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02 BRM Fulll Chapter
02 BRM Fulll Chapter
UNIT 1
INTRODUCTION TO BUSINESS RESEARCH
1.1 RESEARCH
Research is a systematic activity to achieve the truth. It includes the identification of study area,
the procedure for collecting data, analyzing the data and finding the conclusion or truth based
upon the scientific procedure. Research in common parlance refers to a search for knowledge.
One can also define research as a scientific and systematic procedure for obtaining pertinent
information on a specific topic. In fact, research is a careful, systematic and scientific
investigation or inquiry for search of new facts in any branch of knowledge.
According to Redman and Mory. “Research is a systematized effort to gain new knowledge.
According to Fred Kerlinger, Research is an organized enquiry designed and carried out to
provide information for solving a problem”.
Research can also be defined as logical and systematized application of the fundamentals of
science and scientific techniques which provide precise tools, specific procedures and techniques
to the general and overall questions of a study, rather than philosophical means for getting and
ordering the data prior to their logic and manipulation.
1. Well Defined Problems: nature and scope of the problem to be studied must be stated
clearly, or must be well defined and formulated.
2. Systematic: A good research should always be a systematic and critical investigation into
a phenomenon.
3. Purposive: A research is not a mere compilation, but a purposive investigation; so it
should always aims at describing interpreting and explaining a phenomenon.
1. Research Extends Knowledge: Research extends knowledge of human beings, social life
and environment. Scientists and researchers build up the wealth of knowledge through
their research findings. They search answers for various types of questions: what, where,
when, how and why of various phenomena, and enlighten us. The bodies of knowledge
have been developed by research in general and pure or fundamental research in
particular.
2. Research unravels the Mysteries or Nature: Research brings to light hidden
information that might never be discovered fully during the ordinary course of life.
3. Research establishes Generalisations and General Laws: research establishes
generalizations and general laws and contributes to theory building in various fields of
knowledge. The knowledge of isolated events is connected together to draw
generalizations and general laws. Laws of demands, and principles of organization such as
unity of command, scalar principals, theory of consumer behavior and motivation theories
are some examples for such generalizations laws and theories.
4. Research Verifies and Tests: Research verifies and tests existing facts and theory and
these help in improving knowledge and ability to handle situations and events. Empirical
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research goes far beyond the passive role of verifying and testing theory. Research plays
an active role as it performs at least four major functions – initiates, formulates, deflects ,
and clarifies theory.
5. General Laws Developed through Research: General laws are developed through
research which may enable us to make reliable predictions of events yet to happen.
6. Research Analyse Inter-relationship: Research aims to analyse inter- relationships
between variables and to derive causal explanations and thus enables to have a better
understanding of the world in which we live.
7. Applied Research Aims at finding solution: Applied research aims at finding solutions
to socio-economic problems (e.g., social unrest, unemployement, poverty) health
problems, human relations problems in organizations and so on.
8. It Aims to Develop Tools concepts: Research aims at developing new tools, concepts,
and theories for a better study of unknown phenomena.
9. Research Aids in Planning: Research aids in planning and thus contributing to national
development. Research – social science research in particular – aids planning in the
following ways:
i) Research brings out factual data on prevailing situations and problems for drawing
up plans and schemes on a realistic basis.
ii) Research uncovers needed facts on which sound decisions can be made before
committing resources.
iii) Research studies enable the planners to evaluate alternative strategies and choose
the most appropriate strategy for development of the various sectors like
agriculture, industry, education health social welfare etc…
iv) The dissemination of research finding creates a general awareness of the country’s
current situation and problems among the public which inspire them to participate
in formulation and implementation of development schemes.
10. Rational Decision Making : Analytical research studies internal and external
environment of business and non-business organizations providing factual data for rational
decision making and formulation of strategies and policies.
Research Process consists of a number of closely related activities. But such activities
overlap continuously and do not follow a strictly prescribed sequence. Various steps involved in a
research process are not mutually exclusive. Nor are they separate and distinct. They do not
necessarily follow each other in any specific order and the researcher has to be constantly
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anticipating at each step in the research process the requirements of the subsequent steps.
However the following order concerning various steps provides a useful procedural guideline
regarding the research process which is shown in the figure 1.1
The primary data are those, which are collected afresh and for the first time, and
thus happen to be original in character. The secondary data, on the other hand, are those
which have already been collected by someone else and which have been passed through
the statistical process.
7. Execution of the Project: The researcher should see that the project is executed is a
systematic manner and in time. If the survey is to be conducted by means of structured
questionnaires, data can be readily machine-processed. In such a situation, questions as well
as the possible answers may be coded. If the data are to be collected through interviews,
arrangements should be made for proper selection and training of the interviewers. The
training may be given with the help of instruction manuals, which explain clearly the job of
the interviewers at each step. Occasional field checks should be made to ensure that the
interviewers are doing their assigned job sincerely and efficiently.
8. Analysis of Data : After the data have been collected, the researcher turns to the task of
analyzing them. The analysis of data requires a number of closely related operations such as
Research has a wide scope and draws upon the research findings of related disciplines
such as sociology, psychology, anthropology, political science, biology, mathematical and other
sciences. Business research may focus on theory or specific operational problems. In the former
case the objective would be to discover/illustrate precepts or principles and in the latter case the
objective would be to provide solutions to current problems. Topics of research in functional areas
of business are given below. The main scope and areas in business research are as under:
Industrial Research
Production Research
1) Accounting and Finance : In the area of accounting and finance, the tentative list of
important topics in which research in carried-out are as under:
i. Practices and procedures of budget control system
ii. Inventory costing methods and practices
iii. Depreciation method and their impact on earnings
iv. Transfer pricing methods and their impact on earnings
v. Individual investment behavior
vi. Capital structure and capital budgeting decisions
vii. Mergers and acquisitions and their impact on company’s earnings
2) Human Resource Development and Oranisation Behaviour: HRD and organisation
behaviour constitutes very important areas in business field. Major areas in which research is
carried-out in this field are:
i. Employee behaviours
ii. Employee attitudes
iii. Leadership traits
iv. Performance appraisal system, and
v. Assessment centre and evaluation
3) Marketing Research: In the area of marketing business research is heavily practiced. So
much is the application that there is a separate branch of marketing research which looks after
the area of applications of research in the field of marketing. Marketing research is undertaken
to assist the marketing function. Marketing research stimulates the flow of marketing data
from the consumer and his environment to marketing information system of the enterprise.
Market research involves the process of:
i. Systematic collection
There is a growing recognition that knowledge of research methods may be useful for students
preparing for careers as practicing managers. In recent years empirically based knowledge
about organisation has grown at the phenomenal rate. The organisation research enables the
managers to get exposed to a number of theories and research findings having relevance to
organisations.
Although the roles of managers and there search scientists are often viewed as very different,
many of the day-to-day problems of managers are similar to those faced by researcher. If the
managers are conversant with the research methods, they can improve their problem-solving
efficiency. For example, a manager is confronted with the problem of high absenteeism in one
department. Once the problem is identified and the need to take corrective action has been
recognized, the manager must collect reliable an authentic information about the problem. The
manager may often have hunches about the problem, which are similar to the hypothesis of
the researcher. If the manager has sound knowledge of research methods, he can scientifically
approach the problem, Otherwise, he may try as a fledgling to act on the hunches resulting in
an inefficient and costly process of trial and error used while studying a problem. It is needless
to say that knowledge of research process is highly indispensable to managers,
Two major approaches exist in research literature, i.e. qualitative and quantitative. Qualitative
methods are used to find and confirm and presence and absence of an element, while quantitative
methods are used to measure the degree of an element already present. Quantitative research
involves use of statistical analysis to obtain findings, while qualitative research includes gathering
of data through open-ended questions that provide direct quotations. The interview is an essential
part of the investigation. The research used both quantitative technique by empirically testing
hypotheses through statistical method and quantitative method using semi-structured interviews
with manager. The use of both methods enhances the understanding of social phenomenon.
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1.1.6.1. Quantitative Research
Quantitative research design is the standard experimental method of most scientific disciplines.
These experiments are sometimes referred to as true science, and use traditional mathematical and
statistical means to measure results conclusively.
They are most commonly used by physical scientists, although social sciences, education and
economics have been known to use this type of research. It is the opposite of qualitative research.
Quantitative experiments all use a standard format, with a few minor inter-disciplinary
differences, of generating a hypothesis to be proved or disproved. This hypothesis must be
provable by mathematical and statistical means, and is the basis around which the whole
experiment is designed.
Randomization of any study groups is essential, and a control group should be included, wherever
possible. A sound quantitative design should only manipulate one variable at a time, or statistical
analysis becomes cumbersome and open to question. Ideally, the research should be constructed
in a manner that allows others to repeat the experiment and obtain similar results.
1) It is usually based upon numerical measurements and thus tends to use numbers and
statistical methods as key research indictors and tools.
2) It tends to be associated with analysis
3) It tends to be associated with large-scale studies and with a specific focus, often
condensing information from a large number specific occurrences to search for general
description or to investigate causal hypotheses.
4) It tends to be associated with researcher detachment, producing ‘objective’ numerical data
that is independent of the researcher; it is very controlled, exact approach to research.
5) It tends to be associated with pre-determined research design, using measurement and
analyses in a systematic and logically ordered fashion that may be-replicated relatively
easily by other researchers.
6) Validity and reliability can be measured numerically using statistical tests
7) A common perception of quantitative research is that the emphasis is on proof rather than
discovery.
1) Quantitative experiments can be difficult and expensive and require a lot of time to
perform. They must be carefully planned to ensure that there is complete randomization
and correct designation of control groups.
2) Quantitative studies usually require extensive statistical analysis, which can be difficult,
due to most scientists not being statisticians. The field of statistical study is a whole
scientific discipline and cab be difficult for non-mathematicians.
3) In additions, the requirements for the successful statistical confirmation of results are
very stringent, with very few experiments comprehensively proving a hypothesis; there
is usually some ambiguity, which requires re-testing and refinement to the design. The
means another investment of time resources must be committed to fine-tune the results.
4) Quantitative research also tends to generate only proved or unproven results, with there
being very little room for grey areas and uncertainty. For the social sciences, education,
anthropology and psychology, human nature is a lot more complex than just a simple yes
or no response.
For these reasons, these qualitative methods are often closely allied with survey design techniques
and individual case studies, as a way to reinforce and evaluate findings over a broader scale.
One example of a qualitative research design might be a survey constructed as a precursor to the
paper towel experiment. A study completed before the experiment was performed would reveal
which of the multitude of brands were the most popular. The quantitative experiment could then
be constructed around only these brands, saving a lot of time, money and resources.
1) Qualitative techniques are extremely useful when a subject is too complex be answered
by a simple yes or no hypothesis.
2) These types of designs are much easier to plan and carry out, useful when budgetary
decisions have to be taken into account
3) The border scope covered by these designs ensures that some useful data is always
generated, whereas as unproved hypothesis in a quantitative experiment can mean that a
lot of time has been wasted.
4) Qualitative research methods are not as dependent upon sample sizes as quantitative
methods; a case study, e.g., can generate meaningful results with a small sample group.
The process starts by issuing a topic for discussion among participants by the moderator.
In such discussions, the moderator’s role will be to silently watch the proceedings and
ensure that the discussion is going on as expected. However, the moderator needs to
intervene to ensure that all individuals in the group participate. Once the focus group’s
observations and recommendations are obtained, the information is evaluated by the
moderator. This forms the basis for further research.
Basis of
Qualitative Data Analysis Quantitative Data Analysis
Difference
1 Interpretation It relies on interpretation and logic, This analysis relies on statistics,
Qualitative researches present their Quantitative researchers use graphs and
analyses using text and arguments tables to present their analysis
2 Procedures and Qualitative analysis has no set rules, Quantitative analysis follows agreed
Rules but rather guidelines are there to upon standardised procedures and rules
support the analysis
3 Occurrence Qualitative analysis occurs Quantitative analysis occurs only after
simultaneously with data collection data collection is finished
4 Methodology Qualitative analysis may very Methods of quantitative analysis are
Research is a very important source of making sound decisions and also affects future
operations of the organization. The following are the major areas in which research plays an
important role in making effective decision:
Significance of Research
In India, research based decision making has just made a beginning. There are still a
number of gaps in understanding between the researchers and its users.
1) Research can provide a number of facts, but it doesn’t provide actionable results.
2) Some problems just cannot be researched, e.g., a precise estimate of sales directly
attributable to advertising.
3) It cannot provide the answer to any problem but can only provide a set of guidelines.
Thus, management will have to consider research findings in the light of other factors
such as production, finance and personnel, in arriving at the decision.
4) Managers normally do not include research in the overall problem or total decision
making. Partial decisions on specific issues and without proper timing and budget may
not help in satisfactory solutions.
5) Manages rely more on intuition and judgment rather than on research.
It has taken a long time to determine how the world should be investigated. The earliest
ways focused on the Greek philosophers such as Aristotle, who maintained that men and women
have different numbers of teeth. He did not check this, and merely provided lengthy arguments as
to why this should be so. However, arguments cannot determine whether a statement is correct.
Proof is required. Since then, the world has learnt to carry-out experiments and perform
observations. This approach means that results are universal and may be reproduced. Thus, the
scientific method was born, which was subsequently followed by research in the behavioural
sciences. The empirical and social sciences borrowed from probability theory and statistics,
decision theory, game theory, utility theory, and operations research. Philosophers of science have
addressed general methodological problem such as the nature of scientific explanation and the
justification of induction.
This was followed by a two-hundred-year battle between the established church and
empiricism. The shift in the Western mind from medieval to modern thought was underpinned by
the growth of science. This was mainly achieved by the early scientists. Copernicus challenged
the view that the Earth was at the centre of the universe, suggesting that empirical evidence
favoured the theory that the earth orbited the sun. Francis Bacon argued for the use of experiment
rather than deduction as a means to increasing knowledge, Kepler’s use of observation and
mathematics enabled him to supplant the Pythagorean theories of perfect heavenly spheres by
showing how planes move in ellipses. Galilei was placed under house arrest for agreeing with
Copernicus. Descartes believed he had a rational foundation for science based on his arguments
It has been claimed that the scientific method provides the most persuasive form of
research. It is unprejudiced, not having to believe the ideas of the researcher, and allows for the
possibility to redefine or redo the experiment to determine whether results are true or not. In his
exposition of scientific theory, Hawking suggests that any goo theory should satisfy two
requirements:
1) It must accurately describe a large class of observations on the basis of a model that
contains only few arbitrary elements.
2) It must make definite predictions about the results of future observations.
According to Hawking, any physical theory is always provisional in the sense that it is only a
hypothesis – you can never prove it. Thus, no matter how many times the results of subsequent
experiments agree with the theory, you cannot predict whether the next time the result may not
contradict the theory. However, to disprove a theory you only have to find a single observation
that contradicts it. Thus, a new theory generally is an extension of previous theory. In practice, a
new theory may be devised following upon ad-ons o the previous theory, through modifications or
even abandonment.
Newton’s laws of gravity, which in essence have been proved incorrect by Einstein’s
predictions, are an example of such modification or abandonment. In 1666, Newton proposed his
theory gravitation. This theory was, and still is, one of the greatest intellectual discoveries of all
time. The theory explained all observed facts and made predictions that were later tested and
found to be correct within the accuracy of the instruments being used. However, during the 19th
century, with more accurate instruments testing Newton’s theory, slight discrepancies were
uncovered. Einstein proposed his theory of relativity, thus in a way negating Newton’s
discoveries. Does this mean that the truth according to Newton has changed for the truth
according to Einstein – and this despite the fact that it is still the same universe? No, it does not.
When a theory is believed to be true, it is so because it agrees with all known experimental
evidence.
When an accepted theory cannot explain new data, researchers strive to develop a new
theory. With the increase in knowledge, this is becoming more and more difficult, since the new
theory not only has to explain the new data, but also assimilate the past. This is not a simple
process. It requires many propositions and hypotheses studied and rejected. Validity is discussed;
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hypotheses are rejected, reformulated or acknowledged (although they may be based on different
assumption).
For Example, according to Copernicus’ theory of the solar system, the planets move in
circles around the sun. In Kepler’s and Copernicus’s theory was subsequently replaced by
Kepler’s. However, it may be that different theories have the same predictions. If the predictions
of a long –standing theory are found to disagree with new experimental evidence, the theory may
be discarded as a description of really but still continues in applications within a limited range of
parameters. Such an more general and accurate description of the principles of the universe.
Business research refers to any type of researching done when starting or running any kind
of business. For example, starting any type of business requires research into the target customer
and the competition to create a business plan.
Conducting business market research in existing businesses is helpful in keeping in touch with
consumer demand. Small business research begins with researching an idea and a name and
continues with research based on customer demand and other businesses offering similar products
or services. All business research is done to learn information that could make the company more
successful.
According to McDaniel and Gates, “Business research is the planning, collection and analysis of
data relevant to business decision-making and the communication of the results of this analysis to
management”.
According to Zikmund, “Business research is a management tool that companies use to reduce
uncertainty. It is a manager’s source of information about organizational and environmental
conditions, and covers topics ranging from long-range planning to the most ephemeral tactical
decisions”.
1) Explore Action: This is done when the researcher is trying to generate ideas about
something
2) Description: This is done when the researcher wants to describe the characteristics of
something or some phenomenon.
3) Explanation: This is done when the researcher wants to show how and why a
phenomenon operates as it does. If he is interested in causality, he is usually interested in
explanation.
4) Prediction: This is the objective when the primary interest is in making accurate
predictions. Note that the advanced sciences make much more accurate predictions than
the newer social and behavioural sciences.
5) Influence: This objective is a little different. It involves the application of research results
to impact the world. A demonstration program is an example of this. One convenient and
useful way to classify research is into exploratory research, descriptive research,
explanatory research, predictive research, and demonstration research.
Every business undertakes research so that it an take right decisions at the right time. No
matter what kind of business one is in, one is expected to find out something out there that
impacts running of the business.
Here are eight types of business research one will have to do at some stage in the business
career.
Exploratory Descriptive
Evaluative
Diagnostic
Investigative
Normative
Predictive
Prescriptive
Various areas of business where research can be applied are discussed below:
Control Technique
Large-Scale Production
Complex Market
Pattern of consumption
Market Complex
Distribution
Sales Promotion
Significance of business research are discussed below: of business where research can be applied
are discussed below:
Ensuring Adequate
Measuring Advertising
Distribution
Effectiveness
1) Testing new Products: Business research tests the potential success of new products.
Companies must know what types of products and services customers want before they
market them. For example, a restaurant chain may initially interview focus groups to test half
dozen types of fish meals. The focus groups will likely consist of small groups of customers.
The objective of the focus group may be to determine which fish meal customers like the best.
The company may even use customer input in naming the entrée and ask how much
consumers would spend for the meal. Eventually, the company may test the fish meal
thorough surveys with larger groups of people.
2) Ensuring Adequate Distribution: Companies may also use business research to ensure the
adequate distribution of their products. For example, a telephone directory publisher may
conduct a distribution follow-up study to make sure phone directories have been delivered to
all residential customers. Publishers of telephone directories base their advertising rates on
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distribution. Therefore, ensuring that all residences receive phone books is crucial to the
success of the publisher’s business clients. Similarly, a consumer products company may want
to talk to retailers about all the different brands they sell. The results of the business research
will help marketing managers determine where they need to increase their product
distribution.
3) Measuring Advertising Effectiveness: Companies use business research to determine the
success of their advertising. For example, a milk manufacturer may want to know what
percentage of the population saw its most recent television commercial. The milk company
may fine that more people become aware of its advertising the longer the television ad runs.
The milk company may need to run its television advertisements at different times if few
people have seen the commercial. Companies also use business research to see if consumers
recall the message or slogan of their commercials.
4) Studying the Competition: Companies often use business research to study key competitor
in their markets. Companies will often start with secondary research information or
information that is already available. For example, a software company may want to know the
percentage of customers in the market who purchase its products versus competitors’
products. The researchers can then study the purchasing trends in the industry, striving to
increases their company’s share of the market. Companies will often need to increase their
market share in an industry to increase sales and profits.
Time Constraints
Availability of Data
1.3.1. Introduction
Research may be very broadly defined as systematic gathering of data and information and
its analysis for advancement of knowledge in any subject. Research attempts to find answer
intellectual and practical questions through application of systematic methods. Research
comprises a systematic method of exploring actual persons and groups, focused primarily on their
experience within their social worlds, inclusive of social attitudes and value and the mode of
analysis of these experience within their social worlds, inclusive of social attitudes and value and
the mode of analysis of thee experiences permits starting proposition in the specific form. In short,
the search for knowledge through objective and systematic method of finding solution to a
problem is research. There are several ways to classify the research which are shown in the figure
1.2.
Types of Research
On Basis of
Pure Cross
Applied
Exploratory Conclusive Theoretical
Research Sectional
Research
Research Research
Empirica
Longitudinal
Descriptive
1) Pure Research
2) Applied Research
Pure research, also called basic research is concerned with quest for knowledge and to
know more about the phenomenon without concern for its practical use and also with developing
and testing hypotheses and theories. Pure research takes place to explore a particular concept, or
issue, without regards for a specific problem, and may be carried out to simply gain a better
understanding of the overall concept. It is said, there is nothing so practical as a good theory, for
example, the development of a model of a coaching behavior. Such research in itself has no
immediate value beyond contributing to an area of intellectual injury.
This research is concerned with search for was of using scientific knowledge to solve
practical problems. It focuses on analyzing and solving and real life problems. The findings
become basis of framing programme and policies, based on principles of pure research. According
to Horton and Hunt, this research is an investigation for ways of using scientific knowledge to
solve practical problems. Because this research is generally conducted on large-scale basis, it is
expensive. As such, it is often conducted with the support of some financing agency like
An example of this may be a sports organization that wishes to explore a potential market.
They could commission research to determine demand for sports-related services or products, or
carry out research to explain why individual drop out from a particular fitness programme after a
short period of time.
A sociologist who seeks to find out why crime is omitted or how a person becomes a
criminal is working for pure research. If this sociologist then tries to find out how a criminal can
be rehabilitated and his deviant behavior can be controlled, is doing applied research.
1) Exploratory Research
2) Descriptive Research
3) Casual or Experimental Research
When the objective of research is to gain familiarity with a phenomenon or acquire new
insights into it in order to formulate a more precise problem or develop hypothesis, the
exploratory studies is very helpful. If the theory happens to be too general or too specific, a
hypothesis cannot be formulated. Therefore a need for an exploratory research is felt to gain
experience that will be helpful in formulating relevant hypothesis for more definite investigation.
For example, a researcher in the field of Psychology is interested in studying the influence of
social environment on mental health. The researcher is restrained from formulating any precise
hypothesis for investigation based on the writings on this topic. In such a case the exploratory
study is usually most suitable.
1. Survey of Literature: A review of the literature helps to identify the hypothesis which
may serve as a guide for further investigation
It is important to bear in mind that exploratory study merely leads to insights for
formulating hypothesis. Its approaches do not consider it important to test or demonstrate them.
Research in which the primary purpose is to “paint a picture” using words or numbers and
to present a profile, a classification of types, or an outline of steps to answer questions such as
who, when, where, and how. It presents a picture of the specific details of a situation, social
setting, or relationship. Much of the social research found in scholarly journals or used for
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making policy decisions is descriptive. Descriptive research in contrast to exploratory research is
marked by a clear statement of the problem, specific hypotheses, and detailed information needs.
The survey conducted in the department store patronage project, which involved personal
interviews, is an example of descriptive research. Other examples of descriptive research are:
1) Market share studies, which describe the size of the market, buying power of the consumers,
availability of distributors, and consumer profiles
2) Market share studies, which determine the proportion of total sales received by a company
and its competitors
3) Sales analysis studies, which describe sales by geographic region, product line, type and size
of the account.
4) Image studies, which determine consumer perceptions of the firm and its products
5) Product usage studies, which describe consumption patterns
6) Distribution studies, which determine traffic flow patterns and the number and location of
distributors
7) Pricing studies, which describe the range and frequency of price changes and probable
consumer response to proposed price changes
8) Advertising studies, which describe media consumption habits and audience profiles for
specific television programs and magazines
1) Data collection techniques employed in this research present several advantages as they
provide a multifaceted approach for data collection
2) Descriptive research provides as insight into life experiences in a way that other research
methods can not
3) It is less expensive and time consuming
4) It collects a large amount of data for detailed study
1) To understand which variables are the cause (independent variables) and which variables are
the effect (dependent variables) of a phenomenon
2) To determine the nature of the relationship between the casual variables and the effect to be
predicted
Like descriptive research, casual research requires a planned and structured design. Although
descriptive research can determine the degree of association between variables, it is not
appropriate for examining casual relationships. Such an examination requires a casual design, in
which the causal or independent variables are manipulated in a relatively controlled environment.
A relatively controlled environment is one in which the other which the other variables that may
affect the dependent variable are controlled or checked as much as possible. The effect of this
manipulation on one or more dependent variables is then measured to infer causality. The main
method of causal research is experimentation.
1) Although this research is primarily possible in areas of physical sciences, with the help of
hypothesis, may also be carried out in social sciences
2) Makes use of quantification the findings, application of the statistical and mathematical tools
and measurement of the results thus quantified
3) Causal research is used to obtain evidence of ‘cause-and-effect’ ‘(causal) relationships
4) In causal studies it is typical to have an expectation of the relationship to be explained, such
as predictation about the influence of price, packaging, advertising, and the like on sales.
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Advantages of Causal Research
1) Helps marketers see how their actions shall affect business in future
2) Helps control extraneous variables which is usually lesser in other research methods
3) Involves manipulating the independent variable to observe the effect on the dependent
variable. This makes it possible to determine a cause and effect relationship
4) Because of strict conditions and control the researcher can set up the experiment again and
repeat or ‘check’ their results. Replication is very important as when similar results are
obtained this gives greater confidence in the results.
Theoretical research generally uses the findings from existing works to develop new ideas
through analyzing existing th3eory and explanation. These new ideas are not tested through
collecting evidence in the form of primary data. Theoretical research is held to be a classical way
of adding something of value to the body of knowledge.
In the business and management studies would theoretical research is not always well-
received. In fact some academic researchers would argue that the process described as theoretical
research should not be regarded as “proper” academic research. The basis of such a claim is that
this type of theoretical research does not have a test component. This fact is used by those who are
not enthusiastic about theoretical research, to imply that they theories can be postulated without
any “proof”. However this type of thinking is a misunderstanding of the nature of research. All
research processes requires conceptualization.
One of the primary roles of theoretical research is to re-work already established ideas in
order to improve insights into the subject matter. Such improvements could well-constitute adding
something of value to the body of knowledge.
1) Theoretical research advances the fundamental limits of understanding, which has led to
important advances in the past and will continue to lead to important advances in future
2) This research helps pervade education and thereby invades industry
3) It provides a common body of understanding that practitioners automatically employ in
attacking technical tasks
4) This research is valuable as without the theory there would be nothing to apply
1) This research is often purely theoretical with the goal of increasing human understanding of
certain phenomena or human behavior but does not try to solve or treat these problems
2) This research is based on existing work or literature, therefore, reliability of such sources
affects the conclusions of theoretical research
3) The new ideas developed from this research are not tested through collecting evidence in
form of collected primary data
Some of the benefits of empirical research which academics may perceive to possess are as
follows:
1) Since empirical research requires soliciting participation and “data gathering” from various
off-campus business firms, the time required for atleast these phases of the research studies
are only partly under the control of the researchers. Thus, the researchers may feel that the
less control they have over the time required for each phase of the research, the longer the
expected completion time, the greater the variation in the time required to complete the work,
and thus the greater the “risk” associated with the project’s completion.
2) Field research requiring on-site visits by the researchers may require cash outlays for travel,
lodging and other expenses not required in conceptual research, which can usually be
accomplished in the local academic setting
3) They cannot gain access to the types of firms necessary for their studies
1) Cross-sectional Research
2) Time-Series Research
3) Panel Study
4) Cohort Study
A time design collects data on the same variable at regular intervals (weeks, months,
years, etc.) in the form of aggregate measures of a population. Measurements are taken on each
variable over two or more distinct time periods. This allows the researcher to measure change in
variables over time. For example, the Consumer Price Index (CPI), the FBI Uniform Crime Rate,
unemployment rates, poverty rates, etc.
Time series data are nearly always presented in the form of a chart or graph. The horizontal (or x)
axis is divided into time intervals, and the vertical (y) axis shows the values of the dependent
variable as they fluctuate over time.
Researchers inspect a time series graph to look for four types of patterns:
1) The group to be involved is usually smaller than in case of typical individual interview study.
This help in saving time and cost involved in covering a large number of persons.
2) It provides an exceptional opportunity for study of the causes and the effects of change. The
researcher can determine changes both in the aggregate and in individual opinions.
3) With the panel technique it is possible to identify those who themselves hanged or
experienced the change in their community
4) Repeated study can also be done upon different samples selected at different times from the
same population and the difference in the people in the attitude opinion etc. can be noted.
1) Repeated visits to the same respondents can be source o change itself. The respondent
becomes sensitive to the interview’s interest and prepares himself to return of researcher
2) Real changes in the panel cannot be distinguished from sample bias. Difference in answers
from one interview to other might have been because of respondents’ misunderstanding of
questions or because of change in his mood and not because of relevant variables.
It is similar to the panel study, but rather than observing the exact same people, a category
of people who share a similar life experience in a specified time period is studied. Cohort analysis
is “explicitly macroanalytic” which means researchers examine the category as a whole for
important features. In cohort study, the individuals examined over time may not be the same but
they should be representative of a particular group (or cohort) of individuals who have shared a
common experience. When cohort analysis design is used, a table is constructed to display the
results with column for the time interval of data collection (the cohort interval), for example age
group such as 15-20 years, 21-25 years etc.
1) Allows compete information on the subject’s exposure, including quality control of data,
and experience thereafter
2) Gives an opportunity to study multiple outcomes related to a specific exposure
3) This study is intuitive and methodology and results are easily understood by non-
specialists
4) Can establish timing and directionality of events
5) Less costly than experimental studies in general
6) In prospective cohort study researcher has good control over what information is to be
collected and at what intervals.
1) Though less expensive than experimental studies, still requires higher costs
2) It is resource intensive and difficult because it requires monitoring of large number of
subjects over a period of time.
3) Selection of random sample for a cohort study is pretty tricky
4) People may refuse to participate and loss of their individual characteristics or personalities
can affect the results of the study.
