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Linda Dégh and Andrew Vázsonyi - Memorate and Proto Memorate
Linda Dégh and Andrew Vázsonyi - Memorate and Proto Memorate
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LINDA DEGH and ANDREW VAZSONYI
MANY STILL HOLD VALID the first definition of fmemo.rate proposed by Carl Wil-
helm von Sydow in his assertion that there was a need to distinguish from legend
a category of material which, although "in a way related" to the genre, exhibited
neither poetical (dichterischen) characteristics nor tradition. These reproductions
of people's "own, purely pers'onal experiences" he decided to call Memorate.'
All later considerations relate to this classic formulation, and most folklorists
have accepted it as is, questioning at most only a few parts of it. We do not
know of anyone who has objected to von Sydow's definition in its entirety or in
its major parts. For example, no one has raised these questions: does this scrupu-
lous segregation of the memorate from other genres carry some major theoretical
importance or--even if this sounds somewhat peculiar (if not altogether absurd)
-does the memorate exist at all in the form in which it is described?
Scholars seem to have followed von Sydow's advice, making sharp distinctions
between the memorate and all narrational forms, from which, in our view, it
need not or in fact cannot be distinguished. Primarily, of course, they differen-
tiate it from the fabulate. And the memorate is also set off from the legend."
Further, the memorate has been said not to belong to folklore at all, because it
does not possess folkloristic traits. It has even been differentiated from lesser
related prose genres, such as the memory legend, the fict, the recently identified
Stereotyp,' the Sagenbericht (legend account), the Erlebnisbericht (experience
report), the pseudo- and quasi-memorate, the Sagenmemorate (legend-memorats),
and the Chroniknotiz (chronicle note). Legend experts deemed it their duty to ex-
amine the masses of collected materials to see whether they could trap a hidden
memorate in them in order to remove it from a corpus conceived of as otherwise
worthy of folklore analysis. Tillhagen suggested leaving memorates out of the
1 The memorat and fabulat terms were first introduced by von Sydow in his "Kategorien der
Prosa-Volksdichtung" published in Volkskundliche Gaben John Aleier zum siebzigsten Geburts-
lage dargebracht (Berlin and Leipzig, 1934), Pp. 253-268. Later it was reprinted in von Sydow's
Selected Papers on Folklore (Copenhagen, 1948), 60-88.
2 Juha Pentikiiinen declares that memorate is not a subconcept of the legend, in "Grenzprob-
leme zwischen Memorat und Sage," Temenos 3 (1968), 141.
a Ibid., z6I.
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226 LINDA DEGH and ANDREW VAIZSONYI
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THE MEMORATE AND THE PROTO-MEMORATE 227
O Christiansen, 5.
"o Gunnar Granberg, "Memorat und Sage. Einige methodis
chende Sagenforschung, ed. Leander Petzoldt (Darmstadt, I9
n Gotthilf Isler, Die Sennenpuppe (Basel, 1971), 24.
12 Juha Pentik~iinen, "Quellenanalytische Probleme der relig
(I970), 115.
" Lip6t Szondi, Experimentelle Triebdiagnostik (Bern, I947), I4 and elsewhere.
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228 LINDA DEGH and ANDREW VAZSONYI
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THE MEMORATE AND THE PROTO-MEMORATE 229
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230 LINDA DEGH and ANDREW VAZSONYI
her: we asked our friends and colleagues to furnish us wi
they readily did. We collected more than a hundred va
Yugoslavia and from New York to California. It turn
mother is a very popular character on both continen
everywhere, on "the next street." Respondents would p
very little urging. Hearing about this narrative, a fell
sional meeting in Germany last fall called out in surp
deed? My daughter just came back from a vacation t
about it as a true event, and I believed it really happ
from a relatively small area, here are the introductory
Indiana variants: "Well, I heard this true story from
pened to her friend's family"; "It was supposed to have
of a local doctor and his family"; "His mother heard it
lady who was involved in the event"; "It happened
swears this story is true. She heard it from her cous
Parallel versions relate the event without reference to
al involvement (all quotations are from our ms. colle
cerns a fairly wealthy Polish couple" (Poland); "What
horrible but true story that can be found in a German
(Germany); "A married couple in West Germany .
