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Clinical Section / Original Paper

Gerontology 2016;62:386–395 Received: August 13, 2015


Accepted: November 2, 2015
DOI: 10.1159/000442088
Published online: December 1, 2015

Absenteeism and Presenteeism among Care


Workers in Swiss Nursing Homes and Their
Association with Psychosocial Work Environment:
A Multi-Site Cross-Sectional Study
Suzanne Dhaini a Franziska Zúñiga a Dietmar Ausserhofer a, b Michael Simon a, c
       

Regina Kunz d Sabina De Geest a, e René Schwendimann a 


     

a
Institute of Nursing Science, Department of Public Health, Faculty of Medicine, University of Basel, Basel, Switzerland;
 

b
Claudiana, University of Applied Science, Bozen, Italy; c Nursing Research Unit, Inselspital Bern University Hospital,
   

Bern, and d Swiss Academy of Insurance Medicine, University Hospital of Basel, Basel, Switzerland; e Health Services
   

and Nursing Research, University of Leuven, Leuven, Belgium

Key Words ported absenteeism and presenteeism. Results: Absentee-


Absenteeism · Care workers · Nursing home · Presenteeism · ism and presenteeism were observed in 15.6 and 32.9% of
Work environment care workers, respectively. While absenteeism showed no
relationship with the work environment, low presenteeism
correlated with high leadership ratings (odds ratio [OR] 1.22,
Abstract 95% confidence interval [CI] 1.01–1.48) and adequate staff-
Background: Worker productivity is central to the success of ing resources (OR 1.18, 95% CI 1.02–1.38). Conclusion: Self-
organizations such as healthcare institutions. However, both reported presenteeism is more common than absenteeism
absenteeism and presenteeism impair that productivity. in Swiss nursing homes, and leadership and staffing resource
While various hospital studies have examined the preva- adequacy are significantly associated with presenteeism,
lence of presenteeism and absenteeism and its associated but not with absenteeism. © 2015 S. Karger AG, Basel
factors among care workers, evidence from nursing home
settings is scarce. Objective: To explore care workers’ self-
reported absenteeism and presenteeism in relation to nurs-
ing homes’ psychosocial work environment factors. Meth- Introduction
ods: We performed a cross-sectional study utilizing survey
data of 3,176 professional care workers in 162 Swiss nurs- Worker productivity is central to the success of any
ing homes collected between May 2012 and April 2013. A organization [1]. However, both absenteeism, i.e. missing
generalized estimating equation ordinal logistic regression shifts because of feeling unwell or unfit to work, and pres-
model was used to explore associations between psychoso- enteeism, i.e. working despite feeling unwell or unfit to
cial work environment factors (leadership, staffing resourc- work, impair that productivity. With absenteeism, as em-
es, work stressors, affective organizational commitment, col- ployees do not contribute to the organization’s operation,
laboration with colleagues and supervisors, support from productivity loss per absent employee is 100% [2]. Pres-
other personnel, job satisfaction, job autonomy) and self-re- enteeism is considered the opposite of absenteeism [3],

