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Paper

FALLOUT FROM NUCLEAR WEAPONS TESTS: ENVIRONMENTAL, HEALTH,


POLITICAL, AND SOCIOLOGICAL CONSIDERATIONS

André Bouville1

INTRODUCTION
Abstract—The process of nuclear fission, which was discovered in
1938, opened the door to the production of nuclear weapons, THE FIRST occurrence of radioactive debris falling from the
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which were used in 1945 by the United States against Japan in atmosphere (known as “fallout”) from a manmade event
World War II, and to the detonation of >500 nuclear weapons
tests in the atmosphere by the United States, the former Soviet took place in New Mexico in July of 1945 with the
Union, the United Kingdom, China, and France from 1946–1980. culmination of the Manhattan Project and the detonation
Hundreds of radionuclides, most of them short-lived, were pro- of the Trinity device. Only 3 wk later, it was followed by
duced in the atmospheric tests. The radioactive clouds produced the bombing of Hiroshima and Nagasaki, which became
by the explosions were usually partitioned between the troposphere
and the stratosphere: the activity that remained in the troposphere one of the most significant events of the 20th century. The
resulted in local and regional fallout, consisting mainly of short- bombing of Japan was, in turn, followed by ~500
lived radionuclides and in relatively high doses for the populations atmospheric nuclear weapons tests, mainly by the United
residing in the vicinity of the test site, whereas the activity that States and the former Soviet Union, creating conditions
reached the stratosphere returned to the ground with a half-life of
~1 y and was composed of long-lived radionuclides that contami- that are now understood to have blanketed much of Earth
nated all uncovered materials on Earth to a small extent and led with radioactive fallout debris.
to low-level irradiation of the world population for decades or more. Fallout was extensive and widespread: it contaminated
The health effects resulting from exposure to radioactive fallout the environment on the global scale, so that air, foods, water,
constitute, in most cases, small excesses over baseline rates for thy-
roid cancer and leukemia. An extra 49,000 cases of thyroid cancer and even nonliving materials (like film or building mate-
would be expected to occur among the US population from expo- rials) contain fallout to some extent. People in all walks of
sure to radioactive fallout from the atmospheric nuclear weapons life, whatever their age, ethnicity, and location, have been
tests that were conducted at the Nevada Test Site in the 1950s. In exposed to fallout via external irradiation, inhalation, and
addition, there could be as many as 11,000 deaths from non-
thyroid cancers related to fallout from all atmospheric tests that ingestion. The long-lived radionuclides in fallout (mainly
90
were conducted at all sites in the world, with leukemia making up Sr, 137Cs, 241Am, and 239+240Pu) are ubiquitous and will
10% of the total. Public concern arose in part from the secrecy that stay with us for a long time, so that they are now considered
surrounded the nuclear testing programs and, for a long time, the to be part of the background radiation environment. On the
poor communication regarding the consequences of the tests, both
in terms of radiation doses and of health effects. Sociological and other hand, fallout-related studies helped certain areas of sci-
political pressures contributed to the establishment of programs ence to grow, like instrumentation, atmospheric transport
of compensation for radiation exposures and evidence of (particles, gases), bioassay, environmental surveillance (e.g.,
radiation-induced diseases in countries that incurred significant milk monitoring), radioecology, internal dosimetry, etc.
fallout from nuclear weapons testing.
Health Phys. 118(4):360–381; 2020 Atmospheric nuclear weapons tests were conducted, as
Key words: National Council on Radiation Protection and Mea-
a rule, in areas with very small populations in the vicinity of
surements; fallout; health effects; nuclear weapons tests the test sites, in order to reduce the number of persons with
relatively high exposures to radiation in case of mishap.
From the 1950s until the early 1970s, limited information
was available on the radiation exposures and health effects
1 of the local and regional populations, although environmen-
National Cancer Institute, National Institutes of Health, Bethesda,
MD (retired). tal radiation levels both near and far away from the test sites
The authors declare no conflicts of interest. were monitored and reported in many countries (UNSCEAR
For correspondence contact: A. Bouville, 5450 Whitley Park Terrace,
Apt #502, Bethesda, MD 20814, or email at ABouville@aol.com.
1962, 1966, 1972). The situation changed in the 1970s and
0017-9078/20/0 early 1980s, when major studies were initiated or conducted
Copyright © 2020 Health Physics Society in the United States to reconstruct the doses and estimate the
DOI: 10.1097/HP.0000000000001237 related health effects to the populations affected by the tests
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Fallout from nuclear weapons tests c A. BOUVILLE 361

that had been conducted at the Nevada Test Site (NTS) 1986). This discovery triggered research into the possibility
(Lyon et al. 1979; Church et al. 1990; Wachholz 1990). of manufacturing nuclear weapons in order to obtain a sub-
More recently, doses and health effects have also been esti- stantial military edge during World War II. The United
mated for local and regional populations near other test sites States was the first to achieve that goal: the first test of a nu-
around the world (Simon and Bouville 2002; Simon et al. clear device, code-named Trinity, took place in New Mexico
2010a; Land et al. 2015). on 16 July 1945. Three weeks after the Trinity test, nuclear
Because of the devastating effects of nuclear weapons, bombs were dropped over Hiroshima and Nagasaki and
constant efforts have been made by most governments to resulted in the end of the war.
limit the number of countries with nuclear weapons, there- The United States had a monopoly on nuclear weapons
fore keeping the topic of potential nuclear weapons fallout until 1949, when the former Soviet Union conducted its first
as a concern in the public and political arena. Public concern atmospheric test in Semipalatinsk, which is now part of
regarding past exposures also is still prevalent among the Kazakhstan (UNSCEAR 2000). Atmospheric testing by the
populations near the previous test sites, and monetary com- two countries, as well as by the United Kingdom that joined
pensation programs have been established in some countries the nuclear club in 1953, took place on a relatively large scale
to compensate persons suffering from radiation-induced until March 1958, when the former Soviet Union announced
cancer attributable to nuclear testing. that they were unilaterally halting nuclear tests. A few months
This paper will review and discuss available information later, the United States and the United Kingdom announced
on the doses and health effects resulting from the nuclear that they would do the same. This voluntary moratorium
weapons tests that were conducted in the atmosphere. Even was in effect until September 1961, when the former So-
though a substantial number of workers and military personnel viet Union, followed soon after by the United States, de-
were involved in the preparation of the tests, in the radiation clared that they would resume nuclear testing.
measurements, and in the decontamination of the nuclear test An extensive series of atmospheric testing then took
sites, only the members of the public will be considered in this place at the end of 1961 and throughout 1962 until negotia-
lecture. Political and sociological considerations regarding tions between the United States and the former Soviet
these exposures also will be examined including the mecha- Union led to the signature on 5 August 1963 of the Limited
nisms and rationales of current compensation programs. Test Ban Treaty prohibiting all test detonations of nuclear
weapons except for those conducted underground, which
HISTORY OF NUCLEAR WEAPONS TESTING cause little or no leakage of radioactivity into the atmo-
sphere and are not considered in this paper. However, at-
The process of nuclear fission was first reported by mospheric nuclear weapons testing continued until 1980
Hahn and Strassman (1939), but Lise Meitner is recognized by France and China, which had not signed the Limited
as being the person who analyzed and interpreted the results Test Ban Treaty and had started testing in the atmosphere
of Hahn’s experiments (Meitner and Frisch 1939; Rhodes in 1960 and 1964, respectively. In addition, India,

Fig. 1. Location of the main test sites.


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362 Health Physics April 2020, Volume 118, Number 4