Slovenian family traveled by auto . . ." (Croatia); "Shor
Second World War, when money for travel was very
bridegroom .. ." (England); "A young lawyer on his h
taking his mother-in-law along" (Switzerland). The eq
sonal and impersonal introductions to this story seem
spondents like to switch what they originally heard i
first. This means, in general terms, that some people like
if we admit that the "creative fantasy" is as important
the faithful transmission of oral materials, we also have t
who apply free variation to the received material act
poetica of its artistry. The members of the memorat
whom something is always happening. The memor
question travels through the appropriate "memorate-co
By now, it might be clear why we said that we know
could not find memorates traceable through more than
toire of Marina Takalo and why neither we, nor any
memorates, either. If a witness in a court of justice s
myself," his confession will be formally recognized as
only on his trustworthiness. If, however, his evidence
said that he saw it," its probative value is significantly
timony that "a friend said that his friend said" can
value at all in the court. Yet, testimony was not invented
or civil procedure; it was just applied by it as a tradit
of the human sense of justice. "Is there proof?" would
of the audience of every narrative labeled as "true."22
22 The proofs according to Peuckert (p. i i) are the testimonies o
earwitnesses of an event.
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THE MEMORATE AND THE PROTO-MEMORATE 231
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232 LINDA DEGH and ANDREW V/AZSONYI
prove its suggestions in this "de-magicised" (Max Weber's term) modern world
but which does not even try to do so? It would seem, then, that the folk, the
legend-bearing folk, might not totally accept the beliefs expressed in legends
and do not even try to convince anybody else to believe. But perhaps we should
not go that far.
Let us assume unconditionally that the folk do believe unconditionally in their
own folk belief. If this is so, there must be a reason for it. We are not talking
about the socio-psychological bases of folk belief but rather about its visible
structure, its mechanism. The believer, who gives credence to folk beliefs, super-
stitions and extraordinary events-a specific kind of "homo religiosus'""-thinks
or assumes that the subject of his belief is true, that is, attestable. What kind of
proof should be obtained? First-hand perception, above all; especially in relation
to "empirical beings.""27 However, how many people could possibly have seen,
for example, the hitchhiking female ghost in a white dress on East Chicago's
Cline Avenue?28 Certainly many fewer than those who have only heard the
fabulate about her and who, to some degree, gave credence to it and retold it to
others. What is the foundation of the belief of the majority, then? The evidence
of eyewitnesses who are, presumably, not known to everyone. Every believer as-
sumes that someone must necessarily have first-hand information about the
ghost, otherwise how could people have knowledge about her? Someone must
have seen her and reported to others his personal experience. Who can not rec-
ognize in this the decisive thesis of the definition of the memorate?
Von Sydow himself stated29 that the memorate often turns into a fabulate.
This was also confirmed by Granberg, who writes about the reciprocal influence
between the two genres, by Honko, and by R*hrich, who calls memorates the
"prelude to the legend.""3 The transformation of memorates into fabulates is,
of course, only a possibility, for memorates can meet diverse fates. It is a rule,
though, that each fabulate, as well as every other narrative that requires credence
or the pretense or at least the possibility of belief as its ingredient, is based on
either a truly existing or an assumed memorate, pseudo-memorate, quasi-memo-
rate, Ich-Bericht, Erinnerungssage, or something similar. An undemonstrable
legend is no legend at all. One must postulate that every fabulate is based on a
memorate. This postulative memorate we term the proto-memorate.
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THE MEMORATE AND THE PROTO-MEMORATE 233
" Wayland D. Hand, "Status of European and American Legend Study," Current Anthropol-
ogy 4 (1965), 443; Tillhagen, 9.
3 Vilmos Voigt, A folkldr esztitikdj'irdl [On the Esthetics of Folklore] (Budapest, 1972).
* "Die Volkssage als Kunstwerk," Niederdeutsche Zeitschrift fir Volkskunde 7 (1929), 129-
143, 230-244. Reprinted in Vergleichende Sagenforschung, 21-65.
