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Unit One: Introduction
Unit One: Introduction
Introduction
In this unit, we shall focus on the nature of research. Discussions on how human beings approach
knowledge, types of research, and criteria of good research are also included. The learner should
note that the ideas in this unit may look fragmented but later enjoyable when you start to see the
complete picture of our discussion. You may wonder to see various definitions to (social)
research. How do you perceive research in social sciences? Where and when do you think
research is conducted? What involves a social research? When do we say a social research is
good?
Review Exercises...........................................................................................................................24
After you work through this chapter, you should be able to:
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Description of Lesson 1
This lesson attempts to review some of the definitions by different scholars and identify common
elements in their definitions in order to study the nature of research in general and social research
in particular.
We are naturally curious to know about ourselves, nature, the environment, etc. Whenever we
encounter problems, we try to find their solutions and make decisions accordingly. This may be
done using either the arbitrary method or the scientific method. Research uses the latter method
as opposed to the former. Dear learner, what do you think is the difference between the arbitrary
method and the scientific method? Please write your answer hereunder:
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Definition of Research
Well, we shall discuss about these at the latter part of this unit. Let us now try to see the
definition of research (by different scholars). Not unfortunately, there is no consensus on the
definition of research. However, the definition given by some scholars may give insight on the
nature of research. Kerlinger (1973:11) defined research as ‘systematic, controlled, empirical and
critical investigation of hypothetical propositions about the presumed relations along natural
phenomena.’ Black and Champion (1976:6) defined [scientific] research as the process of
systematically obtaining information through empirical observation that can be used for the
systematic development of logically related propositions attempting to establish causal relation
among variables. And, finally, Young (1977:30) defined it as “a scientific undertaking which, by
means of logical & systematic techniques, aims to: (a) discover new facts or verify and test old
facts; (b) analyze their sequences, interrelationships and causal explanations; and (c) develop
new scientific tools, concepts and their theories which would facilitate reliable and valid study of
human behavior.
You shall, nevertheless, note that all definitions share the fact that research is a diligent enquiry
and careful search for new knowledge through systematic, scientific and analytical approach in
any branch of knowledge. The learner may ask ‘what characterizes research?’
Constant search for additional knowledge is the guiding factor of research which helps to
discover new facts. The search of new knowledge also helps to accept, reject or modify existing
facts or knowledge. It is a systematic effort to gain knowledge, truth or broad principles in a
verifiable and objective way. According to Slessinger and Stevenson, social research aims to
“extend, collect or verify knowledge; whether that knowledge aids in the construction of theory
or in the practice of an art.” Research will also help to ascertain existing theories or modifying or
rejecting them and build or construct new theories on the basis of research. Young describes
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social research as “the systematic method of discovering new facts or verifying old facts, their
sequences in their relationship, causal explanation and the natural laws which govern them”.
The scientific method refers to the ideas, rules, techniques, and approaches that the scientific
community uses. It is the methodology employed that makes a given research scientific or non-
scientific. In modern times, the scientific method has become the accepted way to gain
knowledge of the [social] world.
There are three basic components of scientific method; viz: the use of empirical evidence, logical
reasoning and skeptical attitude.
Use of empirical evidence: The goal of the scientific methods is to facilitate independent
verification of scientific observation. Empirical evidence can be verified and determined
reliable (replicable or repeatable under similar circumstances).
Logical reasoning (Critical thinking): Logical reasoning allows determination of truth
through steps different from emotional and hopeful thinking. Scientists and critical thinkers
always use logical reasoning. Often, the use of logical reasoning requires a struggle with the
will, because logic sometimes forces one to deny one's emotions and face reality, and this is
often painful. But you must not forget that emotions are not evidence, feelings are not facts,
and subjective beliefs are not substantive beliefs.
