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Flight Operations Support & Services

Flight Operations Support & Services getting to grips with FOM Flight Operations Monitoring hanbook - Septembre 2007
AIRBUS S.A.S.
31707 BLAGNAC CEDEX, FRANCE
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PHOTOS BY AIRBUS
SEPTEMBER 2007
PRINTED IN FRANCE
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getting to grips with


FOM
Flight Operations Monitoring handbook
Septemlbre 2007
Getting to grips with FOM PRELIMINARY NOTE

PRELIMINARY NOTE

This brochure is a part of a package of guidance materials and software designed to help
AIRBUS operators to implement a Flight Operation Monitoring System. Its aim is to give you a
general understanding of Flight Operation Monitoring and its key benefits. Additional resources
are listed in the “Further information” section of this brochure.

This is not a regulatory approved document and its contents do not supersede any
requirements mandated by the State of Registry of the operator’s aircraft, nor does it
supersede nor amend AIRBUS’ type specific AFM, FCOM, MMEL documentation or any other
approved documentation.

You can contact AIRBUS Customer Support - Flight Operations Support and Services Department
and speak to a Flight Operation Monitoring Expert Pilot or specialist if you have any questions
about Flight Operation Monitoring.

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PRELIMINARY NOTE Getting to grips with FOM

INTENTIONALLY BLANK

-2 -
Getting to grips with FOM DEFINITIONS

DEFINITIONS

The following terms are used throughout this brochure.

Hazard: A source of potential harm or a situation with a potential to cause loss.

Likelihood: Used as a qualitative description of probability or frequency.

Monitor: To check, supervise, observe and record the progress of an activity on a regular basis
in order to identify change by reference to defined standards.

Risk: The chance of something happening that will have an impact upon objectives. It is
measured in terms of consequences and likelihood.

Risk analysis: A systematic use of available information to determine how often specified
events may occur and the magnitude of their consequences.

Risk assessment: The process used to determine risk management priorities by comparing the
level of risk against predetermined standards, target risk levels or other criteria.

Risk identification: The process of determining what can happen, why and how.

Risk level: The level of risk calculated as a function of likelihood and consequence.

SMS: SAFETY MANAGEMENT SYSTEM. An organized approach to managing safety, including the
necessary organizational structures, accountabilities, policies and procedures.

AMC: ACCEPTABLE MEANS OF COMPLIANCE. JAR AMC illustrate a means, or several alternative
means, but not necessarily the only possible means by which a requirement can be met.

IEM: INTERPRETATIVE/EXPLANATORY MATERIAL. JAR IEM helps to illustrate the meaning of a


requirement.

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DEFINITIONS Getting to grips with FOM

INTENTIONALLY BLANK

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Getting to grips with FOM TABLE OF CONTENTS

TABLE OF CONTENTS

PRELIMINARY NOTE ............................................................................... 1


DEFINITIONS ........................................................................................ 3
WHAT IS FOM ? ..................................................................................... 7
GLOBAL CONCEPT ........................................................................................ 7
Airline Safety Policy............................................................................................... 7
Flight Operations Risk Profile.................................................................................... 8
Flight Operation Monitoring Strategy........................................................................... 8
Flight Operation Monitoring Activities ......................................................................... 8
Safety Feedback Activities ...................................................................................... 10
FOM Concept Schema ............................................................................................ 11
BENEFITS ..................................................................................................12
Legal obligations.................................................................................................. 12
Flight operations safety standards ............................................................................. 12
Economic aspects ................................................................................................. 12
Marketing advantages ............................................................................................ 12
Internal process and communication .......................................................................... 13
HISTORICAL BACKGROUND.............................................................................13
Flight Data Monitoring ........................................................................................... 13
Cockpit Observations............................................................................................. 14
REGULATORY REQUIREMENTS .................................................................15
International Civil Aviation Organization...........................................................15
Annex 6, Part 1, Amendment 26 ............................................................................... 15
DOC 9422-AN/923 (first edition - 1984) ....................................................................... 15
European Joint Aviation Authorities ................................................................16
JAR OPS 1 .......................................................................................................... 16
French DGAC - Arrêté OPS 1 .................................................................................... 20
UK CAA - CAP 739 Flight Data Monitoring - A Guide to Good Practice ................................... 20
United States FAA .......................................................................................21
AC120-82 ........................................................................................................... 21
Civil Aviation Authority of China .....................................................................23
Equipment and Monitoring Requirement (Chapter 2) ....................................................... 23
Organization and Personnel (Chapter 3) ...................................................................... 23
Operations (Chapter 4) .......................................................................................... 23
Civil Aviation Safety Directive No CAAC-SD2007-1 .......................................................... 23

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TABLE OF CONTENTS Getting to grips with FOM

FOM OVERVIEW ...................................................................................25


THE SYSTEM ..............................................................................................25
Human Resources ................................................................................................. 25
Tools ................................................................................................................ 27
Facilities ........................................................................................................... 30
THE SET UP PROCESS ...................................................................................31
Update Airline Safety Policy to integrate FOM............................................................... 31
Appoint a FOM Manager.......................................................................................... 32
Set up of Safety Committee (or Safety Management Body)................................................ 33
Establish Flight Operations Risk Profile ....................................................................... 33
Define FOM strategy.............................................................................................. 33
Establish the FOM process and activities ..................................................................... 33
Appoint and educate staff....................................................................................... 34
THE ONGOING PROCESS ................................................................................34
Flight Data Monitoring Channel................................................................................. 35
Flight Observation Channel ..................................................................................... 36
Actions - correctives & preventives............................................................................ 36
AIRBUS FOM OFFERING ..........................................................................37
SERVICES ..................................................................................................37
FOM assessment................................................................................................... 37
Safety & FOM training............................................................................................ 37
FOM follow-up..................................................................................................... 38
FOM operational support ........................................................................................ 38
Assisted FDM....................................................................................................... 38
SOFTWARE TOOLS .......................................................................................39
AirFASE ............................................................................................................. 39
LOAS - Line Operations Assessment System .................................................................. 41
ONBOARD FLIGHT DATA MONITORING ...............................................................43
What is it designed for?.......................................................................................... 43
How does it work? ................................................................................................ 43
What are the benefits of operating this system? ............................................................ 43
FURTHER INFORMATION ........................................................................45

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Getting to grips with FOM WHAT IS FOM ?

WHAT IS FOM ?

The Flight Operation Monitoring (FOM) concept presented below is a straightforward way of
managing the safety aspects of an airline’s flight operations. This it is an integral part of a
Safety Management System (SMS) as mandated by ICAO from 2009. It is easily adapted to suit
the differing State rules and operating environments around the world. It offers sufficient
flexibility so it can be applied by small operators, yet it is sufficiently rigorous to be the
foundation for flight operations departments operating complex international networks. The
proposed concept is based on best safety practices in world aviation.

GLOBAL CONCEPT
The goal of FOM is to monitor flight activities and warn of risks that threaten flight operations
so that safety can be managed as proactively as practicable.

A FOM system is an integrated set of practices and procedures for monitoring and improving
the safety of flight operations. As with all systems, a FOM system involves goal setting,
planning, documentation and the measuring of performance against goals.

In order to be effective, the FOM system must be purposeful and appropriate to the operation.
To determine the appropriate FOM level and focus, the nature and degree of safety
requirement has to be determined by assessing the risks to which the airline’s flight operations
are exposed. Then the ongoing Flight Operation Monitoring activities provide information to
continuously be ahead of risks by proactively tailoring procedures, training and the airline’s
structure in order to establish robust defenses to ensure that errors do not result in incidents
or accidents. In other words, FOM helps you identify, classify and manage safety risks of your
flight operations, and provides a framework on which to build a sound business.

Regardless of the size of the operation, all successful FOM systems will be founded on (but not
limited to) five key elements:

1. Airline Safety Policy - Top-level management commitment to safety.


2. Flight Operations Risk Profile - Map that charts the flight operations risk areas.
3. FOM Strategy - Explanation of, and rationale for the airline’s FOM activities.
4. FOM Activities - Hazards are reported and actions are taken in a timely manner.
5. Safety Feedback Activities - The effects of safety actions are evaluated.

These five key elements are described in more detail below.

Airline Safety Policy


Proactive safety management requires the involvement of staff at all levels of an organization.

Airline Safety Policy defines the safety standards of the operation (flight, ground and
maintenance) and determines the safety culture; it is a high level statement of desired
airline’s safety performance that provides:

1. Guidance to everyone in the airline who has an impact on safety;


2. Direction to enable safety related activities to be purposeful and manageable.

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WHAT IS FOM ? Getting to grips with FOM

The organizational size of the airline, the number of aircraft, and the complexity of the flight
operations guide the contents of the policy.

The policy should address such points as:


• The appointment of a safety officer(s).
• Provision of adequate resources to address safety concerns.
• Relations between the operator, its flight crews and the regulatory authority
concerning safety information.*
• Communication about safety issues (information that is published outside the FOM
department must be de-identified).

*(An agreement with flight crews for strict anonymity and confidentiality in use of the data,
and with all other personnel involved to ensure total cooperation in the project is an essential
point of safety policy).

Flight Operations Risk Profile


A Flight Operations Risk Profile is a documented overview of the risks that are generally
experienced by the airline flight operations. It is like a map that charts the “contours” of the
risk areas so that critical elements can be proactively identified and managed. It is the basis on
which the FOM system is operated. A Flight Operations Risk Profile is unique to a specific
airline.

The Flight Operations Risk Profile determines:


• The overall level of management needed for consistently safe flight operations;
• The specific areas of higher risk that the airline may experience.

A Flight Operations Risk Profile is a “living document” that must be periodically updated. A
good practice is to update the Flight Operations Risk Profile every three years, and each time
an operational change is introduced.

Airlines with higher risk profiles require more thorough safety management strategies than
those operating at lower risk levels. Even operations with a generally low risk profile
experience areas where FOM activity should focus.

Flight Operation Monitoring Strategy


A FOM Strategy is the flight operations department’s approach to the monitoring of safety
related issues. It is the formal link between the risks identified in the Flight Operations Risk
Profile and the activities that make up the FOM system. As such, it provides an explanatory
summary of, and rationale for, the airline’s FOM activities. It also defines standards by which
safety performance can be evaluated. The organizational size of the company, the number of
aircraft, and the complexity of the flight operations will guide the contents of the strategy.

The tools and activities described in the strategy must reflect the nature and level of risk
identified in the Flight Operations Risk Profile. The FOM strategy will be evaluated to ensure
that it is appropriate and that it is being applied.

Flight Operation Monitoring Activities


In order to implement the strategy some fundamental activities have to be put in place. These
activities should cover at least:
• Flight operation supervision and management
• Hazard Identification
• Safety Actions Tracking

If the airline has large or complex operations, or experience frequent or significant


modifications in flight operations a "change management implementation process" must also be

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Getting to grips with FOM WHAT IS FOM ?

added to a list given above.