© 2015 S. Karger AG, Basel René Schwendimann


0304–324X/15/0624–0386$39.50/0 Institute of Nursing Science, Department of Public Health
Faculty of Medicine, University of Basel
E-Mail karger@karger.com
Bernoullistrasse 28, CH–4056 Basel (Switzerland)
www.karger.com/ger
E-Mail rene.schwendimann @ unibas.ch
but it decreases productivity, making illness at work a highlighted the magnitude of presenteeism not only by its
costly affair [1, 4]. The two concepts are closely linked: cost of lost productivity, but also by negatively affecting
frequent presenteeism is associated with subsequent quality patient care [21]. While various hospital studies in
long-term absenteeism [5]. Europe and the US have examined the prevalence of pres-
The concept of presenteeism first appeared in the em- enteeism (ranging from 21.9 to 62.0%) and its associated
pirical literature in the 1990s [6], when employers noticed factors [14, 19, 21], evidence from nursing home settings
that not only absenteeism but also presenteeism drains is scarce. Although the relationships between absenteeism
productivity [7]. Since then, studies on the general popu- and presenteeism are unclear, Kristensen [22] argued con-
lation have indicated that both absenteeism and presen- vincingly that both behaviors are outcomes of the same
teeism are strong predictors of future poor health, physi- decision process. Therefore, examining risk factors for ab-
cal complaints, low mental well-being and low work abil- senteeism in nursing home care workers’ psychosocial
ity of employees [8]. work environments (e.g. leadership, collaboration with
In healthcare, previous studies have shown that high supervisor, work stressors, staffing resources) could im-
rates of presenteeism are common among nursing care prove our perception of presenteeism [13]. This study
workers, regardless of their work setting [9–11]. For ex- adds to the body of knowledge on absenteeism and to the
ample, in 2011, 49% of the Swedish public health sector growing literature on presenteeism in healthcare.
workers (including hospitals and primary care) reported
frequent presenteeism in the preceding year [12].
Research [9, 11, 13] has suggested that the ability to Theoretical Background
work through illness depends on work demands, work-
load and perceived job stress. Hence, if the ill person per- The WHO healthy workplace model (fig. 1) [1] and its
ceives that co-workers will not be able to compensate for ‘business case’ framework (fig.  2) [1] contribute to the
their absence, they commonly work despite illness [9, 13]. understanding of the work environment’s relationships
For example, care workers’ daily responsibilities involve with absenteeism and presenteeism. All workplaces re-
providing service and responding to patients’ needs. If the quire healthy workers to sustain the organization [1].
ill persons perceive that the care workers present will not Therefore, the WHO model ties unhealthy and unsafe
be able to compensate for their absence, they commonly workplaces to work-related physical and mental illnesses,
work despite illness [9, 14]. In nursing homes, residents very likely increasing the risks of both absenteeism and
who can no longer reliably perform the basic activities of presenteeism. The WHO’s key components of a healthy
daily living in their homes require 24/7 direct care. As a workplace correspond to four domains: (1) the physical
result, nursing home care workers need to perform many work environment (e.g. chemical and biological hazards),
physically and emotionally straining activities that risk (2) the psychosocial work environment (e.g. daily work
compromising their health [15]. practices and workplace stressors), (3) personal health re-
Several studies on the general population have indi- sources (e.g. physical inactivity from long working hours,
cated relationships between absenteeism and presentee- poor diet due to lack of meal time), and (4) enterprise
ism [13, 16]. Workers who reported calling in sick also community involvement (e.g. supporting communities,
tended to report working while ill [13]. Individual char- providing leadership and expertise related to workplace
acteristics such as occupation and gender [10] as well as health and safety to other organizations). Using data from
work-related factors, including a strong commitment to the Swiss Nursing Homes Human Resources Project
work [13], were found to influence both absenteeism and (SHURP), we explored psychosocial work environment
presenteeism [17]. Recent studies have linked negative factors’ associations with absenteeism and presenteeism
perceptions of the work environment [18] – e.g. poor in nursing home care workers. Rooted in organizational
collaboration with colleagues [19] and time pressure [13, culture and daily practice, these factors can include,
20] – with presenteeism. In a Scandinavian study on the among others, work stressors, staffing resource inade-
care of older people, researchers showed that high presen- quacy, poor leadership, poor co-worker support, poor
teeism was associated with high workloads and elevated collaboration with management or among colleagues,
time pressure [11]. low job autonomy, low job satisfaction and poor affective
Compared to absenteeism, presenteeism has been rela- organizational commitment [1]. The variables are de-
tively less researched, probably because it is harder to track fined by the WHO model but operationalized to address
associated cost [21]. Nonetheless, existing studies have the study purposes.

Absenteeism and Presenteeism among Gerontology 2016;62:386–395 387


Care Workers in Swiss Nursing Homes DOI: 10.1159/000442088
Color version available online
Physical work
environment

Mobilize

Improve Assemble
Leadership
engagement
Psychosocial Personal
work Ethics and health
Evaluate values Assess
environment resources
Worker
involvement

Do Prioritize

Plan

Enterprise community
involvement

Fig. 1. The WHO healthy workplace model


(own figure). Adopted from Burton [1].

Unhealthy and unsafe work Care workers’ health Care workers’


environment domains outcomes
1 Psychosocial - Physical
2 Physical - Mental - Absenteeism
3 Personal health resources - Presenteeism
Fig. 2. The WHO conceptual framework 4 Enterprise involvement
for business case. Adopted from Burton
[1].

