Monthlyportfolio 100121185548

S.NO.
ACRONYM SCHEME NAME

1 CAPEXG Sundaram Infrastructure Advantage Fund
2 MICAP12 Sundaram Select Micro Cap Series XII
3 MICAP14 Sundaram Select Micro Cap Series XIV
4 MICAP15 Sundaram Select Micro Cap Series XV
5 MICAP16 Sundaram Select Micro Cap Series XVI
6 MICAP17 Sundaram Select Micro Cap Series XVII
7 MIDCAP Sundaram Mid Cap Fund
8 MULTI1 Sundaram Multi Cap Fund Series I
9 MULTI2 Sundaram Multi Cap Fund Series II
10 MULTIP Sundaram Large And Mid Cap Fund
11 SESCAP1 Sundaram Emerging Small Cap Series I
12 SESCAP2 Sundaram Emerging Small Cap Series II
13 SESCAP3 Sundaram Emerging Small Cap Series III
14 SESCAP4 Sundaram Emerging Small Cap Series IV
15 SESCAP5 Sundaram Emerging Small Cap Series V
16 SESCAP6 Sundaram Emerging Small Cap Series VI
17 SESCAP7 Sundaram Emerging Small Cap Series VII
18 SFOCUS Sundaram Select Focus
19 SLTADV3 Sundaram Long Term Advantage Fund Series III
20 SLTADV4 Sundaram Long Term Advantage Fund Series IV
21 SLTAX1 Sundaram Long Term Tax Advantage Fund Series I
22 SLTAX2 Sundaram Long Term Tax Advantage Fund Series II
23 SLTAX3 Sundaram Long Term Micro Cap Tax Advantage Fund Series III
24 SLTAX4 Sundaram Long Term Micro Cap Tax Advantage Fund Series IV
25 SLTAX5 Sundaram Long Term Micro Cap Tax Advantage Fund Series V
26 SLTAX6 Sundaram Long Term Micro Cap Tax Advantage Fund Series VI
27 SMALL5 Sundaram Select Small Cap Series V
28 SMALL6 Sundaram Select Small Cap Series VI
29 SMILE Sundaram Small Cap Fund
30 SRURAL Sundaram Rural And Consumption Fund
31 SSFUND Sundaram Service Fund
32 SSN100 Sundaram Smart Nifty 100 Equity Weight Fund
33 STAX Sundaram Diversified Equity
34 SUNARF Sundaram Arbitrage Fund
35 SUNBAF Sundaram Balanced Advantage Fund
36 SUNBAL Sundaram Equity Hybrid Fund
37 SUNBCF Sundaram Bluechip Fund
38 SUNEQF Sundaram Equity Fund
39 SUNESF Sundaram Equity Savings Fund
40 SUNFOP Sundaram Financial Services Opportunities Fund
41 SUNVALF10 Sundaram Value Fund Series X
42 SUNVALF3 Sundaram Value Fund Series III
43 SUNVALF7 Sundaram Value Fund Series VII
44 SUNVALF8 Sundaram Value Fund Series VIII
45 SUNVALF9 Sundaram Value Fund Series IX
46 GLOB Sundaram Global Brand Fund
SUNDARAM MUTUAL FUND
Sundaram Infrastructure Advantage Fund
Monthly Portfolio Statement for the month ended 31 December 2020
Rating / Mkt Value
SL No ISIN Code Name of the instrument Quantity % of Net Asset YTM (%)
Industry Rs. in Lacs
A) Equity & Equity Related
(a) Listed / awaiting listing on
Stock Exchange
Construction
1 INE018A01030 Larsen & Toubro Ltd Project 286359 3687.16 7.38%
2 INE002A01018 Reliance Industries Ltd Petroleum 155325 3083.67 6.18%

Products
3 INE090A01021 ICICI Bank Ltd Banks 575264 3077.95 6.16%
4 INE331A01037 The Ramco Cements Ltd Cement 362486 2886.84 5.78%
5 INE536A01023 Grindwell Norton Ltd Industrial Products 387019 2776.47 5.56%
6 INE325A01013 Timken India Ltd Industrial Products 190897 2538.26 5.08%
7 INE671A01010 Honeywell Automation India Ltd Industrial Capital 6040 2241.15 4.49%
Goods
8 INE791I01019 Brigade Enterprises Ltd Construction 800000 1992.80 3.99%
Consumer Non
9 INE531A01024 Kansai Nerolac Paints Ltd Durables 325876 1980.51 3.97%
10 INE397D01024 Bharti Airtel Ltd Telecom - Services 343778 1752.24 3.51%
11 INE284A01012 ESAB India Ltd Industrial Products 89200 1698.23 3.40%

12 INE481G01011 Ultratech Cement Ltd Cement 32000 1692.21 3.39%
13 INE074A01025 Praj Industries Ltd Industrial Capital 1450000 1674.75 3.35%
Goods
14 INE999A01015 KSB Ltd Industrial Products 244698 1576.83 3.16%
15 INE455K01017 Polycab India Ltd Industrial Products 140000 1451.59 2.91%

16 INE823G01014 JK Cement Ltd Cement 70820 1357.48 2.72%
17 INE040A01034 HDFC Bank Ltd Banks 90000 1292.67 2.59%
Telecom -
18 INE386C01029 Astra Microwave Products Ltd Equipment & 964843 1203.16 2.41%
Accessories
Consumer
19 INE371P01015 Amber Enterprises India Ltd Durables 49587 1166.68 2.34%
20 INE386A01015 Vesuvius India Ltd Industrial Products 104626 1143.04 2.29%
Industrial Capital
21 INE713T01010 Apollo Micro Systems Ltd Goods 858649 1064.72 2.13%
22 INE541A01023 GMM Pfaudler Ltd Industrial Capital 25700 973.32 1.95%

Goods
23 INE766P01016 Mahindra Logistics Ltd Transportation 229812 950.85 1.90%
24 INE419M01019 TD Power Systems Ltd Industrial Capital 579516 883.47 1.77%
Goods
25 INE264T01014 Capacite Infraprojects Ltd Construction 390000 708.83 1.42%
Industrial Capital
26 INE858B01029 ISGEC Heavy Engineering Ltd Goods 205886 679.32 1.36%
27 INE765G01017 ICICI Lombard General Insurance Finance 40676 618.62 1.24%

Company Ltd
28 INE298A01020 Cummins India Ltd Industrial Products 86856 499.03 1.00%

29 INE129A01019 GAIL (India) Ltd Gas 403712 497.58 1.00%
30 INE347G01014 Petronet LNG Ltd Gas 199331 493.54 0.99%
31 INE029A01011 Bharat Petroleum Corporation Petroleum 125000 476.38 0.95%
Ltd Products
32 INE868B01028 NCC Ltd Construction 698899 402.92 0.81%

Project
33 INE177A01018 Ingersoll Rand (India) Ltd Industrial Products 60000 391.05 0.78%
34 INE749A01030 Jindal Steel & Power Ltd Ferrous Metals 142448 379.55 0.76%
35 INE702C01027 APL Apollo Tubes Ltd Ferrous Metals 25000 220.75 0.44%
36 INE324L01013 R.P.P. Infra Projects Ltd Construction 397500 218.23 0.44%
Sub Total 49731.85 99.59%
(b) Overseas Security

Sub Total 0.00 0.00%
(c) Privately Placed / Unlisted

1 INE551A01022 Hindustan Dorr-Oliver Ltd @ Engineering 559425 0.00 #
Services
(d) Preference / Right Shares

(e) Warrants
f) Derivative
Total for Equity & Equity Related 49731.85 99.59%
B) Debt Instruments
Stock Exchange
(b) Privately Placed / Unlisted

(c) Govt Security

(d) Securitized Debt Instruments

Total for Debt Instruments 0.00 0.00%
C) Money Market Instruments

(a) Certificate of Deposits
(b) Commercial Papers

(c) Treasury Bills

(d) ReverseRepo / TREPS

1 TREPS 22.46 0.04% 2.92
2 Reverse Repo 2.16 # 3.08
Sub Total 24.62 0.05%
Total for Money Market

Instruments 24.62 0.05%
D) Mutual Fund Units

(a) Investment in Mutual Fund
Units
E) Others
(a) Deposits with Commercial
Banks
(b) Share Application Money

pending Allotment
Cash and Other Net Current 178.45 0.36%

Assets
Grand Total 49934.91 100.00%
# percentage to NAV of security is less than 0.01%
Notes
a) Total securities classified as below investment grade or Nil
default provided for and its percentage to NAV
b) Total value and percentage of illiquid equity shares @ 0.00 / #
c) NAV per unit (Rupees per unit)
At the
beginning At the end
Option 30/11/2020 31/12/2020

Direct Plan - Growth 33.1246 36.1853
Direct Plan - Dividend 27.4566 29.9936
Regular Plan - Growth 31.7840 34.7084
Regular Plan - Dividend 26.2125 28.6243
d) Dividend declared during the period (Rupees per unit) Nil

e) Total outstanding exposure in derivative instruments at the
Nil
end of the period
f) Total investments in foreign securities /ADR'S/GDR'S at the Nil
end of the period
g) Portfolio Turnover Ratio 18.73%
h) Repo in corporate debt Nil
Sundaram Select Micro Cap Series XII
Rating / Mkt Value
Stock Exchange
Consumer Non
1 INE07T201019 Burger King India Ltd Durables 175000 307.13 3.95%
2 INE048G01026 Navin Fluorine International Ltd Chemicals 6069 158.53 2.04%
4 INE419U01012 Happiest Minds Technologies Software 34455 118.61 1.53%

Limited
5 INE063P01018 Equitas Small Finance Bank Ltd Banks 287056 108.22 1.39%
6 INE383A01012 The India Cements Ltd Cement 63363 107.21 1.38%
Media &
7 INE312H01016 INOX Leisure Ltd Entertainment 37838 106.82 1.37%
Telecom -
Accessories
9 INE211B01039 The Phoenix Mills Ltd Construction 13262 102.72 1.32%
11 INE878B01027 KEI Industries Ltd Industrial Products 18564 88.50 1.14%
12 INE220B01022 Kalpataru Power Transmission Ltd Power 25857 82.92 1.07%
13 INE782A01015 Johnson Controls-Hitachi Consumer 3057 81.35 1.05%

AirConditioning India Ltd Durables
14 INE578A01017 HeidelbergCement India Ltd Cement 33148 75.16 0.97%
Consumer
16 INE732I01013 Angel Broking Ltd Finance 21371 72.24 0.93%
17 INE873D01024 Indoco Remedies Ltd Pharmaceuticals 22487 68.37 0.88%
Consumer
18 INE348B01021 Century Plyboards (India) Ltd Durables 25857 60.26 0.78%
Hotels/ Resorts
Mahindra Holidays & Resorts And Other
19 INE998I01010 India Ltd Recreational 27846 59.94 0.77%
Activities
20 INE901L01018 Alembic Pharmaceuticals Ltd Pharmaceuticals 5500 56.86 0.73%
21 INE113A01013 Gujarat Narmada Valley Chemicals 25310 56.69 0.73%
Fertilizers & Chemicals Ltd
22 INE503A01015 DCB Bank Ltd Banks 46408 55.34 0.71%
Consumer Non
24 INE978A01027 Heritage Foods Ltd Durables 18160 53.86 0.69%
25 INE615P01015 Quess Corp Ltd Services 9354 51.15 0.66%
26 INE049A01027 Himatsingka Seide Ltd Textile Products 36322 49.98 0.64%
27 INE384A01010 Rane Holdings Ltd Finance 7337 49.44 0.64%
28 INE04I401011 KPIT Technologies Ltd Software 34044 48.34 0.62%
29 INE974X01010 Tube Investments of India Ltd Auto Ancillaries 5969 47.80 0.62%
30 INE349A01021 NRB Bearing Ltd Industrial Products 42337 42.65 0.55%
Hotels/ Resorts
31 INE274F01020 Westlife Development Ltd And Other 9161 41.81 0.54%
Recreational
Activities
32 INE934S01014 GNA Axles Ltd Auto Ancillaries 15102 41.08 0.53%
33 INE022I01019 Asian Granito India Ltd Construction 14550 41.00 0.53%
34 INE189B01011 INEOS Styrolution India Ltd Industrial Products 4690 39.21 0.50%
Industrial Capital
36 INE947Q01028 Laurus Labs Ltd Pharmaceuticals 9946 35.12 0.45%
Engineering
37 INE956G01038 VA Tech Wabag Ltd 16576 34.21 0.44%
Services

39 INE988K01017 Equitas Holdings Ltd Finance 49722 33.86 0.44%
41 INE287B01021 Subros Ltd Auto Ancillaries 9282 31.85 0.41%
42 INE136B01020 Cyient Ltd Software 5969 30.62 0.39%
44 INE565V01010 Valiant Organics Ltd Chemicals 1812 27.83 0.36%
45 INE296G01013 Muthoot Capital Services Ltd Finance 6727 26.82 0.35%
Hotels/ Resorts
And Other
46 INE586B01026 Taj GVK Hotels & Resorts Ltd Recreational 19776 26.04 0.34%
Activities
48 INE05AN01011 Somany Home Innovation Ltd Construction 15782 25.28 0.33%
49 INE152M01016 Triveni Turbine Ltd Industrial Capital 30715 24.94 0.32%
Goods
Multi Commodity Exchange of
50 INE745G01035 India Ltd Finance 1406 24.33 0.31%
51 INE371A01025 Graphite India Ltd Industrial Products 6940 21.04 0.27%
Healthcare
52 INE075I01017 Healthcare Global Enterprises Ltd Services 12296 20.01 0.26%
53 INE955V01021 Arvind Fashions Ltd Retailing 11468 17.68 0.23%
Hotels/ Resorts
54 INE970X01018 Lemon Tree Hotels Ltd And Other 42337 17.04 0.22%
Recreational
Activities
55 INE511C01022 Magma Fincorp Ltd Finance 42011 16.85 0.22%
56 INE489L01022 IIFL Securities Ltd Finance 33148 15.96 0.21%
57 INE043D01016 IDFC Ltd Finance 42742 15.81 0.20%
Consumer
58 INE834I01025 Khadim India Ltd Durables 8807 11.08 0.14%
59 INE611L01021 Indian Terrain Fashions Ltd Textile Products 26619 9.44 0.12%
Sub Total 3351.92 43.13%



(e) Warrants
f) Derivative
B) Debt Instruments
Stock Exchange

(c) Govt Security




(c) Treasury Bills


1 TREPS 3133.66 40.33% 2.92
2 Reverse Repo 300.68 3.87% 3.08
Sub Total 3434.34 44.19%
Total for Money Market 3434.34 44.19%

Instruments

Units
E) Others
Banks

pending Allotment
Cash and Other Net Current

Assets 984.67 12.67%
Grand Total 7770.92 100.00%
Notes
b) Total value and percentage of illiquid equity shares Nil
At the At the end
beginning
Option 30/11/2020 31/12/2020
e) Total outstanding exposure in derivative instruments at the Nil

end of the period
f) Total investments in foreign securities /ADR'S/GDR'S at the
end of the period Nil
Sundaram Select Micro Cap Series XIV
Rating / Mkt Value
Stock Exchange

3 INE02A801020 Rossari Biotech Ltd Chemicals 37887 355.85 2.73%
Telecom -
Accessories
6 INE07T201019 Burger King India Ltd Consumer Non 194750 341.79 2.62%
Durables


