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Schizophrenia Research 102 (2008) 108 – 115


www.elsevier.com/locate/schres

Norms and standardization of the Brief Assessment of


Cognition in Schizophrenia (BACS)
Richard S.E. Keefe a,⁎, Philip D. Harvey b , Terry E. Goldberg c , James M. Gold d ,
Trina M. Walker a , Courtney Kennel a , Kirsten Hawkins a
a
Department of Psychiatry, Box 3207, Duke University Medical Center, Durham, North Carolina, 27710 USA
b
Department of Psychiatry, Emory University School of Medicine, Woodruff Memorial Building, 101 Woodruff Circle, Suite 4000,
Atlanta, Georgia, 30032, USA
c
Division of Psychiatry Research, Zucker Hillside Hospital, 7559 263rd St., Glen Oaks, New York, 11004, USA
d
Department of Psychiatry, Box 21247, Maryland Psychiatric Research Hospital, Baltimore, Maryland, 21228 USA
Received 2 November 2007; received in revised form 25 March 2008; accepted 31 March 2008
Available online 20 May 2008

Abstract

According to the recommendations of the Measurement and Treatment Research to Improve Cognition in Schizophrenia
(MATRICS) Neurocognition Committee, one of the desired characteristics of a cognitive battery for assessing cognition in
schizophrenia studies and clinical trials is the availability of normative data. This report describes normative data collected on the
Brief Assessment of Cognition in Schizophrenia (BACS) from 404 healthy controls with demographic characteristics matching the
2005 United States Census of English-speakers. The six test measures demonstrated the expected pattern of correlations with age,
gender, and education. Individual test scores were converted into standardized (T and z) scores and composite scores that were
corrected for age and gender. An education-correction factor was calculated and recommended only for non-schizophrenia patients.
Eight different verbal memory tests were found to have equivalent levels of difficulty.
© 2008 Elsevier B.V. All rights reserved.

Keywords: Cognition; Neuropsychology; Normative data; Psychological testing

1. Introduction Research to Improve Cognition in Schizophrenia


(MATRICS) Project (Green et al., 2004). Such popula-
The availability of population norms on perfor- tion norms provide useful data for a test or test battery
mance-based measures of cognition was described as a such that the performance of any group of individuals
desired attribute of cognitive tests by the Neurocogni- (as in a clinical trial) or the performance of any
tion Committee for the Measurement and Treatment individual (as in a clinic) can be immediately compared
to demographically similar members of the healthy
⁎ Corresponding author. Box 3270, Duke University Medical
population and to their own performance across
Center, Durham, NC 27710 USA. Tel.: +1 919 684 4306; fax: +1 cognitive domains. The population norms must be
919 684 2632. from a sample that is of sufficient size and diversity so
E-mail address: richard.keefe@duke.edu (R.S.E. Keefe). that individual scores can be reliably compared to the
0920-9964/$ - see front matter © 2008 Elsevier B.V. All rights reserved.
doi:10.1016/j.schres.2008.03.024
R.S.E. Keefe et al. / Schizophrenia Research 102 (2008) 108–115 109