Table 1. Number a and yields of atmospheric weapons tests con- example, the activities of 131I, 137Cs, and 90Sr that were re-
ducted by each country (UNSCEAR 2000; Bennett 2002; Bouville leased by all atmospheric nuclear weapons tests were greater
et al. 2002).
than those released during the Chernobyl accident by factors
Yield (MT)
Number of 400, 10, and 60, respectively. In Table 3, the 131I activities
Country of tests Years Fission Fusion Total released during atmospheric nuclear testing are compared to
United States 195 1945 – 1962 82 72 154 those from nuclear reactor accidents.
Former Soviet Union 219 1949 – 1962 85 162 247 Depending on the yield of the explosion and its loca-
United Kingdom 21 1953 – 1957 4 4 8 tion (altitude and latitude), the radioactive fallout resulting
France 45 1960 – 1974 6 4 10 from the nuclear weapons test was partitioned among the lo-
China 22 1964 – 1980 12 9 21 cal, regional, and global environments to various degrees.
Totals 502 1945 – 1980 189 251 440 Portions of the radioactive fallout were deposited within a
a
Excluding the two combat explosions and 39 safety tests. few hundred kilometers from the site of the test (local fall-
out), regionally up to several thousand kilometers downwind
(regional fallout), while the remainder (global fallout) was
Pakistan, and North Korea recently joined the nuclear dispersed throughout the world (Bennett 2002). The general
club, although they did not conduct any tests of their nu- features of air flow patterns at the global scale are shown in
clear weapons in the atmosphere. It is worth noting that a Fig. 2. In short, the activity that reached the stratosphere
Comprehensive Test Ban Treaty, banning the conduct of diffused mainly over the latitude band in which it was
any nuclear test in any environment, was adopted by the injected, with some interhemispheric transfer, and gradually
United Nations General Assembly in September 1996 descended to Earth’s surface in a matter of months or years.
but has not entered into force because eight specific coun- In contrast, the activity that did not reach the stratosphere,
tries have not ratified the treaty. and therefore remained in the troposphere, was carried by
Altogether, from 1945–1980, over 500 nuclear devices the prevailing winds, circled Earth within 2–3 wk, and did
were exploded at 13 primary testing sites (Fig. 1), yielding the not cross the equatorial barrier. The fraction of the activity
equivalent explosive power of 440 MT of TNT (Table 1). The injected into the stratosphere depends on the total yield and
radiation exposure of the public varied widely according to the
characteristics of the detonation (yield ranging from 1 kT–50
MT; height above ground level ranging from 0–2.5 km), to Table 2. Activities of selected radionuclides released in the atmo-
the meteorological conditions at the time of the detonation, sphere from all nuclear weapons tests and activities deposited on
to the climatic conditions (arctic, temperate, or tropical), and Earth’s surface (based on Bouville et al. 2002).
to the dietary and lifestyle habits of the populations exposed, Activity Activity
among other factors. Extensive information on the charac- Main mode released deposited Deposition/
Radionuclide of production Half-life (PBq) (PBq) release
teristics of each detonation can be found in the 2000 United
131
Nations Scientific Committee on the Effects of Atomic Ra- I Fission 8d 675,000 5,300 0.008
140
diation (UNSCEAR) Report to the General Assembly Ba Fission 13 d 759,000 9,900 0.013
141
Ce Fission 33 d 263,000 7,900 0.030
(UNSCEAR 2000). 103
Ru Fission 39 d 247,000 9,900 0.040
89
Sr Fission 51 d 117,000 5,600 0.048
BASIC INFORMATION ON FALLOUT 91
Y Fission 59 d 120,000 7,900 0.066
95
Zr Fission 64 d 148,000 9,900 0.067
Following an atmospheric nuclear weapons test, about 144
Ce Fission 280 d 30,700 11,500 0.37
150 fission products contribute to radioactive fallout (Hicks 54
Mn Activation 310 d 3,980 1,300 0.33
1981). Other radionuclides are produced by activation of the 106
Ru Fission 370 d 12,200 5,900 0.48
bomb constituents and surrounding materials, the testing 55
Fe Activation 2.7 y 1,500 910 0.59
platform, and constituents in the soil and air. In addition, 125
Sb Fission 2.8 y 740 540 0.73
plutonium isotopes and tritium were used as a fuel and/or 3
H Fuel 12 y 186,000 —a —
were produced by activation of 238U and by fusion reactions 241
Pu Fuel 14 y 140 140b 1b
in thermonuclear devices (Beck and Bennett 2002). The 90
Sr Fission 29 y 622 612 0.98
137
main modes of production of selected radionuclides, as well Cs Fission 30 y 948 919 0.97
as their activities released into the atmosphere from all nu- 14
C Activation 5,700 y 213 —a —
240
clear weapons tests, are presented in Table 2. As a rule, Pu Fuel 6,600 y 4.35 4.35b 1b
239
the activities released from nuclear weapons tests were Pu Fuel 24,000 y 6.52 6.52b 1b
much higher than those resulting from reactor accidents a
Not applicable because the deposited activity is recycled into the environment.
such as the one that occurred at Chernobyl in 1986. For b
The deposited activity is assumed to be equal to the activity released.

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Fallout from nuclear weapons tests c A. BOUVILLE 363

Table 3. Ranking of nuclear events in terms of 131I releases from the Chernobyl accident: atmospheric nuclear testing com-
pared to nuclear reactor accidents.
131
I release (relative to Chernobyl) Geographic location Year(s)

150 Marshall Islands, Pacific Ocean 1946 – 1958


20 Semipalatinsk Nuclear Test Site, Kazakhstan 1949 – 1962
3 Nevada Test Site, United States 1951 – 1962
1 Chernobyl Reactor accident, Ukraine 1986
0.1 Fukushima Daiichi Reactor accident, Japan 2011
0.03 Hiroshima and Nagasaki, Japan (atomic bombs) 1945
0.0004 Windscale Reactor accident, United Kingdom 1957

on the height of the troposphere, which is lower at the poles in Beck and Bennett (2002) and summarized in Table 4. Be-
than at the equator. For a 1-MT total yield at a polar site, al- cause, for global fallout, the amounts of radionuclides depos-
most all of the activity produced in an atmospheric test is ited per unit area of ground and per unit of precipitation are
injected into the stratosphere, whereas that fraction is <40% relatively constant in a given latitude band, it is justified as
for a test conducted at an equatorial site (Beck and Bennett a first approximation to use measurements performed any-
2002). Because of the relatively long residence time of the where in that latitude band but far away from the nuclear test
radioactive debris in the stratosphere, the activity of global sites to derive doses as a function of latitude. Doses from
fallout deposited on Earth’s surface is depleted in short- global fallout, based on the measurements of radionuclides
lived radionuclides. This is illustrated in Table 2, where it in precipitation, were reviewed every few years between
is shown that <1% of the 131I activity produced in all nuclear 1958 and 2000 by UNSCEAR (2000). The annual effective
weapons tests was deposited on Earth’s surface while that dose, averaged over the population of the entire world, is
fraction is close to 100% for 137Cs (Bouville et al. 2002). crudely estimated to have peaked at ~0.1 mSv in 1963 and
Wet processes (rain, snow, etc.) are much more efficient than to have decreased to ~0.02 mSv in 1980 (UNSCEAR 1982).
dry processes (sedimentation, impaction, or diffusion) to Because there has been no atmospheric test since 1980, doses
clean the atmosphere so that the deposition density of global from fallout are currently lower than those in 1980.
fallout over a month or longer is approximately proportional The magnitude of the local and regional fallout, which
to the amount of precipitation during that time period. was due to the radioactive debris that did not reach the
Global fallout, which was mainly produced by the stratosphere, depended on a number of factors: the height
high-yield tests detonated by the United States and the for- of the detonation, the total yield and fission yield, the winds
mer Soviet Union in the 1950s and early 1960s, was exten- in the troposphere at various heights above the ground, the
sively monitored all over the world. The major monitoring location of the test site, the presence or absence of precipi-
programs of measurement of global fallout are described tation, and the fractionation of volatile compounds from

Fig. 2. Features of air flow patterns in the atmosphere (Bennett 2002).


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364 Health Physics April 2020, Volume 118, Number 4

Table 4. Major global fallout monitoring programs (based on Beck and Bennett 2002).
Program Dates Measurement Number of sites Sampling frequency

HASL gummed-film 1951 – 1958 Beta activity ≈60 – 200 Daily


HASL precipitation 1954 – 1991 89
Sr, 90Sr ≈60 – 150 Monthly 1954 – 1976,
quarterly composites
1976 – 1991
United Kingdom precipitation 1956 – 1994 90
Sr 29 3 mo
AEC/USDAa soil 1953 – 1967 90
Sr ≈50 – 100 ≈Biannual
NRLb/HASL surface air 1957 – 1999 Total beta activity, 21 – 33 Daily, weekly,
selected radionuclides monthly composites
AEC high altitude air 1956 – 1983 Total beta activity, 6 – 27 km at ≈Weekly
selected radionuclides several latitudes
WMOc precipitation 1961 – 1964 3
H 100 Monthly
a
US Department of Agriculture.
b
US Naval Research Laboratory.
c
World Meteorological Organization.

