Professional Documents
Culture Documents
Archival Concepts and Definitions Reviewer
Archival Concepts and Definitions Reviewer
Members:
(In alphabetical Order)
December 2018
DEFINITIONS OF ARCHIVAL TERMS
Prepared by: Charisse Jane J. Cayabyab
Acquisition
The process of taking materials into your collection through transfer, donation of
Archive
Material relating to the history of an institution that are kept for permanent
Archives
The agency responsible for selecting, acquiring, preserving, and making available
/programme.
Derived from the Greek word for “government house,” the term “archives” also refers
to the agency responsible for selecting, preserving, and making available non-current
records with long-term value and to the building or part of the building housing them.
Archivists
are specially trained in preserving the original material and helping people obtain it.
Archivists work with paper documents, photographs, maps, films, and computer
records. Archivists possess broad, deep knowledge about records and are involved in
many, if not all, phases of the records life cycle. Their extensive research and analysis
Archives management
The professional area of expertise concerned with the maintenance and use of
Appraisal
Decision which part of the documents offered for transfer by a registry has archival
quality and should thus be kept permanently, and which has not and should therefore
be discarded.
Conservation
deterioration, that will not adversely affect the integrity of the original.
Document
editable file. Documents can be stored as digitally. It can be changed and revised as
needed.
Manuscripts
are documents (in any format) accumulated, collected, and/or generated by a private
retention and public accessibility. “Manuscripts” include personal papers with organic
unity, artificial subject collections of documents acquired from diverse sources, and
individual documents acquired and retained by a repository for their potential
research use. Manuscripts may be differentiated from archives in that they are
informal records, privately acquired and maintained for their subject matter content.
Manuscript collections are often described as “personal” or “private” papers. The term
“manuscript collection” may also refer to records brought together for a specific
Preservation
measures involve using safe (acid and lignin free) storage supplies and providing safe
Provenance
The origin of a collection, documents the life of the collection i.e. donor, previous
its origin and relation to other deposits from the same administrative body.
Records
Are all documents, regardless of form, produced or received by any agency, officer,
activities and functions of the institution or organization, its officers, and employees.
A document becomes a record when it is placed in an organized filing system for use
organization throughout its life cycle, from the of creation or inscription to its eventual
for the efficient and systematic control of the creation, receipt, maintenance, use and
evidence of and information about business activities and transactions in the form of
WHAT IS ARCHIVES?
records of enduring value. - 3. The building (or portion thereof; a place of deposit) dedicated
In the vernacular, 'archives' is often used to refer to any collection of documents that
are old or of historical interest, created or gathered by one person or institution and selected
for long-term preservation as evidence of their activities. The format of these documents
does not matter; they can be medieval parchment documents, maps, photographs or even
digital files. They can be century’s old or just weeks old. Archives may thus be seen to take
many physical forms, each of which has its own special requirements for storage,
preservation and use. The major categories may be briefly described as follows:
Manuscripts: writings on paper usually using as an inscribing medium ink or pencil, applied
manually or by typewriter.
Cartographic and architectural records: many of these are manuscripts also, but relay
Audio-visual materials: negatives and prints of still photographs and motion pictures; video
tapes; sound recordings on cylinders, magnetic tapes; microfilms, micro cards, and
microfiche.
processing devices.
individual people. They provide evidence of activities which occurred in the past, they tell
stories, document people and identity and are valuable sources of information for research.
They are our recorded memory and form an important part of our community, cultural,
Archives are important because they provide evidence of activities and tell us more
about individuals and institutions. They tell stories. They also increase our sense of identity
time of changing societal dynamics. Nevertheless, the fundamental archival roles and
responsibilities remain the same but also are more important than ever. They are to:
Manage cost-effective archival programs for the selection, retention, and use of
both electronic and paper documentary materials.
Ensure that an authentic and reliable record is created and available for use.
Evaluate the universe of available documents and record-keeping systems to
select those to preserve for future use.
Preserve and document the context and arrangement of the materials retained
for long-term use.
Provide descriptive tools, such as registers, indices, and databases, to allow
records-keepers, researchers, archivists, and others to locate and identify the
information and evidence in archival holdings.
Preserve information and evidence in a protective environment and in a format
or media that will remain usable over time.
Promote and help people use archives to explain the past, support accountability
for the present, and provide guidance for the future.
LIBRARIES AND ARCHIVES
An archive is a repository of records. The mission is to collect, organize, preserve, and provide
materials. Increasingly, archival materials are being digitized to provide easier information
access.
