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Soil Dynamics and Earthquake Engineering 139 (2020) 106337

Contents lists available at ScienceDirect

Soil Dynamics and Earthquake Engineering


journal homepage: http://www.elsevier.com/locate/soildyn

Parametric investigation of effectiveness of high modulus columns in


liquefaction mitigation
Selçuk Demir a, Pelin Tohumcu Özener b, *
a
Bolu Abant İzzet Baysal University, Turkey
b
Yildiz Technical University, Turkey

A R T I C L E I N F O A B S T R A C T

Keywords: In this paper, an extensive parametric study is carried out in order to examine the effectiveness of high modulus
Liquefaction mitigation columns (HMCs) in liquefaction mitigation using a nonlinear three-dimensional (3D) finite-element (FE) soft­
Shear strain compatibility ware. For this purpose, a hypothetical liquefiable soil profile of 20 m thick is modeled and parametric analyses
High modulus columns
are performed by considering different area replacement ratios, shear modulus ratios, improvement depth
Numerical modeling
OpenSeesPL
(slenderness) ratios and input motion intensities. The results of the parametric analyses are evaluated by
examining shear stress reduction, shear strain distribution, peak surface acceleration, maximum horizontal ac­
celeration, factor of safety against soil liquefaction, excess pore water pressure ratio, surface settlements, lateral
displacements and response spectra. Comparative analyses between unimproved liquefiable soil and improved
soil are performed to show the influence of high modulus columns on the response of liquefiable soil. The seismic
performance of liquefiable soil reinforced with HMCs is specifically investigated by focusing on the shear strain
and shear stress distribution between liquefiable soil and high modulus columns. Therefore, the analysis results
are discussed in terms of assumption of shear strain compatibility by comparing the modified equations for shear
stress reduction factors suggested in the literature with the one developed in this paper. Additionally, the reli­
ability of the current design methodology for evaluating shear reinforcement of HMCs is discussed by showing
effects of shear strain compatibility and incompatibility on the values of factor of safety against liquefaction and
recommendations are made related to the use of HMCs in engineering practice.

1. Introduction remain regarding the use of HMCs as a reinforcing element for lique­
faction remediation. In particular, the effect of HMCs on site response
Different ground improvement mechanisms such as densification, has not been cleared yet, and the influence of HMCs on shear stress
drainage, reinforcement, or a combination of these mechanisms are reduction, peak ground accelerations, excess pore water pressure ratios,
commonly used in engineering practice to prevent or minimize the liquefaction potential, and liquefaction induced settlements and hori­
liquefaction-induced soil deformations and its associated damages. zontal displacements are not sufficiently understood. Hence, there is a
These mechanisms are applied in liquefiable soils in order to reduce the great need for reliable physical and numerical models to evaluate the
risk of liquefaction and its related hazards with different improvement effectiveness of HMCs in liquefaction mitigation and its impact on the
techniques called high modulus columns (HMCs) such as stone columns, site response.
rammed aggregate piers, jet grout columns [1–13]. In this study, seismic performance of a hypothetic liquefiable soil
In recent years, the performance of HMCs in liquefiable soils has reinforced with HMCs is investigated by focusing on the effects of HMCs
been investigated through available case histories, physical model tests on seismic shear stress reduction, liquefaction potential, liquefaction
and well-calibrated numerical models [1,2,5,8,9,14–17]. In particular, induced displacements and site response. Numerical analyses are per­
these researches questioned the performance of HMCs in liquefaction formed through 3D nonlinear finite element models by applying unit cell
mitigation in terms of shear stress distribution or site response effects [2, approach available in OpenSeesPL. In order to calibrate the constitutive
8,15,17–19]. Although various researches have been carried out on the models used in the finite element model, numerical simulation of a
effectiveness of HMCs in liquefaction mitigation, many questions still laboratory experiment and a centrifuge test are carried out and the

* Corresponding author. Yıldız Technical University, Davutpaşa Campus, Civil Engineering Department, 34220, Esenler, İstanbul, Turkey.
E-mail addresses: selcukdemir@ibu.edu.tr (S. Demir), tohumcu@yildiz.edu.tr (P.T. Özener).

https://doi.org/10.1016/j.soildyn.2020.106337
Received 20 February 2020; Received in revised form 9 June 2020; Accepted 19 July 2020
Available online 21 August 2020
0267-7261/© 2020 Elsevier Ltd. All rights reserved.
S. Demir and P.T. Özener Soil Dynamics and Earthquake Engineering 139 (2020) 106337