refractory compounds. Fractionation occurs mainly after ex- film produced by the Eastman Kodak Company hundreds
plosions relatively close to ground level, which cause large of miles from the site of the explosion (Webb 1949), virtu-
soil particles to be sucked up into the stem of the fireball. ally no monitoring of regional fallout was conducted by
As the fireball cools, the refractory radionuclides that were the US Atomic Energy Commission for the tests of early
produced by the explosion solidify more rapidly than the 1951 (Eisenbud 1994). It is, at least partly, because the East-
volatile radionuclides and are incorporated into the large man Kodak Company reported again in 1951 that radioac-
soil particles that fall rapidly onto the ground. The volatile tive dust was accumulating on the air intake filters at their
radionuclides condense more slowly and subsequently de- Rochester film manufacturing plant and requested that the
posit onto the surface of smaller particles. Because the Atomic Energy Commission warn them in advance of radio-
surface-to-volume ratio is larger for smaller particles, the active clouds from weapons tests moving in the direction of
volatile radionuclides tend to be concentrated on smaller one of their manufacturing facilities, that the Health and Safety
particles that settle less rapidly and therefore take longer Laboratory (HASL) was assigned the responsibility to extend
to deposit (i.e., further away from the detonation site than the monitoring area from 300–800 km around the site and to
the refractory radionuclides) (Beck and Bennett 2002). En- establish a network of fixed stations throughout the world
vironmental monitoring of local fallout mainly consisted of (Eisenbud 1994). From that point on, radioactive fallout from
measurements of exposure rates, which were conducted af- the tests conducted at the NTS was extensively monitored.
ter each test. Doses were assessed from the measured expo- Public concern arose in 1953 when several detonations
sure rates, information on the radionuclide composition of led to considerable fallout to the north and east of NTS (nu-
fallout, and models. Doses from local and regional fallout merous sheep died following winter feeding in that area of
were reviewed by Bouville et al. (2000) and by Simon and Nevada) and continued to build during the late 1950s and
Bouville (2002). As a rule, atmospheric nuclear weapons early 1960s (Church et al. 1990). Congressional hearings
tests were carried out in areas with very small populations were held in 1957, 1959, and 1963 to evaluate the impact
in the vicinity of the test sites in order to reduce the number on the public from fallout from nuclear explosions. Al-
of persons with relatively high exposures to radiation in though estimated doses to local populations were low
case of mishap (Simon et al. 2006b; Simon and Bouville (Dunning 1959), they did not include the internal doses
2015). Detailed information on the most important studies, due to inhalation of contaminated air and ingestion of con-
including those conducted since the early 2000s, is provided taminated foodstuffs. Public action groups were formed to
in the next sections. seek federal relief for “fallout victims,” and congressional
representatives from the states of Utah and Nevada began
proposing legislative relief for persons suffering from
DOSES TO THE US POPULATION
FROM FALLOUT cancers allegedly caused by radiation. A particular epidemio-
logic study (Lyon et al. 1979) implied a causal relationship be-
In the United States, doses resulting from nuclear tween radioactive fallout and childhood leukemia. These events
weapons tests are mainly due to local and regional fallout and concerns prompted the need for a thorough reevaluation of
from the atmospheric tests that were conducted at NTS from radiation exposures to the public resulting from fallout produced
January 1951–July 1962. It is interesting to note that, even by nuclear detonations at the NTS (Church et al. 1990). In the
though radioactive dust from Trinity in 1945 had spoiled 1980s, four major dose-reconstruction studies related to
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Fallout from nuclear weapons tests c A. BOUVILLE 365

atmospheric testing at the NTS were undertaken, followed by area, including Clark, Lincoln, and Nye counties in Nevada,
a fifth one in the 1990s. They will be described in turn. and Washington county in Utah. The highest external doses were
in the range from 60–90 mSv. Most of the dose resulted from
Off-Site Radiation Exposure Review Program study short-lived gamma emitters (half-lives shorter than 100 d) and
The first major comprehensive dose-reconstruction from relatively few tests, the most important being HARRY
study for NTS fallout was the Off-Site Radiation Exposure on 19 May 1953, BEE on 22 March 1955, and SMOKYon
Review Program (ORERP), which was established by the 31 August 1957 (UNSCEAR 2000; Beck et al. 2006).
US Department of Energy in 1979 to: “(1) collect and orga- With respect to the estimation of the internal doses
nize at one central location all relevant documents and data from ingestion, ORERP developed a dynamic model relating
pertaining to fallout in the off-site area and make these doc- the deposition density on the ground to concentrations of
uments available to the public, and (2) produce a dosimetric specific radionuclides in vegetation and subsequent transfer
reevaluation of the offsite area characterized by region, to foodstuffs (Whicker and Kirchner 1987). This model
community/locale, and age/occupation” (Church et al. 1990). was the first of its type to include the capability to conduct
A unique methodology was developed by ORERP to comprehensive stochastic uncertainty analyses (Breshears
reconstruct doses from all exposure pathways (mainly external et al. 1989). Absorbed doses from internal irradiation were
irradiation from activities deposited on the ground, inhalation estimated to be less than those from external irradiation, with
during the passage of the radioactive cloud, and ingestion of the exception of the thyroid, in which 131I from ingestion of
contaminated water and foodstuffs) for either specific individ- milk contributed relatively higher doses.
uals involved in a class action lawsuit against the US govern-
ment or for unspecified representative persons in a number of Utah Leukemia Case-Control Study
western states (Beck et al. 2006). Parts of the developed The University of Utah, under contract to the NCI, con-
methodology, as well as the associated databases, were used ducted a study designed to evaluate the association, if any,
in all subsequent fallout-related dose reconstruction studies. between exposure to NTS fallout and the incidence of leu-
A key development was the determination of the mix- kemia in Utah (Wachholz 1990; Bouville 1996). One of
ture of radionuclides in fallout from each test conducted at its purposes was to test earlier observations (Lyon et al.
the NTS (Hicks 1981, 1982). Using data on fission yields 1979; Machado et al. 1987) that seemed to indicate an ex-
and on the concentrations of various radionuclides mea- cess of childhood leukemia in southern Utah, but that did
sured in the debris cloud immediately after the test, the ac- not account for residential moves and did not include esti-
tivity of each radionuclide deposited on the ground was mates of doses to individuals. These deficiencies were dealt
determined as a function of time after the test. The calcula- with in the Utah Leukemia Case-Control Study, which in-
tions, which took fractionation into account and were nor- cluded 1,177 cases who had died of leukemia and 5,330
malized to unit exposure rate at H + 12 h using conversion controls who had died of other causes (Lloyd et al. 1990;
factors developed by Beck (1980), allowed one to relate Stevens et al. 1990; Simon et al. 1995; Gilbert et al. 2002).
measurements of exposure rates at various times to deposi- The tissue of interest for leukemia is the red bone mar-
tion densities of specific radionuclides in fallout from that row. The most important dose contribution to the red mar-
test (Church et al. 1990; Beck et al. 2006). Using this meth- row was found to be, by far, external irradiation from
odology, the exposure rate can also be determined if the de- radionuclides deposited on the ground (Beck and Krey
position density of one or more radionuclides is measured. 1983). Therefore, red marrow doses from external irradia-
In areas far from the NTS where exposure rates after each tion were calculated for each of the 6,507 subjects included
test were not measured, the 137Cs deposition density could in the study. The information necessary to perform these
not be directly measured, but it could be inferred from con- calculations included:
temporary measurements of the total (NTS + global) 137Cs • the residence history of all subjects considered, which
and total 239,240Pu in soils, using a technique developed by was for the most part extracted from the records of the
Beck and Krey (1983). The estimation of the NTS 137Cs Church of Jesus Christ of Latter-Day Saints but necessi-
deposition density, supplemented by meteorological data tated additional information that was found using local
calculations of fallout patterns and other relevant data, and regional telephone directories;
led to the determination of the exposure rates and of the • the temporal variation of the exposure rate at each location
radionuclide mix in those areas for each of the most im- where the subjects resided during the exposure period,
portant tests (Beck et al. 2006). The doses from external which was mainly based on two ORERP databases but
irradiation could then be readily derived from the variation also required the preparation of another database;
with time of the exposure rates. The effective doses from ex- • the relationship between exposure rate and red bone-
ternal irradiation were estimated to exceed 3 mSv in 20% of marrow dose as a function of age, which was based on
the 180,000 people residing in the ORERP Phase I Study information from the scientific literature; and
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366 Health Physics April 2020, Volume 118, Number 4

Table 5. Utah Case-Control Leukemia Study: summary of red leafy vegetables, could also contribute significantly to the
marrow doses (mGy) for the 6,507 study subjects (based on Simon thyroid dose (Bouville 1996). In addition, minor contribu-
et al. 1995).
tions were due to: (1) the consumption of foodstuffs con-
Cases Controls Overall taminated with 133I, (2) external irradiation from fallout
Number of subjects 1,177 5,330 6,507 activity deposited on the ground, and (3) inhalation of air
Mean dose (mGy) 2.9 2.7 2.8 contaminated with both 131I and 133I. Because of the smaller
Median dose (mGy) 3.2 3.1 3.2 mass of their thyroid gland, children receive higher doses
Mode (mGy) 3.4 3.4 3.4 than adults for a given intake of 131I.
Minimum (mGy) 0 0 0 The information needed to calculate the thyroid doses
Maximum (mGy) 26 29 29 received from ingestion by all study subjects included:

