1) <Column 2\ tColumn 3\ · SMALL ENTITY OR SMALL ENTITY
CLAIMS HIGHEST
ADDI- ADDI-
...z< REMAINING
AFTER
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PREVIOUSLY
PRESENT
. EXTRA RATE TIONAL RATE TIONAL
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:E
Q Total
* Minus
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CLAIMS HIGHEST
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•
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< X43= X86=
FIRST PRESENTATION OF MULTIPLE DEPENDENT CLAIM n OR
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• If the entry in column 1· .is less than the entry in column 2, write -o• in' c:olu!"n 3. . TOTAL.
TOTAL
.. II the •Highest Number Previously Paid For" iN THIS SPACE is'less than·20. enter "20."
-1t the •Highest Number Previously Paid For" IN THIS SPACE is less than 3, enter •3._•
· ADOIT. FEE PR
ADOIT. FEE
. · The ·Highest_ Number Previously Paid For• (Total or Independent) is the 'highest number- found in the appropriate box in column t.
FOAM PT0-875 /Rev. 10/03) Patem and T r a ~ Othce. ;IJ.S. D~PARTMENT OF COMMERC?f
PATENT APPLICATION SERIAL NO. _ _ _ _ _ _ __
PT0-1556
(5/87)