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Chronic obstructive pulmonary disease 2


Palliative care and management of troublesome symptoms
for people with chronic obstructive pulmonary disease
Matthew Maddocks, Natasha Lovell, Sara Booth, William D-C Man, Irene J Higginson

Lancet 2017; 390: 988–1002 People with advanced chronic obstructive pulmonary disease (COPD) have distressing physical and psychological
This is the second in a Series of symptoms, often have limited understanding of their disease, and infrequently discuss end-of-life issues in routine
two papers about chronic clinical care. These are strong indicators for expert multidisciplinary palliative care, which incorporates assessment and
obstructive pulmonary disease
management of symptoms and concerns, patient and caregiver education, and sensitive communication to elicit
See Editorial page 914 preferences for care towards the end of life. The unpredictable course of COPD and the difficulty of predicting survival
Cicely Saunders Institute of are barriers to timely referral and receipt of palliative care. Early integration of palliative care with respiratory, primary
Palliative Care, Policy &
Rehabilitation, King’s College
care, and rehabilitation services, with referral on the basis of the complexity of symptoms and concerns, rather than
London, London, UK prognosis, can improve patient and caregiver outcomes. Models of integrated working in COPD could include: services
(M Maddocks PhD, triggered by troublesome symptoms such as refractory breathlessness; short-term palliative care; and, in settings with
N Lovell MBChB, limited access to palliative care, consultation only in specific circumstances or for the most complex patients.
Prof I J Higginson PhD);
Department of Palliative
Medicine, Addenbrookes Introduction substantially higher comorbidities than other diseases.
Hospital, Cambridge University Chronic obstructive pulmonary disease (COPD) is a major Thus, even when medical treatment is optimised, a large
Hospitals NHS Foundation contributor to global morbidity and mortality.1,2 Despite proportion of people with COPD have symptom-related
Trust, Cambridge, UK
(S Booth MD); Department of
the decreasing prevalence of smoking in developed distress.9 Hence, there is a clear need for additional
Oncology, University of countries, tobacco consumption in low-to-middle income intervention, with the therapeutic aims to reduce
Cambridge, Cambridge, UK countries is increasing, and the prevalence of COPD is symptoms, improve functioning, and optimise quality
(S Booth); and Harefield
projected to increase with global population growth and of life.
Pulmonary Rehabilitation and
Muscle Research Laboratory, ageing.3 The disease is characterised by chronic airflow Palliative care could have a prominent role in the
Harefield Hospital, Royal limitation and symptoms of breathlessness, exercise management of people with COPD. Palliative care is “an
Brompton & Harefield NHS intolerance, and cough.4 The mainstay of pharmacological approach that improves the quality of life of patients and
Foundation Trust, London, UK
treatment is inhaled bronchodilator and anti-inflammatory their families facing the problems associated with life-
(W D-C Man PhD)
therapies. These have modest effects on airflow limitation threatening illness, through the prevention and relief of
Correspondence to:
Prof Irene J Higginson,
and rates of exacerbations, but no effect on survival.5 suffering”.10 The person is put before the disease, life is
Cicely Saunders Institute, COPD is recognised as a multisystem disease, the effects affirmed, and death is regarded as a normal process.
Department of Palliative Care, of which are not limited to the lung and are associated Palliative care supports people to live fully through the
Policy and Rehabilitation, with symptom burden and prognosis.4,6,7 Many people early identification and impeccable assessment and
King’s College London,
London, SE5 9PJ, UK
with COPD also have multiple other disorders. In a recent treatment of physical, psychosocial, and spiritual concerns
irene.higginson@kcl.ac.uk meta-analysis,8 COPD was found to be associated with by providing education about the disease to patients and
families and discussing treatment preferences towards the
end of life (figure 1).2,11 A growing amount of evidence
Search strategy and selection criteria supports use of palliative care in non-cancer diseases,
We searched the Cochrane Library, MEDLINE, and Embase even early in the disease course. In a recent syste­
using the search terms “palliative care”, “end of life”, matic review and meta-analysis of pooled patient
“symptom”, “breathlessness”, “communication”, “advance (n=12 731) and caregiver (n=2479) data,12 palliative care was
care planning”, AND “respiratory” or “COPD”. We also associ­ated with improvements in patients’ symptom
searched reference lists and manually retrieved articles. burden (standardised mean difference −0·66, 95% CI
We considered articles published in English between −1·25 to −0·07) and quality of life at 1–3 months (0·46,
Jan 1, 1980, and June 20, 2017, but predominantly selected 0·08–0·83), and there was a consistent pattern of reduced
articles published in the past 5 years. When assessing the health-care use.
effectiveness of an intervention or service model, systematic Almost 20 years ago, the investigators of the SUPPORT
reviews and meta-analyses were selected over individual study13 of seriously ill people with COPD who were
randomised controlled trials, and we extracted data or admitted to hospital advocated for earlier and enhanced
calculated effect sizes where possible. When considering the palliative care, even for patients remaining open to life-
symptoms, concerns, and experiences of people with sustaining treatments. However, progress has been slow
advanced COPD, we selected observational and qualitative and patients with COPD still face barriers to palliative care
studies to support our interpretation of evidence. referral. The disease has an unpredictable course,
punctuated by frequent exacerbations and often without a

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distinct terminal phase.14 Clinicians have difficulty


