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(A) (B) (C) (D) (E) (F) (G) (H) Basic Tuning Fine-Tuning Heptachordal Name
2 6 1 7 5 4 3 2 1-5 7-5 (nı̄s GABA.RI)
6 3 5 4 2 1 7 6 2-6 1-6 išartum
3 7 2 1 6 5 4 3 3-7 2-7 embūbum
7 4 6 5 3 2 1 7 4-1 1-3 (nı̄d qablim)
4 1 3 2 7 6 5 4 5-2 2-4 (qablı̄tum)
1 5 7 6 4 3 2 1 6-3 3-5 (kitmum)
5 2 4 3 1 7 6 5 7-4 4-6 (pı̄tum)
1 2 3 4 5 6 7 String Numbers
D E F G A B C Hypothetical pitches, based on the heptachord embu- bum (reed pipe).
m
tu
I
BA.R
šar
6i
1-
7 2-7 embūbum 2
īs GA
A.RI
tum
išar
1-5 n
7- 2-6
GAB
4p
itu
s
m
7-5 nī
1-
3-7
3
emb
nīd
ūbu
m
qa
bli
6-3 kitmum
m
6 3
4-6
4-1 nī
pītu
m
5-
d qabl
qa 2
2-4 qa
blī
im
um t
m
ki tmu blītum
3-5
5 4
Vitale Kilmer lyre, instituted the attunement of the octave.”3 The pioneering
išartum nı̄d qablim musicologists were not comparing like with like, but rather
embūbum embūbum
seven-note scales (heptachords) with eight-note scales (octa-
chords). Expressed as tones (t) and semitones (s), the hepta-
nı̄d qablim išartum
chord išartum rising would be: stttst, corresponding to the
qablı̄tum nı̄s GABA.RI first seven tones of the rising Dorian octave species. A seven-
kitmum pı̄tum note falling Dorian scale, however, starting from the same
pı̄tum kitmum note or its octave above, would display a different pattern:
nı̄s GABA.RI qablı̄tum ttsttt—the pattern, in fact, of the heptachord with the alter-
native name in Example 5, namely nı̄d qablim, correspond-
ing to the Lydian octave species and our modern major scale,
example 5. Apparent discrepancies in the nomenclature
when rising. Each of the heptachords forming a pair in
of the heptachords
Example 5 is the mirror-image of the other. The reason why
embūbum is the only scale with the same name in both
columns of Example 5 is that the pattern of tones and semi-
Construction and Tuning of Babylonian Musical Scales.” tones of the octachord to which it belongs (the Phrygian) is
The consensus that the heptachords described in UET VII palindromic: tstttst. So if one were to quantify these scales
74 represent falling scales, however, leaves us with a prob- mathematically by tone-numbers representing ratios of
lem, or, in the words of Smith and Kilmer (2000, 138): “on string-length, then the scales with the same name in both
the horns of a dilemma.” For although the tuning procedures columns would be the inverse or reciprocal scales of each
derived from CBS 10996 can be applied in either an upward other. In other words, each of the Babylonian scale-names
or a downward direction, the change of direction results in may be taken to stand for a specific modal pattern of tones
different names for the scales. The only scale which has the and semitones, identical whether the heptachord is rising or
same name rising and falling is the heptachord embūbum. falling. This is illustrated in Example 6.
Example 5 shows the apparent anomalies in nomenclature. In contrast, the Greek octave species and our modern
scales consist of ladders of musical pitches. It is these
a likely solution pitches, rather than the pattern of tones and semitones,
which remain unchanged when the direction of the scale is
In the paper already mentioned I have suggested a possible reversed. If such a solution to the problem of nomenclature
way out of this dilemma. The musicologists who pioneered is correct, it seems likely that a remnant of the Mesopotamian
the recovery of the Mesopotamian tuning system were eager system still survives in our modern melodic minor scales.
