Professional Documents
Culture Documents
Are Biological Species Real?
Are Biological Species Real?
*
HUGH LEHMAN
Iowa State University of Science & Technology
* ReceivedJanuary1967.
157
of organisms are unimportant. This would seem to imply that changes in these
features need not be taken account of in understandingevolution. An accumula-
tion of gradual changes in these features even leading to major modificationswould
be irrelevantto evolution. On the other hand, theoreticallyeven a small change in
an essential feature would constitute a new species. Thus evolution of a new
species out of an earlier species need not consist of an accumulation of gradual
changes; one small change would be sufficient. But this is clearly an unsatisfactory
notion of evolution if one is attempting to apply the concept of evolution to the
gradual emergence of new species of organismson the earth. Consider,for example,
the evolution of man. There is general agreement (see [31) that Homo Sapiens
evolved from the species Homo Erectus. But this evolutionary development does
not consist in just one small modificationof Homo Erectus. The characteristicsof
individuals of the species Homo Erectus might be possessed by some individuals of
Homo Sapiens and also perhaps by some Chimpanzees. There was a range of mor-
phological diversity amongst the individuals of Homo Erectus just as there is a
range of morphologicaldiversity amongst the individuals of Homo Sapiens. One
cannot find a distinctive Homo Erectus type which is shared by all and only Homo
Erectus individuals. It is possible that some individualsof the species Homo Erectus
differed as much from each other in regard to their morphologyas they would each
differ from an individual of the species Homo Sapiens.
A natural suggestion at this point is that the distinction between the essential
and accidental characteristicsof organisms be rejected. This might help to solve
the problems of the evolution of species. Further, this suggestion would seem to
be supported by consideration of taxonomical problems posed by the typological
concept. Taxonomy is concerned with the practical business of arriving at a syste-
matic classificationof organisms. Species, as we have indicated, would be the low-
est level of a hierarchyof typologically conceived categories. Species would belong
to genera etc. If the taxonomistis to arrive at a system of classificationthat can
be applied to the organismsthat exist (and which have existed and which will exist
in the future) he must base his categories on observed characteristicsof organisms.
But, in practice groupingorganismson the basis of their observed characteristicsdid
not lead to a satisfactorysystematic classificationin which the categories were de-
fined in terms of essences. In a great many cases one finds a continuous range of
organismswith no sharp discontinuitiesdividing the organismsinto discrete groups
on the basis of the characteristicspossessed by the individual organisms. Given this
situationit is naturalto take the position that any division of this range into seperate
species is arbitraryand further that there are often a number of different ways of
making such arbitrarydivisions. But taking this position is tantamountto rejecting
the idea that there is any difference in fact between the essential and merely acci-
dental characteristicsof an organism. Given one arbitraryclassificationsome ehar-
acteristics will be "essential"for some set of organisms while given another classi-
fication, equally arbitrary, other characteristics will be "essential" for those or-
ganisms.
Rejection of the distinction between the essential and accidental characteristics
of organisms has implied, for many people, that species are not real. Biological
reality was believed to consist of individual organisms and their parts. With re-
gard to most, if not all, of the characteristicsof organismsone could find a number
of other organisms such that there was a continuous variation (within a certain
range) for any of these characteristics. A set of characteristicsmight be specified
in order to define a species but the basis of the specification was supposed to lie
entirely in the purposes of the biologist. Classification into species divided the
organismsinto distinct groups. But the species groupings did not necessarily cor-
respond to any "real' groupings of the organisms.
But what does it mean to say that species are not real, i.e., that species groupings
do not correspondto any real groupings of the organisms? Given the background
of the typological theory, real groups of organisms would consist in a number of
organismsthat were similar in all possessing the set of essential characteristicsand
which were absolutely distinct from any other such set, that is, in the case of
species, no other species would possess all of the characteristicsof the given species
and given any other species no organisms would exist between it and the origi-
nal species. To say that species are not real is to say that there are no such groups.
Given the theory that species gradually change into different species it is obvious
that during the course of time in which evolution of biological organismshas been
occurringthere are no such groups.