Exploring absenteeism and presenteeism in nursing Methods


homes serves two important purposes. First, determining
the prevalence of each provides insight into their magni- Study Design, Setting and Sample
tude as nursing workforce outcomes in long-term care This is a secondary data analysis of the multi-center, cross-sec-
tional SHURP study, which included a random sample of 162
settings. Second, as work environment factors can influ- nursing homes across Switzerland, stratified according to language
ence employee productivity – via absenteeism and presen- region and facility size. Nursing homes smaller than 20 beds, resi-
teeism – they also influence an organization’s sustainabil- dential care homes and rehabilitation clinics for geriatric patients
ity [1]. Accordingly, this study had two aims: (1) to deter- were excluded. The full details of the sampling and survey methods
used are provided elsewhere [23].
mine the prevalence of absenteeism and presenteeism
In the parent study, 6,947 questionnaires were distributed to
among professional care workers in Swiss nursing homes, care workers, of which 5,323 (76.6%) were returned. Care workers
and (2) to explore psychosocial work environment factors’ of all educational levels (registered nurses, licensed practical nurs-
associations with absenteeism and presenteeism. es, certified nursing assistants and nurse aides) who provided di-

388 Gerontology 2016;62:386–395 Dhaini/Zúñiga/Ausserhofer/Simon/Kunz/


DOI: 10.1159/000442088 De Geest/Schwendimann
rect care to the nursing home residents were invited to complete Items on staffing adequacy asked about perception of having
the questionnaire survey. Care workers who worked less than 8 h enough staff on duty to complete all necessary work, to provide
weekly, had been employed less than 1 month on the unit or were quality care and to discuss resident problems.
students were excluded from the parent study. In the current Work stressor items were selected from the Health Professions
study, only care workers without leadership positions were includ- Stress Inventory (HPSI) [25, 26] to measure the frequency of sev-
ed, leading to a subsample of 3,176 professional care workers. eral work-related stressors. These were measured via a 5-point Li-
kert-type scale (0 = never, 1 = seldom, 2 = sometimes, 3 = often,
Data Sources, Variables and Measurements 4 = very often). The instrument was reduced from 30 to 12 items
Sociodemographic and professional data of care workers, in- in order to reduce the SHURP’s survey burden (time spent filling
cluding their perceptions of their work environment, work stress- out questionnaires). The reduction was based on the ratings of ge-
ors, health status, absenteeism and presenteeism, were collected rontological care experts from the field (holding at least a Certifi-
using the SHURP study’s Care Worker Personnel Questionnaire. cate of Advanced Studies up to a Master’s degree with experience
Nursing home facility characteristics were captured with the in nursing home care) with regard to the relevance of each ques-
SHURP Facility Profile Questionnaire. tion. The SHURP team asked the experts to rate each item for its
The SHURP study team established the content validity of each understandability for nursing home personnel (yes/no) and for its
scale used, testing the relevance of the variables and scale sepa- relevance concerning resident safety on a 4-point Likert-type scale
rately and adjusting them as necessary until all achieved desirable (1 = not relevant, 2 = somewhat relevant, 3 = quite relevant, 4 =
item content validity index (I-CVI) or scale content validity index very relevant). The I-CVI was calculated for each item as the per-
(S-CVI) ratings. All items of the care worker questionnaire were centage of experts who rated it 3 or 4. The average scale content
translated into German, French and Italian. Items were verified validity was calculated as the mean of all I-CVIs. The SHURP
with the original language version by comparison of its back trans- group’s psychometric analysis of the remaining 12 items produced
lation. Then, they were tested for relevance with gerontological three subscales tested for internal consistency (Cronbach’s alpha)
care experts in the field to check content validity, and pre-tested and measuring stress-producing factors: (1) workload (Cron-
