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A New Perspective

on Rome’s Desert Frontier


Greg Fisher
Department of History
McGill University
Montreal, Quebec H3A 2T5
Canada
greg.fisher@mcgill.ca

While the debate over the origin and purpose of the Limes Arabicus continues, the
widespread and largely peaceful abandonment of its fortifications lacks a convincing
explanation. Did Justinian’s disbandment of the limitanei mark the decisive end of the
limes (after S. T. Parker), or did the Saracen “threat” simply not warrant a fortified
frontier (after D. Graf)? This study offers a new perspective, suggesting that a combi-
nation of elements ensured a precipitate and early abandonment of the limes as, gen-
erations before Justinian, Constantinople neglected its southernmost provinces in favor
of more pressing problems. In the West, persistent instability and the disastrous Vandal
expedition drained Constantinople’s fiscal and military resources; in the East, Persia
preoccupied both diplomats and soldiers. Christian Arab foederati were a practical so-
lution to the low-level threat on the Arabian frontier, alleviating the ongoing demand
for trained soldiers elsewhere in the empire. Finally, contemporary writers suggest that
Constantinople viewed provincia Arabia as a distant periphery.

ince the publication of Brünnow and Von Do- Following an earthquake in a.d. 502, areas of the fort

S maszewski’s Die Provincia Arabia in 1909,


the Roman fortifications in Arabia and Palaes-
tina Tertia—the so-called Limes Arabicus and Limes
(including the principia and barracks) were care-
lessly repaired: the final strata of occupation in the
barracks contained collapsed arches and ash lenses;
Palaestinae—have attracted significant interest from the barracks, unswept after the earthquake, were
historians and archaeologists. While discussions have simply floored over with plaster or beaten earth. The
primarily focused on the purpose of the fortifica- streets of the fort were unswept, littered with ash and
tions and the nature of the relationship between the garbage; there was also a burial in one room inside
nomadic and sedentary populations of the region, the fort, suggesting a lack of military discipline and
there has been comparatively little interest in the authority. Stone-robbing appears to have taken place
widespread abandonment of the military installations in the early sixth century, and interestingly, no ce-
throughout the limes, the frontier district where mar- ramics of the period 502–552 were recovered from
ginal farmland, outlying settlements, and the periph- the fort’s principia. There is little evidence of occu-
ery of the o√koumevnh met the desert (Mayerson 1990: pation in the barracks themselves after 500; the res-
267; 1986: 38–39; Isaac 1988: 125–47). idents of the fort seem to have lived in the courtyards.
S. T. Parker’s pivotal survey of the Jordanian fron- There is also no indication of the metalworking that
tier, the Limes Arabicus Project, established that the would be required to maintain the garrison’s weap-
bulk of the sites in the sector east of the Dead Sea ons, and indeed the survey of Lejjun recovered re-
were peacefully abandoned in the late fifth or early markably few weapons at all (Parker 1986b: 58–79;
sixth century (Parker 1986b: 11, 37–86; 1991: 117– 1991: 120–21). Parker’s findings naturally raised the
54). The fort of Lejjun, associated with Legio IV question of the fort’s occupants during its final phase,
“Martia” (Not. Dign. Or. 37.22; Brünnow and Von and he originally advanced the idea that an ill-disci-
Domaszewski 1905: 36), presents an interesting case. plined and run-down garrison maintained the fort