A library is a collection(s) of creative and informational sources such as books and other
materials selected, organized, and maintained for use in study, research, or leisure. Services
are provided that facilitate access and use of materials to meet user needs. The emphasis is
generally on current, up-to-date materials. The increase in electronic materials has made it
The key difference between a library and an archive is what is contained in the
collections and how it was acquired (see table 1). Libraries seek out creative and informational
sources to meet the current needs and interests of its users. When materials are no longer
useful, they may be discarded or transferred to an archive. Archives are used to safe-guard
records that have been generated during the course of doing business. From handwritten
notes to advertising posters and email, a wide range of items are produced every day. All
records identified by the archive's collection policy as "permanently valuable" are carefully
preserved and stored. These are not items currently being used in the course of everyday
business.
ARCHIVES LIBRARIES
Material is usually acquired Material is usually acquired
directly from author or creator through publishers or library
vendors
Materials are usually donated, Materials are usually
not purchased purchased but libraries also
receive significant gifts from
ACQUISITION
private individuals or
institutions
Material is usually selected by Materials are usually selected
archivists with broad by subject specialist librarians
knowledge of documentary
heritage
Material is usually selected in Material is usually selected in
accordance with archives accordance with library
acquisition policies and collections policies and
institutional mandates institutional mandates
Mostly unpublished material Mostly published material
(e.g., letters, manuscripts, etc.) (e.g., books, journals, etc.)
Collections are groups of Collections are discrete items
FORMAT
discrete items
Material is usually unique and Material is often available
not available anywhere else elsewhere
Materials are organized Materials are organized
according to principles of according to subject
provenance and original order classification
Archivists try to retain the Librarians organize collections
organization imposed by the without concern for how the
creator(s) of the collection creator(s) of the material
organize their records
ORGANIZATIONS OF
The intellectual order of a
COLLECTIONS
collection is presented in the
finding aid. The physical order
of a collection depends on the
size and format of materials
and may not match the
intellectual order of the
collection.
A group of material is Material is described on an
described on a number of individual level (e.g., catalogue
different levels within the record for a single book)
collection or fonds .
Descriptions of each part of a Descriptions of individual
collection are linked together items are not linked together
into a "multi-level" archival unless they form a series of
DESCRIPTION OF
description, or finding aid items
COLLECTION
Finding aids often contain Library catalogue records
access points such as subject contain subject headings
headings, geographic
headings, and authority
records (i.e., name(s) of the
creator(s) of the archival
material)
Materials do not circulate and Most library materials circulate
must be accessed on site. Only or can be accessed online.
ACCESS selected materials are Some items (e.g., special
available online. collections, course reserves)
do not circulate.
Access to certain information Most library materials are
may be restricted. published and do not contain
restricted information. Access
to the vast majority of online
content.
Materials must be handled Materials must be handled
with caution. White gloves are with caution.
usually required for handling
photographic materials.
USERS OF ARCHIVES
It was once thought that archives were just for academics. This is no longer the case, if it
ever was. People are using archives for all sorts of research now. These are just a few groups
Local history researchers carry out research to gain a better understanding of the
Artists and designers have used art and design archives to inspire their work.
Enthusiasts visit archives to find out more about their hobbies. For example people
who are interested in travel or engineering might use shipbuilding, Post Office or
railway collections.
Solicitors, town planners, developers and architects use archives when considering
how to manage the built environment, restore buildings or plan new ones.
Genealogists rely on archival sources to reconstruct family trees and trace their
histories.
important and will plan excavation activities using evidence of early settlements.
Engineers gather information about plots of land for corporate clients or groups
Journalists often use archives to research their stories or obtain copies of archival
Archival value
Evidential value
A value of records that provides evidence about the origins, structure, functions,
Informational value
persons, places, subjects and things because of their historical or continuing value.
Example of Evidence and Information: Letter from Frederick Douglas to Hugh Auld,
Every collecting organization has a collection that will grow over time. In archives,
Purchase
Gift
Loans
Types of loans:
Reproduction loans
Exhibit loans
Deposite
Type of deposite:
Open-deposite
Semi-permanent
Timed
Transfer
Field collection
Purchase
In legal terms titles to the property passes from giver to the recipient or from
Loans
Types of loans:
Loans of virtual exhibit - materials is loaned for reproduction and displayed In virtual
Archives.
Deposite
Types of deposite:
Open-ended - no time limit of both parties, the depositor and institution can
Transfer
Why? - The institution receiving the records is part of the institution that
for creation
b. Date of transfer
access)
Field collection
research.
Documents and tools use to promote and make the process of donating material as
easy as possible.
deed of gift
copyright agreement
an accession form
Deed of gift
Copyright agreement
An accession form
right of ownership.
ACQUISITION CONDITIONS
It’s the instrument which provides the archival institution with the direction for
making appraisal and acquisition decisions and allocating resources. It is the backbone
around which the archival institution can acquire comprehensive holdings in a planned,
All materials undergo archival appraisal and fulfill the following conditions:
a. be unique,
expensive to reformat.