for their comprehensibility with the end-user focus group. Further bach’s alpha 0.73), (2) lack of job preparation (Cronbach’s alpha
information related to the development of the questionnaire and 0.63) and (3) conflict and lack of recognition (Cronbach’s alpha
the survey validity pre-testing is provided elsewhere [23]. 0.76). Stress due to workload was measured via three items (dealing
The current study used the following dependent, independent with difficult situations, having too much work to do and being
and control variables. understaffed). The three items measuring stress due to lack of job
preparation asked about fear of making mistakes, being over-
Dependent Variables: Absenteeism whelmed when caring for terminally ill residents and not being pre-
Absenteeism was measured via an investigator-developed item pared to meet the residents’ needs. Regarding conflict and lack of
measuring how many days (if any) within the previous 4 weeks recognition, six items asked about disagreements with other profes-
care workers had not attended work due to feeling ill and unfit for sionals, conflicts with superiors, lack of information, not being
work. Respondents answered by number of days. Numbers were asked about one’s opinion, being underpaid and underuse of skills.
then grouped into three categories (0 = 0 days, 1 = 1–2 days, 2 = 3 Affective organizational commitment was adopted from the
or more days) [10]. Questionnaire for the Assessment of Affective, Calculative and
Normative Commitment to the Organization, the Profession/Ac-
Dependent Variables: Presenteeism tivity and Employment Form (COBB) [27], using five items from
Presenteeism was measured via an investigator-developed item the Affective Commitment subscale (Cronbach’s alpha 0.86) and
measuring how many days (if any) within the previous 4 weeks rated on a 5-point Likert-type scale (1 = strongly disagree, 2 =
care workers had attended work in spite of feeling ill and unfit for slightly disagree, 3 = neutral, 4 = slightly agree, 5 = strongly agree).
work. Respondents answered by number of days. Answers were These items assessed respondents’ feelings about the organizations
then grouped into three categories (0 = 0 days, 1 = 1–2 days, 2 = 3 employing them, including how happy they would be to spend the
or more days) [10]. next years with their current organization, the strength of their
sense of belonging to that organization, their level of emotional at-
Independent Variables: Psychosocial Work Environment Risk tachment to their organization, and how well their personal ideals
Factors fit with those of the organization.
Care workers’ perceptions of their nursing homes’ leadership Items on collaboration with colleagues and with unit supervi-
and staffing adequacy were measured via items from two subscales sors were adopted from the Safety Attitude Questionnaire (SAQ)
of the Practice Environment Scale of the Nursing Work Index [28]. On 4-point Likert-type scales, respondents rated the quality
(PES-NWI) questionnaire: ‘nurse manager ability, leadership and of each level of collaboration (1 = very low, 2 = rather low, 3 =
support of care workers’ (Cronbach’s alpha 0.84) and ‘staffing and rather high, 4 = very high). A ‘don’t know’ option was also pro-
resources adequacy’ (Cronbach’s alpha 0.74) [24]. These were vided (treated as missing in the analysis). For conformity with the
adapted for nursing home use with 4-point Likert-type scales (1 = study’s data on risk factors, answers were dichotomized (0 = very
strongly disagree, 2 = rather disagree, 3 = rather agree, 4 = strong- or rather low, 1 = rather or very high). One item on support from
ly agree). The leadership items asked about the extent to which other personnel to care for residents was also selected from the
respondents perceived their unit supervisors as supportive and SAQ and rated on a 5-point Likert-type scale (1 = strongly dis-
competent leaders, mistakes were used as learning opportunities, agree, 2 = slightly disagree, 3 = neutral, 4 = slightly agree, 5 =
care workers were rewarded or otherwise recognized for work well strongly agree). This also included the ‘don’t know’ answer option.
done, and the unit leaders supported them in decision-making. As above, answers were dichotomized for data conformity (0 =