Table 1 presenting the results of these analyses in service of


BACS tests in the MATRICS neurocognitive domains development of a normative understanding of perfor-
MATRICS neurocognitive BACS tests mance on this assessment battery.
domain
Processing ○ Verbal Fluency: category instances 2. Methods
speed (supermarket items) and letter fluency
(F and S words)
2.1. Study design
○ Token Motor Task
○ Symbol coding
Reasoning and ○ Tower of London Test 2.1.1. Subject identification and recruitment
problem Community controls were ascertained randomly using a
solving random digit dialing procedure to enhance the degree to
Verbal ○ List learning
which this sample is representative of individuals in the
memory
Working memory ○ Digit sequencing community as determined by the 2005 Census data. To
help avoid sampling bias, we used a scientific survey
sampling method. To obtain the sample, zip codes sur-
norms. In addition, since test batteries used in clinical rounding our site were selected based on the diversity of
trials require multiple assessments, it is important that demographic characteristics needed. We purchased lists of
tests with large expected learning effects in the healthy randomly sampled residential telephone numbers from
population, such as list learning tasks, have suitable Survey Sampling, Inc, Fairfield, CT. Research staff called
equivalent forms to avoid repetition of the same list these numbers, no voicemails were left but multiple call
during the trial. attempts were made to those households with no answer.
The Brief Assessment of Cognition in Schizophrenia The research staff followed a standardized, IRB approved,
(BACS) takes approximately 30 min to administer in recruitment script that involved minimal pressure by
healthy controls, and includes brief assessments of four of offering the respondent a number of occasions to end the
the seven neurocognitive domains designated as important call. No written letters were sent in advance and the
by the MATRICS process: reasoning and problem solving, respondents were not offered any financial incentives to
processing speed, verbal memory, and working memory listen to the call. Because this recruitment attempt took
(Table 1). The BACS is devised for easy administration place prior to the written informed consent process, the
and scoring, and has been used in over 30 clinical trials in respondent was not asked to reveal any sensitive or
schizophrenia. The battery was specifically designed to personally identifying information. After a general intro-
measure treatment-related changes in cognition, and has duction to the study, and an opportunity to discontinue the
alternate forms. Its reliability, validity and comparability call, the respondent was read a list of exclusionary criteria
of original forms have been established empirically (Keefe and asked to rule themselves out of participation in the
et al., 2004). The composite score has high test–retest study if they met any exclusion criteria. If the respondent
reliability in patients with schizophrenia and healthy met basic study entry criteria, an initial eligibility interview
controls (ICCs N .80), has been shown to be as sensitive to was scheduled. Potential subjects who met screening
the cognitive deficits of schizophrenia as a standard 2.5- criteria based on the telephone screen, and who were
hour battery (Keefe et al., 2004) and is highly correlated willing to participate received a call at a later time from the
(r = 0.84, P b.001) with the composite score derived from project coordinator to schedule an appointment for partic-
the CATIE Neurocognitive Test Battery (Keefe et al., ipation in the study.
2007). The BACS also has clear functional relevance, as
the composite score is strongly related to functional 2.1.1.1. Subjects. Four hundred four subjects were
measures such as independent living skills (r = .45), included in the study. Subjects were screened with the
performance-based assessments of performance of every- Structured Clinical Interview for DSM-IV Axis I
day living skills (r = .56), and interview-based assessments Disorders the (SCID-I), and were asked about the use
of cognition in patients with schizophrenia (r = .48) (Keefe of drugs and alcohol for lifetime and past month.
et al., 2006). Subjects were excluded for a past history of heavy
This report describes a study of 404 healthy controls, sustained abuse for either alcohol (defined as more than
representative of the general population, performing the 4 drinks per day for a sustained period of N10 years or
BACS. We performed a variety of statistical procedures regular binging persisting longer than a 10 year period)
in order to develop normative scores, including exam- or drugs (defined as intoxicated most of the time (50+%
ination of the effects of sex, age, ethnicity, and education, of the waking day) or regular binging that persisted over
110 R.S.E. Keefe et al. / Schizophrenia Research 102 (2008) 108–115

Table 2
Demographics of normative sample
Demographics 20–29 30–39 40–49 50–59 60–69 70–79
Expected Actual Expected Actual Expected Actual Expected Actual Expected Actual Expected Actual
Sex Male 25 23 25 25 50 48 50 51 25 23 25 23
Female 25 26 25 25 50 52 50 53 25 28 25 27
Race African- 7 8 6 10 12 14 11 14 5 6 5 10
American
White/other 43 41 44 40 88 86 89 90 45 45 45 40
Education* b=HS 22 20 21 20 44 43 42 46 26 24 32 31
NHS 28 29 29 30 56 57 58 58 24 27 18 19
Total 50 49 50 50 100 100 100 104 50 51 50 50
*Education level was estimated from Wide Range Achievement Test Reading Score.