Skepticism: this refers to possessing a skeptical attitude. This is the final key in science and
critical thinking which involves constant questioning of your beliefs and conclusions. Good
scientists and critical thinkers constantly examine the evidence, arguments, and reasons for
their beliefs. Such an attitude is important in the scientific method because it:
o helps avoid self-deception and deception by others;
o encourages scientists to repeatedly examine the truth and reliability of knowledge claims
by others;
o promotes the need to test to determine if current beliefs match objective reality as
measured by empirical evidence; and
o motivates one to hold beliefs tentatively, and be open to new evidence and rational
argument.
To sum up, the scientific method has proven to be the most reliable and successful method of
thinking in human history, and it is quite possible to use scientific thinking in other human
endeavors.
The learner recalls that we have emphasized research makes use of the scientific method as
opposed to the arbitrary method. What is the distinction between these two methods? Where as
the arbitrary method of seeking answers consists of imagination, opinion, blind belief or
impression, the scientific method is a systematic approach of seeking solutions objectively and
precisely based on empirical evidence.
Activity 1.1
Circle the ways that may suffer from individual difference and hence lack objectivity.
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I hope you circled the first three (A, B and C) because these methods result in different findings
from one person to the other for the same observation, not to mention. Besides, they are usually
vague and inaccurate. The last three (D, E and F), on the other hand, are objective and hence do
not bring results that differ among people. Based on this difference, which method do you
recommend a research use for a research? Very good, you must have said the scientific method.
This is because the scientific method is based on ‘some articles of faith’ including its reliance on
empirical evidence, use of relevant concepts, commitment to objectivity, ethical neutrality,
generalization, verifiability and logical reasoning process. The major components this method
involves include defining a problem, formulating hypothesis/tentative assertion, data collection
& analysis, testing hypothesis & inference, and making claims logically. Dear learner, do you
notice research involves the use of theories, facts and methods? Good, let’s hold on here and see
the relationship between theories, facts and methods.
1.1 Distinguish between the scientific method and the arbitrary method.
1.2 List at least two main elements in the definition of research.
1.3 If one deduces on an issue based on her personal belief, do you categorize it to the
scientific method or the arbitrary method? Why?
Lesson Summary
Description of Lesson 2
This lesson establishes the interrelationship between theories, facts and methods in social
research. It attempts to describe the role of each in research and how they are interlinked.
Even at the cost of redundancy, I must remind you that research is closely related to theory.
Theory provides a conceptual model for research and the later, in turn, contributes to the former.
Theory is a set of systematically interrelated concepts, definitions, and propositions that are
advanced to explain and predict phenomena/facts. For instance, the theories of inflation provide
a basis of evaluation for research on inflation. What type of theories do you remember? [Demand
pull, cost push and so on]
Theories are also interrelated to facts. While a fact is an empirically verifiably observation, a
theory specifies the relationships between facts or order them in a meaningful way. Theories
indicate data requirement and conceptual scheme for systematizing a phenomenon; it
summarizes facts into empirical generalizations; and it predicts facts. Facts, in turn, help to
initiate theories. They lead to the reformulation or rejection of theories that do not conform to
facts and they clarify and modify theories. Theories belong to concepts and facts to empirics –
two different worlds. The question is what bridges the link between them? Methods!
Theory Facts
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Lesson Summary
Theories and facts reinforce one another – new facts dictate the improvement, change or total
replacement of existing theories and new theories help in the generation of new facts.
Theories are subject to modification given the facts/reality. If a certain theory does not
conform to the existing reality, then it is subject to modification, substitution or change. This
is effected through the help of appropriate methods. This is why methods are known to
bridge the interaction between theories and facts.
Description of Lesson 3
This lesson tries to define methodology in social research and emphasized its importance in
research.
Techniques, on the other hand, are aids to research like regression and correlation. As Machlup
puts it, methodology provides arguments, perhaps relationships, that support various preferences
entertained by the scientific community for certain rules of intellectual procedure, including
those for forming concepts building models, formulating hypothesis and testing theories.