35 Ibid., 56.
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234 LINDA DEGH and ANDREW VdAZSONYI
rative part, reducing the often lengthy stories to their "es
wonders what precious material has been mercilessly discard
filled voluminous books and archive drawers with "superstiti
deprived of their identity. These items, retold by the collector
emasculated fabulates, are practically useless for any kind of
ation, but they allow the legend specialist to recognize the r
tual narratives. Here are two examples.
Mrs. Montgomery remembered what an old servant of theirs in
The servant, Aunty Jenny, lived near a graveyard, and she would
so tired because the witches came out of the graveyard at night a
long."8
The brother of one of my informants is a living example of people who can see
hants. One night he and a friend were walking down the road, when he looked up
ahead and saw the hant of a person who recently died. He started edging over to the
side of the road, telling his companion that Old Man Smith had to pass. His com-
panion did not believe that Smith's hant was walking down the road. When, however,
my informant's brother said that the hant was passed by, and that his companion could
see him by looking over his left shoulder, the doubting person declined. Thus we miss
corroborating testimony from another observer."8
Through this kind of publication philosophy a vicious circle was created, from
which the memorate could not escape. Because the memorate was not approached
as artistic folk poesy, it was carelessly recorded and, consequently, these frag-
mentary notations do not exhibit artistic skills. Therefore, a search for the cri-
teria of poetical character will be unsuccessful unless more recent, authentic col-
lections are consulted. Unfortunately, even today not enough reliable verbatim
legend recordings reflect the style of the folk rather than the artistic and scholar-
ly competence of the folklorist, but at least the rare authentic collections do
not exhibit the bleak, poor view of the early decades of the century. Even so,
Cistov is still reluctant to find a place for the legend among the truly artistic
expressions of the folk. He compares this genre to the applied fine arts that
create artistic exteriors for practical objects."
In our endeavor we consulted about a dozen of the more reliable legend col-
lections, concentrating all our sensitivity on the discernment of poetic features in
the fabulates and the determination of their absence from the memorates. One of
the texts reads, "I was a little boy at that time," and contains the experience of
the neighbor. It is a very brief memorate, six lines in all, with no real trace of
artistry in it.'" In another text, the event is temporally placed in the vague
"6 Linda Degh, "The Systematic Ordering of the Hungarian Legends," Tagung der "Interna-
tional Society of Folk Narrative Research" (Antwerp, 1963), 66-67. Also Lauri Honko, "On the
Functional Analysis of Folk-Beliefs," IV. International Congress for Folk Narrative Research,
ed. G. A. Megas (Athens, 1965), 168-178.
" Popular Beliefs and Superstitions from North Carolina, ed. Wayland D. Hand, in The
Frank C. Brown Collection of North Carolina Folklore, vol. 7 (Durham, 1964), II5.
88 Ray B. Browne, Popular Beliefs and Practices from Alabama (Berkeley and Los Angeles,
1958), 196.
9 Cistov, 33.
40 Lauri Simonsuuri and Pirkko-Liisa Rausmaa, Finnische Volkserzihlungen (Berlin, 1968),
No. 173.
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THE MEMORATE AND THE PROTO-MEMORATE 235
,' Ibid.
'* Ibid.
No.,"92.
Leonard Roberts, South from Hell-fer-Sartin: Kentucky Mountain Tales (Lexington, 1955),
" Nos.
eifel 4061966).
(Bonn, and lo83, for example, in Matthias Zender, Sagen und Geschichten aus der West-
" Ibid., Nos. 1041, 1o48, 1113, and 1124.
, Reidar Th. Christiansen, Folktales of Norway (Chicago, 1964), Nos. 9C, 22B, and 41.
,7 Linda Degh, Folktales of Hungary (Chicago, 1965), Nos. 45, 46, and 50.
' Ibid., No. 55.
'" Katherine Briggs, A Dictionary of British Folk Tales (Bloomington, Ind., 1971), part B.
Folk Legends, vol. i, 363-365.