analysis results are compared with the experimental measurements. (Rrd ) including shear strain incompatibility was proposed (Eq. (2)).
Following the verification of the numerical model, responses of the
1
improved and unimproved soils under earthquake loading are investi­ Rrd = [ ] ≤ 1.0 (2)
gated and evaluated by considering different parametric variables Gr Ar γ r CG + G1r (1 − Ar )
including, area replacement ratio (Ar ), shear modulus ratio (Gr ), and
improvement depth ratio (slenderness ratio) (L/d). where CG is an equivalent shear factor (CG = 1.0 for circular columns)
and γr is expressed as follows;
2. Background and prior numerical studies on seismic
performance of high modulus columns γ r = 1.04(Gr )− 0.65
− 0.04 ≤ 10 (3)
In 2016, Rayamajhi et al. [8] numerically carried out nonlinear 3D
In common engineering practice, HMCs are considered to be an
finite-element analyses in order to analyze the contribution of the shear
effective ground improvement method because of three primary reasons
reinforcement provided by granular columns with and without the
[1,20]; (1) installation of HMCs generally leads to a densification of the
generation of excess pore pressures. Their simulations showed that 3D
surrounding soil. Thus, lateral effective stress and load bearing capacity
nonlinear results are consistent with 3D linear elastic results and the
of the surrounding soil increase, (2) HMCs enhance drainage capacity of
shear stress reduction value can be reasonably estimated from Eq. (2) for
the composite soil and reduce the post-construction settlements, (3)
stiffer column elements reduce the seismic shear stresses acting on the Gr = 2 to 7. Lastly, Demir and Özener [17] investigated the seismic
surrounding soil. performance of HMCs using 2D nonlinear numerical simulations. They
The performance of high modulus columns against liquefaction has found that the shear strain compatible behavior does not appear be­
been discussed by many researchers through the examination of limited tween the columns and the surrounding soil. In addition, they concluded
well-documented case histories from past earthquakes [5,6,21,22]. In that values of shear strain ratio (γr ) obtained from 2D nonlinear analyses
addition, valuable experimental studies were performed for better un­ are lower than those which are obtained based on the shear strain
derstanding of the performance of HMCs in liquefiable soils. Adalier compatibility assumption [20] and the shear strain incompatibility
et al. [1] performed centrifuge experiments to investigate the mecha­ formulation [15] given in Eq. (3).
nism and effectiveness of stone columns on the seismic performance of Despite Rayamajhi et al. [15]’s linear elastic numerical analyses, KG
shallow footings. They concluded that stone columns can be an effective and γr equations given in Eq. (2) and Eq. (3) should be validated by
technique in the remediation of liquefaction induced settlements. different nonlinear numerical studies. These equations are not appli­
Recently, Rayamajhi et al. [9] discussed the reinforcing mechanisms of cable for columns having higher shear modulus. In Ref. [15], KG tends to
soil-cement columns in liquefiable soils by dynamic centrifuge tests. an increase instead of decrease when KG exceed 20 due to γr formulation
This experimental study showed that for the conditions of Ar = 30%, Gr given in Eq. (3), while KG decreases in accordance with Gr increase in Eq.
= 9.8, the shear reinforcement mechanism of soil-cement columns is not (1). Rayamajhi et al. [8] showed that KG reasonably estimated from Eq.
effective in stiffening the liquefiable soil profile and reducing the cyclic (2). However, Eq. (2) was not examined in their study using higher shear
stress ratios in the improved soil or reducing the liquefaction potential. modulus ratios and it is unclear to what extent the findings of Rayamajhi
Badanaghki et al. [2] conducted centrifuge experiments and questioned et al. [8] generalize to the estimation of KG . There is no research has
the performance of the granular columns in level ground and sloped soil shown that Eq. (2) or Eq. (3) can be used for all improved soils profiles to
conditions including, non-liquefiable soil deposit and a 3 storey building reveal shear stress reduction mechanism of HMCs. It also has not been
on the top surface. Their results showed that although granular columns completely demonstrated what the effectiveness of HMCs in liquefaction
reduce soil surface settlements and lateral soil displacements, acceler­ mitigation and the impact of the HMCs on the site response effects is.
ations at the soil surface and in the surrounding soil are seen to be Addressing these limitations, an extensive parametric numerical study
slightly amplified compared to unimproved soil cases. was carried out in this study.
In addition to field observations and experimental studies, there are
many numerical studies in the literature on liquefaction mitigation 3. Finite element modeling studies with OpenSeesPL
improved with HMCs. While some of these studies focused on the per­
formance of the HMCs on reducing lateral displacements and excess pore The seismic response of a liquefiable soil reinforced with HMCs and
pressure dissipation behavior [14,23,24], others investigated the shear stress/strain distributions between liquefiable soil and HMCs were
seismic shear stress distribution mechanism of the HMCs in liquefiable investigated by using a three-dimensional (3D) finite element model
soils [8,15,17–19]. OpenSeesPL [25]. This software, which is based on OpenSees [26], can
The first design approach for the seismic shear stress distribution of reproduce the high non-linear plasticity of soils under cyclic loads and
HMCs was proposed by Baez [20]. This design approach requires the the corresponding liquefaction induced effects. OpenSeesPL has a
assumption of shear strain compatibility (γr = 1) between the column graphical user interface that is provided pre and post-processing for the
and the surrounding soil. Here, γr is defined as the ratio of shear strains input of model details and for plotting the output data. In recent years,
of the stiff column (γ sc ) to shear strains of the surrounding soil (γ s ) be­ OpenSeesPL has been widely used in many pile-soil/column-soil inter­
tween the stiff columns. In this approach, the seismic shear stress action problems [14,23,24,27].
reduction can be evaluated by computing shear stress reduction factor
(KG ), which is the ratio of shear stress in the soil after improvement over 3.1. Soil profile and input motion properties
shear stress in the soil before improvement (Eq. (1)).
A hypothetic soil profile was defined in the numerical analysis,
1
KG = [ ] (1) which is composed of 0.5 m thick unliquefiable sand layer overlain by a
Gr Ar + G1r (1 − Ar ) 20 m thick liquefiable sand layer. The liquefiable soil was represented
with loose Nevada sand properties having a relative density (Dr ) of 40%.
However, recent 2D and 3D numerical studies have questioned the On the other hand, unliquefiable soil was modeled as a dense sand
applicability of the shear strain compatibility [9,16,18–20]. In 2014, corresponding to Dr of 90%. The groundwater table (GWT) was located
Rayamajhi et al. [15] performed 3D linear-elastic numerical analyses below 0.5 m from the ground level. At the bottom of the liquefiable soil,
and concluded that the shear strain compatibility assumption signifi­ a rigid layer was formed to provide input earthquake motion from this
cantly overestimates the seismic shear stress reduction for the columnar layer. A real acceleration-time history was used as input motions for the
elements. As a result of their study, a new shear stress reduction factor analyses. The input motion used in this study was a scaled version of the

2
S. Demir and P.T. Özener Soil Dynamics and Earthquake Engineering 139 (2020) 106337

recording at IZT090 station during the 1999 Kocaeli earthquake. Fig. 1


illustrates the scaled version of the acceleration-time history of the input
motion.

3.2. Modeling details

In this study, a unit cell approach was used in the numerical analyses.
The discretization of the numerical model (Ar = 10%, L/ d = 15) is
shown in Fig. 2.
For a periodic large (infinite) group column system, the unit cell
approach is chosen in order to simplify the numerical simulations and
investigate the whole group behavior with a periodic boundary condi­
tion. A detailed description of the periodic boundary condition used in
this study can be found in Ref. [28]. The unit cell approach was applied
in the numerical model with the following boundary conditions;