49
50 GREG FISHER BASOR 336

until 551, when, according to Procopius, Justinian the Vandals; the North, involving the Balkan region,
demobilized the limitanei (Parker 1986b: 74; Pro- threatened by the Huns and Goths; and the East, prin-
copius, Anecdota 24.12–14). A mid sixth-century cipally Persia. The government in Constantinople
abandonment of Lejjun is, however, problematic, as was repeatedly forced to ensure peace in two regions
Parker himself showed that the fort’s ancillary system in order to fight a war in the third, but was continu-
of watchtowers, such as Rujm Beni Yasser, on a hill ally caught on the wrong foot by opportune invasions
near Lejjun, and the protective castellum of Khirbet or the results of poor diplomacy, and, despite its best
el-Fityan, controlling access to Lejjun from the hills efforts to avoid such situations, was forced to fight
above, were themselves abandoned no later than the on multiple fronts (Blockley 1992: 112).
turn of the sixth century. Parker subsequently offered In the first instance, Constantinople’s involve-
the earlier date of 500, based on the dramatic change ment in the affairs of the Western Empire plagued
in occupational conditions after the earthquake in the Eastern government with constant obstacles and
502 (Parker 1991: 127) but offered little historical frequently drew attention to problems within Byzan-
support for the new date. Certainly, the nature of the tium itself. On the surface, Eastern “policy” sought
late fifth- and early sixth-century occupation does not to strengthen the West as it failed to manage its many
imply a military presence, especially if viewed in difficulties. For example, the Theodosian Code pur-
light of arguments—particularly those by B. Isaac ported to offer a joint, united law structure for both
and A. H. M. Jones—opposing the view that the late East and West, maintaining a façade of united rule
limitanei were poor-quality, domestic hereditary mi- (Matthews 2000: 4–7); Constantinople sent forces to
litia (Jones 1964: 651–53; Isaac 1988: 139–47). Fur- reinforce the numerous Western campaigns against
thermore, if the policies of Justinian were behind the Vandals (Jones 1964: 204); and the Eastern gov-
both the abandonment of the forts throughout the ernment sought to strengthen those emperors it rec-
limes and the disbandment of the limitanei, there is ognized as legitimate—for example, by sending an
an obvious discrepancy with the occupational data expedition to remove the comes domesticorum Gly-
from the forts themselves. Indeed, throughout the cerius (473–474), who was proclaimed as emperor
limes zone there is wide-ranging evidence for the but not recognized by Leo (457–474) (Marcellinus
early abandonment of camps and forts: for example, Comes 473–74; Blockley 1992: 80).
Qasr Bshir was probably vacated in the late fourth Eastern involvement in the West was naturally not
or early fifth century (Kennedy 2004: 150; Parker entirely philanthropic, but was intended to reinforce
1986b: 55); excavations at Yotvata have pointed to- the primacy of the Byzantine government and pro-
ward an abandonment date in the late fourth century tect its flank from uneven rule in Italy. Interest in
(Meshel 1989: 231–33; Kindler 1989: 265–66), while Western affairs, however, sometimes had disastrous
work at both Humayma and Mezad Tamar point to consequences, as the lengthy succession of campaigns
abandonment dates in the early fifth century (Oleson against the Vandals illustrates. In 430, Theodosius II
et al. 1999: 415; Gichon 1976b: 84). Occasionally it (408–450) dispatched the magister militum Aspar to
is possible to see evidence of a “clean” abandonment, help Western forces, who were under significant pres-
as is the case at Avdat, which was evacuated at some sure from the Vandal king, Gaiseric. Aspar enjoyed
point in the fourth century (Erickson-Gini 2002: some success, capturing Carthage, although this was
118). Few historical arguments have been advanced offset by failures elsewhere (Blockley 1992: 60). In
to account for this phenomenon, but the early and 439, another expedition arrived in Sicily, where it
apparently peaceful withdrawal from the fortifica- “procrastinated” before returning to the East, having
tions of the southern limes can be explained by look- served only to drain resources, cause supply problems,
ing at events in the wider Empire. and tie down manpower (Rubin 1986: 681). When
The priorities of the government in Constantino- Leo succeeded to the Eastern throne in 457, he was
ple were not, of course, always concerned with the determined to deal with Gaiseric, who had sacked
periphery of the Empire which was at the limit of the Sicily and Greece and also abducted the Theodosian
dry-farming zone and relatively distant from its main royal women Eudoxia, Eudocia, and Placidia (Pro-
concerns. Indeed, the Empire was distracted by the copius, Bellum Vandalicum 3.5.1–3; Theophanes the
constant challenge to juggle the three competing mili- Confessor a.m. 5947; John Malalas 14.26). Losing
tary and policy problems facing it: the West, which patience, Leo staved off a threat from the Ostrogoths
included both the Western Empire itself, as well as in the Balkans with a subsidy (Priscus, in CH 340) and
2004 ROME’S DESERT FRONTIER 51