Flight Operations Supervision and Management


The Flight Operations Supervision and Management system is the basis for consistency and
reliability in an operation. It includes:

1. Systems for identifying all applicable laws, regulations and standards, including all
approvals, authorizations, exemptions and permitted deviations;
2. Documentation identifying and defining flight operations department personnel
responsibilities and accountabilities for safety, and for the performance or
management of all flight operations' activities;
3. Manuals or other documents addressing:
a. Aircraft operations and maintenance status;
b. Personnel training programs and competency certification in accordance with
State requirements; and
c. Aeronautical information.
4. Systems for ensuring that all flight operations department personnel have the
necessary qualifications, skills, competencies, training, equipment and tools necessary
to enable them to exercise their responsibilities in a safe manner;

All airlines must have a Flight Operations Supervision and Management system that is
appropriate for the organizational size of the company, the number of aircraft, and the
complexity of the flight operations.

Hazard Identification and Safety Actions Tracking


The purpose of a hazard identification system is to proactively identify and address potential
deficiencies in flight operations' safety.

A hazard identification system includes:


• Data collection systems,
• In flight observation program,
• Voluntary, confidential reporting.

The safety actions tracking system is the mechanism to document, track, and evaluate the
effectiveness of safety measures. The design of the system will depend on the size of the flight
operations department and the nature of the operation. It should be integrated with all other
systems especially the quality system.

All operators require some type of hazard identification and safety actions tracking system. In
a flight operations department with only a few people operating in a low-risk environment, it
may be very rudimentary. Nevertheless, it should include a system to formally track identified
hazards, and to review the trends and evolution. Airlines of a significant size with complex
operational, technical, or human elements should have comprehensive hazard identification
and tracking program supervised by dedicated Safety committee.

Safety supervising body (such as a Safety Committee) should ensure that required actions are
assigned a priority appropriate to the level of risk indicated in the company Flight Operations
Risk Profile. For instance, concerns regarding weather conditions should be given high priority
if wind shear during landing and take-off has been identified as a safety critical area in the
company profile.

Change Management Implementation Process


The purpose of change management is to proactively identify and manage the safety risks that
can accompany significant change. Examples of changes that might call for active change
management include:

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WHAT IS FOM ? Getting to grips with FOM

1. The introduction of a new aircraft type;


2. Change in the nature of the operation (e.g. dynamic business growth, a new operating
environment, etc.);
3. Changes in hiring or scheduling practices;
4. Changes to organizational structures; or
5. Significant change in the maintenance contract; etc.

A change management process normally involves some form of safety planning to demonstrate
that hazards associated with the change will be systematically identified and managed, and
that safety performance will be evaluated at an appropriate time and in an appropriate
manner after the change has been implemented.

Airlines that operate in stable low-risk environments need not maintain a change management
process. It is more appropriate for larger or complex operations, or those that frequently
experience significant change. The process should describe the types of changes requiring
examination, and document how the hazards and risk mitigation strategies will be developed,
documented and evaluated. Findings should be tracked in the hazard tracking system, and
when appropriate, used to update the Airline’s Flight Operations Risk Profile.

Safety Feedback Activities


Safety Audits
A Safety Audit is an independent evaluation of the Safety Management of the airline. It may
focus only on the specific activity (maintenance, flight operations or management), or it may
be a comprehensive audit to meet registration or regulatory requirements. In all cases, the
prime purpose of the audit is to identify areas in which safety performance may be enhanced.
The results are used to validate the airline’s Flight Operations Risk Profile, which in turn can
be employed to evaluate corporate safety performance.

Operators in a low risk environment and those that have a record of effective management of
risks associated with the operation may only need an audit every three years. Those operating
in a high-risk environment or those without records of effective risk management (e.g.; new
operators) may need auditing annually. With demonstrated performance, the audit period can
be extended. Audits should also be considered after significant changes in a company’s
operational or management structure. Findings from the Safety Audit should be acted upon
with a priority that is appropriate to the degree of associated risk as documented in the
Airline’s Flight Operations Risk Profile, and tracked in the hazard tracking system.

Operational Reviews
An Operational Review is an internal examination of one or more parts of an airline’s flight
operation. The purpose of an Operational Review is to ensure that the critical aspects of the
flight operations are being effectively managed. Examples of issues that can be examined by
an Operational Review include company dispatch procedures, line maintenance practices,
operations from a particular site, and various operational practices and procedures. Findings
from an Operational Review are tracked in the hazard tracking system, and may be used to
update the airline’s Flight Operations Risk Profile and the FOM system.

In cases where there appears to be inappropriately high risk or ineffective risk management,
an operator should conduct an Operational Review. The findings should be addressed with a
priority appropriate to the degree of associated risk documented in the Airline’s Flight
Operations Risk Profile.

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Getting to grips with FOM WHAT IS FOM ?

FOM Concept Schema

Airline’s
Safety Policy

Flight Operations
Risk Profile

Standard Aircraft
Flight Profiles

FOM Feedback
Strategy
Safety Audits

Operational Reviews

FOM
Activities

Flight Operations Supervision and Management


Hazard Identification

Safety Actions Tracking


Change Management

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WHAT IS FOM ? Getting to grips with FOM

BENEFITS
A Flight Operations Monitoring system will assist you in meeting the following Safety related
goals:
• Meet your legal obligation with reference to flight operations' safety.
• Enhance the safety standards of your flight operations.
• Give you a preventative insight against the costs of incidents and accidents.
• Market the safety standards of your flight operation.
• Improve internal processes and communication.

Legal obligations
In the international air transport business, law places the responsibility for safety at senior
management level of an organization. Management can no longer remain distant from practices
and procedures established to identify safety deficiencies and reduce the potential for
accidents.

One proven way of increasing safety – and meeting legal obligations – is for an airline's
management to take a leadership role in building a Flight Operations Monitoring system
designed to proactively manage flight safety risks.

Flight operations safety standards


The primary “Lesson Learned” from any safety investigation is that the best way to prevent
accidents is to improve human performance. It is essential for everyone to continue to
emphasize the old, but too easily forgotten, solutions:
• Diligent adherence to Standard Operating Procedures.
• Absolute importance of good cockpit discipline.

Failure to exercise these fundamentals still remains the prevalent factor in all accidents and
modern technology has done nothing to mitigate that fact.

A Flight Operations Monitoring system, which respects strict anonymity and confidentiality in
use of the data, is an essential point in enhancing the safety standards of your operation.

Economic aspects
Few organizations can come through the economic consequences of an accident or significant
incident without damage. The simplest way to reduce these costs is to proactively manage
flight safety risks by operating a FOM system.

There are two types of costs associated with an accident or incident.

Direct costs: Mostly relate to physical damage, and include replacing or compensating for
injuries, aircraft equipment and property damage.

Indirect costs: Are usually higher than direct costs, but are not as obvious and are often
delayed. Even a minor incident will incur indirect costs like: loss of business and damage to
reputation; legal and damages claims; increased insurance premiums; aircraft recovery and
clean up; loss of use of equipment.

Marketing advantages
A good safety reputation can contribute to profitability and business expansion. Improved
safety practices go hand-in-hand with good performance in a Safety audit.

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Getting to grips with FOM WHAT IS FOM ?

Internal process and communication


A properly designed FOM System enhances good communication between management, flight
operations and maintenance. This improves productivity, because valuable and unbiased
information can be shared and used to improve training, procedures, or commercial aspects of
operations (e.g. fuel consumption, payload).

HISTORICAL BACKGROUND
Flight Data Monitoring
Flight-Data Recorders (FDRs) use can be traced back to wartime in the early 1940s, and were
legally required on civil airliners as "crash recorders" for accident investigation in the 1960s.

Early FDRs recorded the basic parameters required by the mandatory crash recorder: Airspeed,
Pressure Altitude, Magnetic Heading, Vertical Acceleration and Pitch Attitude.
These parameters were recorded at intervals between .2 and 1 second, on a metal wire that
was stored around a drum.

However the information gained by accident investigations using just this basic information,
such as for a UK aircraft accident at LHR in 1965, showed the great value of recorded flight
data. As a result, in 1966 it was suggested by the publication Flight International that more use
should be made of FDRs in normal service to “monitor pilot approach performance” and that
airline managements should be persuaded that “flight recorders aren’t just crash
recorders”…”they are pilot training aids”.

In the late 1960s the UK CAA sponsored the Civil Airworthiness Air Data Recording Programme
(CAADRP), where special recorders were fitted to the Comet, B707 and VC10 aircraft. This was
to obtain data on autopilot performance, and investigate the possible values of disturbances in
extreme weather conditions. Special events were triggered when specific parameters were
exceeded in turbulence, and the information was shared with NASA.

During this period, autoland was being developed, notably on the Caravelle and the Trident,
which required new FDRs, separate from the crash recorders, to record the large amounts of
data needed for certification of the autoland system for landings in low visibility. The Trident
FDR, for example, had data stored in a Quick Access Recorder on the flight deck, which crews
could remove after landing in order to be passed to engineering.

FDR data now contained sufficient parameters to be able to monitor flights effectively, and
the UK CAA sponsored the Special Events Search and Master Analysis (SESMA) programme for
the Flight Data Monitoring system to be developed by British Airways. British Airways has
continued to use this as its FDM programme with UK CAA involvement, and still keeps the name
SESMA.

By the early 1970s, all British Airways’ aircraft were monitored by an FDM programme. (FDR
data was used for Cat 2/3 autoland certification for the B747 in 1971-3, and for the
L1011/TriStar in 1974-77.)

Air France developed its own FDM programme in parallel, and in 1974 took the significant step
of obtaining a formal agreement between management and crew organizations to implement a
Flight Data Monitoring programme. See about AIR FRANCE in AIRLINES EXPERIENCE chapter.

Since the 1970s, both Air France and British Airways have had similar experience and benefits
from their FDM programs to those seen by the FAA FOQA 1995-2000 DEMOPROJ.

For example:
• Autoland certification - Safety improvement, regularity in low visibility.
• Reduced rushed approaches - Speed/altitude “gates” specified on approach.
• Engine life improvement - From improved autothrust usage, use of Reduced Climb
Thrust.

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WHAT IS FOM ? Getting to grips with FOM

• Aircraft performance - Establishing individual aircraft corrections for flight planning.


• Airframe structural benefit - Monitoring 707 flap extension speed which were reduced
to 200 kts.
• GPWS development - Elimination of early false GPWS warnings.
• GPWS monitoring - Evaluating crew reaction to GPWS warnings.
• Fuel burn & noise reduction - Early descents highlighted, together with early flap and
gear extension, causing increase in fuel burn and noise over surrounding environment.
• Route mileage monitoring - Discouraging deviations for “sight seeing”.
• Optimization of transition and recurrent training from in service event monitoring.