1.4.1. Introduction
A research problem is the situation that causes the researcher to feel apprehensive,
confused and ill at ease. It is the demarcation of a problem area within a certain context involving
the Who or what, the where, the when and the why of the problem situation. There are many
problem situations that may give rie to research.
For a research problem to exist, there are a number of core elements that have to be inherent.
There must be:
The following precautions should be taken into consideration for identifying problem
1) The words used for defining a problem should have a single meaning
2) The statement of the problem must be brief but comprehensive
3) The assumptions are to be recognized for the study
4) The problem should have practical importance in the field of education
5) The definition or the statement of the problem should have certain rationale
Once the researcher has identified two or more problems or opportunities, the next
question for him is to select a problem based on priority, limited finance and time constraints. He
should choose the problem which is likely to add value to the research. Choosing a relatively less
important problem would amount to wasting time and resources. A research problem rightly and
rationally selected helps the researcher to complete the project within the prescribed time limit
and the budgeted amount. The right selection of a research problem will boost the morale of the
researcher. In the selection of a problem a researcher should take the following precautions:
1) Researcher’s Interest: The researcher should possess probing attitude, tenacity of spirit
and dedication to thoroughness. AS researcher will be able to imbibe these three virtues, if
he has personal interest in the results of study. If the researcher has little interest, the
project will become a sheer drudgery.
2) Topic of Significance: if a student selects a problem which could be applied in practice,
he may be able to attract the attention of the people in the practical field of study. The
results of the study will also be used by the people in the business. If the student selects a
significant theoretical problem, he can keep in touch with leading scholars in the field. The
constant touch of the researcher with scholars will stimulate his thinking and enthusiasm.
A young researcher is often tempted to think that his study must result in some
extraordinary findings. Too high ambition in this sphere is dangerous, since it may lead to the
selection of an unmanageable problem. Today a thesis is judged not a terms of its revolutionary
findings and original discoveries, but in terms of the candidate’s methods of work and analytical
abilities.
Social scientists with different values choose different topics for investigation. They
should guard against bias which might enter into their research. Personal whims of the researchers
inevitable influence the choice of the topic. The only means by which the rationality of scientific
procedure can be maintained is the awareness as to where and how the bias creeps in.
1) Unsatisfactory State of Affairs: Research problem is a problem that someone would like to
research, anything that a person find unsatisfactory or unsettling, a state of affairs that need to
be changed. A research problem involves areas of concerns of researchers, for condition they
want to improve, difficulties they want to eliminate, questions for which they want to seek
answers.
2) Results of a Reasoning Process: The problem definition is the result of a reasoning process
conducted by the researcher in order to translate the phenomena to be examined into a
(scientific) researchable (and relevant) research problem. Therefore, a problem definition is
the researcher’s product, as he creates a certain formulation in order to define the problem
from his perspective (based on this present knowledge and experience). It is important not to
forget that a problem definition often contains quite some symbolism and tends to be rather
abstract.
3) Consists of a Research Objective and Research Question: A problem definition consists of
both a research objective and a logically derived research question; these precisely establish
what needs to be examined and why and under which (pre) conditions it should take place.
This question is often based on complex reasoning about phenomena in the organisation
guided by theoretical notions. These derive content and create meaning given its relevant
context.
4) Involves Stating the General Problem and Components of Research: Problem definition
involves stating the general problem and identifying the specific components of the marketing
research problem. Only when the marketing research problem has been clearly defined, can
research be designed and conducted properly. Of all tasks in a marketing research project,
none is more vital to the ultimate fulfillment of a client’s needs than a proper definition of the
research problem. All the efforts, time and money spent from this point on will be wasted if
the problem is misunderstood or ill defined. This point is work remembering, because
inadequate problem definition is a leading cause of failure of marketing research projects.
5) Contains Dual Functions: A problem definition has a dual function. On the one hand, it is an
important way to achieve synchronization between the client, the university (tutor or
supervisor of the research project) and the researcher (student). A problem definition is also a
‘vehicle’ creating a possibility to communicative about what is perceived as the problem. It
helps to shape and focus the research.
6) Indicates the Type of Phenomenon: The research problem indicates the type of phenomenon
(individual, group, organization, social interaction or social object) and the aspects,
Defining a problem involves the tasks of laying down boundaries within which a
researcher shall study the problem with a pre-determined objective in view.
Defining a research problem properly and clearly is crucial part of a research study and
must in no case be accomplished hurriedly. However, in practice this is frequently overlooked
which causes a lot of problems later on. Hence, the research problem should be defined in a
systematic manner, giving due weightage to all relating points. The technique for the purpose
involves the undertaking of the following steps generally one after the other.
1) Statement of the Problem in a General Way: The research problem must address either a
specific practical operational issue or some scientific discovery. It can also be pertaining to
satisfaction or broadening of a particular intellectual curiosity. Whatever the area of research,
the problem definition should generally be at a logical level.
2) Understanding the Nature of the Problem: The next step in defining the problem is to
understand its origin and nature clearly. The researcher must understand the origin and nature
of the problem in clear terms through discussions and study of the environment within which
problem is to be solved. The best way of understanding the problem is to discuss it with those
who first raised it in order to find out how the problem originally came about and with what
objectives in view.
3) Surveying the Available Literature: It is important to review and survey all the possible
literature that is available on the research area prior to defining the research problem. It
assists researcher to look into newer dimensions in that particular area and leads to
enhancement of knowledge. All available literature concerning the problem at hand must
necessarily be surveyed and examined before a definition of the research problem is given.
4) Developing the Ideas through Discussions: Persons who have knowledge or have rich
experience in the area of research have proved to be good sounding board for a researcher.
Their advice and comment on research proposal help a researcher to have better clarity and
focus on his research topic. Discussion concerning a problem often produces useful
information. Various new ideas can be developed through such as exercise.
Hence, a researcher must discuss his problem with his colleagues and other who have enough
experience in the same area or are working on similar problems.
1.5.1. Introduction
The research objectives define the type and extent of information needed to achieve the
research objectives. The data needs are further clarified by the type of research design chosen as
well as by the nature of research e.g whether the problem at hand is that of exploratory or
preliminary research or causal and conclusive research and so on. Research objectives set the
purpose and focus of your research with the fundamental questions that will be addressed.
A research objective can be specified broadly, or narrowly. One common pitfall in field of
marketing research is to specify too many objectives for a single marketing research project. The
thinking seems to be, “we are doing a study anyway, so let us find out everything we can.
“Sometimes this strategy backfires, and the data collection task turns unwieldy, it products a mass
of data that is not really needed at that point of time. In general, it is a good idea to be focused in
doing marketing research and haw a few, clearly stated objectives. About four or five objectives
in most cases are adequate to do a useful marketing research study.
While framing research objectives, researches must keep in mind following important
qualities:
1) Precise: To be precise means that the terminology is understandable to the marketing manager
and that it accurately captures the essence of each item to be researched.
2) Detailed: Detail is provided by elaborating, perhaps with examples, each item
3) Clear: The objective is clear if there is no doubt as to what will be researched and how the
information will be presented to the manager
4) Operational: Finally, the research objective must be operational. But this we mean that the
research objective should define how the construct being evaluated is actually measured.
These definitions are referred to as operational definition.
The type of information sought from market research will determine how much time and effort a
business should invest in it.
The term hypothesis derives from the Greek, “hyposthenia” meaning “to put under” or “to
suppose”. Hypotheses are a tentative conjecture explaining an observation, phenomenon or
scientific problem that can be tested by further observation, investigation and / or
experimentation. It refers the process of selecting and using a sample statistics to draw an
inference about a population parameter based on a subset of it – the sample draw from the
population.
The research process begins and ends with the hypothesis. It is core to the entire procedure
and therefore, is of the utmost importance. Hypotheses can be formulated in several ways yet it
always performs the basic function of predicting the final outcome of the investigation. The
hypotheses usually occur after inductive reasoning in which the researcher performs a series of
observations in order to form a theory. This hypothesis is then part of the first stage of the
research process.
Working hypotheses is more useful when stated in precise and clearly defined terms. A
basic fact about testing hypotheses is that a hypothesis may be rejected but that the hypotheses
never can be unconditionally accepted until all possible evidence is evaluated. In the case of
sampled data, the information set cannot be complete. So, if a test using such at does not reject a
hypothesis, the conclusion is not necessarily that the hypotheses should be accepted.
1. Clear and Precise: Hypothesis should be clear and precise. If the hypothesis is not clear and
precise, the inferences drawn on its basis cannot be taken as reliable
A hypothesis “is testable if other deductions can be made from it which, in turn can be
confirmed or disproved by observation”.
Hypotheses may be developed from various sources. Some of the important sources are the
following:
Theory
Background Knowledge
Experience
Analogies
Scientific Theories
1) Intuition: A hypotheses arises from intuition. These hypotheses have no clear connection
with the large body of social science. The intuition is associated with an individual, who is
influenced by environment
2) Other Studies: A hypotheses also arises form other studies. The findings of a study may be
formulated as hypotheses. The hypotheses followed in one study previously can be used in
the present study.
3) Theory: Theory is a fertile seed-bed of hypotheses. For example, individuals who are rising
in status are likely to be favourably inclined towards individual and objects that are helping
their upliftment in life. The researcher may identify the variables which influence the status
of the said individuals.
4) Background Knowledge: The researcher must go through and collect all information related
to his problem research by consulting already established facts, theories, and other forms of
related literature. This kind background knowledge helps the researcher in understanding the
important aspects of the problem, as may have taken-up by previous researchers with clues
for solution.
5) Experience: A researcher may get enough insight to the problem by his own experiences
also. He may have a general understanding of an existing problem, its probable causes and
also the solutions. Such experiences may help him to make a considerable review or analysis
of the problem.
6) Analogies: A researcher may also analyze two similar situations or events or reasons for a
particular problem. In this case a researcher himself makes an argument about the two
situations and come to a decision.
1) Finding Answer: Hypothesis supports the research to find and answer to a problem. It is
expressed in declarative form. The most important thing is it will provide a gi4eline to the
problem.
2) Identify Aim of Researcher: A hypothesis states what researchers are looking for. When
facts are assembled, ordered, and seen in a relationship they constitute a theory. The theory
is not speculation but is built upon fact. Now the various fact in a theory ay be logically
analyzed and relationships other than those stated in the theory can be deduced. At this point
there is no knowledge as to whether such deductions are correct. The formulation of the
deduction however constitutes a hypothesis; if verified it becomes part of a future theoretical
construction
3) Testing the Validity of Proposition: A hypothesis looks forward. It is a proposition which
can be put to a test to determine its validity. It may seem contrary to or in accord with
common sense. It may prove to be correct or incorrect. It any event however, it lead to an
empirical test.
4) Defining Relationships: Hypothesis is to state a specific relationship between phenomena
in such a way that this relationship can be empirically tested. The basic method of this
demonstration is to design the research so that logic will require the acceptance or rejection
of the hypothesis on the basis of resulting data.
5) Other Needs:
i) It provides a direction to the research and prevents waste of time and effort of the
researcher
ii) It sets a limit to the researcher’s point of view
iii) It helps the researcher to look into a particular aspect of the problem thereby offering
certain issues and facts
iv) It provides the methods to be used in solving the problem
v) It acts as a framework or analysis and interpretation of the data to draw conclusions
vi) It suggests the areas of importance which need more attention or more collection of
facts by the researcher
vii) A hypothesis ensures the entire research process remain scientific and reliable and
following the principles of deduction
Notice that the research hypotheses are a directional hypothesis, i.e., it indicates the expected
direction of the results. The direction is implied by theory or previous research. The
hypotheses would not indicate the expected direction of the results in exploratory studies
where there is no strong rationale for an expected direction. When it is time to test whether the
data support or refute the research hypothesis, it needs to be translated into a statistical
hypothesis.
i) Null Hypothesis: A statistical hypothesis which is stated for the purpose of possible
acceptance is called null hypothesis. It is usually denoted by the symbol for H0- example,
the null hypotheses may be expressed symbolically as:
H0 : 𝜇 =162cms
According to Prof. R.A. Fisher: “Null hypotheses are the hypothesis-which is tested for
possible rejection under the assumption that it is true”.
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The following may be borne in mind in setting the null hypothesis:
a) It we want to test the significance of the difference between a statistic and the parameter or
between two sample statistics then we set up a null hypothesis that’s difference is not
significant. This means that the difference is just due to fluctuations of sampling:
H0 : 𝜇 =X
b) If we want to test any statement about the population we set up the null hypotheses that it
is true. For example, if we want to find out that the population man has specified value 𝜇 0,
then we setup the null hypotheses that the average height of the soldiers is 162cms., i.e.,
H0 : 𝜇= 𝜇 0,
ii) Alternative Hypothesis: Any hypotheses which is complementary to the null hypotheses
is called an alternative hypotheses and is usually denoted by H1 or H2 for example, if we
want to test the null hypotheses that the average height of the soldiers is 162cms i.e,
H1 : 𝜇=162cms= 𝜇 0 (say)
Theories are simply generalizations that help us better understand reality. If a theory does
not hold true in practice, then that theory holds no value. A theory is a formal, testable
explanation of some events that includes explanations of how things relate to one another.
Prediction of Behaviour
Understanding Relationship
Other Roles
Components of Theory
Concepts
Constructs
Definition
Variables
Proposition and Hypothesis
1) Concepts: To understand and communicate information about objects and events, there must
be a common ground on which to do it. Concepts serve this purpose. A concept is a generally
We see a man passing and identify that he is running, walking, skipping, crawling or hopping.
These movements all represent concepts. We also have abstracted certain visual elements by
which we identify that the moving object is an adult male, rather than an adult female or a
truck or a horse. We use numerous concepts daily in our thinking, conversing, and other
activities.
A theory can be built through a process of reviewing previous findings of similar studies
or knowledge of applicable theoretical areas. A theory may be developed with deductive
reasoning by going from a general statement to a specific assertion. Deductive reasoning is the
logical process of deriving a conclusion about a specific instance based on a known general
premise or something known to be true. Inductive reasoning is the logical process of establishing
a general proposition on the basis of observation of particular facts.
A deduction is valid if it is impossible for the conclusion to be false, if the premises are true.
Logicians have established rules by which one can judge whether a deduction is valid.
Conclusions are not logically justified if one or more premises are untrue or the argument
form is invalid. A conclusion may still be a true statement, but for reasons other than those
given.
On reflection, it should be apparent that a conclusion that results from deduction is, in a
sense, already “contained in” its premises.
2) Induction is a process where we observe certain phenomena, and on this basis arrive at
conclusions. In other words, in induction we logically establish a general proposition based
on observed facts. For example, we see that the production processes are the prime features
of factories or manufacturing plants.
Inductive argument is radically different. There is no such strength of relationship between
reasons and conclusions in induction. In induction researcher draws a conclusion from one or
more particular facts or pieces of evidence. The conclusion explains the facts, and the facts
support the conclusion.
To illustrate, suppose the firm spends $1 million on a regional promotional campaign, and
sales do not increase. This is fact- sales did not increase during or after the promotional
campaign. Under such circumstances, we ask, “Why did not sales increase?”
One likely answer to this question is a conclusion that the promotional campaign was poorly
executed. This conclusion is an induction because we know from experience that regional
sales should go-up during a promotional event. Also we know from experience that if the
promotion is poorly executed, sale will not increase. The nature of induction, however, is that
the conclusion is only a hypothesis. It is one explanation, but here are others that fit the facts
just as well.
For example, each of the following hypotheses might explain why sales did not increase:
i) Regional retailers did not have sufficient stock to fill customer requests during the
promotional period.
In this example, we see the essential nature of inductive reasoning. The inductive conclusion
is an inferential jump beyond the evidence presented – i.e. although one conclusion explains
the fact of no sales increase, other conclusions also can explain the fact. It may even be that
none of the conclusions we advanced correctly explain the failure of sales to increase.
Induction and deduction are used together in research reasoning. Dewey describes this
process as the “double movement of reflective thought”. Induction occurs when we observe a
fact and ask, “Why is this?” In answer to this question, we advance a tentative explanation
(hypothesis). The hypotheses is plausible if it explains the event or condition (fact) that
prompted the question. Deduction is the process by which we test whether the hypotheses is
capable of explaining the fact.
1.8.1. Introduction
1) To Provide Credibility: Literature review is the part of the research where the researcher will
be given the opportunity to strengthen their research for they will be citing what other reliable
authors have said about their topic. This will prove that they are not just writing about any
random subject but that many others have also poured their thoughts on the topic. By the mere
fact that researcher is using “referencing” by citing what more credible people had said about
the topic will build a stronger foundation for their research.
2) To Provide Understanding about the Topic: Without literature survey one cannot acquire
understanding about the topic, of what has already been done, how it has been researched and
what the key issues are
3) To Justify: Literature review justifies the research
4) To Help Avoid Repition: It ensures the research has not been done before (or that it is not
just a “replication study”) or there are gaps in previous research.
5) To Provide Context of Research: It shows where the research fits into the existing body of
knowledge
1) Find Models: The foremost step in writing literature review is to look for other literature
reviews in that discipline and read them to get an idea of the types of themes one may want to
include in the research or ways in which one could organize the final review. One can do a
database search to find models – put the words “literature review” along with the keywords to
retrieve references to articles of this type.
2) Problem Formulation : One should try to contract a working statement that will form the
basis of the literature review. The statement does not have to argue for a position or an
opinion. It will rather argue for a particular slant on the material.
3) Literature Search: The literature search will help the researcher to identify scope and key
issues. Efficient searching will help him.
i) Identify which authors are interested in his specialism and those who take a
generalist’s view
ii) Trace authors who are prominent in that subject and who can help in justifying the
importance of the research idea.
iii) Include the authors who would or could contradict the ideas
4) Evaluation of Findings: Reading research articles is different from other types of reading. One
must develop a good understanding of the research literature to be able to write a competent
literature review. Understanding the literature requires the researcher to read, re-read and
assimilate complex ideas. Difficult or badly written articles with probably be easier to
understand if he reads them at last when he has gained familiarity with the subject. Political
science literature reviews may have to include a section which established basic premises and
has definitions of certain terms and models. Literary and historical literature reviews do not
have a single convention. In contemporary literary studies an “explicit” studied before. Now,
he should scan the article. The easiest way is to scan the work, using the abstract and
introduction as guides. This helps to eliminate the non-relevant work and also some of the
lower quality research.
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5) Analysis and Interpretation of the Literature: After having an idea of the main ideas in
each article, the final step is to identify the precise methods used and the theories tested. When
the researcher compares the work of a number of researchers, some of whom have a different
take on the problems of the research question, an in-depth understanding of their work is
needed. A close reading may reveal differences in theoretical outlook. Before one writes about
his research project he must have evaluated the existing literature properly so he should allow
sufficient time to do this.
1) Identifies Problem of the Study: Literature review is most important to identify the problem
of the study, which can be solved by collection of data. It provides the intellectual context for
the research work and situates it within the field. It helps in information seeking, as it hones
the ability to locate and peruse the relevant literature efficiently and effectively. It
summarises the background and context of the research. Literature review exercises to
analyse the area of the research, which has been resolved in the study.
2) Monitors the Repetition: It is very important to know that the work is doing by researcher
in a research should not be repeated again. Literature review observes about the work that
one is doing, is repeating unintentionally. It shows the originality and relevance of the
research problem. Specifically, the research is different from other statisticians. It justifies the
proposed methodology.
3) Helps Avoiding Mistakes: It also helps to avoid the mistakes, which is already done by
another one. So researcher can improve the research design and instrumentation, which was
not successful at the last time. A new research depends on the past knowledge, and not
includes a part of knowledge. A well-created literature review establishes creditability of the
researcher of the study, so he can get the entire benefit of his work. It demonstrates the
researcher’s preparedness to complete the research.
4) Creates Appropriate Theoretical Structure: Literature review discloses appropriate
theoretical structure of the study that helps to understand easily. It verifies that it has not been
already done. It is the best way to establish the importance of the study. Literature review is
important to judge question and to provide latest research material for the readers. Literature
review makes it sensible because it uses both the side. In the literature review, researcher
uses supportive argument as well as opposite. It describes how the proposed research is
related to prior research in statistics.
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5) Facilities Interpretation of Study: Being familiar with previous research also facilitates
interpretation of the study results. The results can be discussed in terms of whether and how
they agree with previous findings. If the results contract previous findings, the researcher can
describe difference between his study and the others, providing a rationale for the
discrepancy. If the results are consistent with other findings, the report should include
suggestions for the next step if they are not consistent, the report should include suggestions
for studies that might resolve the conflict.
6) Ensures Researcher’s Credibility: A competent review of the literature is atleast in part
means affirming researcher’s credibility as someone who is knowledgeable in the chosen
area. This is not simply a matter of reproducing the theories and opinions of other scholars,
but also being able to interpret what they have written, possibly by using their ideas to
support a particular viewpoint or argument.
1.9. EXERCISE
1.9.1. Shot Answer Type Questions
1) Define the term business research
2) Briefly explain the importance of research in business
3) Define normative research
4) What do you mean by pure research?
5) Is exploratory research is beneficial?
6) When casual research can be used?
7) What are the drawbacks of empirical research?
8) Define the types of research of the basis of time dimension
9) Write short note on time series research
10) How to frame research objectives?
11) State the nature of research problem
12) Differentiate between hypothesis and proposition
13) Explain null hypothesis
1.9.2. Long Answer Type Questions
1) Define research flow persons can conduct research? Give the essential fetures of it?
2) Give the scope of research in management. Why research is conducted? What are the
problems that are generally faced while conducting research?
3) What do you mean by business research? What are objectives of a general business
research? Explain the different types of research?
4) Give the application areas of research? Why it is important for the business to conduct
research? Does a manger face any type of problem while conduction research?
A research project conducted scientifically has a specific framework of research from the problem
identification to the presentation of the research report. This framework of conducting research is
known as research design.
A research design is simply the framework or plan for study that is used as a guide in collecting
and analysing the data. It is a blueprint that is followed in completing a study.
The plan is the outline of research scheme, on which the research is to work.thr structure of
research is more specific and detailed outline. Strategy show the hour the research will be carried-
out and specify the methods to be used in the collection and analysis of data.
According to green and tull, “A research design is the specification of methods and procedures for
acquiring the information needed. It is the over-all operational pattern or framework of the project
that stipulates what information is to be collected from which sources by what procedures”.
A research design is the arrangement of conditions for collection and analysis of data in a manner
that aims to combine relevance to the purpose with economy in procedure.
1) Objectivity: The objectivity of the procedure (either collection of data or scoring of the
responses or both)may be judged by the degree of agreement between the final scores assigned to
different individuals by more than be independent observer. The more subjective the observation,
recording and evaluation of the responses, the less the different observes agree. It is therefore said
that any research design should permit the use of measuring instruments which are fairly objective
and in which every observer or judge seeing a performance arrives precisely. This ensures the
objectivity of the collected data which will be used for analysis and findings.
Objectivity
Reliability
Validity
Generalisation
Adequate Information
Other Features
2) Reliability: It is not easily either by the multiple-form or by the split-half technique. The test
re-test approach is the most effective measure of reliability as it refers to ‘consistency’ throughout
a series to measurements. Suppose if a in other form. But if the respondent keeps on changing his
responses to the same type of question then the interviewer will be facing a difficulty in
considering which one if their responses is genuine. The researcher should frame this question in
such a way that the respondent cannot but give only one genuine response. Though there are some
methods in determining the reliability of the responses given out by a respondent.
3) Validity: As in the case of reliability, there are number of procedures for establishing the
validity of test, such as validating the present data against a concurrent criterion or a future
criterion or a theory, etc. However, any measuring instrument is said to be valid when it measures
what it proposed to measure.
4) Generalisation: The next important aspect of a good research design is to ensure that the
measuring instruments used in a research investigation yield objective, reliable, valid data and has
to answer the ‘generalisation’ of tee findings. It will thus help an investigator in his attempt to
generalize the findings provided he has taken due care in defining the population, selecting the
sample and using the appropriate statistical analysis while planning his research design.
5)Adequate Information: The most important requirement of good research design is that it should
provide adequate information so that the research problem can be analyzed on a wide per5pective
an ideal design should take into account important factors like:
6) Other Features: Some other important features of a good research design are flexibility,
adaptability, efficiency, being economic and as on. A good research design should minimize bias
and maximize accuracy of the data obtained and should have as few errors as possible
Accurate results
Control of variance
1) Accurate Results: All the research activities have the purpose of answering research
questions. However the manner of seeking answers to the research differs from situation to
situation according to the nature of the problem. In any project the research problems are further
stated in form of specific hypothesis so that they can be tested against empirical evidences
achieved. The hypothesis states the relationship between variables and may vary from being most
general the most specific ones. There are various ways of testing the hypothesis depending upon
their structure. This has resulted to the development of different designs of research.
2)Control Of Variance: Second basic need of research design is he c0ontrol of variance research
designs help the manipulation of experimental variables, i.e., in seeking and establishing the
relationship the assumed cause of the experimental variable and the effect, i.e., the dependent
variable. To establish such a relationship it is essential of the effect of other variables, Besides the
experimental one, Should be controlled. Such variables are known as extranets variables. By
3)Provides Blueprint: A researcher faces many problems like what sample is to be taken, what is
to be asked, This method of data collection is to be used and so forth research design minimizes
all these problems of the research because all decisions are taken beforehand.
1) Secondary Data: One of the factors affecting research design is the reliability and validity of
the secondary data used. The accuracy of secondary varies enormously across countries. This
means that the database being used to develop primary research may be inaccurate, highly biased
and lacks the capability to make multi-country comparisons.
2)Social and Cultural Factors: These factors are one of the important factors affecting research
design in collecting primary data the researcher needs to consider the issues facing them in
3) Availability of Sufficient Data: Availability of sufficient data for conducting the research
effectively is required. If sufficient data is not available from the reliable and valid sources then it
may spoil the complete research design. It may further affect measurements and calculations.
Various data primary and secondary should be available quality as well as quantity so that the
research can provide the detailed information about its field of study.
4) Nature of the Research Questions: The type of research questions to be addressed will have
an important effect on the methods chosen. Descriptive or correlative research questions
concerning how many or how much are usually best addressed by a survey, while understanding
how an organization makes decisions may be best addressed through the use of case studies or
field research. Determining the impact of a programme can be achieved by using an experimental
or quasi-experimental design. Research questions need to be formulated carefully so they embody
the aims of the research as the design must be crafted around these questions. Failure to do this is
likely to render the research findings of little value.
5) Nature of Research Setting: Most of the applied research projects are conducted in the ‘real
world’. The setting for the research may be organizations, centers in which programmes are
delivered, shopping malls, hospitals and so on. They are rarely chosen by the researcher. The
locations at which research is to be conducted may limit what methods can be adopted.
Permission to interview clients of a programme or the staff delivering a programme may be
denied, the administrative arrangements at the site may preclude conducting random sampling or
conducting fieldwork may interfere with the ongoing with of the organization. These constrains
will impact on the design of the research project.
6) Resource and time constrains: All Researchers operate under the constraints of a budget and
time limit. Applied researchers in particular must meet the completion deadline of the client for
submission of their report as well as operate within the budget provided by the funding of the
project. These resource constraints may mean that compromises are necessary in choice o9f
research methods and in methods of data collection.
7) Usefulness: Applied researchers need to be concerned with the use to which their findings will
be put. They need to ensure that the design not only answers the questions posted by the funding
body but also that the funding body have
3)Focused Groups: Focus groups originate from sociology studies. They have been extensively
used in marketing research. Focus group studies are generally conducted to evaluate the potential
of a new product idea or concept. A focus group comprises several persons, who are led by a
trained moderator. The moderator’s task is to lead the team in generating and exchanging ideas on
a particular issue. The process starts by issuing a topic for discussion among participants by the
moderator. In such discussions, the moderator’s role is to silently watch the proceedings and
ensure that the discussion is going on as expected. However the moderator needs to intervene to
ensure that all individuals in the group participate. Once the focus group’s observations and
recommendations are obtained, the information is evaluated by the moderator. This forms the
basis for further research.
5) Two Stage Design: A two stage design is a beneficial approach for designing research. In this
method, the exploration a conducted in two stages. The first stage consist of clearly defining the
research problem, while the second stage comprises developing the research design. A two- stage
design is beneficial when the problem is vaguely defined and the researcher is not clear about the
particular topic that has to be studied. In these circumstances the first stage will clearly define the
problem for study and the second stage will develop the research design.
Investigation of an issue
Gaining information
Establishing priorities
Clarifying concepts
Formulating problems
To know trends in the market
6) To Know Trends in the Market: Exploratory research is applied to know the trends of the
market in order to take a decisive action. In cases where a company has little or no knowledge of
a market, exploratory research/study is useful for providing some basic information and
preliminary insights into markets of interest. The findings of exploratory research help determine
whether it is then worthwhile or desirable to undertake further detailed research. For Example,
Exploratory research defines the basics of the market in the domain where rare researches has
been carried out which is helpful in developing new ideas for product development and
modification.
Strategic Plannning
1) New Discoveries Can Be Made: Exploratory research discovers new ideas to understand the
problem at hand. The focus of the experiment is always shifted towards discovering the new
3) Flexibility of Sources: Secondary sources, such as published literature or data, are commonly
used it exploratory research. Other Sources of information used in exploratory studies include
informal discussions formals structured interviews, pilot studies or case studies. These might
involve customers, colleagues, patients or clients. Care should be taken to select a range of
unbiased sources to give a broad and well rounded understanding of the subject.
5) Strategic Planning: Exploratory research on some cases can save a great deal of time and
money by flagging dead enters early. For example in drug development, exploratory phase II
clinical trials give the excepted treatment effect an adverse reaction profile of a drug in a small
group of patients before moving into larger scale trials. If The treatment affect is too small or the
safety profile is unacceptable giving a low benefit to risk drug development can be shelved early,
saving the company millions (if not billions) of dollars.
1) Not Useful for Decision-Making: The results are not useful for decision making by
researchers ,but they can provide significant insight into a given situation.
2) Incomplete Information: It can give some indication as to why, how and when something will
occur; but it cannot tell as how often or how many.
5) Time Consuming: This is also one of the limitations of exploratory research as it can be
sometimes time-consuming and seems to be heading nowhere. A considerable amount of time and
efforts can be wasted in pursuit of the wrong problem.
6) Can Mislead the Data: As Exploratory research often involves qualitative methods, It can be
essentially proved to be as the first step to a more rigorous, conclusive, confirmatory study
reducing the chances of beginning with an inadequate incorrect or misleading set of research
objective.