Accordingly, methodology is neither a study of good methods nor a study of methods used;
rather a study of reasons behind principles on the basis of which various types of propositions are
accepted or rejected as part of the body of ordered knowledge in general or of any discipline. In
short, we may define methodology as the science of procedures to build, verify or extend
scientific knowledge.
The framing of a good research methodology is compared to that of an architect who designs a
building, i.e., she has to evaluate why and on what basis she selects particular size, number and
location of doors, windows and ventilators, uses particular materials and others and the like.
Finally, the methodology adopted should be open to public so that others can know how one
reached the conclusions about the study. The means of method of enquiry is opened for public
evaluation and criticism.
This implies that research involves an eclectic blending of an enormous range of skills and
activities. To be a good social researcher, you have to be able to work well with a variety of
people, understand the specific methods used to conduct research, understand the subject that
you are studying, critically review the literature, convince someone/a relevant institution to give
you the funds to study it, stay on track and on schedule, get the necessary data from appropriate
sources, process the data using the relevant methods, speak and write persuasively, use your
resources appropriately and so on.
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Broadly, there are five key aspects of contemporary [social] research that it is:
theoretical: This implies that much of it is concerned with developing, exploring, or testing
the theories or ideas that social researchers have about how the world operates.
empirical: meaning that it is based on observations and measurements of reality–on what you
perceive of the world around you.
nomothetic: which refers to laws or rules that pertain to the general case. Thus, research is
concerned much more than studying individuals – importance is given to generalizations.
probabilistic: implying that the inferences made in social research have likelihood of [non-]
occurrence associated with them; they are seldom meant to be considered as covering laws
that pertain to all cases. Part of the reason statistics has become so dominant in social
research is that it enables the estimation of the probabilities for the situations being studied.
causal: the term causal means that most social research is interested in looking at cause-
effect relationships.
Hence, a researcher should be able to satisfy these aspects of a social research to qualify a good
researcher. She needs to have all the skills required of a researcher to make it happen. Read more
below on general characteristics of research that a researcher has to also understand.
Activity 1.2
What are the key aspects of research? Please provide your answer in the space provided below:
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Activity 1.3
Why do people conduct research? What importance does it provide to do research? Can you
write more specific importance of research? Please attempt the question on the space provided
below:
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Lesson Summary
Methodology refers to the selection of methods for research and the associated reasons to
choose from among alternative methods.
Social research is theoretical, nomothetic, causal, empirical and probabilistic – research is
based on theory, concerned about the general than the specific, interested mostly on causal
relationship among variables, makes use of empirical evidence and is based on theory of
probability than certainty as the social world is dynamic.
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Description of Lesson 4
This lesson briefly highlights on the importance of research in social sciences. It focuses on
broad categories and hence crude discussion on importance of research in social sciences.
Well, the ultimate importance/goal of research in any field may be put as to:
generate accurate information for use in decision-making in the effort to solve economic,
social, environmental and managerial problems;
generate theories and principles in the given field and to increase the pace of knowledge
development in the field; and
reduce the risk of making wrong decisions by reducing the uncertainty of decisions.
Don’t you think which importance a specific research provides depend on the type of the
research? Yes, this shall be seen in lesson six in this unit. Dear learner, let me ask you one
question before we proceed to the next lesson: what factors should be considered to judge
whether a [proposed] research is feasible or not? Please try answering this question on the space
provided below:
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Very good! Compare your answers with the discussion in lesson five below.
Lesson Summary
Unless research contributes new knowledge in terms of existing principles, theories, rules or
information, it is a mere waste of resource. It shall always try to fill a GAP in knowledge in
different forms.
Description of Lesson 5
This section is an attempt to define conditions for a [proposed] research to be feasible. It tries to
account for the important factors that determine the feasibility of research. It helps us judge when
a research has to be conducted.