Absenteeism and Presenteeism among Gerontology 2016;62:386–395 389


Care Workers in Swiss Nursing Homes DOI: 10.1159/000442088
strongly or slightly disagree or neutral, 1 = slightly or strongly 0 = never to 6 = daily) using the item ‘feeling exhausted from work’
agree). from the Maslach Burnout Inventory [30]. The validity of measur-
To measure autonomy at work, a single investigator-developed ing emotional exhaustion with a single item is described elsewhere
item asked care workers to rate the extent to which they decided [31].
independently how to perform their work. This item was rated on
a 4-point Likert-type scale (1 = strongly disagree, 2 = slightly dis- Data Collection and Analysis
agree, 3 = slightly agree, 4 = strongly agree). Again, responses were The SHURP survey was administered between May 2012 and
dichotomized (0 = strongly or slightly disagree, 1 = slightly or April 2013. Detailed information on data collection is provided
strongly agree). Job satisfaction was measured via another investi- elsewhere [23].
gator-developed item. On a 4-point Likert-type scale (1 = very dis- As facility and care worker characteristics, including health sta-
satisfied, 2 = rather dissatisfied, 3 = rather satisfied, 4 = very satis- tus, have been extensively investigated in previous studies, show-
fied), this assessed each care worker’s overall satisfaction with his/ ing positive relationships with absenteeism and presenteeism, they
her current job in the nursing home. As above, answers were di- were used here as control variables [19, 32]. To address the first
chotomized as positive or negative (0 = very or rather dissatisfied, aim, we calculated descriptive statistics (frequencies, percentages,
1 = rather or very satisfied). means and standard deviations). For the second aim, we first ana-
lyzed the univariate associations between facility and care work-
Control Variables: Facility Characteristics er characteristics (including health status) and absenteeism and
Facility characteristics included size (small: 20–49 beds; me- presenteeism. We used generalized estimating equation multiple
dium: 50–99 beds; large: ≥100 beds), language region (German-, regression models to account for the clustering of care workers in
French- or Italian-speaking area) and ownership status (private, nursing home units. Next, adjusting for facility characteristics and
private subsidized, public). care worker characteristics (including health status), we used or-
dinal logistic generalized estimating equation regression to esti-
Control Variables: Care Worker Sociodemographic and mate odds ratios (ORs) and 95% confidence intervals (CIs) for psy-
Professional Characteristics chosocial work environment risk factors. We also assessed multi-
Care worker sociodemographic data were collected on age collinearity of all work environment factors with variance inflation
(date of birth), gender, educational level (i.e. registered nurse, li- factor. Based on this variance inflation factor with all values re-
censed practical nurse, certified nursing assistant, nursing aide), maining below the threshold of 5, all variables were included in the
professional experience in nursing (number of years in nursing), analysis [33]. Missing values analysis showed <5% of responses
percentage of full-time employment (corresponding to number of missing per variable, with approximately 23% of respondents (n =
hours worked per week, ranging from 20% [8.4 h/week] to 100% 938) omitting one or more responses. To explore any pattern of
[42 h/week]), agency staff (i.e. temporary vs. permanent job posi- missed data, we analyzed the sensitivity of the entire sample (n =
tion), usual work shifts (days, evenings, nights or regularly rotating 4,014) against that of the subgroup who submitted complete re-
shifts) and frequency of overtime (less frequently, every 5–7 work- sponse sets (n = 3,176). To compare means of each variable exam-
ing days, every 2–4 working days, almost every shift). Age (up to ined in this study, we calculated Cohen’s d. Calculated differences
30 years, 31–40 years, 41–50 years, >50 years) and professional were small (Cohen’s d <0.2) [34] with similar inferences. All data
experience in nursing (up to 5 years, 6–10 years, 11–15 years, 16– analyses were conducted using IBM/SPSS for Mac Statistics 21.0.
20 years, >20 years) were then categorized for analysis purposes. We report only adjusted results of our analysis.
Professional categories were based on five nursing education lev-
els: registered nurses (3–6 years of education, leading to a diploma Ethical Approval
in nursing, bachelor’s degree [BSc.N. or equivalent] or higher), All participating nursing home administrators and nursing di-
licensed practical nurses (3 years of education), certified nursing rectors gave written informed consent to participate in the SHURP
assistants (2 years of education) and nurse aides (short courses or study. Care workers’ voluntary and confidential return of their
on-the-job training). SHURP questionnaires was treated as informed consent. This
study was covered by the SHURP, for which the ethics committee
Control Variables: Care Worker Health Status of the both Basel cantons (Ref.Nr EK:02/12) granted approval.
Care workers’ physical health status was assessed using a health
index designed to minimize the number of health-related outcome
variables. Five items were selected from the Swiss Health Survey
[29] to gather self-reported data on back pain, joint pain, tiredness, Results
sleeplessness and headache during the preceding 4 weeks, with
each measured on a 3-point Likert-type scale (1 = not at all, 2 = a
little bit, 3 = strongly). The index score was calculated as the sum Sample Description
of item scores (range: 5–15) over the number of items (n = 5) mi- Overall, this study included data supplied by 3,176 care
nus 5 (allowing the index to start with 0 for ‘no health complaints’). workers in 162 nursing homes. Slightly fewer than half of
Higher index scores (maximum: 10) signify more health problems. the participating nursing homes were medium in size
This index is based on principal component analysis of the five (46.3%); one third had public ownership (37%). Three-
items, with one factor explaining 45% of the variance. Item load-
ings ranged between 0.62 and 0.74 (Cronbach’s alpha 0.69). quarters (75.9%) were located in Switzerland’s German-
The care worker’s mental health status – emotional exhaus- speaking area. Table 1 summarizes the participants’ char-
tion – was measured on a 7-point Likert-type scale (ranging from acteristics and psychosocial work environment factors.

390 Gerontology 2016;62:386–395 Dhaini/Zúñiga/Ausserhofer/Simon/Kunz/


DOI: 10.1159/000442088 De Geest/Schwendimann
Table 1. Facility and care worker characteristics and psychosocial work environment factors

