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985608

review-article2020
WMR0010.1177/0734242X20985608Waste Management & ResearchSewak et al.

Review Article

Waste Management & Research

Influencing household-level waste-sorting


1­–18
© The Author(s) 2021
Article reuse guidelines:
and composting behaviour: What works? sagepub.com/journals-permissions
DOI: 10.1177/0734242X20985608
https://doi.org/10.1177/0734242X20985608

A systematic review (1995–2020) of waste journals.sagepub.com/home/wmr

management interventions

Aarti Sewak , Jeawon Kim, Sharyn Rundle-Thiele


and Sameer Deshpande

Abstract
Decentralized waste sorting and composting can divert almost two-thirds of household waste from landfill. However, national rates
of composting and recycling remain low in many parts of the globe. This review critically evaluates the design and efficacy of
behaviour-change interventions to influence households to sort and compost organic waste. The systematic literature search yielded
3595 titles and abstracts which were reviewed and resulted in 14 unique interventions. The social marketing benchmark criteria
are utilized to critically examine the design of these interventions. Synthesized results indicate a need for customized interventions
that are co-designed with users and tailored to address their specific needs and challenges. Interventions with four or more social
marketing elements produced positive behavioural outcomes, albeit with varying impact. This review highlights gaps in the design of
waste management interventions and provides suggestions for future practices.

Keywords
Systematic review, waste management interventions, household composting, behaviour change, social marketing

Received 4th September 2020, accepted 8th December 2020 by Associate Editor Rodrigo Navia.

Introduction According to the Australian Bureau of Statistics, the estimated


costs of disposing of putrescible waste to landfill ranges between
Globally, around 2.01 billion metric tonnes (Mts) of municipal AU$45 and AU$105 per Mt of waste in urban areas and between
solid waste (MSW) are generated annually, out of which 40% AU$42 and AU$102 per Mt in rural areas depending on the level
ends up in landfill (Kaza et al., 2018). Organic materials consti- of management controls and prevailing climate (BDA Group,
tute a larger portion of MSW in developing countries (Nsimbe 2009). Waste processing is an economic job generator and
et al., 2018). The highest percentage of organic waste composi- resource recovery leads to three times as many people employed
tion can be found within the East Asia Pacific region (i.e. 62%), when compared to simply sending waste to landfill. Clean Up
closely followed by the Middle East and North Africa countries Australia estimates that Australians produce 540 kg of household
at 61% (Boonrod et al., 2015). The disposal of biowaste is a con- waste per person per year (Clean Up Australia, 2020). Therefore,
cern for landfill because anaerobic decomposition of organic reductions in waste by diverting food scraps from household bins
matter is linked to land pollution and greenhouse gas emissions to composting alternatives can deliver cost savings equating to
(Palijon et al., 2017; Smith and Jasim, 2009). Moisture content in AU$22 per person each year, as well as employment and envi-
food waste makes incineration difficult (Li et al., 2017) and much ronmental benefits.
of methane and leachates are generated from food waste that is Home composting is known to be an effective way of reduc-
disposed of in landfills (Palijon et al. 2017). The 2012 World ing waste quantities at source to promote resource recovery
Bank report estimates that around 46% of MSW generated glob- (Mbuligwe et al., 2002). For example, urban homeowners with
ally comprises food waste (Li et al., 2017), most of which can be
composted.
A reduction in the amount of waste that goes to landfill not Department of Marketing, Griffith University, Queensland, Australia
only benefits the environment, it also benefits societies economi-
cally. Waste management systems have evolved over time to Corresponding author:
Aarti Sewak, Department of Marketing, Griffith University, 170
remove waste from households with differences in waste man- Kessels Road, Nathan, QLD 4111, Australia.
agement practices evident across jurisdictional boundaries. Email: a.sewak@griffith.edu.au
2 Waste Management & Research 00(0)

garden space can potentially divert around 20% of biodegradable promoted, identification of all possible barriers and benefits
household waste from landfill (Smith and Jasim, 2009). associated with that activity through formative research, and
According to Sequeira and Chandrashekar (2015) who exam- pilot-testing strategies before community-level scaleup
ined solid waste generation in Mangaluru city, eco-friendly tech- (Lefebvre, 2012; McKenzie-Mohr, 2000; McKenzie-Mohr and
nologies such as vermicomposting could divert around 45–54 Schultz, 2014).
tonnes of household waste out of the 205 metric tonnes of the Six distinguishing characteristics of social marketing pro-
daily per capita waste generated in India. In a separate study, grammes were proposed by Andreasen (2002) and later modified
Mbuligwe et al. (2002) in Dar es Salaam city, Tanzania, found by French and Blair-Stevens (2006) delivering eight core social
that household-level composting had the potential to reduce marketing benchmark criteria (SMBC). Programmes can be clas-
between 38% and 55% of solid waste. However, home compost- sified as social marketing if they integrate eight key elements into
ing is dependent on voluntary input from householders (Williams programme design. Behaviour change focuses attention on
and Kelly, 2003). behaviour ensuring that intervention effort extends beyond mere
Social marketing promotes voluntary behaviour change awareness raising while consumer-orientation ensures that the
through user-centric interventions that are designed using sys- needs and wants of people targeted for change are considered
tems level thinking and formative research (Saunders et al., 2015; prior to programme design resulting in clear insights that are used
Truong et al., 2019). To date, only a few scholars have attempted to guide strategy for programme design. A comprehensive com-
to critically and systematically evaluate the design of waste-man- petitor analysis to identify characteristics of other programmes
agement interventions such as recycling (Jesson, 2009; Varotto that have successfully increased household composting is under-
and Spagnolli, 2017) and food waste reduction (Kim et al., 2019). taken and behaviour change theories are used to inform and
While there is growing interest in application of social marketing guide programme design, and test and measure behavioural out-
principles for environmental protection (Hinsley et al., 2015; comes. Segmentation is used to classify heterogeneous markets
Jones et al., 2019; Metcalf et al., 2018; Veríssimo, 2019), limited into homogeneous groups to assist programme implementation
knowledge is available to guide the design of efficient compost- by maximizing programme appeal for many different types of
ing interventions. Considering evaluative studies can offer cru- people as possible. A marketing focus ensures that a beneficial
cial insights for future practices (Ashton and Manchanda, 2018). value-offering is delivered through the exchange process and
Rigorous reviews and systematic analysis of waste-management programmes deliver a full marketing mix (product, price, place,
interventions are needed to identify best-practices to inform pro- and promotion). Consideration of key social marketing bench-
gramme design, implementation, and evaluation (Purcell and marks is important, given that behavioural change is more likely
Magette, 2011). when more of the social marketing benchmarks are used (Carins
Therefore, this study conducted a systematic literature review and Rundle-Thiele, 2014; Kim et al., 2020a; Xia et al., 2016). A
of composting interventions targeting households reported in the recent evidence review identified that effect sizes were larger for
peer-reviewed literature. The key research questions posed by food waste programmes which had three key social marketing
this current review are: benchmarks, namely theory, marketing mix and behaviour (Kim
et al., 2019), noting that more evidence is needed to draw defini-
RQ1 – Which social marketing criteria are evident in waste tive conclusions.
management interventions? Furthermore, partnership/stakeholders are an essential ele-
RQ2 – Which stakeholders are included in programme ment for consideration acknowledging systems approaches to
design? behaviour change. In line with recent reviews (Hurley et al.,
RQ3 – What are the gaps in waste-management intervention 2019), the extent of stakeholder involvement is considered.
design? External stakeholders can consist of clients (e.g., individuals tar-
geted by the intervention), funding agencies (e.g., governmental
and quasi-governmental organizations), or private funders (e.g.,
Assessment tool: Social marketing
individual donors, community members, etc.) (Dahl et al., 2015).
benchmark criteria Prior systematic review of alcohol-prevention interventions indi-
A growing body of research indicates the futility of influencing cate that stakeholder input significantly enhances programme
conservation outcomes through traditional awareness-raising design by offering new ideas, perspectives and information
mechanisms (Green et al., 2019; Jesson, 2009). Several scholars (Hurley et al., 2019), and earlier reviews identify that stakeholder
believe that sustainable environmental behaviour requires more involvement in programme design, delivery and evaluation are
than just knowledge and attitudinal shifts focusing effort on rare (Buyucek et al., 2016). Mid-stream agents also play a pivotal
overcoming physical and perceived barriers that impede the role in the co-creation and delivery of customer-oriented services
desired behaviour (Basil et al., 2019; Kemper and Ballantine, or products (Dietrich et al., 2016; Wood, 2016, 2019). Therefore,
2019; McKenzie-Mohr, 2000; Parkinson et al., 2016; Pearson apart from investigating core SMBC elements, this current
and Perera, 2018). Unlike information-intensive strategies, review will assess consideration of stakeholders and their role
social marketing adopts a systematic and pragmatic approach to during different stages of programme design (Hurley et al., 2019;
programme design by careful selection of the activity to be McHugh et al., 2018).
Sewak et al. 3