• the deposition densities of 131I and 133I, which were es-


• shielding factors, also obtained from the literature, ac- sentially derived from ORERP databases;
counting for the fact that people spend most of their time • the transfer coefficients that relate the deposition densi-
indoors where exposure rates are lower than outdoors. ties to the radionuclide concentration in fresh cow’s milk
and other important foodstuffs, which involved the de-
A summary of the red bone-marrow doses (mGy) for velopment of an appropriate methodology and a detailed
the 6,507 subjects is presented in Table 5. determination of pasture practices and milk distribution
in Utah (Simon et al. 1990; Ward and Whicker 1990);
• the dietary and lifestyle habits of all study subjects,
Utah Thyroid Cohort Study
The Utah Thyroid Cohort Study, also funded by NCI which were obtained with the use of a questionnaire; and
and carried out by the University of Utah, was an extension • the thyroid doses per unit intake, which were taken from
and amplification of a study conducted by the US Public the literature (ICRP 1989).
Health Service in 1965–1970 (Wachholz 1990). In that
study, the exposed group consisted of children living in The estimated thyroid doses ranged from 0–4,600 mGy,
Washington County, Utah, and Lincoln County, Nevada, while most of their uncertainties, expressed in terms of geo-
which were examined for the presence of thyroid abnormal- metric standard deviations, ranged from 2.0–4.0 (Till et al.
ities, while children of Graham County, Arizona, were used 1995). A summary of the thyroid doses (milligray) for the
as a control group (Rallison et al. 1974). The major weak- 6,507 subjects of the Utah Thyroid Cohort Study, as reported
nesses of the Public Health Service study were the lack of in Till et al. (1995), is presented in Table 6.
information on the individual thyroid doses received by Health risks estimates using these thyroid doses were
the study subjects and the short following time interval reported by Kerber et al. (1993). However, a few years later,
since exposure. The objectives of the Utah Thyroid Cohort mistakes were discovered in the estimated thyroid doses due
Study were to locate and reexamine the original cohort and to computer problems and human errors. From 2001
estimate thyroid dose and uncertainty for each of the sub- through 2004, the dosimetry system was restored and
jects. Altogether, 4,180 subjects were relocated, 3,122 were corrected, and all doses were recalculated. Although the
reexamined, and thyroid doses were assigned for 3,545 (Till overall mean thyroid dose did not change, individual doses
et al. 1995). to many study subjects changed by more than an order of
Thyroid doses resulted mainly from the consumption magnitude (Simon et al. 2006a).
of foodstuffs contaminated with 131I. Intake of fresh cow’s NCI Fallout Study
or goat’s milk usually accounted for most of the thyroid The NCI Fallout Study was carried out in response to
dose because milk was consumed regularly and in relatively Public Law 97-414, Section 7(a), which set forth, among
large amounts. Other foodstuffs with short shelf life, such as other things, the requirement to “conduct scientific research
Table 6. Utah thyroid cohort study: summary of thyroid doses (milligray) for the 3,545 study subjects, based on subject residence in
1965 (based on Till et al. 1995).
Washington county, Utah Graham county, Arizona Lincoln county, Nevada Overall

Number of subjects 1,896 1,369 280 3,545


Mean dose (mGy) 170 13 50 98
Median dose 72 3.6 28 25
Minimum 0 0 0 0
Maximum 4,600 450 840 4,600
Mean geometric standard deviation 2.7 3.0 2.7 2.8

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Fallout from nuclear weapons tests c A. BOUVILLE 367

and prepare analyses necessary to develop valid and credi- NTS. Between the latter part of 1951 and 1958, fallout
ble assessments of the exposure to iodine-131 that the was collected daily by the HASL, renamed the Environmental
American people received from the Nevada atmospheric Measurements Laboratory in 1977, at sites throughout the
nuclear bomb tests.” Following the recommendations of country (Beck 1984). The passive collectors, consisting of
the advisory committee that was established to assist the 30 cm  30 cm squares of material resembling adhesive
NCI in addressing its task, thyroid doses from intakes of tape (called “gummed-film”) were exposed to fallout for
131
I were estimated for representative individuals in each 24 h periods at the time during which atmospheric weapons
of the nearly 3,100 counties of the contiguous United tests were carried out; the number of monitoring sites
States for each test that resulted in substantial fallout (NCI throughout the contiguous United States varied from year-
1997). The main focus of the study was on the estimation to-year and ranged from 40–95 (Beck 1984). The collected
of the thyroid doses resulting from the pasture-cow-milk ex- fallout, which had been analyzed in the 1950s in terms of
posure pathway, but the thyroid doses due to inhalation of total beta activity, was reevaluated by Beck (1984) in or-
131
I-contaminated air and ingestion of foodstuffs other than der to derive estimates of daily depositions of 131I at the
fresh cows’ milk also were crudely estimated. In the assess- monitoring sites (Beck et al. 1990). Deposition of 131I be-
ment of the thyroid doses from the pasture-cow-milk food tween monitoring sites was estimated by interpolation
chain, estimates were made of: using precipitation data and appropriate techniques, espe-
cially kriging (Gogolak et al. 1988). For those tests during
• the activities of 131I deposited on soil and vegetation; which the gummed-film network was not in place (i.e.,
• the amounts of 131I consumed by dairy cows and the during the Ranger series at the beginning of 1951 and
resulting concentrations of 131I in cows’ milk; for tests carried out after 1958), an atmospheric disper-
• the amounts of 131I ingested by people; and sion and deposition model was developed by the National
• the absorbed doses from 131I in the thyroids of represen- Oceanic and Atmospheric Administration to provide esti-
tative individuals in each county after each test (Bouville mates of 131I during those tests in the areas of the United
et al. 1990; Bouville 1996). States where rainfall coincided with the passage of the
fallout cloud (Hoecker and Machta 1990). In addition,
Conceptually, the methodology used in this study is for locations close to NTS, the ORERP estimates were
very similar to that used in the ORERP Study (as far as used (NCI 1997).
the estimation of thyroid doses from intakes of 131I is con- Detailed information also was needed on the pasture
cerned) and to the dose-reconstruction effort related to the practices, milk distribution, and consumption in the conti-
Utah Thyroid Cohort Study. The main differences among nental United States in the 1950s. For that purpose, special
the studies are that: (1) in the NCI Fallout Study, the popu- surveys of agricultural and milk marketing agents, supple-
lations across the contiguous United States are taken into mented with extensive literature searches, were performed
account, whereas the other two studies only consider the (Dreicer et al. 1990).
people residing in a few states in the vicinity of NTS, and Thyroid doses were estimated for each test and for the
(2) most of the thyroid doses in the ORERP Study and all population of each county according to age, gender, and
doses in the NCI Fallout Study are assessed for representa- source and quantity of milk consumed. For example, the
tive unspecified individuals, whereas thyroid doses to iden- changes in thyroid dose according to age for the residents
tified study subjects are estimated in the Utah Thyroid of several cities are shown in Table 7, and the variation,
Cohort Study. from county-to-county, of the average thyroid dose from
Special efforts were made to reconstruct the deposition all tests conducted at the NTS is presented as a map in
of 131I across the United States for each significant test at Fig. 3. The overall average thyroid dose to the ~160 million
Table 7. Example calculations showing the variation of the thyroid dose (milligray) according to the date of birth and place of
residence (NCI 1997).
Thyroid dose estimate (mGy)
Father, born Mother, born Child, born Child, born Child, born Child, born
Place of residence 9/15/1927 10/10/1929 10/1/1951 9/15/1952 11/28/1956 9/5/1958

Los Angeles, California 0.3 0.3 3 0.6 0.2 0.02


Salt Lake City, Utah 13 14 100 89 55 1
Denver, Colorado 11 11 100 89 55 2
Chicago, Illinois 7 7 66 58 29 0.4
Tampa, Florida 3 3 17 8 22 0.03
New York, New York 5 6 50 38 22 0.1

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Fig. 3. Per capita thyroid doses (milligray) resulting from 131I intakes from all NTS tests (based on NCI 1997).