longer than a 10-year period). Subjects who were 2.1.1.4. Education level. Educational attainment was
regularly engaging in the abuse of illicit substances examined in two ways. First, we collected information
currently were not included in the study. These criteria from the subjects on the highest grade of school they had
for inclusion were liberal to allow a realistic comparison completed. There were very few subjects who did not
to clinical samples, especially patients with schizophre- obtain a high school degree (N = 8) or obtained a high
nia, many of whom have histories of substance abuse. If school Graduate Equivalency Diploma (GED; N = 17).
drug use occurred every day in the 3 days prior to These subjects were thus combined with high school
testing, or if alcohol use exceeded 4 drinks every day in graduates into a single group of subjects with “less than or
the 3 days prior to testing, subjects were excluded. No equal to high school.” Those with some college but no
subjects who would be considered in withdrawal from degree through doctoral degree were included in the group
substances were included. “greater than high school.” However, since we wanted the
We aimed for the subjects in this sample to have a results of this study to have greater generalizability
distribution of sex, age, education, and ethnicity similar beyond the immediate geographical area, we estimated
to the U.S. population, as indexed by the 2005 United academic achievement using the WRAT Reading score
States Census data (U.S. Census Bureau, 2005). Age (Jastak and Wilkinson, 1993). We thus stratified subjects
was the primary demographic variable of interest since it according to their WRAT Reading-estimated educational
has the greatest impact on cognition. Sex, education attainment along with their age, sex, and race. According
level, and race were also considered. Subjects were to the 2005 Census data there was little variation in the
required to have English as their primary language. percentages of educational level between the 20–59 age
groups. Approximately 43% had a less than or equal to
2.1.1.2. Age. The mean age for the sample was 49.60 high school education and approximately 57% had a
with a standard deviation of 14.93. The 400 participants greater than high school degree. According to the Census,
were divided up into 6 age groups with the 40s and 50s people in the 60–69 age group had approximately 52%
decades having the most number of participants. The less than or equal to high school education and the 70–79
projected number of participants in each of the age range age group had 64% of the people with a less than or equal
was as follows: to high school education. Our final sample included
45.2% (N = 183) with a WRAT Reading-estimated educa-
• 20–29 years old—50 participants tion less than or equal to high school and 54.8% (N = 220)
• 30–39 years old—50 participants with greater than high school. Table 2 below shows the
• 40–49 years old—100 participants distribution of the sample by age group and estimated
• 50–59 years old—100 participants educational level. The mean WRAT-Reading standardized
• 60–69 years old—50 participants score for the sample was 100.7 and the standard deviation
• 70–79 years old—50 participants. was 12.1, highly consistent with the reference group. One
subject did not complete the WRAT Reading Test and two
2.1.1.3. Sex. Within each age group, an equal number of subjects did not report their highest education obtained.
men and women were sought. The final sample includes
52.2% women and 47.8% men (women: N = 211; men: 2.1.1.5. Race. The two major race groups included
N = 193). White/Other and African-American, as a breakdown by
R.S.E. Keefe et al. / Schizophrenia Research 102 (2008) 108–115 111