predicting patient survival, even when a patient has been Components
admitted to hospital.15,16 Although composite prognostic Assessment and
indices such as the body-mass index, degree of airflow management of
symptoms and concerns
obstruction and dyspnoea, and exercise capacity (BODE)
index, and the age, dyspnoea, and airflow obstruction
(ADO) index can help,17,18 these do not have the accuracy Mechanisms of action
Discussing Providing
needed to change short-term management of individuals treatment Promotion of dignity education around
(C statistics for survival 0·61 and 0·74), in part because preferences and self-worth illness and
Treatments to Aids and prognosis
they do not consider non-respiratory causes of death such
help patients therapies to
as cardiovascular disease. Unsurprisingly, people with self-manage Outcomes improve
COPD are less likely than patients with other chronic symptoms function
illnesses to be referred to palliative care.19 Results of large ↑ quality of life
↓ symptom burden
cohort studies19,20 show that only 2–20% of patients with ↓ health-care utilisation
advanced disease, such as those receiving long-term Planned care ↑ patient and
including Improved
oxygen therapy or who have been admitted to hospital Care caregiver satisfaction Planning for
admission understanding
with exacerbation, have accessed palliative care services. coordination avoidance of disease end of life
and liaison at end of life
Findings from population-based studies21,22 suggest that
the gap in receipt of palliative care between patients with
Opportunity to face More informed
COPD and patients with other chronic illnesses is complex issues treatment
widening with time, leading to reduced quality end-of-life collaboratively decisions
care.23 People with COPD are more likely than people with
lung cancer to die in a hospital setting,24 which is against Advocating for Building relationships
patients and with patients and
their general preference to die at home.25 In a UK families families
population-based study spanning 14 years,26 67% of
patients with COPD died in hospital, 20% of patients died
at home, and less than 1% of patients died in a hospice
setting.
In this Series paper, we (1) describe the common Figure 1: Components, mechanism of action, and outcomes of expert multidisciplinary palliative care
physical and psychosocial symptoms and concerns of
patients with advanced COPD; (2) summarise current
evidence on how these symptoms and concerns can be than 65 years had at least three other disorders. This
addressed using palliative care interventions; and (3) sustained symptom burden often results in patients
consider models of integrated palliative care in COPD focusing on maintaining or adapting to the present, rather
and evidence for their effective­ ness in high-income than looking to the future.36,37
countries. The psychosocial effect of COPD is multifaceted and
can be influenced by the disease. People who develop
Common experiences of patients with advanced COPD from smoking might carry shame and guilt that is
COPD sometimes reinforced by social attitudes.27 Anxiety and
The common experiences of patients with advanced depression are highly prevalent38,39 and can exacerbate
COPD reveal multiple areas of need. In a meta-synthesis other symptoms, including breathlessness. Conversely,
of qualitative studies,27 patients consistently reported a breathlessness can limit patient function to such an
limited understanding of their disease, a sustained extent that disability leads to isolation and loneliness. In
symptom burden, and the unrelenting psychosocial effect open interviews, patients describe the invisibility of their
of disease (figure 2). The slow onset of symptoms leads problems.40 It is easy for patients to feel demeaned by the
some patients to interpret COPD as a normal aspect of limitations of the illness and question ”why me?”. These
ageing, and with its long disease course, the seriousness feelings might lead people to feel unworthy of care, shun
of the disease is not always appreciated.28 Patients might company, or not seek help.40,41 Young patients with COPD,
take a stoical approach to their symptoms, perceiving such as those with an inherited disease (eg, α1 antritrypsin
them as a way of life rather than components of pro­ deficiency), might carry the additional burden of
gressive illness.29 balancing illness with a young family or continuing
Patients with COPD report a median of 11–14 symp­ employment. Up to one in ten people with COPD report a
toms,30,31 which is comparable to the symptom burden of loss of dignity—the quality or state of being worthy,
patients with advanced lung cancer.32,33 Multimorbidity is honoured, or esteemed—which, in cross-sectional
common in COPD, and symptoms relate to, for example, studies,42–44 is associated with needing assistance for self-
concomitant heart failure or diabetes.34 In a large cross- care, anxiety, and depression and being uncertain about
sectional study,35 almost half of patients with COPD older future health care.

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desaturation alone.47 Ventilatory support is a standard of


Understanding the disease care for patients with acute type 2 respiratory failure
• Insidious onset and normalisation of symptoms during severe exacerbations of COPD, but increasing
• Conflict in wanting information and maintaining hope
• Invisibility in social relations and to services evidence supports the use of domiciliary, non-invasive
• Realising life-limiting nature ventilation in patients with persistent hypercapnia after
• Absence of discussion around end of life
• Concerns of family members and friends
hospital admission.48 Surgical options include lung-
volume-reduction surgery, which improves survival in
Sustained symptom burden Psychosocial effect
patients with heterogeneous upper-lobe emphysema and
Breathlessness Anxiety
poor exercise capacity,49 whereas lung transplantation in
• Pervasiveness • Breathlessness appropriate patients with very severe COPD has been
• Simple tasks untenable • Night-time distress shown to increase exercise capacity and quality of life.
• Visibility of symptoms • Fear of death
Palliative care can be proposed to patients and families
Fatigue Social isolation
• Interruption to functioning • A shrinking world as additional expert support and can lead on or share
• Altered behaviours • Loss of spontaneity symptom management with other teams.50 Comprehensive
• Frustration • A spectator in life
symptom assessment using patient-reported outcome
Frailty Loss of hope
• Loss of capability • Existing measures helps to identify each individual’s symptoms
• Disruption to social role • Desolation and concerns.51,52 This includes not only symptom severity
• Frustration at dependence Maintaining meaning but the effect of symptoms on the patient’s life and that of
• Keeping positive
• Accepting the situation
their caregivers. Symptoms can then be managed in the
• Taking one day at a time context of the individual’s own situation, and the direction
of care can be lead by the patient’s own goals (table 1).
Figure 2: The lived experience of patients with advanced chronic obstructive Treatable causes of symptoms relating to disease
pulmonary disease management should be excluded (eg, cough as a side-
Adapted from Disler et al (2014).27
effect of angio­tensin-converting-enzyme inhibitors, or dry
mouth as a side-effect of long-acting muscarinic antag­
Addressing symptoms and concerns onists), and core practices should be reinforced (eg, correct
For all symptoms, medical management of the underlying inhaler technique). There is often a paucity of evidence
disease needs to be optimised, and accurate diagnosis of specific to symptom control in COPD, so approaches can
contributing factors to symptoms must be elucidated. be based on cancer treatment, although the trial evidence
Optimal medical management of the patient with base for cancer-specific palliative care is only marginally
stable COPD consists of prevention strategies (smoking better. More complete information is provided in standard
cessation, influenza or pneumococcal vaccination), medical textbooks.94,95 The cardinal symptoms of advanced
reducing symptom burden, and preventing exacerbations COPD are breathlessness, fatigue, and cough, which
and admission to hospital (summarised recently by the coexist so frequently they are sometimes called the
Global Initiative for Chronic Obstructive Lung Disease).4 respiratory cluster.96
In patients with advanced COPD, the mainstay of
pharmacological treatment is dual combination broncho­ Breathlessness
dilator therapy with long-acting β2 agonists and long- Non-pharmacological interventions take priority in the
acting muscarinic antagonists. These drugs modestly mobile patient and can also be helpful in advanced disease.97
reduce exacerbations and improve forced expiratory Supporting patients to self-manage can increase the
volume in 1 s and exercise tolerance, with benefits that individual’s self-efficacy and reduce feelings of helplessness
exceed those of monotherapy. Inhaled corticosteroids, in both patient and carergiver98 This can lead to a virtuous
used in conjunction with bronchodilator therapy, also circle of reduced anxiety and depression, more activity and
reduce exacerbations,4 but no inhaled therapy has social contact, and improved quality of life. The following
convincingly reduced long-term deterioration of lung might have value for the mobile patient: increasing physical
function or mortality. activity by means of activity pacing, mobility aids, and a
Pulmonary rehabilitation, a multidisciplinary pro­ personal exercise plan; use of a hand-held fan or cold water
gramme of care involving exercise-training and education spray to palliate the sensation of breathlessness;58 breathing
(particularly around self-management), is a non-pharmaco­ retraining;57 and support for caregivers, including edu­
logical therapy that substantially improves exercise cation.98,99 Other interventions, such as behavioural
tolerance, dyspnoea, health status, and psycho­ logical therapies or Tai Chi,61 can be useful depending on the
morbidity in patients with COPD who are medically individual and are worthy of further study. A written
optimised.45 Long-term oxygen therapy is recommended personal crisis plan outlining actions to palliate breath­
for patients with COPD and severe hypoxaemia46 but does lessness can give the patient and caregiver a reminder of
not improve survival, exercise tolerance, or symptoms effective actions when feeling overwhelmed by fear or at
and does not reduce hospital admission for patients moments of severe episodic breathlessness.59 These
with moderate hypoxaemia or exercise-induced oxygen interventions have been combined into services for people