negotiated a series of sensitive difficulties with Persia the expedition, Leo’s generals were certainly faced
(Blockley 1992: 74–75) to free up troops and materiel with the challenge of finding sufficient manpower.
for an ambitious joint plan between the East and One solution was to borrow forces from a peripheral
West to administer a conclusive defeat to the Vandals. or over-manned area: the southern limes met both re-
The expedition was a disaster, however, crippling the quirements. Based on the Notitia Dignitatum and the
Western army and dealing a severe blow to Eastern work of A. H. M. Jones, Treadgold has estimated
forces already overstretched by commitments on the the “official” strength of the frontier armies of Pal-
Danubian and Persian frontiers. According to several estine and Arabia in 395 at about 29,000, while in the
sources, Basiliscus, the expeditionary commander, provinces bordering Persia, the numbers were about
accepted bribes from Gaiseric to delay his attack long the same (Treadgold 1995: 48–49; Jones 1964: 682–
enough to allow the Vandals to launch a preemptive 63). Treadgold’s numbers are open to interpreta-
attack with a fleet of fireships. In the resulting en- tion, but it is significant, however, that whatever the
gagement, the combined Roman fleet was destroyed actual strength of legions, cohorts, and alae in this
off Cape Bon in 468 (Procopius, Bellum Vandalicum period, the Notitia Dignitatum indicates a certain
3.6.1; John Malalas 14.44–45; Theophanes the Con- degree of parity between the quantities and types of
fessor a.m. 5961). units assigned to both the northern and southern
It is difficult to overstate the impact of this fail- regions of the eastern border of the Empire.2 While
ure. The expense alone was staggering—John Lydus relations with the Persians were smoother than usual
claimed it to be a record, and W. Treadgold has esti- in the fifth century, denuding the northern provinces of
mated the cost at nearly 9.5 million nomismata, or their defenses was certainly imprudent. With the ca-
nearly 40 percent of the massive treasury surplus left veat that the numbers quoted are estimates of paper
by Anastasius on his death in 518 (John Lydus 3.43; strength for 395, what evidence is there to support
Treadgold 1995: 190–93). Staggering, too, were the the suggestion that Constantinople withdrew elements
losses in manpower and equipment. While a portion of the Arabian garrison for logistical reasons related
of the Egyptian land army under Heracleius appears to the Vandal campaign?
to have escaped (Theophanes the Confessor a.m. I. Shahîd and W. Ball have already linked the sud-
5963), there is no indication in either Procopius or den disappearance of the Salihids, Rome’s primary
Priscus that any of the army evaded captivity or re- Saracen foederati for most of the fifth century, with
turned from the expedition. John Malalas records that the defeat at Cape Bon (Shahîd 1989: 95; Ball 2000:
only Basiliscus escaped, in a fast ship; the rest of the 101). If the Salih joined this expedition, it is highly
expedition perished in the ambush (John Malalas unlikely that they were sent unaccompanied by Ro-
14.44). John Lydus recorded the strength of the ex- man forces from the same area, who usually worked
pedition at 400,000 men, which Treadgold reckoned closely with their Saracen foederati (cf. Mayerson
to be plausible based on his reconstruction of con- 1991: 291–95). Evidence from Lejjun strongly sup-
temporary pay scales (John Lydus 3.43; Treadgold ports an earlier reassignment of elements of the Ara-
1995: 191). Taking the military strength of the entire bian army for Julian’s Persian campaign in 362/363
Empire on paper in 395 as 645,000 (Treadgold 1995: (Parker, ed. 1987: 816–18; Parker 1980: 874; 2000:
89; Jones 1964: 680), the losses incurred at Cape 380–81), and intriguing, too, is the lack of coinage
Bon are astounding, even allowing for the discrep- recovered at Lejjun from the period 455–491. While
ancy in dates and the fact that a large number of the
force were oarsmen recruited for the expedition and
2
not part of the regular army.1 For example, two legions were assigned to each of Arabia
The huge cost of this failure can be linked to troop (Not. Dign. Or. 37), Osrhoëne (Not. Dign. Or. 35), and Mesopo-
tamia (Not. Dign. Or. 36); the latter provinces marked the most
dispositions on the Limes Arabicus. In the lead-up to easterly border between the Eastern Empire and Persia in a.d.
395. Palestine (Not. Dign. Or. 34) was assigned only one legion,
1
A useful comparison (Treadgold 1995: 60) is the campaign but eleven cohorts; two cohorts each were assigned to Osrhoëne
of Belisarius in 533, where it is reckoned that of the 48,000 men and Mesopotamia, with five in Arabia. Cavalry units are also
involved, only 16,000 were soldiers (6,000 cavalry and 10,000 fairly evenly assigned to each of these areas, with the surprise
infantry). It is quite possible that the figure of 645,000 for the exception being Mesopotamia (three). Between Arabia and Os-
empire in a.d. 395 is far too high; if so, the loss of manpower rhoëne, Syria (Not. Dign. Or. 33) and Phoenice (Not. Dign. Or.
from the Vandal expedition may have been even more cata- 32) possessed three legions and nine cohorts between them
strophic than suggested here. (Treadgold 1995: 50–51).
52 GREG FISHER BASOR 336

