COMPLIANCE CALENDAR- July 2022-Dec 2022

ROC Filings
Form Particulars Period Statutory Timeline Due date Who should file?
Within 60 days from the end of
LLP Form 11 LLP Annual Return FY 2021-22 15-07-2022 LLPs
the FY (extension for this FY)
All Companies, LLPs ,
FLA Annual Return to RBI FY 2021-22 15th day of July of every year 15-07-2022
etc.
Form AOC-4 Form for filing Financial Statements - For Within 180 days of the closure
FY 2021-22 27-09-2022 OPCs
(For OPC) One person Companies (OPCs) of FY
30th day of September of every
DIR-3 KYC KYC of Directors FY 2021-22 30-09-2022 All Companies
year
Form ADT-1 Appointment of Auditor FY 2021-22 Within 15 days of appointment -- All Companies
After passing any resolution (On
Form MGT-14 FY 2021-22 Within 30 days -- All Companies
occurrence of any event)
Form AOC-4 Form for filing Financial Statements FY 2021-22 Within 30 days of AGM -- All Companies
Form DIR-12 Form for Director/KMP Change FY 2021-22 Within 30 days of event -- All Companies
Form MR-1 Appointment of MD/WTD/Manager FY 2021-22 Within 30 days of appointment -- All Companies
Form MGT-7/7A Annual Return FY 2021-22 Within 60 days of AGM -- All Companies
Listed public
Form MGT-15 Report on Annual General Meeting FY 2021-22 Within 30 days of AGM --
Companies
Statement of Account and Solvency of Within 30 days from the end of
LLP Form 8 FY 2021-22 30-10-2022 LLPs
LLP six months of the FY
Half Yearly return for outstanding April 2022 to Within one month from the end
Form MSME 31-10-2022 All Companies
payments to Micro or Small Enterprise. Sep 2022 of half year
Form MGT-7A 6 months from the end of
Annual Return for OPC FY 2021-22 29-11-2022 OPCs
(For OPC) financial year+ 60 days
For half-year
Half-yearly Reconciliation of Share Within 60 days from the end of Unlisted Public
Form PAS-6 ending 30th Sep 29-11-2022
Capital Audit Report each half year companies
2022

Mohan Kumar & Associates 98843 90406

Practicing Company Secretaries http://csmohan.in needamohan@gmail.com
 SEBI
Reg. Particulars Period Statutory Timeline Due date
74(5) Compliance certificate on Demat/ Remat April to June 2022 Within 15 days from the end of the quarter 15-07-2022
13(3) Statement of Grievance Redressal Mechanism April to June 2022 Within 21 days from the end of the quarter 21-07-2022
27(2)(a) Corporate Governance Report April to June 2022 Within 21 days from the end of the quarter 21-07-2022
31(1)(b) Disclosure of Shareholding Pattern April to June 2022 Within 21 days from the end of the quarter 21-07-2022
76 Reconciliation of share capital audit report April to June 2022 Within 30 days from the end of the quarter 30-07-2022
32(1) Statement of deviation(s) or variation(s) (In case of public April to June 2022 Within 45 days from the end of the quarter 14-08-2022
issue, rights issue, preferential issue)
33(3)(a) Financial Results (incl. Limited review /Auditor’s report) April to June 2022 Within 45 days from the end of the quarter 14-08-2022
23(9) Disclosures of related party transactions April to Sep 2022 Within 30 days from the date of publication --
of its standalone and consolidated FS
44(5) Holding of AGM by top 100 listed entities FY 21-22 Within 5 months of the closing of the FY 31-08-2022
Sch B Closure of Trading Window July to Sep 2022 From the end of every quarter till 48 hours 30-09-2022
(PIT) after the declaration of financial result
AGM related compliances FY 21-22
42 a) Book Closure Intimation a) In advance of seven working days
47 b) Newspaper Advertisement b) Within 48 hours of conclusion of BM
34 c) Annual Report c) On the day of commencement of dispatch
--
29 d) AGM Intimation d) 2 working days in advance
30 e) Outcome of AGM e) Within 24 hours
44 f) Scrutinizer Report f) Within 2 working days
44 g) Voting Results g) Within 2 working days
74(5) Compliance certificate on Demat/ Remat July to Sep 2022 Within 15 days from the end of the quarter 15-10-2022
13(3) Statement of Grievance Redressal Mechanism July to Sep 2022 Within 21 days from the end of the quarter 21-10-2022
27(2)(a) Corporate Governance Report July to Sep 2022 Within 21 days from the end of the quarter 21-10-2022
31(1)(b) Disclosure of Shareholding Pattern July to Sep 2022 Within 21 days from the end of the quarter 21-10-2022
76 Reconciliation of share capital audit report July to Sep 2022 Within 30 days from the end of the quarter 30-10-2022
32(1) Statement of deviation(s) or variation(s) (In case of public July to Sep 2022 Within 45 days from the end of the quarter 14-11-2022
issue, rights issue, preferential issue)
33(3)(a) Financial Results (incl. Limited review /Auditor’s report) July to Sep 2022 Within 45 days from the end of the quarter 14-11-2022
23(9) Disclosures of related party transactions April to Sep 2022 Within 30 days from the date of publication --
of its standalone and consolidated FS
Sch B Closure of Trading Window Oct to Dec 2022 From the end of every quarter till 48 hours 31-12-2022
(PIT) after the declaration of financial result
29,30 Board Meeting Intimation, Board Meeting outcome

Mohan Kumar & Associates 98843 90406

Practicing Company Secretaries http://csmohan.in needamohan@gmail.com