Methods between reviewers. Four research designs were noted in the


existing pool of studies: (a) quasi-experiments (Bernstad, 2014;
Data sources and search method Bernstad et al., 2012, 2013; Geislar, 2017; Gillan et al., 2004;
Following preferred reporting of items in systematic reviews and McKay and Buck, 2004; Woodard et al., 2001); (b) mixed-
meta-analysis (PRISMA) guidelines (Liberati et al., 2009), this method research (Aberg et al., 1996; Bench et al., 2005; Karkanias
research sought to include empirical studies that had been peer- et al., 2016; Li et al., 2017); (c) a cross-sectional quantitative
reviewed, in the English language, and published between 1995 study (Boonrod et al., 2015; Manomaivibool et al., 2018); and (d)
and January 2020 within eight electronic databases: EBSCO; a randomized controlled trial (DiGiacomo et al., 2018).
Emerald; OVID; ProQuest; SAGE; Scopus; Springer; and Web
of Science. Key-terms used for database search included: “com- Search outcomes
post*” AND “household* OR home* OR backyard OR residen-
tial OR domestic” AND “behavio* change OR social marketing Out of 3595 articles retrieved from the database search, 14 final
OR intervention* OR campaign* OR program* OR scheme* OR records met the eligibility criteria (Figure 1). The final records
experiment* OR random controlled trials OR study OR studies were assessed using the social marketing benchmark criteria by a
OR assessment OR evaluation”. team of four coders. An inter-reliability test using Cohen’s kappa
(0.67) indicated substantial agreement and any discrepancies
between coders were resolved through discussions.
Eligibility criteria and study screening
After removing duplicates in Endnote, individual records were Results
screened and excluded using the following criteria: (a) non-English;
(b) non-journal articles (including books, book chapters, conference
Study characteristics
proceedings, reviews and notes); (c) not related to composting behav- Studies in this review were geographically diverse, spanning
iour (e.g., veterinary sciences, toxicology, agriculture, engineering, from the Oceania Pacific region, East Asia, European continent,
and public occupational health); (d) focused on other types of waste to North America. The majority of studies (n = 12) originated
(e.g., sewage and wastewater, electronic waste, hazardous or chemi- from developed nations such as Canada (DiGiacomo et al., 2018;
cal waste, farm or animal waste); (e) focused on energy and emis- McKay and Buck, 2004), the People’s Republic of China (Li
sions (e.g., greenhouse gas emissions, leachates, organic dust, and et al., 2017), Greece (Karkanias et al., 2016), New Zealand
biogas production); and (f) focused on technical aspects of compost- (Gillan et al., 2004), Sweden (Aberg et al., 1996; Bernstad, 2014;
ing (e.g., techniques and equipment, temperature control, soil condi- Bernstad et al., 2012, 2013), United Kingdom (Bench et al.,
tions, quality assessment, and chemical composition of compost). 2005; Woodard et al., 2001), and the United States (Geislar,
Shortlisted records were transferred to Covidence (online sys- 2017). Only two studies were conducted in a developing context,
tematic review management tool) enabling parallel assessment by namely Thailand (Boonrod et al., 2015; Manomaivibool et al.,
two independent reviewers. Covidence reduces selection bias 2018). Sample sizes ranged from less than 100 people in three
through use of a blinded voting feature integrated into its multiphase studies (Aberg et al., 1996; Gillan et al., 2004; McKay and Buck,
citation review process (Kellermeyer et al., 2018). During first-level 2004), to around 200–2171 participants (n = 11). Similarly, vari-
screening of abstracts, the exclusion criteria are used to filter irrele- ation in intervention length was noted, ranging from 2–5 months
vant articles. In our case, studies that were considered non-empirical (n = 5), one year (n = 4), to more than two years (n = 5). None
(e.g., formative and conceptual papers, and systematic and meta- of the interventions were self-classified as social marketing.
analytical reviews) and non-behavioural (such as feasibility studies,
lifecycle analysis, material-flow analysis, environmental impact
Behavioural objectives and programme
assessment, economic impact studies, and mathematical modelling
and simulation studies) were removed. An intercoder reliability of
strategies
80% was noted and discrepancies were resolved through discus- According to French and Blair-Stevens (2006), social marketing
sions. Full-length articles were then assessed to identify empirical interventions are designed to influence specific behaviours that
studies that matched the inclusion criteria of household-level inter- can be measured. The intention is to go beyond influencing
ventions with measurable behavioural outcomes. Articles that did awareness or attitudes and beliefs (Kubacki et al., 2015), to creat-
not match this criterion were excluded. Discrepancies were resolved ing conditions that facilitate and maintain long-term behaviour
through mutual discussions and with the help of a third reviewer. change. Programme planners need to investigate current rates of
behaviour (baseline), underlying determinants of behaviour, and
factors that could influence or promote change (David and
Quality appraisal
Rundle-Thiele, 2019). The behavioural benchmark criterion
The methodological quality of 14 studies was assessed by a team requires that social marketing interventions formulate specific
of four independent reviewers. Each article underwent parallel and measurable behavioural goals and conduct rigorous behav-
assessment by two reviewers using the Mixed Methods Appraisal iour change analysis (Kubacki et al., 2015).
Tool (Hong et al., 2018). An inter-reliability score calculated All studies in our review targeted waste management behaviour
using Cohen’s kappa (0.7) revealed substantial agreement in the form of source-separation (n = 7), backyard composting
4 Waste Management & Research 00(0)

Records idenfied through database


Idenficaon search
(n = 3595)

Duplicates removed n = 993

Records screened Records excluded aer tle screening (n = 2230)


(n = 2602) 1. Non-English Arcles (n = 73)
2. Non-Journal Arcles (n = 30)
3. Not related to composng (n = 1392)
4. Other types of waste (e.g. sewage, wastewater, hospital,
Screening

and chemical waste) (n = 298)


5. Greenhouse Gas Emissions, Leachate, Organic Dust, and
Biogas producon (n = 222)
6. Methods of Composng (e.g. anaerobic, vermicomposng,
and windrow) (n = 215)

Records exported to Covidence


for two-coder screening
(n = 372)

7 duplicates removed

365 records screened for


eligibility
Eligibility

315 records excluded aer abstract screening

50 full-texts assessed for


eligibility

39 records excluded aer full-text screening:


- Non household-level (11)
- Non-intervenon study (15)
- Non-quanfiable outcomes (13)

Backward/forward search (n = 3)
Included

14 final records

Figure 1.  Preferred reporting of items in systematic reviews and meta-analysis (PRISMA) flowchart.