1. Due to the symmetry, only half of the unit cell was modeled, and the
nodes along the symmetric (inner and outer) boundaries were fixed
against out-of-plane (i.e., y-direction) displacement but allowed to
displace along with the shaking (i.e., x-direction) and vertical di­ Fig. 2. Details of the finite element discretization and modeling properties of
rection (i.e., z-direction). the numerical model.
2. The displacement degrees of freedom of the right and left boundary
nodes (periodic boundary) were tied together both longitudinally minimum shear wave velocity (Vs,min ) were considered about 80 m/s.
and vertically to provide identical movement of the nodes at any With the parameters of this study, the average element size was deter­
given depth using the penalty method. mined to be 0.67 m. Fig. 3 shows a detailed mesh configuration of the
3. The base of the model was fully fixed, and seismic excitation was numerical model in the horizontal direction with varying Ar values. As
applied along the base in the x-direction. seen from Fig. 3, maximum AES was obtained about 0.5 m in the case of
4. The base of the model and symmetric boundaries were modeled to be Ar = 5% and smaller than 0.67 m. In addition, unliquefiable and liq­
impervious. uefiable soil layer meshes in the vertical direction were uniformly
5. The soil surface was modeled as stress-free. divided as 0.25 m and 0.5 m, respectively.
The material behavior was considered as linear-elastic during the
The soils and HMC were modeled by 8-node, brickUP elements [29, application of gravity load (initial condition). After the initial stress
30] with solid-fluid fully coupled material, which was based on the stage was completed, all materials were set to the plastic stage and dy­
solid-fluid formulation for saturated soil [31,32]. Each node of the namic loading was applied to the base of the model. The Newmark
8-node brickUP element had four degrees of freedom (DOFs), three for integrator method with the parameters γ = 0.6 and β = 0.3025 was used
translational displacements of a soil skeleton, and one for pore water to integrate the equations of motion. The energy increment test with the
pressure. Pressure Dependent Multi Yield02 (PDMY02) constitutive tolerance of 1.0e− 6 was utilized to control convergence checking. For
model by Ref. [30] was used to represent unliquefiable and liquefiable each time step, the solution was obtained using the Krylov-Newton al­
soil behavior. The high modulus column was modeled using the Pressure gorithm with Krylov subspace acceleration [26,34]. A Rayleigh damping
Independent Multi Yield (PIMY) constitutive model [30]. The selection of 3% was used in the numerical analyses.
of the PDMY02 and PIMY model parameters were discussed in Section
3.3. HMCs were connected to the soil elements directly with no interface
3.3. Calibration of the constitutive model
elements.
In order to avoid numerical dispersion and simulate the wave
The liquefiable and unliquefiable layers were modeled using the
propagation with accurately, an average element size (AES) was defined
Pressure Dependent Multi Yield02 (PDMY02) constitutive model [30,35,
by considering the criteria suggested by Kuhlemeyer and Lysmer [33].
According to Ref. [33], an average element size should be equal to or
smaller than approximately one-eighth of the wavelength (λ) associated
with the highest-frequency component (fmax ) of the input wave (Eq. (4)).
λ Vs,min
AES ≤ = (4)
8 8fmax

fmax is typically around 10–15 Hz. In this study, fmax = 15 Hz, and the

Fig. 3. Comparison of the mesh views of the numerical model for different
Fig. 1. Acceleration-time history of the input motion. Ar value.

3
S. Demir and P.T. Özener Soil Dynamics and Earthquake Engineering 139 (2020) 106337

36], which is based on the multi-yield-surface-plasticity theory [37]. Table 1


This model is an elastoplastic model used to simulate the cyclic response PDMY02 and PIMY model parameters of the soil layers and HMC.
of soils whose behavior is sensitive to applied stresses (cohesionless Parameters Description Liquefiable Unliquefiable HMC
soils). The PDMY02 model includes various features such as dilatancy, Layer Layer
nonflow liquefaction, permanent shear strain accumulation, and Dr (%) Relative density 40 90 –
continuously updating pressure dependent shear modulus. These fea­ ρ (ton/m3) Density 1.96 2.04 2.30
tures play important role for modeling the undrained response of sands pref (kPa) Reference effective 101 101 101
subjected to cyclic loading [30]. Besides, shear modulus, friction angle, confining stress
phase transformation angle, and contraction-dilation parameters are the Gmax,oct Octahedral low- 11.8a 34.0a b

critical parameters of the model that control the behavior in the (MPa) strain shear modulus

PDMY02. γmax,r (%) Maximum 0.1d 0.1d 0.1d


octahedral shear
For HMC material, Pressure Independ Multi Yield (PIMY) model [30]
strain
is used. The PIMY model is an elastoplastic model used to simulate Br (MPa) Bulk modulus 31.5c 90.8c b,c

monotonic or cyclic response of materials whose shear behavior is d Pressure dependency 0.5d 0.5d 0d
insensitive to the confinement change. It uses nested Von Mises yield coefficient
surfaces [38,39] and an associative flow rule. Plasticity is exhibited in c (kPa) Cohesion 0.1d 0.1d 215.3e
the deviatoric stress-strain response, while the volumetric stress-strain φ∘ txc Triaxial friction 32f 42f 0
angle
response is linear-elastic and independent of the deviatoric response φ∘ pt Phase 27g 32g –
[26]. transformation angle
Liquefiable soil model parameters were calibrated in two steps. As a c1, c2, c3 Contraction 0.25, 4.5, 0.014, 2.0, –
first step, model parameters were calibrated based on undrained cyclic coefficients 0.2g 0.15g
d1, d2, d3 Dilation coefficients 0.4, 3.0, 0.0g 0.36, 3.0,
direct simple shear (CDSS) test results of saturated Nevada sand per­

0.005g
formed by Arulmoli et al. [40] (VELACS project, CDSS-4009). In the NYS Number of yield 20d
20d 20d
second step, results of a centrifuge test performed by Rayamajhi et al. surface
[9] was used to demonstrate the capability of the model under dynamic k (cm/sec) Permeability 0.006 0.005 1.10–7h
loading. coefficient
a
Shear modulus of the soil layers were calculated based on Ref. [41].
3.3.1. CDSS test results b
Shear modulus and bulk modulus of the HMCs were assigned relative to
The cyclic response of the Nevada sand was evaluated through cyclic liquefiable soil material.
c
simple shear test simulations using OpenSees 2.4.5. On the other hand, Bulk modulus was calculated from shear modulus and Poisson’s ratio as
the recommended and default parameters for a dense soil with Dr = 90% described in Ref. [41].
d
The default parameters were used suggested by Ref. [25].
were used in the numerical analyses to simulate unliquefiable soil e
Cohesion was obtained from shear modulus as described in Ref. [41].
behavior. The calibrated soil model parameters were summarized in f
The friction angles were approximately selected based on relative density
Table 1. Comparisons of experimentally measured and numerically based empirical relationship in Ref. [42].
predicted responses of Nevada sand during CDSS test were presented in g
Appropriate values were selected recommended by Refs. [25,26].
Fig. 4. As shown in Fig. 4, a good agreement with the laboratory h
In this study, drainage mechanism of the HMCs are ignored and the
experiment results was achieved under different conditions. permeability coefficient is employed too low for the HMCs.