12 INE227C01017 MM Forgings Ltd Industrial Products 61176 254.95 1.95%
13 INE594H01019 Thyrocare Technologies Ltd Healthcare 27670 252.63 1.93%

Services
14 INE00WC01019 Affle (India) Ltd Software 6366 240.76 1.84%
Media &
16 INE312H01016 INOX Leisure Ltd 82369 232.53 1.78%
Entertainment
17 INE075I01017 Healthcare Global Enterprises Ltd Healthcare 137606 223.95 1.72%

Services
Construction
18 INE442H01029 Ashoka Buildcon Ltd Project 234660 217.41 1.67%
Consumer
22 INE296E01026 Rajapalayam Mills Ltd Textiles - Cotton 28006 196.73 1.51%
Hotels/ Resorts
28 INE998I01010 Mahindra Holidays & Resorts And Other 84532 181.96 1.39%
India Ltd Recreational
Activities
Consumer Non
33 INE262H01013 Persistent Systems Ltd Software 10880 165.07 1.26%
34 INE884B01025 Kirloskar Ferrous Ind Ltd Ferrous Metals 116346 162.94 1.25%
Media &
36 INE060A01024 Navneet Education Ltd Entertainment 185657 156.04 1.20%
Industrial Capital
37 INE074A01025 Praj Industries Ltd 132047 152.51 1.17%
Goods
Industrial Capital
40 INE956G01038 VA Tech Wabag Ltd Engineering 70349 145.20 1.11%

Services
Happiest Minds Technologies
43 INE419U01012 Limited Software 40958 141.00 1.08%
Consumer
Hotels/ Resorts
And Other
48 INE274F01020 Westlife Development Ltd Recreational 28610 130.58 1.00%
Activities
Hotels/ Resorts
50 INE586B01026 Taj GVK Hotels & Resorts Ltd And Other 96898 127.57 0.98%
Recreational
Activities
52 INE495P01012 Mrs. Bectors Food Specialities Ltd Consumer Non 24000 123.44 0.95%
Durables
53 INE614A01028 Ramco Industries Ltd Cement 51529 116.02 0.89%
54 INE435A01028 International Paper APPM Ltd Paper 50717 109.52 0.84%
55 INE477A01020 Can Fin Homes Ltd Finance 21900 109.37 0.84%

62 INE745G01035 Multi Commodity Exchange of Finance 4918 85.12 0.65%
India Ltd
63 INE877F01012 PTC India Ltd Power 143614 84.30 0.65%
Industrial Capital
66 INE152M01016 Triveni Turbine Ltd 90345 73.36 0.56%
Goods
Hotels/ Resorts
Recreational
Activities
69 INE572A01028 JB Chemicals & Pharmaceuticals Pharmaceuticals 5581 56.76 0.43%
Ltd
Consumer
Diversified
75 INE201M01011 CL Educate Ltd Consumer Services 56589 36.22 0.28%
76 INE302M01033 Prabhat Dairy Ltd Consumer Non 38000 27.85 0.21%

Durables
Media &
77 INE807K01035 S Chand and Company Ltd Entertainment 32894 21.48 0.16%
Sub Total 12695.72 97.23%



(e) Warrants
f) Derivative
B) Debt Instruments
Stock Exchange

(c) Govt Security




(c) Treasury Bills


1 TREPS 213.89 1.64% 2.92
2 Reverse Repo 20.52 0.16% 3.08
Sub Total 234.41 1.80%

Instruments

Units
E) Others
Banks

pending Allotment

Assets 127.49 0.98%
Grand Total 13057.62 100.00%
Notes
a) Total securities classified as below investment grade or
default provided for and its percentage to NAV Nil

At the At the end
beginning
Option 30/11/2020 31/12/2020


end of the period
Sundaram Select Micro Cap Series XV
Rating / Mkt Value
Stock Exchange

Telecom -
Accessories
Durables

Services
Construction
16 INE442H01029 Ashoka Buildcon Ltd 234585 217.34 1.73%
Project

Services
Media &
Consumer

Consumer Non
29 INE978A01027 Heritage Foods Ltd 57162 169.54 1.35%
Durables
Media &
36 INE858B01029 ISGEC Heavy Engineering Ltd Industrial Capital 44780 147.75 1.18%
Goods
Industrial Capital
37 INE074A01025 Praj Industries Ltd Goods 127576 147.35 1.17%
Hotels/ Resorts
Activities

Services
45 INE371P01015 Amber Enterprises India Ltd Consumer 5600 131.76 1.05%
Durables
Hotels/ Resorts
And Other
Activities
Hotels/ Resorts
Recreational
Activities

Consumer Non
52 INE495P01012 Mrs. Bectors Food Specialities Ltd Durables 23000 118.30 0.94%
Consumer Non
53 INE302M01033 Prabhat Dairy Ltd 148485 108.84 0.87%
Durables

India Ltd
Goods
Hotels/ Resorts
Recreational
Activities
Consumer
JB Chemicals & Pharmaceuticals
71 INE572A01028 Ltd Pharmaceuticals 5392 54.84 0.44%
75 INE201M01011 CL Educate Ltd Diversified 45577 29.17 0.23%

Consumer Services
Media &
Sub Total 12271.00 97.70%



(e) Warrants
f) Derivative
B) Debt Instruments
Stock Exchange

(c) Govt Security



(c) Treasury Bills


1 TREPS 151.84 1.21% 2.92
2 Reverse Repo 14.57 0.12% 3.08
Sub Total 166.41 1.32%


Units
E) Others
Banks

pending Allotment

Assets
Grand Total 12560.45 100.00%
Notes

At the At the end
beginning
Option 30/11/2020 31/12/2020


end of the period
Sundaram Select Micro Cap Series XVI
Rating / Mkt Value
Stock Exchange

Consumer Non

Johnson Controls-Hitachi Consumer
9 INE782A01015 AirConditioning India Ltd Durables 6492 172.77 2.10%

Services
Media &
18 INE442H01029 Ashoka Buildcon Ltd Construction 155009 143.62 1.75%

Project
Healthcare

Limited
Consumer
Telecom -
Accessories
Gujarat Narmada Valley
28 INE113A01013 Chemicals 50649 113.45 1.38%
Consumer Non
Hotels/ Resorts
Activities
Media &
36 INE060A01024 Navneet Education Ltd 118261 99.40 1.21%
Entertainment
Industrial Capital

Goods
Durables
Hotels/ Resorts
And Other
Activities
50 INE495P01012 Mrs. Bectors Food Specialities Ltd Consumer
Durables
Non 15200 78.18 0.95%
52 INE405A01021 Ultramarine & Pigments Ltd Chemicals 30303 72.39 0.88%
Consumer Non
53 INE302M01033 Prabhat Dairy Ltd Durables 97000 71.10 0.86%
Hotels/ Resorts
Recreational
Activities
Services
Hotels/ Resorts
And Other
68 INE970X01018 Lemon Tree Hotels Ltd Recreational 97039 39.06 0.47%
Activities
Consumer
71 INE572A01028 Pharmaceuticals 3432 34.91 0.42%
Ltd
Media &
Sub Total 8057.89 97.91%



(e) Warrants
f) Derivative
B) Debt Instruments
Stock Exchange

(c) Govt Security




(c) Treasury Bills


1 TREPS 83.46 1.01% 2.92
2 Reverse Repo 8.01 0.10% 3.08
Sub Total 91.47 1.11%


Units
E) Others
Banks

pending Allotment

Assets
Grand Total 8229.49 100.00%
Notes
At the At the end
beginning
Option 30/11/2020 31/12/2020

end of the period

Sundaram Select Micro Cap Series XVII
Rating / Mkt Value
Stock Exchange
Consumer Non


Healthcare
12 INE594H01019 Thyrocare Technologies Ltd Services 14572 133.04 1.93%
Construction

Services
Consumer
Telecom -
Accessories
27 INE113A01013 Fertilizers & Chemicals Ltd Chemicals 42495 95.19 1.38%
Consumer Non
Media &
Goods
38 INE045A01017 Ador Welding Ltd Industrial Products 30000 81.26 1.18%

Goods

Durables
Hotels/ Resorts
Recreational
Activities
Hotels/ Resorts
And Other
47 INE750A01020 Oriental Hotels Ltd Recreational 270455 67.48 0.98%
Activities
Durables
Consumer Non
Hotels/ Resorts
Activities
Hotels/ Resorts
And Other
Activities
India Ltd
Hotels/ Resorts
Recreational
Activities
Consumer
69 INE834I01025 Khadim India Ltd 25594 32.21 0.47%
Durables
Engineering
70 INE956G01038 VA Tech Wabag Ltd Services 15000 30.96 0.45%
Ltd
75 INE807K01035 S Chand and Company Ltd Media & 18997 12.41 0.18%
Entertainment
Sub Total 6711.05 97.48%



(e) Warrants
f) Derivative
B) Debt Instruments
Stock Exchange

(c) Govt Security




(c) Treasury Bills


1 TREPS 96.90 1.41% 2.92
2 Reverse Repo 9.30 0.14% 3.08
Sub Total 106.19 1.54%

Instruments

Units
E) Others
Banks

pending Allotment

Assets 67.30 0.98%
Grand Total 6884.54 100.00%
Notes

At the At the end
beginning
Option 30/11/2020 31/12/2020

end of the period
end of the period
Sundaram Mid Cap Fund
Rating / Mkt Value
Stock Exchange
2 INE105A01035 Sundaram Clayton Ltd Auto Ancillaries 686670 18255.47 3.08%
3 INE716A01013 Whirlpool of India Ltd Consumer 685977 18034.34 3.04%
Durables
Healthcare
4 INE437A01024 Apollo Hospitals Enterprise Ltd Services 683357 16488.04 2.78%

6 INE180A01020 Max Financial Services Ltd Finance 2230554 15057.35 2.54%
7 INE987B01026 Natco Pharma Ltd Pharmaceuticals 1555465 14962.80 2.53%
8 INE849A01020 Trent Ltd Retailing 2160095 14852.81 2.51%
Goods
Consumer
10 INE226A01021 Voltas Ltd Durables 1595719 13175.05 2.22%
11 INE121A01024 Cholamandalam Investment and Finance 3387370 13131.14 2.22%

Finance Company Ltd
Zee Entertainment Enterprises Media &

13 INE256A01028 Ltd Entertainment 5856260 13088.74 2.21%
14 INE171A01029 The Federal Bank Ltd Banks 19452752 12974.99 2.19%
15 INE548C01032 Emami Ltd Consumer Non 2980059 12628.00 2.13%
Durables
Consumer Non
16 INE200M01013 Varun Beverages Ltd Durables 1372743 12575.01 2.12%
17 INE491A01021 City Union Bank Ltd Banks 6887950 12405.20 2.09%
18 INE018I01017 MindTree Ltd Software 741918 12318.44 2.08%
19 INE203G01027 Indraprastha Gas Ltd Gas 2430959 12211.92 2.06%
22 INE531A01024 Kansai Nerolac Paints Ltd Consumer Non 1908502 11598.92 1.96%
Durables
Consumer Non
23 INE192A01025 TATA Consumer Products Ltd Durables 1939292 11439.88 1.93%
25 INE797F01012 Jubilant Foodworks Ltd Consumer Non 389478 10870.92 1.83%

Durables
26 INE299U01018 Crompton Greaves Consumer Consumer 2819006 10727.73 1.81%

Electricals Ltd Durables
27 INE949L01017 AU Small Finance Bank Ltd Banks 1218675 10390.42 1.75%
28 INE603J01030 PI Industries Ltd Pesticides 472166 10364.28 1.75%
Mahindra & Mahindra Financial
29 INE774D01024 Services Ltd Finance 5832110 10200.36 1.72%
30 INE513A01014 Schaeffler India Ltd Industrial Products 224268 10173.36 1.72%
31 INE647O01011 Aditya Birla Fashion and Retail Ltd Retailing 6028288 9982.84 1.68%
32 INE169A01031 Coromandel International Ltd Fertilisers 1221609 9951.23 1.68%
33 INE263A01024 Bharat Electronics Ltd Industrial Capital 8272711 9923.12 1.67%
Goods
34 INE935N01012 Dixon Technologies (India) Ltd Consumer 73728 9915.35 1.67%

Durables
35 INE883A01011 MRF Ltd Auto Ancillaries 12291 9310.49 1.57%
36 INE763G01038 ICICI Securities Ltd Finance 1898000 8782.05 1.48%
37 INE208A01029 Ashok Leyland Ltd Auto 9015246 8605.05 1.45%
38 INE769A01020 Aarti Industries Ltd Chemicals 672787 8307.57 1.40%
39 INE115A01026 LIC Housing Finance Ltd Finance 2226123 8041.87 1.36%
40 INE571A01020 IPCA Laboratories Ltd Pharmaceuticals 361180 7905.51 1.33%
41 INE465A01025 Bharat Forge Ltd Industrial Products 1460000 7669.38 1.29%
42 INE010V01017 L&T Technology Services Ltd Software 299425 7005.35 1.18%
44 INE885A01032 Amar Raja Batteries Ltd Auto Ancillaries 714863 6604.98 1.11%
45 INE647A01010 SRF Ltd Industrial Products 113000 6298.51 1.06%
46 INE787D01026 Balkrishna Industries Ltd Auto Ancillaries 365554 6018.12 1.02%
Hotels/ Resorts
And Other
Activities
Hotels/ Resorts
Activities
49 INE058A01010 Sanofi India Ltd Pharmaceuticals 69500 5787.23 0.98%
Hotels/ Resorts
And Other
50 INE230A01023 EIH Ltd Recreational 6107544 5499.84 0.93%
Activities
51 INE285J01028 Security and Intelligence ServicesCommercial 1250000 5368.13 0.91%

(India) Ltd Services
53 INE466L01020 IIFL Wealth Management Ltd Finance 508325 5143.49 0.87%
Healthcare
55 INE111A01025 Container Corporation of India Transportation 1197089 4779.98 0.81%

Ltd
56 INE092T01019 IDFC First Bank Ltd Banks 9824440 3639.96 0.61%
57 INE484J01027 Godrej Properties Ltd Construction 236078 3380.99 0.57%
58 INE356A01018 MphasiS Ltd Software 208807 3215.52 0.54%
Indian Railway Catering &
59 INE335Y01012 Services 180000 2588.04 0.44%
Tourism Corporation Ltd
60 INE976G01028 RBL Bank Ltd Banks 980000 2264.29 0.38%
Aditya Birla Fashion and Retail Ltd

61 IN9647O01019 - Partly Paid Right Shares Retailing 1578031 1634.05 0.28%
62 INE028A01039 Bank of Baroda Banks 350000 215.08 0.04%

Sub Total 591605.12 99.84%



(e) Warrants
f) Derivative

B) Debt Instruments
Stock Exchange

(c) Govt Security




(c) Treasury Bills


1 TREPS 1884.16 0.32% 2.92
2 Reverse Repo 180.79 0.03% 3.08
Sub Total 2064.95 0.35%

Instruments

Units
E) Others
Banks

pending Allotment
Cash and Other Net Current (1089.48) (0.18%)

Assets
Grand Total 592580.58 100.00%
Notes
Nil
At the
Option 30/11/2020 31/12/2020

Institutional Plan - Growth 525.3675 553.9361
Institutional Plan - Dividend 29.8701 31.4944


Nil
end of the period
Sundaram Multi Cap Fund Series I
Rating / Mkt Value
Stock Exchange
Petroleum
1 INE002A01018 Reliance Industries Ltd Products 35347 701.74 6.27%
Housing Development Finance