ARCHIVES AS INSTITUTIONS
Prepared by: Dyessa Jane P. Calderon
DEFINITION OF TERMS:
Archival institution
business function. It’s main purpose is to acquire, preserve and provide access to
Many organizations and institutions have an interest in keeping materials that document
their activities and history, whether for administrative use or historical interest. Records may
or retrieve items. A special event such as an anniversary or exhibit, or writing a history of the
institution may also trigger the need to set up an archives. Collecting, preserving and making
these records accessible can benefit the organization and researchers alike.
Archival institutions are responsible for managing and conserving records produced by
people and legal entities in the course of their activity. Such institutions may depend directly
on the producing body (if the company or public authority body has an archive with staff and
services) or they may be established by law and receive documentation by transfer (they may
be other public archives within a national archive system, or they may be private entities with
a contract to protect records, safeguarding the confidential nature of what they receive).
Collections of records are exclusive because the producing entity (the body or individual who
engages in an activity) creates them without generating copies (which is not the case with
library records) and the loss of the records would leave a gap in the documentary heritage.
Archival institutions can be termed either "archives" or "manuscript repositories"
depending on the types of documentary material they contain and how it is acquired.
"Archives" traditionally have been those institutions responsible for the long-term care of
the historical records of the organization or institution of which they are a part. Many
archives are public institutions responsible for the records of continuing value of a
government or governmental body. The National Archives of the United States and the Public
Archives of Canada are examples of public archives at the national level. Public archives also
may be found at every other level of government, including state or province, county, and
municipal levels. Nonpublic or nongovernmental archives care for the records of any other
institution or organization of which they are a part. Church archives, for example, administer
material through the action of law or through internal institutional regulation or policy.
purchase or seek donations of materials to which they have no necessary right. They
therefore must document the transfer of materials by deed of gift or by other legal contract.
The distinctions between archives and manuscript repositories can be precisely stated,
yet few archival institutions are simply "archives" or "manuscript repositories." Most archives
hold some personal papers or records of other organizations. Even the National Archives of
the United States is responsible for a small group of donated personal papers and
their own institutions. In recognition of this, the term "archives" gradually has acquired
broader meaning for some archivists and is used by them in reference to any archival
institution. This trend has been accelerated by the use of the word "archives" or "archive" in
the names of some institutions that in the past might have been termed "manuscript
repositories."
Archives are social constructs. Their origins lie in the information needs and social values
of the rulers, governments, businesses, associations, and individuals who establish and
maintain them. Archives then are not some pristine storehouse of historical documentation
that has piled up, but a reflection of and often justification for the society that creates them.
Whether over ideas or feelings, actions or transactions, the choice of what to record and
the decision over what to preserve, and thereby privilege, occur within socially constructed,
but now naturalized frameworks that determine the significance of what becomes archives.
Within them, the principles and strategies that archivists have adopted overtime, and the
activities they undertake – especially choosing or appraising what becomes archives and
holdings and, thus, of societal memory. These underlying cultural frameworks are central to
Memory, like history, is rooted in archives. Without archives, memory falters, knowledge
of accomplishments fades, pride in a shared past dissipates. Archives counter these losses.
Archives contain the evidence of what went before. This is particularly germane in the
modern world. With the disappearance of traditional village life and the extended family,
memory based on personal, shared storytelling is no longer possible; the archive remains as
perceptions, our narratives, our stories. Archives are our memories. Yet what goes on in the
archives remains remarkably unknown. Users of archives (historians and others) and
shapers of archives (records creators, records managers, and archivists) add layers of
The nature of the resulting “archive” thus has serious consequences for administrative
accountability, citizen rights, collective memory, and historical knowledge, all of which are
shaped –tacitly, subtly, sometimes unconsciously, yet profoundly – by the naturalized, largely
invisible, and rarely questioned power of archives. Control of the archive – variously defined
– means control of society and thus control of determining history’s winners and losers.
TYPES OF ARCHIVES
There are many varieties of archives, and the types of materials they collect differ as
well. Defining your research topic and knowing what sorts of materials you are looking for
will help you determine the appropriate institutions to contact. Here is a brief overview of
repository types:
College and university archives are archives that preserve materials relating to a
specific academic institution. Such archives may also contain a "special collections"
division (see definition below). College and university archives exist first to serve
their parent institutions and alumni, and then to serve the public.
manage and preserve the records of that business. These repositories exist to serve
the needs of company staff members and to advance business goals. Corporate
archives allow varying degrees of public access to their materials depending on the
Government archives are repositories that collect materials relating to local, state,
Examples: The National Archives and Records Administration (NARA), the Franklin D.
Roosevelt Presidential Library and Museum, the New York State Archives, City of
Boston Archives.