Facility characteristics Usual shift


Language region Days only 1,421 (44.7%)
German 123 (75.9%) Evenings only 198 (6.2%)
French 30 (18.5%) Nights only 391 (12.3%)
Italian 9 (5.6%) Regular change of shifts 1,166 (36.7%)
Profit status Overtime frequency
Public 60 (37.0%) Less frequently 2,423 (76.3%)
Private subsidized 43 (26.5%) Every 2 – 4 working days 251 (7.9%)
Private 59 (36.4%) Every 5 – 7 working days 443 (13.9%)
Nursing home size Almost every shift 59 (1.9%)
Small (20 – 49 beds) 63 (38.9%)
Care worker-reported health status
Medium (50 – 99 beds) 75 (46.3%)
Emotional exhaustion
Large (≥100 beds) 24 (14.8%)
Never, several times a year or less, 1,978 (62.3%)
Care worker characteristics once a month or less
Gender Several times a month, once a week, 1,198 (37.7%)
Male 248 (7.8%) several times a week, daily
Female 2,928 (92.2%) Health index1 3.47 ± 2.24
Age group
Psychosocial work environment
Up to 30 years 680 (21.4%)
Leadership 3.14 ± 0.60
31 – 40 years 578 (18.2%)
Staffing resources 2.82 ± 0.66
41 – 50 years 878 (27.6%)
Work stressors
>50 years 1,040 (32.7%)
Workload 1.54 ± 0.82
Professional category
Conflict and lack of recognition 0.90 ± 0.66
Registered nurse 887 (27.9%)
Lack of job preparation 0.67 ± 0.58
Licensed practical nurse 744 (23.4%)
Affective organizational commitment 3.84 ± 0.82
Certified nursing assistant 613 (19.3%)
Collaboration with colleagues
Nurse aide 932 (29.3%)
Very low, rather low 127 (4.0%)
Employment percentage
Rather high, very high 3,049 (96.0%)
Up to 50% 784 (24.7%)
Collaboration with unit supervisor
Over 50% 2,392 (75.3%)
Very low, rather low 300 (9.4%)
Agency staff
Rather high, very high 2,876 (90.6%)
Yes 201 (6.3%)
Support from other personnel
No 2,975 (93.7%)
Strongly disagree, slightly disagree, 355 (11.2%)
Experience in nursing
neutral
Up to 5 years 660 (20.8%)
Slightly agree, strongly agree 2,821 (88.8%)
5 – 10 years 731 (23.0%)
Autonomy
11 – 15 years 593 (18.7%)
Strongly disagree, slightly disagree 601 (18.9%)
16 – 20 years 412 (13.0%)
Slightly agree, strongly agree 2,575 (81.1%)
>20 years 780 (24.6%)
Job satisfaction
Very dissatisfied, rather dissatisfied 396 (12.5%)
Rather satisfied, very satisfied 2,780 (87.5%)

Figures are n (%) or mean ± standard deviation.


1 Included self-reported back pain, joint pain, tiredness, sleeplessness and headache during the 4 weeks prior to the survey.

Across all facilities, the majority (92.2%) of care work- spondents did not work for an agency. Fewer than half
ers were females; fewer than one third were registered (44.7%) reported working mostly day shifts. Slightly more
nurses (27.9%). Roughly a third (32.7%) were 50 years of than a third (37.7%) reported incidences of work-related
age or older and roughly a quarter (24.6%) had 21 or more emotional exhaustion ranging from several times a month
years of nursing experience. The majority (75.3%) were to daily. Overall, respondents reported positive psycho-
employed more than 50% and most (93.7%) of the re- social work environments, with high levels of collabora-