J. W. Betlyon suggested that this was due to the gov- jun was the next installation to the north of Humayma
ernment’s inability to pay the troops (1987: 675– with a significant legionary garrison; there is no at-
76), it is equally likely, if not more likely, that there tested Roman response to Amorkesos.
were in fact no troops at Lejjun at this time, given Shahîd has offered the intriguing suggestion that
the long gap in the coin record. The possibility exists the Amorkesos episode represents the early entry
that they were transferred for the war itself, to re- into the empire of the Ghassan, based largely on the
place other units assigned to the war, or to deal with identification of Amorkesos with Imruª al-Qays, a
problems unrelated to the Vandal campaign: in Thrace Ghassanid patricius (Shahîd 1989: 61). The unop-
and Illyricum, the sudden departure of the Ostro- posed emergence over 25 years of the Ghassan—who
gothic mercenaries in the wake of Aspar’s fall from would surpass the Kinda and the Salih to assume the
grace or Marcian’s aggressive stance against Attila supreme phylarchy under Justinian, perhaps simply
were both situations that demanded additional man- confirming a preexisting arrangement—highlights
power (Priscus, in CH 314). Whether the impetus the impotence of the Salih and the Roman defenses
was the Vandal war or the replacement of other fron- at the time. The Salihids could not have been im-
tier troops, the striking absence of coins in this pressed by the new phylarch in their territory (Block-
period suggests that the garrison at Lejjun was on ley 1992: 78); yet they too remain ominously silent.
duty elsewhere; and Parker’s description of the later On balance, the lack of response to Amorkesos, com-
occupancy in the fort implies that the troops did not bined with the evidence from Lejjun and the massive
return. impact on manpower and resources of the Vandal
The dramatic career of the Saracen adventurer war, indicates that there were few or no troops in the
Amorkesos also demonstrates the weakness of the region to deal with Amorkesos. In comparison to the
Roman military on the southern frontier after the situation at Humayma, it is also highly probable that
Vandal war, supporting the contention that Roman regular forces had abandoned Lejjun by this time.
forces had already been transferred from this area of Elsewhere, open conflict was, of course, not nec-
operations. Amorkesos, appearing on the scene in essary to tie down troops or occupy the resources of
472, grew dissatisfied with life as a Persian vassal the government. Constantinople’s bizarre preoccu-
and moved south to Arabia (Malchus, in CH 404). pation with a relatively cordial Persia is a case in
Malchus tells us that Amorkesos established him- point.3 The two short wars of the fifth century—one
self at Iotabe, an island with a Roman customs post in 421/422 and the other in 441/442—reveal a dis-
somewhere in the Red Sea, before sending his bishop tinct stubbornness in Constantinople. For their part,
Peter to treat with the emperor Leo. Amorkesos was the Persians faced a serious threat from the Huns,
subsequently recognized as fuv larcoÍ of the area in against whom they had fortified the Caspian Gates.
473 (Malchus, in CH 406). The occupation of Iotabe Numerous appeals to Constantinople for financial
allowed Amorkesos to amass “considerable wealth” assistance in this matter were met with rebuttal, de-
from customs duties (Mayerson 1992: 1). His family flection, or false promises; it is clear that the Eastern
retained control of Iotabe for another 25 years with, government saw the defense subsidy as a tribute and
surprisingly, no response (at the time) from Leo, who a slight to Roman honor, regardless of the rationale
was undoubtedly looking for alternative sources of behind Persia’s request (Priscus, in CH 346, 354;
income to replenish the treasury after the Vandal war Rubin 1986: 677).
and to meet the burden of ongoing subsidy payments Roman intransigence on the Caspian Gates acted
elsewhere. The striking absence in the sources of any as a catalyst for the conflict of 441/442, despite the
response from the most obvious direction—Legio X fact that an agreement on joint fortification had ap-
“Fretensis” (Not. Dign. Or. 34.30) based at Aila—
can perhaps be explained by the possibility that this 3
The somewhat odd episode given by Procopius, telling of
unit had already been withdrawn for the campaign of how, on his deathbed, Arcadius designated Yezdegerd as the
363 (Ammianus Marcellinus 18.9.3; Shahîd 1984: guardian of the young Theodosius II, is quite possibly apocryphal
74). It is also noteworthy that Humayma, the most (Procopius, Bellum Persicum 1.2.1–10). Yet the story may indi-
significant military installation on the road between cate “an attempt to enhance the stability” of Rome/Persian rela-
tions, as does a section of Sozomen, describing a new truce with
Petra and Aila, was also abandoned at the time of Persia which can be seen as reconfirmation of the truces of 363,
Amorkesos’s seizure of Iotabe. Apart from Udruh, 387, and 400 (Sozomen, Historia Ecclesiastica 9.4; Blockley
about which comparatively little is still known, Lej- 1992: 51–54).
2004 ROME’S DESERT FRONTIER 53

