Professional Documents
Culture Documents
The Early History of The Indo-European Languages
The Early History of The Indo-European Languages
JSTOR is a not-for-profit service that helps scholars, researchers, and students discover, use, and build upon a wide
range of content in a trusted digital archive. We use information technology and tools to increase productivity and
facilitate new forms of scholarship. For more information about JSTOR, please contact support@jstor.org.
Your use of the JSTOR archive indicates your acceptance of the Terms & Conditions of Use, available at
https://about.jstor.org/terms
Scientific American, a division of Nature America, Inc. is collaborating with JSTOR to digitize,
preserve and extend access to Scientific American
U
'nguiStiCS, the scientific study of rasia, seeking at the origin of those tic and Slavic families. Affinities be
language, can reach more deep paths the homeland of the protolan tween these and the "Aryan" languag
ly into the human past than guage itself. The early investigators es spoken in faraway India were no
the most ancient written records. It placed the homeland in Europe and ticed by European travelers as early as
compares related languages to re posited migratory paths by which the 16th century. That they might all
construct their immediate progenitors the daughter languages evolved into share a common ancestor was first
and eventually their ultimate ances clearly defined Eastern or Western proposed in 1786 by Sir William Jones,
tor, or protolanguage. The protolan branches. Our work indicates that the an English jurist and student of East
guage in turn illuminates the lives of protolanguage originated more than ern cultures. He thus launched what
its speakers and locates them in time 6,000 years ago in eastern Anatolia came to be known as the Indo-Euro
and place. and that some daughter languages pean hypothesis, which served as the
The science developed from the must have differentiated in the course principal stimulus to the founders
study of the Indo-European superfam of migrations that took them first to of historical linguistics in the 19th
ily of languages, by far the largest in the East and later to the West. century.
number of languages and number of The reconstruction of ancient lan
I
speakers. Nearly half of the world's guages may be likened to the method n their reconstruction of the an
population speaks an Indo-European used by molecular biologists in their cestral Indo-European language,
language as a first language; six of the quest to understand the evolution of the early linguists relied heavily
10 languages in which Scientific Ameri life. The biochemist identifies molec on Grimm's law of Lautverschiebung
can appears-English, French, Ger ular elements that perform similar ("sound shift"), which postulated that
man, Italian, Russian and Spanish-be functions in widely divergent species sets of consonants displace one an
long to this superfamily. to infer the characteristics of the pri other over time in predictable and
Over the past 200 years, linguists mordial cell from which they are pre regular fashion. The law was posed in
have reconstructed the vocabulary sumed to have descended. So does 1822 by Jacob Grimm, who is more
and syntax of the postulated Indo the linguist seek correspondences in widely famed for the anthology of
European protolanguage with increas grammar, syntax, vocabulary and vo fairy tales he wrote with his broth
ing confidence and insight. They have calization among known languages in er, Wilhelm. Grimm's law explained,
tried to unravel the paths by which order to reconstruct their immediate among other things, why in the Ger
the language broke into daughter lan forebears and ultimately the original manic languages certain hard conso
guages that spread throughout Eu- tongue. Living languages can be com nants had persisted despite their uni
pared directly with one another; dead versal tendency to yield to soft ones.
languages that have survived in writ The set of softer, "voiced" consonants
lHOM<\S V. GAMKRELIDZE and V. V. ten form can usually be vocalized by "b," "d," "g" (followed by momentary
NANOV are the authors of The Indo inference from internal linguistic evi vibration of the vocal cords), posited
European Language and the Indo-Euro dence. Dead languages that have never in the protolanguage, had apparently
peans, a two-volume work published in been written, however, can be recon given way to the corresponding hard
Russian in 1984; an English version will
structed only by comparing their de set "p," "t," "k." According to Grimm's
be published this fall by Mouton de
scendants and by working backward law, this had come about by "devoic
Gruyter. Gamkrelidze directs the Tseret
eli Institute of Oriental Studies in Tbilisi according to the laws that govern ing" those consonants ("p," for exam
and is a professor of linguistics at Tbili phonological change. Phonology-the ple, is unaccomRanied by vocal vibra
si State University. Ivanov is professor study of word sounds-is all-impor tion). Thus, the Sanskrit dhar is seen
of linguistics and chair of the depart tant to historical linguists because as an archaic form of the English
ment of Slavic languages at the Institute sounds are more stable over the cen "draw," which is itself more archaic
for Slavic and Balkan Studies in Moscow.