Hello students, what measures when a research has to be conducted? The question refers to the
feasibility of research project. Below are the most common factors to be considered for
feasibility of [proposed] research:
The research topic should be researchable – the researcher/team must be able to do the
research;
The research problem should be new – there is no need to study a problem that had already
successfully studied by other researchers. In order to avoid such duplications it is necessary to
assess thoroughly the record of the previous studies related to the selected topic (literature
survey). However, this doesn’t mean that a problem which has been studied in the past or
somewhere else no longer worth of study. The problem can be repeated to verify the
significance and conclusions or to extend its validity in a situation completely different from
the previous one;
The expected research result should be significant. The researcher has to be convinced that the
final result of the research will contribute a lot for solving a problem or formulating strategies
and development policies;
Sufficient time should exist: Systematically conducting research takes time. Thus if sufficient
time is not available for the whole research endeavor, research should not be conducted;
The data to the research problem should be [easily] available. If it is not readily available, it
should be possible to collect it;
The methods and procedures of data collection and analysis should be manageable. Given the
knowledge, experience, expertise and [skilled] labor power of the researcher [or the research
team], the techniques and methods of handling the data must be manageable. That is, methods
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of data collection have to be exactly known by the researcher and data analysis tools should
also be within the capacity of the researcher;
The research problem should be financially feasible. The [estimated/expected] value of the
research information should exceed the cost of conducting the research. (Cost-benefit
analysis);
There should be optimum administrative facilities with minimum discomfort. To complete the
research project successfully, there should be optimum administrative facilities from the very
beginning of research planning to its final completion.
Activity 1.4
Dear Students, list down the major factors that affect the feasibility of your term-paper expected
as part of this course? Write your answer and compare it with other distance learners during your
tutorial classes.
1.8 What does one mean by the empirical nature of a social research? How about
nomotheticity of research?
1.9 Outline as much general characteristic of research in social sciences as you can.
1.10 A distance learner observed that since time immemorial research on various [economic]
issues have been conducted and still are being conducted and knowledge adding over time.
Which character of research does this observation refer to? Why?
Lesson Summary
Decision on the feasibility of a [proposed] research involves several factors; inter alia, it
consists of researchability of the topic, availability of time, significance of the expected
results, availability of resources (human, financial and materials), and manageability of
available research techniques.
As a student researcher, what criteria do you suggest other students and yourself shall
consider to evaluate the feasibility of the topic for your term paper? Try making the factors
you suggest as much specific as possible.
Description of Lesson 6
Lesson 6 tries to briefly see the types of research with a focus on economic research. It is so brief
it doesn’t treat the details of each sub-division in the classification.
Classification of research may assume different forms. For our purpose, research can be
classified from various perspectives like application of the research study, objectives in
undertaking the research, and the type of information sought, etc.
However, there are two broad/general categories of research; viz., basic research and applied
research. While basic research (also known as pure research) is usually conducted to develop
principles, theories & models and is used to expand the limits of knowledge (used to evaluate
theories and models), applied research (also known as action research, development research, or
empirical research) is conducted when decisions must be made about a specific real life problem.
Basic research is usually too challenging as it requires the accumulation of knowledge and is
mostly used for elder scientists & professors. It cannot be used for solving pragmatic (concerned
with actual circumstances rather than general theories) issues. Applied research, on the other
hand, is conducted when there is a desire to formulate developmental strategies and policies;
when you need action to combat the existing or possible problems. In a nutshell, therefore, basic
research tries to extend the knowledge in a given field and applied research tries to solve
problems.
The two types of research, nevertheless, have similarities in that the procedures & techniques
each utilizes do not differ substantially. Both employ the scientific method to answer the research
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question. Scientific method here refers to techniques and procedures that help the researchers
know & understand about the problem of the research.
In basic research, scientific method is used to test prior concepts and hypotheses and then
making inferences and conclusions about the phenomenon. In applied research scientific method
is used to assure objectivity in gathering facts and test creative ideas for alternative decision
strategies. Applied research is very common among research in Economics and other disciplines
too.