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with breathlessness that persists despite optimal manage­ disease, patients with COPD have high levels of anxiety,
ment of disease (table 1, figure 3).55,56 which in turn can exacerbate breathlessness. Anxiety and
The neurophysiology of breathlessness is complex and breathlessness are linked through the role of the amygdala
incompletely understood. The Breathing, Thinking, and higher cortical centres in the genesis of both symptoms.
Functioning clinical model99 can help to explain and choose Some patients might be most affected by the reduced
component interventions. For example, specialist physio­ functioning that develops from resting to avoid breath­
therapy might be most appropriate for people with lessness; in doing so, they becoming deconditioned and
dysfunctional breathing patterns. Breathlessness can be are fatigued at low levels of function. Helping the patient to
driven by unhelpful or incorrect thoughts about breath­ become more active will be the priority, with pacing advice,
lessness. For example, patients might feel they are going to goal setting, and mobility aids as indicated.
die during an episode of breathlessness, or they might Most pharmacological approaches for breathlessness
believe that long-term resting will help reduce the have a limited evidence base, and research is urgently
symptom. The thinking cycle might dominate that patient’s needed to identify effective drug treatments (table 1).
thoughts, and these thoughts should be addressed and Pharmacological treatments do not address the underlying
ideally changed before additional intervention. Like many cycles of psychosocial problems or unhelpful cognitions
people living with a chronic relapsing and remitting that perpetuate breathlessness, so a combination of

Supporting evidence
Breathlessness (32–98%) 33,53

Pulmonary rehabilitation
Stable disease CRQ dyspnoea (MD 0·79, 95% CI 0·56–1·03; 19 trials, n=1283); CRQ mastery (0·71, 0·47–0·95; 19 trials,
n=1212)45
After hospitalisation CRQ dyspnoea (0·97, 95% CI 0·35–1·58; five trials, n=259); CRQ mastery (0·93, –0·13 to 1·99; five trials,
n=259)54
Multiprofessional integrated breathlessness CRQ mastery (MD 0·58, 95% CI 0·01–1·15; one trial, n=105);55 NRS distress due to breathlessness (–0·24,
services –1·30 to 0·82; one trial, n=87)56
Component interventions
Breathing techniques 6 min walk (MD 45 metres, 95% CI 29–61; two trials, n=74)57
Hand-held fan VAS breathlessness severity (–7·0 mm, 95% CI –2·5 to –11·7; one trial, n=50)58
Borg score breathlessness –0·08 mm; one trial, n=7031
Activity pacing and support and education for Expert opinion59
family and caregivers
Cognitive behavioural therapy CRQ dyspnoea (MD 4·4; one trial, n=222); CRQ mastery (2·6; one trial, n=222)60
Tai Chi CRQ dyspnoea (0·05, 95% CI –1·32 to 1·42); CRQ mastery (–0·89, 0·30–1·47; two trials, n=48)61
Yoga CRQ dyspnoea (1·60 units, 95% CI –3·10 to 6·30; one trial, n=29)62
Low-doseoral or parenteral opioids Change in dyspnoea score (SMD –0·09, 95% CI –0·36 to 1·19; seven trials, n=214);63 post-treatment
dyspnoea score (–0·28, –0·5 to –0·05; 11 trials, n=318);63 reanalysis of above accounting for crossover
(–0·32, –0·47 to –0·18; 17 trials, n=283)64
Benzodiazepines Breathlessness at rest (SMD –0·10, 95% CI –0·42 to –0·21; five trials, n=156);65 breathlessness at rest versus
morphine (–0·68, –2·21 to –0·84; two trials, n=107);65 no evidence for or against benzodiazepines but can
cause drowsiness
Oxygen NRS change morning (0·9 points, 95% CI –1·3 to –0·5; one trial, n=239);66 NRS change evening (–0·3 points,
–0·7 to 0·1; one trial, n=239);66 no consistent differences between groups in the change from baseline in
measures of quality of life, anxiety, depression, or in distance walked in 6 min (one trial, n=738)47
Fatigue (23–96%)33,67,68
Pulmonary rehabilitation
Stable disease CRQ fatigue (MD 0·68, 95% CI 0·45–0·92; 19 trials, n=1291)45
After hospitalisation CRQ fatigue (0·81, 95% CI 0·16–1·45; five trials, n=259)54
Self-management education programmes CRQ fatigue (MD 2·0; one trial, n=135)69
Activity pacing and good sleep hygiene Expert opinion70
Oxygen No consistent differences between groups in the change from baseline in measures of quality of life,
anxiety, depression, or in distance walked in 6 min (one trial, n=738)47
Anorexia (64–67%)33
Nutritional supplementation (for patients with Bodyweight change (MD 1·65 kg, 95% CI 0·14–3·16; 11 trials, n=325)71
evidence of malnutrition)
Megestrol acetate Bodyweight change (MD 2·5 kg; 1 trial, n=145)72
(Table 1 continues on next page)