turies than are meanings. than the German tragen (all of which
The authors wish to thank Gerard Piel,
Early studies of Indo-European lan mean "to pull").
chairman emeritus of Scientific Ameri
can, for helping to prepare this article guages focused on those most famil These rules were used to recon
for publication. iar to the original European research struct an Indo-European vocabulary .
ers: the Italic, CeltiC, Germanic, Bal- that implies how its speakers lived.
M A l
/y s A
(\
L
.,.
I
�
0
�
"
.....
I-
..J
0
oJ
o
G
A N
[PROTO·iNDO·EUROPEAN]
FAMILY TREE of the Indo·European languages can be traced ties to Celtic, an ancient European tongue. Similarities between
back to a protolanguage that flourished more than 6,000 years the Balto-Slavic and Indo·Iranian families indicate that they
ago. The protolanguage split into dialects, which evolved into influenced each other before their speakers moved north and
distinct languages; these then fissioned into generations of south, respectively. Dead languages are shown in italics; Ian·
daughter languages. Tocharian, a dead language of Asia, has guages that left no literary remains are enclosed in brackets.
T
Here the agricultural revolution creat he appearance of Hittite and Mycenaean texts from the same eras
ed the food surplus that impelled the other Anatolian languages at as Mitanni, deciphered in the early
Indo-Europeans to found villages and the turn of the third to the sec 1950's by the British scholars Michael
city-states from which, about 6,000 ond millennium B.C. sets an absolute G. F. Ventris and John Chadwick,
years ago, they began their migrations chronological limit for the breakup turned out to be in a previously un
over the Eurasian continent and into of the Indo-European protolanguage. known dialect of Greek. All these lan
history. Because the Anatolian protolanguage guages had gone their separate ways
Some of the migrants invaded Ana had already fissioned into daughter from Armenian.
tolia from the East around 2000 B.C. languages by that point, investigators Tocharian was another language
and established the Hittite kingdom, estimate that it departed from the family that diverged from the Indo
which held all of Anatolia in its power parent Indo-European no later than European protolanguage quite early.
by 1400 B.C. Its official language was the fourth millennium B.C. and possi Tocharian is one of the more recently
among the first of the Indo-European bly much earlier. discovered Indo-European languages,
languages to find its way into writing. This inference is supported by what first recognized in the early decades
Early in this century, Bedrich Hrozny, is known about the portion of the of the 20th century in texts from Chi
a linguist at Vienna University and lat Indo-European community that re nese Turkestan. The texts were com
er at Charles University in Prague, de mained after the Anatolian family had paratively easy to decipher because
ciphered Hittite inscriptions (written broken away. From that communi they were written in a variant of the
in cuneiform, the ancient writing sys ty came the languages that persist Brahmi script and were mainly transla
tem based on wedge-shaped symbols) ed into written history. The first to tions from known Buddhist writings.
on tablets that had been found in branch off was the Greek-Armenian Not long ago, the British scholar
the library of the capital at Hattusas, Indo-Iranian language community. It W. N. Henning suggested that the To
200 kilometers east of modern Ankara. must have begun to do so in the fourth charians be identified with the Guti
The library also contained cuneiform millennium B.C. because by the middle ans, who are mentioned in BabylOnian
tablets in two related languages: Lu of the third millennium B.C. the com cuneiform inscriptions (in Akkadian,
wian and Palaic. The evolution of Lu munity was already dividing into two a Semitic language) dating from the
wian could be traced in later hier groups, namely, the Indo-Iranian and end of the third millennium B.C., when
oglyphic inscriptions made around the Greek-Armenian. Tablets in the King Sargon was building the first
TOCH ARIA
•
I RAN
"s
MIGRATIONS AND CULTURAL DIFFUSION carried the Indo·Eu· to Iran and India. Most Western languages stem from an East·
ropean protolanguage from the homeland, which the authors ern branch that rounded the Caspian Sea. Contact with Semit·
place in the Transcaucasus, and fragmented it into dialects. ic languages in Mesopotamia and with Kartvelian languages
Some spread west to Anatolia and Greece, others southwest in the Caucasus led to the adoption of many foreign words.