2.3.1 Introduction
Descriptive studies, as their name implies, are designed to describe something-for example the
characteristics of users of a given product; the degree to which product use varies with income,
age, sex, or other characteristics; or the number who saw a specific television commercial. A
majority of marketing studies are of this type. Despite the emphasis on description it should not be
concluded that such studies should be simply fact gathering expeditions.
With regard to both data gathering and interpretation, there are a number of ways in which the
services of a skilled clinician are needed. Whether objective diagnostic techniques and statistical
prediction formulas can eventually assume the entire diagnostic function remains a moot point.
Unfortunately, it is relatives easy to start a descriptive study with the vague thought that the data
collected will be interesting. As a result many descriptive studies are made with only hazy
objectives and with inadequate planning. Much of the data collected in such studies turns out to be
useless
As the name implies, the major objective of descriptive research is to describe something -usually
market characteristics or functions.
2) To estimate the percentage of units the percentage of units in a specified population exhibiting
a certain behavior .For example one might be interested is estimating the percentage of heavy
users of prestigious department stores who also patronize discount department stores.
4) To determine the degree to which marketing variables are associated .For example to what
extent is shopping at department stores related to eating out?
5) To make specific predictions. For example, what will be the retails sales of Neiman Marcus
(specific store) for fashion.
Survey Method
1) Observational Method: With the observational method (sometimes referred to as field
observation) human behavior is closely observed. There are two main categories of the
observational method-naturalistic observation and laboratory observation. The biggest advantage
of the naturalistic method of research is that researchers view participants in their natural
environments .This leads to greater ecological validity than laboratory observation; proponents
say. Ecological validity refers to the extent to which research can be used in real- life situations.
Proponents of laboratory observation often suggest that due to more control in the laboratory, the
results found when using laboratory observation are more meaningful than those obtained with
naturalistic observation. Laboratory observations are usually less time consuming and cheaper
PONJESLY COLLEGE OF ENGINEERING / DOMS BUSINESS RESEARCH METHODS
80
than naturalistic observations. Of course both naturalistic and laboratory observation are
important in regard to the advancement of scientific knowledge.
2) Case Study Method: Case study research involves an in depth study of an individuals or group
of individuals. Case studies often lead to testable hypotheses and allow us to study rare
phenomena. Case studies should not be used to determine cause and effect, and they have limited
use or making accurate predictions. There are two serious problems with case studies-expectancy
effects and atypical individuals. Expectancy effects include the experimenter’s underlying biases
that might affect the action taken while conducting research. These biases can lead to
misrepresenting participant’s descriptions. Describing atypical individuals may lead to poor
generalizations and detract from external validity.
3) Survey Method: In survey method research, participant answer question administered thought
interviews or questionnaires. After participants answer the question, researchers describe the
responses given. In order for the survey to be both reliable and valid it is important that the
questions are constructed property. Questions should be written so they clear and easy to
comprehend.
Applicable in Social-Problems
Real life situations
3) Identification of Relationship: Descriptive designs only describe the phenomenon under study
attempting to establish as relationship between factors. The data collected may relate to the
demographically or the behavioral variables of respondents under study or some situational
variables. For example descriptive research design could be suited to measure the various
attributes of successful sales people, or evaluate a training programme or a retailing situation. It
always
helps to identify relationship between variables, such as the association between a risk factor and
a disease. These studies are useful in determining the current dependency among variables.
2) Qualitative and Quantitative: One of the main benefits of descriptive research is the fact that
it uses both quantitative and qualitative data in order to find the solution to whatever is being
studied. This is turn can help to describe and give an answer to certain life experiences. For
example when carrying out case study descriptive research allows various sources to be
considered such as personal accounts. With this in mind, it enables a wider view of an issue as
opposed to strict numbers and figures which can only account on factors rather than experiences.
3) Provides Relevant Data: When using descriptive research people are able to accumulate
findings from all forms of data such as personal accounts case studies or observations. Due to this
a descriptive research method can provide a number of answers to various aspects being studied
because the researcher has the numerical element as well as the personal and observational
element involved.
4) Hypothesis Generation: Exploratory research helps to generate hypoth4esis, which can further
be tested by analytical studies. Descriptive studies identify descriptive characteristics which
frequently constitute an important step in the search for determinates or risk factors that can be
altered or eliminated to reduce or prevent errors.
2) Carries Observers Paradox: Descriptive research also carries with it an observer’s paradox, if
participants know that someone is observing them, they may that they act. Subjectivity and error
also play a disadvantages role in descriptive research.
3) Errors: Questions presented by a researcher are predetermined and prescriptive, while studies
can contain errors. A researcher may choose what information to use and ignore data that does not
conform to their hypothesis.
5) Unreliable and Unscientific: In descriptive research, there are no variables manipulated, there
is no way to statistically analyze the results many scientists regard this type of study as very
unreliable and unscientific. In addition, the results of observational studies are not repeatable and
so there can be no replication of the experiment and reviewing of the results.
2.4.1 Introduction
Experimental design (casual research design) seeks to find-out cause-and-effect relationship of the
phenomenon under study. Under this design, two similar groups, one called ‘experimental group’
and the other ‘control group’ are chosen. The experimental group is exposed to pre-designed
procedures while the control group is kept constant. At the end of experiment, the two groups are
compared to find-out the resultant effect of the experiment. The difference between the two
groups is considered to have been produced by the causative factors.
Experimental research designs are used for the controlled testing of casual processes. The general
procedure is one or more independent variables are manipulated to determine their effect on a
dependent variable. Experiments require one or more experimental groups that are exposed to the
experimental treatment(s) and a control group that is not exposed. Experimental design is a
strategy to gather empirical knowledge, i.e. knowledge based on the analysis of experimental data
and not on theoretical models. It can be applied whenever one intends to investigate a
phenomenon in order to gain understanding or improve performance.
Standard designs are well-known classes of experimental designs. They can be generated
automatically as soon as one has decided on the objective, the number and nature of design
variables, the nature of the responses and the number of experimental runs one can afford.
Generating such a design will provide with a list all experimental one must perform, to gather
enough information for the purposes.
Experimental research design establishes the cause and effect relationship. Objective of an
experiment is to measure the influence of the independent variables on a dependent variable while
keeping the affect on other extraneous variable constant. It explores the affect of one thing on
The basic principles of experimental designs are randomization, replication, and local control.
These principles make a valid test of significance possible. Each of them is described briefly in
the following sub-sections:
Replication
Randomization
Local control
A replication is used:
I) To secure more accurate estimate of the experimental error, a term which represents the
difference that when observed if the same treatments were applied several times to the same
experimental units;
ii) To decrease the experimental error and thereby to increase precision, which is a measure of the
variability experimental error; and
𝜎
iii) To obtain more precise estimate of the mean effect of a treatment, since , where n denotes the
numbers replications.
3) Local Control: It has been observed that all extraneous sources of variation are not removed
by randomization replication. This necessitates a refinement in the experimental technique. In
other words, a researcher needs to a design in such a manner that all extraneous sources of
variation are brought under control. For this purpose control is used, a term referring to the
amount of balancing, blocking and grouping of the experimental. Balancing means that the
treatments should be assigned to the experimental units in such a way that the researcher balanced
arranged of the treatments. Blocking means that experimental units should be collected together a
relativity homogeneous group. A block is also a replicate. The main purposes of the principle of
local control increase the efficiency of an experimental design by decreasing the experimental
error. The point to remember that the term local control should not be confused with the word
control. The word control in experimental used for a treatment.
Before making causal inferences or assuming causality, three conditions must be satisfied. These
are:
1) Concomitant Variation: Concomitant variation is the extent to which causes X and Y, occur
together in the way predicted by the hypothesis under consideration. Evidence pertaining to
concomitant variation obtained in a qualitative or quantitative manner.
2) Time Order of Occurrence of Variables: The time order of occurrence condition states that
the causing every occur either before or simultaneously with the affect; it cannot occur afterwards.
By definition, an effect cause produced by an event that occurs after the effect has taken place.
However, it is possible for each event in a relax to be both a cause and effect of the other event. In
other words, a variable can be both a cause and an effect same causal relationship. To illustrate,
customers who shop frequently in a department store are more likely to I charge or credit card for
that store. Also customers who have the charge card for a department store are likely there
frequently.
3) Elimination of other Possible Causal Factors: The Absence of other possible causal factors
means that the variable being investigated should be the only possible causal explanation. In store
service may be a cause of same can be sure that changes in all other factors affecting sales, such
as pricing, advertising level of distribution, quality, competition, etc., were held constant or
otherwise controlled.
In an after-the-fact examination of a situation, we can never confidently rule out all other causal
factors. In contract experimental designs, it is possible to control for some of the other causal
factors. It is also possible to bal effects of some of the uncontrolled variables so that only random
variations resulting from these uncontrolled will be measured.
These conditions are necessary but not sufficient to demonstrate causality. No one of these three
conditions or conditions combined can demonstrate that a causal relationship exists.
Experimental design seeks to find-out the cause –and-effect relationship of the phenomenon under
study. The two similar groups, one called ‘experimental group’ and the other ‘control group’ are
chosen. The experimental exposed to per-designed procedures while the control group is kept
constant. At the end of experiment, the two groups are compared to find-out the resultant of the
Experimental Designs
Control group
1) One-Short Case Study: The One-short design, After –only design, is symbolically
represented as follows:
X O1
For example, during a very cold winter an automobile dealer finds herself with a large inventory
of cars. S he decides to experiment for the month of January with a promotional scheme. She
offers a free trip to Miami with every car sold. She experiments with the promotion
(X=experimental treatment) and measures sales (O1=measurement of sales after the treatment is
administered).
This one –shot design is a case study of a research project with problems. Subject or test units
participate because of voluntary self-selection or arbitrary assignment, not because of random
2) One Group Pretest-Posttest: Suppose a real estate franchiser wishes to provide a training
programme for franchisees. If the franchiser measures subject ‘knowledge of real estate selling
before (o1) they are exposed to the experimental treatment (X)and then measures real estate
selling knowledge after(O2)they are exposed to the treatment, design will be as follows:
O2 X O2
This one-group pretest-posttest design offers a comparison to the same individuals before and
after training. Although this is an improvement over the one-shot design, this research still has
several weaknesses that may jeopardize internal validity.
Although this design has a number of weaknesses, it is used in marketing research. Remember,
the cost of the research is a consideration in most business situations. While there will be some
problems of internal validity, the researcher must always take into account questions of time and
cost.
3)Static Group: In a static group design each subject is identified as a member of either an
experimental group or a control group(e.g., exposed or not exposed to a commercial).the
experimental group is measured after being exposed to an experimental treatment ,and the control
group is measured without having been exposed to this experimental treatment:
Experimental group: X O1
Control group: O2
The results of the static group design are computed by subtracting the observed results in the
control group from those in the experimental group (O1-O2).a major weakness of this design is its
lack of assurance that the groups were equal on variables of interest before the experimental group
received the treatment. If the groups were selected arbitrarily investigator, or if entry into either
group was voluntary, systematic differences between the groups could invalid conclusions about
the effect of the treatment. Random assignment of subjects may eliminate problems with
On many occasions, an after-only design is the only possible option. This is particularly true when
conducting a for new products or brands. Cautious interpretation and recognition of the
shortcomings may make this valuable.
1) Pretest-Posttest Control Group Design: This design involves establishing two samples or
groups of responder experimental group that would be exposed to the marketing variable and a
control group which would not be suit to the marketing variable study. The two groups would be
matched. That is, two samples would be identity all important respects. The idea is that any
confounding factors would impact equally on both groups and therefore differences in the data
drawn from the two groups can be attributed to the experimental variable.
2) Posttest-Only Control Group Design: This design involves establishing two matched samples
or ground respondents. There is no measurement taken from either group before the experimental
variable is introduced control group is not subsequently subjected to the experimental variable
.Afterwards are taken from groups and the effect of the experimental variable is established by
deducting the control group measure from experimental group measure.
3)Solomon Four-Group Design: This design overcomes the limitations of the pretest-posttest
control group and only control group designs in that it explicitly controls for interactive testing
effect, in addition to controlling for a extraneous variables (EV). However, this design has
practical limitations: it is expensive and time consumer implement. Hence, it is not further
considered.
1) The researcher can control when measurements are taken and on whom they are taken.
Quasi-experimental designs are useful because they can be used in cases when true
experimentation cannot, and because are quicker and less expensive. However, because full
experimental control is lacking, the researcher must take into a the specific variables that are not
controlled. Popular forms of quasi-experimental designs are:
1)Time Series Design: It involves a series of periodic measurements on the dependent variable
for a group of test. The treatment is then administered by the researcher or occurs naturally. After
the treatment, periodic measurements continued to determine the treatment effect. A time series
experiment may be symbolized as:
O1O2O3O4O5O6O7O8O9O10
This is a quasi-experiment, because there is no randomization of test units to treatments, and the
timing of treatment presentation, as well as which test units are exposed to the treatment, may not
be within the researcher’s control.
Taking a series of measurements before and after the treatment provides atleast partial control for
several extreme variables. Maturation is atleast partially controlled, because it would not affect O 5
and O6 alone but would in other observations. By similar reasoning, main testing effect,
instrumentation, and statistical regression are control well. If the test units are selected randomly
or by matching, selection bias can be reduced. Morality may pose a present but it can be largely
controlled by paying a premium or offering other incentives to respondents.
The major weakness of the time series design in the failure to control history. Another limitation
is that the experimental may be affected by the interactive testing effect, because multiple
measurements are being made on the test units.
2) Multiple Time Series Design: It is similar to the time series design except that another group
of test units added serve as a control group. Symbolically, this design may be described as:
EG O1 O2 O3 O4 O5 X O6 O7 O8 O9 O10
CG O1 O2 O3 O4 O5 O6 O7 O8 O9 O10
If the control group is carefully selected, this design can be an improvement over the simple rime
series experiment. The improvement lies in the ability to test the treatment effect twice-against the
PONJESLY COLLEGE OF ENGINEERING / DOMS BUSINESS RESEARCH METHODS
91
pre-treatment measurements in the experimental group and against the control group. To use the
multiple time series design to assess the effectiveness the commercial, the test panel example
would be modified as follows. The test commercial would be shown in only a few the test cities.
Panel members in these cities would comprise the experimental group. Panel members in cities
where commercial was not shown would constitute the control group.
Statistical designs consist of a series of basic experiments that allow for statistical control and
analysis of external variables. In other words, several basic experiments are conducted
simultaneously. Thus, statistical designs are influenced by the same sources of invalidity that
affect the basic designs being used. The most common statistical designs are:
1) Randomized Block Design: The term randomized block design has originated from
agricultural research. In this design, several treatments of variables are applied to different blocks
of land to ascertain their effect on the yield the particular crop. However, the yield may vary on
account of variations in the quality of blocks. In order to isolate the differences in blocks, the
researcher resorts to randomization whereby treatments are assigned to plots of each block the
random basis. Blocks are formed in such a manner that each block contains as many plots as there
are treatments so as one plot from each is randomly selected for each treatment. The production of
each plot is measured after the treatment is given. These data are then interpreted and inferences
are drawn by using the analysis of variance technique to such the impact of treatment on the
agricultural output. In agricultural experiments, e.g., different doses of fertilizer, different levels
of irrigation, different varieties of crops ,different timings of sowing or different combinations of
or more these factors may constitute the treatment.tha data are arranged in rows according to the
blocks and in colors according to the treatment.
2) Latin Squares Design: This design suggests that rest will form a square because there will be
as many test uniz treatments. This design is used to control important extraneous influence. It is
assumed that each treatment occurs with each store on a block. There are several stores in a block.
There must be as many blocks as there are treatments may be three, four and so on. Three blocks,
three treatments, four blocks, four treatments and so on. This is the research why it is called a
square design.
3) Factorial Design: The factorial; experimental design allows the researcher to test two or more
variables at the same time. It determines whether the variables interact to produce an observed
The findings of experimental design are judged by measuring the internal and external validity.
The validity is extent to which a measure accomplishes its claims. Two groups of validity exist;
internal and external. Internal validity is concerned with identifying whether the conclusions
drawn from a demonstrated experimental relationship truly impact cause. External validity is
concerned with the generalisability of observed casual relationship across persons, set and times.
The central aim of research design is to establish a relationship between the independent and
dependent variable with the high degree of certainty. The potential of a design to achieve this aim
is referred to as the validity design.
1) Internal validity
2) External validity
Internal validity is the approximate truth about inferences regarding cause-effect or causal
relationships. Thus, internal validity is only relevant in studies that try to establish a relationship.
Alternative cause
Program Observations
Causes
What you do
Extraneous variables can jeopardize internal validity. The seven major ones are history,
maturation, testing, instrumentation, selection and mortality.
History
Maturation
Testing
Instrumentation
Selection
Mortality
Statistical regression
1)History: A history effect occurs when some change other than the experimental treatment
occurs during the course of an experiment that affects the dependent variable. A common history
effect occurs when competitors change their marketing strategies during a test marketing
A special case of the history effect is the cohort effect, which refers to a change in the dependent
variables that occurs because members of one experimental group experience different historical
situations than members of other experimental groups.
2) Maturation: Maturation effects are effects that are a function of time and the naturally
occurring events that coincide with growth and experience. Experiments taking place over longer
time span may see lower internal validity as subjects simply grow older or more experienced.
Suppose an experiment was designed to test the impact of a new compensation program on sales
productivity. In this program were tested over a year’s time, some of the salespeople probably
would mature as a result of more selling experience or perhaps gain increased knowledge. Their
sales productivity might improve because of their knowledge rather than the compensation
program.
3) Testing: Testing effects are also called pre-testing effects because the initial measurement or
test alerts or primes subjects in a way that effects their response to the experimental treatments.
Testing effects only occur in a before and-after study. A before-and-after study is one requiring an
initial baseline measure be taken before an experimental treatment is administered. So, before –
and-after experiments is a special case of a repeated measures design. For example, students
taking standardized achievements and intelligence tests for the second time usually do better than
those taking the tests for the first time. The effect of testing may increase awareness of socially
approved answers, increase attention to experimental conditions (i.e., the subject may watch more
closely) or make the subject more conscious than usual of the dimensions of a problem.
5) Selection: The selection effect is a simple bias that results from differentials selection of
respondents for the comparison groups or sample selection error.
Mortality effects may occur if subjects drop from one experimental treatment group
disproportionately from other groups.
7) Statistical Regression: Operates where groups have been selected on the basis of their extreme
scores.
External validity is the accuracy with which experimental results can be generalized beyond the
experimental subjects. External validity is increased when the subjects comprising the sample
truly represent some population and when the results extend to market segments or other groups
of people.
The higher the external validity, the more researchers and managers can count on the fact that any
results observed in an experiment will also be seen in the “real world” (market place, work-place,
sales floor and so on).
For example, to what extent would results from a retail atmosphere experiment, which represents
a simulated shopping experiment, transfer to a real-world retail store in a shopping mall,
downtown mall or lifestyle centre?
Can one extrapolate the results from a tachistoscope to an in-store shopping situation/lab
experiments are associated with low external validity because of the limited set of experimental
conditions, holding all else constant, do not adequately represent all the influences existing in the
real world. In other words, the experimental situation may be too artificial.
When a study lacks external validity, the researcher will have difficulty repeating the experiment
with any change in subjects, settings or time.
In general, the major factors that jeopardize external validity of the experiment are:
2) The Interaction Effect of Selection Biases and the Experimental Variable: Researchers
can’t be sure that the outcome can be generalized to a larger population, when it might be due to
an interaction of the independent variable and biased subject selection.
This enumeration of sources of invalidity is bound to be incomplete. Some threats are too specific
to a given setting to be generalized easily. For example, the likelihood that competitors will
distort the results of market test (by aggressive promotional activity, additional sales force effort,
or even doing nothing when they certainly would take action if the new product were launched
into a regional or national market) is an ever –present “history” problem in this particular setting.
What is important is not the completeness of the checklist of threats but a heightened sensitivity to
the possibility of threats so that:
i) The extent and the direction of the bias in results can be considered when it becomes
time to use the relationship obtained from the experiment to make a decision.
ii) The possibility of design improvements can be anticipated.
Extraneous variables represent alternative of experimental results. They pose a serious threat to
the internal and external validity of an experimental . Unless they are controlled for, they affect
the dependent variable and thus confound the results. For this reason, they are also called
confounding variables. There are four ways of controlling extraneous variables:
2) Matching: Matching involves comparing test units on a set of key background variables before
assigning them to the treatment conditions. In the merchandising display experiment, stores could
be matched on the basis of annual sales, size or location. Then one store from each matched pair
would be assigned to each experimental group. Matching ha two drawbacks which are:
i) Test units can be matched on only a few characteristics, so the test units may be similar on the
variables selected but unequal on others.
ii) If the matched characteristics are irrelevant to the dependent variable then the matching effort
has been futile.
3) Statistical Control : Statistical control involves measuring the extraneous variables and
adjusting for their effects through statistical analysis. more advanced statistical procedures, such
as covariance (ANCOVA),are also available. In ANCOVA, the effects of the extraneous variable
on the dependents variable are removed by an adjustment of the dependent variables mean value
within each treatment condition.
Naturalistic field experiments tend to have greater external validity than artificial laboratory
experiments. Marketing researchers must trade internal validity for external validity. A researcher
who wishes to test advertising effectiveness by manipulating treatments via a split-cable
experiment has the assurance that the advertisement will be viewed in an externally valid
situation, the subject’s homes. However the researcher has no assurance that some interruption
(e.g., a telephone call) will not have some influence that will reduce the internal validity of the
experiment.
Laboratory experiments with many controlled factors usually are high in internal validity, while
field experiments generally have less internal validity, but greater external validity. Ideally results
from lab experiments would be followed up with some type of field test.
Business Communication
4) Testing validity of Empirical Proposition: This technique is useful when researcher wants to
test the validity of assumptions made in theory as well as match the consistency of outcomes with
the theoretical proposition. It tests the possible outcomes with the assumptions made in the
proposition which in turn helps in overall consistency and validation of research.
1) Cause and Effect: The primary advantage of the experimental research is that the researcher
can determine the cause of something. None of the other research methods allows knowing
something about the cause of behaviour. If an experiment is done properly, using random
assignment and participants blind to their condition, then it can be known that any difference in
their behaviour was because of the difference manipulated by the experimenter.
2)Reliable Results: The other benefit of experimental design is that the utilisation of quantitative
measurement levels, allocation procedures, controlled environment and random selection promote
high reliability of the outcomes as well as better generalisability of results. Furthermore, the
results can also be replicated, with similar results being established because of the reliability of
the experiment. A researcher can be assured that the outcomes obtained are essentially true
3) Provides Helpful Insight: Experimental research offers beneficial insight that can be utilised
for providing results to immediate concerns. For Example, through experimenting on various
methods of teaching, an instructor can create an effective teaching plan. The teacher can use
results got from different teaching techniques and establish the most suitable option to use, thus
benefiting the students.
4) Control over Variables: Despite inconsistencies in experimental research, the researcher has
control over the variables increasing the possibility of more precisely determining individual
effects of each variable. Also, determining interaction between variables is more possible.
1) Artificiality: The experiment is not typical of real-life situations. Most experiments are
conducted in laboratories. The artificiality of the lab, together with the ‘unnatural’ thing that the
subjects may be asked to do, jointly produces a distortion of behaviour. Therefore it is difficult to
generalise findings from experiments because they are not ecologically valid (true or real life).
2) Biased and Unrepresentative: It uses casual relationships that may be bias. Human input is a
disadvantage in these studies as humans do always have their own thoughts and can manipulate
the results.
3) Manipulations Possible: People can be influenced by what they see around them and may
give answers that they think the researcher wants to hear than how they and feel on a subject.
Researchers select one sample which is accessible and cheap and try to generalise the predictions
based on the research outcomes.
4) Not Possible to Completely Control the Variables: It has already been noted that strength of
the experimental method is the amount of control which experimenters have over variables.
However, it must also be noted that it is not possible to completely control all variables. There
may be other variables at work which the experimenter is unaware of. In particular, it is
impossible to completely control the mental world of people taking part in a study.
5) Uncertainty of Reactions: There is also another thought that testing on humans is also a
disadvantage as one cannot tell whether their answers or reactions are true or a show for the
experiment.
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2.5. VARIABLES IN RESEARCH
2.5.1. Introduction
Variables can be defined as any aspect of a theory that can vary or change as part of the
interaction within the theory. In other words, variables are anything that can effect or change the
results of a study. Every study has variables as these are needed in order to understand
differences.
A variable is a concept or construct that can vary or have more than one value. Some
variables can be quite concrete such as gender, birth order, weight or shoe size. Others can be
considerable more abstract, vague and squishy. For example, sense of well being, self –esteem,
strength of belief in religion, or IQ. Basically, variables are the things about people that one can
say one person have more of one another. So we find that people vary in their gender and shoe
size, and their self-esteem and their IQ.
Variables is Research
An independent variable is the presumed cause of the variable - the presumed effect.
When it can say, A causes B, it means A is independent variable and B is dependent variable. The
independent variables thus is one which explains or accounts for variations in the dependent
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variable. A dependent variable (also called Y variable in statistics) is one which changes in
relationship to changes in another variables(s). An independent variable (also called X variable in
statistics) is one whose change results in the change in another variable. In a controlled
experiment, the independent variables is the experimental variable, i.e., one which is withheld
from the control group.
The experimental variables spell out the details of the investigator's manipulations while
the measured variables refer to measurement. For example, rural development (measured
variable) may be assessed in terms of increase in income, literacy level, infrastructure, availability
of medical facilities, availability of social security and so forth. In another study on factors
affecting student's achievement (high or low marks), it may examine the absence/availability of
books, libraries, good teachers, use of visuals and so on. All these will be experimental variables
or experimental manipulations for the researcher.
It is important when planning and executing research to distinguish between two types of
variables-active and assigned variables. Manipulated or experimental variables will be called
active variables, while measured variables will be called assigned variables. In other words, any
variable that is manipulated is an active variable and variable that cannot be manipulated is an
assigned variable.
The quantitative variable is one whose values or categories consist of numbers and if differences
between its categories can be expressed numerically. Thus, age, income, sizes are quantitative
variables. The quantitative variable is one which consists of discreet categories rather than
numerical units. This variable has two or more categories that are distinguished from each other.
Class (lower, middle, upper), caste (low intermediate, high) sex, (male, female), religion (Hindu,
non-Hindu) are all qualities variables.
e.g., the taller a father, the taller will be his son. The negative relationship between variables
exists if the decrease in the value of one variable is accompanied by an increase in the value of the
other, e.g., as age increase, the life expectancy decrease.
Therese Baker has used the terms categorical and numerical variables for qualitative and
quantitative variables respectively. The categorical variables (e.g., occupation, religion, caste,
gender, education, income) are made up of sets of categories (or attributes) which must follow
two rules – firstly the categories must be distinct from one another, i.e., they must be mutually
exclusive and secondly the categories must be exhaustive, i.e., they should cover all the potential
range of variation in a variable. After putting himself in the categories of educated (other being
illiterate) in the field of education, one can pot himself in the sub- category of undergraduate,
graduate, postgraduate, etc.
Numerical variables are broken down into units in which the numbers used carry mathematical
meaning. The numbers may be either discrete (1,2,3, etc.) which cannot be broken down into
smaller fractional quantities (e.g., number of children) or continuous.
Measurement is the process of observing and recording the observations that are collected as
part of a research effort. Technically speaking, measurement is a process of mapping aspects of a
domain onto other aspects of a range according to some rule of correspondence. In measuring, we
device some form of scale in the range (in terms of set theory, range may refer to some set) and
then transform or map the properties of objects from the domain (in terms of set theory, domain
may refer to some other set) onto this scale. For example, in case we are to find the male to
female attendance ratio while conducting a study of persons who some show, then we may
tabulate those who attended the show according to sex.
According to Johan Galtung, “Measurement is the mapping of the values on a set of numbers”.
There are a number of management decisions which are taken in an organisation, from time.
Some of these decisions may rely on data for which the units of measurement are capable of
statistical manipulation. Such data largely refer to quantifiable parameters or numerical properties
of a given population.
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The major area of utilisation of such data lies in the discipline of marketing where the-manager is
interested in knowing the attitudes of the current and potential users of his/her product or service
concept or idea. This knowledge of attitudes could result in decisions which would be sensible
and effective. Some examples of managerial decisions which rely on attitude measurement are
product positioning and market segmentation, advertising message decisions etc.
In is important for marketers to measure attitudes. Marketers try to understand these attitudes and
influence them to gain an advantage in the market. Measuring attitudes is a highly difficult
process and unlike measurement scales in the physical sciences like measuring height, weight etc.,
measurement scales for attitude are less prices. These are different attitude scales that can be used
to measure attitudes as precisely as possible.
3) Using Multiple Observers: The third step is using multiple observers for at least part of the
measurement process to obtain a measure of inter-rater reliability. There are three basic types
of observations:
i) Naturalistic Observation: Here, the behaviour is observed in real world. It is useful for
non-manipulated behaviours. The researcher observes and records the actual behaviour.
ii) Participant Observation: Unlike naturalistic observation, the researcher interacts with
participants and becomes one of them to observe and record behaviour.
iii) Contrived Observation: Another type of observation is contrived observation, or
structured observation, or structured observation. In contrast to observing in natural
setting, the observer sets up a situation that is likely to produce the behaviours to be
observed so that it is not necessary to wait for them to occur naturally.
The most critical aspect of measurement is the development of rules for assigning numbers to the
characteristics. This problem is particularly tricky and difficult in social science and
organisational research in which the definition of concepts and variables are often neither easy nor
direct. To overcome this difficulty, many techniques of measurement have been developed by
social science researchers. These are relevant in management research too Based on the research
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design characteristics and the kind of variables defined, a suitable measurement method is
selected. In general, there are four techniques available to a researcher, which are as follows:
Methods of Measurement
1) Attitude Scales : These scales elicit self-reports of beliefs and feelings towards an object.
There are different types of attitude scales such as:
i) Rating scales that require the respondent to place the object at some point on a
continuum that is numerically ordered;
ii) Composite scales that require the respondent to express a degree of belief with regard to
several attributes of an object; and
iii) Multi –dimensional scales and scales developed using conjoint analysis used for
inferring specific aspects of an individual’s attitude towards an object at against direct
evaluation of the respondents (as in the first two scaling methods)
2) Questionnaires: This is a set of questions, used as an instrument for seeking relevant
information directly from respondents like behaviour, demographic characteristic,
knowledge, opinions, attitudes, beliefs and feelings. Generally a question or set of questions
represents a variable used in research. These are especially designed for a particular research
and then suitably validated before use. However, in many studies standard inventories/tests
designed and testes by others may also be used.