Given the acceptance of evolutionary theory, one may wonder why biologists
have not simply accepted the fact that species are not real as a fact of life. Of
course many biologists have accepted this as a fact. But to other biologists this has
not been an acceptable position. In many cases the species groupings arrived at by
biologists do seem to correspondto real groups of animals. If one considersa limited
geographicalarea within a limited period of time one can probably identify in that
spatio-temporalregion many groups in which the individual organismsare biologi-
cally related to each other in many different ways. They may be physiologically
and morphologically quite similar and also distinct in these respects from other
groups in the region. Members of such a group interbreed with each other. They
have common enemies. They may serve to sustain the existence of each other in a
variety of ways. Nearly any careful observer who entered such a region would dis-
cover the same groups. These facts seem incompatiblewith the theory that species
are not real. To many biologists the claim that species are not real seems to have
implied that there are no biological relationshipsthat unite organisms into definite
groups. Further, if all grouping is just arbitraryit seems surprisingthat any careful
observer would identify the same groups in a given spatio-temporalregion. Con-
sideration of the obvious reality of biological relationships between groups of or-
ganisms has kept open the hope that a satisfactoryconcept of species might yet be
arrived at, that is, a species concept which might reflect the grouping that do exist
in nature.
In the past thirty years biologists have defined a concept of species which is quite
different from the typological concept and which goes some way toward satisfying
the aim of those biologistswho have not been willing to accept the view that species
are merely arbitrarygroupings. In order to understandthis concept and to contrast
it with a typological concept whch has been divested of the distinction between
essential and accidental characteristicsit will be helpful to discuss some of the cri-
teria which are specificallyrelated by biologists to the definition of species.
2. Criteria for Criticizing the Concept of Species. In Biology the concept of a
species is a concept which may be used in the classificationof living organisms. (A
amongst these organisms as is implied about human beings when human beings
are said to be a species) but these criteria must be such that all competetently
trained biologists who used them would arrive at the same classificationsof organ-
isms, if they had the same set of observationaldata to work on. For example, obser-
vations which would lead one biologist to say that some group of organismswas a
species should lead any other competent biologist to make the same judgment. This
is to say that species criteria should be objective. Preferences, tastes etc. of the
investigatorshould not enter into the factors which are relevant for deciding whether
a group of organismsis a species. Let us call this the desideratum of species ob-
jectivity."
Since Darwin it has also seemed important that species distinctions have some
evolutionary significance. Biologists are in general agreement that species distinc-
tions are irreversible. This is to say that if two groups of organismsbelong to dis-
tinct species then the successorsof these groups cannot belong to the same species.
Further the species is considered to be the smallest such irreversiblegrouping. If,
within a biological grouping, there are distinct sub-groupswhich cannot have suc-
cessors in common, then this biological grouping must be of higher order than spe-
cies. It must be sub-genera, or genera, etc. Thus, it would appear that a third
desideratumfor a species concept is that the species unit be the smallest irreversible
grouping of organisms. Let us call this desideratumthe desideratumof evolutionary
irreversibility.
Some people may feel that evolutionaryirreversibilityshould not be a desideratum
which is used to evaluate a species concept. Such people may feel that the evolu-
tionary irreversibilityof species is an empirical fact. The may think that this fact
has been discovered by the observationof existing or extinct species. However, this
does not appear to reflect the views of modern biologists. Ernst Mayr, for example,
says, "The primarycriterionspecies rank of a natural population is reproductiveiso-
lation ([7], p. 31). This criterion would guarantee irreversibilityof species.
The suggestion that the evolutionaryirreversibilityof species may be an empiri-
cal fact may be a result of thinking that the ideal division of organismsinto species
correspondsto some existing natural groupings. Natural, as it is used here, is op-
posed to artificial. Natural groupings were contrasted with groupings determined
with reference to human convenience. In practice, the search for natural groups
was a search for a way of classifying which did not separate inito different species
organisms in which certain key physiological functions were performed in nearly
identical ways. In recent years the idea of a naturalbasis of classificationhas largely
been given up. Where two organismsperform a given function in nearly identical
ways, this does not lead to their being put into the same species. The idea of con-
vergent or parallel lines of development is importantin explaining certain instances
in which different species of organisms are quite similar physiologically.2
3 In light of the fact that thereare groupsof organismswhich are normallyseparated but
whichdo have commonoffspringwhen they comein contact,the fourthdesideratum is not
independentof the desideratum of evolutionaryirreversibility. on the
Speciesdistinguished
basisof spatialseparation couldhave commondescendants.
