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General 

Problem Solving Tools

Problem and Problem Solving
• In a broad sense, a problem exists when an individual 
becomes aware of a significant difference between 
what actually is and what is desired. 
• Problem solving has been defined as higher‐order 
cognitive process that requires the modulation and 
control of more routine or fundamental skills. It 
occurs if an agent does not know how to proceed 
from a given state to a desired goal state. 
• It is part of the larger problem process that includes 
problem finding and problem shaping.

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The Basic Seven Tools

The Basic Seven Tools
• Run chart
• Check Sheet
• Histogram
• Scatter diagram
• Cause and effect diagram
• Pareto chart
• Flow chart

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Run Chart
• A line graph of data points plotted in 
chronological order that helps detect special 
causes of variation.
• Typically representing the output or 
performance of a manufacturing or other 
business process.  
• Similar to the control charts in SPC, but without 
showing control limits. 

Run Chart

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Run Chart

Why Use Run Charts?

• Understand process variation
• Analyze data for patterns
• Monitor process performance
• Communicate process performance

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Check Sheet
• Sometimes called a tally sheet.
• A structured, prepared form for collecting and 
analyzing data. 
• Designed for the quick, easy, and efficient 
recording of the desired information. 
• Each time the targeted event or problem 
occurs, record data on the check sheet.

Check Sheet

Shifts

   


Defect Type

 

 

 

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Check Sheet

COMPONENTS REPLACED BY LAB


TIME PERIOD: 4 Dec to 8 Dec 2010
REPAIR TECHNICIAN: Bob

TV SET MODEL 1013


Integrated Circuits ||||
Capacitors |||| |||| |||| |||| |||| ||
Resistors ||
Transformers ||||
Commands
CRT |

Histogram
• A histogram is a bar graph that shows 
frequency data.
• Histograms provide the easiest way to evaluate 
the distribution of data.
− Unimodal or bimodal
− Symmetric or skewed
− Type of distribution (e.g. normal, uniform, etc)
− Mean, standard deviation, other statistics

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Histogram

Scatter Diagram
• Also called scatterplot or scatter graph
• Graphs pairs of numerical data, with one 
variable on each axis, to look for a relationship
between them. 
• If the variables are correlated, the points will 
fall closer to a line or curve. 

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Scatter Diagram

Cause and Effect Diagram
• Show the relationships between a problem and 
its possible causes.
• Developed by Kaoru Ishikawa (1953)
• Also known as
− Fishbone diagrams
− Ishikawa diagrams

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Cause and Effect Diagrams
• The starting point is a list of the possible causes of an 
effect.
• A hierarchy of causes
− MAIN‐GROUP
− Sub‐group
− Immediate cause
− Deeper cause
• They focus attention on the deepest causes which 
should be the target for improvement action.

Cause and Effect Skeleton

Materials Method

Quality
Problem

People Machine

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Cause and Effect Diagrams

Typically the skeleton includes:
• For manufacturing ‐ the 4 Ms (or 5Ms, 8Ms)
− man, method, machine, material
• For service applications
− equipment, policies, procedures, people

Fishbone Diagram 
Measurement Human Machines

Faulty testing equipment Poor supervision Out of adjustment

Incorrect specifications Lack of concentration Tooling problems

Improper methods Inadequate training Old / worn

Quality
Inaccurate Problem
temperature Poor process design
control Defective from vendor
Ineffective quality
Not to specifications management
Dust and Dirt
Material- Deficiencies
handling problems in product design

Environment Materials Process

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PEOPLE NOT CLEANED RIGHT MACHINE
WATER TEMPERATURE WRONG

NO TRAINING
THERMOSTAT DEGRADING
NO PROCEDURE
DIRTY

RUSHED
NO REGULAR MAINTENANCE

‘NOT THEIR JOB’


POOR
TASTING
INCONSISTENT STALE COFFEE
PROCSS
COFFEE
NO CRITERIA
NO PROCEDURE FOR TRASHING
COFFEE LEFT IN POT
TOO LONG
BAD COFFEE
DIFFERENT ‘SCOOPERS’
LAST ONE
MAKES COFFEE
MEASUREMENT ERROR
CHEAP COFFEE BAD WATER

NO CRITERIA NO PURSHASE
WATER LINE CONTAMINATED
GUIDELINES
CHEAP FILTER
FILTER PROBLEM

METHOD MATERIAL
FILTER ‘CURLING’

Cause and Effect Diagrams
• Advantages
− Making the diagram is educational in itself.
− Diagram demonstrates knowledge of problem 
solving team.
− Diagram results in active searches for causes.
− Diagram is a guide for data collection.

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Pareto Principle
• Also known as the 80‐20 rule, the law of the vital 
few and the principle of factor sparsity.
• It states that for many phenomena, 80% of the 
consequences stem from 20% of the causes.
• Suggested by management thinker Joseph Juran 
and named after the Italian economist Vilfredo 
Pareto, who observed that 80% of income in Italy 
was received by 20% of the Italian population.  