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Supporting evidence
(Continued from previous page)
Pain (21–77%)33,73
Principles of WHO analgesic ladder Expert opinion
Depression (7–77%)33,38,74
Complex interventions Symptoms of depression (SMD –0·28, 95% CI –0·41 to –0·14; 29 trials, n=2063)75
Cognitive behavioural therapy Symptoms of depression (–0·00, 95% CI –0·17 to 0·16; seven trials, n=513)75
Multicomponent exercise training Symptoms of depression (–0·47, 95% CI –0·66 to –0·28; 14 trials, n=1009)75
Antidepressant drugs Treatment of case depression (OR 2·33, 95% CI 1·80–3·00; 25 trials, n=1674);76 selective serotonin-reuptake
inhibitors are best tolerated
Psychological interventions including cognitive Symptoms of depression (SMD –0·37, 95% CI –0·86 to 0·11; four studies, n=193)77
behavioural therapy
Anxiety (10–55%)33,39,74
Psychological therapies Beck Anxiety Inventory change (MD –4·41, 95% CI –8·28 to –0·53; three trials, n=319)78
Pharmacological interventions “It is not possible to draw any conclusions for treatment. This review highlights the paucity of data in this
area” (four trials, n=40)79
Cough (45–70%)80
Complex Physiotherapy and Speech and Cough frequency per hour (fold change; MD 0·59, 95% CI 0·36–0·95; one trial, n=75); LCQ (1·53, 0·21–2·85;
Language Intervention (PSALTI) one trial, n=75)81
Pregabalin and speech pathology treatment LCQ (MD 3·5, 95% CI 1·1–5·8; one trial, n=40)82
Gabapentin LCQ (1·80, 95% CI 0·56–3·04; one trial, n=62)83
Daytime sleepiness and insomnia (15–77%)33,83,85
NPPV for hypercapnic patients with stable Sleep efficacy (percentage of time spent asleep; MD –9·11%, 95% CI –38·09 to 19·86; three trials, n=24)86
disease
Establish good sleep hygiene Expert opinion70
Cognitive behavioural therapy Sleep latency (MD 19·03 min, 95% CI 14·12–23·93; 20 trials, n=1162); total sleep time (7·61 min,
–0·51 to 15·74; 20 trials, n=1162)87
Benzodiazepines Sleep latency (MD –11·35 min, 95% CI –18·24 to –4·46; four studies, n=130); total sleep time (0·84 min,
0·54–1·14; six studies, n=180);88 might improve sleep duration but short term use recommended because
of adverse effects
Dry mouth (71%)89
Topical therapies: oxygenated glycerol VAS for mouth dryness (SMD 0·77, 95% CI 0·38–1·15; two trials, n=115)90
triester spray
Sexual dysfunction (79%)91
Exercise therapy and education, advice Expert opinion92
on positioning
Pharmacological management Sexual function (International Index of Erectile Function; MD 6·8, 95% CI 0·57–13·03; one trial, n=29);93
sexual satisfaction (7-point Likert scale; –0·3, –1·42 to 0·82; one trial, n=29)93

The prevalence of each symptom or concern is stated in brackets. Comparisons are against usual care or no treatment control, unless stated otherwise. NRS=numerical rating
scale. CRQ=chronic respiratory questionnaire. LCQ=Leicester cough questionnaire. MD=mean difference. OR=odds ratio. SMD=standardised mean difference.
NPPV=Non-invasive positive pressure ventilation. VAS=Visual analogue scale.

Table 1: Management of symptoms and concerns in patients with chronic obstructive pulmonary disease

pharmacological and non-pharmacological treatments analysis that included only patients with COPD. The
could be beneficial to patients. The more severe and authors recommended “further research with larger
unremitting the breathlessness is, the more likely the numbers of participants, using standardised protocols
need for pharmacological treatment. Three main drug and with quality of life measures included”.63 Ekstrom
classes are routinely used to palliate breathlessness: and colleagues64 reanalysed these results because they
opioids, benzodiazepines, and antidepressants. believed that the analysis did not account for matched
Opioids have the largest evidence base, albeit not data of crossover trials (11 of the 12 included trials). On
substantial. In a recent Cochrane review and meta- this basis, they argued that the true effect of nebulised
analysis63 of the few small trials that have been completed, opioids was larger than the effect shown in the Cochrane
only low-quality evidence suggested that oral or review. Differences in survival or emergency room visits
parenteral opioids could palliate breathlessness, although were not reported in the Cochrane review, but these
the number of included participants was small. No outcomes were rarely studied. Some patients choose not
evidence was found to support the use of nebulised to continue opioids because of adverse effects.100
opioids, and similar results were found in subgroup Concerns with opioids for pain relief in COPD have been

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raised. Taken together, these findings suggest that in Disease trajectory


those patients for whom non-pharmacological app­
roaches are no longer effective, opioids are most likely to
help against refractory breathlessness, especially in