people in the continental United States in the 1950s was es- needed to complete an extensive assessment of the doses
timated to be 20 mGy. from fallout that were received throughout the United
States. Instead, crude dose estimates were made based on a
US Department of Health and Human Services detailed review of relevant reports and using available dose
Countrywide Study assessment models. Consequently, the doses calculated are
Soon after the publication of the report of the NCI Fall- fraught with large uncertainties, particularly for the estimates
out Study (NCI 1997), the US Congress “provided funding concerning the exposures resulting from the intake of
for the US Department of Health and Human Services shorter-lived radionuclides (e.g., 131I) in global fallout.
(DHHS) to study the health impact on American peoples The estimated doses to the thyroid gland and to the red
of radioactive fallout” (US Senate 1998). More specifically, bone marrow, averaged over all adults in the conterminous
the Department should “conduct an initial assessment of the United States, are presented in Table 8, in which external
feasibility and public health implications of such a study” and internal exposures are considered separately. The com-
(US DHHS 2005). In response to that mandate, DHHS parison of the doses from NTS and global fallout indicates
made crude estimates of doses and health risks from expo- that: (1) the doses from external irradiation are similar for
sure to radioactive fallout from nuclear weapons tests con- NTS and for global fallout, (2) the total doses from internal
ducted from 1951–1962 at NTS, as well as at other sites irradiation from global fallout are much smaller for the thy-
throughout the world (“global” tests) (US DHHS 2005). roid but larger for the red bone marrow than those from
The preparation of the report was a joint effort of the Cen- NTS fallout, and (3) the contributions of specific radionu-
ters for Disease Control and Prevention (CDC) and NCI. clides to the internal doses were notably different for NTS
The scope of the project was much broader than that of and global fallout. As shown in Fig. 4 for 137Cs, the geo-
any other study previously conducted: (1) with respect to graphic distributions of fallout from NTS and from global
NTS, the geographic domain to be considered was the entire fallout differ substantially. For the nuclear weapons tests con-
country, county-by-county, like in the NCI Fallout Study, ducted at the NTS, fallout occurred predominantly in the
but the doses were to be calculated for all organs and tissues western states surrounding the NTS, and the highest
of the body, from all pathways of exposure and from all im- doses to Americans were due to short-lived radionuclides,
portant fallout radionuclides, as had been done by ORERP especially 131I. In contrast, global fallout exposures were
just for states in the vicinity of NTS; and (2) with respect higher in areas with high precipitation rates, such as the
to global fallout, it was essentially a new project, because eastern states where long-lived radionuclides, such as
137
UNSCEAR only estimated average doses to populations Cs and 90Sr, were in much greater abundance than in
in 10-degree-wide latitude bands around the world. NTS fallout.
In the time allowed to deliver the feasibility report, it As indicated in the Abstract of the report (US DHHS
was not possible to develop new tools or to gather all data 2005): “The estimated doses and risks, while rudimentary
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Fallout from nuclear weapons tests c A. BOUVILLE 369

Table 8. Summary of average thyroid and red bone marrow doses (milligray) from NTS and global fallout received as a result
of exposure to the most important radionuclides (based on US DHHS 2005). The values are for adults at the time of the tests.
Blank spaces reflect negligible values of dose.
NTS fallout Global fallout
Internal Internal Internal
Radionuclide Half-life External dosea thyroid dose RBMb dose External dosea Internal thyroid dose RBMb dose
3
H 12.3 y 0.07 0.07
14
C 5,730 y 0.1 0.1
54
Mn 313 d 0.04
89
Sr 52 d 0.001 0.03
90
Sr 28.5 y 0.02 0.0009 0.2c
95
Zr-Nb 64 d 0.08 0.2
97
Zr-Nb 17 h 0.02
103
Ru 39 d 0.03 0.02
106
Ru 368 d 0.001 0.002 0.04
125
Sb 2.7 y 0.03
131
I 8d 0.02 5d 0.001 0.4d
132
Te-I 3.3 d 0.1 0.06 0.001
133
I 0.9 d 0.02 0.04
136
Cs 13 d 0.002 0.002
137
Cs 30 y 0.01 0.009 0.009 0.3 0.1 0.1
140
Ba-La 13 d 0.2 0.006 0.05
144
Ce 284 d 0.02
239
Np 2.4 d 0.02
Rounded totals 0.5 5d 0.1 0.7 0.7d 0.6c
a
The external dose is approximately equal for all organs of the body.
b
RBM stands for red bone marrow.
c
For children born on 1 January 1951, the internal thyroid doses would be 30 and 5 mGy for NTS and global fallout, respectively.
d
For children born on 1 January 1951, the internal RBM doses from global fallout would be 0.5 mGy for 90Sr intakes and 0.9 mGy for
the total dose.

in nature, demonstrate that it is feasible to conduct a more developed for consideration and were subsequently reviewed
detailed study of the health impact on American people as by the National Academy of Sciences. Those options were:
a result of exposure to radioactive fallout from the testing
of nuclear weapons in the United States and abroad. How- Option 1: Conduct no additional fallout-related work.
ever, significant resources would be required to implement Option 2: Retrieve and archive only the historic documenta-
such a study, and careful consideration should be given to tion related to radioactive fallout from nuclear weapons test-
public health priorities before embarking on that path. To ing conducted by the United States and other nations.
assist in the process of making a decision about conducting Option 3: Conduct a more detailed dose reconstruction of
future fallout-related research, five different options were radioactive fallout from global nuclear weapons testing

Fig. 4. Cs deposition density (Bq m−2) due to all NTS tests (map on the right) and to global fallout (map on the left) (US DHHS 2005).
137

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370 Health Physics April 2020, Volume 118, Number 4

for 131I, the most significant radionuclide identified in • The estimated doses from external irradiation (to thyroid
this study. and bone marrow) for people living in wooden houses
Option 4: Conduct a more detailed dose reconstruction for ranged from <0.1 mGy in Rio Arriba, Union, Sandoval,
multiple radionuclides in radioactive fallout from both and Los Alamos counties to >10 mGy in Torrance,
Nevada Test Site and global nuclear weapons testing. Guadalupe, and Socorro counties. External radiation
Option 5: Conduct a detailed study of the health effects of doses for people living in adobe houses were estimated
nuclear weapons testing fallout including, in a single pro- to be about half of those for wooden houses due to the
ject, dose estimation, risk analysis, and communication of additional shielding properties of the thick mud walls.
the results to interested parties. Based on the variation in exposure rates in some counties
and house types, there could be up to 10-fold variations
The National Academies’ Committee on Assessment in the doses from external irradiation;
of CDC Radiation Studies, in its review of the first complete • For all the 19 affected counties together, the population-
draft of the feasibility study, recommended that Options 2 weighted mean estimated dose from external irradiation
and 3 should be further considered by CDC and NCI (for thyroid and bone marrow) was ~1.3 mGy for resi-
(NA/NRC 2003). Consequently, NCI (1) retrieved the avail- dents of wooden houses and ~0.7 mGy for residents of
able “historic documentation related to radioactive fallout adobe houses;
from nuclear weapons testing conducted by the United • The estimated thyroid doses from internal irradiation were,
States and other nations” (US DHHS 2005); and (2) spon- in general, greater for people who were young at the time of
sored research to calculate more accurate individual doses the detonation and were the largest for those who were 1 y
from both global and NTS fallout, in particular doses from of age. Compared with people who were adults at the time
131
I, and developed a website allowing any individual to ob- of the test, the thyroid doses were estimated to be ~30 times
tain credible estimates of his or her thyroid dose resulting greater for those exposed at 1 y of age;
from both NTS and global fallout from atmospheric • For those who were exposed at 1 y of age, the estimated
weapons tests, given information on date of birth, residen- mean thyroid doses from internal sources were estimated
tial history, and dietary and lifestyle habits (NCI 2017). to have ranged from <1 mGy in Rio Arriba, Harding, and
Quay Counties to >600 mGy in Torrance and Guadalupe
Trinity Study Counties. As with the external dose estimates, the thy-
The Trinity Nuclear Test was the culmination of the roid dose estimates from internal irradiation can vary
Manhattan Project that began in 1942 to develop the atomic up to 10-fold within individual counties due to differ-
bomb. The nuclear device that became known as Trinity ences in fallout deposition and individual habits; and
was designed and fabricated at the Los Alamos Scientific • The estimates provided contain no allowances for differ-
Laboratory in northern New Mexico and tested in south- ences in diet and lifestyle of Native Americans and
central New Mexico at the Alamogordo Bombing and Hispanic/Latino population groups, though both diet
Gunnery Range at 05:30 am on 16 July 1945. Trinity was and lifestyle (particularly home construction materials
the first test of a nuclear fission device ever and resulted and time spent in- and outdoors) may result in significant
in the first nuclear explosion. However, information on the differences in actual doses received.
radiation doses received by the population of New Mexico
as a result of that test did not become available until 2008, In 2013, a comprehensive dose assessment of the radi-
in response to a request from Senator Bingaman, New ation doses to New Mexico residents resulting from the
Mexico, when NCI prepared crude estimates of thyroid detonation of the Trinity Test was undertaken by NCI. The
and bone-marrow doses for representative individuals of dose assessment has been completed to a large degree:
the 19 counties of New Mexico that were the most several articles presenting the results of the study are
exposed to the radioactive fallout from Trinity but did not under review prior to submission for publication in a peer-
complete other organ dose estimates, consider all important reviewed scientific journal. A risk projection study, based
radionuclides, diet and lifestyle differences of ethnic groups.2,3 on the newly estimated doses, also has been prepared and
Key findings from the 2008 report were: awaits publication.