3.3.2. Centrifuge test results history, and displacements.


The numerical model was also validated with the results of a The measured and computed excess pore pressure ratio (ru ) and ac­
centrifuge test model performed by Rayamajhi et al. [9] using calibrated celeration time histories at different depths are shown in Fig. 6. It is seen
soil parameters. The centrifuge test setup and the instrumentation lay­ from Fig. 6(a) that a good agreement is obtained between the measured
outs are shown in Fig. 5(a). This centrifuge test model consists of and computed ru values (where ru = Δu/σ ’v0 ; Δu = excess pore water
three-layered soil profile. The top and bottom layers are in 2 m thick­
pressure, σ’v0 = initial vertical effective stress). Fig. 6(b) shows measured
nesses and were formed with medium dense Monterey sand ( Dr ≈ 60%)
and computed acceleration-time histories at points a3, a4, a5, and a6. It is
and dense Monterey sand (Dr ≈ 90%), respectively. Loose Nevada sand
concluded that the numerical model is capable of predicting the
(Dr of about 40%) was used in the middle layer to represent liquefiable
acceleration-time history responses. However, the measured accelera­
soil. Soil layers were saturated with a de-aired mixture of
tions exhibit large spikes at some points and numerical simulations
methyl-cellulose and deionized water. The water level was located at a
underestimated the magnitudes of the accelerations at these corre­
depth of 1.5 m from the ground surface. The model was built in a hinge
sponding nodes. This is due to the cyclic mobility behavior of the loose
plate container having internal prototype dimensions of 19 m length, 10
sand layer under strong level of shaking [43].
m width and 10.5 m height. Model test was performed under 50 g of
Soil and column surface settlements and horizontal displacement
gravitational acceleration. Permeability coefficients of soils in the model
obtained from numerical simulations are compared with those measured
were 1.67 times higher than the actual values at 50 g due to the laws of
during the centrifuge test as shown in Fig. 7. In general, the numerical
centrifuge modeling. The soil profile was excited horizontally at the base
results are seen to be in close agreement with the measured horizontal
with a scaled version of a 1999 Chi-Chi earthquake. The time history of
displacement throughout the shaking. Column surface settlement is
the input motion is shown in Fig. 5(b). Calibrated soil parameters given
computed to be in good agreement with the measured settlement,
in Table 1 were used to simulate the soil layers with relative densities of
whereas the computed soil surface settlement is about 10% lower than
90% and 40%. On the other hand, parameters suggested by Ref. [25]
the measured settlements.
were used to simulate the soil layer with Dr of 60%. Soil profile was
reinforced with 18 soil-cement columns having a diameter of 1.75 m
4. Parametric analysis and evaluation of the analysis results
with 2.8 m spacing in a rectangular grid and with an area replacement
ratio of 30%. PIMY model was used to model column behavior by taking
The main aim of this paper is to show the effect of HMCs on the
into account columns Elasticity modulus (E) and Poisson ratio (ν) to be
seismic performance of free field liquefiable soil deposit and to evaluate
417 MPa and 0.2, respectively [9]. Measured and predicted results were
the effectiveness of the HMCs in liquefiable soil conditions through
compared in terms of excess pore pressure ratio, acceleration-time

4
S. Demir and P.T. Özener Soil Dynamics and Earthquake Engineering 139 (2020) 106337

Fig. 4. Comparisons of the laboratory measurements and simulated results of Nevada sand (σ’v = 80 kPa, CSR = 0.093).

Fig. 5. (a) Centrifuge test setup and instrumentation layout (Model 2), (b) Time history of the input motion, (Rayamajhi et al. [9]).

parametric analysis. For this purpose, a 20 m thick hypothetical lique­ ratio (ru ), ground surface settlements (uy ), lateral displacements (ux ) and
fiable soil profile was modeled and the effect of HMCs on reducing the response spectra (Sa ).
liquefaction potential was investigated both for improved and unim­
proved cases. A set of parametric analyses were performed for both
unimproved and improved soil conditions with different values of area 4.1. Shear stress reduction factor (KG )
replacement ratio (Ar ), shear modulus ratio (Gr ) and improvement depth
ratio (L/d). The length to diameter ratios of HMCs were selected to be L/ The principle mechanisms of HMCs may be considered as the
d = 5, 10, 15, and 20 in the numerical analyses. Besides, four different densification of the surrounding soil during installation, reducing the
area replacement ratios (Ar ) of 5%, 10%, 20%, 40% and six different generation of excess pore water pressure (in stone columns and rammed
stiffness ratios (Gr ) of 2, 5, 10, 20, 40, 80 were considered in the ana­ aggregate piers) and decreasing the seismic shear stress of the sur­
lyses. A detailed illustration of the parametric cases is shown in Fig. 8. rounding soil. Based on the improvement mechanism of HMCs against
In the improved soil condition, Gr denotes the shear modulus ratio soil liquefaction, the seismic shear reinforcement mechanism can be
(stiffness ratio) between shear modulus of the HMC to shear modulus of obtained using shear stress reduction factor (KG ), which is the ratio
the surrounding soil. Also, Ar is defined as the area of the HMC to the shear stress in the soil after improvement over the shear stress in the soil
total plan area; before improvement.
In this study, the peak values of the seismic shear stresses are used to
Ar =
πd2
(5) calculate KG for both the improved and unimproved condition. In
4s2 addition, site response effects are not taken into account (i.e., the peak
surface accelerations are considered to be the same before and after soil
where d = HMC diameter, s = spacing between center of HMCs (Fig. 2).
improvement).
Analysis results were evaluated in terms of shear stress reduction
Since the design parameters such as area replacement ratio (Ar ),
factor (KG ), shear strain ratio between HMC and surrounding soil (γ r ),
shear modulus ratio (Gr ) and improvement depth ratio (L/d) play an
peak surface accelerations (amax,s ), maximum horizontal accelerations
important role in the shear stress reduction behavior of a liquefiable soil
(amax ), factor of safety against soil liquefaction (Fs), excess pore pressure
improved with HMCs, their effects on the shear stress reduction are

5
S. Demir and P.T. Özener Soil Dynamics and Earthquake Engineering 139 (2020) 106337

Fig. 6. Comparison of measured and computed excess pore water pressure ratios and accelerations at different depths.