5 INE001A01036 Corporation Ltd Finance 20809 532.43 4.75%
6 INE009A01021 Infosys Ltd Software 41823 525.21 4.69%
7 INE238A01034 Axis Bank Ltd Banks 57031 353.85 3.16%
9 INE101A01026 Mahindra & Mahindra Ltd Auto 45076 324.82 2.90%
11 INE200M01013 Varun Beverages Ltd Consumer Non 33620 307.98 2.75%

Durables
Consumer Non
12 INE797F01012 Jubilant Foodworks Ltd Durables 10598 295.81 2.64%

14 INE123W01016 SBI Life Insurance Company Ltd Finance 26074 235.77 2.10%

Consumer
17 INE716A01013 Whirlpool of India Ltd Durables 8763 230.38 2.06%

Company Ltd
Consumer Non
19 INE030A01027 Hindustan UniLever Ltd Durables 9222 220.90 1.97%
20 INE018A01030 Larsen & Toubro Ltd Construction 17154 220.87 1.97%

Project
22 INE044A01036 Sun Pharmaceutical Industries Ltd Pharmaceuticals 36652 217.11 1.94%

24 INE406A01037 Aurobindo Pharma Ltd Pharmaceuticals 21682 199.76 1.78%
25 INE062A01020 State Bank of India Banks 70700 194.39 1.74%
26 INE312H01016 INOX Leisure Ltd Media & 68466 193.28 1.73%
Entertainment
Hotels/ Resorts
And Other
28 INE274F01020 Westlife Development Ltd 39700 181.19 1.62%
Recreational
Activities
Consumer Non
31 INE860A01027 HCL Technologies Ltd Software 18271 172.87 1.54%
32 INE854D01024 United Spirits Ltd Consumer Non 27854 161.07 1.44%
Durables
33 INE467B01029 Tata Consultancy Services Ltd Software 5315 152.16 1.36%
34 INE075A01022 Wipro Ltd Software 39000 150.64 1.34%
35 INE494B01023 TVS Motor Company Ltd Auto 28757 139.47 1.25%
Consumer Non
36 INE154A01025 ITC Ltd Durables 64215 134.21 1.20%
38 INE361B01024 Divi's Laboratories Ltd Pharmaceuticals 3376 129.70 1.16%
Bharat Petroleum Corporation Petroleum
40 INE029A01011 Ltd Products 29693 113.16 1.01%
41 INE081A01012 Tata Steel Ltd Ferrous Metals 17000 109.42 0.98%
42 INE978A01027 Heritage Foods Ltd Consumer Non 29130 86.40 0.77%
Durables
43 INE237A01028 Kotak Mahindra Bank Ltd Banks 3600 71.84 0.64%
Sub Total 11121.22 99.29%


(e) Warrants
f) Derivative
B) Debt Instruments
Stock Exchange

(c) Govt Security




(c) Treasury Bills


1 TREPS 88.66 0.79% 2.92
2 Reverse Repo 8.51 0.08% 3.08
Sub Total 97.17 0.87%

Units
E) Others
Banks

pending Allotment

Assets
Grand Total 11200.78 100.00%
Notes

At the At the end
beginning
Option 30/11/2020 31/12/2020

end of the period

Sundaram Multi Cap Fund -Series II
Rating / Mkt Value
Stock Exchange
Petroleum


Durables
Consumer Non

Consumer

Company Ltd
Construction
20 INE030A01027 Hindustan UniLever Ltd Consumer Non 5431 130.09 1.97%

Durables

Entertainment
Hotels/ Resorts
Recreational
Activities
Consumer Non
Durables
Consumer Non
Durables
Sub Total 6564.97 99.44%


(e) Warrants
f) Derivative
B) Debt Instruments
Stock Exchange

(c) Govt Security




(c) Treasury Bills


1 TREPS 43.89 0.66% 2.92
2 Reverse Repo 4.21 0.06% 3.08
Sub Total 48.10 0.73%

Units
E) Others
Banks

pending Allotment

Assets
Grand Total 6602.18 100.00%
Notes

At the At the end
beginning
Option 30/11/2020 31/12/2020

end of the period

Sundaram Large and Mid Cap Fund
Rating / Mkt Value
Stock Exchange
Petroleum
Construction
Consumer
12 INE001A01036 Housing Development Finance Finance 139513 3569.65 2.55%

Corporation Ltd
Consumer Non
17 INE226A01021 Voltas Ltd Consumer 376678 3110.04 2.22%
Durables
Crompton Greaves Consumer Consumer
18 INE299U01018 Electricals Ltd Durables 816369 3106.69 2.22%
Consumer Non
Consumer Non
ICICI Lombard General Insurance
31 INE765G01017 Company Ltd Finance 148425 2257.32 1.61%
Consumer Non
33 INE585B01010 Maruti Suzuki India Ltd Auto 27348 2092.01 1.50%
34 INE059A01026 Cipla Ltd Pharmaceuticals 254382 2085.81 1.49%
35 INE089A01023 Dr. Reddy's Laboratories Ltd Pharmaceuticals 39902 2076.94 1.49%
Cholamandalam Financial
36 INE149A01033 Holdings Ltd Finance 384193 2060.04 1.47%
39 INE068V01023 Gland Pharma Ltd Healthcare 87000 2035.58 1.46%
Services
Healthcare
43 INE437A01024 Apollo Hospitals Enterprise Ltd 56572 1364.97 0.98%
Services
44 INE335Y01012 Indian Railway Catering & Services 94414 1357.48 0.97%

45 INE761H01022 Page Industries Ltd Textile Products 4356 1202.70 0.86%
Hotels/ Resorts
46 INE230A01023 EIH Ltd And Other 1278990 1151.73 0.82%
Recreational
Activities
47 INE006I01046 Astral Poly Technik Ltd Industrial Products 45892 818.19 0.59%
Sub Total 139393.68 99.69%



(e) Warrants
f) Derivative
B) Debt Instruments
Stock Exchange

(c) Govt Security




(c) Treasury Bills


1 TREPS 1142.16 0.82% 2.92
2 Reverse Repo 109.59 0.08% 3.08
Sub Total 1251.75 0.90%


Units
E) Others
Banks

pending Allotment

Assets
Grand Total 139829.69 100.00%
Notes

At the At the end
beginning
Option 30/11/2020 31/12/2020


end of the period
Sundaram Emerging Small Cap Series I
Rating / Mkt Value
Stock Exchange
Consumer Non
7 INE142Z01019 Orient Electric Ltd Consumer 173252 389.30 2.23%

Durables

Healthcare

Media &
Healthcare
21 INE896L01010 Indostar Capital Finance Ltd Finance 92049 288.25 1.65%
Construction
24 INE472A01039 Blue Star Ltd Consumer 34343 275.12 1.58%

Durables
Durables
Non 53000 272.61 1.56%
Consumer
Industrial Capital
31 INE717A01029 Kennametal India Ltd Goods 29564 250.51 1.43%

Consumer Non
42 INE778U01029 TCNS Clothing Co. Ltd Textile Products 45800 204.61 1.17%
43 INE060A01024 Navneet Education Ltd Media & 233182 195.99 1.12%
Entertainment
44 INE741K01010 Creditaccess Grameen Ltd Finance 25528 192.95 1.10%
Hotels/ Resorts
And Other
Activities
49 INE688A01022 Transport Corporation of India Transportation 68578 172.37 0.99%

Ltd
50 INE056C01010 Tata Metaliks Ltd Ferrous Metals 27603 167.95 0.96%
55 INE120A01034 Carborundum Universal Ltd Industrial Products 37025 150.14 0.86%
61 INE457F01013 Salzer Electronics Ltd Industrial Capital 102901 131.51 0.75%

Goods

Ltd
Hotels/ Resorts
And Other
66 INE750A01020 Oriental Hotels Ltd 379760 94.75 0.54%
Recreational
Activities
Hotels/ Resorts
And Other
Activities
Consumer
Durables
Media &
Sub Total 17302.50 99.07%



(e) Warrants
f) Derivative
B) Debt Instruments
Stock Exchange

(c) Govt Security



(c) Treasury Bills


1 TREPS 160.73 0.92% 2.92
2 Reverse Repo 15.42 0.09% 3.08
Sub Total 176.15 1.01%


Units
E) Others
Banks

pending Allotment

Assets
Grand Total 17465.25 100.00%
Notes
Nil
At the
Option 30/11/2020 31/12/2020


end of the period
end of the period
Sundaram Emerging Small Cap Series II
Rating / Mkt Value
Stock Exchange

Consumer Non

Durables

Healthcare
Entertainment
Healthcare

Construction

Durables
Consumer
26 INE472A01039 Blue Star Ltd Durables 37170 297.77 1.57%
Consumer

Consumer Non
43 INE717A01029 Kennametal India Ltd Industrial Capital 26488 224.45 1.18%
Goods
Ltd
Hotels/ Resorts
And Other
Activities
Entertainment
Goods
63 INE092B01025 India Nippon Electricals Ltd Auto Ancillaries 39440 137.13 0.72%
India Ltd
Hotels/ Resorts
68 INE750A01020 Oriental Hotels Ltd And Other 402399 100.40 0.53%
Recreational
Activities
Hotels/ Resorts
And Other
Activities
Consumer
Media &
Sub Total 18701.54 98.69%



(e) Warrants
f) Derivative
B) Debt Instruments
Stock Exchange

(c) Govt Security




(c) Treasury Bills


1 TREPS 238.44 1.26% 2.92
2 Reverse Repo 22.88 0.12% 3.08
Sub Total 261.32 1.38%


Units
E) Others
Banks

pending Allotment

Assets
Grand Total 18948.96 100.00%
Notes
At the At the end
beginning
Option 30/11/2020 31/12/2020

end of the period

Sundaram Emerging Small Cap Series III
Rating / Mkt Value
Stock Exchange
Durables

Durables

Services

Entertainment
Healthcare
Project

Durables
Durables
Consumer
Consumer Non

Industrial Capital
36 INE717A01029 Kennametal India Ltd 23869 202.25 1.21%
Goods
Hotels/ Resorts
And Other
Activities

Transport Corporation of India
47 INE688A01022 Ltd Transportation 66186 166.36 1.00%
Entertainment
58 INE475B01022 Hikal Ltd Pharmaceuticals 84664 139.70 0.84%

Limited
Industrial Capital
65 INE457F01013 Salzer Electronics Ltd Goods 97779 124.96 0.75%
Ltd
Hotels/ Resorts
Recreational
Activities
Hotels/ Resorts
Recreational
Activities
Consumer
Media &
Sub Total 16455.11 98.61%



(e) Warrants
f) Derivative
B) Debt Instruments
Stock Exchange

(c) Govt Security




(c) Treasury Bills


1 TREPS 218.62 1.31% 2.92
2 Reverse Repo 20.98 0.13% 3.08
Sub Total 239.59 1.44%


Units
E) Others
Banks

pending Allotment

Assets
Grand Total 16686.69 100.00%
Notes
At the At the end
beginning
Option 30/11/2020 31/12/2020

end of the period

Sundaram Emerging Small Cap Series IV
Rating / Mkt Value
Stock Exchange
Consumer Non


Healthcare

Durables

Entertainment
Healthcare

Consumer

Consumer Non
Construction
22 INE442H01029 Ashoka Buildcon Ltd 203257 188.32 1.56%
Project
23 INE348B01021 Century Plyboards (India) Ltd Consumer 80777 188.25 1.56%

Durables

Consumer Non
Industrial Capital
Hotels/ Resorts
Activities

Hotels/ Resorts
And Other
Recreational
Activities

Entertainment


Goods
Ltd

India Ltd
Hotels/ Resorts
Recreational
Activities
Hotels/ Resorts
Recreational
Activities
75 INE142I01023 Take Solutions Ltd Pharmaceuticals 77303 41.16 0.34%
Consumer
Entertainment
Sub Total 11911.06 98.82%



(e) Warrants
f) Derivative
B) Debt Instruments
Stock Exchange

(c) Govt Security




(c) Treasury Bills


1 TREPS 134.59 1.12% 2.92
2 Reverse Repo 12.91 0.11% 3.08
Sub Total 147.50 1.22%

Instruments

Units
E) Others
Banks

pending Allotment

Assets
Grand Total 12052.75 100.00%
Notes
Nil
At the
Option 30/11/2020 31/12/2020



end of the period
Sundaram Emerging Small Cap Series V
Rating / Mkt Value
Stock Exchange

Consumer Non



Healthcare
Entertainment
Healthcare

Consumer
Consumer Non
22 INE495P01012 Mrs. Bectors Food Specialities Ltd 13800 70.98 1.57%
Durables

Durables
Construction
27 INE113A01013 Chemicals 28383 63.58 1.41%
Consumer Non
Industrial Capital
Hotels/ Resorts
Activities

Hotels/ Resorts
Recreational
Activities
48 INE688A01022 Transportation 18007 45.26 1.00%
Ltd
Media &

Limited

Goods

India Ltd
Hotels/ Resorts
And Other
Activities
Hotels/ Resorts
Recreational
Activities
Consumer
74 INE142Z01019 Orient Electric Ltd Durables 8699 19.55 0.43%
76 INE834I01025 Khadim India Ltd Consumer 12026 15.13 0.34%
Durables
Entertainment
Sub Total 4459.51 98.84%



(e) Warrants
f) Derivative
B) Debt Instruments
Stock Exchange

(c) Govt Security




(c) Treasury Bills


1 TREPS 47.83 1.06% 2.92
2 Reverse Repo 4.59 0.10% 3.08
Sub Total 52.42 1.16%

Instruments

Units
E) Others
Banks

pending Allotment

Assets (0.16) (0.00%)
Grand Total 4511.78 100.00%
Notes

At the At the end
beginning
Option 30/11/2020 31/12/2020

end of the period
end of the period
Sundaram Emerging Small Cap Series VI
Rating / Mkt Value
Stock Exchange
Consumer Non

Consumer
8 INE142Z01019 Orient Electric Ltd 22660 50.92 2.12%
Durables

Services
Entertainment
Healthcare
Consumer
22 INE472A01039 Blue Star Ltd 4749 38.04 1.59%
Durables
Durables
Non 7300 37.55 1.57%
Consumer
Consumer Non
Hotels/ Resorts
Recreational
Activities
Industrial Capital
35 INE717A01029 Kennametal India Ltd 3630 30.76 1.28%
Goods
Hotels/ Resorts
Activities

Entertainment

Goods

Ltd

Hotels/ Resorts
Recreational
Activities
Hotels/ Resorts
And Other
70 INE970X01018 Lemon Tree Hotels Ltd 28020 11.28 0.47%
Recreational
Activities
Consumer
Sub Total 2371.92 98.95%



(e) Warrants
f) Derivative
B) Debt Instruments
Stock Exchange

(c) Govt Security



(c) Treasury Bills


1 TREPS 22.02 0.92% 2.92
2 Reverse Repo 2.11 0.09% 3.08
Sub Total 24.13 1.01%


Units
E) Others
Banks

pending Allotment

Assets
Grand Total 2397.13 100.00%
Notes
At the
Option 30/11/2020 31/12/2020


Nil
end of the period
end of the period
Sundaram Emerging Small Cap Series VII
Rating / Mkt Value
Stock Exchange