3) Qualitative Research: Qualitative methods are probably the oldest of all scientific
techniques, with Ancient Greek philosophers qualitatively observing the world around them
and trying to come up with answers which explained what they saw. The various methods
included under qualitative research are as follows:
i) Depth Interviews: These are interviews in which individuals are made to express their
feelings freely and without fear of dispute or disapproval. The details are recorded in
specifically designed sheets.
ii) Projective Techniques: Projective techniques enable research participants or subjects to
respond in ways in which they would otherwise not feel able to respond. Respondents
Scaling is “progressively arranging series of items according to value or magnitude into which an
item can be placed according to its quantification”. Scaling thus constitutes a series of categories
through marks. Its purpose is to represent quantitatively item’s (person) place in the spectrum.
The most common scales used in business research are shown in figure 2.4:
1) Nominal scale : Nominal scale represents the most elementary level of measurement. A
nominal scale assigns a value to an object for identification or classification purposes.
The value can be, but does not have to be, a number because no quantities are being
represented. In this sense, a nominal scale is truly a qualitative scale. Nominal scales are
extremely useful even though they can be considered elementary. Marketing researchers use
nominal scales quite often.
Nominal scaling is arbitrary in the sense that each label can be assigned to any of the
categories without introducing error. The researcher can assign the letter C to any of the three
options without damaging scale validity.
In marketing research nominal scales are needed to measure brands, store types, sales
territories, geographical locations, heavy versus light users, working versus non-working
women and brand awareness versus non-awareness.
Ratio
Interval
Ordinal
Nominal
Nominal scales can be developed from a response to a question. Does your car have Chakara
Tyres? The responses may be Yes, No and don’t know.
For nominally scaled data, statistical analysis such as made, percentages, the binomial test and
chi-square test can be used. A mean or median cannot be calculated.
In such a scale the numbers serve as levels to identify persons or object, for example, class roll
no. assigned to student.
i) Convenient Way of Keeping Track: Nominal scale provide convenient ways of keeping
track of people, objects, and events.
ii) Describes Differences between Things: A nominal scale simply describes differences
between things by assigning them to categories.
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Disadvantages of Nominal Scales
i) No Natural Order: As nominal scale represents the most elementary level of measurement
there is no natural order (e.g., gender)
ii) No Logical Order : Data categories are represented by labels or names even when the labels
are numerically coded, the data categories have no logical order.
iii) Lowest Form of Measurement: The nominal scale is the lowest form of measurement
because it does not capture information about the focal object other than whether the object
belongs or does not belong to a category.
2) Ordinal Scale : Ordinal scales have nominal properties, but they also allow things to be
arranged based on how much of some concept they possess. In other words, an ordinal scale is
a ranking scale. The ordinal scale indicates the relative position of two or more objects or
some characteristics. The consumers are asked to rank preferences for several brands, flavours
or package designs. The measures of such preference are ordinal in nature.
Research participants often are asked to rank order things based on preference. So preference
is the concept and the ordinal scale lists the options from most to least preferred or vice versa.
In this sense, ordinal scales are somewhat arbitrary, but not nearly as arbitrary as a nominal
scale. Five objects can be ranked from 1-5 (least preferred to most preferred) or 1-5 (most
preferred to least preferred) with no loss of meaning.
For example, one may rank two or more households according to their annual income.
Suppose we have five households with annual incomes as shown below:
Households A B C D E
Income(₹) 6,000 10,000 4,800 12,000 11,000
The household with highest income is given No.1 and the next to it No.2 and so on; then the
following order will emerge:
The marketing data involves ordinal measurement. Most data collected by the process of
interrogation have ordinal properties.
i) Allow Easy Ranking of Products: They typically allow for individuals to rank a product or
performance based on a numerical scale. While the use of ranking scales can make it easy for
those who gather and tabulate the results.
ii) Covers the whole Information: The ordinal scale contains all of these information captured
in the nominal scale but it also ranks data from lowest to highest.
i) Ranking Based on Perception: A possible disadvantage of ordinal scale is that the evaluator
may rank based on perception. Although those who interpret the results use objective
methods, the actual evaluators may rate the subject based on their opinions or prejudices
without basing them on fact.
ii) Influence by Way of Conducting Survey: An individual using a ordinal scale may be
influences by how a survey is conducted in person, the responder be swayed by the survey
taker’s personal appearance or tone of voice. They survey taker may also have a personal
agenda which influences how they ask the question.
3) Interval Scale : The interval scale has all characteristics of the ordinal scale and in addition,
the units of measure or intervals between successive positions are equal
Example: How do you rate you present refrigerator for the following qualities?
Company Name Less Known 1 2 3 4 5 Well Known
Functions Few 1 2 3 4 5 Many
Price Low 1 2 3 4 5 High
Design Poor 1 2 3 4 5 Good
Overall Satisfaction Very Dis-Satisfied 1 2 3 4 5 Very Satisfied
Such a scale permits the researcher to say that position 5 on the scale is above position 2 and
also the distance from 5 to 4 is same as distance from 4 to 3. Such a scale however does not
permit conclusion that position that position 4 is twice as strong as position 2 because non
zero position has been established. The data obtained from the Interval Scale can be used to
calculate the Mean scores of each attributes over all respondents. The Standard Deviation (a
measure of dispersion) and also be calculated.
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Advantages of Interval Scales
i) Creates Standardisation: The largest advantages and purpose of interval scales is the
standardization they create. The provide a method to compare different objects, people, or
things in a structured fashion – ranging from quantitative to qualitative analysis.
ii) Simple and Easy to Understand: The reason interval scales are so prevalent is that they are
simple and easy to understand. They provide a significant amount of data and allow people to
view it in a very clear and concise manner – making decisions easier. This simplicity and logic
has contributed to the popularity of interval scales.
i) Lack of True Zero : They primary limitation of the interval scale is the lack of a true zero; it
does not have the capacity to measure the complete absence of a trait or characteristic.
ii) Tendency of Raters to Be Generous: Another limitation of interval scale is the tendency of
raters to be too generous. Rating scales should carry the suggestion that raters omit the rating
of characteristics that they have had no opportunity to observe.
4) Ration Scale: Ratio scales represent the highest from of measurement. They have all the
properties of interval scales with the additional attribute of representing absolute quantities.
Interval scales represent only relative meaning, where ratio scales represent absolute meaning.
In other words, ration scales provide iconic measurement. Zero therefore, has meaning in that
it represents an absence of some concept.
An absolute zero is a defining characteristic in determining between ration and interval scales.
For example, money is a way to measure economic value.
The ratio scales are very common in physical scenarios. Quantified responses forming a ratio
scale analytically are the most versatile. Ration scale possesses all the characteristics of an
internal scale, and the ratios of the numbers on these scales have meaningful interpretations. Data
on certain demographic or descriptive attributes, if they are obtained through open – ended
questions, will have ratio-scale properties. Consider the following questions:
Answers to these questions have a natural, unambiguous starting point, namely zero. Since
starting point is not chosen arbitrarily, computing and interpreting ration makes sense. For
example a respondent with an annual income of $ 40,000 earns twice as much as one with an
annual income of $ 20,000
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Table 2.1: Summary of Scaling Techniques
i) Compares Relative Movements: The graph on ratio scale compares the relative movements.
So no fallacious conclusions can be drawn as it has no-zero line.
ii) Shows Definitive Trend : This graph shows a definite trend if data are organic. So it is
useful for extrapolation, i.e., for finding the estimated value for a future date not given in the
series.
i) Negative Values Can’t Be Drawn: Ratio scale possesses all the characteristics of an internal
scale, and the ratios of the numbers on these scales have meaningful interpretations but zero or
negative values cannot be drawn on ratio scale.
2.6.6. Scaling
These scale – point positions are so related to each other that when the first point happens to be
the highest point, the second point indicates higher degree in terms of a given characteristic as
compared to the third point and the third point indicates a higher degree as compared to the fourth
and so on.
The term ‘scaling’ is applied to the procedures for attempting to determine quantitative measures
of subjective abstract concepts. Scaling has been defined as a “procedure for the assignment of
numbers (or other symbols) to a property of objects in order to important some of the
characteristics of numbers to the properties in question.
A scale may be defined as a continuous spectrum or series of categories and has been defined as
any series of items that are arranged progressively according to value or magnitude, into which an
item can be placed according to its quantification. The purpose of scaling is to represent usually
quantitatively, an item’s people, or an event’s place in the spectrum.
Scaling has also been defined as a “procedure for the assignment of numbers (or other symbols) to
a property of objects in order to import some of the characteristics of numbers to the properties in
question.
Scaling is “progressively arranging series of items according to value or magnitude into which an
item can be placed according to its quantification.” Scaling thus constitutes a series of categories
through marks. Its purpose is to represent quantitatively item’s (person’s) place in the spectrum.
There are two main categories of scaling techniques which are given below:
1) Rating Scales: One uses rating scales to judge properties of objects without reference to
other similar objects. These ratings may be in such forms as “like-dislike” “approve –
indifferent disapprove”, or other classifications using even more categories. There is little
conclusive support for choosing a three-point scale over scales with five or more points.
Rating scales provide the data required for perceptual Scaling Techniques mapping.
These rating scales will have the subjects of the map described on the basis of selected
attributes.
i) Graphic Rating Scale: The respondents rate the objects by placing a mark at the
appropriate position on a line that runs from one extreme of the criterion variable to
another.
Scaling Techniques
Rating Scales
Ranking Scales
Guttman Scales/Scalogram
Method of Rank Order
Analysis
Likert Scale
Thurston Scale
Stapel’s Scale
This line can be vertical or horizontal and scale points may be provided. No other indication is
there on the continuous scale. A range is provided. To quantify the responses to question that
“Indicate your overall opinion about ice-ream Brand 2 by placing a tick mark at appropriate
position on the line:, the physical distance between the left extreme position and the response
ii) Itemised Ratin Scales : These scales are different from continuous rating scales. They have a
number of brief description associated with each category. They are widely used in Research.
They essentially take the form of the multiple category question. Itemised rating scales
include the following types:
a) Guttman Scales/Scalogram Analysis: It is based on the idea that items can be arranged
along a continuum in such a way that a person who agrees with an item or finds an item
acceptable will also agree with or find acceptable all other items expressing a less extreme
position. For example – Children should not be allowed to watch indecent programmes or
government should ban these programmes or they are not allowed to air on the television.
They all are related to one aspect. In this scale each score represents a unique set of
responses and therefore the total score of every individual is obtained. This scale takes a
lot of time and effort in development. They are most commonly used in political science,
anthropology, public opinion, research and psychology.
• Multi-Item Scale : A Likert scale is a multi – item scale, not a single item. A single
item, regardless of its format, should not be called a Likert scale.
• Adheres to Certain Format Requirements: Likert scale adheres to certain format
requirement. An item that is merely ordered-categorical, even if it is combined with
similar items in a composite scale, should not be called a Likert item or a Likkert-type
item. The term, discrete visual analogue scale (DVAS) is more generic and an
alternative in many cases.
• Ordered-Category Item : An item with ordered response levels but which has neither a
Likert not a DVAS format should simply be called an ordered category item.
• Psychometric Scale : A Likert scale is a psychometric scale commonly involved in
research that employs questionnaires. It is the most widely used approach to scaling
responses in survey research, such that the term is often used interchangeably with rating
scale, or more accurately the Likert-type scale, even though the two are not synonymous.
-3 -2 -1 0 1 2 3
A B
Students care : Inferior x x Superior
_ _ _ _ _
Infrastructure : Inferior x x Superior
_ _ _ _ _
Placement services : Poor x x Good
_ _ _ _ _
Syllabus : Old x x Latest
_ _ _ _ _
d) Thurstone Scale: It is one of the Multi Item Scales developed by L.L. Thurstone’s method
of Equal Appearing Intervals on the concept that even though people could not assign
quantitative measures to their own attitudes, they could tell the difference between the
attitudes represented by two different statements and could identify items that approximately
halfway between the two. The procedure includes collecting a large number of statements
(perhaps as may as several hundred) related to the attitude in question, having a number of
judges (perhaps 20 or more) sort the statements independently into 11 piles that vary from the
most favourable statement to neutral statements to most unfavourable statements, studying
the frequency distribution of ratings for each statement and eliminate those statements that
the different judges have given widely scattered rating – that are in a number of different
piles, determining the scale value of each of the remaining statements – that is, the number of
the pile in pile in which the median of the distribution falls, selecting one of the two
statements from each of the 11 piles for the final scale. Those statements with the narrowest
range of rating are preferred as the most reliable.
• Multi Item Scales : It is one of the Multi Item developed on the concept that, even through
people could not assign quantitative measures to their own attitudes, they could tell the
difference between the attitude represented by two different statements and could identify
items that were approximately halfway between the two.
• Locates Neutral Position: It is important to note that there are 11 attitude positions because
in a scale with odd number of parameters, it is easier to identify a neutral position.
• Intended to Develop Format : The Thurstone scale, created by Louis Thurstone, is intended
to develop a format for generating groups of indicators of a variable that have an empirical
structure among them.
• Number of Statements: A Thurstone scale has a number of statements to which the
respondent is asked to agree or disagree. There are three types of scale that Thurstone
described Equal – Appearing intervals method, Successive intervals method and Paired
comparisons method.
It is important to note that there are 11 attitude positions because in a scale with odd number of
parameters, it is easier to indentify a neatural position.
• Thurstone scales are not widely used for Marketing Research because they are time
consuming during preparation.
• The ratings may be influenced by the Judges’ personal attitude.
• Different individuals can obtain exactly the same score from agreeing with quite different
items.
• It does not obtain information about the intensity of agreement with the rating.
e) Stapel’s Scale : The Stapel scale was originally developed in the 1950s to measure
simultaneously the direction and intensity of an attitude. Modern versions of the scale, with a
single adjective, are used as a substitute for the semantic differential when it is difficult to
create pairs of bipolar adjective. The modified Stapel scale places a single adjective in the
centre of an even number of numerical values (ranging, perhaps, from + 3 to -3). The scale
measures how close to or distant from the adjective given stimulus is perceived to be.
The advantages and disadvantages of the Stapel scale are very similar to those of the semantic
differential. However, the Stapel scale is markedly easier to administer, especially over the
telephone. Because the Stapel scale does not require bipolar adjectives, it is easier to construct
than the semantic differential. Research comparing the semantic with the Stapel scale
indicates that results from the two techniques are largely the same.
Features of Stapel Scales
• Analysed Using Procedures Similar to Semantic –Differential: Data obtained through
Stapel can be analysed by using procedures similar to the ones for semantic – differential
scales. Overall attitude scores can be computed for the respondents by summing their
ratings on the individual items.
• Consists of Single Adjective: The scale consists of a single adjective in the middle of the
self –report technique in which the respondents are asked to indicate how accurately each
of a number of statements describes the object of interest by selecting an appropriate
numerical response category.
• Other Features:
➢ Each item has only one item indicating the dimension it represents
➢ Each item has 10 or 11 response categories.
Disadvantages of MDS
• It is difficult to clearly define the concept of similarities and preferences. Further the
distances between the items are seen as different.
• There are a number of attributes; you can not base decision on one attribute only.
Therefore, when the consumers are choosing between brands, they base their decision on
2) Ranking Scales: In ranking scales, the subject directly compares two or more objects and
makes choices among them. Frequently, the respondent is asked to select one as the “best” or
the “most preferred” When there are only two choices, this approach is satisfactory, but it
often results in “ties” when more than two choices are found. For example, respondents are
asked to select the most preferred among three or more models of a product. Assume that 40
percent choose model A, 30 percent choose model B. and 30 percent choose model C. “Which
is, the preferred model?” The analyst would be taking a risk to suggest that A is most
preferred. Perhaps that interpretation is correct, but 60 percent of the respondents chose some
model other than A. Perhaps all B and C voters would place A last, preferring either B or C to
it. This ambiguity can be avoided by discussing the techniques described in this section. There
are two approaches of ranking scales.
i) Method of Paired Comparison: It is perhaps the most straightforward way of presenting
items for comparative judgment. With the method items are presented in pairs to one or
more judges; for each pair the judge selects the item that best satisfies the specified
judgment criterion. Respondents are asked to choose which item rates higher, according to
a predetermined criterion. The requisite number of individual items demonstrates a
shortcoming of the paired – comparison technique. The items can be of almost any type
including, importantly, goods, services, and environmental conditions. The method can
yield an interval-scale ordering of items along a dimension such as preference or
importance. The importance of paired comparison analysis is:
a) It is useful where priorities are not clear.
b) It is particularly useful where no objective data to base on this.
c) It helps to set priorities where there are conflicting demands on resources.
d) This makes it easy to choose the most important problem to solve, or select the solution
that will give the greatest advantage.
ii) Method of Rank Order: Rank order scales are comparative scales, where the respondent
is asked to rate an item in comparison with another item or a group of items against each
other based on a common criterion For example, a so on. The importance of rank order
analysis is:
a) It is easy to develop rank among the objects
b) It becomes easy to analyse the objects after ranking
Although there are a number of methods available for the measurement of attitude, the most
commonly used approach is the self-report, where a person is asked directly how he feels about an
object. The other alternative methods are observation of behavior, indirect techniques such as
word-association tests, sentence-completion tests, story-telling, performance of objective’ tasks
and physiological reactions. Since the self –report method of attitude measurement is most
frequently used, the discussion here is based primarily on it.
M=T+e
Where,
e = Random error
The random error could be either a positive or negative value. The true represents the average
score that would be obtained if a person were measured an infinite number of times. It is
important to note, that it has nothing to do with the theoretical constructs behind the scale. It is
simply a measure of whatever systematic component happens to exist in the measurement. The
question of validity and is irrelevant when determining reliability. The reliability . the reliability
coefficient p is defined as,
𝜎2 {𝑇}
𝜌= 𝜎2 {𝑀}
Where,
It therefore represents the proportion of the variability in the observed scores that can be
attributed to systematic elements of the scale.
But this formula cannot be used to calculate reliability because one can never measure
𝜎 2 {𝑇} However using this equation statisticians have derived several methods of calculating the
reliability coefficient using real data.
PONJESLY COLLEGE OF ENGINEERING / DOMS BUSINESS RESEARCH METHODS
125
One way to calculate reliability is to correlate the scores on parallel measurements of the
scale. Two measurement are defined as parallel if they are distinct ( are based on different data)
but equivalent (such that one can expect responses to the two measurements to have the same true
score). The two measurements must be performed on the same (or matched respondents so that
the correlation can be performed. There are a number of different ways to measure reliability
using parallel measurements
1) Test – Retest Method : In this method one has respondents complete the scale at two
different points in time. The reliability of the scale can then be estimated by the correlation
between the two scores. The accuracy of this method rests on the assumption that the
participants are fundamentally the same ( ie, possess the same true score on scale) during
two tests periods. One common problem is that completing the scale the first time can
change the way that respondents complete the scale the second time. If they remember any
of their specific responses, e.g it could artificially indicate reliability estimate. When using
this method, it should present evidence that this is not an issue.
For Example , Suppose a researcher measures job satisfaction and finds that 64 per cent of
the population is satisfied with their jobs. If the study is repeated a few weeks later similar
conditions, and the researcher again finds that 64 per cent of the population is satisfied with
their jobs, it appears that the measure has repeatability. The high stability correlation or
consistency between the two measures at time 1 and time 2 indicates a high degree or
reliability. At the individual ( rather than aggregate ) level ,assume that a person does not
change his or her attitude about the job. If repeated measurements of that individual attitude
toward the job are taken with the same attitude scale, a reliable instrument will produce the
same results each time the attitude is measured. When a measuring instrument produces
unpredictable results from one testing to the next, the result are said to be unreliable because
of error in measurement.
Then divide scale items into two sections (such as the even numbered items and the odd
numbered items ) and calculates scores for each half. Then determine the correlation between
these two scores. Unlike the other methods this correlation does not estimate the scales
reliability, instead, one gets an estimate using the formula.
2𝑟
𝜌=
1+𝑟′
Where,
Note that if scale is splitted in different ways. Different reliability estimate will be obtained.
Assuming that there are no confounding variables, they should all be centered on the reliability in
general it is best not use the first half and second half of the questionnaire since respondents may
become tired as they work through the scale. This would mean that greater variability would be
expected in the score from the second half than in the score from the first half.
𝑁𝑟′
𝛼=
1 + 𝑟 (𝑁 − 1)
𝛼 = Cronbach’s Alpha
From the equation one can see that 𝛼 increases both with increasing r as well with increasing N.
Calculating Cronbach’s alpha is the most commonly used procedure to estimate reliability it is
highly accurate and has the advantage of only requiring a single application of the scale. The only
real disadvantage is that it is difficult to calculate by hand. It requires calculating the correlation
between every single pair of items in scale. This is rarely an issue, however as all the major
statistical packages have procedures that will calculate 𝛼 automatically.
The reliability of a scale is heavily dependent on the number of items composing the scale. Even
using items with poor internal consistency one can get a reliable scale if the scale is long enough.
For example 10 items that have an average inter item correlation of only 0.2 will produce a scale
with a reliability of 0.714 However the benefit of adding additional items decreases as the scale
grows larger and mostly disappears after 20 items.
One consequence of this is that adding extra items to a scale will generally increase the scale’s
reliability even if the new items are not particularly good an item will have to significantly lower
the average inter correlation for it to have a negative impact on relaibilty. Like all statistical
estimates. The confidence put into reliability estimate increases as scale testing is done using
more respondence. Therefore at least 20 participants must be involved when calculating
reliability. Obtaining more data won’t hurt, but will not strongly impact the stability of findings.
Reliabilt has specific implications for the utility of scale. Specifically the most that responses to
scale can correlation with any other variable is equal to p.
The variability in measure will prevent anything higher. Therefore the higher the reliability of
scale the easier it is to obtain significant findings. This is probably what one should think about
when they want to determine if scale has a higher enough reliability. It should be noted that low
reliability does not call results obtained using a scale into question low reliability only hurts
chances of finding significant results. It cannot cause to obtain false significance. If any thing
findings significant findings with an unreliable scale indicates that the researchers have
discovered a particularly strong effect, since it was able to overcome the hindrances of unreliable
Reliability is concerned with how considtently someonw is measuring whatever they are
measuring it is not concerned with the meaning and interpretation of the scores. Which is the
validity question. A measuring instrument can be reliable without being valid, it cannot be valid
unless it is first reliable.
For Example , someone could decide to measure intelligence by determining the circumference of
the head. The measures might be very consistent from time to time (reliable) but this method
would not yield valid inferences about intelligence because circumference of the head does not
correlate with any other criteria of intelligence, nor is it predicated by any theory of intelligence
so a test can be very reliable but consistently yield scores that are meaningless.
To be able to make valid inferences from a test’s scores, the test must first be consistent in
measuring whatever is being measured reliability is a necessary but not a sufficient condition for
valid interpretations of test scores.
Reliability is a necessary precondition for validity is not necessary for an instrument to be reliable
thus it possible for an instrument to be reliable but not valid. It is however impossible for an
instrument to be valid not reliable.
Target and Rifle Analogy : A rifle and target analogy can be used to illustrate the relationship
between reliability and validity. In this analogy the rifle represents an instruments e.g a scale to
measure a characteristic such as intelligence self esteem, or psychosocial adjustment A familiar
pattern of concentric circles serves as a target the bull’s eye of the target represents the concepts
one is attempting to measure with the instrument shorts on the target represent the scores obtained
on the instrument.
How good is the rifle? That is how reliable and valid is the instrument? Figure 2.6(a) illustrates an
instrument that is neither reliable nor valid. The shorts or scores are scattered the instrument is not
considtent or reliable. In addition the shorts have not hit the bull’s eye the instrument does not
actually measure the intended concept it is not valid.
Figure 2.6 (b) Shows a pattern of clustered shorts the Rifle or instrument is consistent it is
measuring the same thing each time. It is reliable the shorts however are not on the bull eye
indicating that whatever is being measured is not the intended concept it is not a valid measure.
The scientific requirements of a project call for the measurement process to be reliable and
valid while the operational requirements call for it to be practical. Practicality has been
defined as economy convenience and interpretability while this definition refers to the
development of educational and psychological tests. It is meaningful for business
measurements as well.
1. Economy : Some trade off usually between the ideal research project and the budget. Data
are not free and instrument length is one area where economic pressures dominate. More
items give more reliability but in the interest of limiting the interview or observation time
and therefore costs we hold down the number of measurement questions. The choice of
data collection method is also often dictated by economics factors. The rising cost of
personal interviewing first led to an increased use of telephone surveys and subsequently
to the current rise in internet surveys. In standardized tests. The cost of test materials can
be such a significant expensethat it encourages multiple reuse. Add to this the need for fast
and economical scoring and one can see why computer scoring and scanning are
attractive.
2. Convenience : A measuring device passes the convenience test if it is easy to administer.
A questionnaire or a measurement scale with a set of detailed but clear instructions with
examples is easier to complete correctly than one that lacks these features. In a well
prepared study it is not uncommon for the interviewer instructions to be several times
longer than the interview questions. Naturally the more complex the concepts and
constructs the greater is the need for clear and complete instructions. Researchers can also
make the instrument easier to administer by giving close attention to its design and layout.
While reliability and validity dominate choices in design of scales administrative difficulty
should play some role. A long completion time. Complex instructions participant’s
perceived difficulty with the survey and their rated enjoyment of the process also influence
design. Layout issues include crowding of material poor reproduction of illustrations and
the carryover of items from one page to the next or the need to scroll the screen when
For Example : Strongly agree, mildly agree, mildly disagree, strongly disagree none of the
above are categories whose inclusion increases the scale sensitivity.
Generalisability refers to the amount of flexibility in interpreting the data in different research
designs. The generalisability of a multiple item scale can be analysed by its ability to collect data
from a wide variety of respondents and with a reasonable flexibility to interpret such data.
Genaralisability refers to the extent to which one can generalize from the observations at hand to a
universe of generalizations. The set of all conditions of measurement over which the investigator
wishes to generalize is the universe of generalization. These conditions may include items,
interviews, situations of observation, and so on. A researcher may wish to generalize a scale
developed for use in personal interviews to other modes of data collection, such as mail and
telephone interviews. Likewise, one may wish to generalize from a sample of items to the
universe of items, from a sample of times of measurements to the universe of times of
measurement, from a sample of observers, and so on.
1) Irrelevant data: Measurement requires data and organization has plenty of it. But does
not organization have the right data – or they are just torturing the data and undermining
the credibility of the conclusions. Measurement-inspired marketers often try to mould data
into something worthy of brilliantly conceived metrics.
2) Inaccurate Response: Respondents give inaccurate responses in face-to-face interviews.
Getting a “right” answer soon is more important for correct measurement. Web-based
research now surveys a population of pseudo-target consumers faster and more cost-
effectively than ever before.
3) Researchers and Analyst Suffer the Dangerfield Syndrome: Get no Respect:
Researchers and analyst typically receive poor pay and have no career oath. They need to
There are seven important criteria for ascertaining whether the scale developed is good or not:
1) Validity: validity is the most critical criterion and indicates the degree to which an
instrument measures what it is supposed to measure. Validity can also be though of as
utility. In others words, validity is the extent to which differences found with a measuring
instrument reflect true differences among those being tested.
2) Reliability: The test of reliability is another important test of sound measurement. A
measuring instrument is reliable if it provides consistent results. Reliable measuring
instrument does contribute to validity, but a reliable instrument need not be a valid
instrument.
3) Practicality: The practicality characteristic of a measuring instrument can be judged in
terms of economy, convenience and interpretability. From the operational point of view,
the measuring instrument ought to be practical i.e., it should be economical, convenient
and interpretable.
4) Sensitivity: Sensitivity refers to an instrument’s ability to accurately measure variability
in stimuli or responses. Sensitivity is not high in instrument’s involving ‘Agree’ or
‘Disagree’ types of response. When there is a need to be more sensitive to subtle changes,
the instrument is altered appropriately.
For example, strongly agree, mildly agree, mildly disagree, none of the above, are
categories whose inclusion increases the scale’s sensitivity.
5) Generalisability: Generalisability refers to the amount of flexibility in interpreting the
data in different research designs. The Generalisability of a multiple item scale can be
2.7. Exercise
2) Give the objectives and applications of research design. What are the different techniques of
exploratory research?
3) Define casual research. Give the basic principles of causal research. What are the different type
of causal research?
4) How the validity of research can be judged? What are the different factors that affect the
validity?
5) Where casual research can be applied? What are the pros and cons of casual research?
6) Give the techniques of descriptive research? What is the significance of descriptive research?
Give its application.
7) What do you mean by research variable? Give different types of research variable.
8) What are the functions of measurement? Give the measurement process. What are the different
types of scales?
9) What do you mean by scaling? Give scaling process. What are the different scaling criteria
used ion research?
3.1 DATA
Data refers to information or facts. Often researcher understands by data only numerical figure. It
also includes descriptive facts, non-numerical information, qualitative and quantitative
information. Data could be broadly classified as:
It is known as the data collected for the first time through field survey. Such data are collected
with specific set of objectives to assess the current status of any variable studied.
Primary data are generally information gathered or generated by the researcher for the purpose of
the project immediately at hand. When the data are collected for the first time, the responsibility
for their processing also rests with the original investigator.
3.1.1.2 Secondary data
It refers to the information or facts already collected. Such data are collected with the objective of
understanding the past status of any variable.
Secondary data can be obtained internally i.e. within the firm or external from one or more
outside agencies.
Internal Sources
A. Accounting Record
✓ Sales Invoice
✓ Sales record
✓ Cost detail
✓ Level of profit
✓ Advertising expenditure
✓ Budget etc.
✓ Marketing information
✓ Customers opinion
✓ Competitor information
C. Internal Expert
Experts working in the company like product manager, marketing, Research managers, public
relation personnel and advertising personnel etc.
D. Miscellaneous
E. Company history
F. Company background
G. Market share
H. Pamplet
I. Prospectus
L. Organization report.
External Sources
1. Publication of (Government)
b. Census Report
h. Ministry of Agriculture
i. Labour Bureau.
2. Non-government Publication
j. Private agencies
l. Chamber of commerce
p. Promotion
Report based on the marketing information collected by such organization is sent periodically to
clients who are subscribers. Apart from syndicated services a number of research agencies, offer
and customized research services to their clients.
ii) Technical and trade journals
iv) Reports prepared by research scholars universities economists etc in diff fields
v) Public records and statistics, historical documents and other sources of published
information. Various publications of foreign government or of international bodies and their
subsidiary organizations.