2 OTHER DOSE STUDIES


Trinity Nuclear Weapon Test: estimates of radiation doses to the residents
of New Mexico, executive summary. Prepared by the National Cancer
Institute for Senate Committee on Energy and Natural Resources. Major dose reconstruction studies related to local and
Bethesda, MD: National Cancer Institute; unpublished 2008.
3
regional fallout from tests conducted outside the United
Trinity Nuclear Weapon Test: estimates of radiation doses to the residents
of New Mexico, a technical report. Bethesda, MD: National Cancer States were carried out in recent years with involvement of
Institute; unpublished 2008. NCI scientists. The nuclear test sites that were considered
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Fallout from nuclear weapons tests c A. BOUVILLE 371

in those studies are: (1) Bikini and Enewetak Atolls in the age at exposure, and atoll of residence was carried out by
Republic of the Marshall Islands, (2) Semipalatinsk in the NCI. The main results of this dose-reconstruction effort,
Republic of Kazakhstan, and (3) Mururoa and Fangataufa which were presented in detail in a special issue of Health
Atolls in French Polynesia. Physics (August 2010), including Beck et al. (2010), Bouville
et al. (2010), Ibrahim et al. (2010), Harris et al. (2010), Moroz
Marshall Islands Study et al. (2010), and Simon et al. (2010a, 2010b), are:
Sixty-six nuclear weapons tests were conducted by the • the determination that 20 of the 66 nuclear tests con-
United States in or near the Marshall Islands between 1946 ducted in or near the Marshall Islands led to measurable
and 1958 (Fig. 5). The total explosive yield of the 66 tests fallout deposition on at least one of the 32 inhabited
was ~100 MT, corresponding to ~100 times the total yield atolls or islands of the Marshall Islands;
of the atmospheric tests conducted at NTS. The largest test • the estimation, for each of those 20 tests, of deposition
conducted in the Marshall Islands, with an explosive yield densities (kBq m−2) of all important dose-contributing
of 15 MT, was Castle Bravo, detonated on 1 March 1954. radionuclides at each inhabited atoll or island;
Because of unexpected wind-shear conditions, heavy fallout • the estimation of age-dependent doses from external irra-
from Castle Bravo occurred on atolls east of the Bikini Atoll diation resulting from each test and aggregated on an an-
Test Site and resulted in high radiation doses to the popu- nual basis; and
lations of nearby atolls. Within ~2 d following the test, the • the estimation of age-dependent doses from internal irra-
resident populations of the most exposed atolls were evac- diation to the red bone marrow, thyroid gland, stomach
uated to avert continued exposure, to be decontaminated, wall, and colon wall of representative individuals of the
and to receive immediate medical care for conditions of inhabited atolls and islands.
acute doses.
In the early 2000s, a thorough and systematic recon- The dose estimates were based on the available radia-
struction of radiation doses to the resident population of tion measurement data (concentrations of 131I in urine,
the present-day Republic of the Marshall Islands, by year, whole-body measurements, concentrations of 137Cs in soil,

Fig. 5. Atolls and islands of the Republic of the Marshall Islands and locations of nuclear test sites and of evacuated populations (Simon et al. 2010a).
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372 Health Physics April 2020, Volume 118, Number 4

exposure rates, etc.) supplemented with a variety of estimated to have been as high as ~20,000 mGy for young
models and assumptions. It was found (Simon et al. children exposed on Rongelap as a result of the Castle
2010a): “…that the total deposition of 137Cs, external Bravo test of 1 March 1954.
dose, internal organ doses, and cancer risks followed the
same geographic pattern with the large population of the Kazakhstan Study
southern atolls receiving the lowest doses. Permanent res- The former Soviet Union’s Semipalatinsk Nuclear Test
idents of the southern atolls who were of adult age at the Site [SNTS (also known as the Polygon)], is located in
beginning of the testing period received external doses northeast Kazakhstan in Central Asia ~200 km east of the
ranging from 5 to 12 mGy on average; the external doses city of Semipalatinsk and the same distance southwest of
to adults at the mid-latitude atolls ranged from 22 to the border with the Altai region of Russia (Fig. 6). The
59 mGy on average, while the residents of the northern SNTS became operational ~3 y after the United States be-
atolls received external doses in the hundreds to over gan testing in the Pacific (June 1946) but before the first test
1,000 mGy. Internal doses varied significantly by age at in Nevada took place (January 1951). The first Soviet test at
exposure, location, and organ.” The thyroid doses are the SNTS was in August 1949, and the last atmospheric

Fig. 6. The SNTS and its environs. The lines represent the centerline trajectories of the 11 tests that were considered in the study. The solid circles
represent the eight villages of residence of the 2,994 study subjects (Land et al. 2008).
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Fallout from nuclear weapons tests c A. BOUVILLE 373

Table 9. Average cumulative thyroid dose from all tests by age at time subjects who resided predominantly in villages of either
of main test for village of residence (Land et al. 2008). Russian or Kazakh ethnicity located within 200 km of the
Age at time Number of
Average thyroid dose (mGy) detonation sites (Land et al. 2008). The dose reconstruction
of main test subjects External Internal Total study was a collaborative effort of NCI, the Russian Institute
Preconception 113 2 5.8 6
of Biophysics (Moscow), the Semipalatinsk State Medical
In utero 68 27 104 131 Academy, and the Kazakhstan National Research Institute
0–4y 788 41 681 722 for Radiation and Medical Ecology. Though the strategy de-
5–9y 622 40 198 238 scribed here for estimating doses to individuals is similar to
10 – 14 y 815 42 199 241 that in other US studies, the specific algorithms used in the
15+ 7 588 58 140 198 study were developed at the Russian Institute of Biophysics
Total 2,994 42 307 349 (Gordeev et al., 2006a, b). The estimated average thyroid
doses received by the study subjects are presented in
tests were conducted in December 1962; altogether, there Table 9: the overall averages are 42 mGy for the doses from
were 86 atmospheric tests and 25 surface tests. The total en- external irradiation and 307 mGy for the doses from internal
ergy yield of the atmospheric nuclear explosions at the irradiation. The internal doses, which were predominantly
SNTS was ~6.6 MT, larger than in Nevada (1 MT) but con- due to intakes of 131I, were found to be greater than the exter-
siderably smaller than in the Marshall Islands (110 MT) and nal doses for each age category. The high thyroid doses re-
at the northern Soviet test site at Novaya Zemlya (240 MT). ceived in some villages were primarily a result of the close
Within the framework of an epidemiologic study of proximity of those villages to the test site, their significant de-
thyroid nodules, thyroid doses were reconstructed for 2,994 pendence on food products derived from grazing animals,

Fig. 7. Atolls and islands of French Polynesia, location of the test sites (solid squares) and numbers of study subjects (in parentheses) (Drozdovitch
et al. 2008).
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374 Health Physics April 2020, Volume 118, Number 4