any additional racial groups would create cells that were Table 3
so small that they would yield unstable data. Since we Mean raw score performance for all healthy control subjects on all
BACS subtests and composite score
did not include subjects for whom English was not the
primary language, the representation of Hispanic or BACS subtest N Mean S.D.
Latino subjects was smaller than in the general U.S. Verbal memory 403 45.7 9.6
population. In the 2005 U.S. Census data, the racial Token motor 392 67.8 15.1
Digit sequencing 404 21.2 3.9
distribution is approximately 88% White/Other and
Verbal fluency 403 51.3 12.2
approximately 12% African-American. These numbers Symbol coding 401 55.7 12.6
were similarly represented in the current sample. The Tower of London 401 16.7 3.6
racial distribution of this sample was as follows: an Composite Score (T) 404 50 10.0
average of 15.3% of participants was African-American
and 84.7% of the participants were White/Other. intactness of the semantic system. Measure: number of
Considering all of the demographic variables together, words generated per trial. Time: 5 min.
the targeted numbers for each demographic group and Tower Test (Executive Functions/Reasoning and
the actual numbers are included in the normative sample Problem Solving) Subjects look at two pictures
are listed in Table 2. simultaneously. Each shows 3 different-colored balls
arranged on 3 pegs, with the balls in a unique
2.1.2. Assessment procedures arrangement in each picture. The patient is required to
Subjects were tested in person by trained and accurately estimate the total number of times the balls in
experienced research assistants on the Brief Assessment one picture would have to be moved in order to make the
of Cognition in Schizophrenia (BACS) and the WRAT- arrangement of balls identical to that of the other,
Reading (III) subtest to estimate premorbid IQ. opposing picture, while employing the standard rules
Following is a description of the six subtests of the employed in tower tests (balls are moved one at a time
BACS: and balls on top of other balls must be moved first).
List learning (Verbal Memory): Subjects are read a There are two alternate forms. The test is designed to
list of 15 words and then asked to recall as many as measure executive and problem solving abilities. Mea-
possible. This procedure is repeated 5 times. There are sure: number of trials where the correct number of
eight alternate forms designed to minimize practice moves is the response. Time: 7 min.
effects. This test is designed to measure episodic Symbol Coding (Attention and Processing Speed) In
memory functions. Measure: number of words recalled this test, subjects write numerals 1–9 as matches to non-
per trial. Time: 7 min. meaningful symbols on a response sheet for 90 s, as
Digit Sequencing Task (Working Memory): Subjects based on a key provided to them. This test is designed to
are presented with randomly ordered clusters of measure attention and processing speed. Measure:
numbers with steadily increasing trial length. They are number of correct items. Time: 3 min.
asked to report the numbers in order, from lowest to
highest. This test is designed to measure working 3. Results
memory. Measure: number of trials with all items in the
correct order. Time: 5 min. Each of the measures were found to be normally
Token Motor Task (Motor Speed): Subjects are given distributed, which allowed subsequent analyses to
100 plastic tokens and asked to pick up one token with proceed without transformation. The mean performances
each hand simultaneously as rapidly as possible for 60 s for all healthy control subjects on all of the tests including
and place them into a container. This test is designed to the composite score, are presented in Table 3. Raw scores
measure motor speed. Measure: the number of tokens for each test are presented by sex and age group in Table 4.
placed into the container. Time: 3 min. z-scores for each test and the composite score are also
Verbal Fluency (Processing Speed). Category presented by sex and age group in Table 4.
Instances (Semantic Fluency): Subjects are given 60 s The relationship between performance on the various
to produce as many different words as possible within BACS subscales and the demographic factors of age,
the animals category. Controlled Oral Word Association sex, race and education was examined with linear
Test (Letter Fluency): In two separate trials, subjects are regression analyses:
given 60 s to generate as many words as possible that Age. Greater age was significantly correlated with
begin with a given letter, here F and S. These two tests reduced performance on all tests: Verbal Memory (r =
are designed to measure processing speed and the − .38), Token Motor Task (r = − .44), Digit Sequencing
112 R.S.E. Keefe et al. / Schizophrenia Research 102 (2008) 108–115