(n = 6), and composting and recycling (n = 1). A variety of pro- Bench et al., 2005; Boonrod et al., 2015; Manomai-
gramme strategies were used to induce targeted behaviour change vibool et al., 2018; McKay and Buck, 2004).
(Table 1): c. Information-only approaches (door-stepping and
awareness-raising) (Bernstad, 2014; Bernstad et al.,
a. Structural modifications (e.g., property-close collection 2013; Karkanias et al., 2016).
system, kerbside organics cart or green-wheelie bin, d. Incentivized recycling schemes (Boonrod et al.,
and altering location of compost bins) (Bernstad, 2014; 2015; Li et al., 2017).
Bernstad et al., 2012; DiGiacomo et al., 2018; Geislar, e. Norms communication (Geislar, 2017).
2017; Gillan et al., 2004; Woodard et al., 2001).
b. Provision of subsidized or free products (e.g., food To monitor behavioural changes, more than half of the studies
digesters and compost bins) (Aberg et al., 1996; (n = 9) used researcher-administered methods such as field
Table 1.  Intervention strategies, measures, and behavioural outcomes.
Type of behaviour Study/location Type of intervention Measures Behavioural outcomes

Source-separation Bernstad et al. (2012) (Sweden) Property-close collection system Waste audit and quantification 34% of total waste diverted to material recycling
Sewak et al.

Bernstad et al. (2013) (Sweden) Door-stepping Waste audit and quantification No significant difference in source-separated
behaviour between treatment and control group
Bernstad (2014) (Sweden) Information brochure (I1) versus Waste audit and quantification Intervention 1 (Amount of food waste increased
waste sorting equipment (I2) by 12% but this increase was statistically
insignificant, that is p>0.01). Intervention 2
(Amount of food waste increased by 49% in the
first two weighing rounds and 44% in the last
round; p<0.01)
Boonrod et al. (2015) (Thailand) Four different mechanisms Waste audit and quantification Organic waste-separation efficiency rates varied
across interventions: I1 = 19%, I2 = 36%, I3 =
51%, I4 = 58%
Geislar (2017) (United States) Kerbside organics cart (I1) versus Survey (postal) Structural Intervention (Cohen’s d = 0.95); Social
norms communication (I2) Intervention (Cohen’s d = 0.22)
Woodard et al. (2001) (United Kingdom) Green wheelie bin for compostable Waste audit and survey Reduction in total waste from 18.1 to 8.2 kg/
materials household/week
Li et al. (2017) (People’s Republic of China) Property-close collection system and Field observations and Interviews An average of 0.62 kg/household/week of food
incentivised recycling scheme waste diverted
Home/backyard Bench et al. (2005) (United Kingdom) Green-cone food digesters Waste quantification and survey An average of 2.7 kg/household/week of waste
composting (postal) diversion was reported by 48 households during
study period. 60% of respondents observed a
waste reduction of 25–50% (p<0.05).
Gillan et al. (2004) (New Zealand) Compost bin and behavioural Waste quantification and survey 29% decrease in weight of kerbside waste in
commitment experimental group compared to 12% decrease
in control group
Karkanias et al. (2016) (Greece) Awareness campaign Interviews Almost 50% of participants were found to be
frequent bin users (i.e., 5-days use per week)
McKay et al. (2004) (Canada) Inexpensive animal-proof digester Waste audit After 4 weeks, treatment group was generating
52% less waste than control group
Manomaivibool et al. (2018) (Thailand) Home composters (Sa-Wians) Interviews and observations 96.7% of participants separated one type of
recyclable and 48% separated four types of
recyclables
Aberg et al. (1996) (Sweden) Home composters Interviews and observations Average volume of green waste in residual
waste decreased from 9.3 (baseline) to 7.5 kg/
household/week (post-intervention)
Composting and DiGiacomo et al. (2018) (Canada) Alter location of compost bins at Waste quantification In residential apartments, an average of 27 kg/
recycling residential apartment and student unit/year of compost was diverted. Within student
residences residences, an average of 14 kg/person/year of
compost was diverted.
5
6 Waste Management & Research 00(0)