ample, is the near absence, or suppres the third was voiceless (like the "k" in "disk"). In the authors' model (bottom), the
first series was glottalized (formed voicelessly by constricting the passage near the
sion, of one of the three consonants
vocal cords, as in the Cockney pronunciation of the "t" in "bottle"), the second had
"p," "b" or "v," which are labials (con
voiced and voiced-aspirated forms and the third had voiceless and voiceless-aspi
sonants sounded with the lips). Tradi
rated forms. Glottalized stops bear a prime; absent stops are within parentheses.
tionally, it had been thought that "b"
was the suppressed consonant. Subse
quent studies in phonology indicated, sure of the throat at the vocal cords the classical conception that the for
however, that if one of the three labial that prevents the outward flow of mer languages had undergone a sys
consonants is lacking in a language, it breath. Here the voiceless labial stop tematic sound shift, whereas Sanskrit
is least likely to be the one sounded as ("p"') appears suppressed, followed had faithfully conserved the original
"b" in English and other living Europe by "t'" and "k'." As ("p"') is to ("b"), sound system.
an languages. voiceless and voiced, respectively, so The transformation of consonants
"t'" is to "d" and "k'" is to "g." Glottal from parent to daughter languages
O
n that basis we decided to re ized stops occur in many different may be illustrated by the word "cow"
examine the entire system of language families, particularly those in English and Kuh in German; in San
consonants posited for the of northern Caucasian and southern skrit the word for "ox" is gauh, and in
protolanguage, and as early as 1972, Caucasian (Kartvelian ) provenance. Greek it is boas. All have long been
we proposed a new system of conso The glottalized stop-which hardens recognized as descending from a com
nants for the language. Our proposal a consonant-tends to weaken and mon Indo-European word for "ox," or
remains in the crucible of debate from disappear in most languages of the "cow." The word has different forms,
which consensus forms in every sci world. So we surmised that-among however, in the glottalic and classical
ence. The debate now focuses more the labial stops-it was the "p'" rath systems. In the glottalic it has the
strongly on features that relate the er than the "b" that most likely had voiceless consonant *k'wou- (the as
Indo-European protolanguage to oth been suppressed in the Indo-Europe terisk before a word designates it as
er major language families and that an protolanguage. a word in the protolanguage), which
have at last begun to bring �heir com Our so-called Indo-European glot makes it phonetically closer to the
mon ancestor into view. talic system, which has been con corresponding words in English and
According to classical theory, the structed by comparing the phonology German than to those in Greek and
"stop" consonants-those that are of the living and the historically attest Sanskrit.
sounded by interruption of the out ed Indo-European languages, appears In the classical system the word is
ward flow of the breath that excites more probable than the classical one. *gwou, which is practically the same
the vibration of the glottis, or vocal The near absence of the labial pho as that in Sanskrit. In accordance with
cords-are divided into three cate neme ("p"') finds a natural phonologi Grimm's law, the transformation of
gories [see top of illustration on this cal explanation in relation to the evo *gwou to the German would require
page]. The labial stop consonant "b" lution of the other two glottalized devoicing of the first consonant from
appears in the first column as a voiced stops and to the entire system of "g" to "k." And so the glottalic system
consonant; the parentheses enclosing stops shown above. seems to make the most sense: it
it there indicate its supposed suppres eliminates the need for devoicing and
I
sion. It is associated with two other n revising the consonant system of correlates the voiceless stops in the
voiced stop consonants: "d" (stopped the Indo-European protolanguage, Germanic languages ( German, Dutch,
by the forward part of the tongue we have also called into question Scandinavian and English) with voice
against the palate) and "g" (stopped the paths of transformation into the less glottalized stops in the ancestral
by the back of the tongue against the historical Indo-European languages. Indo-European protolanguage. In this
palate). OUf reconstruction of the protolan respect the Germanic languages are
In the scheme we have developed guage's consonants shows them to be more archaic than Sanskrit and Greek.