The programs continue today in much the same form, but with modern computing and
communications technology the number of parameters monitored has increased from hundreds
to over 2,000. Increased sampling rates and decreased processing time means that many more
events can be encompassed. Whereas the complete analysis used to take some 5 weeks, now
most digitally recorded data can be analyzed within a day, and a crew member could then be
sent a file to display the flight, and events on his home PC.

Cockpit Observations
In line with the research work performed in the field of Human Factors, there was a need for
an operations observation system in order to try to identify areas of concern for safety, which,
by nature, were not covered by a FDM program.

Early in the 1980’s Pan American put in place observers in the cockpit. To feed its FOM
package Airbus developed LOAS (Line Operations Assessment System) on the basis of the TEM
(Threats and Errors Management) concept of LOSA (developed by University of Texas)

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Getting to grips with FOM REGULATORY REQUIREMENTS

REGULATORY REQUIREMENTS

This chapter gives some indication about regulatory requirements concerning accident
prevention and flight safety programs. Like for all requirements, Authorities provide guidelines
for organization and for documentation of the activity. Airlines must choose how to implement
these guidelines and demonstrate to the authorities that the system put in place is in
accordance with the regulations.

You will notice that all these regulatory requirements stress the importance of Flight Data
Monitoring.

International Civil Aviation Organization


Annex 6, Part 1, Amendment 26
3.2 Accident prevention and flight safety programme

3.2.1 An operator shall establish and maintain an accident prevention and flight safety
programme.

Note.— Guidance on accident prevention is contained in the Accident Prevention Manual (Doc
9422) and in the Preparation of an Operations Manual (Doc 9376).

3.2.2 Recommendation.— From 1 January 2002, an operator of an aeroplane of a certificated


take-off mass in excess of 20 000 kg should establish and maintain a flight data analysis
programme as part of its accident prevention and flight safety programme.

3.2.3 From 1 January 2005, an operator of an aeroplane of a maximum certificated take-off


mass in excess of 27 000 kg shall establish and maintain a flight data analysis programme as
part of its accident prevention and flight safety programme.

Note.— An operator may contract the operation of a flight data analysis programme to
another party while retaining overall responsibility for the maintenance of such a programme.

3.2.4 A flight data analysis programme shall be nonpunitive and contain adequate safeguards
to protect the source(s) of the data.

Note.— Guidance on flight data analysis programmes is contained in the Accident Prevention
Manual (Doc 9422).

DOC 9422-AN/923 (first edition - 1984)


4.2.35 Several States routinely use flight recorder information for accident prevention. They
regard this as an invaluable source of safety insights and information on the operation of their
aircraft. Standard flight profiles are usually programmed into a computer along with
acceptable deviations. Recorded data is then compared with these standard profiles.
Significant deviations are then examined to see if hazards could be present. If so, corrective
action can then be taken. This method need not require the identification of individuals, since
it is often the number and type of deviations which reveal hazards.

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REGULATORY REQUIREMENTS Getting to grips with FOM

4.2.36 Some operators, who routinely examine FDR records for indications of hazards, or
deviations from standard operating procedures, have the findings reviewed by a committee
consisting of retired captains or flight crew. This group has the respect of both management
and pilots and thus avoids direct employer/employee contact. The fear of job loss or
punishment is thus avoided and the accident prevention insights are more readily obtained.

European Joint Aviation Authorities


JAR OPS 1
JAR-OPS 1.037 Accident prevention and flight safety programme
(a) An operator shall establish and maintain an accident prevention and flight safety
programme, which may be integrated with the Quality System, including:
(1) Programmes to achieve and maintain risk awareness by all persons involved in
operations; and
(2) An occurrence reporting scheme to enable the collation and assessment of relevant
incident and accident reports in order to identify adverse trends or to
address deficiencies in the interests of flight safety. The scheme shall
protect the identity of the reporter and include the possibility that reports
may be submitted anonymously (See ACJ OPS 1.037(a)(2)); and
(3) Evaluation of relevant information relating to incidents and accidents and the
promulgation of related information, but not the attribution of blame; and
(4) From 1 January 2005, a flight data monitoring programme for those aeroplanes in
excess of 27 000kg MCTOM. Flight Data Monitoring (FDM) is the pro-active
use of digital flight data from routine operations to improve aviation safety.
The flight data monitoring programme shall be non-punitive and contain
adequate safeguards to protect the source(s) of the data. (See ACJ OPS
1.037 (a)(4)); and
(5) The appointment of a person accountable for managing the programme.

(b) Proposals for corrective action resulting from the accident prevention and flight safety
programme shall be the responsibility of the person accountable for managing the
programme.

(c) The effectiveness of changes resulting from proposals for corrective action identified by
the accident and flight safety programme shall be monitored by the Quality Manager.

ACJ OPS 1.037 Accident prevention and flight safety programme


1. Guidance material for the establishment of a safety programme [and Flight Data
Monitoring] can be found in:
a. ICAO Doc 9422 (Accident Prevention Manual); and
b. CAO Doc 9376 (Preparation of an Operational Manual).
c. CAP 739
[Ch. 1, 01.03.98, Amdt. 7, 01.09.04]

ACJ OPS 1.037(a)(2) Occurrence Reporting Scheme


1. The overall objective of the scheme described in JAR-OPS 1.037(a)(2) is to use reported
information to improve the level of flight safety and not to attribute blame.

2. The detailed objectives of the scheme are:


a. To enable an assessment of the safety implications of each relevant incident and
accident to be made, including previous similar occurrences, so that any necessary
action can be initiated; and
b. To ensure that knowledge of relevant incidents and accidents is disseminated so that
other persons and organisations may learn from them.

3. The scheme is an essential part of the overall monitoring function; it is complementary to

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Getting to grips with FOM REGULATORY REQUIREMENTS

the normal day to day procedures and ‘control’ systems and is not intended to duplicate
or supersede any of them. The scheme is a tool to identify those occasions where routine
procedures have failed. (Occurrences that have to be reported and responsibilities for
submitting reports are described in JAR-OPS 1.420.)

4. Occurrences should remain in the database when judged reportable by the person
submitting the report as the significance of such reports may only become obvious at a
later date.
[Amdt. 3, 01.12.01]

ACJ OPS 1.037(a)(4) Flight Data Monitoring Programme


1. Flight Data Monitoring (FDM) is the pro-active and non-punitive use of digital flight data
from routine operations to improve aviation safety.

2. The manager of the accident prevention and flight safety programme, which includes the
FDM programme, is accountable for the discovery of issues and the transmission of these
to the relevant manager(s) responsible for the process(es) concerned. The latter are
accountable for taking appropriate and practicable safety action within a reasonable
period of time that reflects the severity of the issue.

Note: While an operator may contract the operation of a flight data analysis programme
to another party the overall responsibility remains with the operator’s accident
prevention and flight safety programme manager.

3. An FDM programme will allow an operator to:

3.1 Identify areas of operational risk and quantify current safety margins.
3.2 Identify and quantify operational risks by highlighting when non-standard, unusual or
unsafe circumstances occur.
3.3 Use the FDM information on the frequency of occurrence, combined with an estimation of
the level of severity, to assess the safety risks and to determine which may become
unacceptable if the discovered trend continues.
3.4 Put in place appropriate procedures for remedial action once an unacceptable risk, either
actually present or predicted by trending, has been identified.
3.5 Confirm the effectiveness of any remedial action by continued monitoring.

4. Flight Data Monitoring Analysis Techniques:

4.1 Exceedence Detection: This looks for deviations from flight manual limits, and standard
operating procedures. A set of core events should be selected to cover the main areas of
interest to the operator. A sample list is in the Appendix. The event detection limits
should be continuously reviewed to reflect the operator’s current operating procedures.
4.2 All Flights Measurement: A system that defines what is normal practice. This may be
accomplished by retaining various snapshots of information from each flight.
4.3 Statistics: A series of measures collected to support the analysis process. These would be
expected to include the numbers of flights flown and analysed, aircraft and sector details
sufficient to generate rate and trend information.

5. Flight Data Monitoring Analysis, Assessment and Process Control Tools: The effective
assessment of information obtained from digital flight data is dependant on the provision
of appropriate information technology tool sets. A program suite may include: Annotated
data trace displays, engineering unit listings, visualisation for the most significant
incidents, access to interpretative material, links to other safety information, and
statistical presentations.

6. Education and Publication: Sharing safety information is a fundamental principle of


aviation safety in helping to reduce accident rates The operator should pass on the lessons
learnt to all relevant personnel and, where appropriate, industry. Similar media to air
safety systems may be used. These may include: Newsletters, flight safety magazines,

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REGULATORY REQUIREMENTS Getting to grips with FOM

highlighting examples in training and simulator exercises, periodic reports to industry and
the regulatory authority.

7. Accident and incident data requirements specified in JAR-OPS 1.160 take precedence over
the requirements of an FDM programme. In these cases the FDR data should be retained as
part of the investigation data and may fall outside the de-identification agreements.

8. Every crew member has a responsibility to report events described in JAR-OPS 1.085(b)
using the company occurrence reporting scheme detailed in JAR-OPS 1.037(a)(2).
Mandatory Occurrence Reporting is a requirement under JAR-OPS 1.420. Significant risk-
bearing incidents detected by FDM will therefore normally be the subject of mandatory
occurrence reporting by the crew. If this is not the case then they should submit a
retrospective report that will be included under the normal accident prevention and flight
safety process without prejudice.

9. The data recovery strategy should ensure a sufficiently representative capture of flight
information to maintain an overview of operations. Data analysis should be performed
sufficiently frequently to enable action to be taken on significant safety issues.

10. The data retention strategy should aim to provide the greatest safety benefits practicable
from the available data. A full data set should be retained until the action and review
processes are complete; thereafter, a reduced data set relating to closed issues can be
maintained for longer term trend analysis. Programme managers may wish to retain
samples of de-identified full-flight data for various safety purposes (detailed analysis,
training, benchmarking etc.).

11. Data Access and Security policy should restrict information access to authorised persons.
When data access is required for airworthiness and maintenance purposes, a procedure
should be in place to prevent disclosure of crew identity.