Historical societies are organizations that seek to preserve and promote interest in
well.
Examples: The Wisconsin Historical Society, the National Railway Historical Society,
Museums and archives share the goal of preserving items of historical significance,
but museums tend to have a greater emphasis on exhibiting those items, and
maintaining diverse collections of artifacts or artwork rather than books and papers.
Any of the types of repositories mentioned in this list may incorporate a museum, or
Examples: The Metropolitan Museum of Art, Smithsonian National Air and Space
Museum.
stored in these repositories may be available to the public, or may exist solely to
serve members of the faith or the institution by which they were created.
special collections vary widely, and include medicine, law, literature, fine art, and
library, holding the library's rarest or most valuable original manuscripts, books,
The Guidelines for the Evaluation of Archival Institutions first appeared in 1977 as the
Principles of Institutional Evaluation and have been revised and updated by the Committee
on Institutional Evaluation (CIED). SAA Council established CIED in June 1989 to carry forward
against which archives can measure their development, recognizing the diversity of both
archival institutions and archival media. Each statement points to a fundamental aspect of
an archives' operations and describes a basic level of resources or activity. Archives are
encouraged to use these guidelines as a basis for self-evaluation and program development.
The broader audience for this document includes other constituent groups, such as donors
and resource allocators, who may need to understand and evaluate the effectiveness of
archival institutions.
The governing authority of the archives should adopt statements of basic policy and
differences between governance and administration. Staff should be involved in both the
planning and evaluation of specific objectives and priorities established to carry out the
statement of purpose.
organizational unit, one which understands and supports the goals and functions of the
archives. The administrator of the archives should be involved in the planning and evaluation
out its stated purpose. These available resources should be identified in a separate budget
for the archives. Staff should have the opportunity to contribute to the budgeting process,
and the administrator should be involved at a higher level if the archives budget is part of a
larger budget.
4. Staff
Every archives should include on its staff at least one person who possesses, through
support continuing professional training and development. The archives should also have
sufficient staff to supply services commensurate with its volume of holdings, the needs of its
5. Physical Facilities
The archives should provide adequate and suitable space and facilities for
administration, processing, storage, and use of its records in all formats and for all programs
An archives should have authority to receive the records, in all formats, of the
archives, in conjunction with the other administrative subdivisions of the parent institution,
have a formally adopted written acquisitions policy identifying the types of records the
archives will attempt to acquire. Where appropriate, the repository should devise a
manuscripts acquisition strategy that will enable it to obtain the types of materials that are
formats. The archives should maintain records to document the acquisitions process and
integrated with every other archival function through a coordinated set of activities designed
to maintain records for use, either in their original form or in some other usable manner.
Such programs should give priority to activities that mitigate the deterioration of materials
security, and reformatting) over activities that redress damage such as item level
conservation treatment.
provenance and original order; records of different sources should not be intermingled, and
order to preserve all relationships. Records in all formats should be appropriately housed,
identified, and stored so that they are easily maintained and readily retrieved.
The archives should employ a system of finding aids that reflects current professional
standards and provides essential information about the holdings for users and enables the
archivist to retrieve materials. Finding aids should provide intellectual control and should
proceed from the general to the specific. The level of description of records depends on their
research value, the anticipated level of demand, and their physical condition.
9 . Access Policy and Reference Services
The archives should provide opportunity for research in the records it holds and
should be open for research use on a regular and stated schedule. It should provide
adequate space and facilities for research use and should make its records available on equal
terms of access to all users who should abide by its rules and procedures. Any restrictions
Staff members familiar with the holdings and capable of making informed decisions
about legal and ethical considerations affecting reference work should be available to
provide information about holdings and assist and instruct users. The archives should
provide information about its holdings, services, and fees and report its holdings to
The archives should identify its various constituencies in terms of its purpose, should
plan and implement methods to assess the needs of these groups in relation to the
resources of the institution, and devise outreach programs that will fit their needs. These
exhibits, publications, and similar activities, aimed at such groups as students, faculty
community.
ARCHIVES AND THE PROFESSION
Prepared by: Jennifer T. Rabor
One of the common features of European archives is that they always have been quite
distinct from libraries. Indeed, their origin, as part of the legal and administrative system,
explains why they took some time to be recognized as "cultural" rather than administrative
assets. The first archivists in England, France, Germany, Hungary, Italy, Poland, and Spain
were not librarians. They were clerks of the chancery, clerks of judicial courts, clerks of
municipalities, notaries, and the like. They received some practical training in reading old
scripts and understanding old documents, but they were not historians. By the eighteenth
century, archives began to be considered more from a historical point of view than from a
practical or legal one. At that time some European countries began to include archives in
their libraries.