to relate its scales to the ancient Greek octave species. But as The upper tetrachord of melodic minor scales rises and falls
Kilmer (2000) has noted, no-one has yet identified a in an identical pattern of tones and semitones: tts. But while
Sumerian or Akkadian word for “octave” (114). Plutarch the pitches of the notes change when the direction of the
(Inst.Lac.238c) records that as late as the seventh century scale is reversed, the name by which the scale is known re-
BCE, Terpander was condemned by the ephors of Sparta for mains the same.
adding an eighth string to his lyre. Nicomachus devotes
Chapter 5 of his Manual of Harmonics to the thesis that
“Pythagoras, by adding the eighth string to the seven-stringed 3 Levin (1994) provides the full text along with commentary (73–79).
String Number 1 2 3 4 5 6 7
Name Modal Pattern (string intervals)
išartum s t t t s t
embūbum t s t t t s
nı̄d qablim t t s t t t
qabl ı̄tum s t t s t t
kitmum t s t t s t
pı̄tum t t s t t s
nı̄s GABA.RI t t t s t t
are ideally suited for defining musical scales in what we now differs from that indicated on the seven-pointed star, the first
call Just tuning. For example, the numbers 30, 32, 36, 40, 45, string of which, representing D, with a tone-number of 27, is
48, 54, which appear in all the standard lists (for instance, the starting note for the embūbum heptachord. The range
MLC 1670 [Robson 2002, 114]), if interpreted as tone- 27–48 is of particular interest because Plato uses it, multi-
numbers, would define Kilmer’s rising išartum heptachord in plied by one hundred, to define his “two harmonies”
ratios of inferred vibration—or, as we would now describe it (Republic, 545a–546d). In my commentary on this passage of
“frequency.” Again, interpreted as tone-numbers, the corre- Plato (Crickmore 2006, Figure 10), I demonstrated how the
sponding reciprocals from the tables would sound the inverse range 2700–4800 can also accommodate all seven Babylonian
or reciprocal scale: the išartum of UET VII 74, as interpreted heptachords. Since CBS1766 belongs to the late Babylonian
by Vitale and emended by Krispijn. To express its tone-num- period, it would arguably be preferable to notate the modes
bers as integers, however, the reciprocals, in the octave- represented by the seven pointed star as falling scales.
double 1/30 to 1/60, have first to be expressed as sexagesimal However, the present state of debate about the Mesopotamian
fractions (60/30 to 60/60), and then have to be proportionally tonal system calls for a different priority: to escape the
increased by multiplication by 72. The falling scale of išar- dilemma about nomenclature into which Kilmer’s pioneering
tum is then defined in the octave 144–72 by the following work has taken us. The starting point of my model in
tone-numbers: 144, 135, 120, 108, 96, 90, 80. Of course, we Example 7, therefore, is the heptachord išartum (“normal”),
now know that frequency varies in inverse proportion to with pitches derived from Kilmer’s transcription of that scale
string-length, so the tone numbers of the rising scale, when on the evidence of CBS 10996. In this context, the D (string
interpreted as ratios of frequency, can also define the falling 1 on the star) may be considered an “added note,” analogous
scale when they are interpreted as ratios of string-length. It to the proslambanomenos of the ancient Greek Perfect System.
remains unclear how early this was realised. To notate by And like that system, it would require a fifteen-stringed in-
modern letter-names in dynamic notation, and to quantify in strument for realization in the dynamic form of Example 7.
regular numbers from the Babylonian tables of reciprocals all Example 7 suggests a probable quantification of the hepta-
seven heptachords requires at least a thirteen-stringed in- chords in their rising and falling forms, and expressed in the
strument. 5 Following the hint about palindromic number- smallest possible integers. Two of the tone-numbers (90 and
ing in UET VII 126, I have numbered these strings: 1, 2, 3, 96) fall outside the limits of the standard tables, but both are
4, 5, 6, 7, 6, 5, 4, 3, 2, 1. I appreciate that this numbering doubles (that is, an octave above) numbers in the table.
