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@ Fron tHe acavem: couoquium inTRoDUCTION
® GrossMark
Epigenetic changes in the developing brain:
Effects on behavior
Eric B. Keverne*, Donald W. Pfaff*, and inna Tabansky”™*
“Sub-Department of Animal Behaviour, University of Cambridge, Cambridge CB3 BAA
England; and "Laboratory of Neurobiology and Behaviour The Rockefeller Univesity, New
York, NY 10021
“This Sackler Colloquism encompasses bread
range of topics for the folowing reason. Our
knowledge of the chemistry of epigenetic
modifications is expanding at a rapid rate,
but most ofthe primary discoveries in this
filé are made using nonneural tissue. So,
neuroscientists want to lear about this chem
istry but may not have direct exposure to
the materi In a complementary fashion,
molecular geneticists and protein chemists
who experiment on DNA methylation, histone
modifications and noncoding RNAS realize
that some ofthe most exciting applications of
their discovers are in the CNS, but for such
scientists behavioral assays for example, are
distant from their expertise. The purpose of
this Sackler Colloguium, Uherefore, was to
bring together experts in the two fields—
epigenetic chemistry and behavioral neuro
science in the sprit of mutual education.
‘We start with the chemistry of transcription
ise, Decades of biochemical work led to the
concept ofthe bas transcriptional complex
(0,2), and recently a structure for the tran-
sctiption preiniation complex was report
(9) Neurassentsts concemed with the deve-
‘opment of behavior need to know the varity
‘of changes in the cll leu tht precede the
formation ofthat comples, with an emphasis
‘on those meaifcations that ls lang. time
It has been established that specific genes
‘operating in specific neurons govern the
appearance of specific, biologically crucial
Ichaviors. The system that has beer worked
‘oat in the most detail features estrogen
development.
Its contribution to placentation, metabolism,
thermogenesis (body temperature regulation),
maternal care, growth, and brain development
are global functions targeted by imprinted
‘gene regulation,
Genomic imprinting is regulated by epi-
‘genetic marks in the imprint control region
OCR) of genes. These marks are heritable
and reslt in the monoallelic, parent of ori-
{gin-dependent expression of genes. The ICRs
are primarily maternally methylated and
are inherited and reprogrammed through the
matriline (28), with three main exceptions
(H19, RU, and DIK). Imprinting of reto-
transposon-Like 1 (Rif) and delta-Like 1
homolog (Dik) genomic regions is thought
to have occurred afer the marsupial-cuthe-
rian divergence, with the accumulation of
‘miRNAs and SoRNAS on the matemal
chromosome, whic hasan active role in the
regulatory expression of these genes (29)
The ICRS have gained regulatory control
‘over clusters of genes increasing in number
from marsupials to rodents to humans, and
‘of particular importance for tight regulation
‘over gene dosage. The significance of this
regulation is illustrated through the com-
plexity of disrupted phenotypes that occur
with perturbations to the ICR without struc
tural mutations in the genes themsehes (-
amples seen in Angela's syndrome, Prader
Will syndrome, and Siver Rasel syndrome)
(60). eis important to emphasize this nota
singe gene effect and many imprinted genes
are coregulated as part of an imprinting
network that serves a similar global func-
tion (growth, metabolism, maternal care) (31)
In addition, each imprinted gene network
may itself regulate a network of downstream
{genes engaged in specific celular Functions
(62) (development of pluripotent eels that
‘become committed to produce and respond to
signals as part of global tissue function).
or example, the paternally expressed 3
(eg3) transcriptome has a network of 22
‘genes concerned with neural development,
and 21 genes that are roulting other tran”
scription factors, Peg aso regulates a number
‘of genes concerned with. placental deve-
lopment (pregnaney specific glycoproteins,
czacams, and prolatng), These genes have
undergone multiple duplications across
mammalian species (Pys' 1-28, Ceas 1-19,
Pris 3-18) with the lowest copy number in
rmetatherians and highest in eutherian
primates. An important feature of genes that
are imprinted is ther evolutionary stability
through pufvng seen, andthe erstment
‘of mote genes to this epigenctic mode of
regulation (ICRs) has occurted across the
evolution of mammalian species (33). This
recruitment has often expanded the ICR to
include noncoding RNAS. Imprinted gene
cluster contain atleast ane long noncoding
RNA (lncRNA), and two clusters in patic~
ular (Kengl-Kengl oth; IgP-Aim) have an
‘timated 100 kb of hacRNA transcribed
‘an anisense direction from within Ue proten-
‘ning gene (3). The IncRNA plays an es-
sential ole inthe imprinting ofthese clusters
and deletion oftheir promoter rests in bak
lalicexpresion.