Function
advanced disease, at the end of life and in the most severe
cases of breathlessness. Opioids will not suit all patients,
and further research is needed, especially of long-term
effects. As with opioids used for pain relief, it is essential
to seek and actively treat potential adverse effects such as
nausea, vomiting, and constipation. Time
Benzodiazepines, although widely used, have no Ongoing respiratory medicine and primary care
evidence to support their use. These drugs have a high
potential for dependency and are very difficult to
Indications for palliative care
withdraw—with both physical and psychological depen­ Complex troublesome symptoms; unmet family caregiver needs; hospitalisation or
dence developing rapidly. In a Cochrane review,65 no transition in place of residence; acute inpatient care for respiratory failure; commencing
evidence for or against benzodiazepines for the relief of oxygen therapy; referral for transplantation; accute functional deterioration; unable to
attend pulmonary rehabilitation
breathlessness was found for people with advanced
cancer or COPD. Drowsiness was a more common
adverse effect with benzodiazepines than with placebo, Potential models for integrative working
but less common than with morphine. In clinical • Symptom triggered services (eg, refractory breathlessness)
• Short-term Integrated Palliative Care (eg, Breathlessness Support Service)
practice, benzodiazepines might therefore be considered • Advanced COPD clinics
as a second-line or third-line treatment when opioids and • Integrated Respiratory Care services (eg, pulmonary rehabilitation, early supported
discharge, hospital at home)
non-pharmacological therapies have failed to control
breathlessness. Benzodiazepines might be suitable
during phases of anxiety or at the very end of life. Well Figure 3: Models of integrative working with palliative care for people with COPD
COPD=chronic obstructive pulmonary disorder.
conducted and adequately powered studies are needed.
Antidepressants have been mooted as possible treat­
ments for breathlessness because serotonergic path­ways often reported to be poor. A complete assessment is
are involved in the genesis of the symptom. Several trials essential, paying attention to physical activity, psycho­
have foundered because of the difficulties of drug logical status, beliefs, and sleep habits.101 Providing
interactions in patients with advanced disease who are education to support self-management,102 im­proving the
taking a wide range of drugs. Depression commonly patient’s psychological resilience, and addressing de­
accompanies breathlessness, so there is a rationale for pression are key to improving fatigue.103 Individualised
using antidepressants for patients who show signs of exercise and rehabilitation plans can improve physical
depression. Many palliative care doctors favour mirta­ activity and independence in daily activities.104 No particular
zapine (which is not a first-line antidepressant) because drug treatment is recom­ mended, although research at
it is anxiolytic at low doses and, as a tetracylic anti­ present is focused on modafinil and methylphenidate.105
depressant, it affects noradrenergic and sero­ tonergic
pathways in the brainstem—both known to be involved Cough
in the central genesis of breathlessness. Fully powered Cough can be very distressing for patients. Optimal
trials are now needed. respiratory management includes mucolytics, antibiotics
There is no evidence that oxygen palliates the sensation and sputum-clearance physiotherapy, as appropriate.106
of breathlessness in patients without hypoxia, although Non-pharmacological treatments for refractory cough can
oxygen might be essential for other disease-related include patient education on cough-reflex hypersensitivity
morbidities such as exercise intolerance and cognitive and the effect of repeated coughing, laryngeal hygiene, and
impairment caused by hypoxia. Many other drugs have hydration (eg, through use of nasal breathing, cough
been tested (eg, cannabinoids, furosemide, heliox) for control techniques, and psychoeducation counselling).107
management of breathlessness, but none can be Birring and colleagues80 tested the combination of these
recommended outside a clinical trial setting. components in the complex Physiotherapy and Speech
and Language Therapy Intervention (PSALTI) randomised
Fatigue controlled trial (n=75) and found that cough frequency was
Fatigue is a profound feeling of physical and psychological reduced and patient quality of life was improved. Although
weariness that is not relieved by sleep or rest. Fatigue delivered using therapist expertise, written treatment
management has some overlap with that of breath­ guidelines and prompt sheets could improve availability
lessness—both require psychological approaches, and, and support use by other clinicians.107 No antitussive
paradoxically, increased physical activity can be helpful to drug treatment has sufficient evidence to warrant
patients. Sleep quantity and quality is important and is recommendation. Assessment of centrally acting

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neuromodulator drugs such as gabapentin, widely used (hazard ratio [HR] all-cause mortality 1·76, 95% CI
for refractory cough, is needed for COPD.108 Promising 1·57–1·98) but fewer outpatient exacerbations (0·88;
antitussives, such as P2X3 antagonists that target cough 0·83–0·94).114 Opioid prescription for breath­lessness in
sensory nerves, are in development for refractory cough COPD was assessed in a Swedish longitudinal, popu­
and should be tested for COPD.109 lation-based study115 of patients receiving long-term
oxygen; the results showed that most prescriptions (97%)
Pain were for pain and only 2% of prescriptions were for
Pain can be related to the systemic effects of COPD and breathlessness (1% of prescriptions were for other
its management (eg, osteoporosis due to long-term reasons). Patients and clinicians commonly express
steroid use) and pre-existing comorbidities (such as concerns about opioid dependence and addiction,116 yet
osteoarthritis).110 Long-term pharmacological manage­ the event rate for addiction and abuse is very low.113
ment of chronic and non-malignant pain is challenging
and needs to be individualised. Many patients have Psychological and social care
several different pains, each with a different aetiology, so The distress of living with COPD is widely recognised but
assessment of the cause and relieving factors of pain is can be difficult to address in clinical practice. Those
key. Cicely Saunders, founder of the modern hospice involved in clinical standard setting have called for more
movement, developed the concept of total pain with holistic care.4,117 Going beyond physical symptoms and
physical, emotional, spiritual, and social components, all treating the whole person is important, as patients living
of which must be considered in any assessment.111 with advanced disease place high value on achieving
Pain management in chronic illness has advanced a sense of control, strengthening relationships with
considerably in the past decades. The WHO concept of an loved ones, maintaining dignity, and coming to peace
analgesic ladder (step one, non-opioid analgesics; step spiritually.44,118,119
two, mild opioids; and step three, strong opioids) for An important role of the clinical team is countering any
patients with persistent pain remains at the cornerstones self-blaming cognitions that can heighten the chances of
of practice.50 Non-opioid drugs (including non-steroidal rumination and depression. Psychological and lifestyle
anti-inflammatory drugs) are effective analgesics for interventions, including exercise, can be used to help
patients with mild pain and can be combined with opioids improve anxiety and depression in COPD.74,120 Cognitive
in patients with moderate to severe pain. Drugs should be behavioural techniques are increasingly incorporated into
given orally (wherever possible) and regularly, rather than pulmonary rehabilitation pro­grammes, psychologists are
waiting for pain to break through. Opioid treatment often part of the respiratory team, and specialist nurses or
should be at the lowest effective dose112 and titrated slowly physiotherapists are now likely to use psychological
to the individual patient’s need, calculating the previous strategies as part of their care.121 Whether pharmacological
24 h dose as the sum of the regular dose plus as-required intervention is needed or which strategies are most
doses. New analgesics, different routes of administration effective are questions that still raise uncertainty.122
(eg, sublingual, subcutaneous, trans­dermal, intranasal), Dignity-conserving therapy and spiritual support (in its
use of long-acting and short-acting drugs for different broadest sense) can also reduce the loss of self–esteem
pain durations, techniques to manage neuropathic pain, and the feeling to be a burden to others. Dignity therapy
and switching opioids might be useful approaches to also provides an opportunity for people to reflect on
managing problematic side-effects, relieving pain in things that matter. It uses questions like “what would you
patients with renal failure, and improving effectiveness of want your family to know and remember about you?”,
pain relief, particularly when the response to morphine is “what are your most important accomplishments/at what
weak because of genetic traits. However, most of the times did you feel most alive?”, and “what have you
research of these approaches is done with patients who learned that you would want to pass on to others?”.123
have cancer or musculosketal pain, and evidence for their Trials of dignity therapy, as done for patients with cancer,
effectiveness in patients with COPD is limited.113 Common are required in COPD.123,124
side-effects, including constipation, drowsiness, and In addition to managing psychosocial morbidity, im­
nausea or vomiting, should be managed and explained. proving resilience and wellbeing in people living with
The outcomes of a retrospective cohort study in Canada COPD is important. Emerging evidence suggests that
raised some safety concerns regarding opioid use for enhancing psychological wellbeing can attenuate the
pain relief in COPD, although the analysis focused on inflammatory response.125 The Five Ways To Wellbeing is
people who were not in advanced stages of disease. The a framework supports patients and their families by
authors used propensity scoring to reduce the effects of emphasising the importance of continuing to exercise (be
sample biases (eg, people prescribed opioids for pain active), being open to a non-judgmental, more com­
being different from those who did not need this passionate awareness of current reality (take notice),
treatment). Compared with patients who were not learning new skills (keep learning), and remaining
prescribed opioids, patients who were prescribed opioids connected to a wider social network (connect). The
had more emergency room visits and increased mortality reminder to remain altruistic (give) reinforces the