observations, waste audits and quantification (Bench et al., 2005; segmentation methods (Dietrich, 2017; Jones et al., 2019;
Bernstad, 2014; Bernstad et al., 2012, 2013; Boonrod et al., 2015; Tkaczynski and Rundle-Thiele, 2013, 2019; Tkaczynski et al.,
DiGiacomo et al., 2018; Gillan et al., 2004; McKay and Buck, 2016). An intervention is said to fully conform to the benchmark
2004; Woodard et al., 2001). Meanwhile five studies used self- criterion of segmentation if there is evidence of complex analysis
reported methods, such as surveys and interviews (Aberg et al., to suggest that marketing activities are customized to suit unique
1996; Geislar, 2017; Karkanias et al., 2016; Li et al., 2017; target groups (segments) (Kubacki et al., 2015). Targeting, a
Manomaivibool et al., 2018). Behavioural metrics comprised decision to split a population on single variables, is evident when
source-separation ratio, waste generation rate, recovery rate, purity the programme is developed to meet the separate needs of differ-
level, and participation rate. Out of 14 interventions, two cam- ent groups (e.g., multi-unit dwellings).
paigns reported non-significant behavioural outcomes (Bernstad, Not a single intervention in our review conducted advanced
2014; Bernstad et al., 2013). For instance, Bernstad et al. (2013) multivariate segmentation analysis (Table 2) and evidence of
reported that door-stepping to disseminate information about food identification of groups sharing similar characteristics was not
waste recycling to residents in multi-family dwelling did not clearly reported in the majority of studies. Some evidence of tar-
impact their source-separation ratio over time. In fact, researchers geted approaches was reported. Targeting involves decisions
observed a decrease in source-separation ratios of food waste about which and how many of the identified segments to target
among the treatment group. On the other hand, the door-stepping (Dibb, 2017). The most common method of targeting was based
campaign implemented by Karkanias et al. (2016) produced posi- on dwelling type (n = 11). For instance, five studies targeted
tive behavioural outcomes, hence, suggesting the need for further multi-family dwellings (apartments), while six studies focused
research into the effectiveness of this strategy. In another quasi- on single-dwelling, detached homes. Only one study segmented
experimental study, Bernstad (2014) found that written informa- the audience based on socio-economic status, that is, high-income
tion about food waste recycling produced insignificant behavioural versus low-income households (Gillan et al., 2004). Apart from
outcomes (p > 0.01) when compared to waste-sorting equipment Woodard et al. (2001) and DiGiacomo et al. (2018), none of the
(p < 0.01). Households that received waste-sorting equipment studies segregated audiences based on age. DiGiacomo et al.
diverted 49% of food waste compared to 12% diversion rates (2018) targeted student residences while Woodard et al. (2001)
among participants who received an information brochure. The conducted interventions at retirement homes as well as private
remaining interventions produced positive behavioural outcomes residences. Socio-demographic information about the study sam-
in terms of waste diversion and participation rates through struc- ple (e.g., ethnicity, nationality, socio-economic status, gender,
tural modifications such as installing in-house waste-sorting equip- age, and housing composition) was provided by Bernstad et al.
ment (Bernstad et al., 2012), provision of green bins (Geislar, (2012, 2013), Bernstad (2014), and Bench et al. (2005), but none
2017; Li et al., 2017; Woodard et al., 2001), altering the location of these studies tailored their interventions based on socio-demo-
of communal bins (DiGiacomo et al., 2018), providing free or graphic characteristics reported.
subsidized compost bins (Aberg et al., 1996; Bench et al., 2005;
Gillan et al., 2004; Manomaivibool et al., 2018; McKay and
Consumer orientation
Buck, 2004), incentivized recycling schemes (Boonrod et al.,
2015; Li et al., 2017), and through behavioural commitment Target audiences are the cornerstone of social marketing pro-
(Gillan et al., 2004) (Table 1). grammes and a consumer-oriented approach ensures active
involvement of consumers at the outset of programme design
(Dooley et al., 2012; French and Blair-Stevens, 2006; Kreps,
Audience segmentation 1996). Multiple data sources and research methods can be used to
Segmentation enables practitioners to customize interventions collect consumer intelligence (French and Blair-Stevens, 2006),
for specific audiences rather than offer a “one size fits all” solu- but social marketing scholars emphasize the need to go beyond
tion (French and Blair-Stevens, 2006). Dividing a heterogeneous interviews and focus groups to understand how people live, work
population into smaller and manageable groups enables practi- and play (Dietrich et al., 2016; French and Blair-Stevens, 2006;
tioners to understand audience characteristics and needs (Dibb, Kim et al., 2019; Kubacki et al., 2015). Participatory approaches,
2017; Kitunen et al., 2019) and to tailor market activities and such as co-design can be applied to design a value-offering to
resources accordingly to maximize return on investment (Kubacki facilitate the desired behaviour change (French and Blair-
et al., 2015; Lee, 2017). Segmentation is evident when popula- Stevens, 2006; Kim et al., 2019).
tions are split according to single variables such as demographic, Only two studies were pre-tested in the early stages of pro-
geographical, psychographical and behavioural (Dietrich, 2017; gramme design. For instance, McKay and Buck (2004) pre-tested
French, 2017; Kubacki et al., 2015; Phillipson et al., 2016). More food digesters with residents to determine product feasibility for
complex segmentation analysis involves differentiating groups long-term use. The authors adopted the “plan–act–observe–
using multiple variables and data-driven techniques such as two- reflect” method to collect consumer feedback and refine the
step cluster analysis, latent gold analysis, k-means, hierarchical product. Food-digesters were pre-tested prior to distribution to
clustering, p-median clustering, or bi-clustering-based market project households. Similarly, the study by Manomaivibool et al.
Sewak et al. 7

Table 2.  Analysis of segmentation variables.

Study Segmentation variables

Demographic Geographical Psychological Behavioural


Bernstad et al. (2012) Rental apartment Urban  
Bernstad et al. (2013) High-density dwelling Urban  
Bernstad (2014) Rental apartment Urban  
Boonrod et al. (2015)  Urban  
Geislar (2017) Single-family home Urban  
Woodard et al. (2001) Private houses and retirement homes Rural  
Li et al. (2017) High-density dwelling (apartments) Urban  
Bench et al. (2005) Detached and semi-detached houses Urban  
Gillan et al. (2004) Socio-economic status, property ownership Urban  
Karkanias et al. (2016)  Urban  
McKay et al. (2004) Single-dwelling homes Rural  
Manomaivibool et al. (2018)  Rural  
Aberg et al. (1996) Semi-detached houses Peri-urban  
DiGiacomo et al. (2018) Multi-family dwelling, student residences Urban  

(2018) pilot-tested the efficacy of homemade Sa-wians (com- waste left on the ground and associated leakages, and flies being
posters) in 18 villages before rolling out the intervention to the attracted to the bins. Furthermore, non-participants in the study by
wider subdistrict. The authors conducted field observations, Li et al. (2017) cited inconvenience (long-distance to waste-station
stakeholder interviews and consumer surveys to investigate and inconvenient manning times) as the biggest challenge for
determinants of source-separation behaviour. The researchers them. McKay and Buck (2004) identified two physical barriers,
found that sa-wians (home composters) were more suitable to such as animal attacks and snowy weather, that affected the use of
households (i.e., hassle-free way to get rid of waste) than alterna- backyard food digesters. These authors found that food digesters
tive composting methods such as vermiculture, liquid compost were susceptible to bear attacks, hence, technical modifications
and biogas production. No evidence of co-designed preferred (such as a tight-fitting lid) were necessary to prevent spillage.
approaches (Dietrich et al., 2016, 2017b; Domegan et al., 2013; Space restrictions for storing waste-sorting equipment were identi-
Trischler et al., 2019) was reported in studies located within this fied as a barrier by Bernstad (2014). This insight was gained from
review. prior studies conducted by the author and served as impetus for the
design of a new behavioural intervention.

Insights
Competition
Formative research results in actionable insights (see Rundle-
Thiele et al. (2019b) who summarize a detailed formative research Barriers to behaviour change can be minimized by identifying and
study including an evidence review, surveys, expert interviews addressing external factors that compete for the audience’s time and
and co-design). Practitioners need to actively seek information attention (French and Blair-Stevens, 2006). This can be in the form
regarding what motivates the target audience, who and what influ- of direct competition (such as concurrent campaigns and marketing
ences observed behaviours, and what perceived and physical bar- activities by other organizations) (Kim et al., 2019) or indirect fac-
riers are evident. Insights, derived from either primary or tors (such as alternative behaviours) (Xia et al., 2016). An interven-
secondary sources, should reveal people’s feelings, motivations, tion is said to fulfil this benchmark if at least one competitive variable
needs or desires, and experiences associated with desired behav- has been analysed and reported (Kubacki et al., 2015). No interven-
iour (Kolodko et al., 2016; Kubacki and Rundle-Thiele, 2017; tion publication reported competition in our review.
Lee, 2017; The National Social Marketing Centre, 2011). Creative
and diverse methods of data gathering will increase depth of
Exchange
understanding and facilitate the development and implementation
of behaviour change approaches (Dibb, 2017). This criterion requires that practitioners conduct a thorough anal-
Our assessment indicates that four studies acquired new action- ysis of the benefits and costs (perceived and real) associated with
able insights as part of the pre-planning process. Karkanias et al. the proposed behaviour (French and Blair-Stevens, 2006).
(2016) identified technical and procedural difficulties associated Insights gained from the participatory research approach (such as
with the use of compost bins (e.g., problems with shredding, and co-design and pre-testing) can help practitioners design a value-
maintaining aeration and moisture) through participant interviews. package that customers find attractive and useful. This review
Sanitation problems were noted by Li et al. (2017) as the major considers exchange as a process whereby consumers make pay-
issue concerning multi-family dwelling residents. Households ments through tangible (e.g., money) or intangible (e.g., time)
were concerned about a foul smell emerging from waste bins, items in order to acquire something of value (Kim et al., 2019,
8 Waste Management & Research 00(0)