The imprinted genes are themselves re
‘markably stable and have not undergone
subsequent gene duplication, nor is there
evidence for positive selection of the pro-
tein-coding genes in placental species (35).
“The evolatonary stability of imprinted genes
and robustness oftheir fanctional networks
means that interacting hubs can prove for
compensatory actions through common
dovesteam genes Thus, minor enor can be
absorbed and robustness preva inthe fanc-
tionally complex biological systems they de-
velop. Such error avoidance is essential for
imprinted genes that are intergenerationally
coexpressed in development (placenta),
the interactions of which are of fandamental
significance tothe survival ofboth generations
‘Many of the downstecam genes Uhl are
regulate in cis by imprinted genes are them-
selves monoallsically expresed. ENCODE,
data (36), identified a subnetwork of rono-
allelialy expressed genes that comprised
rmateral or paternal specific networks. Within
cach “alee effect network” those genes 1e-
uated by increasing numbers of transcription
factors tend to he Under stronger negative 8
lection, whereas genes tolerant of loss-of
functions are under weaker negative slection
‘Genomic imprinting has ths become a co
Gulinator of coadeyted gone expression.
‘iewpoint that has recently boen given song
theoretical support (37), These kinds of net
‘work interaction often favor the evhiton of
genetic coadaptaton where beneficaly inter
cing alles evolve to become coher.
Histone Acetylation and Methylation. In
‘genomic DNA, nucleosomes comprising ~146
‘nucleotide bases tightly associated with his
tone proteins are linked to reduced ease of
Kevere ataoh i”
transcription, Covalent modifications of
the Netermini of histones haven ‘been
hypothesized (38) to form an epigenetic
histone code” that is ead by other nuclear
proteins to facitate or repress transcription
‘of nearby genes, ‘Ths hitone variants can
be “writen” “read” and “erased” as epi
genetic marks during neural development.
Although the study or histone variants and
their posttranslational maxlifcations have
largely been pursued in nonneuraltsue,
certs 3.3 mutations have been reported
2s highly specific to pediatric gliomas (39),
and histone modifications were drawa ito
neural development during this meeting
That inthis uc of PNAS Noh cal (40)
repor the “reading” of a combinatorial his
tone modification, HKSme3810ph in post
mitotic neurons and relate i to periods of
hsightened activity.
Retrotransposons.Rtrotranspsons ae sl
ith genetic ements that may be used to drive
‘evolution, but which may also rate serious
‘eosin neural development (Ret syndrome)
and somatic development (cnc) The evo-
lutionary impact of retrotransposons has
depended on genetic mechanisms to control
thee stability (1, "The epigenetic inheritance
‘of rtotransposon conta over gene expres
sion probably ects ther predisposition for
DNA methylation, Trim28 is a key player
in silencing of endogenous retetransposons
(42), and together with ZEPS7 controls levels
‘of methylation saeguarding the transcriptional
dynamics of early embryos
The resulting resistance of retrotranspons
to reprogramming leads not only to trans
‘generational epigenetic elects, but in some
ass to the parent of origin effect sen in
{genomic imprinting 43). ft has been
iste thatthe origins of genomic imprint-
ing were based on retrtransposon insertion,
though to date this has been shown to be
the case only in one imprinted gene [Ras
protein specific guanine nucleotide releasing
factor 1 RasgyD}]-Imprintng ofthe Raserft
Tocus depends on a noncoding RNA and
PIWI interacting RNA (piRNA). A retro:
transposon within the RNA is targeted by
PIRNAS, which directs the sequence specific
methylation of Rasgr (44). Recent evi
dence indicates that microRNAs were ini
tally formed from transposable element
sequences (45). Retrotransposition has also
resulted in the imprinting of other genes
that ae imprinted ppSp, Nop 15, Mei2,
and U2afl-rs), which are expressed in the
brain (4).