Notice that from the central seventh string (D4 = 54), the
embūbum heptachord (tsttts) rises to the right, and falls to the
Friberg provides the solutions to this exercise (68): igi = 81/80 and left, in a manner which matches a clockwise and anticlock-
igi.bi = 80:81. Musically, these are the values of the syntonic comma, in wise rotation of the seven pointed star in CBS 1766. Thus
an upward and a downward direction, respectively—that is, the differ- Example 7 summarizes my hypothetical reconstruction of the
ence between the diatonic third of Pythagorean tuning (9:8)2 and a entire Babylonian tonal system.
pure Just-tuned third (5:4).
For their reconstruction, Smith and Kilmer use thetic
5 Nicomachus (Levin 1994, 154) and the Byzantine theorist, Pachymeres
(Harm.11), make a curious reference to a thirteen-stringed system.
notation—that is they place all seven heptachords within a
Could they have had in mind a Babylonian rather than a Greek system? single octave. To quantify such a transcription of the hepta-
The Queen’s Harp (ca. 2600 BCE) in the British Museum clearly has chords requires even larger tone numbers in the octave 360–720.
13 strings. The higher tone-numbers are needed to accommodate as
String number 1 2 3 4 5 6 7 6 5 4 3 2 1
Pitch E3 F3 G3 A3 B3 C4 D4 E4 F4 G4 A4 B4 C4
Tone number 30 32 36 40 45 48 54 60 64 72 80 90 96
Ratios 16:15 9:8 10:9 9:8 16:15 9:8 10:9 16:15 9:8 10:9 9:8 16:15
Ratios 15:16 8:9 9:10 8:9 15:16 8:9 9:10 15:16 8:9 9:10 8:9 15:16
Interval s t t t s t t s t t t s
išartum (A)
(A)
nīs GABA.RI (C)
(C)
pītum (D)
(D)
kitmum (B)
(B)
qablītum (E)
(E)
nīd quablim (F)
(F)
embūbum (G)
(G)
integers the chromatic notes which occur when the scales are E4, A4, D4 G4, C5 returning, if the F4 is also included, to išar-
transcribed within a single octave. The operation of the cyclic tum, this time a semitone lower. When the strings are thus
tuning system described in UET VII 74 can also best be loosened, the heptachords appear in the reverse order: išartum,
demonstrated using falling scales in thetic notation. kitmum embūbum, pı̄tum, nı̄d qablim, nı̄s GABA.RI, qablı̄tum.
In practice, however, it seems likely that a seven-stringed The tuning procedures of UET VII 74 (but not the text) can
instrument would have been tuned to the scale išartum (“nor- also be applied to the rising (solid line) išartum heptachord in
mal”), as in column A of CBS 1766, and then re-tuned cycli- Example 7, by reversing the direction of the instruction to
cally as indicated in UET VII 74. I demonstrate this procedure sharpen or flatten.
in the Appendix, in a manner which matches Example 7. The overall point that I am seeking to make by including
Starting with the falling (dotted line) išartum heptachord in so many technical details, is that the hypothetical model of
Example 7 (C5-D4: 96–54), and following the instructions in the Babylonian tonal system presented in Example 7 is con-
the first chapter of the text, F4 of the tritone (strings 5-2) is sistent with the evidence of CBS 1766, CBS 10996, UET
sharpened to produce the heptachord qablı̄tum. Subsequently, VII 126 and UET VII 74.
C5, G4, D4, A4 and E4 are similarly sharpened. A series of hep-
tachords then emerge in the following sequence: išartum; just tuning
qablı̄tum; nı̄s GABA.RI; nı̄d qablim; pı̄tum; embūbum; kitmum;
and finally, if the remaining B4 is sharpened, išartum again, a A remarkable piece of archaeological evidence has
semitone higher. In chapter two of the text, it is the B4 of the emerged from China, where, in ancient times, there were
išartum tritone that is to be flattened, followed in turn by the also seven heptachords similar to those in Mesopotamia
(Nakaseko 1957). A well-tuned carillon of sixty-five bronze that calculations of tone-numbers in ratios of string-length
bells has been recovered from a tomb in the Hubei Province could have become the norm during the Old Babylonian
dated from about 433BC. McClain (1985) has concluded period, and remained so at least until the age of Classical
from their tuning that “the tonal cosmology of ancient Greece. As I suggested earlier, a tradition of seven-note
China now appears to have been based on a ‘Just’ tuning sys- scales for seven-stringed instruments, tuned to Just rather
tem in the theoretical octave 720–360.” than Pythagorean tuning, might have persisted until
Further indirect evidence for the arithmetic of Just tuning Pythagoras “instituted the attunement of the octave.”