2020b; Kubacki et al., 2015). Exchange can be a single or recur- Actual products ranged from backyard composters and small
ring transaction to enable consumers to adopt and maintain bins (Aberg et al., 1996; Boonrod et al., 2015; Geislar, 2017;
desired behaviour (Kubacki et al., 2015). Gillan et al., 2004; Manomaivibool et al., 2018), communal com-
Five studies identified in this review explicitly mentioned a post bins (Boonrod et al., 2015; DiGiacomo et al., 2018), green-
value-offering for households. For instance, Gillan et al. (2004) cone digesters (Bench et al., 2005), customized animal-proof
offered a resource-pack comprising composting bin and kitchen- digesters (McKay and Buck, 2004), to custom-designed kitchen
scrap bin at a 55% subsidized rate (i.e., NZ$21.50). Participants in equipment to collect food waste (Bernstad, 2014). Kerbside
the study by Aberg et al. (1996) could purchase additional com- green-waste collection services were introduced by Woodard
posters at a low cost, although the price was not explicitly stated. et al. (2001) and Bernstad et al. (2012). Augmented products con-
Similarly, householders in the study by Bench et al. (2005) had the sisted of small-size scrap bins that stored organic matter before it
option of purchasing green-cone digesters from supermarkets is transferred to backyard composters or to green wheelie bins.
(actual price is not mentioned). In the study by Boonrod et al. Core benefits of decentralized composting were highlighted and
(2015), participants could receive US$7 for every tonne of organic communicated to households in some studies. This included eco-
waste deposited at recycle shops. On the other hand, Li et al. (2017) nomic benefits of composting (e.g., reduction in the purchase of
offered green points as incentives to households that separated garbage bags) (Gillan et al., 2004), environmental benefits (e.g.,
their organic waste. These green points could then be exchanged waste diversion from landfill, creation of biogas and fertilizer)
for valuable items such as eggs, dishwashing detergent, or services (Bernstad, 2014; Gillan et al., 2004), and personal benefits (e.g.,
such as sharpening knives or repairing insect screens for windows. useful end-product in the form of home compost and increased
Eggs were the most preferred item observed by the authors. One access to a waste-sorting facility) (Bernstad et al., 2012; Gillan
egg was worth three green points, and households were allowed a et al., 2004; Manomaivibool et al., 2018).
maximum of 10 eggs per month (Li et al., 2017).
(B)  Price

Marketing method The original 4Ps proposed by McCarthy (1994) consider price
Under this benchmark criterion, French and Blair-Stevens (2006) as the economic cost of obtaining a product or service (Lahtinen,
recommend that practitioners integrate all marketing mix ele- 2018). Using the utilitarian perspective, our review indicates that
ments within their interventions, while also ensuring that meth- only four studies conducted a cost–benefit analysis (Table 4).
ods and approaches are economically feasible and practically Gillan et al. (2004), for instance, offered a 55% subsidy for com-
sustainable. Previous systematic reviews, such as Kim et al. posting bin and kitchen scrap bin. Households could purchase the
(2019) and Kubacki et al. (2015), assessed interventions based on resource-pack for NZ$21.50 (retail value was NZ$47.90). Aberg
whether they offered attractive benefit packages (products), min- et al. (1996) initially provided composters free-of-charge, but
imized costs (price), made exchange convenient and easy (place), households also had the option of purchasing additional com-
and utilized media that was preferred by the target audience (pro- posters at a low cost (price not mentioned). Participants in the
motion). Though all elements are essential, Kubacki et al. (2015) study by Bench et al. (2005) could acquire green-cone digesters
suggests that an intervention will fulfil this criterion if a mini- from supermarkets, although the exact price is not disclosed. In
mum of two marketing mix elements are reported. the case of Manomaivibool et al. (2018), sa-wians (home com-
posters) were self-constructed by households at a minimum cost
(A)  Product/services (estimates were not mentioned).
It is worth noting that several studies freely distributed
Product comprises the value-package (tangible or intangible) items and provided free waste-collection services. For
that the target audience acquires during the exchange process instance, Geislar (2017) and Karkanias et al. (2016) did not
(Fujihira et al., 2015; Kubacki et al., 2015; Lee, 2017). This charge money for organics carts, kitchen pails, or compost
review adopts the product-classification system suggested by Xia bins. Similarly, McKay and Buck (2004) provided households
et al. (2016) that comprises: with animal-proof digesters free-of-charge. Households in the
study by Bernstad et al. (2013) and Bernstad (2014) did not
(a) Core product – core benefit(s) derived from performing have to pay for the special kitchen equipment used for organic
desired behaviour. waste. Finally, free waste collection services were provided by
(b) Actual product – tangible good or intangible service that DiGiacomo et al. (2018), Bernstad et al. (2012) and Woodard
facilitates desired behaviour. et al. (2001).
(c) Augmented product – supplementary goods and services that
enable the target audience to consume actual product and (C)  Place
engage in desired behaviour.
This benchmark requires that practitioners identify and select
Eleven interventions assessed in this review provided the target the most convenient location where exchange can occur (Kubacki
audience with some form of tangible item or customized services et al., 2015). The target audience must be able to easily access the
to facilitate waste separation and composting behaviour (Table 3). products and services needed to adopt or maintain desired
Sewak et al. 9

Table 3.  Analysis of products and services.

Study Type of product/services

Actual product/services Augmented product/services Core benefits


Gillan et al. (2004) Gardenwise composters (210 litres) Kitchen scrap bin (8 litres) •• Reduces the number
with twist off lid of rubbish bags that
households have to
purchase (one bag costs 50
NZ cents)
•• Generates compost that
can be used in backyard
gardens
•• Longevity of the landfill
(i.e., reduction in
household waste destined
for the landfill)
Geislar (2017) 64-gallon organics cart 2-gallon kitchen pail with  
locking lid
Bench et al. (2005) Green-cone digesters Kitchen caddy  
McKay et al. (2004) Inexpensive animal-proof digester  
Aberg et al. (1996) Backyard composter (type of  
composter distributed to
households was dependent on
household size)
Manomaivibool et al. Sa-wians (home composters) were • Hassle free way to get rid
(2018) selected due to their ability to of organic waste
accommodate continuous flow of   • Organic compost as end-
organic waste. product
DiGiacomo et al. (2018) Compost bins fitted at student  
residence and apartment building
Bernstad et al. (2012) Property-close waste-sorting Increased convenience for
services (households could dispose households (previously,
of bulky waste in a mobile-sorting tenants used to travel
facility, free of charge once a month) approximately 10 km to
dispose of household waste,
waste electric and electronic
equipment, and bulky waste
at the municipal waste-
recycling centre)
Woodard et al. (2001) Green wheelie bin for compostable  
materials
Bernstad (2014) Metal hanger and a vessel covered Environmental benefits
with paper bags to collect food waste of organic recycling (how
food waste will be turned
into biogas and used as a
substitution to fossil energy)
Boonrod et al. (2015) Organic waste collector tanks and  
small bins