Table 4
Mean performance for each measure across age groups
Age group: 20–29 Age group: 30–39 Age group: 40–49 Age group: 50–59 Age group: 60–69 Age Group: 70–79
Mean S.D. Z Mean S.D. Z Mean S.D. Z Mean S.D. Z Mean S.D. Z Mean S.D. Z
Verbal Memory
Male 46.83 8.56 .12 47.92 9.17 .23 45.27 9.20 −.04 40.71 8.76 − .51 41.96 10.28 − .38 35.43 8.15 − 1.06
Female 53.92 6.41 .86 50.00 7.25 .45 50.71 8.27 .52 46.70 8.16 .11 45.61 10.79 − .01 41.11 7.23 − .47
Token Motor
Male 78.43 8.82 .70 72.42 12.13 .31 65.87 14.38 −.13 60.78 14.59 − .46 60.78 13.88 − .46 52.10 15.17 − 1.04
Female 79.13 8.78 .75 74.40 12.52 .44 75.98 13.99 .54 68.29 14.07 .03 67.79 11.76 .00 57.04 12.81 − .71
Digit Sequencing
Male 22.09 3.66 .23 22.80 3.11 .41 22.21 3.99 .26 21.69 3.86 .12 21.61 4.41 .10 19.22 3.77 − .50
Female 21.81 4.24 .15 21.00 4.03 − .05 21.92 3.57 .18 20.91 3.82 − .07 18.29 3.56 − .74 19.33 3.50 − .47
Verbal Fluency
Male 51.13 9.61 − .01 55.88 11.63 .38 53.09 11.65 .15 50.04 12.15 − .10 51.91 14.63 .05 42.09 12.83 − .76
Female 54.31 11.51 .25 61.16 9.45 .81 55.13 13.14 .32 51.83 11.05 .04 47.29 12.78 − .33 46.56 9.55 − .39
Symbol Coding
Male 66.74 12.03 .88 62.20 10.50 .52 54.10 11.30 −.12 50.32 11.28 − .43 51.30 8.69 − .35 42.52 11.09 − 1.05
Female 67.69 8.51 .96 65.48 12.15 .78 58.62 11.31 .23 57.00 9.69 .11 49.04 9.69 − .53 45.08 6.44 − .84
Tower of London
Male 18.22 2.30 .41 17.40 3.06 .18 17.33 3.52 .16 16.92 3.17 .05 15.82 4.01 − .25 15.14 5.07 − .44
Female 17.96 2.14 .34 17.60 2.60 .24 16.38 4.81 −.10 16.40 3.47 − .09 15.68 4.32 − .29 16.00 2.17 − .20
Composite Score
Male – – .58 – – .50 – – .07 – – − .33 – – − .32 – – −1.21
Female – – .82 – – .66 – – .42 – – .03 – – − .47 – – − .77
z-scores are calculated using the overall means and standard deviations of all 404 controls.

(r = − .22), Verbal Fluency (r = − .20), Symbol Coding tions between education and other BACS test measures
(r = − .55), and Tower of London (r = − .21), all P b.001. were small (b.2). Table 5 indicates that subjects who
Planned contrasts suggest that the subjects in their reported that they did not have education beyond high
20s and 30s did not differ significantly on any of the school or did not finish high school performed about
measures. The composite z-score for subjects in their 0.27 standard deviations below the group mean, while
20s was 0.5 and for subjects in their 30s was 0.33. This those subjects who reported attending or finishing
difference in performance was not statistically signifi- college and beyond performed 0.27 standard deviations
cant (P N.15). All other age groups were statistically above the group mean. The differences between high-
significantly different from each other. Thus, normative and low-education subjects based upon estimates from
tables include the following age groups: 20–30s, 40s, WRAT Reading scores was larger, but since this
50s, 60s and 70s. comparison may have increased differences based
Sex. Women and men had very similar WRAT scores upon current general performance factors, we used the
and education levels. After accounting for age, sex reported education as the primary comparison for this
accounted for only 2% of the variance in composite analysis. We considered including education-corrected
scores. For individual measures, the amount of variance norms, but decided against this for two main reasons: if
accounted for was as follows: Verbal memory, 7% normative tables included stratification based upon high
(women better); token motor, 4% (women better); for and low education, the number of subjects per cell
the other measures 2% or less. However, since the mean would be too small to yield reliable estimates; also,
performances between males and females were different, using education as an adjustment in schizophrenia will
up to .5 S.D.s on verbal memory overall, and up to .4 S.D.s deflate the magnitude of deficits, referred to as the
in some age groups on the composite score, a decision was matching fallacy (Meehl, 1970). However, to generally
made to organize the normative tables by age and sex, adjust for education levels it is possible to add a T-score of
which will allow investigators to correct for both of these 2.7 for those who did not have education beyond high
factors when calculating BACS standardized scores. school and to subtract a T-score of 2.7 for those who had
Education. The correlation between education level some college or higher levels of education. This correction
and the uncorrected composite score was r = .35; the is not recommended for patients with schizophrenia, who
correlation with verbal fluency was r = .39. The correla- may never attain their potential education levels.
R.S.E. Keefe et al. / Schizophrenia Research 102 (2008) 108–115 113