12. Procedure Document; this document signed by all parties (airline management, flight crew
member representatives nominated either by the union or the flight crew themselves)
will, as a minimum, define:
a) The aim of the FDM programme.
b) A data access and security policy that should restrict access to information to
specifically authorized persons identified by their position.
c) The method to obtain de-identified crew feedback on those occasions that require
specific flight follow-up for contextual information; where such crew contact is
required the authorised person(s) need not necessarily be the programme manager, or
safety manager, but could be a third party (broker) mutually acceptable to unions or
staff and management.
d) The data retention policy and accountability including the measures taken to ensure
the security of the data.
e) The conditions under which, on rare occasions, advisory briefing or remedial training
should take place; this should always be carried out in a constructive and non-punitive
manner.
f) The conditions under which the confidentiality may be withdrawn for reasons of gross
negligence or significant continuing safety concern.
g) The participation of flight crew member representative(s) in the assessment of the
data, the action and review process and the consideration of recommendations.
h) The policy for publishing the findings resulting from FDM.

13. Airborne systems and equipment used to obtain FDM data will range from an already
installed full Quick Access Recorder, in a modern aircraft with digital systems, to a basic
crash protected recorder in an older or less sophisticated aircraft. The analysis potential
of the reduced data set available in the latter case may reduce the safety benefits
obtainable. The operator shall ensure that FDM use does not adversely affect the
serviceability of equipment required for accident investigation.

Appendix to ACJ OPS 1.037 (a)(4)

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Getting to grips with FOM REGULATORY REQUIREMENTS

The following table provides examples of FDM events that may be further developed using operator and
aeroplane specific limits. The table is considered illustrative and not exhaustive.

Event Group Description


Rejected take-Off High Speed Rejected take-off
Take-off Pitch Pitch rate high on take-off
Pitch attitude high during take-off
Unstick Speeds Unstick speed high
Unstick speed low
Height Loss in Climb-out Initial climb height loss 20 ft AGL to 400 ft AAL
Initial climb height loss 400 ft to 1 500 ft AAL
Slow Climb-out Excessive time to 1 000 ft AAL after take-off
Climb-out Speeds Climb out speed high below 400 ft AAL
Climb out speed high 400 ft AAL to 1 000 ft AAL
Climb out speed low 35 ft AGL to 400 ft AAL
Climb out speed low 400 ft AAL to 1 500 ft AAL
High Rate of Descent High rate of descent below 2 000 ft AGL
Go-around Go-around below 1 000 ft AAL
Go-around above 1 000 ft AAL
Low Approach Low on approach
Glideslope Deviation under glideslope
Deviation above glideslope (below 600 ft AGL)
Approach Power Low power on approach
Approach Speeds Approach speed high within 90 sec of touchdown
Approach speed high below 500 ft AAL
Approach speed high below 50 ft AGL
Approach speed low within 2 minutes of touchdown
Landing Flap Late land flap (not in position below 500 ft AAL)
Reduced flap landing
Flap load relief system operation
Landing Pitch Pitch attitude high on landing
Pitch attitude low on landing
Bank Angles Excessive bank below 100 ft AGL
Excessive bank 100 ft AGL to 500 ft AAL
Excessive bank above 500 ft AGL
Excessive bank near ground (below 20 ft AGL)
Normal Acceleration High normal acceleration on ground
High normal acceleration in flight flaps up (+/-
increment)
High normal acceleration in flight flaps down(+/-
increment)
High normal acceleration at landing
Abnormal Configuration Take-off configuration warning
Early configuration change after take-off (flap)
Speed brake with flap
Speedbrake on approach below 800 ft AAL
Speedbrake not armed below 800 ft AAL
Ground Proximity Warning GPWS operation - hard warning
GPWS operation - soft warning
GPWS operation - windshear warning
GPWS operation - false warning

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REGULATORY REQUIREMENTS Getting to grips with FOM

TCAS Warning TCAS operation – Resolution Advisory


Margin to Stall/Buffet Stickshake
False stickshake
Reduced lift margin except near ground
Reduced lift margin at take-off
Low buffet margin (above 20 000 ft)
Flight Manual Limitations Vmo exceedence
Mmo exceedence
Flap placard speed exceedence
Gear down speed exceedence
Gear selection up/down speed exceedence
Flap/ Slat altitude exceedence
Maximum operating altitude exceedence

[Amdt. 7, 01.09.04]

French DGAC - Arrêté OPS 1


JAR OPS 1 is adopted into French legal framework as “Arrêté du 12 mai 1997 (OPS 1)”. This
"Arrêté" was updated by "Instruction du 23 juillet 2003" which includes all AMC and IEM. The
French version of OPS1 includes a national variant of article 1.037.

The variations are:


• Starting 1st January 2000 there is an obligation to set up a Flight Data Monitoring activity
for turbine-engine airplanes of a maximum certificated take-off mass of 10 000
kg or more, or a maximum passenger seating configuration of 20 or more.
• Events are subject to analysis
• An event's report is transmitted to the Authority.
• The system has to be confidential and anonymous.

UK CAA - CAP 739 Flight Data Monitoring - A Guide to Good Practice


This Document outlines good practice relating to first establishing and then obtaining
worthwhile safety benefits from an Operator’s Flight Data Monitoring (FDM) programme.

The Definition of Flight Data Monitoring: Systematic, pro-active and non-punitive use of digital
flight data from routine operations to improve aviation safety.

Flight Data Monitoring (FDM) programmes assist an operator to identify, quantify, assess and
address operational risks. Since the 1970’s the CAA’s Safety Regulation Group (SRG) has helped
develop and support such systems and used FDM information to support a range of
airworthiness and operational safety tasks. Through this co-operative development work many
farsighted operators have demonstrated the safety benefits of FDM such that the International
Civil Aviation Organization (ICAO) have recommended their use for all Air Transport operations
in aircraft of over 20 tonnes maximum weight. Since 1st January 2005 FDM has been a standard
for all operations over 27 tonnes and is enshrined in UK law. The UK, in continuing its policy of
applying ICAO standards, will make this a requirement under UK law and other European
regulators are also expected to comply.

The UK Air Navigation Order 2000 (ANO 2000) Article 34A requires the establishment and
maintenance of an Accident Prevention and Flight Safety Programme (AP&FSP) and includes
the requirement for FDM. The content of safety programmes, including FDM, will need to be
confirmed as acceptable by the CAA’s Flight Operations Inspectors.

It is recognised that there is a wide range of operators covered by these requirements and that
there is no “one size fits all” system. The size and age of aircraft may determine the
parameters available for analysis. The programme effectiveness and efficiency of a small fleet
or operation may be helped by pooling analysis within a group of similar operations. While

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Getting to grips with FOM REGULATORY REQUIREMENTS

retaining responsibility for risk assessment and action, some operators may wish to contract
out the basic analysis due to lack of expertise or resources.

As an aid to operators, Appendix D provides a checklist of guiding principles that highlight


some of the fundamental concepts that should be considered when putting one of these pro-
active safety processes in place.

In a similar manner to the ICAO Accident Prevention Manual (Doc 9422), this document outlines
good practice and indicates what may constitute an operator’s FDM programme system that is
acceptable to the CAA. It is intended to be regularly reviewed and revised by CAA in
consultation with Industry as widespread FDM experience develops.

This document includes the following elements:

Chapter 1 Flight Data Monitoring - Introduction


Chapter 2 Objectives of an Operator’s FDM System
Chapter 3 Description of a Typical FDM System
Chapter 4 FDM within a Safety Management System
Chapter 5 Planning and Introduction of FDM
Chapter 6 Organisation and Control of FDM Information
Chapter 7 Interpretation and Use of FDM Information
Chapter 8 Legislation and Requirements Related to FDM
Chapter 9 Legislation Related to FDM Information
Chapter 10 Mandatory Occurrence Reporting and FDM
Chapter 11 Maintaining Aircraft FDM Systems

Please refer to the CAP 739 for more information.

United States FAA


AC120-82
1. PURPOSE. This advisory circular (AC) provides guidance on one means, but not necessarily
the only means, of developing, implementing, and operating a voluntary Flight
Operational Quality Assurance (FOQA) program that is acceptable to the Federal Aviation
Administration (FAA).

a. FOQA is a voluntary safety program that is designed to make commercial aviation safer
by allowing commercial airlines and pilots to share de-identified aggregate information
with the FAA so that the FAA can monitor national trends in aircraft operations and
target its resources to address operational risk issues (e.g., flight operations, air traffic
control (ATC), airports). The fundamental objective of this new FAA/pilot/carrier
partnership is to allow all three parties to identify and reduce or eliminate safety risks,
as well as minimize deviations from the regulations. To achieve this objective and
obtain valuable safety information, the airlines, pilots, and the FAA are voluntarily
agreeing to participate in this program so that all three organizations can achieve a
mutual goal of making air travel safer.

b. A cornerstone of this new program is the understanding that aggregate data that is
provided to the FAA will be kept confidential and the identity of reporting pilots or
airlines will remain anonymous as allowed by law. Information submitted to the FAA
pursuant to this program will be protected as “voluntarily submitted safety related
data” under Title 14 of the Code of Federal Regulations (14 CFR) part 193.

(1) In general, aggregate FOQA data provided to the FAA under 14 CFR part 13, section
13.401 should be stripped of information that could identify the submitting airline prior
to leaving the airline premises and, regardless of submission venue, should include the
following statement:

WARNING: This FOQA information is protected from disclosure under 49 U.S.C. 40123

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REGULATORY REQUIREMENTS Getting to grips with FOM

and part 193. It may be released only with the written permission of the Federal
Aviation Administration Associate Administrator for Regulation and Certification.

(2) However, if an airline voluntarily elects to provide the FAA with aggregate FOQA
data that includes airline identifying information, then it should include an additional
statement that it is the proprietary and confidential property of [Airline Name].

c. As defined in this AC, operator FOQA programs include provisions for the identification
of safety issues and development and implementation of corrective actions. FOQA can
provide objective safety information that is not otherwise obtainable. No aircraft
operator is required to have a FOQA program. No operator that conducts a FOQA
program is required to obtain FAA approval of that program. However, an aircraft
operator that seeks the protection available in part 13, section 13.401 from the use by
the FAA of FOQA information for enforcement purposes must obtain FAA approval of its
program. For that purpose:

(1) The elements of a FOQA program are set forth by an aircraft operator in an
Implementation and Operations (I&O) Plan that is submitted to the FAA for review and
approval. Guidance on the appropriate content of a FOQA I&O Plan is provided in
appendix A of this AC.

(2) The guidelines contained herein are based on the extensive experience of the FAA
and the airline industry in developing FOQA programs and constitute a compilation of
best practices. The provisions of this AC neither add nor change regulatory
requirements or authorize deviations from regulatory requirements.

2. BACKGROUND. In recent years, the FAA and the air transportation industry have sought
additional means for addressing safety problems and identifying potential safety hazards.
Based on the experiences of foreign air carriers, the results of several FAA-sponsored
studies, and input received from government/industry safety forums, the FAA has
concluded that wide implementation of FOQA programs could have significant potential to
reduce air carrier accident rates below current levels. A reduction in the already low U.S.
airline accident rate is needed to preclude a projected growth in the number of accidents,
which is expected to occur due to increased future traffic volume. The value of FOQA
programs is the early identification of adverse safety trends that, if uncorrected, could
lead to accidents. A key element in FOQA is the application of corrective action and
follow-up to assure that unsafe conditions are effectively remediated.