1. Reliability of Data :
The reliability can be treated by finding out such things about the said data
a. Who collected the data?
The data that are suitable for one enquiry may not necessarily be found suitable for one enquiry
may not necessarily be found suitable in another enquiry. Hence if the available data are found
to be unsuitable. The researcher should not use them.
3. Adequacy of Data
If the level of accuracy achieved in data is found inadequate for the purpose of the present
enquiry they will be considered as inadequate and should not used by the researcher. The data
will also be considered adequate.
4. Continuity of Data
This is another problem in using secondary data. For eg, the format used for providing some
date may not be consistently followed by the source. Depending upon the page constraints or
availability of material the data presentation in a format is decided.
So frequent change in the format would only add to confusion to the people using the data from
such sources.
New publications such as journals are unlikely to be indexed immediately in tertiary literature
so you will need to browse through these publications to gain an idea of their content.
In contrast scanning involves going through individual items such as journal articles to pick out
points that are related to your own research.
2. Searching the Internet
PONJESLY COLLEGE OF ENGINEERING / DOMS BUSINESS RESEARCH METHODS
140
The Internet is a worldwide network of computers that provides access to a vast range of
literature and other resources stored on computer around the world. Searching these will
uncover further material with which you can compare and contrast your ideas. The places where
these resources are stored are known as websites.
3. Home Page
Access to a website is through its home page. The home page, which has links to other pages in
the site, is similar to a title or contents page. Although they often contain publicity for a
company or institution they are an excellent way of navigating the site.
4. Search Tools:
It often referred to as search engines, are probably the most important way of searching the
internet for reviewing the literature on your research subject as they enable you to locate the
most current and up to date items.
5. Book marking
Once you have found a useful internet site, you will need to note its address. This process
termed bookmarking uses the internet browser to note the address so that you will be able to
access it again directly.
Sources of Primary Data Advantages:-
1. It provide a firsthand account of the situation. We can observe the phenomenon as it
takes place.
2. The information is more reliable as the investigator collects the data himself, he can take
all precautions to ensure their reliability
3. These are the logical starting point for research in several disciplines.
4. Primary data are the only way of finding out opinions, personal qualities, attitudes etc.
Disadvantages: -
2. There is greater scope for researcher bias creeping in unless the research investigator is
fair to the respondent and methods of data collection the result of the study will not be
reliable.
3. Sample selection is yet another problem.
In this method to pre-printed list of questions arranged in sequence is used to elicit response
from the informant.
2. Interview :
This is a method in which the investigator and the respondent meet and questions raised are
answered and recorded. this method is adopted when personal opinion or view point are to be
gathered as a part of data.
3. Observation:
A method which requires familiarity and experience, in this method the observer applies his
sense organs to note down whatever that he could observe in the field and relate these data to
explain some phenomena.
4. Feedback
In the case of some of the consumer goods, the supplier or the manufacturer send the product
along with a pre-paid reply cover in which questions on the product and its usage are raised and
the customer is required to fill it up and send.
The sales representatives visit the distributor or the retailers shop to note down the detail of
stock movement, availability of items etc which give valuable information.
6. Schedule
This method of data collection is very much like the questionnaire with little difference which
lies in the fact that schedules are being filled in by the enumerators who are specially appointed
for the purpose.
7. Warranty Card
Warranty Card is usually postal sized card which are used by dealers of consumer durables to
collect information regarding their products. The information sought is printed in the form of
question on the warranty cards which is placed inside the package along with the product with a
request to the consumer to fill in the card and post it back to the dealer.
Distributors get the retail stores audited through salesman and use such information to estimate
market size, market share, seasonal purchasing pattern & so on.
9. Pantry Audit
Pantry audit technique is used to estimate consumption of the basker of goods at the consumer
level. The investigators stay at the consuming point and observe the purchasing behavior or the
people like price response, quality consciousness, response to price & incentive schemes, who
take buying decision, credit facility required.
The use of mechanical devices has been widely made to collect information by way of indirect
means. Eye camera, pupil metric camera, motion picture camera and audiometer etc are
principal devices, commonly used for the purpose for collecting the required information.
12. Projective technique
This technique is adopted to study the consumers through various methods like recalling
advertisement theme, story completion tests, quizzes, thematic appreciation tests etc. Through
this technique it is possible to compile information to be used as the basis for projecting the
demand for the product at different points of time.
i. Word association test
In this the respondent asked to mention the first word that comes to mind, without thinking as
the interviewer reads out each word from a list.
j. Sentence Completion test
In this informant may asked to complete a sentence analysis of replies from the same informant
reveals his attitude toward that subject and the combination of these attitudes of all the sample
members is then taken to reflect the views of the population.
k. Story Completion Test
It is an step further, where in the researcher may contrive stories instead of sentences and ask
These are the test where in the respondent is asked to comment on or explain what other people
do.
m. Pictorial Technique
• Thematic Apperception Test:
It consists of a set of pictures that are shown to respondents who are asked to describe what they
think the pictures represent.
• Rosenzweig Test:
This test uses a cartoon format wherein we have a series of cartoons with words inserted in
balloon’s above. The respondent is asked to put his own words in an empty balloon space
provided for the purpose in the picture.
• Rorschach Test
It consists of ten cards having prints of ink blots. The respondents are asked to describe what
they perceive in such inkblot, and responses are interpreted on the basis of pre-determined
psychological framework.
• Holtzman Inkblot Test
It consists of 48 inkblot cards, which are based on color movement, shading and other facts
involved in inkblot perception.
• Tomkins- Horn Picture Arrangement Test
It consist of twenty five plates each containing three sketches that may be arranged in different
ways to portray a sequence of events. The respondent is asked to arrange them in a sequence.
• Play Technique
In this the respondents are asked to act out a situation in which they have been assigned various
roles. The researcher may observe such traits as hostility, dominance, sympathy prejudice or the
absence of traits.
• Quizzes, tests & examination
It is a technique for describing the social relationship among individual in a group. It attempts to
describe attraction or repulsions between individual by asking them to indicate whom they
would choose or reject in various situations.
13. In-depth Interview
These are those interview that are designed to discover underlying motives and desires and are
often used in motivational research. Such interview are held to explore needs, desires and
feelings of respondents.
14. Content Analysis
Whenever a researcher is unable to compile information through any other method, then he has
to effectively apply his sense organs to observe and explain So it may be said that observation
involves recording of information applying visual understanding backed by alert sense organs.
3.2.1 TYPES
1. Structured Observation
When observation takes place strictly in accordance with a plan or a design prepared in
advance, it is called structured observation. In such a type the observer decided what to observe
what to focus on, who are all to be observed etc.
2. Unstructured Observation
In this type of observation there is no advance designing of what, how, when, who etc of
observation. The observer is given the freedom to decide on the spot, to observe everything that
is relevant.
3. Participant Observation
In this, the observer is very much present in the midst of what is observed. He is physically
present on the spot to observe and not influencing the activities. It will help him to continuously
observe and not everything that is happening around him.
In this observer remains detached from whatever is happening around and does involve himself
in any activities taking place. He is present only to observe and not to take part in the activities.
5. Controlled Observation
In this case, the observer performs his work in the environment or situation, which is very much
planned or designed or set.
6. Uncontrolled Observation
The observer is at freedom to observer whatever is taking place around him in the natural set up.
MERITS:-
2.As there is no need to get any reply or details from the respondent observation does not
required any co-operation of the respondents.
3.This is a fairly reliable method.
1.This is a relatively costly method of data collection, because the observer has to be
present on the spot to observer whatever is happening.
2.Training an observer is the additional cost to be incurred.
3.The scope for the biases of the observe interfering in what is observed and understood is
high.
4.It could be noticed that what is observed may bring out only part of the facts.
7.The observer can effectively establish link among whatever he has observed to give a
meaningful interpretation.
3.3 INTERVIEW
Interview method involves direct or indirect meeting of the respondent by the researcher. The
researcher determines the questions to be raised at the time of interview and then elicit the
response for them. The reply given is either written down in a notebook or recorded in audio or
videocassette.
3.3.1 TYPES OF INTERVIEW
1. Direct Interview
In this type of interview, the interviewer and the interviewee meet personally either with prior
appointment or not. This method requires a interviewer to ask questions in a face to face contact
to the other person or persons.
a. Structured Interview
In this type of interview, the person collecting information decided in advance the nature, scope,
questions to be asked the persons to be contacted etc in advance. At the time of interview, no
deviation is made from the questions to be asked.
b. Unstructured Interview
In this type of interview, interview is conducted on the spot without any preparation or advance
information to the respondent. It does not follow a system of pre-determined questions
standardized techniques of recording information. The interviewer has much freedom to ask in
case of need supplementary questions or at time he may omit certain question of the situation so
required.
c. Focused Interview
In this type of interview, the object of the interviewer is to focus the attention of the respondent
on a specific issue or point. The interviewer has the freedom to plan the interview and conduct
it the way want it. The interviewer on the spot decides all the question sequence, wording of
questions etc.
d. Clinical Interview
The clinical interview is concerned with broad underlying feeling a motivations or with the
course of individual’s life experience.
e. Non-Directive
In this interviewer’s function is simply to encourage the respondent to talk about the given topic
Merits:
1.Interview enables personal contact with which factual information could be obtained.
2.The interviewer can guide the respondent to understand the question and suitably rephrase
or modify the question.
3.The non-response in this category of data collection is low
4.Spontaneous reply of the respondent can be obtained which would truly reflect their
opinion.
5.Interviewer has the flexibility to handle the interview to collect relevant information.
6.The interviewer can combine observation with interview so that a lot of additional
information about the environment, nature, behavior and attitude of the respondent could
also be noted.
7.The interviewer can be persuasive to obtain the response of the respndent while this may
not be possible in the case of questionnaire method of data collection.
8.The interviewer can adopt himself better by using the language with which he can reach the
respondents better and the educational level of the respondent.
9.It is also possible to obtain personal information which will not be revealed through
questionnaire.
Demerits:
1. This method presupposes the existence of rapport between the respondent and the
interviewer.
2. It is costly method of data collection, as the interviewer should be trained, oriented and
supported.
3. The time taken for covering a large sample of respondents is more than what it is under
questionnaire method.
4. It is possible for a respondent to conceal his real opinion or views and so genuine data may
not be available.
5. The interviewer may also be biased and thereby his bias may influence the interview
outcome.
6. Interview method requires an elaborate organizational arrangement.
3. Different methods of obtaining the response from the informants have to be explored and the
interviewer should be trained in all these aspects.
4. Unless the interviewer is experienced he would not be able to conduct the interview properly.
But without conducting interview he cannot be experience co care, should be taken while
selecting this method of data collection.
5. Honesty and integrity of the interviewer determine the outcomes of the interview so the
qualities of the interviewer should be objectively studied.
6. The interviewer should be fully equipped to clarify any questions raised by the informant.
7. The interviewer must first create a report with the respondent and ensures presence of cordial
atmosphere to conduct the interview.
8. Qualities like courteousness, politeness, and friendliness, conversational, unbiased are
all necessary to make the interview successful.
9. The interviewer should avoid showing his reaction to the response of the respondent as
otherwise the replies given may be biased.
10. The interviewer should be alert and intelligent with presence of mind to keep the
interview focused on the subject matter.
3.4 QUESTIONNAIRE
A questionnaire is the sheets of paper containing questions relating to certain specific aspect
regarding which the researcher collects the data. The questionnaire is given to the informant or
respondent to be fitted up. This method of data collection is quite popular, particularly in case of
big enquiries.
Merits:
2. It does not interfere with the respondent while answering the question.
7. if the questionnaire is designed properly with instructions then the training, supervising
and controlling the investigators is saved.
8. Confidentiality is ensured as the respondents directly send the filled up questionnaire to
the researcher.
Demerits:
1. It is always found that the response rate in questionnaire is very poor compared to using
schedules.
2. Bias of the respondent cannot be determined easily.
3. Only if the respondent is educated questionnaire could be used for collecting information.
4. Follow up of non-response or unfilled questionnaire only adds to the cost and time.
5. There is no scope for giving any clarification to the respondent in case of need.
7. A lot of care is required to design and structure a questionnaire. Hence unless a scholar is
good at drafting a questionnaire, this method cannot be adopted for data collection.
QUESTIONNAIRE
SELF ADMINISTERED
INTERVIEWER
ADMINISTERED
DELIVERY &
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QUESTIONNAIRE QUESTIONNAIRE QUESTIONNAIRE
STRUCTURED
INTERVIEW
1. Structured Questionnaire
It poses definite, concrete and preordained questions. Additional questions may be thought of
and asked only when some clarification is needed or additional information is sought from the
respondent. Answers to these question are normally very precise without any vagueness &
ambiguity.
2. Closed Form Questionnaire
Questions are set in such a manner that leaves only a few alternatives answers.
3. Open Ended Questionnaire
Here the respondent has the choice of using his own style. Diction, expression of language,
length and perception. The respondent are not restricted, his replies to the questions, and his
answers may be free and spontaneous
4. Unstructured Questionnaire
These contain a set of questions that are not structured in advance. It gives sufficient scope for a
variety of answers. It is used mainly for conduction interview. Its merit is flexibility. It aims to
secure the maximum possible information from the respondent.
5. Pictorial Questionnaire
In a pictorial questionnaire alternative answer in the form of pictures are given and the
respondent is required to tick the picture concerned to indicate his selection. This type of
questionnaire is useful for illiterate and less knowledgeable respondent.
The questionnaire can either be structured or unstructured questionnaire. The form of the
question may be either closed or open, but should be stated in advance and not constructed
during questioning. The question is presented with exactly the same wording and in the same
order to all respondents.
2. Question Sequence
The question-sequence must be clear and smoothly moving meaning thereby that the relation of
one question to another should be readily apparent to the respondent with question that are
easiest to answer being put in the beginning. The opening questions should be such to arouse
human interest after that questions that are really vital to the research problem and a connecting
thread should run through successive questions.
Questions should be constructed with a view to their forming a logical plan. The questions can
be of any forms like :-
✓ Multiple Choice
It refers to one which provides several set alternatives for its answer.
✓ Dichotomous
It refers to one which offers the respondent a choice between only two alternatives, and
reduces the issue to its simplest terms.
It refers to those questions in which the respondent is given a limited number of alternative
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responses from which he is to select the one that most closely matches his/ her opinion or
attitude.
It refers to a question that has no fixed alternatives to which the answer must conform.
✓ Direct Question
✓ Indirect Data
It refers to those whose responses are used to indicate or suggests data about the respondent
other than the actual facts given in the answer.
✓ Checklists
2.Questions should proceed in logical sequence moving from easy to more difficult questions.
3.Personal and intimate questions should be left to the end.
4.Technical terms and vague expressions capable of different interpretations should be avoided
in a questionnaire.
5.Questions affecting the sentiments should be avoided.
6.Adequate space for answers should be provided in the questionnaire to help editing and
tabulation.
7.It should be attractive looking.
8.The quality of the paper, along with its colour, must be good so that is may attract the
attention of recipients.
9.The first part of the questionnaire should specify the object or purpose for which the
information is required.
10. It should not force the respondent to recall from his memory anything to answer.
11. If there is instruction, it should be given separately specifying the question number and
the related instructions.
12. It should not require any referencing before replying.
14. Questions which cross check the response, could be built in to the questionnaire.
There are various methods of data collection; as such the researcher must judiciary selects the
method of his own study.
1. Nature, Scope and Object of enquiry: This constituted the most important factory affecting
the choice of a particular method. The method selected should be such that it suits the type of
enquiry that is to be conducted by the researcher.
2. Availability of Funds: Availability of funds for the research project determines to a large
extent the method to be used for the collection of data. When funds at the disposal of the
researcher are very limited, he will have to select a comparatively cheaper method, which
may not be as efficient and efficient as some other costly method.
3. Time Factor: Availability of time has also to be taken into account in deciding a particular
method of data collection. Some method, take relatively more time whereas with others the
data can be collected in a comparatively shorter duration.
4. Precision Required: The very important condition is the level of accuracy of the data
collected. In cases of compilation of data regarding the deviation from the standard
measurements in a workshop, the data should bet % accurate. Similarly, the data regarding
the patient condition explained through various parameters should be very accurate.
5. Period of Study: A study based on historical data requires secondary data source while the
study on the patient status in a hospital require primary data.
3.7 SAMPLING
Sampling refers to the statistical process of selecting and studying the characteristics of a
relatively small number of items from a relatively large population of such items, to draw
statistically valid inferences about the characteristics about the entire population.
To improve the cost effectiveness of data collection and analysis, several variations of the random
sampling are used by researchers. Some of the most common types of random sampling methods are (1)
simple random sampling, (2) systematic sampling, stratified sampling, and (4) cluster sampling.
Simple random sampling ensures
Sampling techniques are classified into two broad categories of probability samples or non-
probability samples.
The greater the precision, the greater the cost and there should be a tradeoff between sampling
cost and precision. The researcher is required to design the most efficient sampling design in
order to increase the efficiency of the sampling. Probability sampling techniques are broadly
classified as simple random sampling, systematic sampling, and stratified sampling.
2. Simple Random Sampling
This is the most important and widely used probability sampling technique. They gain
much significance because of their characteristic of being used to frame the concepts and
arguments in statistics.
Another important feature is that it allows each element in the population to have a known and
equal probability of selection. This means that every element is selected independently of
every other element. This method resembles lottery method where a in a system names are
placed in a box, the box is shuffled, and the names of the winners are then drawn out in an
unbiased manner.
Simple random sampling has a definite process, though not, so rigid. It involves compilation of
a sampling frame in which each element is assigned a unique identification number. Random
numbers are generated either using random number table or a computer to determine which
elements to include in the sample. For example, a researcher is interested in investigating the
behavioural pattern of customers while making a decision on purchasing a computer.
Accordingly, the researcher is interested in taking 5 samples from a sampling frame containing
100 elements. The required sample may be chosen using simple random sampling technique by
arranging the 100 elements in an order and starting with row 1 and column 1 of random table,
and going down the column until 5 numbers between 1 and 100 are selected.
Numbers outside this range are ignored. Random number tables are found in every statistics
book. It consists of a randomly generated series of digits from 0 – 9. To enhance the readability
of the numbers, a space between every 4 digits between every 10 row is given.
The researcher may begin reading from anywhere in the random number table, however, once
started the researcher should continue to read across the row or down a column. The most
important feature of simple random sampling is that it facilitates representation of the population by
the sample ensuring that the statistical conclusions are valid
3. Stratified Sampling
Stratified sampling is a two-way process. It is distinguished from the simple random sampling
and systematic sampling, in that:
a) It requires division of the parent population into mutually exclusively and exhaustive subsets;
b) A simple random sample of elements is chosen independently from each group or subset.
Therefore, it characterises that, every population element should be assigned to one and only
Stratum and no population elements should be omitted. Next, elements are selected from each
stratum by simple random sampling technique.
Stratified sampling differs from quota sampling in that the sample elements are selected
probabilistically rather than based on convenience or on judgmental basis.
Strata are created by a divider called the stratification variable. This variable divides the
population into strata based on homogeneity, heterogeneity, relatedness or cost.
Sometimes, more than one variable is used for stratification purpose. This type of sampling is
done in order to get homogenous elements within each strata and, the elements between each
strata should have a higher degree of heterogeneity.
The number of strata to be formed for the research is left to the discretion of the researcher,
though, researchers agree that the optimum number of strata may be 6.
The reasons for using stratified sampling are as follows:
✓ It ensures representation of all important sub-populations in the sample;
✓ The cost per observation in the survey may be reduced;
✓ It combines the use of simple random sampling with potential gains in precision
✓ Estimates of the population parameters may be wanted for each sub-population and;
✓ Increased accuracy at given cost.
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5. Convenience Sampling
Convenience samples are sometimes called accidental samples because the elements included
in the sample enter by “accident‟. It is a sampling technique where samples are obtained from
convenient elements.
This refers to happening of the element at the right place at the right time, that is, where and
when the information for the study is being collected. The selection of the respondents is left
to the discretion of the interviewer.
The popular examples of convenience sampling include (a) respondents who gather in a
church (b) students in a class room (c) mall intercept interviews without qualifying the
respondents for the study (d) tear-out questionnaire included in magazines and (e) people on
the street. In the above examples, the people may not be qualified respondents, however, form
part of the sample by virtue of assembling in the place where the researcher is conveniently
placed.
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Convenience sampling is the least expensive and least time consuming of all sampling
techniques. The disadvantage with convenience sampling is that the researcher would have no
way of knowing if the sample chosen is representative of the target population.
6. Judgment Sampling
This is a form of convenience sampling otherwise called as purposive sampling because the
sample elements are chosen since it is expected that they can serve the research purpose.
The sample elements are chosen based on the judgment that prevails in the researcher’s mind
about the prospective individual. The researcher may use his wisdom to conclude that a
particular individual may be a representative of the population in which one is interested.
The distinguishing feature of judgment sampling is that the population elements are
purposively selected. Again, the selection is not based on that they are representative, but
rather because they can offer the contributions sought. In judgement sampling, the researcher
may be well aware of the characteristics of the prospective respondents, in order that, he
includes the individual in the sample.
It may be possible that the researcher has ideas and insights about the respondents
requisite experience and knowledge to offer some perspective on the research question.
7. Quota Sampling
Quota sampling is another non-probability sampling. It attempts to ensure that the sample
chosen by the researcher is a representative by selecting elements in such a way that the
proportion of the sample elements possessing a certain characteristic is approximately the
same as the proportion of the elements with the characteristic in the population.
Quota sampling is viewed as two-staged restricted judgmental sampling technique. The first
stage consists of developing control categories, or quotas, of population elements. Control
characteristics involve age, sex, and race identified on the basis of judgement.
Then the distribution of these characteristics in the target population is determined. For
example, the researcher may use control categories in that, he/she intends to study 40% of
men and 60% of women in a population. Sex is the control group and the percentages fixed
are the quotas.
In the second stage, sample elements are selected based on convenience or judgement. Once
the quotas have been determined, there is considerable freedom to select the elements to be
included in the sample.
For example, the researcher may not choose more than 40% of men and 60% of women in the
study. Even if the researcher comes across qualified men after reaching the 40% mark, he/she
would still restrict entry of men into the sample and keep searching for women till the quota is
fulfilled.
8. Snowball sampling
This is another popular non-probability technique widely used, especially in academic
research. In this technique, an initial group of respondents is selected, usually at random.
After being interviewed, these respondents are asked to identify others who belong to the
target population of interest. Subsequent respondents are selected based on the information
provided by the selected group members.
The group members may provide information based on their understanding about the
qualification of the other prospective respondents. This method involves probability and non-
probability methods. The initial respondents are chosen by a random method and the
subsequent respondents are chosen by non-probability methods.
3.8 Exercise:
Shot Answer Type Questions
UNIT IV
DATA PREPARATION AND ANALYSIS
4.1 DATA PREPARATION
4.1.1 Introduction
After developing an appropriate questionnaire and pilot testing the same, researchers need to
undertake the field study and collect the data for analysis. In this chapter, we shall focus on the
fieldwork and data collection process. Furthermore, once the data is collected it is important to
use editing and coding procedures to input the data in the appropriate statistical software. Once
the data is entered into the software it is also important to check the data before the final analysis
is carried out. This chapter also deals with the how to code the data, input the data and clean the
data. It will further discuss the preliminary data analysis such as normality and outlier check. The
last section of this chapter will focus on the preliminary data analysis techniques such as
frequency distribution and also discuss hypothesis testing using various analysis techniques.
4.1.2 Data collection and Survey fieldwork
As stated earlier, many marketing research problems require collection of primary data
and surveys are one of the most employed techniques for collection of primary data.
Primary data collection therefore, in the field of marketing research requires fieldwork.
In the field of marketing (especially in the case of corporate research) primary data is
rarely collected by the person who designed the research. It is generally collected by the
either people in the research department or an agency specializing in fieldwork. Issues
have been raised with regard to fieldwork and ethics. If a proper recruitment procedure is
followed, such concerns rarely get raised. The process of data collection can be defined
in four stages:
Prior to selecting any fieldworker the researcher must have clarity as to what kind of
fieldworker will be suitable for a particular study. This is critical in case personal and
Research
Proposal
Research Design
Instrument Revision
Data Management
gathering Decision
telephone interview because the respondent must feel comfortable interacting with the
fieldworker. Many times researchers leave the fieldworkers on their own and this can
have a direct impact on overall response rate and quality of data collected. It is very
important for the researcher to train the fieldworker with regard to what the questionnaire
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and the study aim to achieve. Most fieldworkers have little idea of what exactly research
process is and if not trained properly, they might not conduct the interviews in the correct
manner. Researchers have prepared guidelines for fieldworkers in asking questions. The
guidelines include:
b. Ask the questions in the order in which they appear in the questionnaire.
The researcher should also train the fieldworkers in probing techniques. Probing helps in
motivating the respondent and helps focus on a specific issue. However, if not done
properly, it can generate bias in the process. There are several probing techniques:
d. Eliciting clarification
The fieldworkers also should be trained on how to record the responses and how to
terminate the interviews politely. A trained fieldworker can become a good asset in the
whole of the research process in comparison to a fieldworker who is feeling
disengagement with the whole process. It is important to remember that fieldworkers are
generally paid on hourly or daily basis and paid minimum wages in many cases.
Therefore, their motivation to conduct the interviews may not be as high as a researcher
overlooking the whole process. This brings about the issue of supervision, through
which, researchers can keep a control over the fieldworkers by making sure that they are
following the procedures and techniques in which they were trained. Supervision
provides advantages in terms of facilitating quality and control, keeping a tab on ethical
standards employed in the field, and control over cheating.
The fourth issue with regard to fieldwork is the issue of evaluating fieldwork and
fieldworkers. Evaluating fieldwork is important from the perspective of authenticity of
the interviews conducted. The researcher can call 10-20% of the sample respondents to
inquire the fieldworker actually conducted the interviews or not. The supervisor could
ask several questions within the questionnaire to reconfirm the data authenticity. The
fieldworkers should be evaluated on the total cost incurred, response rates, quality of
interviewing and the data.
Once the data is collected, researchers’ attention turns to data analysis. If the project has
been organized and carried out correctly, the analysis planning is already done using the
pilot test data. However, once the final data has been captured, researchers cannot start
analyzing them straightaway. There are several steps which are required to prepare the
data ready for analysis. The steps generally involve data editing and coding, data entry,
and data cleaning.
The above stated steps help in creating a data which is ready for analysis. It is important
to follow these steps in data preparation because incorrect data can result into incorrect
analysis and wrong conclusion hampering the objectives of the research as well as wrong
decision making by the manager.
4.2 EDITING
The usual first step in data preparation is to edit the raw data collected through the
questionnaire. Editing detects errors and omissions, corrects them where possible, and
certifies that minimum data quality standards have been achieved. The purpose of editing
is to generate data which is: accurate; consistent with intent of the question and other
information in the survey; uniformly entered; complete; and arranged to simplify coding
and tabulation.
(a) Researcher can sometimes detect the proper answer by reviewing the other information
in the schedule. This practice, however, should be limited to those few cases where it is
obvious what the correct answer is.
(b) Researcher can contact the respondent for correct information, if the identification
information has been collected as well as if time and budget allow.
(c) Researcher strike out the answer if it is clearly inappropriate. Here an editing entry of ‘no
answer’ or ‘unknown’ is called for. This procedure, however, is not very useful if your
sample size is small, as striking out an answer generates a missing value and often means
that the observation cannot be used in the analyses that contain this variable.
One of the major editing problem concerns with faking of an interview. Such fake
interviews are hard to spot till they come to editing stage and if the interview contains
only tick boxes it becomes highly difficult to spot such fraudulent data. One of the best
ways to tackle the fraudulent interviews is to add a few open-ended questions within the
questionnaire. These are the most difficult to fake. Distinctive response patterns in other
questions will often emerge if faking is occurring. To uncover this, the editor must
analyses the instruments used by each interviewer.
4.3 CODING
Coding involves assigning numbers or other symbols to answers so the responses can be
grouped into a limited number of classes or categories. Specifically, coding entails the
assignment of numerical values to each individual response for each question within the
survey. The classifying of data into limited categories sacrifices some data detail but is
necessary for efficient analysis.
Instead of requesting the word male or female in response to a question that asks for the
identification of one’s gender, we could use the codes ‘M’ or ‘F’. Normally this variable
would be coded 1 for male and 2 for female or 0 and 1. Similarly, a Likert scale can be
coded as: 1 = strongly disagree; 2 = disagree; 3 = neither agree nor disagree; 4 = agree
and 5 = strongly agree. Coding the data in this format helps the overall analysis process
as most statistical software understand the numbers easily. Coding helps the researcher to
reduce several thousand replies to a few categories containing the critical information
needed for analysis. In coding, categories are the partitioning of a set; and categorization
is the process of using rules to partition a body of data.
One of the easiest ways to develop coding structure for the questionnaire is to develop a
codebook. A codebook, or coding scheme, contains each variable in the study and
specifies the application of coding rules to the variable. It is used by the researcher or
research staff as a guide to make data entry less prone to error and more efficient. It is
also the definitive source for locating the positions of variables in the data file during
analysis. Most codebooks – computerized or not – contain the question number, variable
name, location of the variable’s code on the input medium, descriptors for the response
options, and whether the variable is alpha (containing a – z) or numeric (containing 0 –
9). Table 7.1 below provides an example of a codebook.
2= no
2= action/adventure
3= thriller
4= drama
5= family
6= horror
7= documentary
2= online
2= 6 months – 1 year
3= 1 –2 years
4= 2-5 years
5= above 5 years
Coding close ended questions is much easier as they are structured questions and the
responses obtained are predetermined. As seen in the table 7.1 the coding of close ended
question follows a certain order. However, coding open ended questions is tricky. The
variety of answer one may encounter is staggering. For example, an openended question
relating to what makes you rent a DVD in the above questionnaire created more than 65
different types of response patterns among 230 responses. In such situations, content
analysis is used, which provides an objective, systematic and quantitative description of
the response. Content analysis guards against selective perception of the content,
provides for the rigorous application of reliability and validity criteria, and is amenable to
computerization.
Once the questionnaire is coded appropriately, researchers input the data into statistical
software package. This process is called data entry. There are various methods of data
entry. Manual data entry or keyboarding remains a mainstay for researchers who need to
create a data file immediately and store it in a minimal space on a variety of media.