Table 5 The component test T-score will be derived by multi-


BACS composite score based on highest degree obtained and grade plying Cijk by 10 and adding 50:
level estimated from WRAT-reading score
Highest degree N Mean BACS S.D. Tjkl ¼ 104Cjkl þ 50:
Composite Score
Less than High School 9 − 1.146 1.256
The BAC composite score for subject l at time point
GED, High School 17 − .836 .985 k is computed by taking the sum of the six scaled test
High School 175 − .174 .970 scores:
Associates degree or 68 .061 .939
some college 6
Bachelors degree 82 .436 .858 ACkl ¼ R Cjkl
Masters degree 38 .303 .834 j ¼ 1;
Doctorate 13 .201 1.211
dividing by the standard deviation of the sum of the
All High School Grads 201 − .272 1.013
scaled scores from the index population, multiplying by
and less
Greater than 201 .269 .9148 10, and adding 50:
High School
Tkl ¼ 104ACkl =ðS:D:mn Þ þ 50;
WRAT-estimated 183 − .538 .938
grade b=HS where S.D.mn is the standard deviation of the sum of the
WRAT-estimated 220 .448 .815
scaled scores for the index population for sex m and age
grade NHS
category n.
BACS, Brief Assessment of Cognition in Schizophrenia.
Table 6 describes the correlations among the test
WRAT, Wide Range Achievement Test Reading Score.
GED, General Equivalency Diploma. measures and composite score. We also used principal
HS, High School. components analysis to determine whether a composite
score that sums test values weighted according to the
weights of the first principal component might differ
from the standard method described above. However, the
correlation between these two composite measures was
3.1. Calculation of scaled scores, composite z-scores
r = 1.0, suggesting that there was literally no difference
and T-scores
between them.
The raw mean for each version of the Verbal Memory
The primary outcome measure from the BACS is a
test is presented in Table 7, along with the means adjusted
composite score that averages the standardized scaled
for WRAT-Reading score and age. Each version had
scores from each of the six tests. The z-score has a mean
approximately the same number of subjects and there was
of 0 and a standard deviation of 1. The T-score is an
no significant difference between each version (P N.15).
alternative metric for expressing standard scores and has
These analyses suggested that all eight of the verbal
a mean of 50 and an S.D. of 10. Differences in
memory versions were comparable, with less than 0.5 S.D.s
performance associated with variation in age and sex
between the total scores for the easiest and most difficult
were accounted for in the development of algorithms
versions. Version 2 was slightly more difficult than the rest
that calculate the standardized z-score or T-score.
of the versions, with adjusted performance an average of
The scaled score for each test is computed as follows.
1.4 words worse than the other tests. Version 5 was easiest,
Let Xjkl be the raw score on test j (j = 1 to 6) at time
with subjects performing 0.62 words better than the next
point k (1 = baseline; 2 = Visit 10/ET) for subject l.
easiest version. Thus, while all eight versions were deemed
Assume that subject l has sex m (1 = male and 2 =
similar in difficulty, for trials involving six assessments,
female) and is in age category n (1 = 20–39, 2 = 40–49,
versions 1,3,4,6,7,8 were the most similar to one another,
3 = 50–59, 4 = 60–69, and 5 = 70–79 years). The scaled
and are the most highly recommended.
score is computed as follows:

Cjkl ¼ Xjkl  Mjmn =S:D:jmn ; where 4. Conclusions and discussion

Mjmn and S.D.jmn are the mean and standard deviation The Brief Assessment of Cognition in Schizophrenia
for test j, respectively, of the index population for sex m (BACS), is used in various areas of cognition research.
and age category n. We present here normative data from 404 healthy controls
114 R.S.E. Keefe et al. / Schizophrenia Research 102 (2008) 108–115

Table 6
Pearson correlations between BACS measures
Token Digit Verbal Symbol Tower of Composite score Composite score
motor sequencing fluency coding London (uncorrected) (corrected)
Verbal memory 0.30 0.42 0.41 0.54 0.35 0.75 0.62
Token motor 0.20 0.18 0.43 0.21 0.57 0.40
Digit sequencing 0.36 0.40 0.34 0.67 0.65
Verbal fluency 0.40 0.28 0.65 0.59
Symbol coding 0.38 0.78 0.59
Tower of London 0.63 0.60
*Corrected Composite Score is corrected for age and gender.
BACS, Brief Assessment of Cognition in Schizophrenia.