[see bottom ofillustration on this page], closer to those of the Germanic, Arme The glottalic system is seen, corre
the corresponding consonants are nian and Hittite daughter languages spondingly, as more conservative than
sounded with a glottalized stop: a clo- than to Sanskrit. This neatly reverses the classical system. It has brought the
T
he presence of a word for "beech
tree," inCidentally, has been cit
SANSKRIT ratha- (chariot) ed in favor of the European
plains and against the lower Volga as
*rotflo LATIN rota- (wheel) the putative Indo-European homeland.
(wheel, charlot) Beech trees, it is true, do not grow east
GERMAN Rad (wheel) of a line drawn from Gdansk on the
Baltic to the northwest corner of the
Black Sea, Two species of beech (Fagus
orientalis and F. sylvatica) flourish,
WORD GENEALOGIES are traced as far as literary records go and then are reconstruct however, in modern Turkey. Oppos
ed, for the preliterate period, on the basis of laws governing the evolution of sounds. ing the so-called beech argument is
Reconstructed words are marked with an asterisk . Many Indo-European languag the oak argument: paleobotanical evi
es derive words for "man" or "earth" from *dheghom-, a root in the protolanguage. dence shows that oak trees (which are
�
k6as, "fleece." ed community. Thus, it is not entire FURTIIER READING
ly wrong to think of this region as a INDO-EUROPEAN AND THE INDO-EUROPE·
ilingual cuneiform tablet found second homeland for these peoples. ANS: A RECONSTRUCTION AND HIS
in the Hattusas archives records From the end of the third through TORJCAL TYPOLOGICAL ANALYSIS OF A
the mythological tale of a hunt· the first millennium B.C, speakers of PROTOLANGUAGE AND PROTO-CULTURE.
er in the then already dead Hurri ancient European languages spread Parts I and II. Thomas V. Garnkrelidze
and Vjaches)av V. Ivanov. Thilisi State
an language along with a translation gradually into Europe. Their coming
University, 1984.
into Hittite. This remarkable discov is demonstrated archaeologically by ARCHAEOLOGY AND lANGUAGE: THE Puz·
ery gave us the Hurrian word ashi the arrival of the seminomadic "pit ZLE OF INDO·EUROPEAN ORJGINS. Colin
from which Homer's ask6s, for "hide" grave" culture, which buried its dead Renfrew. Cambridge University Press,
�
or "fur," apparently stemmed. Before in shafts, or barrows. 1988.
their migration to the Aegean, the RECONSTRUCTING lANGUAGES AND CUL·
Greeks borrowed the Hittite word kur· thropometry, which is the scien TURES: ABSTRACTS AND MATERJALS
FROM THE FIRST INTERNATIONAL INTER·
sa, which by a familiar phonological tific measurement of the human
DISCIPLINARY SYMPOSIUM ON lANGUAGE
shift became bursa, another synonym body, has begun to chart the
AND PREHISTORY, ANN ARBOR, NOVEM
for "fleece." These words seem to con imposition of the Hittite physiogno BER 8-12, 1988. Edited by Vitaly Shevo·
firm the Greeks' belief that their an my, typified in Hittite reliefs, on cer roshkin. Studienveriag Dr. Norbert
cestors had come from western Asia, tain European populations. The blue Brockmeier, 1989.
as recounted in the myth of Jason and eyed, blond-haired Nordic must still IN SEARCH OF THE INDO-EUROPEANS: lAN
the Argonauts, who sought the Golden be regarded as the product of inter GUAGE, ARCHAEOLOGY AND MYTH . J. P.