4 ProfessorMayr calls this the multi-dimensionalconcept ([7], p. 19) This concept is multi-
dimensional because breeding populations are "distributedin the dimensions of space and
time."
life-spans of the members of D and of E overlap and suppose that the life-spans
of the members of E and of F overlap and suppose that F and G similarly overlap
but that the lifespans of the members of D do not overlap with those of the mem-
bers of G. PopulationsD and G would belong to the same species since they belong
to the same gene-pool. But this leads to some surprisingand perhaps unsatisfactory
results. We can imagine a gene-pool with a temporal extent of hundreds of thou-
sands or even of millions of years. But the populations at widely separated places
on these temporalchains might be as widely disparateas eohippi and modem horses
or as gorillas and modem men. Clearly, to avoid such absurd consequences, the
gene-pool concept of species needs to be modified in some way.
One suggestion for modifying the gene-pool concept is to require that all the
populationsin a gene-pool which make up a species be contemporaneouswith each
othier,that is, each population must temporally overlap with all other populations
in the gene-pool for the group of populations to constitute a species. This sugges-
tion does not seem very satisfactory. It would violate the desideratumof temporal
irrelevance. Thus, for example it would lead to the consequence that the human
beings who fought the American Revolution would belong to a different species
than that of human beings living today. We would be separated not only in cul-
ture from the Atheniansbut in species also.
This problem has been recognized by biologists. As we have indicated a multi-
dimensional species would lump temporally continuous chains of populations into
one species. One could start with modem man and work back through all the popu-
lations in the chain. The obvious solution to this problem is to attempt to develop
a uniform phenotypic species concept which can be applied so as to divide such
continuous populations into distinct species. Along these lines, Simpson has sug-
gested that "Successivespecies should be so defined as to make the morphological
difference between them at least as great as sequential differences among contem-
poraneousspecies of the same group or closely allied groups." ([81, p. 165) Thus,
Homo Sapiens would be distinguished from other groups in the temporal chain.
We would belong to the same species as the Athenians because as far as we know
the phenotypes of the Athenians would fall within the limits of the variations that
exist among Homo sapiens at the present time. We would be distinguished from
Homnoerectus in species because the phenotypes of these individuals do not fall
within the range of contemporaryvariations of phenotype. The necessity to take
this step clearly leads to assume sacrifice of objectivity.
5. Conclusion. In conclusion let us briefly refer our discussion of the gene-pool
concept of species back to our original question concerning the reality of species.
To ask if a species is real is to ask whether the species grouping arrived at by apply-
ing the principlesinvolved in the species concept correspondswith groups of organ-
isms amongst which importantbiological relationshipsexist. The species, as defined
by the gene-pool concept, is certainly real in this sense. Membershipin a common
gene-pool unites organisms into a group and separates them from other groups.
Certainly, phenotypic species concepts divide groups of organisms into units also.
However, the gene-pool evolves as a unit. The genotypes of one gene-pool cannot
be contributedto the genetic material of another gene-pool.5 What happens to the
members of a gene pool affects the genetic potentialities for future generations of
the same gene-pool but does not, in itself, affect these potentialities for other gene-
pools. (Of course, what happens in one gene-pool may affect other gene-pools also
since the survival or non-survivalof the members of one may affect the survival or
non-survivalof members of the other.) Species defined without regard for gene-
pool do not necessarily evolve as a unit. For example, the death of some members
of such a species may not directly affect the genetic material contributed to subse-
quent generationsof other members of the species. This would happen if a species
included more than one gene-pool. Or consider that a mutation which occurs to a
Chimpanzee will be contributed to the gene-pool from which other Chimpanzees
are formed but will not be available for the formation of any human beings. A
phenotypic concept of species might lead to a division of organisms into two dis-
tinct species which organismswere members of one gene-pool. In this case each
of the two species would not evolve as a unit. Genetic material from one species
could be contributedto the formation of new members of the other species. Such
species would be like races.
We saw, in our discussion of the typological concept, that a typological species
concept led to problemswhen one attempts to understandevolution. To accommo-
date the facts of evolution in an adequate theory which enables us to understand
evolutionaryphenomena, the reality of species had to be abandoned. However, the
gene-pool species concept does not lead to these problems. A species, conceived
as a gene-pool, can undergo change in various ways. The distributionof genotypes
at a given time can change. Over a sufficientlylong period of time the phenotypes
and genotypes associated with a multi-dimensionalspecies can undergo profound
modifications. Since a gene-pool species can undergo change while continuing to
be the same species, the gene-pool concept of species has been called a dynamic
concept ratherthan a static concept. The modificationsof species are neither incom-
patible with the unity of a gene-pool species nor with its distinctness from other
species. Thus, the gene-pool concept of species does not produce theoretical prob-
lems such as those which arose from the attempt to understand the evolution of
species when species were understood typologically.
REFERENCES