Absenteeism and Presenteeism among Gerontology 2016;62:386–395 391


Care Workers in Swiss Nursing Homes DOI: 10.1159/000442088
tion both among colleagues (96.0%) and with unit super- Table 2. Prevalence of absenteeism and presenteeism
visors (90.6%), high levels of support from other person-
nel (88.8%), autonomy at work (81.1%) and job satisfaction Care worker-reported Absenteeism Presenteeism
(87.5%). 0 days 2,713 (85.4%) 2,129 (67.0%)
1 – 2 days 285 (9.0%) 512 (16.1%)
Prevalence of Absenteeism and Presenteeism among ≥3 days 178 (5.6%) 535 (16.8%)
Care Workers Total ≥1 days 463 (14.6%) 1,047 (32.9%)
Of the 3,176 care workers, 14.6% reported absenteeism
and 32.9% reported presenteeism for at least one shift
during the month prior to the survey (table 2); 5.6 and
16.8% reported three or more days of absenteeism and
presenteeism, respectively. Conversely, 85.4 and 67.0% of among female healthcare workers compared with female
all participants reported zero days of either absenteeism workers in other occupations. This supports Szymczak et
or presenteeism, respectively. al.’s [14] notion that the nature of a caring relationship
between the care worker and the patient decreases the
Associations of Psychosocial Work Environment likelihood of absenteeism and magnifies the tendency to
Factors with Absenteeism and Presenteeism work while ill, and John’s postulation that the work iden-
Absenteeism showed no significant association with tity of the care worker is linked to helping the vulnerable
any psychosocial work environment factor investigated patient [36]. Recent findings in one US hospital suggested
in this study. However, presenteeism was associated with that care workers were ambivalent both about which
two psychosocial work environment risk factors (table 3): symptoms and illnesses constituted being too sick to
perceptions of supportive leadership (OR 1.22, 95% CI work and about whether their organizations’ sickness re-
1.01–1.48) and adequate staffing resources (OR 1.18, 95% lief systems were adequate [14].
CI 1.02–1.38) both increased the odds of low presentee- In contrast to previous studies on predictors of absen-
ism. No other associations with psychosocial work envi- teeism in nursing homes [37, 38], we did not find an as-
ronment factors were statistically significant. sociation between psychosocial work environment and
self-reported absenteeism. While the perception of a sup-
portive leadership, supportive peer relationships [37, 38],
Discussion appropriate job training, job satisfaction [38] and affec-
tive organizational commitment [39] have all been linked
While this study found no significant associations be- to reduced absenteeism rates in other European health-
tween psychosocial work environment risk factors and care settings, our study could not confirm such relation-
self-reported absenteeism, analyses indicated that both ships. However, in accordance with one study [20], we
perception of supportive leadership and staffing resource found that job satisfaction did not influence the probabil-
adequacy were associated with lower self-reported pres- ity of absenteeism. A plausible explanation for inconsis-
enteeism. While our findings on absenteeism do not sup- tent study findings would be the broad range of work-
port previous research, our measured 37% prevalence of place cultures, with different social, legal and economic
self-reported presenteeism [10] is congruent with earlier contexts involved. Varying from one country or culture
observations [10, 14]. to another, all these factors impact the traditions and
Overall, nursing home care workers’ self-reported pres- practices of healthcare workers, potentially influencing
enteeism in the month prior to the survey was more com- their attitudes towards absenteeism [10].
mon than similarly reported absenteeism over the same Our findings suggest that absenteeism cannot be fully
period. While the prevalence of self-reported absentee- explained by care workers’ work attitudes [27, 40]. For
ism of three and more days was fairly low (5.6%), it was example, personal factors such as health status have been
slightly higher than that self-reported for US healthcare found to predict the probability of absenteeism [20] and
workers in the same year (4.5%) [35]. Unfortunately, the influence the relationship between affective organiza-
US findings provided no nursing home-specific figures. tional commitment and absenteeism [27].
Comparing various occupations of the general popula- One novel finding was that an increase in the percep-
tion in Sweden (e.g. care providers and school teachers), tion of a supportive leadership and adequate staffing re-
Aronsson et al. [10] in 2000 observed higher presenteeism sources ratings increased the odds of self-reported low

392 Gerontology 2016;62:386–395 Dhaini/Zúñiga/Ausserhofer/Simon/Kunz/


DOI: 10.1159/000442088 De Geest/Schwendimann
Table 3. Association between work environment factors and absenteeism and presenteeism

Psychosocial work environment Absenteeism1 Presenteeism1


OR2 (95% CI) OR2 (95% CI)

Leadership 1.01 (0.78 – 1.31) 1.22 (1.01 – 1.48)*


Staffing resources 0.85 (0.69 – 1.04) 1.18 (1.02 – 1.38)*
Work stressors
Workload 1.03 (0.86 – 1.23) 1.01 (0.88 – 1.16)
Conflict and lack of recognition 0.98 (0.79 – 1.22) 0.85 (0.71 – 1.01)
Lack of job preparation 1.13 (0.90 – 1.40) 0.93 (0.79 – 1.09)
Affective organizational commitment 1.12 (0.94 – 1.34) 0.90 (0.78 – 1.04)
Collaboration with colleagues rather/very high3 1.33 (0.84 – 2.12) 1.06 (0.70 – 1.60)
Collaboration with unit supervisor3 0.88 (0.59 – 1.33) 0.75 (0.55 – 1.03)
Support from other personnel to care for residents3 0.90 (0.65 – 1.25) 1.02 (0.78 – 1.33)
Autonomy at work3 0.98 (0.74 – 1.29) 1.03 (0.84 – 1.26)
Job satisfaction3 1.26 (0.89 – 1.78) 1.17 (0.87 – 1.56)
1 0 = none; 1 = 1 – 2 days; 2 = ≥3 days. The analysis models the probabilities having lower presenteeism values.
2 The adjusted ordinal regression models were controlled for facility characteristics (language region, profit status,

size) and care worker characteristics (gender, age, professional category, agency staff, employment percentage,
experience in nursing, usual shift, overtime frequency, health status, health index, emotional exhaustion).
3 Collaboration with colleagues and with supervisor: 0 = very low, rather low; 1 = rather high, very high. Support

from other personnel: 0 = strongly disagree, slightly disagree, neutral; 1 = slightly agree, strongly agree. Autonomy
at work: 0 = strongly disagree, slightly disagree; 1 = slightly agree, strongly agree. Job satisfaction: 0 = very
dissatisfied, rather dissatisfied; 1 = rather satisfied, very satisfied. Group 1 is being reported for the explanatory
variable in reference to group 0.
* p > 0.05.