The effect of the improvement depth ratio (L/d) on the KG by fixing


Ar to 20% is also investigated and presented in Fig. 10. The results in
Fig. 10 show that improvement depth ratios slightly change the varia­
tions of KG with depth. KG values are seen to decrease with increasing Gr
for different values of improvement depth ratios (L/d). These results
regarding the effect of various design parameters (Ar , Gr , L/d) on shear
stress reduction factor (KG ) suggest that for low shear modulus ratios
such as Gr = 2 and Gr = 5, seismic shear stress reduction may not be
achievable in design and it appears to be more significant for higher
shear modulus ratios. Additionally, these results drawn from the
nonlinear analyses are also consistent with the linear elastic results re­
ported by Rayamajhi et al. [15].

4.2. Shear strain ratio (γr )

In order to be able to analyze if shear compatibility deformation


develops in the improved soil or not, the ratio of shear strains in the
HMCs to shear strains in the surrounding soil is computed. As a result of
the numerical analyses, the peak shear strains developed in HMC and
Fig. 7. Comparison of measured and computed displacements at ground sur­ surrounding soil are used to calculate shear strain ratio (γ r ). The γ r
face level. values plotted with depth for different Ar and Gr values are shown in
Fig. 11, while the γr values with respect to different values of Gr and L/d
investigated separately and shown in Fig. 9 and Fig. 10. In Fig. 9, the values are shown in Fig. 12. As can be seen in Fig. 11, for different values
variation of KG values with different Ar , Gr , and constant L/ d (L/ d= 15) of Ar and Gr values ranging from 5 to 40, the γ r values are below 1.0 and
is shown. As it seen from Fig. 9, in general KG values are seen to decrease a significant shear strain incompatibility is seen to occur between HMC
with increasing Gr and Ar values. In these analyses, KG values decrease and the surrounding soil. For the performed range of Ar and Gr values,
about 11% for the case of Ar = 5% and about 55% in case of Ar = 40% the γr values are seen to increase with depth and strain compatible
when Gr increases from 2 to 80. It is concluded that the effect of Gr in­ deformation (γr =1.0) is only obtained at 15 m depth when Gr is 2.
crease on the KG values is much more pronounced at higher Ar values. Additionally, in general under a constant improvement depth ratio
Besides, KG values are calculated to be equal or more than 1.0 for all Gr (L/d), γr values are seen to decrease with increasing Gr . The results
values when Ar = 5%, which means that the improved soil experience presented in Fig. 11 also show that the increase in Ar values slightly
higher seismic shear stress than the unimproved soil. This result also affects the γ r distributions with depth. The effect of improvement depth
implies that seismic shear stress reduction is not seen when Ar = 5% and (L/d) on the values of shear strain ratio is also examined and plotted in
seismic shear stresses acting on the improved soil are increased based on Fig. 12. As it is seen in Fig. 12, the increase in L/d values causes an in­
unimproved soil condition. In addition, KG is obtained more than 1.0 for crease in γr values if the soil profile depth is more than 6.0 m. Conse­
all Ar values when Gr = 2 and Gr = 5. quently, nonlinear numerical analysis results showed that the shear

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S. Demir and P.T. Özener Soil Dynamics and Earthquake Engineering 139 (2020) 106337

Fig. 8. Parametric analysis details, a) unimproved soil condition, b) improved soil condition with different parameters.

Fig. 9. Variation of the KG values for different Ar and Gr values (L/d= 15).

Fig. 10. Variation of the KG values for different L/d and Gr values (Ar = 20%).

strain compatible behavior does not appear to develop between the they both affect natural frequency of the improved soil, shear modulus
HMCs and the surrounding soil. and damping properties. While the ratio of amax,s,I /amax,s,U remains
almost constant with the increase of Gr and L/d for Ar = 5%, the ratio is
seen to increase prominently in case of Ar = 40%.
4.3. Peak surface accelerations (amax,s ) Besides, recent experimental studies [2,44] concluded that soil
improvement with columns caused acceleration increase at the ground
Fig. 13 shows the comparison of peak surface accelerations of the surface which means that these columns generally increase ground
improved soil (amax,s ,I ) and unimproved soil (amax,s,U ) for different Ar , Gr , surface accelerations and may cause soil amplification. Therefore, since
and L/d values. In general, it can be said that the ratio of the horizontal accelerations transferred to the superstructure have a
amax,s ,I /amax,s,U > 1.0 and the presence of the HMCs amplifies soil surface critical role in the superstructure safety and improved system perfor­
accelerations. From the numerical analysis results, it is found that the mance, the impact of HMC on the surface accelerations needs to be
amax,s,I /amax,s,U ratio generally increases with the increase in Ar and Gr as considered in liquefiable soils improved with rigid columns.

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S. Demir and P.T. Özener Soil Dynamics and Earthquake Engineering 139 (2020) 106337

Fig. 11. Variation of the γr values for different Ar and Gr values (L/d= 15).

Fig. 12. Variation of the γr values for different Gr and L/d values (Ar = 20%).

Fig. 13. Variation of amax,s,I /amax,s,U ratio with respect to Ar , Gr , and L/d.