For instance, when the French Revolution created the Archives nationales, many
registers of documents (especially from the Ministry of Foreign Affairs) were given to the
Bibliotheque nationale because they werein the form of bound volumes. The same
documents located in libraries despite the fact that they would belong more appropriately
placed under the jurisdiction or authority of Libraries, with a capital L. Archives and libraries
have been separate, distinct institutions since the beginning. In fact, the creation of archives
preceded that of libraries in most countries, including England, France, Germany, and Spain.
specialized in the second part of the nineteenth century, linked with the growing awareness
of the basic principles of archival administration and the creation of archival schools in most
countries. As early as 1850, the French government decided that only graduates of the Ecole
des Chartes should be recruited as archivists for the Archives nationales. In Italy, Germany
(specifically Bavaria), and Austria, the specials chools of paleography and diplomatics trained
archivists quite independently from librarians. Only in Spain did the Cuerpo Facultativo de
together. One of the results of the autonomy of archives in the majority of European
TheDutchmanual of 1898, which was soon translated into French, German, and later English,
had a great influence on the establishment of archival principles distinct from, if not adverse
to, those of librarianship. From that time on, there have been very few contacts between
archivists and librarians in Europe. The gap, if one can use that expression, is currently
widening rather than narrowing. During the course of the nineteenth and twentieth
centuries, the archives of all European countries gained a certain legal status defined by laws
and official regulations. It is not possible here to give even a brief list of all these texts, many
of which date from between 1880 and 1910, an era of wide interest in national history
everywhere. Throughout all of Europe in the pre-World War I era, the organization of archives
As has occurred in all human civilizations, the practice of archival administration grew
perishable materials was invented. Ancient Greece had archival repositories. So did the
Roman Empire, which is the starting point for every study of European legal, political, and
cultural history. These archives were all destroyed during the Great Invasions of the fifth,
sixth,and seventh centuries A.D., however. Only a vague tradition of records keeping
survived in the more advanced, or less backward, of the new kingdoms born on the ruins of
the Empire. These archives were in turn practically annihilated later, so that only a very few
documents prior to 1000 A.D. survive in Europe. Even the Carolingian Empire, which
purported to be a Christian revival of the Roman Empire, disappeared without leaving any
significant number of archives, due to its economic and political collapse in the tenth century.
European archives began to revive only in the eleventh and twelfth centuries when a new
political and religious organization of the continent gradually emerged from the chaos. From
that point onward, it is no longer possible to speak of "European" archives except in a purely
geographical sense. All the new monarchies (German, French,English, and later Spanish), the
great feudal powers, the Church, and the towns organized their own records keeping
independently so that little by little local or national traditions and methods were created,
giving birth in modern times to the various archival systems which now exist. In the
thirteenth and fourteenth centuries, local and national administrations began to emerge out
of feudal practices, and with them archival repositories began to function. The French Tresor
des Charteshad its first archivist, Pierre d'Etampes, in1307. The archives of the kingdom of
Aragon were created in 1346. Nearly all the Italian and Flemish towns organized the
conservation and management of their archives within the framework of their municipal
institutions. Archival repositories such as these were defined as loci publiciin quibus
instrumenta deponuntur, i.e."public places where legal documents are kept." This definition
demonstrates that the legal aspect of records-keeping was then prevalent. To give just one
example from many, private contracts between citizens in Flanders (such as commercial
contracts, marriage deeds, last wills, etc.) were kept in coffers in the town hall. The very fact
that they were there gave them legal force. For the same reason, public archival repositories
in Hungary were called locicredibiles, which could be interpreted as"places which give legal
credibility to the documents kept within them. "Such a notion had long-lasting consequences
in many European countries. As late as 1937, Hilary Jenkinson stated in hisfamous Manual
the Public Record Office, and for that reason a guarantee of uninterrupted transmission was
essential for a document to be recognized as part of a public record office. However, such a
notion never existed in many other countries, including France, where the fact of its being
preserved in a public archival repository does not give a document any guarantee of
repositories were titles of land property and other documents of economic interest. The
monasteries, which until the sixteenth century were the greatest landowners in Europe, had
well-kept archiva or munimenta, now a first-class source on European medieval economic
history. Other well-kept archives were those of royal chanceries, civil or ecclesiastical courts,
and municipalities, all of which had a clearly evident character of utility for their owners.
“I would beg all of you who have, or will have political influence
to see that your records and archives receive proper care. This may
not be a cause that appeals to vote-catching politicians, but if you
neglect to set up a careful records office, your grandsons and their
sons will denounce you for your barbarism – and they will be
right”.