presenteeism. This is plausible because care workers who er presenteeism is a desired or undesired behavior in
perceive a supportive leadership and/or are confident healthcare. In our opinion, showing up to work while ill
that the available staffing resources are adequate to coun- could be a sign of commitment as discussed earlier, and a
terbalance absences are more comfortable about staying sing of fear of losing the job when being absent too often.
home while ill. Our findings corroborate those of a previ- Nevertheless, one could also see presenteeism as a risk of
ous study on the general Danish workforce [13], indicat- poor performance due to illness and a sign of lost produc-
ing that work-related factors, e.g. high levels of time pres- tivity [21].
sure and poor social support, were predictors of presen-
teeism. In a more recent study [39] using a univariate Strengths and Limitations
model, affective organizational commitment was inverse- The SHURP study is the first comprehensive national
ly related to presenteeism, which was confirmed in our survey of healthcare workers in Swiss nursing homes
simple regression model (not shown). In our multivariate gathering data both on work environment factors and on
model, affective organizational commitment lost its sig- absenteeism and presenteeism. The findings of this sec-
nificance in combination with all other variables. As no ondary analysis, however, should be interpreted in light
previous studies have specifically examined presenteeism of some limitations. First, the definition of illness and
in relation to care workers’ perception of a supportive ‘staffing adequacy’ used in this study relied solely on the
leadership and staffing resource adequacy, these findings respondents’ subjective perceptions of their own health
warrant further investigation. and appropriate staffing levels, with no independent eval-
Finally, our findings suggest that, as psychosocial work uation of their objective health status or measured staff-
environment factors, the perception of a supportive lead- ing levels. Second, the cross-sectional design does not al-
ership and staffing resource adequacy are important in low causal inferences about the observed relationships
predicting presenteeism but not absenteeism. Compared between variables. Nevertheless, our findings will inform
to absenteeism, there is no golden rule to describe wheth- stakeholders and future interventional studies about sys-

Absenteeism and Presenteeism among Gerontology 2016;62:386–395 393


Care Workers in Swiss Nursing Homes DOI: 10.1159/000442088
tem factors associated with care workers’ presenteeism at ism is reasonable for nurse directors and administrators
the levels of the organization and the individual care who want to promote nurses’ health in order to sustain
worker. Third, quantifying presenteeism relied solely on the organization’s service capacity. Future analysis is re-
self-report measures. Fourth, the secondary data analysis quired to assess how presenteeism might influence qual-
limited our ability to fully evaluate the impact of all of the ity of care and additional analysis is suggested, taking into
proposed model’s domains (fig.  1) on care workers’ account the four work environment domains of the pro-
health. posed WHO workplace model.

Conclusions Acknowledgement

This is the first study in a representative sample of Special thanks go to the nursing homes and care workers for
Swiss nursing homes to examine self-reported absentee- participating in the SHURP study, and to Chris Shultis for editing
our manuscript. This study was funded by the Swiss Health Obser-
ism and presenteeism among professional care workers vatory, the Nursing Science Foundation Switzerland, the Univer-
in relation to selected psychosocial work environment sity of Basel’s Research fund 2012, the Swiss Alzheimer Associa-
factors. Our findings indicate that self-reported presen- tion and an anonymous sponsor.
teeism is more common than absenteeism in Swiss nurs-
ing homes, and that the perception of a positive leader-
ship and staffing resource adequacy show significant as- Disclosure Statement
sociations with presenteeism, but not absenteeism. Care
workers’ presenteeism in nursing homes is an area that The authors declare no conflicts of interest.
has been overlooked in the past. Focusing on presentee-

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Absenteeism and Presenteeism among Gerontology 2016;62:386–395 395


Care Workers in Swiss Nursing Homes DOI: 10.1159/000442088
Copyright: S. Karger AG, Basel 2016. Reproduced with the permission of S. Karger AG,
Basel. Further reproduction or distribution (electronic or otherwise) is prohibited without
permission from the copyright holder.

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