parently been made, and the Persians had fortified der. In times of crisis, the Eastern Empire was not
the pass on the strength of it (John Lydus 3.52–53; capable of fielding sufficient forces to deal with dis-
Rubin 1986: 683). At the same time, however, The- parate threats, and Constantinople’s efforts to avoid
odosius II initiated a frontier building program (for- fighting wars on multiple fronts were, in the end,
bidden under the truce ending the conflict in 421/ undermined by their own policy toward Persia. This
422) with the apparent aim of making Roman par- is not to say that subsidies were not paid, but fre-
ticipation in the defense of the Caspian Gates unnec- quently only in times of great crisis. In 421/422, for
essary. This highly visible treaty violation, as well example, there is evidence to suggest that Theodo-
as repeated refusals to pay the subsidy, pushed the sius II was forced to bribe the Persians to divert his
two powers into a crisis which resulted in open war, full resources against a serious Hunnic attack on the
revealing an honor-driven obstinacy on the part of Danube (Thaªalibi 1900: 560; Priscus, in CH 226;
the government, a preoccupation with the strength of Blockley 1992: 57). The war of 441 was equally
Persia, and a willingness to fight, if necessary, rather inopportune: a large portion of the army was on
than show flexibility or any sign of military weak- campaign, stalled in Sicily waiting for orders when
ness (Procopius, Bellum Vandalicum 1.2.15; Joshua the invasion began (Marcellinus Comes 441). Caught
the Stylite 9–10; Blockley 1985: 66). with their armed forces elsewhere, the East Romans
Roman religious militancy caused friction as well. were saved only by a fortuitous bout of bad weather
Before his death in 420, Yezdegerd had favored good that hampered the Persians and allowed the govern-
relations with the Romans, tolerating Christianity ment time to muster an army (Theodoret, Bishop of
within Persia, often at the expense of the nobility and Cyrrhus 5.36; Rubin 1986: 682–83). Assailed from
the Zoroastrian priesthood (Decret 1979: 150–52). all sides, Aspar’s forces failed to prevent the cap-
Pulcheria’s militant brand of Christianity, however, ture of several major strongholds in the Danubian
spilled over into foreign policy and, combined with theater and, again, the Romans were forced to bribe
a change in Persian leadership, eventually pushed the Huns to stop their attack (Marcellinus Comes
the two empires into the war of 421/422. Constan- 441). Two decades later, Leo similarly bought peace
tinople actively sought to “accept” (or recruit) Chris- with the Persians (probably with a fortification sub-
tians from Persia who were feeling the worst of the sidy) to allow the campaign against the Vandals to
switch in leadership. Once they were in Byzantine proceed. The fact that Leo was only able to send his
territory, the “refugees” were not returned to Persia, expedition if the eastern front was quiet is echoed in
even when Persia asked for them back. Furthermore, Theodoret’s indignant narrative on the war of 441/
these “refugees” were probably Persia’s Saracen 442. Squarely blaming Persia for the war, the troops
allies in the first place, whom Byzantium was trying had only left to fight the Vandals in the first place, he
to acquire for its own use under the guise of mission- says, because the “treaty” with Persia assured the
ary work (Socrates Scholasticus 7.18; Rubin 1986: peace (Theodoret, Bishop of Cyrrhus 5.36).
683). The situation quickly deteriorated into hostili- Throughout the fifth century, therefore, the impe-
ties for which Byzantium held the greater share of rial government faced a series of competing military,
the responsibility. financial, and political challenges and was frequently
Constantinople’s role in starting the two wars of unable to meet simultaneous major commitments
the fifth century, the refusal to pay the defense sub- in more than one theater. In southern Arabia and
sidy, and ongoing religious tensions indicate, among Palestine, however, the threat was very different
other things, an overprioritization of the relation- from that posed by the Huns, Vandals, Goths, or Per-
ship with Persia. There were secondary effects: troops sians. Building on earlier theories, Parker has argued
were tied down to defend a border against an enemy strongly for a nomadic threat to the settled areas in
who, for most of the fifth century, tried to avoid Transjordan, warranting, in his view, a police force
armed conflict. While Constantinople was focused on of infantry and cavalry “to monitor the movements
religious and financial problems with the Persians, and control the raids of tribes along the frontier”
it was distracted from other, more serious threats (Parker 1986b: 8–9), protecting travelers, traders, and
from the Huns and the Goths (Gordon 1949: 66). the local inhabitants from the razzia, or nomadic raid
Only the liberal use of bribes, the fortuitous death of (Parker 1987a: 45; 1987b: 156; Brünnow and Von
Attila, and the diversion of Theoderic to Italy re- Domaszewski 1905: 1–176; Poidebard 1934: 197–
lieved the pressure on Constantinople’s northern bor- 201; see also Luttwak 1976). While there has been
54 GREG FISHER BASOR 336