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enriched psychological feeling that patients have when advanced COPD. Care preferences towards the end of life
engaging with the needs of others. The work of Benzo might concern which life-sustaining treatments patients
and colleagues126 suggests that heightened levels of wish to receive or not (eg, tube feeding, mechanical
emotional intelligence are also associated with improved ventilation, and cardiopulmonary resuscitation),133 where
outcomes, irrespective of age or disease severity. they would prefer to receive care, and the location in
which they would choose to die.137 End-of-life discussions
Support for caregivers, family members, and those close are not associated with increased distress, worry, or
to the patient depression138 but with ensuring that care is aligned with
Patients living with caregivers have been shown to have patient preferences and is less aggressive at the end of life,
fewer exacerbations and admissions than patients living hospice referral is timed appropriately, and family
alone.127,128 However, the disability, uncertainty, and bereavement is improved.139 Discussion is recommended
emotional toll associated with COPD can inflict a heavy early on to ensure subsequent care is in keeping with the
burden on caregivers, families, and people who are close to patient’s preferences should the patient lose capacity to
the patient, all of whom might have health problems of express these preferences.139
their own, resulting in persistent stress and physical Best practice for end-of-life communication involves
demands. The psychological care and support for the exploring illness understanding, eliciting decision-
family and caregivers has recently been reviewed in making preferences, understanding patients’ priorities
depth.127,129 One of the problems in supporting caregivers is and goals, exploring views on trade-offs and wishes for
that they are rarely identified. The first step is therefore to family-caregiver involvement, and sharing information
identify caregivers (who might not be cohabitees) and their about prognosis (including uncertainty) in line with their
roles.129 Support for caregivers can include: assessment preferences.139,140 Awareness of individual communication
and active treatment of depression and anxiety; education preferences is crucial because not all patients express
about the disease, symptoms, and relationship manag­ openness to end-of-life issues. Health professionals
ement; and bereavement support.130 Acknowledging the should be sensitive to the preference to not discuss end-
positive aspects of caregiving, such as personal growth and of-life care and provide ongoing opportunities to revisit
a deepened relationship, can be valuable.131 it.141 When discussing end of life, some patients want
explicit information, whereas others prefer the so-called
Communication and care planning bigger picture and are ambivalent about likely
In qualitative studies,27,132 patients with COPD commonly prognosis.142,143
express concern about not receiving education about The dynamic or unstable nature of preferences should
disease progression and end of life, which can prompt not be underestimated. In stable outpatients with
anxiety about what the end of life will entail. End-of-life advanced COPD, about a third of patients change their
issues are infrequently discussed.132 In representative preference for life-sustaining treatments within 1 year,
observational studies, only one in six patients with and two-thirds of patients change their willingness to
advanced COPD133 and one in three patients who depend accept these treatments.131,144 There can be a tension
on oxygen134 recalled discussing life-sustaining treat­ments, between wishing to die at home (which most people
prognosis, the dying process, or spirituality. When end-of- prefer) and being admitted to hospital, especially when
life discussions do occur, the quality of communication is the chance of survival after hospital treatment is high.
rated highly, suggesting the key to improving Results of the SUPPORT study13 showed an 11% inpatient
communication is to overcome initial barriers that prevent mortality in people with COPD admitted to hospital with
these discussions from taking place.132 From systematic respiratory failure—this makes the decision not to admit
reviews, patient-reported barriers include an inadequate (or not be admitted) very difficult, especially as it is not
understanding about their disease and a belief that health- possible to predict survival even in acute situations.15,16
care professionals will initiate discussions about end-of-life The extent to which people with COPD change their
care at the appropriate time.134,135 Health-care professionals’ preferences for place and goals of care once they are in
barriers include insufficient time and communication the midst of an exacerbation is unknown.
skills, uncertainty around prognosis, feeling that end-of- Discussions about end-of-life care might occur as
life discussions conflict with disease management, and part of an Advance Care Planning (ACP) process. ACP
not wanting to dispel hope.134,135 Fragmented care between interventions aim to improve and often document a
acute and primary care services can also result in a patient’s communication with their family and health-
diffusion of responsibility, leaving everyone unsure of who care professionals about their values and preferences for
should initiate conversations about end-of-life care.135 end-of-life care.145 In a systematic review of 55 randomised
controlled trials with patient populations,146 ACP was
Talking about end-of-life care and meeting preferences associated with an increase in discussions between
Narrative reviews136,137 suggest that discussion and patients and their health-care professionals about end-of-
education about the course of disease, prognosis, care life issues (odds ratio 2·82, 95% CI 2·09–3·79) and an
preferences, and spiritual issues are valued by people with increase in completion of advanced directives (3·26;