-Sir Steven Runciman, 19551
When Sir Steven Runciman, Professor of History at Cambridge University, visited the
Philippines in 1955, he observed that there is much to be written about Philippine history,
and many records and archives to support that work. However, he also made the painful,
but truthful statement quoted above, which aptly describes the state of the archives at that
time. Prof. Runciman was referring to the Bureau of Archives during the period when it was
in the custody of the Philippine government after the Second World War. The physical
condition of a nation's archives determines the value accorded to it by governments and the
whole nation. As discussed across the first two chapters, archives in the Philippines assumed
different roles, depending on how the colonial government viewed them. Since 1901, the
Bureau of Archives had played different roles: critical information provider to the colonial
the National Library. It is quite understandable that after the chaos brought by the war, a
devastated country like the Philippines would focus its resources on the rehabilitation of the
country’s infrastructure and improvement of the economy. People were starting to reclaim
their lives. Who then, during that period, would invest in the protection and preservation of
cultural heritage such as the archives? People who value archives see them as a “laboratory
of history” and historical records as an “important component of the national and local
cultural heritage.” They acknowledge that archives “can contribute to the sense of identity of
nations, communities, organizations, and individuals.” But the condition of the Philippines
during that postwar period did not allow that degree of priority to be placed on archives
because the country had to focus on how to rebuild the nation. The war contributed to the
deplorable state of the country’s documentary heritage. But how these archives had been
During most of the period of Spanish colonization, archival holdings were dispersed
in different communities or pueblos and different churches, because both government and
church leaders were the ones who collected and maintained archives. According to Reyes,
for church officials, record keeping was an important component of the early missionaries’
way of life in the colony. Government records were maintained by various local officials. In
separate reports made by Worthington C. Ford, the chief of the division of manuscripts of
the Library of Congress, and James Alexander Robinson, the Director of the Philippine
National Library, where the holdings of the Bureau of Archives were kept, on the condition
of the Spanish records when they were ceded to the US, the undesirable condition of the
archives is a constant focus. The reports blame the destruction of many records on war,
insect pests that were prevalent in the country, and the tropical climate that was not
conducive to the preservation of records. The keepers of the records often did not care for
these archives properly, nor were they committed to preserving them for posterity. These
keepers of records in the colonial era were seldom archivists in the modern sense of the
term were institutional officials assigned to recordkeeping duties for mainly contemporary
administrative and legal needs. A distinct archival profession did not yet exist in the
Philippines.
There is no doubt that the Americans placed great importance on the Spanish
archives, particularly during the first few years of American colonization after 1898 because
changes in the uses of archives were observed a decade after, when Robertson emphasized
the need for the Philippine Commission to acquire more actively the archives in different
repositories in Spain, arguing that the Filipino people needed these records for their
historical value. The same view was already expressed by Manuel Yriarte, the keeper of
archives under the Spanish government and the first Chief of the Bureau of Archives under
the American colonization, when he reported in 1901 about their efforts to gather the
dispersed records in the different provinces, not only because of their historical value but
also for the valuable information they contain about the establishment and administration
With both Robertson and Yriarte acknowledging the need to gather and preserve the
archives, it could be inferred that the importance of proper organization and care for the
archives were recognized. However, the sheer volume of the archives and its pathetic
physical condition, impeded proper appraisal and examination of the archives. Given such
disarray, Ford advised against a detailed review of these records and instead recommended
that steps be taken to prevent these conditions from worsening under the Philippine
Commission’s authority. Moreover, as hostilities between the Filipino and American forces
subsided in the early twentieth century, the American government’s interest in the archives
declined. After the Bureau of Archives had served its administrative role, its holdings became
a cultural object in the care of the National Library. This started the close association of
archives with the library profession in the country. This association explains the pattern of
education. The association can also be observed in the appointment of Clemente Zulueta in
1903 as Collecting Librarian at the National Library. He was assigned the task of acquiring
copies of historical manuscripts in Spain, which were expected to become the core archival
collection of the National Library12 rather than the records in its custody from the Bureau
of Archives. The lead role of the library in archival work also explains why a very important
manuscripts created by revolutionary leaders during the Spanish period, are maintained in
the National Library to this day. Unlike when they were used to serve only the colonial
government’s purposes, and public access to the records was limited, their emerging cultural
purpose allowed greater access to them in the library setting This organizational relationship
between archives and libraries continued through the twentieth century and shaped the
the realm of a library and under the auspices of librarians. But as Hidalgo observed, “after
some attempts to treat manuscript collections using similar principles as those applied to
the book collection, libraries have come to acknowledge the necessity to approach the
manuscript collections using archival principles.” This was the case with the pioneer group
of archivists in the country that was sent to do post-appointment training abroad. One of
these pioneers, Pat. I. Nivera, travelled to the United States in 1969 to observe the different
presidential libraries and archives in order to gain knowledge she needed to organize the
collection of former President Ramon Magsaysay. Her graduate degree in library science and
the workshop in archives that she attended while visiting the United States qualified her to
work on the papers of other former presidents of the country and eventually to help
establish the University of the Philippines (UP) Archives in 1972. Yolanda Granda, the first
university archivist at UP, also attended workshops and did a study tour and internship in