some support for this view from Gichon (1986: 584– of organized military threat that faced Roman forces
86; 1993: 21–22; 2002: 185–96; cf. Parker 1997: on the border with Persia farther north, or those sta-
581–82; cf. Speidel 1977: 724), and North African tioned in the volatile Balkan region in close proxim-
models have expressed some similarities (e.g., Re- ity to the imperial capital. It is important as well to
buffat 1977: 404–5), historians and archaeologists differentiate between the more striking examples of
have recently challenged Parker’s model. It is now raiding or disturbances that are often included as part
clear that the limes can no longer be considered a of the nomadic threat, and the less spectacular prob-
fortified line where the primary concern was to pro- lems that may not be visible in the literary or archae-
tect those that lay on one side from those on the ological record. As one critic of Parker’s position
other; rather, the limes in southern Arabia and Pales- has argued, the numerous literary references to dra-
tine is best understood as a settled zone of frontier matic plundering expeditions perhaps reflect only
country where the nomadic and sedentary popula- the most acute occurrences, expressed in the “media”
tions merged, and where forts and fortified build- of the time (Banning 1987: 53; cf. Isaac 1984: 173).
ings existed to serve a number of diverse purposes Indeed, the most serious problems that tested the
(Isaac 1986: 384; Mayerson 1986: 38–39; Whittaker defenses in Arabia throughout the fourth and fifth
1994: 66; Banning 1986: 25–50; Speidel 1977: 726; centuries were not nomadic raids, but disturbances
cf. Brown 2003: 48–51). Critically, E. B. Banning, among Byzantium’s foederati in the region, during
C. R. Whittaker, B. Isaac, J. Magness, and R. Harper Mavia’s federate revolt against Valens and the so-
have all offered alternative explanations for appar- called Kindite War of 502 which saw the Ghassan,
ently defensive military buildings, with Harper link- in particular, emphasize their military and political
ing Upper Zohar and its immediate neighbors at Ein strength (Theophanes the Confessor a.m. 5990, 5994,
Boqeq and Hatrurium with local route security—a 5995; Blockley 1992: 87). Apparently, however, nei-
duty intimately connected with the economic and ad- ther federate unrest nor nomadic raiding were sig-
ministrative well-being of the region (Banning 1987: nificant enough to cause any major additions or
52; Whittaker 1994: 121; Isaac 1992: 173–75, 408– alterations to the largely Diocletianic system in the
9; Magness 1999: 204; Harper 1995: 115). Mag- province (cf. Whittaker 1994: 137).
ness’s reconsideration of two of these sites supports Nevertheless, the abandonment of the limes forts
this view and, by questioning the purpose of two did not necessarily mean that the southern provinces
“links” on the limes Palaestinae, Magness also casts would go without some form of military protection
further doubt on the theory of a linear limes or “Flan- and policing. Like nomads elsewhere, the Saracens
kenschutz” (Magness 1999: 190–91, 204–6; Gichon enjoyed a multifaceted relationship with the Ro-
1993: 22). As a result, the importance of internal po- mans. Like modern Bedouin, the Saracens could be
licing, protection against banditry, and the control found in the desert one day and in the cities the next;
of reservoirs and roads is now emphasized (Fiema they could act as traders, guides, messengers, and
1995: 267; Mayerson 1986: 43; Ball 2000: 32; Isaac soldiers in the regular army as well as foederati. All
1984: 185–91; 1992: 89–97). The frequency with of these roles were, in some respects, an extension
which fortifications were well located to control ac- of an already well-established relationship (Mayer-
cess to water sources and lines of communication, son 1986: 35–36; 1989: 72–75). There was, indeed,
even if this necessitated their siting in poorly defen- a long tradition of alliances between Rome and her
sible positions (as is the case with Lejjun) lends fur- Arab neighbors in this region, and the relationship
ther support to this view (cf. Gichon 1976a: 188; between Constantinople and her tributary Saracens
Meshel 1989: 228; Parker 1986b: 60). Internal con- points to several excellent reasons why, in the fifth
cerns are also echoed in D. Graf ’s argument that the century, they were the ideal candidates for provid-
Saracen “menace” was nebulous and that the Limes ing security in the frontier zone. Parker argued that
Arabicus forts could best be interpreted as “monu- it was only when the Ghassanids obtained what he
ments” to the memory of the Palmyrene revolt (Graf called the “superphylarchy” under Justinian that the
1989: 392–400; cf. Graf 1978: 19). responsibility for providing security in the limes
The purpose and intention behind the fortifica- passed squarely to the federates, an event apparently
tions throughout the limes in Arabia and Palestine described by Procopius (Procopius, Anecdota 24.12–
does not, therefore, intimate the same kind or level 14). Yet federates appear in the sources as a sig-
2004 ROME’S DESERT FRONTIER 55