3. SCOPE AND APPLICABILITY. The information contained in this AC applies primarily to air
carriers that operate under part 121 or 135, but may be applicable to operators under
other parts. The aircraft operator voluntarily enters into a FOQA program.

4. RELATED REGULATIONS (14 CFR).


Part 13
Part 119
Part 193

Please refer to the Advisory Circular AC120-82 for more information.

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Getting to grips with FOM REGULATORY REQUIREMENTS

Civil Aviation Authority of China


Equipment and Monitoring Requirement (Chapter 2)
Article 9: Any civil aviation aircraft, which is certified / validated according to CCAR Part 25
“Airworthiness Standard of Transportation Airplane”, Part 29 “Airworthiness Standard of
Transportation Rotary-Wing Aircraft”, should install Quick Access Recorder (QAR) or other
equipment having the function of quickly accessing records.

Organization and Personnel (Chapter 3)


Article 16: Airlines should create flight quality monitoring organization.

Operations (Chapter 4)
Article 23: Airlines must establish detailed and feasible flight quality monitoring procedures
and rules and regulations and submit them to the regional administration bureau and CAAC
Aviation Safety Office on file, respectively.

Civil Aviation Safety Directive No CAAC-SD2007-1


This directive has been issued in accordance with Civil Aviation Law of People’s Republic of
China and Production Safety Law of People’s Republic of China as well as China Civil Aviation
Safety Regulations and is the mandatory measure by which CAAC, CAAC Regional
Administration implement the industrial administration to aviation enterprises and institutions.

I. Title: Regarding the implementation with the directive of “The Flight Operation Quality
assurance (FOQA) Items Specifications on Boeing and Airbus Family Aircraft” .

II. Applicability: All the airlines and relevant enterprises and institutions that have been
required to perform flight operation quality assurance as per “The Administrative Regulations
on Flight Operation Quality assurance (FOQA)” in China Civil Aviation.

III. Purpose:
The directive aims to require the airlines to implement two latest industry standards into their
flight operation quality assurances operation, which have been recently published in China civil
aviation, i.e., “Flight Operation Quality Assurance Items Specifications Part 1: Airbus Family
Aircraft” (MH/T 2005.1—2007) and “Flight Operation quality assurance Items Specifications
Part 2: Boeing Family Aircraft” (MH/T 2005.2—2007). It aims to further implement “The
Administrative Regulations on Flight Operation Quality Assurance” in China Civil Aviation by
exercising these standards and to guide the airlines to properly revise their respective
assurance items and standards, to improve the control quality of flight crews and the
comprehensive administration level of technique administration divisions, to facilitate to
achieve with the general safe operation of airlines. Meanwhile, the above-mentioned two
industry standards also provide relevant basis for the safe administration of CAAC authority.
The Flight Operation Quality Assurance Items Specifications of Airbus Family Aircraft and
Boeing Family Aircraft has been based on the reference with ICAO standards,
recommendations, measures and relevant standards of aircraft manufacturer type manuals and
Chinese domestic airlines. CAAC has organized relevant divisions and the managerial
individuals and specialists who have undertaken flight operation quality assurance s for a long
term, in accordance with Chinese actual status, to jointly study and develop a unified
assurance items and standards for the same aircraft type. These standards have replenished
and matured the relevant assurance standards and requirements in “The Administrative
Regulations on Flight Operation Quality Assurance” in China Civil Aviation and have been
furnished with superior feasibility and operability.

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REGULATORY REQUIREMENTS Getting to grips with FOM

IV. Requirements:
Each airlines and relevant enterprises and institutions shall comply with these two industry
standards of “Flight Operation Quality Assurance Items Specifications Part 1: Airbus Family
Aircraft” (MH/T 2005.1—2007) and “Flight Operation quality assurance Items Specifications
Part 2: Boeing Family Aircraft” (MH/T 2005.2—2007) and base on the status quo of aircraft type
being operated in their own entity to properly organize their respective revisions and
implementations. The revised assurance items specifications on aircraft types shall not be less
restrictive than the industry standards.
Each CAAC Administration shall base on the requirements of The Administrative Regulations on
Flight Operation Quality Assurance and refer to the items or articles of these two standards to
periodically inspect and specify the airlines flight operation quality assurance, to continuously
summarize the actual experience of flight operation quality assurance, to improve
administration level and ensure with aviation operation safety.

V. Effective date: May 1, 2007


VI. Publication date: March,19, 2007

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Getting to grips with FOM FOM OVERVIEW

FOM OVERVIEW

THE SYSTEM
The Flight Operations Monitoring System described here is centered on Flight Data Monitoring
(FDM) complemented by crew observation and reporting tools in order to cover as many safety
related elements as practically possible.

Flight Data Monitoring follows directly from the data recorded in the aircraft. It is currently
the most powerful monitoring tool, providing complete, accurate and objective flight safety
data that can cover all flights within an airline, with risk events being detected automatically.

However, FDM systems have their limitations: they cannot give information about event
environment like weather, ATC and communication difficulties, or passenger disruptions. FDM
systems cannot also detect certain events like navigational errors or assess the crews’ Human
Factors skills displayed on the flight deck.

These "environmental" conditions can only be assessed by in flight crew observation or through
the initiative of individuals to report events. Therefore, accurate and comprehensive Flight
Crew Reports are a fundamental part of any flight safety program. In addition to handling the
mandatory Air Safety Reports, that are legally required to be filed for an incident, Flight Crew
Reports should also include voluntary and confidential Human Factors Reports.

To be really meaningful, crew observations should be taken from as wide a source as possible.
Airline resources would not normally allow extra flight crews as observers on many routine
flights. However on routes where difficulties are known to exist, for example if significant FDM
events had been triggered, observer flights could be scheduled to establish the "environmental"
conditions of the problems.

A FOM system requires, as any system, dedicated personnel, with ad hoc tools and facilities to
perform specified tasks. These mandatory "components" act in conformity with process
defining activities, interactions with other departments and conditions of performance.

Human Resources
Depending on the airline structure a specific Flight Operations Monitoring department can be
created. Otherwise, the FOM team can be incorporated in the Flight Safety or Quality
Assurance Departments.

The size of the team involved in the FOM system will be defined in relation with the airline
operations' complexity (size and organization of the airline, the technology that will be
implemented to record and analyze information). In all cases, three functions have to be
manned: FOM Manager, Flight Operation Analyst and a System Engineer (to cover FDM aspects).

The FOM Manager is responsible for the overall management, administration, security, and
maintenance of the FOM program.

FOM Manager duties are:


• Interface with the Authority, vendors, and other entities
• Address the FOM data needs and reporting requirements of Flight Operations, Training,

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FOM OVERVIEW Getting to grips with FOM

and Safety departments


• Coordinate with maintenance engineering regarding Flight Data Acquisition
• Coordinate actions concerning problems discovered during data analysis
• Develop and maintain appropriate documentation to support FOM operations
• This documentation will be used to provide reference for the process and facilitate any
personnel transitions that may occur
• Maintain an archive of the data and results that come from the FOM program

Qualifications required for the FOM Manager position are:


• Good knowledge of global organization and corporate practices
• Excellent knowledge of System Management
• Knowledge in aeronautic principles and technology
• Computer literacy

Note: It is essential that the post holder has the trust of both crew and managers with
respect to integrity and good judgment.

The Flight Operation Analyst is a pilot, type rated on the aircraft, and having extensive
knowledge of the airline's routes, aircraft characteristics, airline SOPs, safety requirements,
and various operational environments. He/She is responsible for the operational aspects of the
analysis.

Flight Operation Analyst duties are:


• Confirm events for operational validity
• Review high risk events in detail, contacting crews through agreed procedure if
necessary
• Participate in producing statistical reports, safety trend and risk analysis
• Include operational comments an/or suggestions in reports when appropriate

Qualifications required for Flight Operation Analyst position are:


• Air Transport Pilot, type rated on the aircraft to be analyzed
• Wide experience of routes and type of operation
• Computer literacy
• Qualified in Human Factors
• Sound knowledge of Quality Management

Note: The Flight Operation Analyst must be approved by the pilot community, as he acts as
a gatekeeper and ensures confidentiality of the data.

The System Engineer is in charge of flight data recorder serviceability and PC analysis
programs.

System Engineer duties are:


• Run systems, perform data fine filtering, and confirm event detection
• Ensure that all data generated is securely stored
• Participate in production of statistical reports

Qualifications required for System Engineer position are:


• Electronic data processing experience
• Knowledge in aeronautic principles and technology
• Good knowledge of global operating practices

Once again, selecting personnel to staff the FOM program depends on the program’s scope, the
size and organization of the airline, and the technology that will be implemented to record and
analyze information. A typical program includes a FOM manager, one or more Flight Operation
Analysts, and one or more System Engineer. FOM team members should be technically
proficient and have excellent communication and problem-solving skills.

Any person involved in FOM has to demonstrate a high degree of integrity.

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Getting to grips with FOM FOM OVERVIEW

Tools
FOM system consists of onboard (in-flight data acquisition) and ground-based (data analysis)
elements.

Onboard the aircraft


The on-board side of the system is essentially dedicated to data acquisition. The quality and
the quantity of data will govern the reliability of FOM to a great extent. Two procedures for
data acquisition are used:
1. Manual recording of in-flight facts through Crew Observation or Crew Reports. To avoid
irrelevant points strict recording rules have to be defined and applied.
2. Automatic recording of flight data through the onboard aircraft equipment. This
procedure is a compulsory data acquisition method for FDM.

Flight Data Recording System


Based on AIRBUS A320, there are two "paths" for automatic flight data collection: one through
Flight Data Recording System (FDRS) and second through Aircraft Integrated Data System
(AIDS). These acquisitions "paths" may vary as a function of different system architecture.

The Flight Data Recording System (FDRS) is used to record aircraft mandatory parameters. The
FDRS consists of a Flight Data Interface Unit (FDIU) connected as shown below to a Solid State
Flight Data Recorder (SSFDR) and an optional Quick Access Recorder (QAR).

The Flight Data Interface Unit (FDIU) receives discrete and digital parameters and processes
them. The functions of the FDIU are: conversion, comparison and check. The FDIU converts the
input parameters into a recordable format for recorders:

• HARVARD BIPHASE for the Solid State Flight Data Recorder (SSFDR),
• BIPOLAR RZ for the optional Quick Access Recorder (QAR).