Manual data entry is highly error prone when complex data is being entered and therefore
it becomes necessary to verify the data or at least a portion of it. Many large-scale studies
now involve optical character recognition or optical mark recognition wherein a
questionnaire is scanned using optical scanners and computer itself converts the
questionnaire into a statistical output. Such methods improve the overall effectiveness
and efficiency of data entry. In case of CATI or CAPI data is directly added into the
computer memory and therefore there is no need for data entry at a later stage. Many
firms now a days use electronic devices such as PDAs, Tablet PCs and so on in fieldwork
itself and thereby eliminating the data entry process later on. However, as the data is
being manually entered in this process, researchers must look for anomalies and go
through the editing process.
Data cleaning focuses on error detection and consistency checks as well as treatment of
missing responses. The first step in the data cleaning process is to check each variable for
data that are out of the range or as otherwise called logically inconsistent data. Such data
must be corrected as they can hamper the overall analysis process.
Most advance statistical packages provide an output relating to such inconsistent data.
Inconsistent data must be closely examined as sometimes they might not be inconsistent
and be representing legitimate response
In most surveys, it happens so that respondent has either provided ambiguous response or
the response has been improperly recorded. In such cases, missing value analysis is
conducted for cleaning the data. If the proportion of missing values is more than 10%, it
poses greater problems.
(a) substituting missing value with a neutral value (generally mean value for the
variable);
(d) pairwise deletion, wherein only the respondents with complete responses for that
specific variable are included. The different procedures for data cleaning may yield
different results and therefore, researcher should take utmost care when cleaning the data.
In the earlier part of this chapter, we discussed how responses are coded and entered.
Creating numerical summaries of this process provides valuable insights into its
effectiveness. For example, missing data, information that is missing about a respondent
or case for which other information is present, may be detected. Mis-coded, out-of-range
data, extreme values and other problems also may be rectified after a preliminary look at
the dataset. Once the data is cleaned a researcher can embark on the journey of data
analysis. In this section we will focus on the first stage of data analysis which is mostly
concerned with descriptive statistics.
Descriptive statistics, as the name suggests, describe the characteristics of the data as
well as provide initial analysis of any violations of the assumptions underlying the
statistical techniques. It also helps in addressing specific research questions.
This analysis is important because many advance statistical tests are sensitive to
violations in the data. The descriptive tests provide clarity to the researchers as to where
and how violation is occurring within the dataset. Descriptive statistics include the mean,
standard deviation, range of scores, skewness and kurtosis. This statistic can be obtained
using frequencies, descriptive or explore command in SPSS. To make it clear, SPSS is
one of the most used statistical software packages in the world. There are several other
such software packages available in the market which include, Minitab, SAS, Stata and
many others. For analysis purposes, researchers define the primary scales of
measurements (nominal, ordinal, interval and ratio) into two categories. They are named
as categorical variables (also called as non-metric data) and continuous variables (also
called as metric data). Nominal and ordinal scale-based variables are called categorical
variables (such as gender, marital status and so on) while interval and ratio scale based
variables are called continuous variables (such as height, length, distance, temperature
and so on).
Categorical
variables: SPSS
menu
Analyse > Descriptive statistics > Frequencies
(Choose appropriate variables and transfer them into the variables box
using the arrow button. Then choose the required analysis to be carried
out using the statistics, charts and format button in the same window.
Press OK and then you will see the results appear in another window)
Continuous
variables: SPSS
menu
Analyse > Descriptive statistics > Descriptives
(Choose all the continuous variables and transfer them into the variables
box using the arrow button. Then clicking the options button, choose the
Programmes
various such you
analyses as SPSS
wish can provide Press
to perform. descriptive statistics
OK and for both
then you categorical
will see the and
results appear
continuous in another
variables. window)
The figure below provides how to get descriptive statistics in SPSS
for both kinds of variables.Figure : Descriptive analysis process
The descriptive data statistics for categorical variables provide details regarding
frequency (how many times the specific data occurs for that variable such as number of
male and number of female respondents) and percentages. The descriptive data statistics
for continuous variables provide details regarding mean, standard deviation, skewness
and kurtosis.
Once the data is cleaned and ready for analysis, researchers generally undertake
hypothesis testing. Hypothesis is an empirically testable though yet unproven statement
developed in order to explain a phenomena.
For example, a hypothesis could be that ‘consumption of soft drinks is higher among
young adults (pertaining to age group 18-25) in comparison to middle aged consumers
(pertaining to age group 35-45)’. In the case of the above stated hypothesis we are
comparing two groups of consumers and the two samples are independent of each other.
On the other hand, a researcher may wish to compare the consumption pattern relating to
hard drinks and soft drinks among the young adults. In this case the sample is related.
Various tests are employed to analyse hypothesis relating to independent samples or
related samples.
While developing hypothesis, researchers use two specific terms: null hypothesis and
alternative hypothesis. The null hypothesis states that there is no difference between the
phenomena. On the other hand, alternative hypothesis states that there is true difference
between the phenomena. While developing null hypothesis, researcher assumes that any
change from what has been thought to be true is due to random sampling error. In
developing alternative hypothesis researcher assumes that the difference exists in reality
and is not simply due to random error.
For example, in the earlier explained hypothesis relating to hard drinks and cola drinks, if
after analysis, null hypothesis is accepted, we can conclude that there is no difference
between the drinking behaviour among young adults. However, if the null hypothesis is
rejected, we accept the alternative hypothesis that there is difference between the
drinking of hard and soft drinks among young adults. In research terms null hypothesis is
denoted via H0 and alternative hypothesis as H1.
Statistical techniques can be classified into two streams namely univariate and
multivariate (bivariate techniques have been included as multivariate analysis here).
Univariate techniques are appropriate when there is a single measurement of each
element in the sample, or there are several measurements of each elements but each
variable is analysed in isolation.
On the other hand, multivariate techniques are suitable for analysing data when there are
two or more measurements of each element and the variables are analysed
simultaneously.77 The major difference between univariate and multivariate analysis is
the focus of analysis where univariate analysis techniques focus on averages and
variances, multivariate analysis techniques focus on degree of relationships (correlations
and covariances).
Univariate techniques are further classified on the basis of the nature of the data (i.e.
categorical or continuous). Multivariate techniques are classified on the basis of
dependency (i.e. dependence techniques and independence techniques).
The figure below explains the various types of analysis techniques researchers use when
analysing data.
However, when there two or more samples involved, analysis techniques such as chi-square,
Mann Whitney, Median, K-S, and Kruskal-Wallis Analysis of Variance (ANOVA) can be
useful for independent samples and sign, McNemar, and Wilcoxon tests can be useful for
related samples. Multivariate techniques involving dependencies and one dependent variable
could involve cross-tabulation, ANOVA, multiple regression, discriminant analysis and
conjoint analysis.
However, if there are two or more dependent variables in these dependence techniques,
multivariate analysis of variance (MANOVA), canonical correlation, and multiple
discriminant analysis can be used.
In either accepting or rejecting a null hypothesis, we can make incorrect decisions. A null
hypothesis may get accepted when it should have been rejected or rejected when it
should have been accepted. These incorrect decisions lead to errors which are termed as
Type I error and Type II error. When a Type I error (Also termed as alpha error – a)
occurs, a true null hypothesis is rejected. When a Type II error (also termed as beta error
– þ) one fails to reject a false null hypothesis. Although þ is unknown as it is a population
parameter, it is related to a. An extremely low value of a (e.g. a = 0.0001) will result in
intolerably high þ errors. So it is necessary to balance the two errors. Marketing
researchers therefore use a value generally as 0.05 or 0.01. Increasing sample size also
can help control Type I and II errors.
After the data are collected, researchers use a formula for the appropriate significance
test to obtain the calculated value.
Once the test is conducted for t value or chi-square or other measure, researchers must
look up the critical value in the appropriate table for that distribution. These tables are
generally available in many research books or can be easily obtained from internet.79 The
critical value is the criterion that defines the region of rejection from the region of
acceptance of the null hypothesis.
Once the calculated and critical values are obtained the researcher then compares the
values. If the calculated value of the test statistics is greater than the critical value of the
test statistics, the null hypothesis is rejected. Furthermore, if the probability associated
with the calculated value of the test statistics is less than the level of significance (a) then
the null hypothesis is rejected.
The conclusion reached by hypothesis testing must be converted into a language which
can be understood by managers. In this way, what was stated as a managerial problem
gets answered.
Dependence techniques are appropriate when one or more variables can be identified as
dependent variable and the remaining as independent variables In the interdependence
techniques the variables are not classified as dependent or independent.
UNIVARIATE TECHNIQUE
INDEPENDENT DEPENDENT
→ Chi-Square → SIGN
INDEPENDENT
→ RANK-SUM TEST → WILCOXON
→ T-TEST
→ K-S → MCNEMAR
→ Z-TEST
→ ANOVA → COCHRANQ
→ ANOVA
DEPENDENT
PAIRED TEST
MULTIVARIATE TECHNIQUE
YES NO
YES NO
ONE SEVERAL
→ CLUSTER
YES NO YES NO ANALYSIS
→ METRIC
MULTI- CANONICAL
MULTIPLE MULTIPLE VARIATE ANALYSIS
REGRESSION DISCRIMINANT
ANALYSIS
ANALYSIS
OF
VARIANCE
LATENT
NON METRIC STRUCTURE
METHODS ANALYSIS
1. Exploratory Variable
2. Criterion Variable
These are called endogenous variables. In the above stated case y is called as criterion (or)
dependent resultant variable.
When explanatory variable are directly observable variable, they are termed observable
variable. However some unobservable variable may influence criterion variable in which case
they are called latent variables.
Discrete variables are those that lake only the integer value when measured.
Continuous variables are those that when measured, can assume any real volume.
5. Dummy Variable
This term is used in a technical sense and is useful in algebraic manipulations in the context of
multivariate analysis
4.8.3.2 TECHNIQUES
I. MULTIPLE REGRESSION
When there are two or more than two independent variables, the equation describing such a
relationship is the multiple regression equation. In this situation the results are interpreted as
Y= a + b1 x1+ b2 x2
• The no of normal equation would depend upon the number of independent variable. If there
are two independent variables, then three equations, if there are three independent variable
then four equations and so on are used.
• In multiple regression analysis the regression co-efficient (b1,b2) become less reliable as the
degree of correlation between the independent variable (x1,x2).
• Adding a second variable say x2 which is correlated with the first variable say x1 distorts the
values of the regression co-efficient.
• The main objective in using this technique is to predict the variability the dependent variable
based on its covariance with all the independent variables.
• One can predict the level of the dependent variable through the multiple regression analysis
model given the levels of independent variables.
• When multiple independent variables are measured with different scales, it is not possible to
make relative comparisons between regressions co-efficient to see which independent
variables have the most influence on the dependent variable.
• To solve this problem, we calculate the standardized regression co-efficient. Its is called beta
co-efficient and it is calculated from the normal regression co- efficient.
• The beta co-efficient allows direct comparison between independent variables to determine
which variables have the most influence on the dependent measure.
• When using multiple regression analysis, it is important to examine the overall statistical
significance of the regression model. The amount of variation in the dependent variable that
you have been able to explain with the independent measures is compared with total variation
in the dependent measure. This comparison result in a statistic allied a mode F Statistic
Application:
❖ To understand the relationship between the dependent variable and independent variable.
Inputs :
Output:
It will output the regression coefficients and their associated beta coefficient and t- Values
which can be used to evaluate the strength of the relationship between the respective
independent variable and the dependent variable.
Statistical Test:
The hypothesis that a regression parameter obtained from the sample evidence is zero or not is
based on the t-value.
Limitation
❖ The knowledge of a regression coeffient and it’s t-value can suggest the extent of association
or influence that an independent variable has on the dependent variable.
❖ The regression coeffient will reflect the impact of the omitted variable on the dependent
variable.
❖ The model is based on collected data that represent certain environmental conditions.
❖ The model is limited by the methodology associated with the data collection including the
sample size and measures used.
• It is a multivariate technique used for predicting group membership on the basis of two or
more independent variables. A discriminate function is a regression equation with a dependent
variable that represents group membership. This function maximally discriminate between
members of the group. It tells us to which group each member probably belong.
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• It can be used to assign individual to groups on the basis of their scores on two or measure.
From those scores the best composite score based on least squares is calculated. Then the
higher R2 is the better predictor of the group membership.
• One can use discriminate analysis to classify objects into two groups (ie.,) success, failure,
default, non-default.
• Suppose an individual is 25 years of age earns an annual income of Rs.60000/- and has
undergone formal education for a period of 17years. Each of three variables is given a weight
indicating its relative importance.
Y=dependent variable.
• A certain limit is fixed of the value of y below which all values will be classified in Group I
and the others in Group II. The values of b1,b2 and b3 indicate their importance. The
numerical value of y can be transformed into t probability of the individual being credit
worthy.
• It may be noted that in the linear discriminate, the “b” co-efficient are similar to the regression
co-efficient. However the main differences is that while the regression co-efficient are used to
predict the value of the dependent variable. The discriminate co-efficient are used to classify
correctly as many individual or object as possible.
• One major advantage of linear discriminate analysis is that it enables the researcher to know,
by a simple device whether an individual is likely to belong to one or the other category on the
basis of his overall score. In this context, it is not only the values of the discriminate
coefficient but also their positive or negative signs that are equally relevant.
• Given a certain minimum vale of Z and credit worthiness, it should be clear that the higher the
values of the independent variable provided the discriminate coefficient are positive, the more
chances there are for the individual to be classified under this category.
Application:
Used to identify variables that contribute to differences in the a priori defined groups with the
use of discriminate functions. It classify objects into one or more groups that are already
defined.
Inputs:
Output:
It provide the characteristics of the discriminate function., such as the variables that contribute
to each discriminate function. The significance of the function is also given. Statistical Tests:
The significance of the discriminant function and the variables are evaluated through an F-
statistic.
Limitation :
❖ The assumption of the discriminant analysis has to be tested and it is often possible that
the assumption of equal variance –covariance matrices of the Independent variable in each
group is not met.
The purpose of factor analysis is to simplify the data with factory analysis there is no
distinction between dependent and independent variables rather all variables under
investigation are analyzed together to identify underlying factor.
1. It simplifies the data by reducing a large number of variable to a set of a small number of
variables.
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Factor analysis is an appropriate technique in case where the variables have a high degree of
Interco relation.
It was developed by L.L. Thurstone in 1950. It tends to maximize the sum of loadings ,
disregarding signs, it is the method which extracts the largest sum f absolute loadings for each
factor in turn. It is defined by linear conmbination in which all weights are either + 1 or -1 .
Steps :
1. Compute a matrix of correlations , R where unities are placed in the diagonal spaces.
2. If correlation matrix happens to be positive manifold the centriod method requires that the
weights for all variables be +1.
a) Sum of the coefficients in each column of the correlation matrix is worked out
c) The sum of each column obtained as per is divided by the square root of T . This way
each centroid loading is ( one loadings for one variable) computed. The full set of loadings so
obtained constitute the first centriod factor.
5. This second matrix Q1, is subtracted element by element from the original matrix R.
7. For those reflected variable signs for all column & row are changed.
8. From this reflected matrix loadings the second centriod factor loadings are computed just like
first centroid factor.
The method is being applied mostly by the using the standardized variables,
The aij are called loadings and are worked out in such a way that the extracted principal
components satisfy two conditions i) Principal components are uncorrelated
ii) The first principal pi has the maximum variance, the second principal component p2 has the
next maximum variance and so on.
It consists in obtaining sets of factor loadings successively in such a way that each in turn
explains as much as possible of the correlation matrix. It is a statistical approach in which one
maximize some relationship between the sample of data and the population from which the
sample was drawn. The loading obtained on the first factor are employed in the usual way to
obtain a matrix of the residual coefficient. A significance test is then applied to indicate
whether it would be reasonable to extract a second factor. This goes on repeatedly in search of
one factor after another. This method is very difficult in comparison to the other methods.
Merits:
1. The technique of factor analysis is quite useful when we want to condense and simplify
the multivariate data.
2. the technique is helpful in pointing out important and interesting that were there all the
time, but not easy to see from the data alone
3. The technique can reveal the latent factors that determine relationship among several
variables.
4. the technique may be used in the context of empirical clustering of products, media or
people ie., for providing a classification for providing a classification scheme when data
scored on various rating scales have to be grouped together.
Application :
It is used to identify underlying dimensions or constructs in the data and to reduce the number
of variables by eliminating redundancy.
Inputs :
Usually a set of variables values for each individual or object in the sample.
Output ;
The factor loadings ie correlation between the factors and the variables are used to interpret
the factors.
Key assumptions:
The list of variables are complete and adequate for each factor.
Limitation
2. the results of a single factor analysis are considered generally less reliable.
3. It can be used only when researchers has good knowledge and experience in handling.
IV.CLUSTER ANALYSIS
• A cluster is consists of variables that have high correlation with one another and
Comparatively low correlation with variables other clusters.
• The objective of cluster analysis is to determine how many mutually and exhaustive groups or
clusters, based on the similarities profiles among entities really exist in the population and then
to state the composition of such groups.
• Hierarchical clustering can start and divide and in one cluster and divide and sub divide them
until all objects are in their own singly object cluster. This is called the top-down or decision
approach.
• In contrast the bottom up or agglomerate approach can start with each object in its own cluster
and systematically combine cluster until all objects are in one cluster.
• When one objects is associated with another in a cluster, it remains clustered with that object.
• The non-Hierarchical clustering differs from clustering only in that it permits objects to leave
one cluster and join another as clusters are being formed if the clustering criterion is improved
by doing so.
• Instead of using the tree like construction process found Pn Hierarchical clustering, cluster
seeds are used to group objects within a pre-specified distance of the seeds. Cluster seeds are
initial centroids or starting points of the cluster.
• Hence in this approach a cluster center is initially selected and all objects within a pre-
specified threshold distance are included in that cluster.
• There are several methods of groupings objects into cluster. In the Hierarchical approach the
commonly used methods are singly linkage, complete linkage, average linkage, ward’s method
& the centroid method.
• In Non-Hierarchical methods the three most commonly used approaches are sequential
threshold parallel threshold and optimizing procedures.
I. Hierarchical Clustering
a. Single Linkage
It is based on the shortest distance. It finds the two-individual separated by the shortest
distance and places them in the first cluster and places them in the first cluster. Then the next
shortest distance PS found and either a third individual joins the first wo to form a cluster or a
new two individual cluster is formed. The process continues until all individual are in one
cluster. This procedure is also referred to as the nearest neighbor approach.
b. Complete Linkage
This procedure is similar to singly linkage except that the clustering criterion is based on the
longest distance. For this reason, it is sometimes referred to as the farthest neighbor approach.
The distance between tow clusters is the longest distance from a point in the first cluster to a
point in the second clusters.
c. Average Linkage
It starts out the same as single linkage and complete linkage but the clustering criterion is the
average distance from individuals in one cluster to individuals in another such technique do
not use extreme values as do single linkage or complete linkage and partitioning is based on
all members of the clusters rather than on a single pain of extreme members.
d. Ward’s Method
It is based on the loss of information resulting from grouping objects into clusters as measured
by the total sum of square deviation of every object from the mean of the cluster to which the
object is assigned. As more clusters are formed the total sum of squared deviations increases.
At each stage in the clustering procedure the error sums of square is minimized over all
partitions obtainable by combining tow clusters from the previous stage. This procedure tends
to combine clusters with a small number of observations. It is also biased toward producing
clusters with approximate the same number of observations.
e. Centroid Method
In the centroid method the distance between the group centroid is measured. The centroid is
the point whose co-ordinates are the means of all the observations in the cluster when two
clusters combine a new cluster is computed. Thus, cluster centroids migrate or move as the
clusters are combined.
1.Sequential Threshold
In this case a cluster centroid is selected and all objects within a pre-specified threshold value
are grouped. Then a new cluster center is selected and the process is repeated for the
unflustered objects, and so on for unclustered objects, and son on. Once objects enter a cluster,
they are moved from further procession.
2.Parallel Threshold
This method is similar to the proceeding one except that severe cluster centers are selected
simultaneously and objects within the threshold level are assigned to the nearest center. The
threshold level can then be adjusted to admit fewer or more objects to the cluster.
3.Optimizing
This method modified the previous two procedures in that objects can later be reassigned to
clusters by optimizing some overall criterion measure. Such as the average within cluster
distance for a given number of cluster.
Number of Clusters
2. He can specify the level of clusering with respect to the clustering criterion.
3. Determine the number from the pattern of clusters, the program generates.
4. The rate of total withing group variance to between grouped variance can be plotted
against the number of cluster.
4. Key assumptions
The basic measure similarity on which the clustering is based is a valid measure of the
similarity between the objects.
Advantages:
4. It helps for reducing a large mass of data into meaningful aggregate which are far more
manageable than a large number of individual observation.
Limitation
1. the lack of specificity has resulted into several methods of cluster analysis
It requires a good deal of computational time almost as much as factor analysis needs4.9
CANONICAL CORRELATION ANALYSIS
When the researcher has two criterion variables (dependent variable) and multiple predictors
variables (independent varible) canonical correlation analysis is an appropriate statistical
technique. Multiple regression analysis investigates the linear relationship between a singly
dependent or criterion variable and multiple independan variables. Canonical correlation is a
extension of multiple regression. It focuses on the relationship between two sets of interval
scale variables.
For eg. The relationship between the performance of a brand (measured as sales, marker share,
growth in sales, proft etc) and marketing-mix variables (price, promotion, distribution,
advertising etc) can evaluated through canonical analysis.
Application
Suppose we wish evaluate the association between a set of export-interest variable (criterion
set) and some firm characteristic (predictive set) e want to know how several from
characteristic such as willingness to export (y1) and level of interest on seeking government
assistance (y2) influence export interest behavior. Computing the canonical correlation
assesses the relationship between the y-set and x-set of variable.
Canonical correlation can be defined as the correlation between the linear combination of the
dependent variables and the linar combinations of the independent variables.
Calculations of the canonical correlation maximize the correatlion between two linear
combinations for eg. The linear combination for firm characteristics might and the linear
combination for the export interest variables might be Then the correlation between W and Y
is defined as canonical correlation.
Application
Input
The inputs are the variables value for both the dependent and the independent variables.
Output
It helps to assess relationship between the linear composites of the dependent variable s with
linear composite of the independent variables.
Statistical Test
The significance of canonical function and the variable are evaluated with an F- Statistic.
LIMITATIONS
1. Canonical weight is derived to maximize the correlation between the linear composites and
not the variance extracted.
2. It reflects shared variance between the linear composites and not the variance extracted.
4.9 Exercise:
Shot Answer Type Questions
1. Why is eigenvalue is considered as important?2010
2. What is data mining?2011
3. Distinguish between R^2 and adjusted R^2011
4. What is cluster analysis?2011
5. What are the assumptions used in chi-square test?2012
6. Explain the steps in data preparation.2013
7. List down any two widely used statistical software for data analysis.2013
8. Differentiate between multiple regression analysis and multiple discriminate
analysis.2014
9. What is discriminant analysis? April/ may 2015
10. What is MDS? April/ may 2015
11. Define hypothesis.2007
12. What is canonical correlation analysis? 2007
3. Describe the purpose and basic principles of factor analysis. How do you
interpret the results of factor analysis.2013
4. Write a note of the application of statistical software for data analysis.2013
5. Discuss the various types of analysis of data pointing out the
assumptions and significance of each.2013
6. Write short note on cross tabulation.2014
7. Write short note on multi collinearity.2014
8. Write short note on coefficient of variation.2014
9. Write short note on Analysis of variance (ANOVA).2014
10. What is multivariate data analysis? Classify and explain about multivariate
techniques .2014
11. Describe the bivariate data analysis procedures. april /may 2015 (reg 2013)
12. Explain the steps in cluster analysis. april /may 2015 (reg 2013), 2007
13. What are the steps involved in conducting MDS?April/ May 2015 (reg 2009/2010)
14. Classify scale evaluation of a Multi item scale. April/ May 2015 (reg 2009/2010)
15. Describe data preparation process. April/ May 2015 (reg 2009/2010)
16. Simulate a situation relavant for application of factor analysis and
explain the process.2007
UNIT 5
After the entire hard work a researcher has put into designing research,
collecting, analyzing the data and testing hypotheses, it is time to start communicating
researcher result.
This is a critically important final step in the research process. Without proper
communication research findings will not be known to those who could benefit from it.
It is observed that executive are rarely interested in the methodology adopted by the
researcher in the investigation they are interested only in the final results.
From their view point the research is the written presentation which the executive see about a
project carried out by the researcher but initiated by the decision marker (executive) and it
conveys the information desired by the decision maker in an understandable form.
The researcher has to convince the client (and others who may read the report) that
the research findings can be acted on for their own benefit.
3) Clarity and Completeness: The report should be complete in all respects. There
should be no room for ambiguity.
4) Brevity: Executives do not find sufficient time to read lengthy report. Therefore
the reports should briefly reflect the essential points.
8) Economy: Report writing should not be a costly exercise. The most economical
methods and standard quality must be employed while conveying the matter.
9) Timelines: To be useful and purposive, reports should research the well in time.
Any delay in submission of reports makes the preparation of reports a futile exercise and
sometimes obsolete too.
10) Logical content : The content of the report must be presented in a logical manner.
The facts must be reported in an unbiased manner. Distinctive points must bear self
explanatory headings and sub – headings.
Technical Report
Popular Report
Interim Report
Summary Report
1. Technical Report : In the technical report the main emphasis is on the methods
employed, assumptions made in the course of the study. The detailed presentation of the
findings including their limitations and supporting data.
i) Summary of Results : A brief review of the main findings just in two or three
pages.
ii) Nature of the study : Description of the general objectives of study,
formulation of the problem in operational terms the working hypothesis the
type of analysis and data required etc..
iii) Research Methodology: Specific methods used in the study and their
limitations. For instance, in sampling studies we should give details of sample
design viz.., sample size, sample selection etc
iv) Details of data : Discussion of data collected; their sources, characteristics
and limitations. If secondary data are used their suitability to the problem at
head is fully assessed. In case of a survey the manner in which data were
collected should be fully described.
v) Analysis of data and Presentation of Findings: The analysis of data and
presentation of the findings of the study with supporting data in the form of
tables and charts should be fully narrated. This in fact happens to be the main
body of the report usually extending over several chapters.
vi) Conclusions: A detailed summary of the findings and the policy implications
drawn from the results should be explained.
vii) Bibliography: Bibliography of various sources consulted should be prepared
and attached
viii) Technical Appendices: Appendices should be given for all technical matters
relating to questionnaire mathematical derivation, elaboration on particular
technique of analysis and the like ones.
ix) Index : index must be prepared and be given invariably in the report at the
end.
2. Popular Report: The report is one which gives emphasis on simplicity and
attractiveness. The simplification should be sought through clear writing, minimization
of technical, particularly mathematical details and liberal use of charts and diagrams.
Attractive layout along with large print many subheadings even an occasional cartoon
now and then is another characteristic feature of the popular report. Besides in such a
report emphasis is given on practical aspects and policy implications.
There can be several variations of the form in which a popular report can be prepared.
The only important thing about such a report is that it gives emphasis on simplicity
and policy implications from the operational point of view, avoiding the technical
details of all sorts to the extent possible.
3. Interim Report : When there is a long time lag between data collection and the
presentation of the results as in the case of a sponsored project, the study may lose its
significance and usefulness and the sponsor may also lose interest in it one of the most
effective ways to avoid such eventualities is to present an interim report.
This short report may contain either the first results of the analysis of some
aspects’ s completely analyzed. Whatever may be coverage of the interim report, it fulfills
certain functions it facilitates the sponsoring agency to take action without waiting for the
full report. It helps to keep alive the agency’s interest in the study and prevent
misunderstandings about the delay. In addition it serves to spread over a longer period the
time consuming process of discussion of research findings and implications. The report
also enables the researcher to find the appropriate style of reporting.
The interim report contains a narration of what has been done so far and what
was its outcome. It presents a summary of the findings of that part of analysis which has
been completed.
4. Summary Report : A summary report is generally prepared for the consumption of the
lay audience viz., the general public. The preparation of this type of report is desirable
for any study whose findings are of general interest. It is written in non – technical
simple language with a liberal use of Pictorial charts. It just contains a brief reference to
the objective of the study, its major findings and their implications. It is a short report of
two or three pages. Its size is so limited as to be suitable for publication in daily
newspapers.
5. Algorithmic Research Report : There are Problems viz., production scheduling JIT
supply chain management, line balancing, layout design, portfolio management, etc.,
which exist in reality. The solution for each of the above problems can be obtained
through algorithms. So the researchers should come out with newer algorithms or
improved algorithms for such problems. For a combinatorial problem the researcher
should attempt to develop an efficient heuristic. The algorithmic research report for
combinatorial problem.
(i) Algorithmic research report for combinatorial problem
(ii) Exact algorithmic research report for polynomial problem
Once clear about the purpose of writing a report the persons for whom it is
meant, the facts to be examined, the facts to be included the time at your disposal and
knowledge about the type of report you are going to write, it is time to start the work
5. Writing the Report : The last step is that of writing the report. It wll need a constant
shuttling between the outline and the notes. First a rough draft of the report is
prepared. Then it is revised pruned and polished. If the writer has some more time at
his disposal, he will find it advantages to come back to his rough draft after say a
couple of days. The short interval will make his revision really meaningful. The
writer should also be careful that the language of the report is simple unambiguous
coherent and free from grammatical error. It is now time to type it out in a proper
from and submit it
5.1.5. Contents of Research Reports
There is no one best structure for all report. However the physical structure can be
employed to create desirable emphasis and clarity. The use of widely spaced paragraphs
varied margins, separated headings, different type of sizes and colors all make it possible to
emphasize major points and to clarify the sequence and relationship of ideas. A report must
use the format that best fits the needs and wants of its readers. The following format is
suggested as a basic outline that has sufficient flexibility to meet most situations. It should
not be thought of as a rigid outline that must always be followed.
1. Title page : The title page should indicate the topic on which the report has been
prepared the person or agency who has prepared it the person or agency for whom it has
been prepared and the sate of submission (or completion) of the report if it is intended for
the attainment of some degree it should also be specified on title page.
2. Table of Contents : The table of contents is an outline of the order of the chapters
sections and sub sections with their respective pages. If report includes a number of
charts, figure, tables, maps, diagrams and graphs etc., a separate table for each category
would immediately follow the table of contents.