nificant force on the frontier even before the fifth ing to Socrates, when the vexing problem of the
century, and the sources often speak more of them bishop was settled (Socrates Scholasticus 4.36; cf.
than of the Romans themselves. Sozomen 6.38; Shahîd 1984: 142–58).
One way to achieve commonality or trust was in Martial ability, too, qualified the Saracens for mili-
religion; indeed, as the relationship with Persia tary duties throughout the limes, with a number of
showed, Christianity, as an ideological force, could ancient authors speaking respectfully of Saracen skill
play a potent role. Amorkesos, probably a Chalce- in Arabia and elsewhere as both allies and enemies
donian (Shahîd 1989: 73), had used his bishop, Peter, of Rome. Mavia enjoyed such success against Roman
to negotiate with Leo, also a Chalcedonian, before forces that, according to Sozomen, the divisional
he went to Constantinople himself. Malchus records commander of the East was recalled to deal with the
the curious note that the Emperor presented Amorke- problem; yet even he needed to be rescued by the dux
sos as one who had been convinced to convert to Palaestinae, a military embarrassment that Shahîd
Christianity, an action presumably designed to in- also related to Rome’s sapping international commit-
still some credibility in Amorkesos when he was pre- ments (Sozomen 6.38; Shahîd 1984: 148). Zosimus
sented to the members of Leo’s court (Malchus, in commented, too, on the prowess of the Saracens in
CH 407). Elsewhere, Marcian had used an Arian Thrace, noting that the speed of the Arabs and skill
bishop to negotiate with Gaiseric (Priscus, in CH with their horses persuaded the Scythians to face the
332), and Eunapius describes an incident where Ro- Huns, rather than receive the Saracen assault (Zosi-
mans granted a treaty to some unspecified barbarians mus 4.22); and Procopius (echoed later by Evagrius)
because they professed (falsely, as it turned out) to wrote with fulsome respect of the early sixth-century
be Christians (Eunapius, in CH 74). Persian-allied Lakhmid king Mundhir (Âlamouv n-
Christianity was well attested among the Arabs of daroÍ) who frequently “proved himself ” against the
the hinterland regions, and bishops who ministered Roman forces (Procopius, Bellum Persicum 1.17.40–
to the nomadic tribes attended ecumenical councils 45; Evagrius, Historia Ecclesiastica 4.12). A major
throughout the fourth and fifth centuries (Triming- benefit was that the Saracens—usually mounted—
ham 1979: 112–17; Bowersock 1996: 141). The em- had specialized local knowledge (Trimingham 1979:
ployment of foederati was also frequently related to 86; Fiema 1995: 267). The invention of the North
their conversion to Christianity. Sozomen, for ex- Arabian camel saddle greatly improved the ability of
ample, describes the story of Zokomos, chief of the riders mounted on camel-back (Bulliet 1975: 110),
Salihids (ca. 410). Childless, he was told to pray to and cavalry mounted either on horse or camel were
God; miraculously he had a son, and his entire tribe ideal for the difficult terrain found, for example,
was converted with him (Sozomen 6.38; Triming- throughout the Moab and in the escarpment country
ham 1979: 95, 114). The Salihids became Rome’s toward Aila. Often highly mobile, Arab foederati
primary foederati in the Arabian region, and Sozo- were thus arguably far more appropriate than infantry
men described them as fortunate (“blessed by God”) (who formed a large part of the garrison forces) for
and consequently a formidable threat to the Persians policing and security duties in the region (Shahîd
(Sozomen 6.38). Beneath the almost mythical quali- 2002: 38–39), and figures such as Mundhir demon-
ties of the story, it is possible to see the mutual re- strate why keeping the Saracens on good terms with
lationships of reliance and dependence that could the Romans was a matter of political expediency—
characterize Roman-Saracen relationships, and in this not least to prevent their allying with Persia, the
case, it is perhaps no accident that the Salihids re- other major employer of federate Saracens. The phi-
mained the foederati du jour for most of the fifth lologist Ibn Habib, for example, explicitly states that
century. Christianity could, of course, be divisive: Anastasius was quick to conclude an alliance with
the ill-thought decision of Valens to force an Arian the Ghassanids after the Kindite War in 502, “lest
bishop on the Tanukh resulted in a serious revolt they should ally themselves against him” (Ibn Habib
under their queen, Mavia. Yet Christianity could also 1942: 371–72; Shahîd 1995: 8–9). In this case, both
play a vital role in bridging cultural gaps and making Anastasius and Jabala, the Ghassanid leader, were
the peoples of the hinterland more palatable to the monophysites, a doctrinal similarity that probably
Romans as allies: Mavia’s valuable reappearance un- strengthened the treaty (Shahîd 1995: 993). Christian-
der foedus to the Romans only came about, accord- ity, already embedded in the state’s foreign policy,
56 GREG FISHER BASOR 336