2 INE287B01021 Subros Ltd Auto Ancillaries 104486 358.54 3.99%


Hotels/ Resorts
Recreational
Activities
Consumer Non

Goods
Consumer

Services

Durables
18 INE058A01010 Sanofi India Ltd Pharmaceuticals 2436 202.84 2.26%
19 INE517F01014 Gujarat Pipavav Port Ltd Transportation 202773 196.18 2.18%
21 INE182A01018 Pfizer Ltd Pharmaceuticals 3589 183.28 2.04%
Entertainment
24 INE531A01024 Kansai Nerolac Paints Ltd Consumer Non 26165 159.02 1.77%
Durables
Consumer Non

30 INE172A01027 Castrol India Ltd Petroleum 108924 134.03 1.49%

Products
32 INE541A01023 GMM Pfaudler Ltd Industrial Capital 3400 128.77 1.43%
Goods
Consumer Non
35 INE854D01024 United Spirits Ltd Durables 20000 115.65 1.29%
38 INE323A01026 Bosch Ltd Auto Ancillaries 814 104.07 1.16%
Goods
41 INE686A01026 ITD Cementation India Ltd Construction 138600 92.31 1.03%
Procter & Gamble Hygiene and Consumer Non
42 INE179A01014 Health Care Ltd Durables 801 88.69 0.99%
50 INE419U01012 Software 20418 70.29 0.78%
Limited
Hotels/ Resorts
Recreational
Activities

Durables
Consumer
Durables
Sub Total 8885.76 98.85%



(e) Warrants
f) Derivative
B) Debt Instruments
Stock Exchange
(c) Govt Security




(c) Treasury Bills


1 TREPS 98.16 1.09% 2.92
2 Reverse Repo 9.42 0.10% 3.08
Sub Total 107.58 1.20%

Instruments

Units
E) Others
Banks

pending Allotment

Assets (3.86) (0.04%)
Grand Total 8989.48 100.00%
Notes
At the At the end
beginning
Option 30/11/2020 31/12/2020

end of the period
end of the period
Sundaram Select Focus
Rating / Mkt Value
Stock Exchange
Products

Project

Corporation Ltd
Durables

15 INE192A01025 TATA Consumer Products Ltd Consumer Non 507832 2995.70 2.53%
Durables
Durables
20 INE918I01018 Bajaj Finserv Ltd Finance 17685 1575.09 1.33%
Company Ltd
25 INE685A01028 Torrent Pharmaceuticals Ltd Pharmaceuticals 39133 1096.78 0.93%

27 INE299U01018 236000 898.10 0.76%
28 INE192R01011 Avenue Supermarts Ltd Retailing 32111 887.42 0.75%
30 INE280A01028 Titan Company Ltd Consumer 42096 659.71 0.56%
Durables
Sub Total 114478.34 96.60%



(e) Warrants
f) Derivative
B) Debt Instruments
Stock Exchange

(c) Govt Security




(c) Treasury Bills


1 TREPS 3306.48 2.79% 2.92
2 Reverse Repo 317.26 0.27% 3.08
Sub Total 3623.74 3.06%

Instruments

Units
E) Others
Banks

pending Allotment

Assets 405.59 0.34%
Grand Total 118507.67 100.00%
Notes

At the At the end
beginning
Option 30/11/2020 31/12/2020


end of the period

Sundaram Long Term Tax Advantage Fund Series III
Rating / Mkt Value
Stock Exchange
Consumer Non

Durables
Healthcare
Entertainment
Durables

Project

Healthcare
Durables


Consumer Non
Hotels/ Resorts
And Other
Activities

Goods
Hotels/ Resorts
Activities
Media &
Industrial Capital
58 INE858B01029 ISGEC Heavy Engineering Ltd 11620 38.34 0.79%
Goods

Limited
Industrial Capital
60 INE457F01013 Salzer Electronics Ltd Goods 28612 36.57 0.75%

India Ltd

Hotels/ Resorts
And Other
Activities
Ltd
Consumer
Entertainment
Sub Total 4771.05 98.32%


(e) Warrants
f) Derivative
B) Debt Instruments
Stock Exchange

(c) Govt Security




(c) Treasury Bills


1 TREPS 76.95 1.59% 2.92
2 Reverse Repo 7.38 0.15% 3.08
Sub Total 84.33 1.74%

Instruments

Units
E) Others
Banks

pending Allotment

Assets (3.02) (0.06%)
Grand Total 4852.36 100.00%
Notes
At the
At the end
beginning
Option 30/11/2020 31/12/2020

end of the period
end of the period
Sundaram Long Term Tax Advantage Fund Series IV
Rating / Mkt Value
Stock Exchange

Durables
Consumer
7 INE142Z01019 Orient Electric Ltd Durables 31195 70.10 2.24%

Services
Construction
Entertainment
Consumer
Healthcare
24 INE075I01017 Healthcare Global Enterprises Ltd 31828 51.80 1.65%
Services

Durables
Non 9650 49.63 1.58%

Consumer Non
Durables
Hotels/ Resorts
Recreational
Activities
Industrial Capital
Hotels/ Resorts
Activities
Entertainment
Industrial Capital
58 INE457F01013 Salzer Electronics Ltd 18526 23.68 0.76%
Goods

India Ltd

Hotels/ Resorts
And Other
Activities
Ltd
Consumer
Sub Total 3096.75 98.77%



(e) Warrants
f) Derivative
B) Debt Instruments
Stock Exchange

(c) Govt Security




(c) Treasury Bills


1 TREPS 34.50 1.10% 2.92
2 Reverse Repo 3.31 0.11% 3.08
Sub Total 37.81 1.21%


Units
E) Others
Banks

pending Allotment

Assets
Grand Total 3135.21 100.00%
Notes

At the At the end
beginning
Option 30/11/2020 31/12/2020


end of the period
Sundaram Long Term Tax Advantage Fund Series-I
Rating / Mkt Value
Stock Exchange
Petroleum
2 INE002A01018 Reliance Industries Ltd 6491 128.87 7.14%
Products

Durables

Consumer Non
10 INE192A01025 TATA Consumer Products Ltd 9000 53.09 2.94%
Durables

Project
13 INE669C01036 Tech Mahindra Ltd Software 5100 49.63 2.75%


Services
28 INE256C01024 Triveni Engineering & Industries Consumer Non 33146 23.65 1.31%
Ltd Durables
29 INE340A01012 Birla Corporation Ltd Cement 3200 23.08 1.28%
31 INE154A01025 ITC Ltd Consumer Non 9300 19.44 1.08%

Durables
Consumer Non
Ltd
39 INE733E01010 NTPC Ltd Power 14135 14.04 0.78%
Sub Total 1787.29 98.99%



(e) Warrants
f) Derivative
B) Debt Instruments
Stock Exchange

(c) Govt Security




(c) Treasury Bills


1 TREPS 8.88 0.49% 2.92
2 Reverse Repo 0.85 0.05% 3.08

Instruments

Units
E) Others
Banks

pending Allotment

Assets 8.45 0.47%
Grand Total 1805.48 100.00%
Notes

At the At the end
beginning
Option 30/11/2020 31/12/2020

Nil
end of the period
Sundaram Long Term Tax Advantage Fund Series-II
Rating / Mkt Value
Stock Exchange
Petroleum
Products

Durables

Construction
10 INE018A01030 Larsen & Toubro Ltd 3200 41.20 3.20%
Project
Consumer Non
Triveni Engineering & Industries Consumer Non
26 INE256C01024 Ltd Durables 27107 19.34 1.50%
Healthcare
Services
Consumer Non
Durables
Sub Total 1276.69 99.21%



(e) Warrants
f) Derivative

B) Debt Instruments
Stock Exchange

(c) Govt Security




(c) Treasury Bills


1 TREPS 8.06 0.63% 2.92
2 Reverse Repo 0.77 0.06% 3.08

Instruments

Units
E) Others
Banks

pending Allotment

Assets 1.33 0.10%
Grand Total 1286.85 100.00%
Notes
At the
At the end
beginning
Option 30/11/2020 31/12/2020

end of the period
Sundaram Long Term Micro Cap Tax Advantage Fund Series III
Rating / Mkt Value
Stock Exchange
Consumer Non
6 INE075I01017 Healthcare Global Enterprises Ltd Healthcare

Services 128808 209.64 2.75%


Telecom -
Accessories

Durables

Services

Hotels/ Resorts
Activities
Entertainment
Industrial Capital
Consumer
Consumer Non

27 INE113A01013 Chemicals 50164 112.37 1.48%
Goods
Project
Industrial Capital
Hotels/ Resorts
Recreational
Activities
Media &
Hotels/ Resorts
And Other
Activities

Goods
Engineering
Diversified
Hotels/ Resorts
And Other
Activities

Durables
Media &
65 INE807K01035 S Chand and Company Ltd 20661 13.49 0.18%
Entertainment
Sub Total 7528.50 98.88%


(e) Warrants
f) Derivative
B) Debt Instruments
Stock Exchange

(c) Govt Security




(c) Treasury Bills

1 TREPS 57.68 0.76% 2.92
2 Reverse Repo 5.53 0.07% 3.08
Sub Total 63.21 0.83%

Instruments

Units
E) Others
Banks

pending Allotment

Assets
Grand Total 7614.15 100.00%
Notes
At the
Option 30/11/2020 31/12/2020


end of the period
end of the period
Sundaram Long Term Micro Cap Tax Advantage Fund Series IV
Rating / Mkt Value
Stock Exchange


Telecom -
Accessories

Durables
Consumer Non

Services
Media &
Hotels/ Resorts
17 INE998I01010 33815 72.79 1.88%
Activities
Healthcare
Goods
Consumer


Limited
Consumer Non
Goods
Construction
Goods
Hotels/ Resorts
Recreational
Activities
Consumer Non
Hotels/ Resorts
Recreational
Activities

Entertainment
Industrial Capital
47 INE152M01016 Triveni Turbine Ltd Goods 50000 40.60 1.05%
Engineering
Hotels/ Resorts
And Other
Activities
Diversified

Consumer
Durables
Media &
Sub Total 3826.03 98.90%


(e) Warrants
f) Derivative
B) Debt Instruments
Stock Exchange

(c) Govt Security




(c) Treasury Bills


1 TREPS 30.27 0.78% 2.92
2 Reverse Repo 2.90 0.08% 3.08
Sub Total 33.18 0.86%

Instruments

Units
E) Others
Banks

pending Allotment

Assets 9.19 0.24%
Grand Total 3868.39 100.00%
Notes
At the
At the end
beginning
Option 30/11/2020 31/12/2020

end of the period
end of the period
Sundaram Long Term Micro Cap Tax Advantage Fund Series V
Rating / Mkt Value
Stock Exchange
Durables


Consumer

Services

Entertainment
Hotels/ Resorts
Activities

Services
Telecom -
Accessories
Durables

Goods

Durables
Goods
Project
Industrial Capital
Hotels/ Resorts
Recreational
Activities
Hotels/ Resorts
And Other
Activities
47 INE302M01033 Prabhat Dairy Ltd Consumer Non 58790 43.09 1.05%

Durables
Engineering

Durables
Hotels/ Resorts
Recreational
Activities

Ltd
Media &

Consumer Services
Sub Total 4071.71 98.95%



(e) Warrants
f) Derivative
B) Debt Instruments
Stock Exchange

(c) Govt Security




(c) Treasury Bills

1 TREPS 33.30 0.81% 2.92
2 Reverse Repo 3.19 0.08% 3.08
Sub Total 36.49 0.89%

Instruments

Units
E) Others
Banks

pending Allotment

Assets 6.66 0.16%
Grand Total 4114.87 100.00%
Notes
At the At the end
beginning
Option 30/11/2020 31/12/2020

end of the period
end of the period
Sundaram Long Term Micro Cap Tax Advantage Fund Series VI
Rating / Mkt Value
Stock Exchange
Consumer Non

Consumer

Services

Entertainment
Hotels/ Resorts
Activities
Healthcare
Services
Telecom -
Accessories

Durables

Goods


Consumer Non
Durables
Goods

Goods
Project
Hotels/ Resorts
And Other
Activities

Consumer Non
Hotels/ Resorts
Recreational
Activities
Services
India Ltd

Durables
Hotels/ Resorts
Recreational
Activities
Entertainment
Consumer Services
Sub Total 3768.08 98.71%



(e) Warrants
f) Derivative
B) Debt Instruments
Stock Exchange

(c) Govt Security



(c) Treasury Bills


1 TREPS 52.25 1.37% 2.92
2 Reverse Repo 5.01 0.13% 3.08
Sub Total 57.26 1.50%


Units
E) Others
Banks

pending Allotment

Assets
Grand Total 3817.46 100.00%
Notes

At the
Option 30/11/2020 31/12/2020


Nil
end of the period
end of the period
Sundaram Select Small Cap Series V
Rating / Mkt Value
Stock Exchange
Consumer Non
Healthcare
Durables
Consumer Non
Durables
Durables
Finance Company Ltd
21 INE214T01019 Larsen & Toubro Infotech Ltd Software 5905 216.09 2.20%

26 INE003A01024 Siemens Ltd Industrial Capital 11190 176.30 1.79%

Goods
Commercial
31 INE470A01017 3M India Ltd Services 736 153.31 1.56%
33 INE951I01027 V-Guard Industries Ltd Consumer 73074 136.06 1.39%
Durables
35 INE774D01024 Mahindra & Mahindra Financial Finance 75790 132.56 1.35%

Services Ltd
36 INE498L01015 L&T Finance Holdings Ltd Finance 138772 130.03 1.32%
38 INE825A01012 Vardhman Textiles Ltd Textiles - Cotton 11307 122.69 1.25%
40 INE780C01023 JM Financial Ltd Finance 138020 116.56 1.19%
Petroleum
41 INE172A01027 Castrol India Ltd Products 90354 111.18 1.13%
Project

Ltd
Hotels/ Resorts
And Other
50 INE230A01023 EIH Ltd Recreational 88330 79.54 0.81%
Activities
51 IN9647O01019 Aditya Birla Fashion and Retail Ltd Retailing 10292 10.66 0.11%
- Partly Paid Right Shares
Sub Total 9645.80 98.19%



(e) Warrants
f) Derivative
B) Debt Instruments
Stock Exchange

(c) Govt Security



(c) Treasury Bills


1 TREPS 112.77 1.15% 2.92
2 Reverse Repo 10.82 0.11% 3.08
Sub Total 123.59 1.26%


Units
E) Others
Banks

pending Allotment

Assets
Grand Total 9823.18 100.00%
Notes

At the
Option 30/11/2020 31/12/2020


Nil
end of the period
end of the period
Sundaram Select Small Cap Series VI
Rating / Mkt Value
Stock Exchange
Consumer Non
Healthcare

Durables
Consumer Non
Durables
Consumer Non

Finance Company Ltd
Industrial Capital
26 INE003A01024 Siemens Ltd Goods 4917 77.47 1.79%
Commercial
Consumer
32 INE951I01027 V-Guard Industries Ltd 32121 59.81 1.39%
Durables
35 INE498L01015 L&T Finance Holdings Ltd Finance 60715 56.89 1.32%
Petroleum
Products
Construction

Ltd
Hotels/ Resorts
Recreational
Activities
Sub Total 4256.67 98.61%



(e) Warrants
f) Derivative
B) Debt Instruments
Stock Exchange

(c) Govt Security



(c) Treasury Bills


1 TREPS 11.45 0.27% 2.92
2 Reverse Repo 1.10 0.03% 3.08
Sub Total 12.55 0.29%


Units
E) Others
Banks

pending Allotment

Assets
Grand Total 4316.81 100.00%
Notes

At the
Option 30/11/2020 31/12/2020


Nil
end of the period
end of the period
Sundaram Small Cap Fund
Rating / Mkt Value
Stock Exchange
3 INE935N01012 Dixon Technologies (India) Ltd Consumer 32404 4357.87 3.61%
Durables