matched to the 2005 United States Census on age, sex, investigators to correct for both of these factors when
race and education. These norms have been organized in a calculating BACS standardized scores. We considered
manner that will allow the calculation of standardized including education-corrected norms, but decided against
scores (z-scores and T-scores) adjusted for age and sex for since the number of subjects in each of the 24 cells created
each test and for overall composite scores. Program files by such a stratification would have been small, yielding
have been developed that users of the BACS can utilize to unreliable estimates. Also, using education as an adjust-
calculate a individual's or group's T-score or z-score for ment in schizophrenia would have artificially deflated the
each measure and for the composite score. There are a severity of deficits (Meehl, 1970). However, for non-
total of 13 programs that can be used to calculate z-scores schizophrenia patients evaluated after a healthy develop-
and T-scores for each measure and the overall BACS mental period, a correction of 2.7 T-score points can be
composite: one for the entire sample and then one for each applied for subjects who did not have education beyond
sex by age stratification. high school and a correction of −2.7 T-score points for
The relationship of the BACS tests and composite those who had some college or higher levels of education.
scores with age, sex and education followed an expected One of the potential weaknesses of this normative data
pattern. Modest age and education effects were evident base was that all of the subjects were ascertained from the
across most cognitive domains. Lower cognitive perfor- same geographical area in and around Durham, North
mance was associated with greater age and less education. Carolina. This area includes people with a great diversity
After accounting for age, sex accounted for only 2% of the of levels of education, and enabled us to mirror the
variance in composite scores. However, for individual education level of the United States Census. In fact, the
measures, the amount of variance accounted by sex varied. WRAT-Reading standardized score was 100, mirroring
Women performed better on tests of verbal memory, and the average of the general population. However, due to
the token motor test. A decision was thus made to organize our subject-selection method of random-digit dialing,
the normative tables by age and sex, which will allow some of the cells organized by age, sex, race, and edu-
cation were difficult to complete. While the numbers in
each of the cells were eventually consistent with the
Table 7 Census, it is possible that these ascertainment methods
Raw and adjusted means for verbal memory test may be biased for certain groups. For instance, certain
Version N Raw S.D. Adj. Stand. Mean Mean WRAT- groups may be less likely to answer the phone during the
mean mean* error age reading score hours we called, and certain individuals may be less likely
1 54 45.81 10.55 44.94 1.11 48.09 48.83 to agree to participate in a research study. Thus, while
2 50 43.56 11.53 43.43 1.15 48.90 47.96 these data reflect the BACS cognitive performance in
3 49 44.24 8.23 44.83 1.16 51.73 47.84 individuals with the same demographic features as the US
4 50 45.82 7.35 45.57 1.15 48.90 47.84
Census, it is not completely certain that this level of
5 49 47.20 10.93 47.84 1.16 53.20 48.29
6 50 46.50 9.16 46.26 1.15 48.56 48.00 cognitive performance reflects that of the entire United
7 50 46.74 9.31 47.22 1.15 48.71 46.90 States population. Further, since the number of subjects in
8 50 45.40 9.43 45.29 1.15 49.86 48.26 any of the cell sizes for a specific age and sex was
WRAT, Wide Range Achievement Test. relatively small (as low as 25), the use of age and sex
*Adjusted for WRAT-Reading Score and age. corrected scores should be done with caution.
R.S.E. Keefe et al. / Schizophrenia Research 102 (2008) 108–115 115

Role of funding source Pfizer, Inc. Dr. Harvey receives royalties from the Brief Assessment of
Funding for this study was provided by Eli Lilly and Company Cognition in Schizophrenia (BACS) testing battery.
(F1D-US-X281) and Pfizer, Inc. (# 2005-0285). Neither company had Dr. Goldberg receives royalties from the Brief Assessment of
any further role in the study design, data collection, data analysis, Cognition in Schizophrenia (BACS) testing battery.
Dr. Gold receives royalty payments from the BACS and has served
manuscript preparation or in the decision to submit this paper for
publication. as a consultant to Pfizer and Solvay.