behaviour (Xia et al., 2016). In the original 4Ps, McCarthy (1994) kitchen pails, food digesters, organics carts) and education mate-
elaborates that place can include either physical or virtual outlets rials (e.g., information brochures or leaflets) were delivered
that facilitate direct exchange (Lahtinen, 2018). directly to the resident’s home by project worker(s) in 10 studies
In our assessment, the targeted behaviour involved onsite (Aberg et al., 1996; Bernstad, 2014; Bernstad et al., 2013;
waste-separation and composting. Therefore, it was noted that all Boonrod et al., 2015; DiGiacomo et al., 2018; Geislar, 2017;
interventions directly interacted with the audience at the residen- Gillan et al., 2004; Karkanias et al., 2016; McKay and Buck,
tial area. To increase convenience, property-close green-waste 2004; Woodard et al., 2001). Households also had the option of
collection services were provided to households in three studies purchasing composting bins from supermarkets (Bench et al.,
(Bernstad et al., 2012; DiGiacomo et al., 2018; Woodard et al., 2005) or acquiring it from the Council Office (Geislar, 2017), and
2001) and one study focused on student residences (DiGiacomo these are considered to be strong examples of application of
et al., 2018). Composting resources (e.g., compost bins and place. In the study by Manomaivibool et al. (2018), sa-wians
Table 4.  Summarized intervention assessment results.
10

Authors /country Social marketing elements

Intervention(s) Targeted Behaviour Audience Consumer Insight Competition Exchange Marketing mix Theory Stakeholders
behaviour change segmentation orientation
objective Product/
service Price Place Promotion

Aberg et al. (1996) Home Home ✓ ✓    ✓ ✓ ✓ ✓ ✓ ✓ ✓


(Sweden) Composters composting
Bernstad et al. (2013) Door-stepping Source- ✓ ✓       ✓ ✓  ✓
(Sweden) campaign separation
Bernstad (2014) I1: Information Source- ✓ ✓  ✓   ✓  ✓ ✓  ✓
(Sweden) brochure separation
I2: Waste-sorting
equipment
Bernstad et al. (2012) Property-close Source- ✓ ✓     ✓  ✓   ✓
(Sweden) collection system separation
Bench et al. (2005) (United Green cone food Backyard ✓ ✓    ✓ ✓ ✓ ✓ ✓  ✓
Kingdom) digesters composting
Boonrod et al. (2015) I1: Organic waste Source- ✓     ✓ ✓  ✓ ✓  
(Thailand) collector tanks separation
I2: Education,
small bins, and
flag of honour
I3: Economic
incentive for
depositing organic
waste
DiGiacomo et al. (2018) I1: Alter location Composting ✓ ✓     ✓  ✓   
(Canada) of compost bins and recycling
at multi-family
dwelling
I2: Alter location
of compost bins at
university student
residences
Geislar (2017) (United Curbside organics Source- ✓ ✓     ✓  ✓ ✓ ✓ ✓
States) cart and Norms separation
Communication (organic
recycling)
Gillan et al. (2004) (New Compost bin Backyard ✓ ✓    ✓ ✓ ✓ ✓ ✓  ✓
Zealand) and Behavioural Composting
Commitment
Karkanias et al. (2016) Door-to-door Home ✓   ✓     ✓ ✓  
(Greece) awareness composting
campaign
Li et al. (2017) (People’s Incentivized Source- ✓ ✓  ✓  ✓   ✓ ✓  ✓
Republic of China) recycling separation
scheme
Waste Management & Research 00(0)

(Continued)
Table 4. (Continued)

Authors /country Social marketing elements


Sewak et al.

Intervention(s) Targeted Behaviour Audience Consumer Insight Competition Exchange Marketing mix Theory Stakeholders
behaviour change segmentation orientation
objective Product/
service Price Place Promotion

Manomaivibool et al. Home Source- ✓  ✓    ✓ ✓ ✓ ✓  ✓


(2018) (Thailand) composter separation
(Sa-Wians)
McKay et al. Inexpensive Backyard ✓ ✓ ✓ ✓   ✓  ✓   ✓
(2004) (Canada) Animal-proof composting
digester
Woodard et al. (2001) Green wheelie Source ✓ ✓     ✓  ✓ ✓  ✓
(United Kingdom) bin separation
11
12 Waste Management & Research 00(0)

Direct Markeng (n = 7) Print Media (n = 9) Campaign or Product

Media Type
Communicaons Mix

Brand Posioning
[e.g. door stepping, [e.g. pamplets/leaflets, Name (n = 3)
public meeng] posters, brochure, [e.g CROWN scheme,
composng guidebook] 'Around Again',
Public Relaons (n = 2) Gardenwise Composter]
[e.g. publicity, contest] Social and Digital Media
(n = 3) [e.g. social media,
Sales Promoon (n = 3) video, Council's Rotline
[e.g. instore promoon, Number]
green points, flag-of-
honour] Mass Media (n = 1)

Adversing (n = 0)

Figure 2.  Analysis of promotional strategies.

(home-composters) were self-created and installed by house- Again” campaign by Bernstad (2014). Only one study mentioned
holds within their backyards. a branded product in their campaign (Gillan et al., 2004).

(D)  Promotion
Theory
This criterion considers the communication tools and tech- Interventions can use behaviour change theory to inform and
niques marketers can use to promote desired behaviour (Lahtinen, guide the methods mix (French and Blair-Stevens, 2006). Theory
2018). Nickels et al. (1997) suggest that an integrated marketing offers insights into the mechanisms of action (mediators) and
communications mix can be utilized by social marketers which moderators of change, as well as reveal the a priori assumptions
include strategies such as advertising, direct marketing, sales about human behaviour and what influences it (Davis et al.,
promotion, public relations, personal selling, and word-of-mouth 2015). Theories can guide intervention design and in return, the-
communication (Lahtinen, 2018). Interventions can use diverse ory-based interventions provide empirical tests of its efficacy
promotional tools to raise awareness, enforce messages, or to (West et al., 2019). Additionally, theory can be used to examine
promote social marketing activities (Kubacki et al., 2015). or evaluate social programmes (Kim et al., 2019). Only two stud-
In our review, 11 studies utilized some form of promotional ies in this review utilized theory. Social norms theory, which con-
strategy (Figure 2). Additional details of the fusion of communica- siders human behaviour to be a constant interaction between
tion mix, media type, and brand positioning by each intervention social context and psychological state, was tested in the study by
are provided in the Supplementary Online Material (Table S1). Geislar (2017). Aberg et al. (1996) adopted the theory of repeated
The most common communication approach included public behaviour that categorizes behaviour into at least two stages –
meetings (n = 4) and door-stepping (n = 3). Incentives (such as initiation and persistence – and postulates that the determinants
green points) and rewards (such as flag-of-honour) were offered of initiation and persistence are different.
by Li et al. (2017) and Boonrod et al. (2015), respectively. Only
one study (Geislar, 2017) used mass media (i.e., radio) to inform
the target audience about its campaign. Print media was com-
Partnerships (stakeholder involvement)
monly used, exemplified in the form of leaflets, brochures, pam- This review expands on the original SMBC by considering the role
phlets, information materials (e.g., composting guidebook), and and contributions made by stakeholders during programme design,
newspaper articles. Only three studies utilized technology. For implementation and/or evaluation. Consultation and partnership
example, in the study by Manomaivibool et al. (2018), partici- with local authorities, council leaders, and community organiza-
pants were encouraged to upload pictures of their sa-wians tions are beneficial during the programme development stage
(homemade composters) on a social media group. A video (Sharp et al., 2010). Partners can also add value by increasing target
explaining a waste-management scheme was used during public audience participation (Xia et al., 2016). Several studies in our
meetings in the study by (Woodard et al., 2001) and also exhib- review worked with local authorities and councils (see Table 5) to
ited, alongside information materials, at council offices and implement or evaluate the programme (n = 10). In some cases (n =
libraries in the area. Finally, in the study by Gillan et al. (2004), 3), the waste interventions were conceived and implemented by the
study participants were provided with the Council’s Rot-Line Council (Li et al., 2017; Manomaivibool et al., 2018; Woodard
number to seek advice or technical support. In terms of brand et al., 2001), whilst in four studies, the Council provided bins and
positioning, two studies used a brand-name for their campaign – information materials (Bernstad, 2014; Bernstad et al., 2012, 2013;
“CROWN scheme” by Woodard et al. (2001) and “Around Gillan et al., 2004). Council provided project funding in the study
Sewak et al. 13