The FDIU compares the data that it sends with the data recorded by the SSFDR. The recorded
data is transmitted back to the FDIU through the playback data bus.
The FDIU checks the integrity of the mandatory parameters during the flight. After the flight,
engines shutdown, only the Linear Accelerometer signal check is done. The FDIU includes BITE
and monitoring functions.

The Solid State Flight Data Recorder (SSFDR) stores data which the FDIU has collected during
the last 25 hours. The data is recorded in data frames. Each frame contains data received
during one second. The SSFDR includes BITE functions. The SSFDR status signal is sent to the
Centralized Fault Display Interface Unit (CFDIU) through the FDIU and to the ECAM through the
System Data Acquisition Concentrators (SDACs). The SSFDR energization is controlled through
the power interlock circuit. The Underwater Locator Beacon (ULB) located on the front face of
the SSFDR enables the location of the recorder if the aircraft is immersed in water following an
accident. The ULB is equipped with a battery which is activated by both fresh and salt water.

The Quick Access Recorder (QAR) stores the same data as the SSFDR for on ground
performance, maintenance or condition monitoring tasks. The data frames stored in the QAR
are identical to the SSFDR data frames. The QAR status signals (QAR MEDIA LOW, QAR FAIL) are
sent to the lamps on its front face and to the CFDIU through the FDIU. The QAR power up is
controlled through the power interlock circuit. The QAR is not crash protected. This unit is
designed to provide quick and easy access to a removable medium, such as an optical disk or
PCMCIA card, on which flight information is recorded.

QARs have now been developed to record an expanded data-frame, sometimes supporting
2000+ parameters at much higher sample rates than the FDR. The expanded data-frame greatly
increases the resolution and accuracy of the ground analysis programs.

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FOM OVERVIEW Getting to grips with FOM

Aircraft Integrated Data System

The Aircraft Integrated Data System (AIDS) is used to monitor various aircraft system
parameters in order to make maintenance easier and to allow formulating operational
recommendations. The AIDS consists of a Data Managements Unit (DMU) connected as shown
below. An optional Digital AIDS Recorder (DAR) may be installed.

The Data Management Unit (DMU) is basically equipped with 2 microprocessor boards:
• The first one (master) is in charge of the data input/output and the processing of
reports.
• The second one (slave) is in charge of the Digital AIDS Recorder (DAR) and Smart AIDS
Recorder (SAR) processings. The SAR memory is part of this board.

Digital AIDS Recorder (DAR) is designed to provide easy access to a removable medium, such as
an optical disk, cassette (50 hour magnetic tape), or PCMCIA card, on which parameters are
recorded.

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Getting to grips with FOM FOM OVERVIEW

Aircraft Integrated Data System

Note: Compare to the basic DMU, the extended DMU is equipped with a slave
microprocessor board for customer programmable functions and interface to upload,
download and record data on PCMCIA card.

Flight Data Interface and Management Unit

In certain airplanes the FDIU/AIDS architecture is regrouped in a one Flight Data Interface and
Management Unit (FDIMU), with integrated PCMCIA interface. FDIMU records mandatory
parameters complying with the applicable Airworthiness Requirements as well as engines, APU
and other systems' parameters for performance and operational analysis.

The data management function enables:


• Recording the AIDS data on an optional external Digital AIDS Recorder (DAR)
• On request, recording / downloading of pre-programmed compressed data files (SAR
data files) and reports
• Uploading of operational software and customer database.

The flight data interface function enables:


• Recording of mandatory parameters required by the Airworthiness Authorities on a
Solid State Flight Data Recorder (SSFDR) or on an optional external Quick Access
Recorder (QAR).

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FOM OVERVIEW Getting to grips with FOM

On ground
Ground-based elements of the FOM system are essentially dedicated to data processing,
analysis and storage.

For the FDM part, a PC based system:


1. Collects raw data recorded by the on-board recorder;
2. Processes raw data and transcribes them into engineering values;
3. Analyzes all of the engineering values, using specific software models and algorithms,
to check that the aircraft is being flown within its safety envelope by marking unusual
deviations and grade the severity of them;
4. Automatically prioritizes the diagnostic results in accordance with user-specific criteria
to spot any possible deviations that could adversely affect flight safety;
5. Creates periodic customized reports.

For Crew Observation and Pilot Self Reporting:


1. Observation data is inserted into dedicated software by the Observer, or Trained
persons in the case of Pilot Self Reports.
2. Creates periodic customized reports

For both FDM and Crew Observation or Pilot Self Reporting the trends of events are monitored
to highlight "areas of concern". If a critical deviation is identified the Gatekeeper is the first
means of identifying (by questions, or interview) any reasons that may exist for the deviation.
According to the response the matter finishes there, or is passed on to the Flight Safety
Manager for further action.

Facilities
The information generated by the FOM system is highly confidential so its protection is an
absolutely critical area that should be carefully organized by the management.

All FOM equipment and data must be secured and protected against unauthorized data
disclosure, alteration, misuse, or destruction. All systems, offices, equipment, workstations,
computers, and peripherals associated with the FOM have to be secure and with controlled
access. Additionally, secure storage areas have also be provided for of all FOM-related
materials, including paper, media, and backup devices.

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Getting to grips with FOM FOM OVERVIEW

THE SET UP PROCESS


This chapter describes the key steps to integrate a FOM system into an airline's flight
operations. The information presented is not a prescriptive “formula” and operators should use
this information to customize a FOM to suit their operation.

In order to integrate a FOM system into your operation, the following 7 basic steps have to be
considered:

1. Update Airline Safety Policy to integrate FOM


2. Appoint a FOM Manager
3. Set up a safety committee (or Safety Management Body)
4. Establish Flight Operations Risk Profile
5. Define the FOM strategy
6. Establish the FOM process and activities
7. Train and educate staff

These elements will only be effective if they are integrated seamlessly into your flight
operation and organizational culture.

Update Airline Safety Policy to integrate FOM


Integration of FOM in the airline safety policy requires the involvement and commitment of
senior management. Regardless of size, and complexity of flight operation, senior management
must:
• Develop the FOM policy
• Set the FOM objectives
• Allocate sufficient resources to FOM
• Facilitate the flow of information

FOM policy development


The purpose of developing the FOM policy is to set out what the organization is striving to
achieve, and how it is going to get there. The FOM policy should outline the methods and
processes the organization will use to achieve the desired outcomes.

Senior management should consult widely with flight crews when preparing the FOM policy.
Consultation ensures that the policy is relevant to the staff and operation.

To be effective the policy should be a commitment to action. It has to:


• Contain the general intentions of management and the approach (management’s
commitment to the FOM program).
• Integrate agreement with the flight crews for strict anonymity and confidentiality. This
is an essential part of the policy.
• Cover the arrangements for implementing the policy (responsibilities and
accountabilities for directors, managers and employees).
• Become the criteria upon which the organization bases its actions (outcomes expected
of staff, managers and contractors).

It should be signed by the senior person in the airline, usually the Chief Executive Officer or
Flight Operations Director. It is a tangible indication that senior management is committed to
the FOM program.

Your safety policy should be reviewed periodically to ensure that it remains coherent with your
safety objectives, and relevant to your operation.

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FOM OVERVIEW Getting to grips with FOM

Set the FOM objectives


Objectives set operational standards. They need to be specific, measurable, realistic and
agreed by those who have to deliver them. Both short- and long-term objectives should be set
and prioritized against safety and business needs.

The FOM objectives are outcome-based to meet the organization's safety policies. For
example, you may have an objective (for the ensuing six months) to monitor 95% of all your
flights. By communicating your target in advance you will foster a common goal for all persons
concerned with FOM to achieve.

Allocate sufficient resources to FOM


When planning the implementation of the FOM program, it is important to look at the
resources available and those that need to be provided.

Resources required include:


• Time – for meetings, information gathering, planning and communication
• Expertise
• Training

Frequently time is the resource most difficult to allocate, particularly when starting the
implementation of the FOM program. Meetings will be required to establish roles and
responsibilities. Time must also be taken to communicate the intention of the program to all
flight crews.

The next important resource you need to devote to the operation of your FOM is expertise. You
will need to involve people from across your flight operations with the expertise to address
safety related issues.

All staff involved in the FOM program should be trained to understand the purpose of your FOM
program and to perform their role.

Once the FOM system is running and hazards start to be identified, senior management must be
prepared to commit resources to address those hazards. If hazards are not properly addressed,
enthusiasm for the FOM program will quickly wane.

Appoint a FOM Manager


The FOM Manager is the person within the organization who is responsible for the day-to-day
operation of the FOM system. Depending on the size of the organization, the responsibilities of
the FOM Manager may require a full-time appointment, or may be added to existing duties of
the Flight Safety Officer. The FOM Manager requires the assistance of people from the
Maintenance department and the Information Systems department to run the FOM System.

The FOM Manager/Flight Safety Officer should have an open line of communication with all the
departments. This ensures that reports and recommendations are afforded the proper level of
attention, and that appropriate solutions are implemented in a timely manner. The FOM
Manager/Safety Officer must have the Chief Executive Officer’s assurance that any safety issue
can be raised without fear.

The FOM Manager/ Flight Safety Officer should be technically competent in the company's
flight operations. Regardless of technical expertise, if the job of FOM Manager/ Flight Safety
Officer is forced on someone who does not have a keen interest in safety, then it is unlikely
that others within the organization will buy in to FOM.

The FOM Manager's responsibilities are listed above in FOM System - Human Resources
Sub Chapter.

Note: The responsibilities and authority of the FOM Manager/ Flight Safety Officer must be

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Getting to grips with FOM FOM OVERVIEW

clearly understood in order to prevent any conflicts. The appointment of a FOM


Manager/ Flight Safety Officer does not relieve the organization’s key personnel from
discharging their legal obligations. The FOM Manager/ Flight Safety Officer is
appointed to administer the FOM and safety program. The responsibilities include the
identification and reporting of safety hazards, but may not include operational
authority.

Set up of Safety Committee (or Safety Management Body)


The size and nature of flight operations or the complexity of the organization may justify the
setting up of a Safety Committee. In larger organizations with for example several operational
centers, safety committees are vital to the operation. Smaller organizations may discuss and
resolve safety matters in a less formal way as long as there is good communication, and people
are willing to provide advice and assistance to the FOM Manager/ Flight Safety Officer.

The committee can:


• Act as a source of expertise and advice
• Review the progress of the FOM program, and monitor the actions taken.
• Review the status of hazard/risk reports, and review the actions taken.
• Make safety recommendations to address hazards.
• Review internal audit reports.
• Help identify hazards and propose defensive actions.
• Prepare and submit reports to the Chief Executive Officer for review.