and adverse weather conditions—in particular, high winds In 2013–2015, INSERM extended the epidemiological
and precipitation at the time of some of the tests. Doses re- study of thyroid cancer and included 348 additional sub-
ceived by individual subjects depended on individual dietary jects, which resulted in a total of 950 subjects who resided
habits that usually varied with age and ethnicity. in 49 islands and atolls in French Polynesia in 1966–1974.
The dose estimates reported by Land et al. (2008) were In 2013, the French Ministry of Defense also declassified
not reported with uncertainties. In a subsequent effort, un- a large number of reports providing detailed information
certainties were evaluated using a two-dimensional Monte on the results of environmental radiation monitoring in
Carlo procedure that has the capability of maintaining the French Polynesia during the atmospheric testing period.
separation between shared and unshared errors (Land et al. Consequently, it was decided to revise the thyroid dose esti-
2015; Simon et al. 2015). mates using the newly available radiation data and including
an extensive survey of the dietary and lifestyle habits of the
French Polynesia population in the various archipelagoes.
French Polynesia Study
The revised dose assessment has been completed: three ar-
Forty-one atmospheric nuclear weapons tests (plus five
ticles presenting the results of the study are under review
safety tests) were conducted in French Polynesia between
prior to submission for publication in peer-reviewed scien-
1966 and 1974. The tests took place at Mururoa and
tific journals.
Fangataufa, which are two atolls located in the southeastern
part of the Tuamotu-Gambier Archipelago (Fig. 7). During
the tests and afterwards, no civilian population lived in the HEALTH EFFECTS DUE TO FALLOUT
two atolls, and fewer than 500 people resided within 500
km, among a total of ~70,000 inhabitants in French Polyne- Risk assessment
On the basis of the crude doses estimated in the NCI
sia during the period of atmospheric testing. In the early
(1997) countrywide study and the DHHS (2005) study,
2000s, a dosimetry study was undertaken as a component
estimates of the average risk to the United States popula-
of an epidemiologic study of thyroid cancer related to expo-
tion have been made for thyroid cancer, leukemia, and
sure to fallout from the French atmospheric tests. The epide-
all cancers. “With the exception of thyroid cancer, the
miologic study, which was conducted by the Institut National
risk estimates were developed using simple approaches,
de la Santé et de la Recherche Médicale (INSERM), included
and only provide an approximate estimate of the poten-
602 subjects, either cases or controls, all aged <40 y old at the
tial impact of fallout radiation on the American popula-
end of nuclear weapons testing in 1974. For each atmospheric
tion” (US DHHS 2005).
nuclear weapons test that contributed substantially to fall-
In the NCI (1997) country wide study, thyroid doses
out, the thyroid dose from 131I intake was estimated,
from intakes of 131I were crudely estimated for all counties
along with less important pathways including the intake
of the contiguous United States and for all tests that were
of short-lived radioiodines (132I, 133I, 135I) and 132Te, ex-
conducted at the NTS in the 1950s. The number of thyroid
ternal irradiation from gamma-emitting radionuclides de-
cancers resulting from those exposures was predicted to
posited on the ground and ingestion of long-lived 137Cs
be 49,000, with a range of uncertainty from 11,300 to
(Drozdovitch et al. 2008). Given the limited number of avail-
212,000 (IOM/NRC 1999). In addition, global fallout
able radiation data, the dose estimates were deemed to be
was expected to increase those estimates by ~15% (US
fraught with large uncertainties. The mean thyroid dose
DHHS 2005), with an uncertainty that would be even larger
among the study subjects was assessed to be ~3 mGy, while
than that associated to the number of thyroid cancers due to
the highest dose was estimated to be ~40 mGy. The contribu-
NTS fallout.
tions of the various exposure pathways to the thyroid dose are
The number of fatal cancers resulting from the average
presented in Table 10.
external dose of ~1.2 mGy (Table 8) from both NTS and
global fallout was reported (US DHHS 2005) to be less than
Table 10. Thyroid doses reconstructed for the study subjects from 1,000 among the 3.8 million people born in the United States
different exposure pathways (Drozdovitch et al. 2008). in 1951, corresponding to a lifetime risk of <0.03% or ~1 in
Thyroid dose (mGy) 3,800. This number may be compared with the ~760,000 fa-
Exposure pathway Minimum Mean Maximum
tal cancers that would be predicted in the absence of fallout.
131
Among the population of the United States alive at any time
Intake of I 0.003 2.0 28
during the years 1951 to 2000, about 11,000 extra cancer
Intake of short-lived 132I, 133I, 135I, and 132Te 0.0008 0.4 10
deaths from all cancers, including leukemia, would be pre-
External irradiation 0.004 0.2 2.6
134,137 dicted to occur as a result of external irradiation from NTS
Cs ingestion 0.0006 0.1 0.8
All exposure pathways 0.03 2.7 37
and global fallout (US DHHS 2005). It is also expected that
the largest number of excess cancer deaths would occur in the
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Fallout from nuclear weapons tests c A. BOUVILLE 375

group of persons born in 1951, because on average, this Hanford, Oak Ridge, Rocky Flats, and NTS). The ex-
group received higher doses at younger ages than groups cess risk of cancer incidence due to NTS releases was
born earlier or later (US DHHS 2005). found to be the highest for a typically exposed individ-
Leukemia, which has been strongly linked with radia- ual, and the second highest, under Hanford, for the
tion in many epidemiologic studies, was given special con- maximally exposed individual.
sideration. About 10% or 1,100 of the 11,000 cancer deaths
predicted from exposure to fallout from NTS and global Public concern
tests would be expected to result from leukemia (US People living in the vicinity of nuclear test sites have
DHHS 2005). In addition, internal doses to the red bone raised complaints and concerns that are, to some extent,
marrow could result in 550 cases of leukemia among the rooted in the legacy of government secrecy surrounding the
population of the United States who were alive at any time development and testing of nuclear weapons, distrust of gov-
during the years 1951–2000 and in 17 cases among the ernment sources of information about radiation exposures
~3.8 million persons born in 1951, corresponding to a risk and health risks, and the imposition of past exposures without
of 1 in 220,000 (US DHHS 2005). informed consent (Hoffman et al. 2002). The fact that radia-
Cancers to other sites were not assessed because of tion cannot be seen or smelled and that it may induce cancer
their lower doses and of the smaller amount of information a very long time after exposure also contributes to public con-
available about radiation-associated health effects. For such cern. The decisions by the US government to mandate com-
sites, the risk estimates would be smaller than those for thy- prehensive studies on radiation doses and health effects
roid cancer and leukemia, and the uncertainties would be resulting from the atmospheric tests that took place at
very large (US DHHS 2005). the NTS likely led to the discussion of the possibility
The comprehensive study of radiation doses received of establishing compensation programs for fallout expo-
by the population of the Marshall Islands as a result of the sure, not only in the United States but also in other countries
nuclear weapons testing conducted at Bikini and Enewetak where atmospheric tests had been carried out.
Atolls during 1946–1958 also was used to estimate cancer
risks among that population (Land et al. 2010; Simon
et al. 2010a). About 170 excess cancer cases, including 50
thyroid cancers and seven leukemias, were projected to oc- FALLOUT EXPOSURE
COMPENSATION PROGRAMS
cur among >25,000 Marshallese, half of whom were born
before 1948. The 170 excess cancer cases are in comparison Compensation programs have been established in
to ~10,600 cancers that would spontaneously arise, unre- countries involved in nuclear weapons testing. The following
lated to radioactive fallout, among that population. examples illustrate the variety of the mechanisms that have
been used:
Risk comparison
The lifetime risk of thyroid cancer from exposure to • In the United States, the Radiation Exposure Compensa-
131
I in NTS fallout was compared to other radiation risks tion Act (RECA), passed by the US Congress on 6
in at least two studies: October 1990 (RECA 2012), provides monetary com-
• Hoffman et al. (2011) compared the lifetime risk of thy- pensation ($50,000) to individuals who lived downwind
roid cancer in female children born in 1952 from expo- of NTS and contracted certain cancers and other serious
sure to 131I in NTS fallout at an average thyroid dose of diseases following the exposure to radiation released dur-
100 mGy with (1) the excess lifetime risk of cancer from ing the atmospheric nuclear tests. In order to obtain such
a lifetime exposure to radon decay products at an average compensation, the claimant must establish (1) physical
indoor concentration of 46 Bq m−3 and (2) the lifetime presence in the downwinder area (Fig. 8) for 2 y begin-
risk of cancer (excluding skin cancer) to 50 y old females ning on 21 June 1951 and ending on 31 October 1958,
who receive a single abdominal computed tomography or for the entire period beginning on 30 June 1962 and
scan: they estimated that the risk from childhood expo- ending on 31 July 1962, and (2) a subsequent diagno-
sure to 131I in NTS fallout (thyroid dose of 100 mGy) sis of a specified compensable disease (i.e., leukemia,
was similar to that resulting from a single abdominal multiple myeloma, non-Hodgkin lymphoma, or primary
computed tomography scan for a 50 y old female and in- cancer of the thyroid, male or female breast, esophagus,
termediate between the risks from indoor radon for stomach, pharynx, small intestine, pancreas, bile ducts,
smokers and nonsmokers; and gall bladder, salivary gland, urinary bladder, brain, colon,
• Reed et al. (2003) compared the risks for representative ovary, liver, or lung). RECA does not require claimants
maximally and typically exposed individuals in dose to establish causation of the contracted disease by the ra-
reconstructions related to federal facilities (Fernald, diation exposure.
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376 Health Physics April 2020, Volume 118, Number 4

Fig. 8. Downwinder area, as defined by RECA.

It is worth noting that, in 2019, amendments to RECA specific cancers. However, the claims awarded exceeded
are still under consideration by Congress regarding expan- the settlement amount, and payments from the Tribunal
sion of the downwinder area to other counties of Nevada, ceased in 2009 after having disbursed all existing funds;
Utah, and Arizona, as well as to other states. Also, compen- • In the Russian Federation, members of the public ex-
sation to downwinders in New Mexico, resulting from posed to fallout resulting from nuclear testing at SNTS
radiation exposure from Trinity or from tests conducted at are eligible for a monthly cash payment (Russian Federa-
NTS, is not covered by RECA or any other applicable tion 2002). The monthly cash payment is set at (1) 1,236
law at the time of this writing (TDBC 2017); rubles (about $20) for those with an accumulated effective
dose of >250 mSv; and (2) 387 rubles (about $6) for those
• In the Republic of the Marshall Islands, which became with an accumulated effective dose in the range of 50–250
an independent nation in 1986, compensation for nuclear mSv, as well as for children <18 y of age suffering from a
testing damages was provided by the United States disease due to radiation exposure of their parents or grand-
through international agreements (Library of Congress parents, if any of the parents or grandparents received an ac-
2005, Appendix A). From 1991–2003, the Republic of cumulated effective dose >50 mSv. In addition, members of
the Marshall Islands Nuclear Claims Tribunal awarded the public that were exposed to fallout receive benefits re-
over $2 billion for personal injury, property loss, and garding medical care, travel by public transportation, and
class-action claims. Monetary compensation was some- payment of housing and communal services;
times used to offset displacements, lifestyle changes, • In the Republic of Kazakhstan, the territories exposed to
and individual burdens, as well as the occurrence of fallout from tests conducted at the SNTS were classified
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Fallout from nuclear weapons tests c A. BOUVILLE 377