the different archives in the US and Canada to prepare her for this work. Other graduates of
the Master of Library Science program, such as Fe Versoza, Evelyn Nofuente and Virginia
Libang, took one or two courses in archives administration as their specialization to meet the
requirements of the archival positions they had. This pattern of post-employment training
can be observed among university libraries and other library institutions, which
Some attention to education for archival work also emerged in the Filipino government when
the Division of Archives was renamed the Bureau of Records Management in 1958, which
later became a separate office known as the Records Management and Archives Office
(RMAO) under the General Services Division in 1972. A training division was created within
the office that took an active role in the training of government employees in records
management. Archival training, however, took a back seat. The introduction of the first
mainframe IBM computers in the 1960s in government agencies like the Bureau of Lands,
government and private sector institutions, created the need to manage the growing
volumes of records produced as a result of the introduction of this new technology. This
placed greater immediate emphasis on records management training, rather than archival
management. They were eventually also offered by the Philippine Records Management
Association (PRMA), the first Filipino professional organization for records managers (mainly
The emphasis on records management became more evident with the governments’
campaign for transparency and accountability in the public sector after the Marcos era
ended in 1986. This was also the period when computers became widely adopted in the
offices of government and private agencies. While governments and business institutions
were concerned with proper recordkeeping, libraries with archival collections, ecclesiastical
archives and other cultural institutions concerned with the collection of documentary
heritage, including films and other audio-visual archives, became more active in seeking
archival training through short-term workshops. The need for skill development in the
preservation of these different types of archives also led to the creation and establishment
of different professional associations such as the Society of Filipino Archivists (SFA) in 1990,
led by pioneer librarian/archivists in the country. Three years later, the Society of Film and
Audio Visual Archives (SOFiA) was also established. The SFA was the first Filipino professional
associations such as the Society of Ecclesiastical Archivists of the Philippines (SEAP) in 2000.
As Granda, Montesa and Punzalan explain, the SFA was responsible for the
“institutionalization of the records management and archives functions in national and local
One important event that contributed greatly to heightened awareness of the need to
independence from Spanish colonization. According to Weekley, the celebration was used
by then President Fidel V. Ramos to inspire Filipino national feeling and identity, in part to
pursue the government’s desire to improve the country’s economy in the global arena. The
centennial celebration also led to renewed interest in examining original documents related
to the centennial celebration. As Granda, Pinzalan and Montesa observe, “the archives, more
than in any given period, were brought to the forefront of the commemoration and became
library and information science education in the country. Several factors may have created
this association. First, an archives was often viewed as part of a library, either as a special
Hidalgo explains, originated in “the shared historical roots of libraries and archives” This is
particularly true in an academic setting, where most of the established archives can be
found. Second, this association with libraries and other cultural institutions such as
museums is also reflected in the clustering together of archivist, librarian and gallery and
museum curator positions as allied professions in one occupational code in the latest
Philippine Standard Occupational Classification. Thus, formal training in library and
information science can suffice for the requirements of an archivist position in the
given earlier, the first formal university course in archives was offered in 1954, when the first
archives elective subjects were included in the undergraduate program of the Department
of Library Science at the University of the Philippines. These elective courses included
General Paleography I (LIS 191) and Archives Administration (LIS 195). In 1955, these first two
courses were converted into graduate level courses. This move to graduate level courses was
in response to the thrust of UP to respond “to the urgent need for more advanced studies”
and the “demand for more adequate instruction on the graduate level.” Aside from the
university courses offered at the School of Library and Information Studies and other library
professional organizations have continuously been offering informal training, seminars and
workshops to practitioners in the field. Among these organizations are the National
Commission for Culture and the Arts (NCCA), National Archives of the Philippines (NAP), the
earlier, such as the Society of Filipino Archivists (SFA), the Philippine Records Management
Association (PRMA), the Society of Film Archivists (SOFIA), the Society of Ecclesiastical
Archivists of the Philippines (SEAP), UP Library and Information Science Alumni Association
(UPLSAA), and other organizations. These short-term training programs were geared
archives administration. The association of the archival profession with the field of library
science became particularly advantageous when the library profession became regulated by
virtue of the Philippine Librarianship Act of 1990 (Republic Act 6966). This legislation required
that before a professional can assume a position as a librarian, he/she has to have a degree
in library science and pass the Librarian Licensure Examination. Through this legislation,
the Philippine Librarianship Act of 2003. The latter places archival education within the realm
shall deal with the performance of the librarian’s functions, which shall include, but not be
limited to the following...(5) Teaching, lecturing and reviewing of library, archives and
information science subjects, including subjects given in the licensure examination.” The
more and more library schools in the Philippines started to offer archival courses in their
Education in the Philippines regarding the policies, standards and guidelines for all LIS
programs (undergraduate and graduate), among the required competencies that needed to
In summary, the history of the archival profession in the Philippines initially evolved
from the practice of recordkeeping that responded to limited administrative and legal
requirements of the colonial governments. As the archives transitioned into a cultural entity
and became a repository of historical records, these records were maintained and organized
based on the principles used in the practice of librarianship. This also paved the way to its
close association with the librarianship profession and eventually, librarianship education.