The size of the operation will determine the makeup and number of members in the Safety
Committee. The committee should include at least:
• A senior management representative who has the authority to approve
recommendations
• The FOM Manager/ Flight Safety Officer
• Flight operations representative (Chief Pilots for the respective fleets, Crew Rostering
Officer, etc.)
• Maintenance representative
• Training representative

Establish Flight Operations Risk Profile


Risk is the chance that a hazard will result in damage or harm. It is measured in terms of
consequences and likelihood. There will always be risks involved in aviation operations. Some
risks can be accepted, some can be eliminated, and others can be reduced to the point where
they are acceptable.

A Flight Operations Risk Profile is a documented overview of the risks that are generally
experienced by the airlines flight operations. It is like a map that charts the “contours” of the
risk areas so that critical elements can be proactively identified and managed.

Define FOM strategy


A FOM Strategy is the flight operations department’s approach to the monitoring of safety
related issues in flight operation. As such, it provides a summary explanation of, and rationale
for, the FOM tools and activities. It also defines standard by which safety performance can be
evaluated. The organizational size of the company, the number of aircraft, and the complexity
of the flight operations will guide the contents of the strategy.

Establish the FOM process and activities


FOM tools and activities have to be put in place. These activities should cover at least:
• Hazard Identification
• Safety Actions Tracking

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FOM OVERVIEW Getting to grips with FOM

Hazard identification includes:


• Flight Data collection systems,
• An in flight observation program,
• Voluntary, confidential reporting.

Safety actions tracking system is the mechanism to document, track, and evaluate the
effectiveness of safety measures. It should be integrated with all other systems especially the
quality system. An airline should ensure that required actions are assigned a priority
appropriate to the level of risk indicated in the company Flight Operations Risk Profile.

Appoint and educate staff


The FOM Manager should appoint sufficient qualified personnel.

The FOM Manager and tools provider(s) should conduct induction training. It should be
customized to the airline organization and include information about the FOM system, Safety
Committee (or Safety Management Body) and the responsibilities of all employees in the team.
The training should cover new technology or equipment and changes in flight operations
induced by the program.

Keeping the FOM team informed and educated about current safety issues (through providing
relevant literature and sending them to FOM related courses and seminars) improves the safety
standard of your organization.

THE ONGOING PROCESS


The ongoing FOM process, independently of its complexity, can be broken down into three
basic steps: Measurement, Analysis and Corrective / Preventive Actions. This process is a
continual and iterative one, and all activities will likely be occurring simultaneously.

Now we will review an ongoing process in which the hazard identification is based on two
complementary channels: Flight Data Monitoring and Crew Observation.

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Getting to grips with FOM FOM OVERVIEW

Flight Data Monitoring Channel


Measurement
The Measurement step of the Flight Data Monitoring Channel can be split into three substeps:
1. Data acquisition
2. Data recording & storage
3. Data retrieval or transmission

Data Acquisition
In this substep, the data acquisition unit collects flight parameters from the aircraft systems
and sensors. Then, the data acquisition unit converts the data into digital format for output to
the flight data recorder (FDR) and also to second recorder. It is this second recorder, which
provides the data for the aircraft condition monitoring.

Data Recording & Storage


Once the flight data are converted they are sent to a device where it is recorded and stored
onboard the aircraft. The most utilized devices are the "quick access recorders" (QAR) using
either a removable magneto-optical disks or PCMCIA card to record data. Another option for
recording and storage is a wireless QAR that is a fully automated system and transmits data
automatically via mobile telephone networks.

Data Retrieval or Transmission


In this sub-stage the flight data is transferred from the recording device onboard the aircraft
to an analysis workstation. Depending on the recording device used, this happens in one of two
ways:
• Manual retrieval and return of physical media to and from the aircraft in order to
transfer the data to an analysis facility. Retrieval is usually done between 1 to 5 days
depending of the data recording media.
• Automatic, wireless transmission from a wireless recorder to the analysis facility after
the aircraft is at the gate (transmission happens automatically from anywhere in the
world when the required infrastructure is in place).

Analysis
The Analysis step of Flight Data Monitoring can be split into two substeps:
1. Events identification
2. Information Reporting

Events identification
The primary goal of the Analysis step is to identify any events or deviations from predefined
limits ("excedences") that may have occurred during flight. These limits are determined by the
combination of the aircraft limitations and the operator's flight operations procedures. Since
there can be over 150 such events that must be checked for every flight, computer analysis
software is used to scan for events where trigger values may have been exceeded. A the end of
this substep qualified Flight Operation Analysts and System Engineer eliminate flight or events
which are irrelevant (recorder or sensor problems, etc.) in order to not to populate the
database with illogical events. Events that have been identified are stored for further analysis,
in accordance with operator policy.

Information Reporting
In this substep the analysis software generates reports that yield statistical information, trend
analysis, and risk assessment on a routine, periodic basis. If a third party has done the analysis
and prepared reports these are sent electronically to the operator to assist them in
interpreting flight data. Turning data into information is where the real value resides.

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FOM OVERVIEW Getting to grips with FOM

Flight Observation Channel


Measurement
The Measurement step of the Crew Observation Channel can be split into two substeps:
1. Data Acquisition
2. Data Recording

Data Acquisition
Two means are utilised to gather information for the database. Either a qualified Observer
rides in the cockpit, or the flying pilots themselves report events that require active
management. Unobtrusively the observers record the threats and errors that affect the flight
as a series of "bullet points".

Data Recording

After the flight the Observer enters his data in dedicated software by means of specific
"keywords" for various aspects of the flight. If the pilots themselves have a report the data is
likewise entered into the database by trained personnel.

Analysis
During this step the data is processed with the dedicated software, which yield a series of
weighted scores in each operational category. Keywords are sorted to highlight areas of
operational concern. The frequency of the keywords indicates the magnitude of the CRM
and/or operational problems.

Statistical information and trend analysis can be traced by reference to the reports that are
programmed to be generated on demand.

Actions - correctives & preventives


The receipt of the reports by the Safety Committee or Flight Safety Officer is not the final
stage in the FOM process, but is a critical one, as the reports empower the Safety Committee /
FSO by giving the necessary information to improve the overall operational safety of their
operations.

A Safety Committee or group led by the FSO and comprising relevant flight personnel, analysts
and working parties (maintenance, ground operations, rostering, etc.), can now review key
issues and events, confirm their validity, and further investigate the circumstances surrounding
these events, should this prove desirable.

The involvement of the pilots of the aircraft at the time of the event greatly improves the
value of the information. The full participation of the pilots and any other personnel involved
in the operation of the flight is a requirement for good insight into events. There should be no
fear of recrimination so that an open and non-punitive investigation can ensue.

With the information gained from the Line Operations Assessment System , an operator now
has the means to provide meaningful feedback and make decisions that improve flight safety.
Critical safety areas within the airline such as flight operations, flight training, maintenance,
engineering, as well as functions outside the organization such as air traffic control, airports,
and manufacturers can be informed or updated. Corrective and preventative actions can be
implemented, and the effectiveness of these actions followed-up.

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Getting to grips with FOM AIRBUS FOM OFFERING

AIRBUS FOM OFFERING

SERVICES
Airbus proposes a wide range of services designed to help the implementation of Flight
Operation Monitoring programs. Such services are tailored to the Operator’s needs and will
contribute to significantly reducing the Operator’s effort.

Several types of services are offered:


• Assessment of the Airline’s needs and of possible solutions for a Flight Operations
Monitoring program.
• Training for Safety and Flight Operations Monitoring Managers.
• Assistance in the implementation of Flight Operations Monitoring programs.

FOM assessment
Overview
FOM assessment gives a clear view of current airline operation, the organization, skills, methods and
tools already in place, or required.

It includes the following activities:


• A presentation of FOM concepts and tools to key airline personnel
• Review of the Airlines Flight Operations Monitoring and Safety Policy
• Methods and means for Flight data monitoring
• Methods and means for Airline incident reporting tools
• Methods and means for crew observation
• Review of risk assessment and reporting process
• Communication on lessons learned and on the impact of action taken

It is a 5-days on-site service performed by an AIRBUS FOM engineer and by an AIRBUS pilot from
the FOM team.

Documentation supplied to the airline


• Getting to grips with Flight Operations Monitoring
• Assessment Report that provides:
- Status of the Airlines Flight Operations Monitoring situation.
- Proposal of an Action Plan to enhance the situation, if needed.

Safety & FOM training


This training is designed for Regulatory Authorities and Safety and Flight Operations Managers.
It includes definition and management of the implementation of Flight Operations Monitoring
system in an airline, based on the AIRBUS philosophy, methods and experience.

It is a 4-day training provided in the Toulouse Training Center by Airbus FOM experts including
pilots and engineers.

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AIRBUS FOM OFFERING Getting to grips with FOM

The training covers the following items:


• General overview of accident Prevention
• AIRBUS FOM concept
• Flight Operations Monitoring and Safety regulations
• Flight Operations Monitoring (Company organization and skills)
• FOM tools presentation (Flight Data Monitoring, Crew Observation and Safety reporting)
• Risk assessment and situation awareness
• Lessons learned-Identification and Implementation
• Airline operational experience on FOM

FOM follow-up
This assistance is addressed to the airline pilots and analysts, who will participate in the FOM
program. After 3 months of data processing with AirFASE (at least 200 flights are required)
AIRBUS proposes the following:
• Detailed presentation of the flight profiles.
• Assistance for the first Flight Data Analysis - How to verify the events raised in AirFASE.
• Statistical reporting preparation and subsequent interpretation.
• Customization of key values and reporting with the engineer.

It is a 5-day on-site service performed by an AIRBUS FOM engineer and by an AIRBUS FOM pilot.

The objective is to support the first step of AirFASE data interpretation, and to optimize the
use of AirFASE applications to get accurate results and make pertinent risk assessment.

This service is highly recommended to the operators implementing AirFASE to alleviate any
implementation problems.

FOM operational support


The FOM operational support is tailored according to the FOM assessment results and benefits
from AIRBUS operational and technical expertise. It includes:
• FOM engineering assistance performed by a FOM engineer. The engineer helps the
Airlines IT, Operational, Safety and Maintenance Departments in the design and
implementation of the FOM program.
• FOM pilot assists the airline's pilot with the interpretation of flight data, supports the
decision-making processes and the implementation of adequate corrective and
preventive actions.

This operational support is highly recommended to guarantee a smooth and efficient


implementation of the FOM program.

Assisted FDM
For Airlines who do not want to implement in-house Flight Data Monitoring software, Airbus
can propose the services of independent companies.

The selected company processes the flight data provided by the Airline, analyzes it, and
delivers regular reports to the Airline. For the purpose of operational analysis validation access
to the AIRFASE reporting and analysis module can be provided by the selected company with
appropriate security protection. The selected companies use the Airbus AirFASE tool and Airbus
FOM methodology.