Table 5.  Analysis of partner contributions.

Study Name of partner(s) Partner contributions


Gillan et al. (2004) Dunedin City Council Provision of bins and information materials
Woodard et al. (2001) Wealden District Council CROWN scheme was set up by the Council
Li et al. (2017) Nanjing Municipal Government Council Office (through the Community
Committee) launched the ‘Nanjing Green
Account Scheme” which rewards residents
with electronic points based on their
waste sorting behaviour. A public–private
partnership was formed between City
wards and Company A at approximately
20RMB($2) per household per year. Company
A conducted publicity of the scheme, waste
collection and sorting operations, and
transportation to processing sites
McKay et al (2004) Seguin Township Council Seguin Township Council approved the
project and its budget. The Waste Diversion
Organization provided 75% of the funding
for pilot project which will invested in
labour, administration, materials, and
transportation. The Township of Seguin
provided the rest of the funding which was
used for materials administration and
equipment
Manomaivibool et al. (2018) Chiang Rai Provincial Administrative CR PAO sponsored and promoted the CRZW
Organization (CR PAO) scheme. After pilot testing in 18 villages,
the scheme was mainstreamed to other
villages in the subdistrict. A memorandum of
understanding was signed between CR-PAO
and village-head and mayor of municipality
of sub-district administrative organizations
to share the responsibilities of the CRZW
scheme and use the village as a learning
centre for respective districts
Aberg et al. (1996) Municipality of Goteborg, Chalmers Planning, implementation and testing of
University of Technology, Goteborg home composters were carried out by
University the Municipality of Goteborg, Chalmers
University of Technology, and Goteborg
University. Multiparty cooperation enabled
the real-life testing of new waste-
management technology and identify local
methods of treating compostable waste
Bernstad et al. (2013) Municipality (name unknown) Information officers employed by the
municipality interacted with households and
informed them about environmental benefits
of food waste recycling and how food waste
will be treated after collection
Bernstad et al. (2012) Municipality (name unknown) Municipality collected and transported all
waste fractions in study area
Bernstad (2014) Municipality (name unknown) Papers bags for food waste separation were
distributed by the municipality. Additional
bags could be collected from recycling
building at any time
Bench et al. (2005) West Sussex County Council Council promoted the green-cone waste
digesters in supermarkets
Geislar (2017) Costa Mesa Sanitary District (CMSD) Field experiment was conducted in
partnership with the CMSD

CRZW: Chiang Rai Zero Waste.

by McKay and Buck (2004), and in three studies (Bench et al., Discussion
2005; Li et al., 2017; Manomaivibool et al., 2018), the Council
sponsored and promoted the programme and/or products (e.g., Behavioural interventions using non-coercive mechanisms to
green cone waste digesters, sa-Wians, and green account scheme). induce desired behaviour are less stigmatizing (Stern, 2020).
14 Waste Management & Research 00(0)

Voluntary approaches to influence source-separation, compost- interventions implies the prevalence of a traditional expert-driven
ing and recycling behaviour were identified in this review. approach. Audience-oriented approaches incorporate a bottom-
Programme strategies ranged from provision of free or subsi- up philosophy so that programmes are customized for the audi-
dized composting bins or food-waste digesters, norms communi- ence (Dietrich et al., 2016). There is a paucity of information in
cation, structural modifications, incentivized recycling schemes, the published literature regarding consumer perspectives of recy-
to awareness-raising. The most statistically significant behav- cling (Jesson, 2009). This aspect of inquiry is important because
ioural impact was observed among interventions that modified householder needs may vary from one locality to another (Purcell
the built environment by introducing inhouse waste-sorting and Magette, 2011) and there is evidence to suggest that blanket
equipment (Bernstad, 2014), a property-close collection system approaches are less effective (Panaretou et al., 2017). The pre-
(Bernstad et al., 2012; Li et al., 2017), or kerbside green-waste planning stage also requires the acquisition of consumer intelli-
collection services (Geislar, 2017; Woodard et al., 2001). This gence (insights) from multiple sources. Actionable insights can
finding is in alignment with reports from a meta-analytical study originate from primary research (e.g., participatory research
of 70 recycling interventions that identified social modelling and design) or acquired through formative research (Kubacki et al.,
environmental alterations as the most effective techniques 2015; Rundle-Thiele, 2009). Few interventions conducted in-
(Varotto and Spagnolli, 2017). Additionally, interventions that depth audience analysis through primary (n = 2) and formative
provided composting bins or food digesters recorded positive research (n = 4). In the absence of consumer-oriented research,
source-separation behaviour (Aberg et al., 1996; Bench et al., practitioners run the risk of forfeiting realistic insights into fac-
2005; Manomaivibool et al., 2018; McKay and Buck, 2004). tors that motivate, prevent (barriers), or are superior to competing
Social interventions such as behavioural commitment (Gillan alternatives. Very few interventions (n = 4) identified factors that
et al., 2004) and norms communication (Geislar, 2017) also gen- directly or indirectly affected desired behaviour (i.e., competitor
erated positive behavioural impact; however, the impact size was analysis). Without such insights, it would be difficult to create
smaller when compared to structural interventions. consumer-oriented exchange offerings that motivate and sustain
Careful analysis of programme design reveals an average use source-separation and composting behaviour.
of three out of eight (with 0.25 points allocated to the 4Ps) social Behaviour-change theories were rare in the interventions we
marketing elements, skewed mainly towards behaviour change reviewed. Only two theories emerged from our review: theory of
and utilization of marketing mix elements (product, place, and repeated behaviour (Aberg et al., 1996); and social norms theory
promotion). None of the interventions fully addressed the SMBC (Geislar, 2017). This poses as an opportunity for waste practi-
criteria, which is concerning given that behaviour change is more tioners to use socio-ecological theories to explain why certain
likely when more social marketing elements are used (Carins and phenomenon occur (Kim et al., 2019) and to test mediators and
Rundle-Thiele, 2014; Kim et al., 2019; Xia et al., 2016). moderators of behaviour change (Davis et al., 2015). Behavioural
Interventions that incorporated marketing mix elements such as outcomes are more likely to be achieved when interventions
place (convenience) and products/services, along with insights, focus on the causal determinants of both behaviour and behav-
theory, and exchange were found to positively influence source- iour change (David and Rundle-Thiele, 2019). For instance, the
separation behaviour. For example, Bernstad (2014) used insights theory of reasoned action is commonly used to test constructs
from previous studies to empirically test a custom-fitted waste- such as attitudes, subjective norms and behavioural intention;
separation equipment that proved to be more effective than an however, it is criticized for focusing on individual-level factors
awareness-raising campaign. Similarly, McKay and Buck (2004) (Bortoleto et al., 2012). Holistic models such as motivation–
used formative research to pilot-test and modify food-waste opportunity–ability–behaviour have been used recently to explain
digesters before widescale dissemination. Product modifications the impact of both intrinsic and extrinsic factors on behaviour (Li
through pre-testing proved beneficial as programme results et al., 2019; Parkinson et al., 2016; Zhu, 2016). Given that the-
showed that the treatment group was generating 52% less waste ory-driven campaigns can deliver positive behaviour outcomes
than the control group. Similarly, Li et al. (2017) used insights (Kim et al., 2020a; Schuster et al., 2016), future designers of
from field observations and participant interviews to modify a composting interventions may consider utilizing and testing the
property-close collection system and incentivized recycling efficacy of behavioural theories.
scheme. An average of 0.62 kg/household/week waste diversion Another notable gap is the limited use of the segmentation
rate was observed by Li et al. (2017). Findings from this review process outlined in Dietrich et al. (2017a). While some evidence
are in line with earlier studies that indicate that programmes of targeting based on a single variable was evident (Boonrod
infused with a higher number of social marketing elements are et al., 2015), the adoption of data-driven segmentation profiling,
more likely to deliver behaviour change (Carins and Rundle- such as two-step cluster analysis (Arli et al., 2017; Dietrich,
Thiele, 2014; Kim et al., 2019; Kubacki et al., 2015; Xia et al., 2017; Gomez et al., 2018; Gray and Bean, 2011; Kim et al., 2019;
2016). Poortinga and Darnton, 2016; Tkaczynski et al., 2016; Yeh et al.,
The application of a user-centric approach was assessed using 2017) to identify homogeneous groups in a heterogeneous popu-
three benchmarks – consumer orientation, segmentation and lation was not reported in interventions identified in this review.
insight. The absence of co-design and pre-testing among 12 Interventions in our review predominantly targeted groups based
Sewak et al. 15