3. Foreword : This section serves to introduce the reader to the research project. It should
give the background of the problem (e.g. how and when it came into existence) the
importance of the problem and whether any previous research was done that is pertinent
to the specific project being reported.
4. Statement of objectives : The specific objectives of the report need to be set forth
clearly. The reader must know exactly what the report covers. If the particular project is
part of a large problem. It is desirable to state the overall problem and the problem
solution process. Sometimes it may even be wise to provide some background
information on how the problem arose and what previous research work, if any has been
carried out. If such information will help in understanding the report, it should be
furnished but it should be kept as brief as possible.
5. Literature Review : The review is a careful examination of a body of literature pointing
toward the answer to the research question. Literature reviewed typically includes
scholarly journals, scholarly books authoritative databases and primary sources.
Sometimes it includes newspapers magazines, other books films and audio and video
tapes and other secondary sources.
6. Methodology : The purpose of the methodology section is to describe the research
procedure. This includes the overall research design, the sampling procedures the data
collection method, the field methods and analysis procedures
i) Research Design : Research design denotes the description of the research
technique. It defines exploratory, conclusive and experimental design. They
have their respective merits and demerits. The methodology will reveal why a
particular design is being used for conducting the research.
ii) Data Collection Methods : The methodology reveals the methods of data
collection. There may be primary sources and secondary sources of data
collection. The researcher should explain why a particular method has been
utilized to collect the data. A copy the questionnaire may be included to
demonstrate the method and from of data collection. The methods of
interviewing are also given in the beginning of the report to reveal the
technique of data collection.
iii) Sampling : In describing the sampling procedure, it is first necessary to
indicate the nature of the universe studied, the exact sampling units such as
stores, consumers or business executives, must be defined and the
geographical limits be specific if there were any difficulties in identifying the
sampling units in the field the procedure used for overcoming such difficulties
must be explained. If the sampling unit definition used differed from the
commonly accepted one the fact should be noted and the differences should be
period out to avoid possible confusion. The sampling is based on probability
and non probability methods. Each method has serval techniques with their
own advantages and disadvantages. The researcher should explain why a
particular selection process has been used. The sampling units and size may be
While it is almost always necessary for the researches to draw conclusions it is not
always possible or advisable for them to make recommendations. On occasions the
researches may be specifically asked not be make recommendation. In other situations
where the researches have worked on one problem but have limited knowledge of the
company’s background and general operating policies. It would be unwise to recommend
definite courses of action even if asked to do so. Making recommendation assumes
considerable knowledge of the total picture including the resources of the firm and all the
alternative courses of action. Often research workers do not have this knowledge.
10. Annexure : This is the last section of the report. A annexure gives supplementary
information which supports the body of the report but which cannot be given within it. If
it is given within the main report, it may distort the focus on the main theme and confuse
the reader. The purpose of the appendix is to provide a place for those report items that
do not - fit in the main body of the research report because they are either too detailed
or too specialiosed.
For Example : the appendix may contain a detailed statement of the sample design, the
formulas used to determine the sampling error, detailed statistical tables and the various
research forms used such as the questionnaire and the written interviewer instructions.
Nothing should be relegated to the appendix if its absence from the report will make it
difficult for the readers to understand the results. If certain data are discussed in any
detail, the tables containing such data should be included in the report at that point. In
many cases the main ideas can be presented graphically in the findings section. In this
case the tables on which the charts are based should be included in the appendix. This
permits anyone who wishes to check the details to do so.
11. Bibliography and references: The Bibliography contains the detailed information on
books, journals and other materials, showing the title of the books / reports used in the
preparation of the reports, names of authors publishers the year publication and if
possible, the page numbers.
A reference list is a subset of bibliography including details of all the citations used in
a literature survey and elsewhere in the research report, arranged in alphabetical order of the
last names of the author.
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There is no one best format for all reports \.however, the physical format can be
employed to create desirable emphasis and clarity. The use of widely spaced paragraphs,
varied margins, separated headings, different types of size and colors all make it possible to
emphasize major points and to clarify the sequences and relationship of ideas. A report must
use the format that best fits the needs and wants of its readers. The following format is
suggested as a basic outline that has sufficient flexibility to meet most situation. It should not
be thought of as a rigid outline that must always be followed.
7. Limitations
8. Findings
9. Conclusions and recommendations.
10. Appendix
i) Copies of forms used
ii) Details of sample with validation
iii) Tables not included in findings
iv) Bibliography
5.2.2 Title of the project
The title page should indicate the topic on which the report has been prepared-the
person or agency who has prepared it, the person or agency for home it has been
prepared and the date of submission (or completion) of the report. The topic of the
study should be defined in specific, self-explanatory terms and the title should not be
too long.
The title of the report should succinctly indicate what the study is all about. For
example
1. A study of customer satisfaction with the Pizza Hut at Sunshine City, Illinois
2. Factors influencing the burnout o nurses in Monroe hospital
3. Antecedents and consequences of white – collar employees resistance to
mechanization in service industries
4. Factors affecting the upward mobility of women in accounting firms
5. A study of portfolio balancing and risk management in investment firms.
The first two projects will relate to applied research, whereas the last three will be in the
realm of basic research.
In addition to the title of the project, the title page will indicate the name of the sponsor of the
study, the names of the researchers and
The table of contents is an outline of the order of the chapters, sections and sub-sections with
their respective pages. If report includes a number of charts, figures, tables, maps, diagrams
and graphs etc. a separate table for each category would immediately follow the table of
contents.
This section lists all the main chapter headings and the essential sub-headings and the
essential sub-heading in each with the appropriate page number against each. The listening
of main chapters is generally preceded by some preliminaries like preface or
acknowledgement, list of tables, list of figures, abstract or synopsis and their respective pages
in small roman numbers and followed at the end by appendices and indexes.
Contents should neither be too detailed, nor should it be too sketchy. The table of
contents serves an important purpose in providing an outline of the contents of the report. The
capitalized title ‘contents’ should be the central heading of the page and the capitalized word
‘CHAPTER’ and ‘PAGE’ should lead to the numbers of chapters and those of pages
respectively on the left and right margins. An example has been given in the table 5.1.
Chapterization means scanning of the entire roject take-0up by the learner. The
subject of the project is to divided into different parts. Arrange them in a systematic way and
mention which aspect of the work will be studied in which chapter. It should be so planned
that one chapter will seem to be a continuation of the previous on.. the last chapter will
contain an analysis of the data/facts collected in the previous chapters and interpretation of
the same to arrive at a conclusion. The conclusion will indicate to what extent the objectives
of the learner has been fulfilled.
Contents of chapter consist of the contents of individual chapters in more details, the topics
which are going to discuss in the chapters. Sometimes objectives of learning the chapter are
also mentioned in the content of chapter. While table of content contain outlines of overall
chapter. A working comment of chapter provide information about the sequence of topic in
the chapter flow of idea in the chapter.
The content of chapter, writing outline formally lists the sequence of topics a way that is
hierarchical and logically exhaustive. A system of text headings and sub-headings on the
other hand is functional and natural for learning a subject rather than for expressing a form.
Headings in a table of content chunk information in a way that tells readers what to learn. The
content of chapter thus helps the reader to construct meaning from next.
The difference between content of chapter and tables of contents often confuses even
experienced authors and editors. Headings in table of contents play a significant role not only
in learning. But also in topical balance packages. And marketing and sales.
A content of chapter expresses the book logical development and the author’s
progression of thought, using a conventional outline format with Roman numerals the Roman
alphabet, Arabic numbers, etc. the product is layers of logically differential sub tonics that are
exhaustively subsumed under larger topics. Some items serve only a abstract or analytical
categories umbrella concepts that are inclusive of the topics that actually will be addressed in
the writing. The outline then is a system of classifying information taxonomy
The executive summary provides the reader with an overview of the report’s essential
information. It is designed to be read by people who will not have time to read the whole
report or are deciding if this is necessary ; therefore ,in executive summary one needs to say
as much as possible in the fewest words. The executive summary should briefly outline the
subject matter, the background problem, and the scope of the investigation , the method of
analysis , the important findings arguments , and important issues that rose in the discussion ,
the conclusion and recommendations. The executive summary should not just be an outline of
the points to be covered in the report with no detail of the analysis that has taken place or
conclusions that have been reached.
The executive summary stands as an overview at the front of the report but it is also
designed to be read alone without the accompanying report (this would often occur in the
workplace ); therefore , one needs to make sure it is self-sufficient and can be understood in
isolation. It is usually written last (so that it accurately reflects the content of the report) and
is usually about two hundred words long (i.e., not more than a page).
The executive summary should be no more than two pages long. The farther it goes
past the less it qualifies as in effective executive summary. If capturing an entire research in
two pages or less sounds like a tall order, it is in fact it is probably the most difficult part of
the report to write. That is because it is usually more difficult to write concisely that it is to
write at length.
The executive summary should serve several purpose, both for researcher and for
readers of the business plan. For researcher. It should accomplish the following.
1. Crystallises the Thoughts : since the executive summary is the research report in
miniature, it contains the report’s highlights its key points to write an executive
summary focus on the issues that are most important to the research’s success past
and future and set aside those matters that are tangential.
2. Sets Priorities : The executive summary like the research report, should be organized
according to the item’s order of importance. Writing it forces researcher to pick and
choose from among the many points that make the research report and decides on
their order of importance.
3. Provides the Foundation of the Full plan : Once researches have written a version
of the executive summary. Researcher have made the process of writing the plan
much easier. It has provided with a take off point for each section of the plan. The
four or five sentences that summarize the means of making the product or providing
the service give the basis for that section of plan. It is much easier to begin writing
with something on the page than it is to begin with a blank page.
For readers the executive summary is usually the first stop in the reading process. This
assumes that the executive summary is at the very beginning of the report and that the reader
goes from front to back. It can control the former. But not the later some investors e.g turn
first to the founder’s resume and others to the marketing section.
1) The researcher should plan to create a summary each time be writes a research report
exceeding four pages. Write the summary before writing the main report and make sure it is
no more than 1/10 the length of the main report.
2) List the main points the summary will cover in the same order they appear in the main
report.
5) Read the summary slowly and critically making sure it conveys the purpose of research
message and key recommendations. It is desirable that the readers are able to skim the
summary without missing the point of the main report.
6) check for errors of style, spelling, grammar and punctuation. Ask a fellow writer to proof
read and edit the document.
7) Ask a non technical person e.g parents or spouse to read the document. If it confuses or
bores them. The summary probably will have the same effect on other non technical readers.
Writing an executive is a difficult and complex task. Some tips to consider when
writing and considering the format of an executive summary in a full length report.
6. Ensure the reader can use the page to provide the summary of the report in a
nutshell.
The introduction is certainly the most read section of any deliverable, and it
largely determines the attitude of the reader/ reviewer will have toward the work. Therefore it
is probably the most delicate part of the writing of a report. A report’s introduction
summarizes the contents by describing the purpose of the report and giving an overview of
the main ideas expressed within it.
The importance of the introduction in all forms of exposition is that it prepares the
reader to receive, with the greatest economy of effort, what the writer intends to present. The
introduction permits the researcher to launch immediately into the task of relating to their
readers to the subject matter of the report. Specifically the introduction makes clear the
precise subject to be considerd indicates the reasons for considering the subject and lays out
the organization and scope of the report. This is where the researcher tells the reader what he
plans to tell and why and how he will tell it.
The introduction should focus reader’s attention on the subject to be treated. It should
enable them to approach the body of the report naturally and intelligently. This section serves
to introduce the reader to the research to the research project. It should give the background
of the problem (for example how and when it come into existence) the importance of the
problem the various dimensions of the problem and whether any previous research was done
that is pertinent to the specific project being reported.
The specific design of the introduction of the report will vary based on the type of
paper one is writing. For example introduction for a research paper sometimes are as long as
two pages. For smaller papers an introduction in only supposed to be 4-5 sentences. In either
case there are several components and topics that should be addressed in the report regardless
of the structure paper.
The specific objectives of the report need to be set forth clearly. The reader
must know exactly what the report covers. If the particular project is part of a large problem.
It is desirable to state the overall problem and the problem solution process. Sometime it may
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even be wise to provide some background information on how the problem arose and what
previous research work. If any has been carried out. If such information will help in
understanding the report, it should be furnished but it should be kept as brief as possible.
5.2.8 Methodology
The purpose of the methodology section is to describe the research procedure. This
includes the overall research design, the sampling procedures, the data collection method the
field methods and analysis procedures.
1. Research Design : Research design denotes the descriptive of the research technique.
It defines exploratory, conclusive and experimental designs. The have their respective
merits and demerits. The methodology will reveal why a particular design is being
used for conducting the research.
2. Data – collection Method : The methodology reveals the methods of data collection.
There may be primary sources and secondary sources of data collection. The
researcher should explain why a particular method has been utilized to collect the
data. A copy of the questionnaire may be included to demonstrate the method and
form of data collection. The methods of interviewing are also given in the beginning
of the report to reveal the technique of data collection.
3. Sampling : In describing the sampling procedure, it is necessary to indicate the nature
of the universe studied. The exact sampling units, such as stores, consumers or
business executives must be defined and the geographical limits specified. If there
were any difficulties in identifying the sampling units in the field, the procedure used
for overcoming such difficulties must be explained. If the sampling unit definition
used differed from the commonly accepted one, the fact should be noted and the
differences pointed out to avoid possible confusion.
The sampling is based on probability and non probability methods. Each method has
several techniques after their own advantages and disadvantages. The researcher should
explain why a particular selection process has been used. The sampling units and size may be
depicted on a map. For example the number of villages in a particular district may be mention
on the map. The map itself will reveal the coverage of the population by sampling.
4. Fieldwork: The researcher should explain the quality and nature of the field force.
The methods of their selection training and motivation should be given before
presentation of the final report because this will help in understanding the quality of
the data collection and their interpretation in the light of their attitudes and merits.
5. Analysis and Interpretation: Relatively little can be said about the analysis and
interpretation methods.
5.2.9 Limitations
The report should also point out the main limitations of the research reported therein.
This will be helpful to the reader who can form his own opinion as to how far the results
are reliable. In addition, it will be useful to researchers who subsequently undertake a
study on the same or a related theme.
They are the constraints on generalisability and utility of findings that are the result of the
ways in which the researcher chose to design the study and or the method used to
establish internal and external validity.
5.2.10. Findings
Findings are the results of the study. This section makes up the bulk of the report. It is
not just an assortment of statistical tables and charts but an organized narrative of the results.
Summary tables and graphics methods of presentation should be used liberally. Highly
detailed tables should be relegated to the appendix. The specific objectives of the study
should be kept is mind and findings presented with them in view. Too often writers feel they
must present all findings regardless of their bearing on the objectives of the study. The list of
information needed to achieve the objectives which was prepared in the problem formulation
step, should limit the scope of the findings presented.
After one has obtained entered and analyzed the data from a survey the next step is to
share the results. Once may have several different intended audiences or stakeholders each
with unique interests in the evolution. When possible and appropriate remember to share the
results with those who participated in the evaluation. They are often interested in learning
more about the evaluation in which they participated.
Very often one will have to write reports, which are documents containing factual and
objective information that one have collected through research. Analytical research reports,
which are written after having gathered important information from primary research
resources such as surveys or experiments rather than published documents present original
data that are collects and analyses. learning to write them well especially the results and
discussion section, sometimes called findings or simply Results is an important skill one will
need to learn. To accomplish this one will need to do the following
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Conclusions should be drawn with direct reference to the objectives of the study. The
reader should be able to read the objectives. When they turn to the conclusion section. They
should be able to find specific conclusion relative to each objective. If as sometimes happens,
the study does not obtain satisfactory data from which to draw a conclusion relative to an
objective. This should be acknowledged rather than disguised.
When it is almost always necessary for the researchers to draw conclusion, it is not
always possible or advisiable for them to make recommendation. On occasions the
researchers may be specifically asked not be make recommendations. In other situations
where the researchers have worked on one problem but have limited knowledge of the
company’s background and general operating policies, they would be unwise to recommend
definite courses of action even if asked to do so. Making recommendations assumes
considerable knowledge of the total picture, including the resources of the firm and all the
alternative courses of action. Often research workers do not have this knowledge.
5.2.12 Appendix
Essentially, an appendix should be used to remove from the main text all information
which is not needed by the majority of the users of the report. Human nature being what it is
and report being as busy as they are, the shortest report usually wins in attracting attention
and also in being read as opposed to being glanced at and forgotten. If the main text is
uncluttered by detailed statistics, maps, explanations of technical terms, or experimental data,
it will be kept as short and therefore as readable as the material allows.
An appendix then, is a good place for background information’s which most readers
will take for granted but which a few need to be told. It is excellent for supporting statistics,
and diagrammatic material which is not needed as the report is read.
It is an ideal place for lists of symbols, technical terms, and abbreviations which are familiar
to some but not all readers. If few readers know them, they may be better placed near the
beginning of the report.
As in amy aspects of report presentation, tone (getting it right for the reader) is all important.
Readers may feel patronized if no much is explained and bewildered if too much is taken for
granted. Putting helpful back up material into an appendix can satisfy all parties.
Then is particular important when the readers have varied expertise. The engineer
may not want complex technical material to be interwoven with details of costing, but both
technical and financial readers will be happy to find the latter in an appendix.
The research scientist may be fascinated by the experimental details and will be happy to
find them in an appendix. While the report is primarily used by the marketing people who
want results, not laboratory tests. Appendices are the report writer’s friends but while they are
developing so is the main text of the report.
Appendices are where researcher store materials that support the research but which are
inappropriate to include in the body of the report. However include only selected material
that directly support report example of such materials include.
1. Relevant letters to participants and organizations (e.g regarding the eithics or conduct
of the project)
2. Details of questionnaires surveys or other relevant instruments that were developed
for the purpose of the study.
3. Background reports or raw data.
4. Figures or images (e.g picture, graphs, diagrams and tables) which researcher writes
about in essay. They can either be put in the text, near the appropriate paragraph or
the end. Researcher should always refer to the figure when he is writing about it
Appendices and figures are optional blocks of information at the end of the essay.
Appendices give the reader additional but not essential facts and explanations. For example if
researcher refers to a theory case history, lesson plan, biography or other extra material in the
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body of essay but do not want to explain it in detail, researcher can put it in an appendix and
simply write appendix includes some other essential components of report structure these
are.
1. Glossary : Use a glossary to define terms for secondary readers. Arrange terms in
alphabetical orders. Use italics or underlines for terms that the glossary will define.
Footnote the first italicized terms will be defined use a reverse indent for each
definition and treat each definition as a separate paragraph.
2. Index : index lists topics alphabetically and guides the reader to various places that
discuss certain subject matter in the report. Only in very lone perd\son index is
required.
The report will have a contents page it may have an index. It is possible to improve
the presentation further by making it even for readers to find their way around the
report.
In reports in which detailed structure is very important and highly specific selective
reading is expected, both paragraph numbers and page numbers can be shown.
Moreover both sequences of numbering should be shown in the chapter headings at
the section level within the chapters and the sub sections.
3. Bibliography and references : A bibliography sometimes called “works cited” or
“references” usually appears as an alphabetical list of sources at the end of a written
work (e.g book, book chapter or article) it identifies the sources the author used in
their research and writing.
Which may include books , journals articles, report interviews , websites, video or
audio recordings etc, all department have different guidelines as to how references are
to be presented it is important to each the preferred format, style of references and
presentation requirements in one’s own department.
Reference lists where researcher lists the authors whom he has cited in his paper, are
commonly required in disciplines that use in text referring many lectures cross mark the
in text reference against the reference list.
5.3.1 Introduction
Reports are a highly structures form of writing often following conventions that have laid
down to produce a common format. Structure and convention in written reports stress the
process by which the information was gathered as much as the information itself.
Often inadequate attention is given to repotting the findings and conclusions. This is
unfortunate. A well presented study will often impress the readers more than a study with
greater scientific quality but with a weaker presentation. Judging a report as competently
written is often the key first step to a manager’s decision to use the findings in decision
making and also to consider implementation of the researcher’s recommendations. Report
writing skills are especially valuable to the junior executive or researcher who aspires to rise
in an organization. A well written study frequency enhances career prospects.
Customizing the report to the tastes of different audience is necessary. The gap arising
due to degree of difference between the subject knowledge of the writer and the reader should
be taken in to account. The technical knowledge of the end users may not match that of the
researcher to understand the theme of the project and relate the conclusions to the specifies
objectives outlined in the report. In facts all parts of the report should coherently pursuer the
research problem. This means that the conclusions and findings when integrated backwards
should show some connection with the research objectivies, which were framed in line and
how the project was accomplished. As the final organized report is written after the research
is over, the researcher can relate the facts and present the findings in a manner that would
appeal to the reader. Pre writing concerns therefore play an important role in designing the
research report pre writing entails the following sections.
1. Outline : The best way to organize a report pre develop an outline of the main
sections. The outlining stage gives a natural progression to the various stages of
report writing. The outlining stage concentrates on how it should be presented to
make an impact on the readers. In trying to establish the outline should introduce the
complete scope\e on the report. The outline should contain the main headings of the
headings of the various sections along with their sub headings and sub headings. This
task is now made easy with the help of special software that helps in drawing a
proper outline for a project report.
Two styles of outline can be generally identifies the topic outline and the sentence
outline. The topic outline includes a key word or phrase that reminds the writer of the nature
of the argument represented by the keyword. The sentence outline on the other hand gives a
description of the ideas associated with the specific topic. A traditional outline structure for a
technical report is shown below.
Software for developing outlines and visually connecting ideas simplifies this once onerous
task. Two styles of outlining are widely used the topic outline and the sentence outline. In the
topic outline a key word or two are used. The assumption is that writer knows its significance
and will later remember the nature of the argument represented by that word or phrase or
alternatively the outline knows that a point should be made is nor yet sure how to make it.
The sentence outline expresses the essential thoughts associated with the specific
topic. This approach leaves less development work for later writing , other than elaboration
and explanation to improve readability. It has the obvious advantages of pushing the writer to
make decisions on what to include and how to say it. It is probably the best outlining style for
the inexperienced researcher because it divides the writing job into its two major components
what to say and how to say it.
Here is an example of the type detail found with each of these outlining formats :
4. Shipping error 4..A second factor is variation from month to month because of
shipping and invoicing patters
Once the outline is complete, decision can be made on the placement of graphics,
tables and charts each should be matched to a particular section in the outline. While
graphics might be added later or tables changed into charts, it is helpful to make a first
approximation of the graphics before beginning to write.
Each writer uses different mechanisms for getting though into written from.
Some will write in long hand relying on someone else to transcribe their prose into world
processed format. Others are happiest in front of a word processor, able to add, delete
and move sections at will whichever works is the best approach to use.
Computer software packages check for spelling errors and provide a thesaurus for
looking up alternative of expressing a thought. A CD – ROM can up the 20 volume
oxford English Dictionary. Believed to be the greatest dictionary in any language.
Common word confusion (there for their to for too or effect for affect) will not be found
by standard spelling checkers. Advanced programs will scrutinize the report for
grammar, punctuation, capitalization, doubles works transposed letters homonyms style
problems, and readability level. The style checker will reveal missed works and indicate
awkward phrasing.
In any writing situation the audience has a role. Like actors in a drama, audience
members play a part using the document as a “script”. They perform actions after receiving
the information in the document. Those who take the most active roles are as a “script” and
decision makers. Users need a document that gives specific instructions for physically
carrying out a process. Decisions makers need document that give then information they can
use to come to an informed decision.
1. Who will Read this Document : The audience could be a single person
(supervisor) a small group (members of a committee) or a large group (the readers
of a user manual) sometimes the researcher has both primary audience, the person
to whom he address the document, and a secondary audience, other people who
could read it for information but not immediate action.
2. What is the Audience’s Need ? : Why is the reader concerned with the content of
the document? It must be assured that the matter should serve the purpose for
which they were prepared. It needs to be aware of possible problems so that it can
keep the customer happy with the product and with the company’s service it must
use that information in different ways with various people- the customer and other
people in the company. In short it needs the information to help in carrying out job
responsibilities.
3. How does the Writer’s Goal Fullfill the Audience’s Need? :As a writer the
basic goal is to enable the audience to act. One can do so by creating a specific
message that has a specific purpose one needs to answer two questions:
i) What is the basic message?
ii) What is the Purpose?
In general the message is the basic facts the researcher wants to present the purpose is to
inform instruct or persuade the audience. The combination of the tqo is goal . for example if
the goal is to inform the reader of the results of a survey. The researcher should write a memo
that enables the reader to find the correct data if the goal is to persuade has reader to act in a
certain manner because of the data, the researcher should write a memo that enables the
reader to find the correct data. If the goal is a persuade the reader to act in a certain manner
because of the data, the researcher should write a report that clearly points out the
significance of the data and the action they support.
4. What is the Audience’s Task? : what will the reader do after reading the
document? This is why the audience is involved in the situation. Thus
involvement can have many factors, but a key one is a need for information that
will allow the reader to carry out a task demanded by a role.
The researcher can easily see the different effects of need by considering two
audiences – operators of a machine and their department managers. Both groups need
information but of different kinds. Operators need to know the sequence of steps that make
the machine run how to turn it and off how to set perform its intended actions and how to
troubleshoot if anything goes wrong. Managers need to know whether to purchase the
machine because it is a useful addition to the workstation. They need to know whether the
machine’s capabilities will benefit staffed and budget. They need to know that the machine
has a variable output that can be changed to meet the changing flow of ordered in the plant,
that the personal on the floor can easily perform routine maintenance on the machine without
outside help and that problems such as jamming can be easily corrected.
Because the needs differ from the tasks the documents directed at each are different.
For the operator, the document would be a manual with lots of numbered how to do it steps .
photos or drawings of important parts and an index that allows the operator to find relevant
information quickly.
For the manager the document would contain explanatory paragraphs rather than
numbered how to do it steps. Instead of photos, it might use a line graph that shows the effect
of the variable rate of production or a table that illustrates budget, cost or savings.
5. Is there more than One Audience? : sometimes a document has more than one
audience. In these situation the researcher must decide whether to write for the
primary on the secondary audience. The primary audience is the person actually
addressed in the document. A secondary audience is someone other than the
intended receiver who will also read the document. Often the researcher must
write with such a reader in mind. The secondary reader is often far from the reiter,
so the document must be formal. The following two examples show how a writer
changes a document to accommodate primary and secondary audience.
For Example : Suppose the researcher has to write a memo to his supervisor
requesting money to travel to a convention so that he can give a speech. This
memo is just for the supervisor’s reference all he needs is a brief notice for his
records as an informal memo intended for a primary audience it might read like
this.
March 19,2012
John
This is my formal request for $750 in travel money to give my speech about widgets to
the annual society of manufacturing Engineers convention I San Antonio in May
Thanks for your help with this
Fred
In this brief note is all the supervisor needs, neither a long formal proposal with a little page
and table of contents nor a formal business letter would be appropriate. The needs of the
primary audience dictate the form and content of this memo.
Suppose however that the supervisor has to show the memo to his manager for approval. In
that case brief information memo would be inappropriate. His manager might not understand
the significance of the trip or might need to know what work activations will be covered . in
this new situation the document might look like this .
This document differs considerably from the first memo. It treats the relationship and the
request much more formally. It explains the significance of the trip so that the manager. The
secondary audience, will have all the information it needs to respond to the request.
5.3.3.2. Readability
Sensitive writers consider the reading ability of their audience to achieve high
readership. One can obtain high readership more easily if the topic interests the readers and is
in their field of expertise. In addition he can show usefulness of the report by pointing out
how it will help the readers. Finally he can write at a level that is appropriate to the
audience’s reading abilities. To test writing for difficulty level use a standard readability
index. The fletch Reading Ease score gives a score between 0 and 100. The lower the score
the harder the material is to read. The flesh Kincaid grade level and gunning’s fog index both
provide a score that corresponds with the grade level needed to easily read and understand the
document. Although it is possible to calculate these indexes by hand, some software packages
will do it automatically. The most sophisticated packages allow specifying the preferred
reading level. Words that are above that level are highlighted to allow choosing an
alternative.
5.3.3.3. Comprehension
Good writing varies with the writing objective Research writing is designed to convey
information of a precise nature. Avoid ambiguity, multiple meanings and allusions. Take care
to choose the right words – words that convey thoughts accurately clearly and efficiently.
When concepts and constructs are used they must be defined either operationally or
descriptively.
The rate at which the printed page presents information to the reader. The proper pace in
technical writing is one that enables the reader to keep his mind working just a fraction of a
second behind his eyes as he reads along. It logically would be slow when the information is
complex or difficult to understand, fast when the information is straightforward and familiar
if the reader’s mind lags behind his eyes the pace is too rapid if the mind wanders ahead of
his eye (or wants to ) the is too slow.
If the text is overcrowded with concepts there is too much information per sentence. By
contrast sparse writing has too few significant ideas per sentence. Writers use a variety of
methods to adjust the pace of their writing.
1. Use ample white space and wide margins to create a positive psychological effect on
the reader.
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2. Break large units of text into smaller units with headings to show organization of the
topics
3. Relative difficult text with visual aids when possible.
4. Emphasize important material and deemphasize secondary material through sentence
construction and judicious use of italicizing, underlining capitalizing and parentheses.
5. Choose words carefully, opting for the known and short rather than the unknown and
long. Graduate students in particular seem to reveal in using jargon, pompous
constructions and long or arcane words naturally there are times when technical terms
are appropriate. Scientists communication efficiently with jargon but the audiences
for most applied research are not scientifically trained and need more help than many
writers supply.
6. Report and summaries critical and difficult ideas so that readers have time to absorb
them.
7. Make strategic use of service words these are words that do not represent objects or
ideas but slow relationship transitional words, such as the conjunction are service
words so are phrases such as on the other hand in summary and in contrast.
5.3.3.4 Tone
Proper use of tone is essential for better reading effects. This highlights the attitude of
the writer and reflects his understanding of the reader. The report should make tactful use of
details and generalizations. It should focus on the facts and not the opinions of the writer. The
report should make use of passive voice as far as possible and should the use of first person.
Recommendations should not undergo any sort of alternations to give them a positive image.
Review the writing to ensure the tone is appropriate the reader can and should be referred to
but researchers should avoid referring to themselves. One author notes that the “ application
of the ‘you’ attitude … makes the message sound like it is written to the reader not sent by
the author. A message prepared for the reader conveys sincerity personalization warmth and
involvement on the part of the author”. To accomplish this remove negative phrasing and
rewrite the thought positively DO not change the recommendations or the findings no make
them positive. Instead review the phrasing which of the following sounds better?