The proposed services allow the Airline to implement the Airbus FOM concept with the support
of the company selected by the Airline.

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Getting to grips with FOM AIRBUS FOM OFFERING

SOFTWARE TOOLS
AirFASE
Overview
Jointly developed and supported by Teledyne Controls and Airbus,
AirFASE® (Flight Analysis and Safety Explorer) offers a
comprehensive measurement, analysis, and reporting tool that can
benefit all types of aircraft operators.

Designed to meet the most demanding requirements for FDM (Flight


Data Monitoring) - part of FOM (Flight Operations Monitoring) and
FOQA (Flight Operations Quality Assurance) - AirFASE® translates the
data collected from an aircraft into meaningful information. By accurately processing and
analyzing flight data, AirFASE® allows operators to evaluate flight operations trends, identify
risk precursors, and make information-based decisions to enhance operations and increase
safety.

AirFASE® performs all the major functions of the flight data monitoring process, including data
processing, flight analysis and reporting, and flight data animation.

AirFASE® Transcription Program decodes the recorded data and translates the information
into engineering values.

A sophisticated Flight Analysis Program (FAP) enables to quickly


and easily reconstruct the flight, compare the recorded data with
the recommended values retrieved from the flight profile, and
highlight abnormal events and deviations.

Advanced AirFASE® Visualization Tools, including 3D animation


and Airport Visualisation, allow for the easy replay and review of
flight information, while a powerful and user-configurable
Reporting Module provides a suite of comprehensive and customizable reports.

To ensure data security, AirFASE® has the capability to de-identify flight data, leaving the de-
identified fields only viewable by authorized users.

AirFASE® supports a wide range of data recording devices and can virtually handle all types
of recording media available on the market today.

Key Functions
Data Processing
Transcription of raw flight data into engineering values.
Comparison between recorded flight data and flight profile
specifications (flight profiles are determined by combining engine
type, aircraft, and flight procedures characteristics).

Detection and Validation of abnormal events and deviations.

Database Loading: once validated, the event data is automatically


stored in a SQL event database in order to be further analyzed.

Data De-identification.

Secure Data Access & Storage.

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AIRBUS FOM OFFERING Getting to grips with FOM

Flight Analysis

Flight Data and Events Views: the events and flight parameters may
be viewed in a numerical or/and graphical format

Flight Path: graphical views of altitude/distance, geographical


flare & geometric path, aircraft position, synchronized with
graphic representations of color-coded deviations.

Statistical Analysis of the events, such as events by phase of


flights, single deviation events, combined events, risks
detection events, etc.

Categorization: of the events based on their level of severity


(from yellow to red for low to high severity).

Flight Data Animation

Cockpit-like Instrument Display: replays flight parameters as


seen on the cockpit instruments by the pilot.

Interactive 360º 3D Animation: 3-dimensional views of the


aircraft and its environment, with zoom and flight path trace
views.

Special Close-ups for critical phases of flights, such as 3000 ft to


touchdown, landing and roll out, etc.

VCR Type Replay , plus second-by-second manual Forward and Back. All functions are
synchronized to all graphs through cursors.

Reporting

Ready-to-use Reports: automatic access to standard reports, such


as overall data statistics reports, trends reports, airport statistics
reports etc.

Report Editor: allows users to create customized reports that can


be printed or displayed on the screen.

Automatic periodic reports in MS Word™ Format

Data Exporting to other software applications

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Getting to grips with FOM AIRBUS FOM OFFERING

LOAS - Line Operations Assessment System


What is it designed for?
LOAS is an observation system, which is designed to assess routine line operations, from
dispatch to post flight using either qualified observers, or flying pilots to monitor cockpit,
cabin, maintenance and ground crews.
Flight crew observation on continual basis provides airlines with valuable information to
improve procedures and training as well as compliment Flight Data Monitoring (e.g. AirFASE).

How does it work?


Observations are performed by trained observers, or by the flying pilots themselves, and the
threats that affect the aircraft or the errors made that have an effect on the aircraft operation
are annotated and after flight are recorded in dedicated software.

The areas encompassed are:


1. Flight crew response
2. Operational Support
3. Cabin and Cabin crew
4. Operating Environment (Ramp Operations, enroute facilities such as Navigation aids,
Taxiway and Runway condition, and ATC handling and communications)

LOAS was conceived as a flight operations management system using a four-point scoring scale
for selected parameters.

The criteria for grading each parameter are established in:


• The aircraft operational documentation,
• Appropriate industry practice established by ICAO and JAA (JAR-OPS)
• Specific company practices published in the company Flight Operations Manual.

The grading is complemented by the use of specific key words for each item graded.
Then, the total grades are processed with LOAS software, which yield a series of weighted
scores in each operational category.

Keywords are also sorted to highlight areas of operational concern. The frequency of the
keywords indicates the magnitude of the CRM and/or operational problems.

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AIRBUS FOM OFFERING Getting to grips with FOM

What are the benefits of operating this system?


Periodic crew observations using LOAS enable the continual monitoring of line operations
complementing the Flight Data Monitoring system. The LOAS program is run in-house by the
airline. As there are no external costs (apart from the licence fee) it can be run on a continual
basis. As opposed to an Audit which only gives a snapshot of a situation the LOAS program
allows for a continual insight into an airlines operation and thus a trend analysis can be
performed.

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Getting to grips with FOM AIRBUS FOM OFFERING

ONBOARD FLIGHT DATA MONITORING

What is it designed for?

On-board Flight Data Monitoring (OFDM) is a concept


invented and developed by Airbus. It is aimed at providing
the pilots, right after engines shutdown, with the
appropriate data, which they can then use to contribute to
the analysis of the flight.

As it was already said, Flight Data Monitoring tells WHAT


happened, only to the extent of identifying exceedances
from a standard flight profile. It does not tell WHY, it happened.
The analysis needs the expertise of the Flight Operation Analyst. In addition, the contribution
of the crew is essential.

The problem is that the pilots are not always aware of an event having been triggered during
their flight. And if they think it was the case, their understanding of the facts is most of the
time shady. It is due to the limitations inherent of the human brain. In many of the flight
situations where an exceedance occurs, and because the pilot brain capacity of processing
flight data (the cognitive process) is limited to less than 10 parameters (7 to 8 at best), it is
difficult for the pilots to report the actual values of numerous parameters which are necessary
for the understanding of the facts. This is even more difficult because of the dynamics of such
a situation, the pilot brain being often close to cognitive saturation.

In the standard FDM process, it takes much of time (often several weeks) before a crew can be
asked to give its contribution to the analysis of the flight. The memory of the facts is then
obviously downgraded. Even when a pilot is spontaneously reporting, the quality of his report is
also limited by the very nature of this cognitive process and its limitations.

How does it work?

After engines shutdown an on-board Airfase (Airbus FDM software) engine will process the raw
data and produce a file (called a “loms” file), transforming the raw data in engineering values,
identifying deviations and grading the severity of them (the highest severity is colour coded in
red).

The crew can then replay this file on the Onboard Information
Terminal (OIT) in a AirFASE flight replay type of interface.

Here will be displayed the red events of the flight (if any), and
he’ll be able to precisely locate the events during the flight,
reading the actual values of the parameters. For this he can use
the parameters window. The crew has the possibility of printing
the events, or to export the file to a debriefing room on the
ground.

What are the benefits of operating this system?

The confidentiality is enforced by an auto erasure of the file after a countdown defaulted at
20’ (the pilot should not have to stay in the cockpit for too long a time after the flight), or by
erasure at any time on pilots’ decision.

Thus, pilots will be given critical information to better analyze the events: They will be able
clarify their own cognition of events, they will avoid misinterpretation, they will avoid

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AIRBUS FOM OFFERING Getting to grips with FOM

discrepancies in their analysis. Hence OFDM is helping to circumvent many of the above-
mentioned cognitive limitations. Using OFDM right after engines shutdown leaves the history of
the flight fresh in pilot’s memory.

Thanks to OFDM we may expect an enhanced reporting by pilots: It should be more systematic
(more frequent), and of a much better quality. Ultimately, it will improve the FDM analysis
process, significantly enhancing the understanding of the facts. With OFDM, Airbus is
pioneering in the field of proactive safety.

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Getting to grips with FOM FURTHER INFORMATION

FURTHER INFORMATION

AIRBUS Flight Profiles Specifications

AirFASE User's Guide

Event Analysis Guidelines

AIRBUS Flight Safety Manager’s handbook

AIRBUS Operations Policy Manual, chapters 2.03 Accident Prevention

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FURTHER INFORMATION Getting to grips with FOM

INTENTIONALLY BLANK

- 46 -
Flight Operations Support & Services

Flight Operations Support & Services getting to grips with FOM Flight Operations Monitoring hanbook - Septembre 2007
AIRBUS S.A.S.
31707 BLAGNAC CEDEX, FRANCE
CONCEPT DESIGN GDCOS
PHOTOS BY AIRBUS
SEPTEMBER 2007
PRINTED IN FRANCE
REFERENCE A237/07
© AIRBUS S.A.S. 2007
ALL RIGHTS RESERVED
AIRBUS, ITS LOGO, A300, A310, A318,
A319, A320, A321, A330, A340, A350, A380,
A400M ARE REGISTERED TRADEMARKS

Proprietary document.

By taking delivery of this Brochure (hereafter


“Brochure”), you accept on behalf of your com-
pany to comply with the following: .No other
property rights are granted by the delivery of this
Brochure than the right to read it, for the sole pur-
pose of information. This Brochure, its content,
illustrations and photos shall not be modified nor
reproduced without prior written consent of
Airbus S.A.S. This Brochure and the materials it
contains shall not, in whole or in part, be sold,
rented, or licensed to any third party subject to
payment or not. This Brochure may contain mar-
getting to grips with
ket-sensitive or other information that is correct
at the time of going to press. This information

FOM
involves a number of factors which could change
over time, affecting the true public representa-
tion. Airbus assumes no obligation to update any
information contained in this document or with
respect to the information described herein. The
statements made herein do not constitute an
offer or form part of any contract. They are based
on Airbus information and are expressed in good
faith but no warranty or representation is given
as to their accuracy. When additional information
Flight Operations Monitoring handbook
is required, Airbus S.A.S can be contacted to pro-
vide further details. Airbus S.A.S shall assume no
liability for any damage in connection with the Septemlbre 2007
use of this Brochure and the materials it con-
tains, even if Airbus S.A.S has been advised of
the likelihood of such damages. This licence is
governed by French law and exclusive jurisdic-
tion is given to the courts and tribunals of
Toulouse (France) without prejudice to the right of
Flight Operations Support & Services
Airbus to bring proceedings for infringement of
copyright or any other intellectual property right
Flight Operations Monitoring handbook
in any other court of competent jurisdiction.
Septembre 2007

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