“Molecular mechanisms whereby trans
{generational inheritance of transposons re
sults in changes to DNA methylation that
Kevere et
extend into closely located epileles have
been proposed to result in transgenerational
transmission in plants (47). A number of
studies in mammals have also found an as
sociation between phenotypes and silencing
of transposable elements, suchas that which
jccurs in the Agouti mouse. In these ani
‘mals, transcription resulting from a retro
transposon insertion 100-Kb upstream of the
Agouti gene causes ectopic expression of
this gene, leading to yellow fur, obesity, and
diahetes (48). The distribution of yellow-fur
phenotype differs according to a maternal
epigenetic effect, not resulting from the en
vironment but because of incomplete era-
sure of epigenetic modification when a
silenced allele is passed through the female
bt not male geem line. ‘The coat color of
‘Agouti mouse progeny can be modulated
by a diet rch in “methyl donors” but this i
lost by the third generation, and is nether
stable nor transgenerational (49). However,
this same genetic locus has been shown to be
under rapid adaptive selection for coat color,
raising the possibly that some haplotypes
may be prone to epigenetic variation (50)
Elevation of L1 transposons is thought to
induce meiotic prophase | defets, including
cocyte ancuploidy and potential embryonic
lethality (51, 52). 1 is well established that
attrition of more than 60% of oocytes in
meiotic prophase occurs before birth (53-
58). Fetal oocyte attrition may therefore
serve to select “healthy” oocytes with limited
retroransposon activities tht ae best sited
for normal development of the next gener
tion (9).
‘he brain isan important target for et
rotransposon mobilization. The linel pro-
‘moter has binding sites for the YY1 and sex-
determining region Y-box 2 (Sox2) neural
transcription factors. Linel sequences are
usually transcriptionally repressed asa re
sult of their methylation in primordial
germ cells, However, Mtr et al (60) reported
LL RNAs to be present in neural progenitor
calls derived from the hippocampus, which is
congruent with the findings that LI is
hypomethyated in the developing bran, Li
expression has been shown to be repressed
in neural stem cells by expression of Sox2
transcription factor and transcriptionally
silened by DNA methylation, Recent studs
have shown that neuronal progenitor cells
derived from tissue of patients with Ret
syndrome and earying methy/-CpG-binging
protein (MeC?p2) mutations have increased.
susceptibility to LI retrotransposition (61)
Coufal etal. (62) found high levels of MeCp2
sociated with the L1 promoter modulating
its developmental activity, but the DNA
methyl binding protein 1 did not affect LT
retrotransposition. LI insertions may be pre
sent in only a subset of neurons, thereby
producing L1 mosticism in the brain, Be
cause of L1 mobilization in the later phases of
Reurogenesis, each neuron may be genetically
‘unique with regard tothe cohort af loi con
taining somatic LI insertions Ths expecially
Pertinent to the hippocampus, where neuro:
genesis continues from the subventricular
zone into adulthood, Such mosaicisms ean
produce genetic vesty among subpopulations
of neurons. Importantly, LINEI germ-line
insertions are rarely found in regions where
they generate a deleterious phenotype be-
cause of strong section against such mutations
uring evolution. However, the mistegulation
fof mobile elements has been found in the
neural disorders of Rett syndrome and
schizophrenia (63).
Epigenetic Reprogramming of Neurons.
The primorcal germ ell of the Female fetus
undergo demethylation reprogramming for
the next generation, isolated irom the vari
ance of the outside world in a stabilized in
utero environment, as does the male germ
line after postetlization in the zygote (23)
In addition to the early phases of methyia
tion reprogramming that act on genomic
imprinting and genes that are coadapted for
developing the hypothalamus and. placenta
(64), certain genes that are destined to form.