on a selected characteristic, such as housing type or location, would, otherwise, provide a robust overview of the different
which overlooks differences that exist in the population. The types of waste-management interventions. Future researchers can
Waste and Resources Action Program recommends that local utilize SMBC to assess interventions reported within the grey lit-
authorities focus on specific audiences and hard to reach groups erature. Findings from such informal, yet systematic, assess-
(Jesson, 2009). Subgroups can be identified through analysis of ments would benefit both social marketing and waste management
past behaviour (e.g., the use of recycling facilities, access to literature and practice. Secondly, this study did not consider com-
recycling containers or drop-off sites, and respondent’s willing- munity-level composting interventions (for instance, neighbour-
ness to give time to recycling), or insight into perceived personal hood schemes or school composting programmes) as it adds a
and social benefits (e.g., reasons for recycling, what motivates layer of complexity to programme analysis given the diversity in
them, and what would motivate them to recycle more) (Jesson, the target audience, sample size, and programme dynamics.
2009). Additionally, this study did not conduct an upstream-level analy-
Furthermore, the design of products/services may require sis of waste-management policies and the role of high-level
greater input from the target audience. In our review, only two authorities. Furthermore, this review overlooks the monitoring
out of eight interventions used participatory-action-research and and evaluation aspect of programme design. This is currently a
pre-tested with the target audience (Manomaivibool et al., 2018; limitation of the SMBC framework, as acknowledged by Xia
McKay and Buck, 2004). The exchange theory suggests an et al. (2016), which can be expanded by future scholars. Finally,
inquiry into potential rewards and benefits derived from desired this review found heterogeneity in behavioural metrics. This
action and the associated barriers and personal costs (Jesson, indicates a lack of consistency in outcome evaluation methods to
2009). This is possible through participatory research that pro- report behaviour change. The importance of using measurable
vides realistic insights into user needs and preferences. Results behaviour outcome and reporting these measures has been raised
from this review indicate the lack of consumer-oriented approach by previous studies (Kim et al., 2019; Rundle-Thiele et al.,
and acquisition of first-hand consumer insights to fully under- 2019a). Given that meta-analysis can provide an in-depth under-
stand the barriers associated with desired behaviour. Social mar- standing of what strategy is better in changing behaviour, our
keting scholars acknowledge that a vacuum exists within the review suggests that future studies apply at least one behavioural
consumer-oriented co-design and co-production literature and outcome across interventions (e.g., weight of waste composted
practice (Dietrich et al., 2016). Practitioners can collaborate with per week).
the target audience and stakeholders to co-create (co-design and
co-produce) an ideal marketing mix (product, price, place or dis-
Conclusion
tribution channels, and communication mix) that will facilitate or
increase the uptake of desired behaviour (Chammas et al., 2020; Social and behavioural scientists acknowledge that householder
Christie and Waller, 2019; Dietrich et al., 2017b; Domegan et al., behaviour is multi-faceted and conversion of problematic behav-
2013; Kim et al., 2020b; Trischler et al., 2019). iours (e.g., burning or dumping waste) into pro-environmental
Traditional communication media were more prevalent within actions (e.g., committed recycling) requires creative and sus-
the waste-management literature analysed in this review. The tained efforts from change agents or key influencers. Campaigning
most popular communication strategies included public meet- may trigger participation but more advanced strategies are
ings, seminars, and door-stepping. Printed materials such as leaf- required to transform behavioural intentions into habits. Our sys-
lets, brochures, and newspaper articles were also identified as the tematic review indicates an underrepresentation of six bench-
preferred type of media. Social and mass media were rarely marks within waste management interventions: behavioural
selected as a communication channel and none of the interven- theory; consumer-orientation; insights; competitive analysis;
tions reported use of advertising. This finding is consistent with price/cost analysis; and exchange. Addressing these inter-linked
an earlier systematic review by Jesson (2009) that recycling mar- benchmarks are crucial during the pre-planning stage. Formative
keting is predominantly knowledge and awareness based. There research, in particular, helps to generate insights from users,
is much scope for waste-management practitioners to explore experts, and stakeholders before programmes and solutions can
and apply contemporary communication methods that are inter- be customized for the target segment. Stakeholder consultation
active and engaging, and more importantly, co-designed with the provides unique insights into operations and feasibility, and
target audience. There is a need for better targeted and personal- endorsement opportunities. Participatory approaches, which are
ized campaigns that address specific barriers and household considered useful methods in understanding user needs and per-
dynamics (Jesson, 2009) and communicate messages that reso- spectives, were absent in 86% of interventions. Finally, we noted
nate closely with the audiences’ lives (Shawky et al., 2019). low adoption of digital marketing platforms, such as social and
mass media, in this review. This presents a significant opportu-
nity for future waste-management research and practice.
Limitations and future research
A major limitation of the current review is the exclusion of non- Acknowledgements
peer-reviewed studies (for example, corporate or technical The authors acknowledge the feedback received from Doug
reports, media articles, social blogs, and Internet articles) that McKenzie-Mohr during the writeup of this manuscript.
16 Waste Management & Research 00(0)

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