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2·00–5·32). Where the effects of ACP on subsequent care teams in hospital and community settings provide
care has been assessed, the results showed that ACP also most patient contacts. Teams in hospice settings might
closes the gap between patient preferences and offer respiratory clinics, rehabilitation services, and care
subsequent care delivery. In two studies,146,147 including for people with COPD at the end of life, but the proportion
one using an ACP-related patient feedback form for of patients seen in the hospice setting is small.26
patients with COPD,147 ACP improved quality of Good quality evidence from randomised controlled
communication. In view of the diversity and complexity trials support the early integration of palliative care
of ACP interventions, it is important to remain cautious with respiratory care or primary care services to alleviate
about implementing specific interventions. With only a the effects of breathlessness on quality of life and the
few studies of the effect of ACP on subsequent care and distress to patients with COPD and their families,
only one study with a focus on patients with COPD, without increasing overall costs of health, social, and
future research is needed to understand the effectiveness informal care.55,56 Improved survival, as a secondary
of ACP on patient and family outcomes. outcome, dignity, and patient and family satisfaction
have also been reported.152 Service specifications of
Palliative care as part of COPD services these case examples (table 2) often involve short-term,
Symptom control is key to ensuring optimal quality of life, early integration of palliative care. In a small feasibility
and guidelines suggest that palliative care should begin at trial,156 patients were randomly assigned to usual care or
the time of diagnosis of a life-limiting illness.4,50 The a nurse-led palliative care intervention for 4 weeks after
American Thoracic Society endorses the concept that hospital discharge. In this context, the additional
palliative care should be available at all stages of illness intervention overlapped considerably with respiratory
and emphasises the value of palliative care, even when discharge planning,157 and few new actions were
curative or restorative treatments are being offered.50 In instigated.156
the USA, patients with COPD are eligible for hospice Other interventions have been implemented as quality
benefit under Medicare if they meet criteria for the improvement programmes but not tested in controlled
terminal stage of pulmonary disease (life expectancy settings. Rocker and Cook’s158 Implementing a Novel
6 months or less) or if they have severe chronic lung and Supportive Program of Individualised Care for
disease with disabling breathlessness at rest and decreased Patients and Families Living with Respiratory Disease
functional capacity, plus progression, as evidenced by (INSPIRED) model of care includes an action plan,
visits to the emergency department or hospital admission.50 advance care planning, and use of low-dose opioids in
Most health-care insurance companies require that advanced COPD. The programme aims to support people
doctors certify that they expect the patient to die within to die at home, and initial service assessments suggest a
6 months. The uncertainty around prognostication reduction in unplanned hospital admissions can be
seemingly leads to referral delay, with almost a third of achieved.158,159 Advanced COPD clinics led by respiratory
patients dying within 1 week of referral.9 medicine, with palliative care consultation only for the
We advocate for early integration of palliative care with most complex patients, have also been described160 but
respiratory, primary care, and rehabilitation services and also need formal testing. Models of integrated palliative
for referral on the basis of complexity of symptoms and care, based on examples identified in our literature
concerns, rather than estimated prognosis. Early search, are summarised in figure 2.
integration creates time for established relationships
between palliative care staff and patient and avoids crisis Integration of palliative care with pulmonary
management during impending death.148 Expertise from rehabilitation
the palliative care team, with the required skills for A pulmonary rehabilitation programme typically involves
managing complex psychological, social, and emotional more than 25 h of face-to-face contact with a health-care
aspects of illness, can also release time for the respiratory professional, representing an opportunity to address
doctor to focus on medical management.149 Alongside symptoms and concerns, educate about disease and self-
symptom severity,55,56 indicators of deterioration that can management skills, and introduce palliative care if
be used to trigger referral include admission to hospital indicated. Some goals of pulmonary rehabilitation and
with an exacerbation (particularly with respiratory failure palliative care overlap: both services target symptom
requiring mechanical or non-invasive ventilation), management, functional independence, and quality of
deteriorating functional status, and comorbidities.150,151 life; and both services use non-pharmacological and
Outcomes of qualitative studies show that these criteria education interventions to address psychological con­
are acceptable to patients and their families.59,152 cerns, especially around breathlessness. Heffner and
colleagues161 surveyed 105 patients entering pulmonary
Integration of palliative care in COPD services rehabilitation about the addition of ACP within the
Models that integrate palliative care with existing programme education and found that nearly 90% of
services are needed, such as the models that are being patients desired more information about advance
implemented in oncology.153–155 In most countries, palliative directives, and nearly 70% of patients wished to discuss