The site response effects have an important role in evaluating actual improved soil can be used to obtain the actual seismic shear stresses in
seismic shear stresses in the surrounding soil for the improved case. the soil as follows;
Hence, the shear stress reduction factor (KG ) used in seismic shear stress amax,s,I
computations needs to be modified considering site response effects. For KG,mod = KG (6)
amax,s,U
this, a modified (design) shear stress reduction factor (KG,mod ) for the

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S. Demir and P.T. Özener Soil Dynamics and Earthquake Engineering 139 (2020) 106337

It should be noted that in numerical models, strong impedance 4.6. Maximum surface settlements and lateral displacements (uy and ux )
contrasts can play a major role in soil amplifications. However, in this
study the influence of different impedance contrasts between soil and In order to be able to see the effectiveness of high modulus columns
underlying bedrock are not evaluated. in reducing the liquefaction induced soil deformations, the numerical
analysis results were evaluated by examining the effect of Ar and Gr on
ground surface settlements (uy ) and lateral displacements (ux ). Each
4.4. Variations of maximum horizontal acceleration (amax ) with depth value was obtained on the soil nodes in the horizontal plane (x axis) as
shown in Fig. 16(a). Fig. 16(b) shows the variation of the maximum
The variation of the maximum horizontal accelerations (amax ) in the ground surface settlements (uy ) for different values of Ar and Gr . It is
surrounding soil obtained along with depth with varying values of Ar seen from Fig. 16(b) that, the increase of Ar and Gr generally led to a
and Gr are shown in Fig. 14. In general, amax values increase up through slight difference in surface settlements as compared to the unimproved
the soil profile and reaches the maximum value at the soil surface both soil case. Some possible reasons of this finding can be attributed to the
for unimproved soil and improved soil cases. The presence of the HMCs use of low permeability coefficient for representing a composite soil
causes amax increase through the soil profile as compared to the unim­ system composed of liquefiable soil reinforced with HMCs and not using
proved soil. Besides, the Ar and Gr increase slightly effect amax variations a variable permeability function for liquefiable soil layer during earth­
with depth for a given constant Ar (Ar = 20%) and Gr (Gr = 20) values. quake motion. Recent studies [45–47] showed that a variable perme­
The amax at the ground surface is about 0.14 g for the unimproved soil ability function should be used instead of a constant permeability
and this value increases when the soil is improved with HMCs for all Ar coefficient in order to obtain more realistic excess pore water distribu­
and Gr combinations. For values of Ar = 20% and Gr = 80, amax is seen to tions and ground surface settlements. Hence, it is thought that a
reach a maximum value of 0.18 g. As a result, comparing with the un­ meaningful result may be obtained in terms of ground surface settle­
improved soil condition, it is seen that installation of HMCs in a lique­ ments if the liquefiable soil permeability is modeled with variable
fiable soil profile may amplify ground surface accelerations and cause an permeability function. In order to support this idea simply, instead of
increase in maximum horizontal accelerations throughout the soil using a variable permeability function, permeability coefficient of the
profile. liquefiable soil (k) was assumed to be ten times (10k) greater than the
actual soil permeability. Simulation results with increased permeability
4.5. Excess pore pressure ratio (ru ) are presented in Fig. 16(c). As seen from Fig. 16(c), reasonable results
were obtained in settlement values and the presence of the HMCs
Fig. 15 shows the variation of the maximum excess pore pressure decreased soil surface settlements as compared to unimproved soil with
ratios (ru ) throughout the soil profile. Excess pore pressure ratios for the Ar and Gr increase. These results are consistent with the results reported
improved soil with varying Ar and Gr parameters are compared with the by Adalıer et al. [1] and Rayamajhi et al. [9].
unimproved soil conditions. The results of the effects of Ar and Gr on the Fig. 17 presents the variation of lateral displacements throughout the
values of ru under fixed Gr (Gr =20) and Ar (Ar = 20%) values are pre­ soil profile at the end of the shaking for fixed Ar and L/d values (Ar =
sented in Fig. 15(a) and (b), respectively. In general, as seen from Fig. 15 20% and L/d = 20) and fixed Gr and L/d values (Gr = 20 and L/d = 20).
(a) and (b) when the liquefiable soil is improved with HMCs, ru values In general, horizontal displacements in improved soil case decrease as Ar
are seen to vary between 0.9 and 1.0 and no significant decrease is seen and Gr increase. The maximum lateral displacement of the improved soil
in the ru values with increasing Ar and Gr as compared to the unim­ at the soil surface is only 1.0 cm smaller than the unimproved soil (ux
proved soil. This behavior is expected, since in the numerical analyses, a decreases from 4.5 to 3.5 cm). The analyses results show that HMCs
low permeability coefficient (k = 1.10− 7 cm/s) is assigned to the HMCs, slightly reduce the lateral displacements as observed by Rayamajhi et al.
so the presence of the HMCs causes a decrease of the composite system [9]. As a result of the centrifuge test results performed by Rayamajhi
(soil + column) permeability as compared to the unimproved soil. et al. [9], it is observed that the soil improvement with soil-cement
Therefore, any significant decrease is not seen in the ru values of the columns did not put significant contribution in reducing lateral de­
surrounding soil with increasing Ar and Gr values. On the other hand, it formations of the liquefiable soil profile. On the other hand, some
should be noted that high modulus columns such as stone columns or experimental studies investigated the impact of the columns on the
rammed aggregate piers that have high permeability may reduce the lateral displacements and concluded that these columns notably effec­
peak values of ru and may cause an excess pore pressure dissipation in tive in reducing lateral displacements [2,44].
the surrounding soil.

4.7. Acceleration response spectra (Sa )

Fig. 18(a) and Fig. 18(b) compare the acceleration response spectra
of the improved and unimproved soil cases with varying Ar and Gr
values, respectively. As it is seen from Fig. 18(a) and (b), the spectral
accelerations of the unimproved soil are lower than the improved case at
periods lower than 1.0 s (T < 1.0 s). On the other hand, spectral accel­
erations of the improved soil are seen to decrease between the periods of
1.0s and 2.4s. Under a fixed Gr value (Gr = 20), spectral accelerations are
seen to increase with the increase of Ar from 5% to 40%. Additionally,
for a constant value, spectral acceleration amplitudes are seen to in­
crease as increases at periods lower than 1.0 s. On the other hand, de-
amplifications are seen to occur with increasing value of and at vibra­
tion periods higher than 1.0 s.
The overall numerical analysis results presented in Fig. 18 show that
Ar and Gr increase may lead to an increase in spectral accelerations at
periods less than 1.0 s. This increase in spectral accelerations is impor­
tant since it means that increased seismic demand may arise for struc­
Fig. 14. Variation of amax values throughout the soil profile. tures which are seating on soils improved with high modulus columns.

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S. Demir and P.T. Özener Soil Dynamics and Earthquake Engineering 139 (2020) 106337

Fig. 15. Distribution of the ru values with depth.

Fig. 16. (a) Top view of the soil profile, (b) variation of uy under different Ar and Gr values, (c) effect of increased permeability on the soil surface settlements.