Contributors Acknowledgments
Portions of the text describing the calculation of the BACS composite
Drs. Keefe, Harvey, Goldberg and Gold designed the study, score were based on a statistical analytic plan written by Carol Robinson.
contributed to writing the protocol, contributed to writing the
manuscript and conducted statistical analysis. Mss. Walker, Kennel,
References
Hawkins collected the study data and provided feedback about the
study design during the study implementation. Ms. Walker and Miss
Green, M.F., Nuechterlein, K.H., Gold, J.M., Barch, D., Cohen, J.,
Kennel created data tables and performed some of the data analyses.
All authors contributed to and have approved the final manuscript. Essock, S., Fenton, W.S., Frese, F., Goldberg, T.E., Heaton, R.K.,
Keefe, R.S.E., Kern, R.S., Kraemer, H., Stover, E., Weinberger, D.R.,
Zalcman, S., Marder, S.R., 2004. Approaching a consensus cognitive
Conflict of interest
Dr. Keefe has received grant/research support from Astra-Zeneca, battery for clinical trials in schizophrenia: the NIMH-MATRICS
Eli Lilly, Johnson & Johnson, Pfizer, and NIMH, as well as providing conference to select cognitive domains and test criteria. Biol.
educational services to Astra-Zeneca, Eli Lilly, Forest Labs, Psychiatry 56 (5), 301–307.
Jastak, S., Wilkinson, G.S., 1993. Wide Range Achievement Test-
GlaxoSmithKline, Johnson & Johnson, Pfizer, and Repligen. He has
also served as a consultant and on advisory boards for various Revised 3. Jastak Associates, Wilmington, DE.
pharmaceutical companies as follows: Abbott Pharmaceuticals Keefe, R.S.E., Goldberg, T.E., Harvey, P.D., Gold, J.M., Poe, M.,
(advisory board), Acadia (consultant), Astra-Zeneca (advisory board, Coughenour, L., 2004. The brief assessment of cognition in
schizophrenia: reliability, sensitivity, and comparison with a standard
consultant), Bristol Myers Squibb (advisory board), Cephalon
(consultant), Dainippon Sumitomo Pharma. (consultant), Eli Lilly neurocognitive battery. Schizophr. Res. 68 (2-3), 283–297.
(advisory board, consultant), Forest Labs (consultant), GlaxoSmithK- Keefe, R.S.E., Poe, M., Walker, T.M., Kang, J.W., Harvey, P.D., 2006.
The Schizophrenia Cognition Rating Scale (SCoRS): interview-
line (consultant), Johnson & Johnson (advisory board, consultant),
based assessment and its relationship to cognition, real-world
Lundbeck/Solvay/Wyeth (advisory board), Memory Pharmaceuticals
(advisory board), Merck (advisory board, consultant), Orexigen functioning and functional capacity. Am. J. Psychiatr. 163, 426–432.
(advisory board, consultant), Otsuka (consultant), Pfizer (advisory Keefe, R.S.E., Sweeney, J.A., Gu, H., Hamer, R.M., Perkins, D.O.,
McEvoy, J.P., Lieberman, J.A., 2007. Effects of olanzapine,
board, consultant), Repligen (consultant), Saegis (advisory board,
consultant), Sanofi/Aventis (advisory board, consultant), and Xenoport quetiapine, and risperidone on neurocognitive function in early
(consultant). In addition, Dr. Keefe receives royalties from the Brief psychosis: a randomized, double-blind 52 week comparison. Am.
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Dr. Harvey has served as an advisor or consultant to Astra-Zeneca Radner, M., Winokur, S. (Eds.), Minnesota Studies in the Philosophy
Pharmaceuticals, Bristol-Myers Squibb, Eli Lilly and Company, Johnson of Science, vol 4: Theories and Methods of Physics and Psychology.
and Johnson, Inc., Memory Pharmaceuticals, Novartis Pharmaceuticals, University of Minnesota Press, Minneapolis, pp. 373–401.
U.S. Census Bureau, Current Population Survey, 2005. Annual social
Pfizer, Inc., SolvayWyeth Alliance, Sanofi-Aventis. He currently or
immediately prior has/had grant or contract support from Astra-Zeneca and economic supplement. http://www.census.gov/population/
Pharmaceuticals, Bristol Myers Squibb, Johnson and Johnson, Inc., and www/socdemo/education/cps2005.html.

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