Hotels/ Resorts
And Other
Recreational
Activities
Consumer Non
11 INE098F01031 Amrutanjan Health Care Ltd Durables 680101 3415.13 2.83%
Durables

India Ltd
Industrial Capital
Consumer
Butterfly Gandhimathi Appliances Consumer
24 INE295F01017 Ltd Durables 445165 2074.69 1.72%

Ltd
26 INE337A01034 LG Balakrishnan & Bros Ltd Auto Ancillaries 613272 1867.72 1.55%
27 INE119A01028 Balrampur Chini Mills Ltd Consumer Non 1064550 1831.03 1.52%
Durables
28 INE679A01013 CSB Bank Ltd Banks 813633 1774.13 1.47%
Healthcare
Telecom -
Accessories
Chambal Fertilizers & Chemicals
32 INE085A01013 Fertilisers 701940 1598.67 1.32%
Ltd

Services

37 INE203A01020 AstraZeneca Pharma India Ltd Pharmaceuticals 30884 1426.59 1.18%
Hotels/ Resorts
Recreational
Activities
40 INE136S01016 Neogen Chemicals Ltd Chemicals 178995 1301.11 1.08%
Hotels/ Resorts
And Other
Activities
51 INE183A01016 Finolex Industries Ltd Industrial Products 143072 924.32 0.77%
Media &

Limited
56 INE199A01012 Procter & Gamble Health Ltd Pharmaceuticals 10374 707.25 0.59%
Kovai Medical Center & Hospital Healthcare
57 INE177F01017 Ltd Services 60619 667.78 0.55%
Sub Total 119953.59 99.28%


Engineering
1 INE551A01022 Hindustan Dorr-Oliver Ltd @ Services 375961 0.00 #

(e) Warrants
f) Derivative
B) Debt Instruments
Stock Exchange
(c) Govt Security




(c) Treasury Bills


1 TREPS 356.35 0.29% 2.92
2 Reverse Repo 34.19 0.03% 3.08
Sub Total 390.54 0.32%


Units
E) Others
Banks
pending Allotment

Assets
Grand Total 120818.95 100.00%
Notes
b) Total value and percentage of illiquid equity shares @ 0.00 / #
At the
Option 30/11/2020 31/12/2020



end of the period

Sundaram Rural and Consumption Fund
Rating / Mkt Value
Stock Exchange
Consumer Non

Durables
Consumer Non
3 INE021A01026 Asian Paints Ltd Durables 295000 8155.28 5.45%

Durables

Consumer
10 INE226A01021 Voltas Ltd 610000 5036.47 3.36%
Durables
Durables
15 INE179A01014 Procter & Gamble Hygiene and Consumer Non 31500 3487.77 2.33%
Health Care Ltd Durables
Consumer
16 INE690A01010 TTK Prestige Ltd Durables 55000 3399.33 2.27%

Durables
Consumer Non
21 INE239A01016 Nestle India Ltd Durables 17200 3163.12 2.11%
Consumer Non
23 INE296A01024 Bajaj Finance Ltd Finance 47500 2515.22 1.68%

Durables
26 INE016A01026 Dabur India Ltd Consumer Non 450000 2403.00 1.61%

Durables
Consumer
30 INE544R01013 Greenlam Industries Ltd Durables 265756 2063.86 1.38%
31 INE951I01027 V-Guard Industries Ltd Consumer 1100000 2048.20 1.37%

Durables
Hotels/ Resorts
Recreational
Activities
33 INE176A01028 Bata India Ltd Consumer 125000 1974.56 1.32%

Durables
34 INE462A01022 Bayer Cropscience Ltd Pesticides 36000 1959.14 1.31%
Consumer
36 INE280A01028 Titan Company Ltd Durables 112500 1763.04 1.18%
37 INE158A01026 Hero MotoCorp Ltd Auto 55000 1710.50 1.14%
Hotels/ Resorts
Recreational
Activities
39 INE334L01012 Ujjivan Financial Services Ltd Finance 485000 1339.33 0.89%
Sub Total 149458.98 99.85%


(e) Warrants
f) Derivative
B) Debt Instruments
Stock Exchange

(c) Govt Security




(c) Treasury Bills


1 TREPS 62.60 0.04% 2.92
2 Reverse Repo 6.01 # 3.08
Sub Total 68.61 0.05%

Units
E) Others
Banks

pending Allotment

Assets
Grand Total 149680.41 100.00%
Notes
At the At the end
beginning
Option 30/11/2020 31/12/2020


end of the period
Sundaram Services Fund
Rating / Mkt Value
Stock Exchange
Petroleum

Hotels/ Resorts
And Other
Activities
Durables
13 INE795G01014 HDFC Life Insurance Company Ltd Finance 441758 2988.49 2.32%
Company Ltd
Container Corporation of India
18 INE933S01016 Indiamart Intermesh Ltd Software 37000 2370.66 1.84%
Services
Hotels/ Resorts
Activities
Hotels/ Resorts
And Other
Activities
22 INE761H01022 Page Industries Ltd Textile Products 7320 2021.07 1.57%
23 INE335Y01012 Indian Railway Catering & Services 135000 1941.03 1.51%
24 INE663F01024 Info Edge (India) Ltd Software 40772 1939.89 1.51%
Media &
27 INE285J01028 Security and Intelligence Services Commercial 387226 1662.94 1.29%

Healthcare
29 INE112L01020 Metropolis Healthcare Ltd Services 79522 1559.66 1.21%

India Ltd

Durables
35 INE437A01024 Apollo Hospitals Enterprise Ltd Healthcare 51981 1254.20 0.98%

Services
36 INE766P01016 Mahindra Logistics Ltd Transportation 298141 1233.56 0.96%
Hotels/ Resorts
Recreational
Activities
Healthcare
40 INE094J01016 UTI Asset Management Co Ltd Finance 168338 935.62 0.73%
41 INE596I01012 Computer Age Management Finance 40656 734.13 0.57%
Services Ltd
Hotels/ Resorts
And Other
Activities
Sub Total 126881.20 98.65%



(e) Warrants
f) Derivative
B) Debt Instruments
Stock Exchange

(c) Govt Security




(c) Treasury Bills


1 TREPS 2093.57 1.63% 2.92
2 Reverse Repo 200.88 0.16% 3.08
Sub Total 2294.45 1.78%


Units
E) Others
Banks

pending Allotment

Assets
Grand Total 128616.46 100.00%
Notes
At the At the end
beginning
Option 30/11/2020 31/12/2020

end of the period

Sundaram Smart NIFTY 100 Equal Weight Fund
Rating / Mkt Value
Stock Exchange
1 INE931S01010 Adani Transmission Ltd Power 7717 33.76 1.40%
3 INE364U01010 Adani Green Energy Ltd Power 2989 31.46 1.30%
Corporation Ltd
8 INE095A01012 IndusInd Bank Ltd Banks 3247 29.06 1.20%
Construction
11 INE271C01023 DLF Ltd Construction 12204 28.42 1.18%
Consumer Non
15 INE663F01024 Info Edge (India) Ltd Software 570 27.12 1.12%
16 INE176B01034 Havells India Ltd Consumer 2954 27.06 1.12%
Durables
19 INE545U01014 Bandhan Bank Ltd Banks 6667 26.82 1.11%
20 INE019A01038 JSW Steel Ltd Ferrous Metals 6925 26.81 1.11%
22 INE775A01035 Motherson Sumi Systems Ltd Auto Ancillaries 16179 26.73 1.11%
Durables
Adani Ports and Special Economic
24 INE742F01042 Zone Ltd Transportation 5512 26.66 1.10%
27 INE038A01020 Hindalco Industries Ltd Non - Ferrous 10920 26.27 1.09%
Metals
28 INE584A01023 NMDC Ltd Minerals/Mining 22947 26.26 1.09%
HDFC Asset Management
29 INE127D01025 Company Ltd Finance 898 26.20 1.08%
Consumer Non
30 INE463A01038 Berger Paints (I) Ltd 3432 26.06 1.08%
Durables
31 INE646L01027 Interglobe Aviation Ltd Transportation 1486 25.61 1.06%
Goods
34 INE047A01021 Grasim Industries Ltd Cement 2677 24.84 1.03%
35 INE213A01029 Oil & Natural Gas Corporation Ltd Oil 26693 24.84 1.03%
36 INE155A01022 Tata Motors Ltd Auto 13506 24.83 1.03%
38 INE070A01015 Shree Cement Ltd Cement 103 24.73 1.02%
39 INE134E01011 Power Finance Corporation Ltd Finance 21235 24.27 1.00%
40 INE318A01026 Pidilite Industries Ltd Chemicals 1372 24.22 1.00%
43 INE118A01012 Bajaj Holdings & Investment Ltd Finance 773 23.78 0.98%
45 INE726G01019 ICICI Prudential Life Insurance Finance 4726 23.58 0.98%
Company Ltd
46 INE066A01021 Eicher Motors Ltd Auto 923 23.36 0.97%

Durables
50 INE010B01027 Cadila Healthcare Ltd Pharmaceuticals 4847 23.11 0.96%
Indus Towers Ltd (Prev Bharti Telecom -

52 INE121J01017 Infratel Ltd) Equipment & 10036 23.07 0.95%
Accessories
Consumer Non
54 INE686F01025 United Breweries Ltd Durables 1939 23.00 0.95%
56 INE239A01016 Nestle India Ltd Consumer Non 124 22.80 0.94%
Durables
Consumer Non
57 INE259A01022 Colgate Palmolive (India) Ltd Durables 1450 22.70 0.94%
Consumer Non
59 INE079A01024 Ambuja Cements Ltd Cement 9106 22.66 0.94%
60 INE012A01025 ACC Ltd Cement 1397 22.60 0.93%
61 INE917I01010 Bajaj Auto Ltd Auto 652 22.46 0.93%
62 INE242A01010 Indian Oil Corporation Ltd Petroleum 24642 22.41 0.93%
Products
Procter & Gamble Hygiene and Consumer Non

64 INE179A01014 201 22.26 0.92%
Hindustan Petroleum Corporation Petroleum
Non - Ferrous
66 INE267A01025 Hindustan Zinc Ltd Metals 9289 22.21 0.92%
67 INE196A01026 Marico Ltd Consumer Non 5472 22.03 0.91%

Durables
69 INE752E01010 Power Grid Corporation of India Power 11565 21.96 0.91%
Ltd
72 INE522F01014 Coal India Ltd Minerals/Mining 16100 21.81 0.90%
Durables
Oracle Financial Services
76 INE881D01027 Software Ltd Software 671 21.56 0.89%
77 INE414G01012 Muthoot Finance Ltd Finance 1778 21.52 0.89%
78 INE481Y01014 General Insurance Corporation of Finance 15301 21.28 0.88%
India
Consumer Non
81 INE140A01024 Piramal Enterprises Ltd Finance 1475 21.07 0.87%
82 INE016A01026 Dabur India Ltd Consumer Non 3928 20.98 0.87%
Durables
Consumer Non
83 INE102D01028 Godrej Consumer Products Ltd Durables 2778 20.56 0.85%

86 INE376G01013 Biocon Ltd Pharmaceuticals 4345 20.22 0.84%
87 INE540L01014 Alkem Laboratories Ltd Pharmaceuticals 690 20.19 0.84%
90 INE018E01016 SBI Cards and Payment Services Finance 2342 19.93 0.82%
Ltd
91 INE160A01022 Punjab National Bank Banks 60200 19.90 0.82%
92 INE323A01026 Bosch Ltd Auto Ancillaries 154 19.69 0.81%
95 INE358A01014 Abbott India Ltd Pharmaceuticals 121 19.08 0.79%
96 INE216A01030 Britannia Industries Ltd Consumer Non 519 18.56 0.77%
Durables
98 INE326A01037 Lupin Ltd Pharmaceuticals 1827 17.85 0.74%
99 INE628A01036 UPL Ltd Pesticides 3734 17.41 0.72%
Products
Sub Total 2382.59 98.56%



(e) Warrants
f) Derivative

B) Debt Instruments
Stock Exchange

(c) Govt Security




(c) Treasury Bills


1 TREPS 34.58 1.43% 2.92
2 Reverse Repo 3.32 0.14% 3.08
Sub Total 37.90 1.57%

Instruments

Units
E) Others
Banks

pending Allotment

Assets
Grand Total 2417.33 100.00%
Notes
Nil
At the
Option 30/11/2020 31/12/2020



end of the period
Sundaram Diversified Equity
Rating / Mkt Value
Stock Exchange
Petroleum

Durables
12 INE797F01012 Jubilant Foodworks Ltd Consumer Non 200000 5582.30 2.32%

Durables
Construction


Durables

Durables
Consumer Non
25 INE531A01024 Kansai Nerolac Paints Ltd 595000 3616.11 1.50%
Durables
Goods
Consumer Non

33 INE029A01011 722523 2753.54 1.14%
Ltd Products
Durables
Healthcare
Healthcare
Hotels/ Resorts
And Other
Activities

Durables
Company Ltd
Industrial Capital
Diversified
Sub Total 240691.46 99.96%



(e) Warrants
f) Derivative
B) Debt Instruments
Stock Exchange

(c) Govt Security




(c) Treasury Bills


1 TREPS 545.81 0.23% 2.92
2 Reverse Repo 52.37 0.02% 3.08
Sub Total 598.18 0.25%


Units
E) Others
Banks

pending Allotment

Assets
Grand Total 240781.28 100.00%
Notes
At the At the end
beginning
Option 30/11/2020 31/12/2020
d) Dividend declared during the period (Rupees per unit)

Option Individual & HUF Others
Direct Plan - Dividend 0.300000 -

end of the period

Sundaram Arbitrage Fund
Rating / Mkt Value
Stock Exchange
Industrial Capital
1 INE263A01024 Bharat Electronics Ltd Goods 380000 455.81 6.96%
Corporation Ltd

7 INE002A01018 Reliance Industries Ltd Petroleum Products 13000 258.09 3.94%
8 INE018A01030 Larsen & Toubro Ltd Construction Project 18400 236.92 3.62%
14 INE669E01016 Vodafone Idea Ltd Telecom - Services 1610000 171.47 2.62%
15 INE205A01025 Vedanta Ltd Non - Ferrous 86800 140.10 2.14%

Metals
16 INE094A01015 Hindustan Petroleum Corporation Petroleum Products 62100 135.32 2.07%

Ltd
ICICI Prudential Life Insurance
19 INE216A01030 Britannia Industries Ltd Consumer Non 3000 107.29 1.64%

Durables
Sub Total 4636.20 70.84%


(e) Warrants
f) Derivative
1 Britannia Industries Ltd Jan 2021 Stock Future (3000) (107.70) (1.65%)
ICICI Prudential Life Insurance

2 Company Ltd Jan 2021 Stock Future (22500) (112.48) (1.72%)
3 Dr.Reddys Laboratories Ltd Jan Stock Future (2500) (130.66) (2.00%)

2021
Hindustan Petroleum Corpn Ltd
4 Jan 2021 Stock Future (62100) (135.56) (2.07%)
Vedanta Ltd Pre Sesa Sterlite Ltd

5 Stock Future (86800) (140.66) (2.15%)
(Prvsly Sesa Goa Ltd) Jan 2021
6 Vodafone Idea Ltd (Prev:Idea Stock Future (1610000) (173.08) (2.64%)