Applied research can be classified on the basis of various variables: technique (method), purpose
(function), the role of time and so on.
a) Technique or method
Applied research by their technique (or method) can be further classified as experimental, survey
and observation.
A researcher would at first create two matched groups as similar as possible to test his/her
hypothesis. One group is considered as the experimental group, while the other would be
designated as the control group. The experimental group is the one on which the tests are
conducted. The role of the control group is very critical since it serves to isolate the
experimental stimulus as the single source of change (as the two are identical in all other
regards) in the experimental group.
It is extremely important to make sure the two groups are identical in all other regards than
the experiment of interest in order to deduce that changes following the experiment on the
experimental group and hence population of interest are due to the stimulus from the
experiment.
a.iii) Observation
The researcher seeks to become a member of the social event or group under study. He may
or may not reveal his research role. By impressing himself in the actual social events in
progress, the researcher will be in a position to obtain a far greater depth of knowledge. This
could be done with or without the knowledge of the target population.
b) Purpose or function
Another basis of classification of applied (social) research is its purpose or function. On the basis
of purpose/function applied social research can be classified as exploratory, descriptive and
causal.
It is an initial research conducted to clarify and define the nature of a problem – ambiguous
problem. It is conducted to gain familiarity with a phenomenon or to achieve new insights
into it. The researcher aims at formulating more precise questions that future research can
answer, and discovering new insights. It may be the first stage in the sequence of studies. Its
result may not be used as conclusive evidence to determine a particular course of action. It is
usually conducted with the assumption that subsequent research will be required to provide
conclusive evidence. It uses qualitative data and tends to be more open using range of
evidence and discovering new issues.
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This refers to literature review or literature survey and deals with preliminary review of
data collected for another purpose to clarify issues in the early state of a research effort.
This technique does not make any attempt to collect primary data.
It merely assesses secondary data and usually considered as a stepping stone for other
techniques of analysis and not a research technique per se. It is not a suggested way for
student research like yours as it merely compares and contrasts already done research by
other people and hence fails to show your contribution.
This involves intensive investigation of one or a few situations similar to the researcher’s
problem situations such that the case is fairly representative or related to the population
of interest.
It is a brief preliminary survey often using a small, convenience sample conducted to test
the survey instruments and data collection method, before the project details are finalized
and the formal survey conducted. Most, but not certainly all, exploratory research
provides qualitative information or clue information; we cannot say this much or this
percentage.
Generally the purpose of exploratory research is to clearly and precisely define the
problem. Generally speaking, exploratory researches have three integrated purposes:
Such research aims at identifying the cause-effect relationship between variables where the
research problem has already been narrowly defined. For example, the relationship between
fertilizers application and land productivity, the impact of packaging and advertising on the
volume of sales of a product, the effect of training on labor productivity.
c) Other Criteria
This classification considers the degree of analysis of a research and whether or not a research
is interested in critical analysis of the issue. In analytical research, the researcher has to use
facts or information already available, and analyze these to make a critical evaluation of the
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material while descriptive analysis tries to deal with the state of affairs or a phenomena or the
population of interest.
Active research treats knowledge as a form of power and abolishes the line between research
and social action where as evaluation research makes social impact analysis that attempts to
estimate the likely consequences of planned change. It is mainly used for planning and
making choice among alternative policies. Social impact analysis often includes cost benefit
analysis; hence, evaluation research is expected to address the question, ‘Did it work?’ For
example, questions like ‘Has the bonus system increase productivity of workers?’
Based on the [non-]measurability of the variables of interest in a given study, research may be
grouped as quantitative or qualitative. Quantitative research is based on the measurement of
quantitative figures, quantities or amounts; i.e., it is applicable to phenomenon that can be
expressed numerically. On the other hand, qualitative research is concerned with qualitative
phenomenon; i.e., a phenomenon relating to or involving quality or kind. For example,
questions like ‘why do people think or do certain things?’ All kinds of motivation, attitude
research or opinion research are typical qualitative research studies. It is particularly
important in behavioral sciences where the underlying motive is to discover the underlying
motive of human behavior.