in five zones (Republic of Kazakhstan 1992): (1) zone of near radiation hazardous areas): monetary compen-
emergency radiation risk, where the total effective dose sation of 0.26 monthly calculation index for each year
to the public from all tests conducted at the SNTS during of residence from 1949–1990. Members of the public
1949–1990 was >1,000 mSv: members of the public re- currently living in this zone have a right for a salary
siding and living in this zone received a one-time mone- supplement (on a monthly basis) of one monthly calcu-
tary compensation of 5.23 monthly calculation index for lation index and for an additional paid vacation of 5 d
each year of residence from 1949 – 1965 and of 1.05 per year;
monthly calculation index for each year of residence • In Australia, where 1,200 aboriginal people were ex-
from 1966–1990. Members of the public residing in this posed to radiation from the tests conducted by the
zone who retired before 1 January 1998, have a right for United Kingdom, the government made, in 1991–1992,
a pension supplement (on a monthly basis) of 2.09 a payment of $618,000 to aboriginal groups around
monthly calculation index. Members of the public cur- Maralinga for land contamination (Korff 2018). This
rently living in this zone have a right for a salary supple- was followed in 1995 by a payment of $13.5 million
ment (on a monthly basis) of two monthly calculation for the loss of the land and as compensation for the
index and for an additional paid vacation of 14 d per year. contamination, and a payment of $6 million to main-
The value of the monthly calculation index, which is de- tain the township. Compensation for exposure to radi-
termined by the Government of the Republic of ation seems to be difficult to obtain. As of 2018, only
Kazakhstan, increased from 550 Kazakhstani Tenge on five people had been paid a total of $200,000 for com-
1 January 1997 to 2,525 Kazakhstani Tenge on 1 pensation; and
January 2019. On 10 July 2019, the value of 1,000 • In French Polynesia, any person suffering from a
Kazakhstani Tenge was 2.6 US dollars; (2) zone of maxi- radiation-induced disease caused by exposure to radiation
mum radiation risk (total effective dose to the public from from the French nuclear weapons tests may obtain full
all tests in the range from 350–1,000 mSv): monetary com- compensation, commensurate to the health damage, if that
pensation of 2.62 monthly calculation index for each year person spent time in French Polynesia between 2 July
of residence from 1949 – 1965 and of 1.05 monthly calcu- 1966 and 31 December 1998 (France 2019). Claims
lation index for each year of residence from 1966–1990. must be submitted to the Comité d’Indemnisation des
Members of the public residing in this zone who retired be- Victimes des Essais Nucléaires Français (CIVEN). If
fore 1 January 1998 have a right for a pension supplement the person is deceased, the claim must be submitted
(on a monthly basis) of 1.83 monthly calculation index. by his or her heirs. CIVEN has to provide its decision,
Members of the public currently living in this zone have a with explanation, within 8 mo following submission of
right for a salary supplement (on a monthly basis) of 1.75 the claim.
monthly calculation index and for an additional paid vaca-
tion of 12 d per year; (3) zone of increased radiation risk
(total effective dose to the public from all tests in the range SCIENTIFIC FALLOUT
from 70–350 mSv): monetary compensation of 1.57
monthly calculation index for each year of residence from Fallout was harmful for the health of humanity, but it
1949–1965 and of 0.79 monthly calculation index for each created an opportunity for scientific progress (Harley 1976):
year of residence from 1966–1990. Members of the public • In the physical sciences, meteorological concepts could
currently living in this zone have a right for a salary supple- be tested (Bennett 2002; Machta 2002), oceanographic
ment (on a monthly basis) of 1.5 monthly calculation index current movements could be monitored (Livingston and
and annual additional paid vacation of 10 d; (4) zone of Povinec 2002), and instrumentation developments in
minimum radiation risk (total effective dose to the public low-level counting, spectrometry and external gamma
from all tests in the range from 1–70 mSv): monetary com- exposure measurements were numerous (Miller and
pensation of 1.05 monthly calculation index for each year Larsen 2002);
of residence from 1949–1965 and of 0.52 monthly calcu- • On the biological side, information on the metabolism of
lation index for each year of residence from strontium, cesium, and even potassium and calcium be-
1966–1990. Members of the public currently living in this came available (Harley 2002), and the whole field of ra-
zone have a right for a salary supplement (on a monthly dioecology blossomed (Anspaugh et al. 2002; Whicker
basis) of 1.25 monthly calculation index and for an addi- and Pinder 2002); and
tional paid vacation of 7 d per year; (5) territory with a • These were responses to a need, for the most part, but were
favorable socioeconomic status (total effective dose to made possible through the radioactivity introduced in the
the public from all tests of <1 mSv, but members of the environment. Thus, although fallout was not a “good
public suffer from emotional stress associated with living thing,” it was possible to take advantage of its existence.
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378 Health Physics April 2020, Volume 118, Number 4

SUMMARY NTS in the 1950s. In addition, there could be as many


as 11,000 deaths from non-thyroid cancers related to
• The process of nuclear fission, which was discovered in
fallout from all atmospheric tests that were conducted
1938, opened the door to the possibility to produce nu-
at all sites in the world, with leukemia making up
clear weapons that would be much more destructive than
10% of the total;
the chemical weapons that were used at that time;
• People living in the vicinity of nuclear test sites have
• The use of nuclear weapons in 1945 by the United States raised complaints and concerns that are, to some extent,
in Japan in order to end World Word II was one of the rooted in the legacy of government secrecy surrounding
most important events of the twentieth century; the development and testing of nuclear weapons, distrust
• Proliferation of nuclear weapons ensued, as well as the of government sources of information about radiation
detonation of >500 nuclear weapons tests in the atmo- exposures and health risks, and the imposition of past ex-
sphere by the United States, the former Soviet Union, the posures without informed consent. The fact that radia-
United Kingdom, China, and France from 1946–1980; tion cannot be seen or smelled and that it may induce
• Hundreds of radionuclides, most of them short-lived, cancer a very long time after exposure also contributes
such as 131I, with a half-life of 8 d, were produced in to public concern;
the atmospheric tests. However, a few radionuclides, like • Sociological and political pressures contributed to
137
Cs and 90Sr, with long half-lives of ~30 y, were pro- the establishment of programs of compensation for
duced as well; radiation exposures and evidence of radiation-
• The radioactive clouds generated by the explosions induced diseases in countries involved in nuclear
rose to high altitudes and were usually partitioned be- weapons testing;
tween the troposphere and the stratosphere. The activ- • Radioactive fallout from nuclear weapons tests was
ity that remained in the troposphere resulted in local harmful for the health of humanity, but it also created
and regional fallout that consisted mainly of short- an opportunity for scientific progress in physical and bi-
lived radionuclides and in relatively high doses for ological sciences, which was a response to a need for the
the populations residing in the vicinity of the test site, most part, but was made possible through the radioac-
although atmospheric nuclear weapons tests were con- tivity introduced in the environment. Thus, although
ducted, as a rule, in areas with very small populations fallout was not a “good thing,” it was possible for
in order to reduce the number of persons with rela- the scientific community to take advantage of its ex-
tively high exposures to radiation in case of mishap. istence; and
The highest doses resulted from the Castle Bravo Test • Knowledge gained from decades of studies on radioac-
of 1 March 1954 with estimated external doses in the tive fallout and human exposure can be useful to the fu-
hundreds to >1,000 mGy and internal thyroid doses ture generations in preparing for either accidental or
as high as ~20,000 mGy to regional populations in intentional releases of radioactive materials to the atmo-
the Marshall Islands; sphere and environment.
• The activity that reached the stratosphere returned to the
ground with a half-life of ~1 y as global fallout and was Acknowledgments—I wish to extend my sincere gratitude to my friends and col-
composed of long-lived radionuclides that contaminated leagues of many years who have shared my passion for fallout studies, with
whom I have collaborated, and who have contributed to the improvement of this
all uncovered materials on Earth to a small extent in a rel- manuscript. These colleagues are, in alphabetical order, Lynn Anspaugh (Uni-
atively homogeneous manner and led to low-level irradi- versity of Utah, retired), Harold Beck (US Department of Energy, retired), Bur-
ton Bennett (UNSCEAR, retired), Vladimir Drozdovitch (NCI), Florent de
ation of the world population for decades or more. The Vathaire (INSERM, France), Owen Hoffman (ORRISK, retired), Sergey
annual effective dose, averaged over the population of Shinkarev (Burnasyan Federal Medical Biophysics Center, Russia), and Steve
the entire world, is crudely estimated to have peaked at Simon (NCI).
~0.1 mSv in 1963 and to have decreased to ~0.02 mSv
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