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236 LINDA DfIGH and ANDREW VAZSONYI
This random selection from an enormous body of material was
than a spot check to help answer the question, "Is it feasible to
aesthetic-value distinction between the fabulate and the memora
in all honesty, was negative, because none could be produced. It d
to substantiate what we had already guessed: identification and
ment of "poetic character" depend greatly on personal taste and
of mind. As coauthors we tried to come to agreement through
sions and inconclusive arguments, until we had to give in and
futility of tracking down objective criteria through subjective appr
Yet, we have found many irregular fabulates and memorates
them, although the introductory words "Once upon a time" prom
al tale, a lege artis fabulate follows this Miirchen invocation. Oth
like perfectly regular memorates, with scrupulous reference to the
chain of informants, only to find a third-person story of the third
chain following the memorate introduction. We have read a fab
cludes with this comment: "I heard it from my aunt"; would this st
the story retroactively into a memorate? We have also encounte
whose teller gives the word to someone else, who recounts a f
frame of the memorate. Many raconteurs began their stories wi
said that in the cemetery of N . . ." and, finishing the event, co
have heard this so many times that I decided to go and see for m
a legend account is verbalized in so many ways, it is difficult to pla
lar narratives that defy definition. As long as society needs lege
ways discover new transitional forms and uncommon conglome
also invent new names for each. Faithful to folkloristic tradition
gest the terms memorato-fabulate or fabulato-memorate, perha
late, quasi-fabulate, local fabulate, migratory memorate, but with re
fear someone might find them appealing.
"Poetical character," however, is not the only postulate in the
nition and possibly not even the most important. Let us conside
postulates. If there are narratives that conform to all postulates
poetic character, it will be easy to find out what "poetic charac
it will be what is absent in all those narratives considered to be memorates in
agreement with the other postulates. However, as we already saw, the "personal
experience" postulate-maybe because of an improvement in collecting methods
or a reconsideration of earlier principles--came to a crisis. The "personal ex-
perience" became liberalized and turned into the experience of twice, thrice, or
four-times removed individuals. Plausibly the transmission chain might consist
of a much greater number of persons, whose number could not even be deter-
mined. Therefore, "personal experience" is not acceptable as a valid determinant.
Luckily, however, there are other criteria in the definition besides these two, and
they perhaps will prove more reliable and more helpful in an attempt to rescue
the Sydowian definition from total devastation. With their clarity one might be
able to reconstruct the meaning of its obscure parts.
Let us scrutinize von Sydow's definition further. The memorate is not only
someone's "own experience," it is also the "purely personal" (rein persinlich)
relation of the experience. What does "purely personal" mean? Something that
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THE MEMORATE AND THE PROTO-MEMORATE 237
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238 LINDA DEGH and ANDREW VAZSONYI
ment, the memorate touches society for the second time.
ger, "the Erlebnisbericht (experience report) is form
the available collective concepts.""' Each experience r
censorship that immediately blue-pencils the antitradition
orate. As Honko claims, "those who are more familiar
narrator and force him to seek the proper referential fr
0 . . It is clear, that such a checking process has a gr
idiosyncratic motifs from the experience reports of
might easily happen that both the attempt of violatio
rection is performed by the same socially controlled p
ponent himself.
Clearly the meaning of "tradition" undergoes conti
which bears a conservative-sounding name, keeps sur
times. The two meanings of tradition, "culture passe
passing on of culture," increasingly approximate each
transportation and news communication, the penetrati
everyday life, around the clock, undermined the traditio
This definition, "Culture (elements) handed down fr
other,'"" is applicable to our modern culture only wit
vacs of East Chicago recalls a youthful personal memo
of a TV show she has just seen, she will simply reach f
the number of her friend, Mrs. Kiss, in Gary, who is
ural accounts as herself, and communicate the story imm
to her. She need not keep the story to herself for lack
nor need she wait for the chance to pass it "from one
via her offspring, if it does not slip from her mind i
addition, the new traditions created by the subcultures
the multitudinous groups of teenagers, college student
gathered sometimes under the pretense of an ideolog
freaks-are to a large extent only negatively contiguou
previous generations. The pluralistic counter-culture th
mensions of supernatural legend elements, often in the f
not spread from fathers to sons but from high school to
of the dropouts, from street corner to street corner and
of generations, but within hours. The rise and the diss
almost simultaneous."1
These facts call for the revaluation of the term tradition. The time of its ori-
gin has to be moved from the distant past and sought for in the immediate past,
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THE MEMORATE AND THE PROTO-MEMORATE 239
Indiana University
Bloomington, Indiana
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