5. Discussion

The assumption of shear strain compatibility used in the design of


liquefiable soils reinforced with high modulus columns is questioned by
several studies carried out recently [15,17–19]. In this study, based on
the numerical analysis results given in Fig. 9, the average KG values were
computed with depth and a shear stress reduction chart was plotted by
considering different Ar and Gr values as shown in Fig. 19(c). Addi­
tionally, as seen in Fig. 19(a) and (b), shear stress reduction factors (KG )
were also computed according to the design expressions proposed by
Baez [20] and Rayamajhi et al. [15] and compared with the results of
this study. As seen in Fig. 19, KG curves obtained from the nonlinear
numerical analyses presented in this study are quite different from the
curves developed by Baez [20] and Rayamajhi et al. [15] in terms of KG
values. Additionally, the chart which is created based on the relationship
proposed by Rayamajhi et al. [15] seems to be not applicable for higher
modulus columns (for large Gr values) since KG values tend to increase
when Gr values are more than 20.
Fig. 17. Plots of ux versus depth for different Ar and Gr values. For a given improved case with Ar = 20%, Gr = 40 (e.g deep mixing
columns, jet grout columns) and L/d = 15, KG (shear stress reduction
factor) values are obtained by using three different approaches (shown

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S. Demir and P.T. Özener Soil Dynamics and Earthquake Engineering 139 (2020) 106337

Fig. 18. Spectral accelerations of improved and unimproved soil at the soil surface under different Ar and Gr values.

Fig. 19. Variation of shear stress reduction factor (KG ) with Ar and Gr , (a) Baez [20], (b) Rayamajhi et al. [15] (c) This study.

in Fig. 19) and the values are computed to be KG = 0.11, KG = 0.81, and According to the linear elastic numerical analysis results reported by
KG = 0.75 according to Baez [20], Rayamajhi et al. [15] and this study, Rayamajhi et al. [15], γr is estimated from a function that depends on Gr .
respectively. The KG values computed based on Rayamajhi et al. [15] In this paper, the average γr values are calculated along with depth from
and this study implies that the presence of high modulus columns with Fig. 12 (Ar = 20%, L/d = 20) and compared with the results of linear
high stiffness may not significantly reduce the seismic shear stresses in elastic numerical study carried out by Rayamajhi et al. [15]. As shown in
the surrounding liquefiable soil as considered in current engineering Fig. 20, the relationship between γ r and Gr obtained from this study is
design. On the other hand, the lowest shear stress reduction factor (KG ) similar to the curve obtained from the relationship proposed by Raya­
is obtained by using the approach of Baez [20] which is based on the majhi et al. [15]. However, it is seen that γ r -Gr distribution shown in
assumption of shear strain compatibility. Based on this comparisons, it Fig. 20 differs from Rayamajhi et al. [15] in the range of between Gr = 5
seems that the current design method proposed by Baez [20] signifi­ and 40. Two main reasons may have led this difference in γr versus Gr
cantly overestimates the seismic shear stress reduction in soils improved curves. Firstly, in this study, the peak seismic shear strains in HMC and
with HMCs. the surrounding soil were used to calculate γ r values, whereas seismic
Baez [20] assumed that rigid columns behave as a shear beam so, γ r shear strain values at the time when shear stress reduction factor (KG ) is
becomes 1.0 due to shear strain compatibility. However, the study maximum were used to calculate γr values in the study performed by
performed by Rayamajhi et al. [15] showed that shear strain compati­ Rayamajhi et al. [15]. Secondly, in this study, the γr values were
bility assumption is not valid between HMC and the surrounding soil. computed based on the results of 3D nonlinear numerical analyses,

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S. Demir and P.T. Özener Soil Dynamics and Earthquake Engineering 139 (2020) 106337

applications, modified shear stress reduction factor (KG,mod ) should be


used in Eq. (10) instead of using KG .
For the improved soil conditions, Ar , Gr and L/d parameters are
considered to be 20%, 80 and 20 respectively and Fs against liquefaction
is computed using Eq. (10). Here, KG,mod is computed from Eq. (6). In Eq.
(6), the ratio of amax,s,I /amax,s,U and KG value are determined to be 1.36
and 0.58 from Figs. 13 and 19, respectively.
Fig. 21(a) shows the significance of site response effects on the
determination of liquefaction potential. As seen from Fig. 21(a), the
variation of the factor of safety against liquefaction for unimproved case
and improved cases are illustrated comparatively. when site response
effects are ignored, the Fs values computed for improved soil conditions
become more than 1.0 compared to the unimproved soil conditions. On
Fig. 20. Comparison of γr versus Gr plots obtained from different studies. the other hand, if site response effects are considered (amax,s,I /amax,s,U ∕
=
1.0), Fs values are seen to drop below 1.0 throughout the soil profile.
while the results carried out by Rayamajhi et al. [15] are based on 3D Therefore, for Fs computations against liquefaction, site response effects
linear elastic analyses. need to be considered if the liquefiable soil is improved with HMCs.
Additionally, in order to point out the effect of the shear stress
reduction values (KG ) on the liquefaction resistance in the case of
5.1. Effect of shear strain compatibility and incompatibility on the factor amax,s,I /amax,s,U = 1.0, Fs values obtained from different approaches ([15,
of safety against liquefaction (Fs) 20] and this study) are calculated and results are presented in Fig. 21(b).
As seen from Fig. 21(b), significant differences are obtained from the
In order to evaluate the effect of HMCs on liquefaction resistance, the results of the three approaches. The KG obtained from the approach
values of factor of safety against liquefaction (Fs) are computed based on proposed by Ref. [20] gave the lowest value and consequently led to the
simplified procedure [48] for the improved and unimproved cases. highest value of Fs. On the other hand, the similar Fs values along depth
For the unimproved soil, the Fs against liquefaction can be calculated are seen to be obtained from the result of this study and Ref. [15].
by the ratio of cyclic resistance ratio (CRR) over cyclic stress ratio (CSR) Accordingly, the shear strain compatibility assumption proposed by
as shown in Eq. (7). Baez [20] gives Fs higher than expected in the current design
methodology.
CRR
Fs = MSF (7)
CSR