Pareto Analysis
• Aim to separate the vital few from the useful 
many, i.e. to prioritise actions.
• The method and the rule are applicable with 
different problem criteria:
− Fault incidence, Costs, Stock‐holdings, etc.
• The analysis must be either effects or causes, the 
two together will distort an analysis.

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Flowcharts
• Flowcharts
− Graphical description of how work is done.
− Used to describe processes that are to be improved.
• "Draw a flowchart for whatever you do.  Until 
you do, you do not know what you are doing,
you just have a job.”  (Dr. W. E. Deming).

Basic Flow Chart Symbols Below Used for 
Analyzing How to Operate a Process 

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Common ANSI Standard Symbols 
for the Making of the Product 
Drive Nail, Cement, Type Letter

Move Material by truck, conveyor, or hand

Raw Material in bins, finished product on pallets, or filed documents

Wait for elevator, papers waiting, material waiting

Read gages, read papers for information, or check quality of goods

Any combination of two or more of these symbols show an


understanding for a joint process

Example
• An assembly line is producing finished pumps.
• These are finally inspected for a range of 
possible defects, which are then corrected if 
possible.
• The raw data was collected on a tally chart.

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Tally Chart of Defects on an Hourly Basis
Hour
No. of % of % of total
Defect 1 2 3 4 5 6 7 defects defects production
Missing
1 bolts 3 4 5 2 3 2 1 20 40 6.7%

2 Burrs 1 2 3 1 2 1 10 20 3.3%
Tight
3 threads 1 1 2 1 5 10 1.7%

4 Scratches 1 1 1 1 4 8 1.3%

5 Low output 1 1 1 3 6 1%

6 All other 1 1 2 1 1 2 8 16 2.7%

TOTAL 7 8 9 8 6 7 5 50 100 16.7%

(Production rate=300 per day)

Pareto Chart of Defects

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Action to be Taken on Defects According to 
Type and Associated Costs
% occurrence Rel. cost % of total
(A) Action Cost (D) (AxD) rel. cost
Replace
1 Missing bolts 40 bolts £0.20 8 14.3

2 Burrs 20 Grind away £0.50 10 17.9

3 Tight threads 10 Relieve £0.30 3 5.4


4 Scratches 8 Polish £0.40 3.2 5.7
5 Low output 6 Scrap £5.00 30 53.8
£0.10
6 All other 16 Various Average 1.6 2.9
TOTAL 100% 55.8 100

Pareto Chart Based on Costs

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Matrix Presentation of Problems

Easy to solve Difficult to solve

Most
important
Low output
pressure

Burrs Missing bolts

Scratches Tight threads All other


Least
important

Fishbone diagram
‐Factors which have a bearing on defect rate

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Software for Basic Quality Tools
• Cause and effect diagram
− AutoCad and CADKEY 
• Run chart
− Microsoft Excel
• Scatter diagram, Histogram
− Microsoft Excel, MATLAB
• Flow chart
− ABC Flowcharter; Corel Flow; Visio 
• Pareto chart
− Microsoft Excel
• Control chart
− Minitab; SPC software

Suckwell Vacuum Cleaners Ltd.
Annual production: 300,000 units, sold at £40.00 each.
Problems identified on final inspection and test per week:
1. Scratches on plastic body            340
2. Paint chipped                        150
3. Inadequate suction                   120
4. Perforated bag                       130
5. Missing instructions                  20
6. Broken switch                         130
7. No serial number                      12
8. Damaged insulation on mains cable     200

Notes:
• Plastic bodies come from a subcontractor, rework is required on 20% of the plastic bodies with scratches at a cost 
of £4.00 each. 
• If the paint is chipped, it is rectified at a cost of £0.40 each. 
• If the suction is inadequate, the manufacturer identity is removed and they are sold at half price to a market 
trader. 
• The perforated bags may be replaced at a cost of £1.00. 
• Adding the missing instructions cost £0.05. Last year 1000 complaints about missing instructions were received ‐
it cost £5.00 each to deal with these since a complimentary set of bags were supplied as a goodwill gesture. 
• Switches get broken during assembly and can be replaced at a cost of £0.50. Last year 200 units caught fire due to 
faulty switches and it cost an average of £200 each to settle the claims. 
• A new serial number plate can be fitted for £0.30. The damaged insulation requires a new cable and costs £2.00.
• Make assumptions about any further information you feel is required.

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Tasks
• Fit the problems into an importance/difficulty matrix and  list 
the priority order. 

• Estimate the annual cost to the company and prepare a Pareto 
chart to determine the most important problem which should 
be tackled.

• Prepare a fishbone diagram of the factors which have a 
bearing on this quality problem. Hold a 'brainstorming' session 
on the specific problem.

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