occurs in the cuneiform tablet BM K170 and RM520
(Livingstone 1986, 30–33). The tablets list numbers associ- discussion
ated with the names of Babylonian gods: Anu (60), Enlil
(50), Ea (40),6 and Sin (30), numbers which can also gener- One final point remains to be discussed: the two concen-
ate not only the octave (60:30), the perfect fifth (60:40), and tric circles surrounding the seven-pointed star. It is possible
the perfect fourth (40:30), but also the major and minor that these carry some geometrical and associative meaning.
thirds (50:40 and 60:50), the major sixth (50:30) and. allow- But until precise measurements are available, it would be un-
ing for octave equivalence, the minor sixth (80:50). These wise to comment further. Nevertheless, the circles do raise
latter ratios are the acoustical foundation for the “fine tun- an important question for musicologists. Traditionally, the
ing” described in CBS 10996. right angled triangle and its theorem have been attributed to
Dumbrill has drawn attention to a cylinder seal in the Pythagoras. We now know, however, that exercises involv-
British Museum (BM 308035) which depicts a female mu- ing “Pythagorean” triangles and triples were common in the
sician with a lute. The seal has been identified as belonging scribal schools of Mesopotamia. Traditionally, the earliest
to the Uruk period—that is, some eight hundred years ear- reference to Just tuning of the diatonic scale is to be found in
lier than any previously known representation of the instru- the Harmonics of Ptolemy (Solomon 2000, 102). But we now
ment. Dumbrill hypothesizes that the fretting of lutes have evidence that the arithmetic of Just tuning was known
might have been the origin of the use by musicians of ratios and presumably used earlier, in China and Mesopotamia.
and proportional arithmetic to define musical tuning. Since The Harmonics also contains the earliest known reference to
fretting involves the proportional shortening of the acti- a “tone-circle” (Solomon 2000, 153–54), when Ptolemy
vated length of string, we may take it that the earliest calcu- bends round the two-octave scale of the Greek Greater
lations of the ratios between tone-numbers would have Perfect System into a circle to match the ecliptic. Could
represented “inferred vibration.” Scales defined in ratios of CBS 1766, then, with its circled star, the seven points of
inferred vibration would be rising scales, as Kilmer sup- which may be construed as the musical pitches D, E, F, G,
posed. But by the time of UET VII 74, both mathematics A, B, C, be about to substantiate a claim to be the earliest
and the theory and practice of musical tuning would have known musical tone-circle?
become more sophisticated. It seems possible, therefore, Example 8 shows CBS 1766 interpreted as a tone-circle.
In this diagram I present the heptachords as falling, since
this has now been established by UET VII 74.
6 In UET VII 126, a string listed as “fourth, small string” in Sumerian, is Mathematicians, however, tend to be sceptical about the va-
called “Ea-created” in Akkadian. In Figure 7, the tone number of the lidity of ancient tone circles because the ancients did not
fourth string is 40. know logarithms. In Ptolemy’s tone-zodiac, the circle is
les in Fa
g sca s 1 or r lling sca
Risin ocal ratio atios les i
r
recip ng length 7, 7, leng of string n
ri t h -
of st (d3) d4
embūbum
embūbum
1, 6,
10:9 t
6, 1, e3 9:8 27
t 9:10 m
nīd 8:9 (or 54) rtu m c
išar qablim 1 iša abli 4
q
tum nīd (Vitale)
30
7 16:15 s
48
(Kilmer) 2
16:15s 15:16
15:16 nīs GABA.RI 2, 5,
32
qablītum 6 qablītum
f3 3 b3
45
5, 2, B A .R I
nīs G A
9:8 t
9:8 t 8:9
8:9 5 4
36
40
10:9 t
pīt m
pītu um
9:10
kit
m
um
mu
kitm
g3 a3
3, 4,
4, 3,
The tritonic tuning procedures of UET 74 can be applied to the falling scales.