where, MSF is a magnitude scaling factor that is used to adjust the CSR to 5.2. Effect of input motion intensity (amax )
a specific value of the earthquake magnitude. The CSR and CRR values
can be computed as follows, In order to investigate the effect of input motion intensity on shear
stress reduction factor (KG ) and shear strain ratio (γr ), the input motion
amax,s σ v
CSR = 0.65 rd (8) given in Fig. 1 was scaled from amax ¼ 0.10 g to 0.49 g. The effect of input
g σ ’v motion intensity on shear stress reduction factor (KG ) and shear strain
ratio (γr ) for different values of Ar and Gr are shown in Figs. 22 and 23. In
1 N1,60 50 1
CRR = + +( )2 − (9) Fig. 22(a) the variation of KG values for amax = 0.49 g are shown for
34 − N1,60 135 200
10N1,60 + 45 different Ar and Gr values. It is observed that KG values are seen to
decrease with the increase in Ar and Gr for amax = 0.49 g. These varia­
where g is gravity, σ v is the total stress in the soil, σ ’v is the effective stress tions are different from the variations given in Fig. 19(c) for amax = 0.1 g.
of the soil, rd is the depth reduction factor to account for non-rigid Fig. 22(b) compares the variations of KG for shaking intensities of amax =
response of the soil column and N1,60 is corrected SPT blow count. 0.1 g and 0.49 g for Gr = 5, 20, and 80. As seen from 22(b), the increase
The corrected SPT blow count of the liquefiable layer is computed to of the input motion intensity from amax = 0.1 g to 0.49 g leads to a
be about N1,60 = 8 which corresponds to a relative density of Dr = 40% decrease in KG values for all values of Ar and Gr . Additionally, the
based on the correlation given in Ref. [49]. The factor of safety Fs of comparisons of γ r -Gr distributions obtained from numerical simulations
unimproved soil is calculated by using Eq. (7), in which the MSF is for two different input motion intensities and relationships proposed by
assumed to be 1.0, the CRR is calculated to be 0.096 by using Eq. (9) Baez [20] and Rayamajhi et al. [15] are also shown in Fig. 23. As shown
prior to HMC installation, and the CSR is computed by using the pa­ in Fig. 23, as the input motion intensity amax increases, γr -Gr distribution
rameters of amax,s , σv , σ’v , and rd . The amax,s , which is the peak surface decreases and difference between these two curves becomes more pro­
acceleration, is obtained to be 0.14 g from Fig. 14 for the unimproved nounced for the Gr values below 10. Also, it is seen from Fig. 23 that the
soil condition. γ r -Gr distribution obtained at amax = 0.1 g is in accordance with Raya­
For the improved case, the performance of improved soil against majhi et al. [15] for smaller Gr values. Similar observations are reported
liquefaction (Fs) was investigated by using the modified shear stress by Rayamajhi et al. [8] for Gr = 5, 7, and 9 that γ r -Gr distribution ob­
reduction factor (KG,mod ) as given in Eq. (10). tained from nonlinear analysis results is reasonably similar with the
results of linear-elastic study by Rayamajhi et al. [15] at 0.05 g and 0.2 g
CRR
Fs = MSF (10) input motion intensities. However, it should be noted that the curves
CSR*KG,mod
obtained from this study for amax = 0.1 g differ from the curves reported
In practice, the factor of safety against liquefaction of the improved by Rayamajhi et al. [15] for higher Gr values. This discrepancy becomes
soil is calculated based on the assumption of shear strain compatibility more pronounced if the value of Gr is between 2 and 30 for input motion
and site response effects are ignored. However, as obtained from the intensity of amax = 0.49 g. It should be also noted that, as seen in Fig. 23,
results of this study, the shear strain compatibility does not occur be­ γ r -Gr curves estimated from this study are completely different from the
tween HMC and surrounding soil. Additionally, it is computed that the curves proposed by Baez [20]. The overall evaluations and discussions
maximum horizontal accelerations at the ground surface before and made in this paper indicate that more field data from case histories and
after soil improvement is not the same. Therefore, in design well-instrumented experimental studies are needed to reveal the shear

12
S. Demir and P.T. Özener Soil Dynamics and Earthquake Engineering 139 (2020) 106337

Fig. 21. Variation of Fs values throughout the soil profile.

Fig. 22. (a) Variation of shear stress reduction factor (KG ) for amax ¼0.49 g, (b) Comparison of KG values for amax = 0.1 g and amax = 0.49 g (L/ d=20).

reinforcement and shear strain mechanism of high modulus columns


installed in liquefiable soils.
Fig. 24 shows the acceleration response spectra (5% damping) of the
improved and unimproved soil profiles at amax = 0.49 g for Gr = 20
andAr = 20%, respectively. It is observed that the maximum spectral
acceleration of the unimproved soil occurs at period T = 0.8 s which is
approximately 2.5 times smaller than the improved soil cases with
different Ar and Gr values. Nonetheless, approximately the same spectral
accelerations were observed at T = 0.8 s for the improved and unim­
proved soils for the amax = 0.1 event. Soil improvement drastically
amplifies soil surface accelerations and approaching to 1.0 g for Ar =
40% at periods lower than 1.2 s. In addition, all models exhibited similar
Fig. 23. Distribution of γr -Gr curves for amax = 0.1 and amax = 0.49 g amplifications with increasing Gr values (Ar = 20%), shown in Fig. 24
(b).

Fig. 24. Spectral accelerations of improved and unimproved soil at the soil surface (amax = 0.49 g).

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S. Demir and P.T. Özener Soil Dynamics and Earthquake Engineering 139 (2020) 106337

6. Conclusions original draft, Writing - review & editing. Pelin Tohumcu Özener:
Methodology, Supervision, Writing - review & editing.
This paper presents the results of a comprehensive numerical study
carried out to investigate the seismic performance of HMCs in a lique­ Declaration of competing interest
fiable soil profile. Based on the outcomes of this study, the following
conclusions are drawn: The authors declare that they have no known competing financial
interests or personal relationships that could have appeared to influence
• The HMC with higher area replacement ratio (Ar ) and shear modulus the work reported in this paper.
ratio (Gr ) decreased the shear stress reduction factors (KG ) in the
improved soil profile. The improvement depth ratios (slenderness
Acknowledgement
ratio), L/d, slightly changed the variations of KG along depth.
• For the improved soil profiles, the shear strain compatibility (γr =
The authors would like to thank Prof. Ahmed Elgamal and Dr. Jinchi
1.0) is seen to not develop between HMC and surrounding soil. Thus,
Lu for providing the support assistance with OpenSeesPL.
the current design method based on the assumption of shear strain
compatibility proposed by Baez [20] significantly overestimates the
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