Cellular Ltd) Jan 2021
7 Jindal Steel & Power Ltd Jan 2021 Stock Future (75000) (200.70) (3.07%)
8 Ashok Leyland Ltd Jan 2021 Stock Future (225000) (215.89) (3.30%)
9 Tata Steel Ltd Jan 2021 Stock Future (34000) (219.69) (3.36%)
10 Federal Bank Jan 2021 Stock Future (340000) (227.97) (3.48%)
SBI Life Insurance Company Ltd
11 Jan 2021 Stock Future (25500) (231.25) (3.53%)
12 Larsen & Toubro Ltd Jan 2021 Stock Future (18400) (237.87) (3.63%)
13 Reliance Industries Ltd Jan 2021 Stock Future (13000) (259.17) (3.96%)
14 Ultra Cements Jan 2021 Stock Future (5400) (286.20) (4.37%)
15 Maruti Suzuki India Ltd Jan 2021 Stock Future (4300) (330.13) (5.04%)
16 Bharti Airtel Ltd Jan 2021 Stock Future (68487) (350.58) (5.36%)
Housing Development Fin Corp
17 Ltd Jan 2021 Stock Future (15300) (392.21) (5.99%)
18 IndusInd Bank Ltd Jan 2021 Stock Future (49500) (444.29) (6.79%)
19 Bharat Electronics Ltd Jan 2021 Stock Future (380000) (457.33) (6.99%)
Sub Total (4653.42) (71.10%)
B) Debt Instruments
Stock Exchange

(c) Govt Security




(c) Treasury Bills


1 TREPS 30.10 0.46% 2.92
2 Reverse Repo 2.89 0.04% 3.08
Sub Total 32.99 0.50%


Units
E) Others
Banks

pending Allotment
Margin Money For Derivatives 1866.55 28.52%

9.19 0.14%
Assets
Grand Total 6544.93 100.00%
Notes

At the At the end
beginning
Option 30/11/2020 31/12/2020

end of the period As Per Annexure-A
Nil
end of the period
g) Portfolio Turnover Ratio 1,500.58%
Sundaram Balanced Advantage Fund
Rating / Mkt Value
Stock Exchange
6 INE041025011 Embassy Office Parks REIT Construction 645000 2220.22 2.98%
Corporation Ltd
9 INE196A01026 Marico Ltd Consumer Non 470000 1892.46 2.54%

Durables
Consumer Non
Consumer Non
Durables

Company Ltd
17 INE226A01021 Voltas Ltd Consumer Durables 117000 966.01 1.30%
18 INE018A01030 Larsen & Toubro Ltd Construction Project 73500 946.39 1.27%
Consumer Non
20 INE030A01027 Hindustan UniLever Ltd 37200 891.09 1.20%
Durables
Crompton Greaves Consumer
27 INE299U01018 Electricals Ltd Consumer Durables 186000 707.82 0.95%
Finance Company Ltd
Consumer Non
Durables
Consumer Non

Hotels/ Resorts And

41 INE274F01020 Westlife Development Ltd Other Recreational 90000 410.76 0.55%
Activities

43 INE716A01013 Whirlpool of India Ltd Consumer Durables 15400 404.87 0.54%
46 INE437A01024 Apollo Hospitals Enterprise Ltd Healthcare Services 15500 373.98 0.50%
47 INE669E01016 Vodafone Idea Ltd Telecom - Services 3500000 372.75 0.50%
Bharat Petroleum Corporation
55 INE029A01011 Ltd Petroleum Products 58875 224.37 0.30%
56 INE628A01036 UPL Ltd Pesticides 46800 218.25 0.29%
58 INE326A01037 Lupin Ltd Pharmaceuticals 10200 99.64 0.13%

Sub Total 51928.31 69.77%



(e) Warrants
f) Derivative
1 Kotak Mahindra Bank Ltd Jan Stock Future 30000 598.11 0.80%
2021
2 Lupin Ltd Jan 2021 Stock Future (10200) (100.04) (0.13%)

3 Company Ltd Jan 2021 Stock Future (6800) (103.63) (0.14%)
4 ICICI Bank Ltd Jan 2021 Stock Future (28875) (154.84) (0.21%)
5 UPL Lmited Jan 2021 Stock Future (46800) (219.23) (0.29%)
6 Hindustan Unilever Ltd Jan 2021 Stock Future (9300) (223.70) (0.30%)
TATA Consultancy Services Ltd

7 Jan 2021 Stock Future (9300) (267.70) (0.36%)
8 Wipro Ltd Jan 2021 Stock Future (76800) (297.02) (0.40%)
9 Larsen & Toubro Ltd Jan 2021 Stock Future (23000) (297.33) (0.40%)
10 Tata Motors Ltd Jan 2021 Stock Future (165300) (305.23) (0.41%)
11 Axis Bank Ltd Jan 2021 Stock Future (50400) (314.27) (0.42%)
Apollo Hospitals Enterprises Ltd
12 Jan 2021 Stock Future (15500) (374.67) (0.50%)
Vodafone Idea Ltd (Prev:Idea
13 Cellular Ltd) Jan 2021 Stock Future (3500000) (376.25) (0.51%)
14 Reliance Industries Ltd Jan 2021 Stock Future (21000) (418.67) (0.56%)
15 Infosys Ltd Jan 2021 Stock Future (53400) (671.99) (0.90%)
16 Tata Consumer Products Limited Stock Future (121500) (719.34) (0.97%)
Jan 2021
17 HDFC Life Insurance Company Ltd Stock Future (111100) (753.31) (1.01%)
Jan 2021
18 Bajaj Auto Ltd Jan 2021 Index Future (24750) (856.88) (1.15%)
19 IndusInd Bank Ltd Jan 2021 Stock Future (100800) (904.73) (1.22%)
21 ICICI Prudential Life Insurance Stock Future (199500) (997.30) (1.34%)
Company Ltd Jan 2021
22 Nifty Jan 2021 Index Future (10125) (1418.48) (1.91%)
23 United Spirits Ltd Jan 2021 Stock Future (300000) (1738.80) (2.34%)
24 Marico Industries Ltd Jan 2021 Stock Future (470000) (1899.51) (2.55%)
25 Pidilite Industries Ltd Jan 2021 Stock Future (150000) (2657.55) (3.57%)
Sub Total (16438.83) (22.09%)
B) Debt Instruments
Stock Exchange
National Bank for Agricultural &
1 INE261F08CA0 Rural Development - 6.4% - ICRAAAA 150 1565.58 2.10% 4.55
31/07/2023**
2 INE115A07OH1 LIC Housing Finance Ltd - 7.6% - CRISIL AAA 100 1054.38 1.42% 4.53
22/11/2022**
3 INE020B08CN2 REC Ltd - 6.8% - 30/06/2023** CRISIL AAA 100 1046.53 1.41% 4.78
4 INE261F08BW6 Rural Development - 6.72% - ICRAAAA 100 1046.30 1.41% 4.53
14/04/2023**
5 INE001A07SH4 Corporation Ltd - 6.99% - CRISIL AAA 100 1044.89 1.40% 4.71
13/02/2023**
6 INE020B08DC3 REC Ltd - 5.69% - 30/09/2023** CRISIL AAA 100 1020.68 1.37% 4.85
7 INE001A07SQ5 Corporation Ltd - 4.95% - CRISIL AAA 100 1007.89 1.35% 4.44
09/09/2022**
8 INE115A07CY1 LIC Housing Finance Ltd - 9.3% - CRISIL AAA 50 538.57 0.72% 4.47
14/09/2022**
9 INE134E08KJ6 Power Finance Corporation Ltd - CRISIL AAA 50 524.36 0.70% 4.75
7.04% - 14/04/2023**
10 INE020B08CD3 REC Ltd - 7.09% - 13/12/2022** CRISIL AAA 50 524.08 0.70% 4.45
Indian Railway Finance

11 INE053F07BZ2 Corporation Ltd - 6.59% - CRISIL AAA 50 522.73 0.70% 4.46
14/04/2023**
Power Finance Corporation Ltd -
12 INE134E08IN2 7.27% - 22/12/2021** CRISIL AAA 50 516.17 0.69% 3.82

13 INE261F08AL1 Rural Development - 8.39% - CRISIL AAA 50 512.61 0.69% 3.54
19/07/2021
Sub Total 10924.75 14.68%

(c) Govt Security

1 IN0020180488 7.32% Central Government Sovereign 1000000 1082.86 1.45% 4.41
Securities 28/01/2024
Sub Total 1082.86 1.45%



(c) Treasury Bills

1 TREPS 1791.29 2.41% 2.92
2 Reverse Repo 171.87 0.23% 3.08
Sub Total 1963.17 2.64%

Instruments

Units
E) Others
Banks

pending Allotment

Assets^
Grand Total 74425.23 100.00%
**Non Traded Securities

^ Net current assets includes interest accrued on fixed income securities
Notes
Nil
At the
Option 30/11/2020 31/12/2020

e) Total outstanding exposure in derivative instruments at the As Per Annexure-A

end of the period
g) Average Maturity - only for Debt portion (years) 0.35

h) Macaulay Duration - only for Debt portion (years) 0.33
i) Portfolio Turnover Ratio 317.96%
j) Repo in corporate debt Nil
Sundaram Equity Hybrid Fund
Rating / Mkt Value
Stock Exchange

Products

Project
Ltd Products
Consumer Non
Consumer Non
Durables
Consumer Non
21 INE179A01014 Procter & Gamble Hygiene and Consumer Non 20342 2252.33 1.37%
Consumer
25 INE935N01012 Dixon Technologies (India) Ltd 14783 1988.10 1.21%
Durables
Hotels/ Resorts
Recreational
Activities
37 INE811K01011 Prestige Estates Projects Ltd Construction 426110 1133.88 0.69%
Hotels/ Resorts
And Other
Activities
40 INE455K01017 Polycab India Ltd Industrial Products 95567 990.89 0.60%

Company Ltd

Non - Ferrous
45 INE038A01020 Hindalco Industries Ltd Metals 265470 638.59 0.39%
47 INE302A01020 Exide Industries Ltd Auto Ancillaries 294858 563.92 0.34%
48 INE285J01028 Security and Intelligence Services Commercial 129600 556.57 0.34%
Consumer Non
52 INE016A01026 Dabur India Ltd Durables 80746 431.18 0.26%

Durables
Sub Total 126611.10 76.93%



(e) Warrants
f) Derivative
B) Debt Instruments
Stock Exchange
1 INE001A07SD3 Corporation Ltd - 7.21% - CRISIL AAA 250 2627.49 1.60% 4.48
30/12/2022**
State Bank of India - 8.15% -
2 INE062A08157 02/08/2022** (Perpetual Bond CRISIL AA+ 250 2587.61 1.57% 5.74
under Basel III)
HDFC Bank Ltd - 8.85% -
under Basel III)
Export Import Bank of India -
4 INE514E08FL5 8.6% - 31/03/2022** (Perpetual CRISIL AA+ 200 2070.07 1.26% 5.57
Bond under Basel III)

under Basel III)
Bank of Baroda - 8.55% -
6 INE028A08158 14/02/2029** (Tier II Bond under IND AAA 150 1630.57 0.99% 5.44
Basel III)
7 INE557F08FG1 National Housing Bank - 7.05% - CRISIL AAA 150 1611.87 0.98% 4.93
18/12/2024**
Bank of Baroda - 8.65% -
8 INE028A08117 11/08/2022** (Perpetual Bond ICRA AA(hyb) 150 1553.38 0.94% 6.22
under Basel III)
under Basel III)
10 INE261F08BK1 Rural Development - 7.69% - CRISIL AAA 100 1086.78 0.66% 4.85
29/05/2024**
11 INE134E08KD9 Power Finance Corporation Ltd - CRISIL AAA 100 1079.42 0.66% 5.48
8.1% - 04/06/2024**
LIC Housing Finance Ltd - 7.445%
12 INE115A07OJ7 - 13/01/2023** CRISIL AAA 100 1049.94 0.64% 4.81
ICICI Bank Ltd - 9.2% -

13 INE090A08TW2 17/03/2022** (Perpetual Bond ICRAAA+ 100 1040.22 0.63% 5.62
under Basel III)
Axis Bank Ltd - 8.75% -
under Basel III)
15 INE020B08DF6 REC Ltd - 5.85% - 20/12/2025** CRISIL AAA 100 1001.57 0.61% 5.80

under Basel III)
17 INE020B08641 REC Ltd - 9.75% - 11/11/2021** CRISIL AAA 50 524.57 0.32% 3.80

18 INE001A07SC5 Corporation Ltd - 6.99% - CRISIL AAA 50 512.40 0.31% 4.10
25/11/2021
Yes Bank Ltd - 9.9% -
19 INE528G08246 31/10/2022** (Tier II Bond under ICRABBB 20 174.62 0.11% 18.64
Basel II)
Sub Total 26127.85 15.88%

1 INE895D07487 Tata Sons Pvt Ltd - 9.3% - CRISIL AAA 50 554.42 0.34% 5.75
19/06/2024**
Sub Total 554.42 0.34%
(c) Govt Security

5.15% Central Government
1 IN0020200278 Securities 09/11/2025 Sovereign 3000000 3006.13 1.83% 5.10
2 IN0020180488 7.32 % Central Government Sovereign 1800000 1949.15 1.18% 4.41

7.26% Central Government
3 IN0020180454 Securities 14/01/2029 Sovereign 1500000 1625.10 0.99% 5.94

Sub Total 7571.46 4.60%



(c) Treasury Bills


1 TREPS 3586.09 2.18% 2.92
2 Reverse Repo 344.09 0.21% 3.08
Sub Total 3930.18 2.39%

Units
E) Others
Banks

pending Allotment

Assets^ (215.67) (0.13%)
Grand Total 164579.33 100.00%

Notes
a) Total securities classified as below investment grade or Refer Annexure B
At the
Option 30/11/2020 31/12/2020

d) Dividend declared during the period (Rupees per unit)

Option Individual & HUF Others

end of the period

i) Portfolio Turnover Ratio 120.54%
j) Repo in corporate debt Nil
Sundaram Bluechip Fund
Rating / Mkt Value
Stock Exchange
Products
Project
Consumer Non
Consumer Non
Company Ltd
Consumer

25 INE079A01024 Ambuja Cements Ltd Cement 409597 1019.28 1.15%
Consumer Non
28 INE068V01023 Gland Pharma Ltd Healthcare 40000 935.90 1.05%

Services
Consumer Non
34 INE016A01026 Dabur India Ltd Durables 144667 772.52 0.87%

Metals
39 INE112L01020 Metropolis Healthcare Ltd Healthcare 37944 744.20 0.84%
Services
Consumer
41 INE280A01028 Titan Company Ltd Durables 42639 668.22 0.75%
43 INE721A01013 Shriram Transport Finance Finance 61589 644.53 0.73%

Company Ltd
44 INE484J01027 Godrej Properties Ltd Construction 44656 639.54 0.72%
Consumer Non

Durables
Sub Total 81222.21 91.46%



(e) Warrants
f) Derivative
B) Debt Instruments
Stock Exchange

(c) Govt Security




(c) Treasury Bills


1 TREPS 5522.51 6.22% 2.92
2 Reverse Repo 529.89 0.60% 3.08
Sub Total 6052.40 6.82%


Units
E) Others
Banks

pending Allotment

Assets
Grand Total 88806.21 100.00%
Notes

At the At the end
beginning
Option 30/11/2020 31/12/2020


end of the period
Sundaram Equity Fund
Rating / Mkt Value
Stock Exchange
Products