t tone
s semitone
initial tuning (4ths and 5ths)
fine tuning (thirds and sixths)
dichords in CBS 10996
divided into twelve equal parts, as can be done with com- been meant to be construed as precisely accurate with re-
passes. Solomon (2000, 74n7) points out that geometrically gard to particular measurements, but rather as approxima-
at least this correlates with the whole-tone scale in equal tions of the kind later known as Diophantine. These are
temperament. Nevertheless, from its author’s point of view, quite adequate for the purposes of analogical philosophy
the image is intended to match the ancient Greek two-octave and primitive cosmological thinking. Indeed, it is worth re-
Greater Perfect System. flecting that although modern science achieves greater ac-
In CBS 1766, the circle is divided into seven approxi- curacy by measuring musical intervals in cents and the
mately equal segments, which do not represent equal mea- geometry of ancient temples and mediaeval cathedrals in
sures of distance: heptachordal scales comprise two sizes of metres, the proportional integer ratios essential to the
tones and one of a semitone. I contend, therefore, that structures of both musical scales and sacred buildings are
many of the diagrams of symbolic geometry may not have thereby concealed.
appendix
Application of the tuning procedures of UET VII 74 to Example 7 (the text applies to falling sales only).
I. Tightening
String Number 1 2 3 4 5 6 7 Tritone Re-tuning
Heptachord
išartum C5 B4 A4 G4 F4 E4 D4 5–2 Sharpen String 5 for qablı̄tum
s t t t s t
qablı̄tum C5 B4 A4 G4 F4 E4 D4 1–5 Sharpen String1 (and 8) for nı̄s GABA.RI
s t t s t t
nı̄s GABA.RI C5 B4 A4 G4 F4 E4 D4 4–1 Sharpen String 4 for nı̄d qablim
t t t s t t
nı̄d qablim C5 B4 A4 G4 F4 E4 D4 7–4 Sharpen String 7 for pı̄tum
t t s t t t
pı̄tum C5 B4 A4 G4 F4 E4 D4 3–7 Sharpen String 3 for embūbum
t t s t t s
embū¯ bum C5 B4 A4 G4 F4 E4 D4 6–3 Sharpen String 6 for kitmum
t s t t t s
kitmum C5 B4 A4 G4 F4 E4 D4 2–6 Sharpen String 2 (and 9) for išartum (raised by a semitone)
t s t t s t
reviews 337
II. Loosening
String Number 1 2 3 4 5 6 7 Tritone Re-tuning
Heptachord
išartum C5 B4 A4 G4 F4 E4 D4 5-2 flatten string 2 (and 9) for kitmum
s t t t s t
kitmum C5 B4 A4 G4 F4 E4 D4 2-6 flatten string 6 for embūbum
t s t t s t
embı̄bum C5 B4 A4 G4 F4 E4 D4 6-3 flatten string 3 for pı̄tum
t s t t t s
pı̄tum C5 B4 A4 G4 F4 E4 D4 3-7 flatten string 7 for nı̄d qablim
t t s t t s
nı̄d qablim C5 B4 A4 G4 F4 E4 D4 7-4 flatten string 4 for nı̄s GABA.RI
t t s t t t
nı̄s GABA.RI C5 B4 A4 G4 F4 E4 D4 4-1 flatten string 1 (and 8) for qablı̄tum
t t t s t t
qablūtum C5 B4 A4 G4 F4 E4 D4 1-5 flatten string 5 for išartum (lowered by a semitone)
s t t s t t