provided a cultural glue that acted over and above bia or returned from transfers out of the area (Parker
the normal foedus bonds of alliance, favor, and sub- 1986a: 641). Given the government’s military prior-
sidy (Trimingham 1979: 160; Blockley 1992: 167). ities in the fifth century, and the difference in prestige
Using foederati to provide security in the frontier re- between the comitatenses and the limitanei, a swift
gion on a more than part-time basis was also a useful and significant reduction of numbers among the lim-
solution to a consistent and pressing problem—the itanei who necessarily suffered a much lower rate of
army itself. combat-related attrition should not be ruled out.
Much has been written about the quality and effec- Away from practical concerns, the writings of
tiveness of the late Roman army, and while there are John Malalas and Theophanes provide valuable clues
a number of indications that point toward a change in as to how authors writing from a perspective schooled
role, if not in value, the financial difficulties of keep- in the imperial capital viewed this barren southern
ing the troops in an under-threatened region was key. territory. Malalas rarely mentions Arabia, except as
With the ratio of frontier to field troops heavily a place of exile for troublesome bishops, usually to
skewed in favor of the frontier, siphoning off the lim- Petra (John Malalas 16.5). For his part, Theophanes
itanei or replacing them with less costly alternatives describes Marcian’s deposition of one Theodosius, a
was inevitable; indeed, the suitability of the Saracens rogue bishop who had installed himself in Jerusa-
for work in the desert hinterland made this a sensible lem; pursued by the emperor’s agents, Theodosius
policy (Treadgold 1995: 58–59). Constantinople, too, fled to the Sinai, where he was sufficiently removed
felt the pressure of recruitment problems. Desertion from civilization not to cause any more problems
was common, and it was not unusual for potential (Theophanes the Confessor a.m. 5945). The choice of
recruits to engage in self-mutilation to avoid service; Petra for exile—a city in a marginal farming area on
even before Adrianople, Valentinian decreed this to the periphery of the 200-mm rainfall line and which,
be an offense punishable by death (C.Th. 7.22.1). while not poor, no longer maintained the economic or
Yet the real problem was the chronic shortage of cultural primacy it had once enjoyed—provides a
trained soldiers (and good officers), resulting from succinct insight into how the authorities viewed that
the battles at Adrianople and the Frigidus, and the part of Byzantium’s territory. P. Brown, discussing
subsequent unrelenting endemic warfare (Treadgold the role of the desert in religious consciousness,
1995: 11; Southern and Dixon 1996: 53). The prac- noted that the desert ascetics such as St. Simeon de-
tical considerations of fielding good troops in a rived some measure of their power from what he
war-weary army aggravated the general shortage of called the “notional chasm between the desert and the
soldiers. Many recruits came from agricultural jobs, world” (Brown 2003: 173–74). The desert, of course,
while the land itself was often ravaged by constant as Brown states, was not geographically impenetra-
warfare, magnifying the problem. This in turn con- ble: residents of a major desert settlement such as
tributed to the government’s desire to avoid war on Humayma were part of the oijkoumevnh but squarely
multiple fronts, all of which placed intense pressure within a desert landscape at the tip of the Hisma,
on the frontier army which comprised the bulk of the which was both marginal and distant from more cos-
numbers (Southern and Dixon 1996: 177; cf. Mac- mopolitan centers. Arguably the limes—and espe-
Mullen 1980: 460). Furthermore, not until the reign cially the barren desert of the Negev and the Hisma,
of Anastasius did pay increase sufficiently to attract in particular—played a powerful role as a remote
men to a profession that was not only dangerous but mental space: Sozomen recorded exiles to “the fur-
also liable to separate a soldier from his family for, thest parts of Arabia”—inside the Empire, but apart
at best, extended periods of time. By converting the from it (Sozomen 4.15), and Procopius described in
quinquennial donative to a pay increase and allow- a Herodotean fashion the land beyond where the fed-
ances in kind to pay, and by inflating the uniform erated Saracens lived (which he mysteriously called
and equipment allowance, Anastasius was able to “the palm groves”) as featuring a procession of in-
bring the salary of soldiers to a level not seen for creasingly outlandish nations until the “man-eating”
some time (Treadgold 1995: 154–55, 164). In the Saracens (Procopius, Bellum Persicum 1.19.8–16). In
case of the Limes Arabicus and Limes Palaestinae, addition, a recent article by J. P. Oleson suggested
the provincial armies that served there were already that a significant cultural gulf existed between the
small to begin with, and elements of the exercitus original, indigenous inhabitants of Humayma and
Arabicus may not have survived the war with Zeno- the army garrison, a situation that perhaps reinforced
2004 ROME’S DESERT FRONTIER 57

“urban” perceptions of the limes (Oleson, Reeves, were consistently in demand, and the problematic
and Fisher 2002: 121). Again, I would argue that data from Lejjun, the largest fortress between Bostra
the under-threatened desert region of Palaestina III and Petra, can best be explained in tandem with the
received a low measure of priority—not only out of demise of the Salihids. Throughout the fourth and
practical considerations, but also from a psychologi- fifth centuries, the government sought to address the
cal perspective. problem with the use of foederati, which, in the
This study has sought to suggest a variety of rea- case of the Saracens, was logical as they were well
sons for the fifth-century abandonment of the limes adapted to the region and benefited from a religiously
forts by looking at wider issues in the Empire. Jus- strengthened federate policy. While links under-
tinian’s actions, outlined in Procopius and initially scored by common religion or doctrinal similarities
suggested by Parker as the “end” of the frontier, are were not always successful, of course, the use of Sa-
too late to explain the neglect of the desert fortifi- racen foederati in this manner and the attendance of
cations. It is far more likely that the potent combina- Arab and Saracen bishops at ecumenical councils
tion of consistent pressure on the Balkan frontier, the served to incorporate those from the hinterland into
specter of Persia, and Constantinople’s aspirations the o√koumevnh. Taken together, I would argue that the
toward the West resulted in the consistent assigna- impetus for the military abandonment of the Limes
tion of a low priority to the southern limes which, in Arabicus and Limes Palaestinae came over five gen-
any case, was never seriously under threat. Con- erations before Justinian and, to some extent, well
stantinople’s preoccupation with the Persian frontier before the revised a.d. 500 abandonment date for
and domestic considerations in the capital precipi- Lejjun. It was based on sound policy judgments at
tated two short wars which, although brief, main- the time and provided for the defense and policing of
tained the illusion that Persia was the main danger. a region which, until the Muslim conquest, worked
Combined with more serious events elsewhere, troops fairly well.

acknowledgments

A version of this paper was given at the Ninth Annual wood, and Erik de Bruin for reading drafts and offering their
UCLA Graduate Conference on Late Antiquity, held at the advice. The support of the Social Sciences and Humanities
University of California, Los Angeles on May 1, 2004. I am Research Council of Canada is gratefully acknowledged.
indebted to Elizabeth Digeser, Faith Wallis, Andrew Sher-

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