However, as the nature of the information and the value and uses of the archives became
more pronounced, the need to approach and to manage the archival records appropriately
also became inevitable. This also warranted recognition and education of a distinct
profession to carry it out. Although the archival profession may be educated alongside
librarians, it is now acknowledged that the required education should not, however, be
simply as librarians are educated or as an adjunct to a mainly library degree but a separate
formal degree that would address the skill and knowledge requirements of the archival
profession. This move to recognize the growing importance and complexity of archival work
through improved university-level education in Archival Studies has continued into the early
twenty-first century.
qualified to identify, manage, preserve, and make available records with enduring value for
libraries, museums, and other institutions that create and wish to maintain important
records of their own, or that collect and maintain records for research use. The archival field
originated many years ago. As early as 1936, the Society of American Archivists was formed
to advance the exchange of information among archivists, and in recent years the Academy
and practical knowledge, service orientation and dedication, relative autonomy and
independence in work, independent judgment, strategies for meeting complex issues, and a
code of ethics. Professional archivists exhibit all of these traits and have commensurate
responsibilities for making critical judgments and carrying out work of fundamental
accessibility of important records. Archivists carry out some or all of the following functions:
Act as agents of the present and the past for the future. Archivists have major
responsibilities for determining what records are identified, saved, and protected.
Their work ensures the availability of institutional records needed for documentation,
specialists.
programs, and their leadership and management includes such things as setting
Determine which records have continuing value. The heart of archival work is the
independent critical judgment in carrying out this complex work through studying the
Assert control and order over bodies of records. Archivists value orderliness. They
originating source when possible. When original order is lost, they arrange records in
an order that reflects their original creation, specifically the functions and activities of
the individual or organization or office that created the records, and is helpful to
potential users.
Preserve and protect records. Archival work has important custodial and curatorial
responsibilities to ensure the survival and usability of records, many of which are on
fragile media, including electronic records, often the most vulnerable of all.
Foster access and use of records. Archivists encourage people to use archival records
through production of finding aids and services to researchers who visit the archival
repository or access its services and holdings via phone, letter, fax, e-mail, or the
research use of archival records, for instance, through the mounting of exhibits and
A DYNAMIC PROFESSION
professionals understand that they need to keep growing and learning themselves so that
their programs can keep up with changes in the information field and evolving expectations
from their parent institutions, users, and other constituents. Some examples of recent or
ongoing developments which are changing the way archival work is carried out are:
Partnering with records managers and other closely allied groups on initiatives and
national information infrastructure, the Internet, and the World Wide Web.
Initiation of reference services over the Web, development of home pages and web
sites, and making finding aids and digital copies of records available over the Web.
Why hire a professional archivist? Archival work is too important, complex, and
and the law. Like these professionals, archivists possess highly developed skills based on
education, experience, and a rich body of theory and practice. They are adept at asset
management, communication, resource allocation, marketing. They are versatile, applying
their professional skills and insights in changing and challenging settings. Hiring a
both internal and external clients. Professional archivists are fundamental to business,
The challenge of selecting for enduring value. They understand how to select the truly
valuable information from among the huge quantities of records that are continually
created.
The need for quick, easy access. They can provide access, with all the implications of
that term: describing archival records so that people can recognize and get to them;
providing access tools, including electronic, Web-based ones; and advising and
between traditional tangible (mostly paper) records and electronic records, can apply
government, and education all value information as a basis for operation, they
supplement and partner with other key information professionals, for instance, in
ensuring that planning for electronic information systems includes provision for
The archival field is dynamic and marked by variety and diversity; people reach the
status of professional archivist through many routes. In recent years, there has been a
growing expectation for at least a Masters’ Degree in archival science, library or information
science, history, or a closely related field. The Society of American Archivists, the oldest and
practice. For the past decade, however, the mark of distinction among archival professionals
has been the designation of Certified Archivist (CA), provided by the Academy of Certified
in 1989 and traces its origins to the growing modern need for sophisticated methods to
The ACA certifies people in the field who have at least a master’s degree and a year
1. Selection of documents
repositories
publications, and other indicators that they are maintaining current knowledge of issues,
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