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King’s College Hospital Breathlessness Support Service Cambridge Breathlessness Intervention Service
Staffing Clinical specialist physiotherapist; clinical specialist occupational therapist; palliative Clinical specialist occupational therapist (clinical coordinator or joint clinical lead with
care nurse; palliative care social worker; respiratory medicine consultant; palliative consultant); clinical specialist physiotherapists (one of whom also works as part of
medical consultant respiratory medicine department t days per week); palliative medical consultant; access to
specialist psychologist
Patients seen Patients with advanced disease that is refractory to optimal medical management Patients with any disease and who have any diagnosed cause of breathlessness who could
and with breathlessness on exertion or at rest benefit from a self-management programme
Referrals From respiratory medicine, cardiac medicine, physiotherapy, palliative care, or primary From any clinician in hospital or community by an electronic record system, by letter, or by
care by an electronic record system or by letter phoned (if urgent)
First appointment Typically 2–4 weeks Typically 3–4 weeks, telephone advice might be given before first appointment
Face-to-face contacts Two clinic visits, one home visit Two to four home visits
Phone contacts (patient Three to four Three to four
plus other care providers)
Average length of service 4 weeks 4–8 weeks
contact
Service outcomes Mastery of breathlessness (assessed by Chronic Respiratory Questionnaire), Anxiety, breathlessness, satisfaction with service (assessed by Numerical Rating Scales),
breathlessness severity (by Borg and Visual Analogue Scale), palliative care needs self-report of improvement in specific areas nominated by patient
and symptoms (by Palliative Care outcome Scale and London Chest Activity of Daily
Living Scale), functional exercise performance (by 6 min walk test), and carer burden
(by Zarit Burden Inventory)
First stage or contact Respiratory medicine doctor—explore the symptom of breathlessness and its Multidisciplinary team decides most appropriate clinician to see patient or carer,
interventions triggers, establish underlying cause of breathlessness, optimise disease-orientated or both—Breathing, Thinking, Functioning60 drivers to breathlessness are prioritised after
management (check medications used correctly, appropriate treatments), review comprehensive assessment and used to set goals (initial medical assessment more common
previous investigations, verbal and hand-written handover of notes from respiratory with patients with cancer or complex medical problems) and additional intervention is
doctor to palliative medicine doctor to ensure patients do not have to repeat prioritised in line with the Breathing, Thinking, Functioning assessment or as indicated:
information; palliative medicine doctor—experience of breathlessness, development explanation and reassurance (always); psychological support (always); hand-held fan
of crises plan, burden on patient and family, symptom burden (other than (always); information fact sheets (subject prioritised by Breathing, Thinking, Functioning
breathlessness), with recommendations to patients and the general practitioner of assessment); anxiety management; emergency plan; positioning to reduce work of
any appropriate treatments, psychosocial and spiritual issues, introduction of breathing (rest, recovery, and activity); breathing control; education to patient and carer;
non-pharmacological measures such as the hand-held fan and water spray; other pacing and lifestyle adjustment; assessment for and provision of mobility aids;
interventions include a breathlessness pack with information leaflets on managing individualised exercise plan (eg, walking with pedometer); relaxation and visualisation;
breathlessness, a poem and chart of positions to ease breathlessness (laminated, to airway clearance techniques; advice for nutrition and hydration; support to family and
put up in the house and to read and follow when in acute breathlessness), fan or patient to use education and self-management programmes; resources to help build social
water spray contacts; advice to carer about importance of looking after their own health; sleep hygiene
(always assessed); smoking cessation prompt; brief cognitive therapy; pharmacological
review; wellbeing intervention; hypnosis; mindfulness CD; other resilience-building options
(eg, Five Ways To Wellbeing framework)96
Follow-up interventions Physiotherapist—positions to ease breathlessness, walking aid, breathing control Palliative medicine consultant—further pharmacological review (eg, low-dose opioids,
(based on the patient’s techniques, anxiety-panic cycle aids, education on management of exacerbations, anti-depressants, anxiolytics); all team members—monitoring of extent to which goals set
need, as assessed or home-based programme of exercise (DVD, personalised sheet), cough minimisation at first meeting are attained, implementation of new strategies depending on need
following review of techniques, pacing and fatigue management, sputum clearance techniques,
first stage interventions) ambulatory oxygen assessments; occupational therapist—assessment of daily living
activities, mobility and transfers, assessment for aids and minor adoptions and referral
for provision of equipment, wheelchair prescription, education on planning, pacing,
and energy conservation techniques to patients and carers; social worker—carer
assessment including understanding disease and symptoms, information needs and
coping strategies; palliative medicine doctor—re-evaluation of breathlessness and
other symptoms, check use of fan, spray, pack, DVD, and further guidance given,
change recommended drugs if required with contact to doctor regarding future
planned treatments if necessary, provide information on drop-in patient and family
information centre for further resources

Documentation includes individualised letter addressed to patient (to reinforce self-management) summarising progress made, further recommendations and plan. A copy is sent to the referring clinicians and the
general practitioner. The patient receives a summary of any outpatient consultation with medical consultant, the referrer receives a discharge summary with copies to the general practitioner, the specialist services
the patient was already in contact with (eg, respiratory physicians), and other involved health-care professionals (eg, district nurses, nursing-home care staff). Onward referrals include pulmonary, cardiac,
community or hospice rehabilitation services, specialist dietetic or psychological services, hospice day services or breathlessness services, and third-sector support services (eg, Maggie’s Centres, Breathe Easy).

Table 2: Structure and components of integrated palliative care and respiratory services for patients affected by breathlessness

life-sustaining treatments more explicitly with their health. Results of epidemiological studies suggest that
clinical team. The broader integration of palliative care only a proportion of eligible patients receive or complete
into pulmonary rehabilitation could be one approach to pulmonary rehabilitation—less than 50% of those referred,
introduce palliative care early on in illness162 and warrants according to a snapshot audit of pulmonary rehabilitation
further study. services in England and Wales.163 Physically frail patients
The reach of pulmonary rehabilitation is limited by are less likely to complete pulmonary rehabilitation.164
variable service availability, poor uptake, and non- The breathlessness services described above or less
completion, typically because of illness and fluctuating intensive exercise modalities (eg, neuromuscular electrical

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stimu­lation165,166), or both, might serve as alternative inter­ specific sections, critically revised the manuscript, and approved the
ventions for patients who are unable to complete submitted version.
pulmonary rehabilitation or for patients for whom the Declaration of interests
effects of pulmonary rehabilitation wane.167 Further MM, WD-CM, and IJH hold grants from the National Institute for
Health Research; MM and IJH hold grants from Cicely Saunders
research is warranted to explore how palliative care might International during the conduct of the review. MM has received
integrate with pulmonary rehabilitation. personal fees from Helsinn, Fresenius Kabi, and Chugai UK, outside the
submitted work. WD-CM has received grants from Pfizer and Novartis,
Conclusions and policy implications non-financial support from GSK, and personal fees from Mundipharma,
outside the submitted work. NL and SB declare no competing interests.
Patients with advanced COPD often have complex and
severe physical and psychological symptoms, fluctuating Acknowledgments
This work was supported by Cicely Saunders International and the
disease trajectories, substantial illness burden for National Institute for Health Research (NIHR) Collaboration for
themselves and their families, and multimorbidity. Leadership in Applied Health Research and Care (CLARHC) South
Palliative care focuses on the whole person, with London at King’s College Hospital NHS Foundation Trust. Cicely
impeccable assessment and management of symptoms Saunders International support NL and funded much of the work on
breathlessness upon which text in this review is based. MM is supported
and concerns, to support the person and those close to by an NIHR Health Services & Delivery Research grant (NIHR HSDR
that person. Modern approaches to palliative care, which 16/02/18) and NIHR CLARHC South London. WD-CM is part funded by
are needs-based rather than prognosis-based, are NIHR CLAHRC for Northwest London Breathlessness Theme. IJH is an
especially suited to care for people with COPD, for which NIHR Emeritus Senior Investigator. The views expressed are those of
the authors and not necessarily those of the NHS, the NIHR, or the
prognostication is uncertain. Emerging evidence sup­ Department of Health. We thank Surinder Birring (King’s College
ports the use of non-pharmacological and pharma­ Hospital) for feedback on text relating to cough.
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