Based on the motive of research as to whether it is related to theories & disciplines or real
world experience, it is grouped as either conceptual or empirical. Conceptual research is
related to some abstract or theory and is conducted by philosophers to develop new ideas or
reinterpret the existing ones. Empirical research, on the other hand, relies on experience or
observation alone, without due regard to the system or theory – it is data-based research or
also sometimes called experimental research.
Based on the role of time, research may be grouped as cross-sectional or longitudinal. This is
particularly valid for quantitative applied research. While the former deals with the problem at
a single point of time, the latter considers the issue at multiple points of time.
Cross Sectional research takes a snap-shot approach to the social world. It is the simpler and
less costly research approach as compared to longitudinal research. However, it cannot
capture social process or changes.
Longitudinal research, on the other hand, examines feature of people or other units at more
than one time – extended period of time. It is usually more complex and costly than cross-
sectional research but usually more powerful especially with respect to social changes. Based
on the way it treats the subject of interest, longitudinal research may assume a time-series,
panel or cohort analysis. Broadly, longitudinal research may be sub-grouped into time-series
research, panel study or cohort analysis based on the role of time in the unit of analysis. A
brief introduction of each of these is made in what follows. Hence, I advise you to read more
for further information.
A time series research is a longitudinal study on a group of people or other units across
multiple periods. For example, a time series data on exports of coffee in Ethiopia may
cover the period 1970 up to 2007. If the data set is annual, we would have 38
observations only.
In a panel study, researchers observe exactly the same people, group or organ across time
periods but each time each time taking a snap-shot approach. In a panel study, the focus
is on individuals or who? For example, interviewing exactly the same people in 1991,
1995, 1999, 2003, etc and observe the change is an example of panel data set. It,
however, is usually costly but may yield better outcome.
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Cohort analysis is similar to panel study. But, in a cohort analysis, rather than observing
exactly the same people, a category of people who share similar life experience in a
specified period are studied. Hence, the focus is on groups of individuals, and not on
specific individuals or who? This is less costly than panel study.
Lesson Summary
Research may be classified based on so many variables: nature of data, role of time, purpose
of the study, etc.
Description of Lesson 7
This lesson attempts to discuss some of the most common criteria to evaluate whether a research
is good. The discussion is so brief it is not comprehensive enough to address the interest of all
institutions interested in evaluation of research.
Whatever may be the type of research, all meet on the common ground of using the scientific
method. Besides, the purpose of the research should be clearly defined and common concepts
should be used. The research procedure used should also be described in sufficient details to
permit another researcher to repeat the result for further advancement. The procedural design of
the research should be carefully planned to yield results that are as objective as possible.
The researchers should report the results with complete frankness, flaws in procedural design and
estimate their effects up on the findings. The analysis of the data should be sufficiently adequate
to reveal its significance. The method of analysis should be appropriate, the validity & reliability
of the data should be checked. Conclusions should be confined to those justified by the data of
the research.
Systematic: structured with specified steps or specified sequence in accordance with well-
defined [scientific] rules.
Logical: research should be guided by the rules of logical reasoning i.e., logical process of
induction (from individuals/simple to general) and deductions (from general to
simple/individuals).
Empirical: research deals with reliable and concrete data that provides the basis for external
validity to its results.
Replicable: the results of a research can be verified by replicating the study and thereby build
a sound basis for decision.
Activity 1.5
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1.11 When do we say that a given research, say for a [degree] award is good enough?
1.12 What do we mean by replicability of research? Give example or illustrate your answer with
your term paper planning to do.
Lesson Summary
Criteria for evaluation of research are not the same but share some elements in common.
A good research is so objective it is replicable (one should be able to repeat the findings
using the same method and data – avoids subjectivity); it is based on empirical evidence, it is
systematic and logical.
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Review Exercises