Project
Durables
Consumer
20 INE811K01011 Prestige Estates Projects Ltd Construction 416360 1107.93 1.75%
Durables
Consumer Non
25 INE548C01032 Emami Ltd Durables 237070 1004.58 1.58%
Metals
Durables

Company Ltd
Consumer Non

Commercial
43 INE111A01025 Container Corporation of India Transportation 144000 574.99 0.91%
Ltd
46 INE008A01015 IDBI Bank Ltd Banks 1374943 427.61 0.67%
48 INE976G01028 RBL Bank Ltd Banks 180004 415.90 0.66%

Ltd
53 INE528G01035 Yes Bank Ltd Banks 1692698 302.15 0.48%
Sub Total 63091.81 99.39%



(e) Warrants
f) Derivative
B) Debt Instruments
Stock Exchange

(c) Govt Security




(c) Treasury Bills

1 TREPS 586.77 0.92% 2.92
2 Reverse Repo 56.30 0.09% 3.08
Sub Total 643.07 1.01%

Instruments

Units
E) Others
Banks

pending Allotment

Assets (255.31) (0.40%)
Grand Total 63479.57 100.00%
Notes
At the At the end
beginning
Option 30/11/2020 31/12/2020

end of the period
end of the period
Sundaram Equity Savings Fund
Rating / Mkt Value
Stock Exchange
Durables
Durables
Durables

Project
25 INE021A01026 Asian Paints Ltd Consumer Non 2300 63.58 0.66%
Durables
Consumer Non
Durables
Bharat Petroleum Corporation
33 INE029A01011 Ltd Petroleum Products 9200 35.06 0.36%
Sub Total 6787.73 70.36%



(e) Warrants
f) Derivative
1 HDFC Bank Ltd Jan 2021 Stock Future 18700 269.11 2.79%
2 Pidilite Industries Ltd Jan 2021 Stock Future (3500) (62.01) (0.64%)
3 Federal Bank Jan 2021 Stock Future (150000) (100.58) (1.04%)
4 Axis Bank Ltd Jan 2021 Stock Future (16800) (104.76) (1.09%)
5 Bajaj Auto Ltd Jan 2021 Index Future (3250) (112.52) (1.17%)
6 United Spirits Ltd Jan 2021 Stock Future (20000) (115.92) (1.20%)
7 Aurobindo Pharma Ltd Jan 2021 Stock Future (16900) (156.16) (1.62%)
Tata Consumer Products Limited

8 Jan 2021 Stock Future (27000) (159.85) (1.66%)
9 Jindal Steel & Power Ltd Jan 2021 Stock Future (60000) (160.56) (1.66%)
11 Tech Mahindra Ltd Jan 2021 Stock Future (36000) (351.67) (3.65%)
12 Hindustan Unilever Ltd Jan 2021 Stock Future (23400) (562.85) (5.83%)
13 ICICI Bank Ltd Jan 2021 Stock Future (110000) (589.88) (6.11%)
14 Housing Development Fin Corp Stock Future (26100) (669.06) (6.94%)
Ltd Jan 2021
Sub Total (3047.26) (31.59%)
B) Debt Instruments
Stock Exchange
1 INE020B08BF0 REC Ltd - 8.45% - 22/03/2022** CRISIL AAA 50 525.39 5.45% 4.17

2 INE001A07RS3 Corporation Ltd - 8.58% - CRISIL AAA 30 315.08 3.27% 4.20
18/03/2022
3 INE020B08AT3 REC Ltd - 7.99% - 23/02/2023** CRISIL AAA 20 212.90 2.21% 4.75
Sub Total 1053.37 10.92%

(c) Govt Security

Sub Total 216.57 2.25%


(c) Treasury Bills


1 TREPS 261.36 2.71% 2.92
2 Reverse Repo 25.08 0.26% 3.08
Sub Total 286.44 2.97%


Units
E) Others
Banks

pending Allotment

Assets^
Grand Total 9646.47 100.00%

Notes
At the
Option 30/11/2020 31/12/2020


As Per Annexure-A
end of the period
end of the period
Sundaram Financial Services Opportunities Fund
Rating / Mkt Value
Stock Exchange
2 INE001A01036 Finance 185907 4756.71 16.53%
Corporation Ltd
Services Ltd

Finance Company Ltd

Company Ltd
17 INE674K01013 Aditya Birla Capital Ltd Finance 311914 265.13 0.92%
22 INE094J01016 UTI Asset Management Co Ltd Finance 16200 90.04 0.31%
Sub Total 28099.04 97.66%


(e) Warrants
f) Derivative
B) Debt Instruments
Stock Exchange

(c) Govt Security




(c) Treasury Bills


1 TREPS 542.66 1.89% 2.92
2 Reverse Repo 52.07 0.18% 3.08
Sub Total 594.73 2.07%


Units
E) Others
Banks

pending Allotment

Assets
Grand Total 28771.88 100.00%
Notes
Nil
At the
Option 30/11/2020 31/12/2020



end of the period
end of the period
Sundaram Value Fund Series X
Rating / Mkt Value
Stock Exchange
Project

Corporation Ltd

Services Ltd
10 INE245A01021 Tata Power Company Ltd Power 275297 208.26 2.90%
Ltd Products
Petroleum
19 INE242A01010 Indian Oil Corporation Ltd Products 172181 156.60 2.18%
21 INE256A01028 Zee Entertainment Enterprises Media & 60316 134.81 1.88%
Ltd Entertainment


Petroleum

Goods
Goods
Industrial Capital
36 INE765D01014 WPIL Ltd Industrial Products 11000 63.64 0.89%
Hotels/ Resorts
Recreational
Activities
40 INE301A01014 Raymond Ltd Textile Products 16512 55.80 0.78%
Sub Total 7002.43 97.59%



(e) Warrants
Sub Total 94.83 1.32%
f) Derivative
B) Debt Instruments
Stock Exchange

(c) Govt Security




(c) Treasury Bills


1 TREPS 76.15 1.06% 2.92
2 Reverse Repo 7.31 0.10% 3.08
Sub Total 83.46 1.16%


Units
E) Others
Banks

pending Allotment

(5.61) (0.08%)
Assets
Grand Total 7175.11 100.00%
Notes
At the At the end
beginning
Option 30/11/2020 31/12/2020

Nil
end of the period
Sundaram Value Fund Series-III
Rating / Mkt Value
Stock Exchange
Petroleum
Products

Project
Consumer Non
Durables


Triveni Engineering & Industries Consumer Non
24 INE256C01024 Ltd Durables 75970 54.20 1.26%
Durables
Consumer Non
31 INE154A01025 ITC Ltd 21462 44.86 1.04%
Durables
Healthcare
Sub Total 4042.42 93.79%



(e) Warrants
f) Derivative
B) Debt Instruments
Stock Exchange

(c) Govt Security




(c) Treasury Bills


1 TREPS 244.47 5.67% 2.92
2 Reverse Repo 23.46 0.54% 3.08
Sub Total 267.92 6.22%

Instruments

Units
E) Others
Banks

pending Allotment

Assets (0.17) (0.00%)
Grand Total 4310.17 100.00%
Notes

At the At the end
beginning
Option 30/11/2020 31/12/2020

Nil
end of the period
Sundaram Value Fund Series VII
Rating / Mkt Value
Stock Exchange
4 INE295F01017 Butterfly Gandhimathi Appliances Consumer 25420 118.47 4.26%
Ltd Durables
Industrial Capital
7 INE419M01019 TD Power Systems Ltd Goods 70468 107.43 3.87%

Goods
12 INE805C01028 KCP Ltd Cement 108409 78.81 2.84%
Durables
19 INE722A01011 Shriram City Union Finance Ltd Finance 6500 69.02 2.48%
20 INE732C01016 NCL Industries Ltd Cement 42109 62.05 2.23%
21 INE050M01012 Vardhman Special Steels Ltd Ferrous Metals 50000 58.53 2.11%
22 INE517F01014 Gujarat Pipavav Port Ltd Transportation 60000 58.05 2.09%
Gujarat State Fertilizers &
25 INE026A01025 Chemicals Ltd Fertilisers 69607 50.26 1.81%

Industrial Capital
29 INE256A01028 20000 44.70 1.61%
Ltd Entertainment
Entertainment
33 INE036D01028 Karur Vysya Bank Ltd Banks 87562 40.06 1.44%
Sub Total 2731.18 98.28%



(e) Warrants
f) Derivative
B) Debt Instruments
Stock Exchange

(c) Govt Security




(c) Treasury Bills


1 TREPS 43.64 1.57% 2.92
2 Reverse Repo 4.19 0.15% 3.08
Sub Total 47.82 1.72%

Instruments

Units
E) Others
Banks

pending Allotment
Assets (0.01) #
Grand Total 2778.99 100.00%
Notes
At the At the end
beginning
Option 30/11/2020 31/12/2020

end of the period
end of the period
Sundaram Value Fund Series VIII
Rating / Mkt Value
Stock Exchange
Project

Corporation Ltd

Services Ltd
Goods
19 INE242A01010 Indian Oil Corporation Ltd Petroleum 215782 196.25 2.21%

Products
Ltd Entertainment


Products
Goods
Sub Total 8447.59 95.27%



(e) Warrants
Sub Total 117.41 1.32%
f) Derivative
B) Debt Instruments
Stock Exchange
(c) Govt Security




(c) Treasury Bills


1 TREPS 279.83 3.16% 2.92
2 Reverse Repo 26.85 0.30% 3.08
Sub Total 306.68 3.46%

Instruments

Units
E) Others
Banks

pending Allotment

Assets (4.62) (0.05%)
Grand Total 8867.06 100.00%
Notes
At the At the end
beginning
Option 30/11/2020 31/12/2020

end of the period
end of the period
Sundaram Value Fund Series IX
Rating / Mkt Value
Stock Exchange
Project

Corporation Ltd

Services Ltd
Ltd Products
Petroleum
19 INE242A01010 Indian Oil Corporation Ltd Products 303533 276.06 2.18%
Ltd Entertainment


Petroleum

Goods
Goods
Industrial Capital
Hotels/ Resorts
Recreational
Activities
Sub Total 12352.01 97.62%



(e) Warrants
Sub Total 167.08 1.32%
f) Derivative
B) Debt Instruments
Stock Exchange

(c) Govt Security




(c) Treasury Bills


1 TREPS 133.64 1.06% 2.92
2 Reverse Repo 12.82 0.10% 3.08
Sub Total 146.47 1.16%


Units
E) Others
Banks

pending Allotment

(12.19) (0.10%)
Assets
Grand Total 12653.36 100.00%
Notes
At the At the end
beginning
Option 30/11/2020 31/12/2020

Nil
end of the period
SUNDARAM GLOBAL BRAND FUND (Formerly known as Sundaram Global Advantage Fund)
Monthly Portfolio Statement for the period ended 31 December 2020
S.NO ISIN CODE Name of the Instrument Industry/ Rating
A) Investments in Foreign Securities - Units of

Mutual Funds
SUNDARAM GLOBAL BRAND FUND -MASTER CLASS
1 SG9999013908 (Singapore) Mutual Funds
Total for Investments in Foreign Securities - Units of

Mutual Funds
B) Money Market Investments

TREPS
Reverse Repo
Total for Money Market Instruments
Cash and Other Net Curent Assets
Grand Total
Notes
a) Total securities below investment grade or default - Nil
b) Total value and percentage of illiquid equity shares - Nil
At the
Options 30/11/2020 31/12/2020
d) Dividend declared during the period (Rupees per unit) - Nil

e) Total outstanding exposure in derivative instrumentsat the end of the period - Nil
f) Total investments in foreign securities /ADR'S/GDR'S at the end of the period - Rs. 4,805.47 lacs
g) Repo in Corporate Debt - Nil
daram Global Advantage Fund)
d 31 December 2020
Quantity Mkt Value % of Net YTM (%)

Rs. in Lacs Asset
5724988.210 4,805.47 93.88
4,805.47 93.88
281.67 5.50 2.92

27.03 0.53 3.08
308.70 6.03
4.63 0.09
5,118.80 100.00
DERIVATIVES DISCLOS
Disclosure regarding Derivative positions pursuant to SEBI Circular
DETAILS OF INVESTMENTS IN DERIVAT

A. Hedging Positions through Futures as on December 31,2020 :
Scheme Name


Total percentage of existing assets hedged through futures as a percentage of net assets
Scheme Name
For the period ended December 31,2020 following were the hedging transactions through futures which have been squared o
Scheme Name

Sundaram Large And Mid Cap Fund
Sundaram Select Micro Cap Series IX
Sundaram Select Micro Cap Series VIII
Sundaram Select Micro Cap Series XI
Sundaram Select Micro Cap Series I
Sundaram Select Micro Cap Series II
Sundaram Select Micro Cap Series III
Sundaram Select Micro Cap Series IV
Sundaram Select Micro Cap Series VII
Sundaram Select Micro Cap Series V
Sundaram Select Micro Cap Series VI
Sundaram Select Micro Cap Series XIV
Sundaram Select Micro Cap Series XV
Sundaram Select Micro Cap Series X
B. Other than hedging positions through futures as on December 31,2020:
Scheme Name

Total percentage of existing assets due to non-hedging positions as a percentage of net assets
Scheme Name
For the period ended December 31,2020 following were the non-hedging transactions through futures which have been squar
Scheme Name

Sundaram Services Fund
Sundaram Financial Services Opportunities Fund
Sundaram Emerging Small Cap Series VI
Sundaram Emerging Small Cap Series V
Sundaram Emerging Small Cap Series IV
Sundaram Emerging Small Cap Series III
Sundaram Emerging Small Cap Series II
Sundaram Emerging Small Cap Series I
Sundaram Multi Cap Fund Series II
C. Hedging Positions through Put Options as on December 31,2020:
Scheme Name
Total % of existing assets hedged through Put Options
Scheme Name
-
For the period ended December 31,2020, the following hedging transactions through options which have been already exerci
Scheme Name
Sundaram Mid cap Fund

Sundaram Multi Cap Fund -Series II
Sundaram Small Cap fund
Sundaram Value Fund Series IX
Sundaram Value Fund Series X
D. Other than Hedging Positions through options as on December 31,2020:

Scheme Name
Total Exposure through Options other than hedging as a percentage of net assets
Scheme Name
-
For the period ended December 31,2020, the following non hedging transactions through options which have been already ex
Scheme Name

E. Hedging Positions through Swaps as on December 31,2020- Nil
F. Hedging Positions through Interest Rate Futures as on December 31,2020:
Scheme Name
Total percentage of existing assets hedged through Interest Rate Futures a Percentage of net assets
Scheme Name
-
For the period ended December 31,2020 following were the hedging transactions through Interest Rate Futures which have be
Scheme Name
Sundaram Medium Term Bond Fund
For the period ended December 31,2020 following were the Non Hedging transactions through Interest Rate Futures which ha
Scheme Name
Sundaram Short Term Debt Fund
* Note: Margin maintained denotes security specific margin.