‘the neocortex have alate phase of reprog:
ramming in the postnatal period (63). In
deed, the major part of neocortical brain
development occurs postnatally, and its
fanctioning i designed to adapt to the social
and physical enviconment. Unlike geem line
cells, cortical neurons require a capacity to
reprogram by demethylation/methylation
throughout aduit life. Demethybtion (Teel)
jccurs during the process of hippocampal
learning and memory (66) and during adult
neurogenesis, which impacts on the olfactory
system (67). Learning and memory require
‘neuronal activity, which can strengten sy
aptic connections and weaken other synaptic
connection strengths through a process of
synaptic plasticity. The signaling events trig
gered by synaptic activity involve Ca2* entry
to the neuron via a range of neural receptors
(NMDA and GABA receptors featuring pre
dominantly), leading to changes in neuro
transmitter release and epigenetic changes to
DNA methylation, acetylation, and hydroxy
‘methylation. Through these epigenetic changes,
neurons gain high plasticity to integrate
and store-new information. Inhibition of
DNA methyltransferases (Dnmt) disrupts
long-term potentiation in the hippocam-
pus and alters methylation within the pro
moter regions of Reelin and brain-derived
PNAS | June2,2015 | vol 112 | no.22 | 6784
Eoh i”
neurotrophic factor (BDNF), two hippo
ccampal genes engaged with synaptic plas-
ticity (66),
Just as etl, -2, and -3 methyleytosine
ioxygenases play an integral role in the
reprogramming ofthe embryonic germ lin
their function is crucial to neurons and
the mechanisms underpinning learning and
memory (68). Tet-mediated demethylation
isfound at its highest levels in the brain and
is thought to influence both passive deme-
thylation by acting on the Dnmt enzymes
and to serve as an intermediary in active
demethylation. ‘etl has been shown to
promote DNA demethylation in the adult
brain at actvity-dependent synapses in the
hippocampus (69).
‘Analysis of Tet! knockout mice demon-
strate down-regulation of hippocampal genes
‘engaged with neural activity (Npast fos, and
{An), accompanied by impaired memory ex
tinction and abnormal longterm depression
(70). Tet? mutant mice have also been shown
to have impaired short term learning and
memory (71), whereas animals overexpressing
‘Tett in the hippocampus have long-term
‘memory impairment (71), No abnormalities
‘were revealed in the developing brain, hip
pocampal neurogenesis, or neuronal differ
entiation of Tet knockout mice, suggesting
level of redundancy across the methyl to
sine dioxygenase
‘A number of genes that are destined to be
expressed in the brain escape demethylation
in the germ line 25). Such genes are mainly
associated with repeat elements, but also in
‘ude neurally functioning genes. This find
ing would suggest the possiblity for neural
specific expression of genes that underake
clemethylation ata later phase in the brain
‘This would meet the need for conserving
methylation into the later stages of neocor-
tical development when postmeiotic cal di
Vision and demethylation coincide with up
regulation ofthe base excision repair pathway
(72). Such events would serve to protect the
brain against cumulative genetic damage
Certain region ofthe bran (hippocampus,
‘factory bul) continue neurogenesis in the
adult brain. Overexpression of Tet has been
shown to dscupt the successful anatomical
Integration ofthe newly generated olfactory
receptor neurons (67). ‘The continuous re
newal ofthese sensory neurons is required to
maintain neural plasticity in the olfactory
system, the most important sensory system
for the majority of mammals. Because con-
tinual exposure of chemoreceptor neurons to
‘environmental toxins results in their death,
Uheir regeneration and replacement through
‘ut lif is essential to continue chemosensory
function. ‘This regeneration of the receptor
6782 | mum prascregid0 107Spnas 501482112
neurons also requires some reorganization of
neurons in the circuitry atthe initial ray in
the olfactory bulb. Tet3 action is therelore
important to ensure the functional integra
tion of these receptor neurons to sustain
sensory recognition.
Neural Development and
Neurodevelopmental Disorders
“The in utero development of the brain com-
prises the formation of thousands of unique
call types, each one with its own unique st
fof fictional and melecula properties. This
complex developmental event is orchestrated
first by gastnlation (which specifies the
neuroectoderm) and then by a set of over-
lapping gradints of signaling molecules. OF
these, the most prominent is sonic hedgehog
secreted by the notochord, which species
dlorsovental identity, but Wnt, BMP, and
PGE signaling pathways all play major roles
in the process as wall (73-8).