Fleece in Colchis, on the eastern shore breeding between the Indo-Europe Mallory. Thames and Hudson, 1989.
WHEN WORLDS COLLIDE: INDO-EUROPE·
of the Black Sea. The evidence that the an invaders and their predecessors in
ANS AND PRE·INDo·EuROPEANS. Edited
Greeks came thence to their historical the settlement of Europe. The culture by John Greppin and T. L. Markey. Karo·
homeland puts the Greek "colonies" of the indigenous populations of Eu rna Publishers, inc., 1990.
on the northern shore of the Black Sea rope is memorialized by the mega-
1he Best Value In1heWorld. A\Mnner:' David Clark, Audio Magazine, Sept. '89
subwoojer; Ensemble uses
trnJ separate, compact
bass units. Tht;)'.fit
more gracifulty
intoyour living
Heruy Kloss, creator ifthe bass units and two high frequency satellites. environment, and
dominant speaker models
ifthe'50s(Acoustic The compact woofer units produce the bass that help minimize the
Wects ifthe
Research), '60s (Kllf), normally requires large speakers.
listening room 's
and'70s (Advent), brings Place them behind furniture, on standing JoIoUVes.
you Ensemble, agenuinelY bookshelves or lU1der a couch. The
new kind ifspeaker �
temjOr the'90s, available small satellites blend into any decor.
onlYfactory directfrom The result: a full range, musically
Cambndge SoundVibrks. accurate speaker system without
cambridge SolU1dV\brks has created Ensernble�M big boxes.
a speaker system that provides the solU1d once reser Inc. Replimed with
ved for large, costly speakers. It virtually disappears 11y Ensemble in your '�isSion ofAcKllo N\ag)lZJ"d5 1989 DiaJnancfu' COmmunications.
r----------l
in your room. And because we market it directly, risk-free for 30 days.
CAMBRIDGE SOUNDWORKS
Ensemble costs hlU1dreds less than it would in stores. Ensemble is sold factoty direct...by helpful,
experienced audio experts. So you can audition
I Suite 105M, 154 californiaSt., Newton, MA02158 I
Your living room works Ensemble the right way-in your home for 30 days, I 0o Send more infonnation and test reports.
Send Ensemble risk-free for 30 days, for $499* I
with Ensemble, not against it. with no risk, no salesman hovering nearby. At $499 *
No matter how well a speaker perfonns, at home it is the value on today's speaker market. For litera I I'm
0 Send an Ensemble Gift Certificate for $499�
paying by 0 Check 0 MC 0 V isa 0 AmEx
I
your room takes over. Putting other speakers where ture, eJi,pert advice, or to order, call 1-800-252-4434 I Acct. N umber Exp.
I
the room helps the bass may hinder the upper ranges, 9 AM to Midnight, (E1), seven days a week.
I Signature
__
or vice-versa. Ensemble consists of four units: tJ.j.tJ canada 1-800-525-4434 Fax: 617-332-9229. ____________ I
I Name I
I Address I
City State Zip
I Phone A( rea Code) I
__
N umber
I FORIMMEDIATESERVICE: \-800-AKA-HIF1. I
___
speakers becauseyou have to be concerned about the upperfrequencies comingfrom the same enclosures as the low ones. L P_I us_frei_ gh_t _( $ _7 -$_24}_ . D_ e_live_ry_tim_e _us u_all_y 2_-_7 da_Ys_ . J
"
-",-_ ...... - 'r ....
( \
"- ' ( )
...... \ \
\
\
)
\
I
�
\ I
\
\
\
\
Will this become the only \
way to save the jaguar? \
\
The choice is yours. Either save the photo above. Or, help \
World Wildlife Fund fight poachers, create nature reserves,
hire guards, do research, and change things. Help us \
save life on earth. ,
World WIldlife Fund
Dept. A, 1250 24th st. N\N, Washington, D.C. 20037 ��.
WWF
,
\
L __
\
\
_