DERIVATIVES DISCLOSURE
Disclosure regarding Derivative positions pursuant to SEBI Circular no CIR/IMD/DF/11/2010 dated August18,2010
DETAILS OF INVESTMENTS IN DERIVATIVE INSTRUMENTS
Underlying Long/Short Futures Price When

Purchased
Ashok Leyland Ltd Jan 2021 Short 96.10
Bharat Electronics Ltd Jan 2021 Short 115.09
Bharti Airtel Ltd Jan 2021 Short 504.05
Britannia Industries Ltd Jan 2021 Short 3594.30
Dr.Reddys Laboratories Ltd Jan 2021 Short 5218.84
Federal Bank Jan 2021 Short 67.66
Housing Development Fin Corp Ltd Jan 2021 Short 2419.86
Hindustan Petroleum Corpn Ltd Jan 2021 Short 207.53
ICICI Prudential Life Insurance Company Ltd Jan 2021 Short 499.95
Vodafone Idea Ltd (Prev:Idea Cellular Ltd) Jan 2021 Short 9.60
IndusInd Bank Ltd Jan 2021 Short 872.51
Jindal Steel & Power Ltd Jan 2021 Short 267.25
Larsen & Toubro Ltd Jan 2021 Short 1272.88
Maruti Suzuki India Ltd Jan 2021 Short 7518.55
Reliance Industries Ltd Jan 2021 Short 2003.47
SBI Life Insurance Company Ltd Jan 2021 Short 904.31
Tata Steel Ltd Jan 2021 Short 625.41
Ultra Cements Jan 2021 Short 5065.96
Short
Vedanta Ltd Pre Sesa Sterlite Ltd (Prvsly Sesa Goa Ltd) Jan 2021 163.65
Apollo Hospitals Enterprises Ltd Jan 2021 Short 2398.52
Axis Bank Ltd Jan 2021 Short 623.90
Bajaj Auto Ltd Jan 2021 Short 3427.84
HDFC Life Insurance Company Ltd Jan 2021 Short 661.92
Hindustan Unilever Ltd Jan 2021 Short 2400.15
ICICI Bank Ltd Jan 2021 Short 521.19
ICICI Lombard General Insurance Company Ltd Jan 2021 Short 1511.18
ICICI Prudential Life Insurance Company Ltd Jan 2021 Short 501.54
Vodafone Idea Ltd (Prev:Idea Cellular Ltd) Jan 2021 Short 10.40
IndusInd Bank Ltd Jan 2021 Short 899.41
Infosys Ltd Jan 2021 Short 1253.54
Larsen & Toubro Ltd Jan 2021 Short 1293.88
Lupin Ltd Jan 2021 Short 987.95
Marico Industries Ltd Jan 2021 Short 408.09
United Spirits Ltd Jan 2021 Short 577.47
Nifty Jan 2021 Short 13791.13
Pidilite Industries Ltd Jan 2021 Short 1751.84
Reliance Industries Ltd Jan 2021 Short 1999.47
Tata Consumer Products Limited Jan 2021 Short 606.11
Tata Motors Ltd Jan 2021 Short 185.65
TATA Consultancy Services Ltd Jan 2021 Short 2961.30
UPL Lmited Jan 2021 Short 444.98
Wipro Ltd Jan 2021 Short 385.32
Aurobindo Pharma Ltd Jan 2021 Short 914.58
Axis Bank Ltd Jan 2021 Short 623.10
Bajaj Auto Ltd Jan 2021 Short 3425.51
Federal Bank Jan 2021 Short 67.26
Housing Development Fin Corp Ltd Jan 2021 Short 2420.30
Hindustan Unilever Ltd Jan 2021 Short 2400.15
ICICI Bank Ltd Jan 2021 Short 520.15
Jindal Steel & Power Ltd Jan 2021 Short 266.23
United Spirits Ltd Jan 2021 Short 574.68
Pidilite Industries Ltd Jan 2021 Short 1726.15
Tata Consumer Products Limited Jan 2021 Short 608.02
Tech Mahindra Ltd Jan 2021 Short 957.13
tures as a percentage of net assets
%
71.10
22.89
34.38
re the hedging transactions through futures which have been squared off/ expired
Total Number of contracts where futures were Bought Total Number of Gross Notional value of
contracts where contracts where futures
futures were Sold were bought
(Rs. in Lakhs)
1345 1345 7,024.87

378 378 3,099.18
970 970 5,072.96
5355 5311 32,324.33
16127 16082 102,710.13
9,392 9,392 60,540.12
1,852 1,852 14,453.52
335 335 2,677.73
75 75 730.97
1,250 1,250 11,184.05
280 280 2,638.33
10 10 59.68
17 17 101.53
27 27 186.63
37 37 256.19
19 19 186.02
20 20 195.81
18 18 176.23
13 13 127.28
10 10 97.90
5 5 48.95
3 3 29.37
7 7 68.53
9 9 88.11
14 14 137.07
13 13 127.28
10 10 57.44
December 31,2020:
Underlying Long/Short Futures Price When

Purchased
Kotak Mahindra Bank Ltd Jan 2021 Long 1982.76

HDFC Bank Ltd Jan 2021 Long 1443.09
g positions as a percentage of net assets
%
0.80
2.79
re the non-hedging transactions through futures which have been squared off / expired
(Rs. in Lakhs)
9158 9158 46464.72

3949 3949 34322.31
3516 3516 17269.46
1710 1710 11333.89
1013 1013 5714.88
51 51 219.91
3723 3723 25723.47
1741 1741 8,811.28
351 351 2,063.46
100 100 214.05
1327 1327 8001.96
163 163 1182.23
14 14 28.59
26 26 52.95
72 72 146.98
100 100 204.32
114 114 232.45
100 100 204.87
96 96 309.15
54 54 172.80
121 121 853.18
71 71 499.89
26 26 52.69
32 32 64.87
19 19 146.22
28 28 217.34
38 38 273.00
263 263 2,668.62
mber 31,2020:
Underlying Call/Put Number of Contracts
- - -
%
-
g hedging transactions through options which have been already exercised/expired
Total Number of contracts entered into Gross Notional value of Gross Notional value of
contracts bought contracts sold (Rs. in
(Rs. in Lakhs) Lakhs)
3250 787.60 -
20 6.81 -
10 2.84 -
560 128.34 -
570 130.91 -
25 2.24 -
250 107.85 269.47
140 60.39 149.86
200 42.66 -
n December 31,2020:
Underlying Call/Put Number of Contracts
- - -
a percentage of net assets
%
-
g non hedging transactions through options which have been already exercised/expired
Total Number of contracts entered into Gross Notional value of Gross Notional value of
contracts bought(Rs. in contracts sold (Rs. in
Lakhs) Lakhs)
400 40.60 79.87

240 24.33 47.86
150 15.17 29.9
300 30.49 59.86
220 22.42 43.90
on December 31,2020:
Underlying Long/Short Futures Price

When Purchased
- - -
erest Rate Futures a Percentage of net assets
%
-
re the hedging transactions through Interest Rate Futures which have been squared off/ expired
(Rs. in Lakhs)
250 250 513.68
re the Non Hedging transactions through Interest Rate Futures which have been squared off/ expired
(Rs. in Lakhs)
250 250 508.72

Annexure-A
Current Price of the Margin maintained in

contract (Rs in Lakhs)*
95.95 72.49
120.35 128.30
511.90 86.92
3590.10 23.68
5226.55 25.75
67.05 71.35
2563.45 101.45
218.30 47.05
499.90 38.65
10.75 119.38
897.55 229.94
267.60 105.36
1292.75 52.77
7677.55 86.95
1993.65 62.91
906.85 54.37
646.15 69.48
5299.95 82.45
46.23
162.05
2417.20 98.84
623.55 101.49
3462.15 180.74
511.90 239.62
678.05 192.52
2405.35 42.22
536.25 44.18
1523.90 26.30
499.90 342.73
10.75 259.53
897.55 468.25
1258.40 149.63
1292.75 65.97
980.80 23.17
404.15 335.51
579.60 390.47
14009.65 214.50
1771.70 544.26
1993.65 101.63
592.05 194.27
184.65 101.61
2878.50 55.99
468.45 63.51
386.75 66.62
924.05 70.91
623.55 33.83
3462.15 23.73
511.90 42.29
67.05 31.48
2563.45 173.06
2405.35 106.23
536.25 168.31
267.60 84.29
579.60 26.03
1771.70 12.70
592.05 43.17
976.85 81.40
Gross Notional value Net Profit / (Loss) value

of contracts where on all contracts
futures were sold combined (Rs. in
(Rs. in Lakhs) lakhs)
6,647.66 (377.20)
3,245.14 145.95
4,570.91 (502.05)
30,532.55 (1,791.78)
96,764.79 (5,945.34)
57,637.77 (2,902.35)
14,121.41 (332.11)
2,615.20 (62.53)
713.53 (17.44)
10,844.28 (339.77)
2,481.63 (156.70)
60.49 0.80
102.76 1.23
180.61 (6.02)
247.92 (8.27)
168.25 (17.77)
177.11 (18.70)
159.37 (16.85)
115.11 (12.17)
88.54 (9.36)
44.28 (4.67)
26.56 (2.81)
61.98 (6.55)
79.68 (8.43)
123.98 (13.09)
115.09 (12.19)
58.23 0.79
Current Price of the Margin maintained in

contract (Rs. in Lakhs) *
1993.7 170.58
1439.1 56.44

( Rs. in Lakhs) lakhs)
47202.93 738.21
34881.23 558.92
17188.21 (81.25)
11615.69 281.80
5654.03 (60.85)
209.93 (9.98)
25903.65 180.18
9,155.39 344.12
2,151.72 88.26
190.06 (23.99)
8097.38 95.42
1178.59 (3.63)
31.78 3.19
58.93 5.99
163.53 16.56
222.41 18.09
245.22 12.77
216.26 11.39
313.44 4.29
175.85 3.06
853.36 4.40
506.65 9.36
56.20 3.51
69.17 4.31
153.65 10.03
229.29 15.52
273.32 1.94
2,694.42 25.79
Option Price when Current Option Price

purchased
- -
Net Profit/(Loss) on
all contracts
(Rs. in Lakhs)
(787.60)
(6.81)
(2.84)
(128.34)
(130.91)
(2.24)
161.62
89.47
(42.66)
Option Price when Current Option Price
purchased
- -
Net Profit/(Loss) on
all contracts
(Rs. in Lakhs)
39.27
23.53
14.73
29.37
21.48
Current Price of Margin maintained

the contract in (Rs. in Lakhs)
- -
513.13 -0.55

508.10 -0.62
ANNEXURE - B
SECURITIES CLASSIFIED AS BELOW INVESTMENT GR
SCHEME: SUNDARAM EQUITY HYBRID FUN
ISIN NAME OF THE SECURITY VALUE OF THE SECURIT

INE528G08394 9%-YES BANK LTD-NCD-Call opt-18/10/2022-Perpetual Bond $
TOTAL AMOUNT INCLUDING INTEREST DUE TO THE
ISIN NAME OF THE SECURITY PRINCIPAL (Rs.

in Lacs)
INE528G08394 9%-YES BANK LTD-NCD-Call opt-18/10/2022-Perpetual Bond $ 700.00
$ Yes Bank Limited Reconstruction Scheme 2020” was notified in the Official Gazette on March 13, 2020. Based on that, th
scheme along with the Interest accrued.
XURE - B
W INVESTMENT GRADE OR DEFAULT
M EQUITY HYBRID FUND
VALUE OF THE SECURITY CONSIDERED UNDER NET RECEIVABLES % TO AUM

0 0
G INTEREST DUE TO THE SCHEME

TOTAL AMOUNT DUE
Interest Accrued till Interest not accrued upto
Total % to AUM as on
05 Mar 2020 31/12/2020 from the default date
(Rs. in Lacs) 31.12.2020
(Rs. in Lacs) (Rs. in Lacs)
24.10 - 724.10 0.44%
2020. Based on that, the Basel III Additional Tier I Bonds (ISIN - INE528G08394) were written off in the

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S.NO.

ACRONYM SCHEME NAME

2 INE002A01018 Reliance Industries Ltd Petroleum 155325 3083.67 6.18%

6 INE325A01013 Timken India Ltd Industrial Products 190897 2538.26 5.08%

10 INE397D01024 Bharti Airtel Ltd Telecom - Services 343778 1752.24 3.51%

11 INE284A01012 ESAB India Ltd Industrial Products 89200 1698.23 3.40%

14 INE999A01015 KSB Ltd Industrial Products 244698 1576.83 3.16%

15 INE455K01017 Polycab India Ltd Industrial Products 140000 1451.59 2.91%

22 INE541A01023 GMM Pfaudler Ltd Industrial Capital 25700 973.32 1.95%

27 INE765G01017 ICICI Lombard General Insurance Finance 40676 618.62 1.24%

28 INE298A01020 Cummins India Ltd Industrial Products 86856 499.03 1.00%

32 INE868B01028 NCC Ltd Construction 698899 402.92 0.81%

(b) Overseas Security

(c) Privately Placed / Unlisted

(d) Preference / Right Shares

Total for Equity & Equity Related 49731.85 99.59%

(b) Privately Placed / Unlisted

(c) Govt Security

(d) Securitized Debt Instruments

Total for Debt Instruments 0.00 0.00%

C) Money Market Instruments

(b) Commercial Papers

(c) Treasury Bills

(d) ReverseRepo / TREPS

Total for Money Market

D) Mutual Fund Units

(b) Share Application Money

Cash and Other Net Current 178.45 0.36%

# percentage to NAV of security is less than 0.01%

Option 30/11/2020 31/12/2020

d) Dividend declared during the period (Rupees per unit) Nil

2 INE048G01026 Navin Fluorine International Ltd Chemicals 6069 158.53 2.04%

3 INE536A01023 Grindwell Norton Ltd Industrial Products 17469 125.32 1.61%

4 INE419U01012 Happiest Minds Technologies Software 34455 118.61 1.53%

12 INE220B01022 Kalpataru Power Transmission Ltd Power 25857 82.92 1.07%

13 INE782A01015 Johnson Controls-Hitachi Consumer 3057 81.35 1.05%

38 INE386A01015 Vesuvius India Ltd Industrial Products 3119 34.08 0.44%

51 INE371A01025 Graphite India Ltd Industrial Products 6940 21.04 0.27%

(b) Overseas Security

(c) Privately Placed / Unlisted

(d) Preference / Right Shares

(b) Privately Placed / Unlisted

(c) Govt Security

(d) Securitized Debt Instruments

Total for Debt Instruments 0.00 0.00%

C) Money Market Instruments

(b) Commercial Papers

(c) Treasury Bills

(d) ReverseRepo / TREPS

Total for Money Market 3434.34 44.19%

D) Mutual Fund Units

(b) Share Application Money

Cash and Other Net Current

d) Dividend declared during the period (Rupees per unit) Nil

e) Total outstanding exposure in derivative instruments at the Nil

1 INE048G01026 Navin Fluorine International Ltd Chemicals 20061 524.03 4.01%

2 INE536A01023 Grindwell Norton Ltd Industrial Products 62996 451.93 3.46%

7 INE878B01027 KEI Industries Ltd Industrial Products 62322 297.12 2.28%

10 INE325A01013 Timken India Ltd Industrial Products 19536 259.76 1.99%

13 INE594H01019 Thyrocare Technologies Ltd Healthcare 27670 252.63 1.93%

17 INE075I01017 Healthcare Global Enterprises Ltd Healthcare 137606 223.95 1.72%

40 INE956G01038 VA Tech Wabag Ltd Engineering 70349 145.20 1.11%