In addition to the patterning ofthese gra
dents, many neurons are specified in eyions
fof the brain distant from where they will
reside, and have to undergo @ complex mi-
gation process, following local cues to ative
to their destination (82).
Double-Stranded RNA-Specific Endori-
bonuclease (Droshay/DiGeorge Critical
Region 8. Bocause of the sheer volume of
events and cell types, the epigenetics of
rental development are difficlt to catalog
and elucidate, Tis task, however, is medi
cally crucial, as deviations from normal
developmental processes can lead to the
personal anguish of a variety of neuro-
developmental disorders, each of which can
‘ost, over a lifetime, milions of dollars per
child. Some progress is being made, starting
With the mechanisms that cause neuro-
developmental defects of conditions such as
Rett’s syndrome (83), which is epigenetic in
origin, MeCP2, a methylated DNA binding
protcin, is recognized as a transcriptional
repressor, dysfunctions of which lead to the
neurodevelopment disorders of Rett syn-
‘drome and autism spectrum disorder (84).
Recently, MeCP2 was found to be involved
in posttranscriptional gene regulation by
repressing the processing of nuclear micto:
RNAs through involvement of the Droshal
Deer complex. MeCP2 binds directly to
Dgcs8 (DiGeorge critical region 8), a key
‘component ofthe nuclear miRNA processing
pathivay and interferes with the assembly of
Drosha/Dgers (84). Interaction of DGCRS
with MeCP2 (84, 85) is independent on
the DNA binding domain of MeCP2, but
controls microRNA. processing via the di-
rect interaction with Dger8, One particular
microRNA known tobe regulated by Dger8
is miR134, which regulates the expression
‘of Nanog and BDNF (86).
Noncodling RNAS are gaining recognition
in the context of brain development and
psychiatric disorders, and are represented in
this Sackler Caloquium by the paper of Goff
etal. (87), Chromosomal 2241 1.2 deletion is
the strongest known risk factor for schizo-
pphrenia (88). A primary candidate gene is
Dyer8, which encodes a component of the
RNA microprocessor complex (Drosha/
Dag), sential for microRNA biogenesis
Mirt85 in particular is the most notable
down-regulated miRNA in both the prefontal
cortex and hippocampus, brain areas that are
focal to schizophrenia research (89). Hap-
loinsuiiceney of Dger8 in a mouse model
reveal smaptc SERCA2 [sareo (endo) plas
mmc reticulum Ca?" ATP asl overexpression, a
finding that paral the cleat levels of Ca**
ATP.ase found in schizophrenia brains (90).
‘Autism, Autism spectrum disorders present
2 significant and urgent challenge. Now re-
‘presenting more than 1 in every 100 children,
diagnoses of autism depend on abnormal
social behaviors, compulsive repetitive move
ments, and language disorders, Because ofthe
‘overshelming evidence that various forms of
prenatal stress contibute to autism (91-93),
epigenctic modifications provide an obvious
set of possible mechanisms for the spectrum
of autism ike disorders.
In some children with autism, mutations
inthe genes encading subunits of SWUSNE
like complexes, ATP-dependent chromatin
remodelers seem to provide an epigenetic
basis forthe disease (94). Similarly, Noonan
and colleagues have reported that mutations
in CHD8 (chromodomain/helicase-DNA
binding protein) are nearly always autism-
causing (95). In addition, CHDS hap
Toinsufficiency results in down-regulation of
‘multiple genes involved in early brain de-
velopment, Mutations in many of these genes
are associated with autism (96). BDNF, act-
ing through its effecs on several miRNAS
bby affecting the Lin28/ethal-7 (Let-7) axis
during development (97), exemplifies the
kind of local chemical influence whose dyste-
_glaton could contribute o autism. These data
‘comprise the vanguard of a large number of
potential investigations into. the epigenetic
mechanisms by which early stress could
contribute to the development of symptoms
‘of autism, but much work remains 1 be done
In fac, epigenetic phenomena may pro-
vide part ofthe “missing heritability” in au-
tism genetics, Although MZ twins clearly
Ihave higher rates of autism diagnoses than
‘dizygotic twins or siblings (98), pure genetics
Kevere ataoh i”
only accounts for part of that diference
“There ix a Gscrepancy: actual heritability is
greater than ene
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