End users do not want the information systems department telling them what software
to buy
End users want more autonomy over their computer software choices.
The message convey the same information but the positive tone of the second message does
not put readers from the information systems department on the defensive.
Final editing of the draft should be taken up after a gap of at last a day. This helps in
identifying mistakes. If any better and correcting the mistakes. Final editing requires various
questions to be answered pertaining to the organization. Contextual, and layout of the final
report. This can be done a couple of times and looking at the report with a different focus
each time. The executive summary follows the final stage of editing.
It is helpful to put the draft away for a day before doing the final editing. Go to
the beach ride a bicycle in the park or see a movie do anything that is unrelated to the
research project. Then return to the report and read it with a critical eye. Does the writing
flow smoothly? Are there transitions where they are needed? Is the organization apparent to
the reader? Do the findings and conclusions adequately meet the problem statement and the
research objectives? Are the tables and graphics displaying the proper information in an easy
to read format? After assuring that the draft is complete, write the executive summary.
1. Double check the spellings of proper names, such as the names of people and
places.
2. Check to see that the quotations used fit grammatically into the sentences in which
they appear.
3. Check to see that the language is not too informal.
4. Check all titles of works to make sure that these rules have been followed.
5. Check every sentence to make sure that it has an end mark. If the sentence ends
with a parenthetical citation. Make sure that the citation appears before the end
mark. In the case of a long indented quotation, the citation should follow the end
mark.
6. Check ever quotation in the body of the text to make sure that it begins and ends
with quotation marks. Make sure that quotations within quotations in the body of
the text are enclosed in single quotation marks. If a quotations is more that four
lines long, it should be set of from the text and indented without quotation marks.
7. Check to see that points of ellipsis have been used properly in edited quotations.
8. Make sure that every quotation summary or paraphrase is followed by a
parenthetical citation.
9. Make sure that every citation corresponds to an entry in the works cited list.
10. Check every quotation against the note cards to make that it is accurate.
5.3.4 Presentation Considerations
The final consideration in the report writing process is production. Reports can be
typed: printed on an ink jet laser colour or other printer – or sent out for typesetting.
Most student and small research and small research reports are typed or produced on a
computer printer. The presentation of the report conveys to the readers the professional
approach used throughout the project. Care should be taken to use compatible fonts
throughout the entire report. The printer should produce consistent, easy to read letters
on quality paper. When reports are photocopied for more than one reader. Make sure the
copies are clean and have no black streaks or gray areas.
1. Use shorter paragraphs as a rough guide any paragraph longer than half a page is
suspect. Remember that paragraph should represent. A distinct thought.
2. Indent parts of text that represent listings, long quotations or examples.
3. Use headings and sub headings to divide the report and its major sections into
homogenous topical parts.
4. Use vertical listings of points (such as this list)
Inadequate labeling creates another physical problem. Each graph or should contain enough
information to be self explanatory. Text headings and sub headings also help with labeling.
They function as sings for the audience, describing the organization of the report and
indicating the progress of discussion. They also help readers to skin the material and to return
easily to particular sections of the report.
A business researcher can present the findings of the research either in an electronic
format or as a printout. Irrespective of the medium the researcher choose to present his report
he should ensure that the findings are presented in a professional manner to the end used
some of the important aspects that should be considered for presenting a report are listed
below:
There are very definite and set rules which should be followed in the actual preparation
of the research report of paper. Once the techniques are finally decided, they should be
scrupulously adhered to and no deviation permitted. The criteria of format should be decided
as soon the materials for the research paper have been assembled. The following points
deserve mention so far the mechanics of writing a report are concerned.
Bibliography
1. Size and Physical Design : The manuscript should be written on unruled paper 8.5” x
11” in size. If it is to be written by hand, then black or blue ink should be used. A
margin of at least one and one half inches should be allowed at the left hand and of at
least half an inch at the right hand of the paper. There should also be one inch
margins, top and bottom the paper should be neat and legible. If the manuscript is t o
typed, then all typing should be double spaced on one side of the page only except for
the insertion of the long quotations.
2. Procedure : Various steps in writing the report should be strictly adhered.
3. Layout :Keeping in view the objective and nature of the problem, the layout of the
report should be thought of end decided and accordingly adopted.
4. Treatment of quotations : Qutations should the placed in quotation marks and
double spaced forming an immediate part of the text. But if a quotations is of a
considerable length (more than four type written lines) then it should be single spaced
and indented at least half an inch to the right of the normal text margin.
5. The footnotes : Regarding footnotes one should keep in view the following :
i) The footnotes serve two purposes viz., the identification of materials used in
quotations in the report and the notice of materials not immediately necessary
to the body of the research text but still of supplemental value. In other words,
footnotes are meant for cross references citation of authorities and sources,
acknowledgement and elucidation or explanation of a point of view. It should
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always be kept in view that footnote is neither an end nor a means of the
display of scholarship. The modern tendency is to make the minimum use of
footnotes for scholarship does not need to be displayed.
ii) Footnotes are placed at the bottom of the page on which the reference or
quotation which they identify or supplement ends. Footnotes are customarily
separated from the textual material by a space of half an inch and a linc about
one and a half inches long.
iii) Footnotes should be numbered consecutively usually beginning with 1 in each
chapter separately. The number should be put slightly above the line say at the
end of a quotation. At the foot of the page again the footnote number should
be indented and typed a little above the line. Thus consecutive numbers must
be used to correlate the reference in the text with its corresponding note at the
bottom of the page, except in the case of statistical tables and other numerical
material where symbols such as the asterisk or the like one may be used to
prevent confusion.
iv) Footnotes are always typed single space though they are divided from one
another by double space.
6. Documentation Style : Regarding documentation the first footnote reference to any
given work should be complete in its documentation, giving all the essential facts
about the edition used. Such documentary footnotes follow a general sequence.
Vii. Case of Multiple Authorship : If there are more than two authors or editor then in the
documentation the name of only the first and multiple authorship is indicated by “ et al” and
others.
7. Punctuation and Abbreviations in Footnotes : The first item after the number in the
footnotes is the author’s name given in the normal signature order. This is followed
by a comma. After the comma the title of the book is given the article (Such as “A”
“AN” , the etc) is omitted and only the first word and proper nouns and adjectives are
capitalized. The title is followed by a comma. Information concerning the edition is
given next. This entry is followed by a comma. The place pf publication is then stated.
It may be mentioned in an abbreviated form, if the place happens to the a famous one
such as lond. For London N.Y for new York N.D for New Delhi and so on.
8. Use of statistic, Charts and Graphs : A judicious use of statistics in research reports
is often considered a virtue fo it contributes a great deal towards the clarification and
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simplification of the material and research results. One may well remember that a
good picture is often worth more than a thousand words. Statistics are usually
presented in the form of tables, charts, bars and line graphs and pictograms.
9. The final Draft : Revising and rewriting the rough draft of the report should be done
with great care before writing the final draft.
10. Bibliography : Bibliography should be prepared and appended to the research report.
11. Preparation of the Index : At the end of the report, an index should invariably be
given the value of which lies in the fact that it acts as a good guide to the reader.
Index may be prepared both as subject index as author index. The former gives the
names of the subject topic or concepts along with the number of pages on which they
have appeared or discussed in the report, whereas the latter gives the similar
information regarding the names of authors. The index should always be arranged
alphabetically.
5.3.6 Precautions in Preparing Research Report
1. Concise and Complete : while determining the length of the report (Since research
reports vary greatly in length ) one should keep in view the fact that it should be long
enough to cover the subject but short enough to maintain interest
2. Maintain Interest : A research report should not if this can be avoided be dull it
should be such as to sustain reader’s interest.
3. Avoid Technical Jargons : Abstract terminology and technical jargon should be
avoided in a research report. The report should be able to convey the matter as simply
as possible this in other words means that reports should be written in an objective
style in simple language avoiding expressions such as it seems there may be and the
like.
4. Explanatory : Readers are often interested in acquiring a quick knowledge of the
main findings and as such the report must provide a ready availability of the findings
for this purpose charts, graphs and the statistical tables may be used for the various
results in the main report in addition to the summary of important findings.
5. Objective Layout : The layout of the report should be well thought out and must be
appropriate and in accordance with the objective of the research problem.
6. Free from Bias and Errors : The reports should be free from grammatical mistakes
and must be prepared strictly in accordance with the techniques of composition of
report writing such as the use of quotations footnotes, documentation, proper
punctuation and use of abbreviations in footnotes’ and the like.
7. Logical presentation : The report present the logical analysis of the subject matter. It
must reflect a structure where in the different pieces of analysis relating to the
research problem fir well.
8. Original Presentation : A research report should show originality and should
necessarily be an attempt to slove some intellectual problem. It must contribute to the
solution of a problem and must add to the store of Knowledge.
9. Recommendations for Follow Up : Towards the end the report must also state the
policy implications relating to the problem under consideration. It is usually
considered desirable if the report makes a forecast of the probable future of the
subject concerned and indicates the kinds of research still needs to be done in that
particular field.
10. Incorporate Technical Appendices : Appendices should be enlisted in
respect of all the technical data in the report.
11. Bibliography : Bibliography of sources consulted is a must necessarily be
given
12. Proper Indexing : index is also considered an essential part of a good report
and as such must be prepared and appended at the end.
13. Enticing Appearance: Report must be attractive in appearance, neat and
clean whether typed printed.
14. Mention Limits and constraints : Calculated confidence limits must be
mentioned and the various constraints experiences in conducting the research
study may also be stated in the report.
15. Reflect the research Duties : Objective of the study the nature of the problem
the methods employed and the analysis techniques adopted must all be clearly
stated in the beginning of the report in the form of introduction.
In spite of all that has been stated above one should always keep in view the fact
report writing is an art which is learnt by practice and experience rather than by mere
doctrinarian.
5.4.1 Intoduction
The field of research nowadays is a prominent field of concern. With the increase in
the popularity of the field there are various new trends entering into the field. Ethics is
used to be followd while undertaking the process of research. Certain issues need to be
considered widely while undertaking any kind of research. These issues range from the
issues of personal concern to the issues of social concern. Researchers are not always
tactful or candid with subjects when they do their studies. For example : questions in
field surveys may be perceived as embarrassing by respondents or as an invasion of
privacy also researchers in laboratory studies have been known to deceive participants
about the true purpose of their experiment because they felt deception was necessary to
get honest responses.
The study of research ethics helps to prevent research abuses and assists
investigators in understanding their responsibilities as ethical scholars. Research ethics
places an emphasis on the humane and sensitive treatment of research participants who
may be placed at varying degrees of risk by research procedures. It always the
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researcher’s responsibility to ensure that his may be placed at varying degrees of risk by
research procedures. It is always the researcher’s responsibility to ensure that is or her
research is ethically conducted. The researcher must ensure that the research plan can
pass an ethical evaluation. Researchers have the right to search for truth and knowledge
but not at the expense of the rights of other individuals in society. Similarly participants
have basic rights when they elect to participate in a research study chiefly rights to
privacy and to protection from physical and psychological harm. The goal of research
ethics is to minimize the risk to participate many academic disciplines including
disciplines in the social sciences , have professional bodies that have publish guidelines
to help researchers think through ethical issues as they pertain to their research most
published ethics guidelines have identified common principles of research ethics.
1. Non Maleficence : The most basic principle of research is that participants not be
harmed by participating in the research project. It is important to note that harm may
occur intentionally or non intentionally during the course of a research study and thus
the researcher must be aware of the various possible adverse events that are likely to
occur through the duration of a project. If a particular research procedure produces
unpleasant effects for participants, the researcher should have the firmest scientific
grounds for conducting it.
2. Beneficence : It is important that research not only does no harm but also potentially
contributes to the well being of others. At times this might place a researcher in a
difficult position. What is beneficial to one group may not be to another.
Ethical issues in business research are more important today than ever. A number of
ethical issues are present in the practice of business research. Ethics is defined as a field
of inquiry into determining what behaviors are deemed appropriate under certain
circumstances, as prescribed by codes of behavior that are set by society. How one
responds to ethically sensitive situations depends on his philosophy – deontology or
teleology. Several organizations in the research industry have codes of ethical behavior
for both buyers and suppliers of research. Sugging is illegal. Frugging is very unethical.
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Ethical issues include research integrity, treating others (buyers, suppliers, the public and
respondents) fairly respondent fairness issues include deception confidentiality and
invasions of privacy. Unsolicited telephone calls and e mail spam are an invasion of
privacy.
Research companies faced with a declining pool of willing respondents in the general
public, will rely more heavily on recruiting their own panel members. It is believed that
by recruiting and maintaining their own panels of respondents research companies will
come to value their “ panel equity” and it is seen even fairer treatment of respondents in
the future.
There are many ways a society may prescribe wanted and unwanted
behaviours. In business, if there are practices that are not illegal but are nevertheless
thought to be wrong, trade associations or professional organizations will often prescribe
a code of ethical behavior.
This has been the case in marketing and more specifically in marketing research. The
American marketing association (www.marketingpower .com) the council of Amercian
survey research organizations (www.casro.org) the Qualitative research consultants
Association (www.mra.net.org) and the Canadian based professional market society
(www.pmrs-aprm.com) all have codes of ethics. The European based ESOMAR the
European society for marketing research (www.esonlar.n1) also has a code of ethics.
All over the world marketing research organizations are striving to achieve
ethical behavior among practitioners of marketing research.
Codes of Ethics
Several associations have codes of ethics, however almost all of these different
organizations have codes which address the following areas.
The first provision of the AMA code deals with prohibiting selling or fund raising
under the guise of conducting research sugging refers to “selling under the guide of a
survey”. Typically sugging occurs when a researcher gains a respondent’s cooperation
to participate in a research study and then use the opportunity to attempt to sell the
respondent a good or service. Most consumers are quite willing to provide their attitudes
and opinions of products and services in response to a legitimate request for this
information suggers (and fruggers) however take advantage of that goodwill by
deceiving unsuspecting consumers. Consumers soon learn that their cooperation in
answering a few questions has led to their being subjected to a sales presentation. In
sugging and frugging, there is no good fake survey is to sell or raise money. Of course
these practices have id to the demise of the pool of cooperative respondents. The
Telemarketers and consumer fraud and abuse prevention Act of 1994 made sugging
illegal. Under this Act telemarketers are not allowed to call someone and say they are
conducting a survey and try to sell a product or service. Although telemarketers are nor
able to legally practice sugging the act does not prohibit sugging via the mail frugging is
closely related to sugging and stands for fund raising under the guise of a survey
because frugging does not involve the sale of a product or services it is not covered in
the Telemarketing and concumer fraud and Abuse Prevention Act of 1994, but it is
widely considered to be unethical. Actually sugging and frugging are carried out by
telemarketers or other direct marketers. Researchers do not practice sugging and
frugging. However these topics are covered because bothe sugging and frugging are
unethical treatments of potential respondents in marketing research.
Marketing research information is often used in making significant decisions. The outcome of
the decision may have an impact on future company strategy, budgets jobs, organization and
so forth with so much at stake the opportunity exists for a lack of total objectivity in the
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research process. The loss of research integrity defined as performing research that adheres to
accepted standards, may take the from of withholding information falsifying data, altering
research results or mininterpreting the research findings in a way that makes them more
consistent with pre – determined points of view. A recent example illustrates how research
integrity is a serious issue. Forrester research Inc. relased a report concluding that developing
and deploying web based portal applications is substantially was funded by Microsoft
technology than it is using a linux / J2E combination when it was learned that the research
was funded by Microsoft it brought about skepticism on the part of several CEOs including
one who stated “ I am not a big fan of any of those marketing research firms. I do not believe
them to be independent. Forrester CEO Geroge colony stated that , “ the company was taking
steps to “ tighten” its internal processes and its integrity policy.
The impetus for a breach in research integrity may come from either the supplier or
buyer. If a research supplier known’s that a buyer will want marketing research services in
the future, the supplier may alter a study’s result or withhold information so that the study
will support the buyer’s wishes. Before of research integrity need not be isolated to those
managing the research project. Interviewers have been known to make up interviews and to
take shortcuts in completing surveys. In fact there is some evidence that this is more of a
problem than was once thought. Maintaining research integrity is regarded as one of the most
significant ethical issues in the research industry.
Several ethical issues may arise in the practice of business research that center around
how are treated. Suppliers buyers, respondents and the public may be treated unethically.
1. Buyers : one of the most frequently stated problem facing marketing researches was
fair treatment of buyer firms. Passing hidden charges to buyers, overlooking study
requirements when subcontracting work out to other supplier firms, and selling
unnecessary research are examples of unfair treatment of buyer firms. By overlooking
study requirements such as qualifying respondents on specified characteristics or
verifying that respondents were interviewed, the supplier firm may lower its cost of
using the services to naïve buyers by convincing them to use a more expansive
research design.
Sharing confidential and proprietary information raises ethical questions. Virtually all
wok conducted by marketing research firms is confidential and proprietary. Researchers build
– up a storehouse of this information as they conduct research studies most ethical issues
involving confidentiality revolve around how this storehouse of information or background
knowledge is treated.
Respondent Fairness : Some of the issues business researchers must face in order to
treat respondents fairly :
(they are not told the true identity/sponsor of the research etc) during the research
procedure itself (they are viewed without their knowledge etc) and during post
research situations (there is a violation of the promise of anonymity) also these
authors suggest that there are serious consequences to this deception.
The name spam comes from a monty python skit in which a restaurant customer is
deluged with many repeated requests (Sung by waiter) to order the canned luncheon
meat, spam, finally the customer yells – “ I do not want any spam”
6. Online Survey Research and spam: The practice of sending spam threatens online
survey research. Potential respondents flooded with unwanted e-mails will come to
regard all but the most personal message as trash, marketing research organizations
fight to reduce spam.
Since improper online Surveying could be considered spam, the marketing research
industry has worked hard to establish codes of ethics dealing with proper online surveying.
In conclusion marketing research firms are working hard to project the privacy of
their respondents. The firms in the industry realize that they must rely on consumer
cooperation for information requests. In order to achieve a cooperative pool of potential
respondents, marketing researchers must attempt to separate themselves from unscrupulous
direct marketers. The industry has been considering developing and using an “industry
identifier” such as a “Your Opinion Counts” to help consumers more easily identify
legitimate marketing research firms. While this idea has been around for several years, it is
being discussed again among industry leaders. Those in the industry think that respondent is
becoming such a problem that CMOR has created a position, direction Respondent
cooperation. However in the meantime, the future is cloudy in terms of how legal actions will
affect research. Already research firms realizing that respondents are their “lifeblood” are
moving in the direction recruiting their own panels of willing respondents recruiting and
maintaining a panel requires a considerable investment. Panel equity the value of readily
available access to willing respondents, may become more and more important in the future.
Marketing research firms, recognize the value they have in panels. This will make even
greater efforts to ensure fair and ethical treatment of their panel respondent.
Some marketing research firms take a proactive position on helping their clients
implement strategy that considers ethical issues. For example ABACO marketing research in
sio Paulo, Brazil, incorporates ethical considerations in their evaluations of client’s
promotional materials. Their AD – VISOR service provides ethical scores and compares
them with norms this allowing clients to understand consumers ethical evaluations of
proposed communication message.
5. Client : The complexity that is surrounding the research client relationship deserves
special attention from an ethical standpoint. The various concerns regarding the ethics
and client are as follows.
i) Abuse of Position : since the researcher processes the researcher has a
responsibility not to take unfair advantage of his position. The researcher
should make every effort to follow correct research procedures, adopt a
suitable approach and research design. In short the researcher must conduct
quality research while respecting the client’s resources of time and money.
ii) Unnecessary Research : The researcher has the ethical duty not to perform
unnecessary research. For example, primary research is not requires if
secondary data provides the necessary information.
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iii) Unqualified Research : The researcher sometimes may not possess technical
expertise that is required for the research. Thus it is his duty to let the client
know these limitations and refuse the project.
iv) Disclosure of Identity : The client has the right to expect that its identity will
be protected before during, and after the completion of the project. The
researcher is ethically bound not to reveal the client’s identity to competitors
respondents etc., without the consent of the client involved.
6. Team Members : The researcher or the research firm has the right to be treated
ethically as well. Ethical treatment by clients involves several issues.
1. Improper Solicitation : When a research firm submits a proposal to a
prospective client it should be confident that the client is seriously
considering employing firms. The client should also refrain from using
these techniques in future without prior permission by the researcher who
has developed the technique.
2. Misrepresentation of Findings : The client should distort the research
findings to their own benefit at the expense of the researcher’s reputation.
The client should reveal the truth and nothing else.
3. Additional Request : The client assigning the project to a particular
researcher may request him to provide some additional information at the
original project cost. This extra information involves additional
expenditure of the researcher.
There are some research methods in which the degree of subjectivity personally
biased perspective can raise concerns for example in unstructured interviews non focused
observations or case studies the views of the researcher may affect the way they seek out or
record information. This would make their data less objective than that derived from methods
such as the mechanical recording of a skinner box a forced choice questionnaire or a
rigorously controlled experiment. Nevertheless there is still a clear role for such research is
psychology. More subjective research methods offer opportunities to identify novel aspects of
behavior that may be overlooked in more objective, and therefore constrained investigations.
Whilst the early psychological method of introspection was ousted by more scientific
and objective experimental ones, psychology has seen a recent return to more subjective
techniques e.g discourse analysis such qualitative methods make use of subjectivity as an
advantages subjective data such as individual experiences and opinions are included in the
research rather than being deliberately screened out.
5.5 EXERCISE
report presentation?
1. What do you mean by research report? Explain the types of research report give the
significance of research report
2. How research report is written? Are the essential contents of research report?
4. How a research report is written? What are the things that play an important role
while writing a draft? What type of precautions should be taken while report writing?
5. What is the significance of the ethics while writing a research report? What are the
ethical issues related to research report?
******************
Part -A
A sample design is a definite plan for obtaining a sample from the sampling frame.
Sample surveys do imply the study of a small portion of the population and as such there
Confidence level is the expected percentage of times that the actual value will fall within
Focus group involves a formalized process of bringing small group of people together for
Members change from time to time as the study progresses to successive phases.
6. What is Factor?
Factor loadings are those values which explain how closely the variables are related to each
When we take the sum of squared values of factor loadings relating to a factor, then such
High correlations occur when respondents who score high on variable 1 also score high on
variable 2 and respondents who score low on variable 1 also score low on variable 2. Factors
Cluster analysis is to determine how many mutually and exhaustive groups or clusters,
based on the similarities of profiles among entities, really exist in the population and then
state the composition of such groups.
The same members form part of the panel over an extended period of time.
Panel refers to the sample of individuals, house holds or firms from whom information
Two alternatives are suggested in dichotomous questions. The choices presented should be
mutually exclusive.
The centroid method tends to maximize the sum of loadings, disregarding signs, it is the
method which extracts the largest sum of absolute loadings for each factor in turn.
All statistical techniques which simultaneously analyse more than two variables on a
A research proposal is also a type of research report prepared for getting the permission to
proceed with the research work. It is a work plan, outline, statement or intent or draft plan of
A Gantt chart represents the schedule of a project. Unit of time is represented along the
horizontal axis and sub processes are explained on the vertical axis. The lines indicate the
making deductions and reaching conclusions and at last carefully testing the conclusions to
Gain familiarity about the subject 2. portray characteristics of the subject 3. determine
frequency of occurrence of events 4. hypothesis of causal relationship
between variables.
The results of the test hypothesis should be supported again and again when the same type of
A research design is the arrangement of conditions for collection and analysis of data in a
manner that aims to combine relevance to the research purpose with economy in procedure.
1.Statement Hypotheses
2. Directional hypothesis
4. Null Hypothesis
5. Alternate hypothesis
Experimental design enables a researcher to alter systematically the variables involved in the
study. The independent variables are manipulated and the effects of the same on the
dependent variables are observed.
Pilot testing reveals error in the design and improper control of extraneious or environmental
conditions.
An intervening variable is one that surfaces between the time, the independent variable start
operating to influence the dependent variable and the time the impact is felt on it.
28. List the factors affecting internal validity of Experimental design? History,
maturation, testing, instrumentation, selection, statistical regression experimental mortality,
diffusion, compensatory equalization, rivalry
predict and control events in the environment 4. to sense spot and deal with problems before
they go out of hand 5. to eliminate or avoid making decisions on subjective or biased manner.
Deduction and induction are two important aspects of the scientific research through
Variable
A single group of test subjects is exposed to the independent variable treatment X, and then
a single measurement on the dependent variable is taken O1. one shot case study does not use
35. List the factors affecting External validity of Experimental design. The reactivity of
testing on the experimental treatment 2. Interaction of selection and the
One sample test are used when a single sample is taken is undertaken to know whether the
A technical report is used whenever a full written report of the study is required whether
At times oral presentation of the research of the study is considered effective, particularly
Footnotes are meant for cross reference, citation of authorities and sources, acknowledgement
and elucidation or explanation of a point of view.
A long report examines the problem in detail and requires more extensive effort in
preparation.
Operating report provide managers with detailed information regarding all activities like
Investigative report analyses the facts and present recommendations and conclusions.
It is a form of problem solving report which discusses the source of the problem, extent of
A feasibility report is a problem solving report that studies proposed options to assess
regulations.
Interim compliance report can also be prepared to monitor and control the licenses granted by
the government.
A chart that uses symbols instead of words or number to portray is known as pictogram.
A decision chart or decision tree is a flow chart that uses graphs to explain whether or not to
This design uses two groups one receives the experimental stimulus and the other serves as a
control group and is not given the treatment. The dependent variable is measured in both
complex factorial design. This is also known as multi factor factorial design.
Quasi experiments are done in natural environment, but treatments are given to one or more
groups.
This design introduces repeated observations before and after the treatment and allows
subject
Nominal scale is simply a system of assigning number to events in order to label them. A
nominal scale simply describes difference between things by assigning them to categories.
The ordinal scale places events in order, but there is no attempt to make the intervals of the
In the case of interval scale the intervals are adjusted in terms of some rule that has been
Ratio scale represents the actual amount of variables. Measures of physical dimensions such
as weight, height, distance are examples.
Content validity is the extent to which a measuring instrument provides adequate coverage of
the topic under study.
It relates to our ability to predict some outcome or estimate the existence of some current
condition.
It refers to the usefulness of a test in closely relating to other measures of known validity.
A measure is said to possess construct validity to the degree that it conforms to predicted
Reliability refers to consistency ie. A measure is reliable to the degree that it supplies
consistent results.
The conduct of resurvey is call test-retest arrangement which involves comparisons between
Equivalence is concerned with how much error may be introduced by different investigators
or different sample of items being studied.
Split – Half reliability reflects the correlations between two halves of an instrument. This
technique can be used when the measuring tool has many similar questions or statements.
It is a test of the consistency of respondents answers to all the items in a measure. If the items
are independent measures of the same concept, they will be correlated with one another.
Rating scales are used to judge properties of objects without reference to other similar
objects. An object is judged in absolute terms against certain specified criteria.
Likert scale is designed to examine how strongly the respondents agree or disagree with
It is five point or seven point scale with anchors provided for each item and the respondent
states the appropriate number on the side of each item or circles the relevant number against
The respondent indicates his rating by simply making a mark at the appropriate point on a
line that runs from one extreme to the other.
As the name suggests is developed by consensus by a panel of judges. The judges select
The paired comparison scale is used when the respondents are expected toexpress attitudes or
Forced ranking scale is easier and faster compared to the paired comparison method . It
The ulitimate size of the sample is not fixed in advance but is determined according to
mathematical decisions on the basis of information yielded as survey progresses.
When the total geographical area of interest happens to be big one. Under area sampling we
first divide the total area in to a number of smaller non-overlapping areas, generally called
geographical clusters.
When population elements are selected for inclusion in the sample based on the ease of
access, it can be called as convenience sampling.
In judgement sampling the researcher’s judgement is used for selecting items which he
The main body of the report should be presented in logical sequence and broken down in to
The variable that moderates the relationship between dependent and independent variable is
Non directional hypothesis postualate relationship but does not offer indication of the
direction
of the relationship.
In case the observation is characterized by a careful definition of the units to be observed, the
unstructured observations.
If the observer observes by making himself, more or less, a member of the group he is
observing, so that he can experience what the the member of the group experience.
When the observer is observing in such a manner that his presence may be unknown to the
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people he is observing.
If the observation takes place in the natural setting, it may be termed as uncontrolled
observation.
The interview method of collection involves presentation of oral-verbal stimuli and reply in
Personal interview method requires a person known as the interviewer asking questions
itself.
Warranty cards are usually postal sized cards which are used by dealers of consumer
Store audits are performed by distributors as well as manufacturers through their salesmen at
regular intervals.
Eye camera are designed to record the focus of eyes of a respondent on a specific portion
It record dilation of the pupil as a result of visual stimulus. The extent of dilation shows the
It is used by some TV concerns to find out the type of programmes as well as stations
preferred by people. A device is fitted in the television itself to record theses changes.
It is used for measuring the extent of body excitement as a result of the visual stimulus.
Part – B
1.Centroid Method
4. R – Type
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5. Q – Type Method
2. Rosenzweig test
3.Rorschach test
2. Layout
2. Linguistic behavior
3. Extralinguistic behavior
4. Spatial relationship
5. Non-behavioral Analysis
6. Records Analysis
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2. Factor Analysis
4. Cluster Analysis
6. Path Analysis
8. Explain the different types of report. Classified on the basis of the following:
1.Source
2. Frequency
3. Length
4. Intent
5. Function
6. Subject dealt
7. Legal Reports
II Writing stage
Deciding the formal and length, preprinted form, Memo, letter, manuscript, choosing
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the approach, structuring the report, composing reports III Post writing stage Revision,
producing, proof reading.
Pre-experimental designs
Applied 8. fundamental 9. conceptual 10. qualitative 11. quanitative 12. one time study
Validity are judged by the factors affecting internal and external validity. Internal factors:
History, maturation, testing, instrumentation, selection, statistical regression experimental
mortality, diffusion, compensatory equalization, rivalry
Planning the focus group study Conduct the focus group discussions Analysing and reporting
the results.
16. List the various types of questions used in framing the questionnaire.
(l)Bad questions
a. Reliability of data
18. What are the various factors affecting method of data collection?
(d)Precision required
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(d) F distribution
20. What are the various factors affecting determination of sample size?
(d)Type of sampling
24. Elaborate about the steps involved in Two group discriminant analysis.
(c) Assumptions
Panel refers to the sample of individuals, households or firms from whom information may
be collected in successive time periods.