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Detection of Burning of Plant Materials in The Archaeological Record by Changes in The Refactive Indices of Siliceaous Phytoliths - Elbaum
Detection of Burning of Plant Materials in The Archaeological Record by Changes in The Refactive Indices of Siliceaous Phytoliths - Elbaum
doi:10.1006/jasc.2002.0828
Rosa M. Albert
Department of Prehistory, Ancient History and Archaeology, Facultat de Geografia i Historia, Universitat de
Barcelona. c/ Baldiri Reixach, s/n, 08028 Barcelona, Spain
Michael Elbaum
Department of Materials and Interfaces, Weizmann Institute of Science, Rehovot, 76100, Israel
The most resilient remains of plants in most archaeological sites are the siliceous phytoliths—special cells that are
partially or completely silicified during the plant’s life. These cells have characteristic morphologies, and thus the
phytoliths can often be used to identify the taxonomic affinities of plants brought to an archaeological site. In order to
determine what they were used for, other means of analysis are needed.
We present here a method to distinguish burnt from unburnt phytolith assemblages. The method is based on
measuring the refractive index (RI) of individual phytoliths. The phytoliths even from a single plant have a range of RI
values. Burning a phytolith sample causes a shift to higher RI. Comparing burnt and unburnt samples we demonstrate
that it is possible to differentiate between them based on the fraction of phytoliths with RI higher than 1·440. This serves
as a basis for a simplified mode of measurement that requires only the use of a petrographic light microscope and a
mineral oil of RI 1·440. We apply the simplified method to two Natufian samples from Hayonim cave (Western Galilee,
Israel). 2002 Elsevier Science Ltd. All rights reserved.
wh1 Bread wheat (Triticum Inflorescence Beit Keshet, Israel Wet ashing 1 (at 100C)
aestivum)
wh1/700 Bread wheat (Triticum Inflorescence Beit Keshet, Israel Wet ashing 1 (at 100C) wh1 heated at
aestivum) 700C for 7 h
wh2 Domesticated Emmer Ripe awns Gilat Experimental Wet ashing 1 (at 100C)
wheat (Triticum dicoccum) Agriculture Station, Israel
wh3/1000 Domesticated Emmer Ripe awns Beit Qama, Israel Wet ashing 1 (at 100C) Heated at 1000C
wheat (Triticum dicoccum) for 1·5 h
p1 Pine (Pinus halepensis) Leaves Bat-Shelomo, Israel Wet ashing 1 (at 100C)
A1 Unknown Mixture of leaves Qumran cave (5000–10,000 ), Wet ashing 1 (at 100C)
the Judean Desert.
wh4 Bread wheat (Triticum Stems and leaves Gilat, Experimental Wet ashing 2 (at 65C)
aestivum) Agriculture Station, Israel
p2/500 Pine (Pinus halepensis) Leaves Bat Shelomo, Israel Dry ashing (at 500C)
A2 Unknown Grotte XVI, Upper Paleolithic, Heavy liquid separation Fractions 5+6
the Dordogne valley,
France
A3 Unknown Hayonim cave, Heavy liquid separation Fractions 5+6
Natufian layer, Israel Hearth sample
A4 Unknown Hayonim cave, Heavy liquid separation Fractions 5+6
Natufian layer, Israel Sedimant sample
also contains many other elements, such as aluminum, The method is based upon the measurement of the
potassium and iron (Schiegel et al., 1995). They do refractive index (RI) of individual phytoliths. The RI
not have characteristic morphologies, and under the of opal or silica (terms used here synonymously for
microscope they are difficult to differentiate from clay the same mineral) is dependent upon the extent of
particles. hydration of the silica (Heinrich, 1965). It is known
Phytoliths are present in large amounts in the sedi- that phytoliths extracted by acid treatment (wet ash-
ments of archaeological sites, and due to their specific ing) have a RI range of 1·427–1·440 while phytoliths
morphologies have been widely used to determine the extracted by ashing at 450–550C have a RI range of
taxonomic affinities of the plants brought to the site by 1·438–1·487, and their water contents are substantially
its inhabitants (e.g. Piperno 1988). Quantitative analy- lower. At temperatures above 1000C the RI range is
ses of phytoliths per unit weight sediment combined around 1·48 (Jones & Milne, 1963). Upon heating to
with information on the more general affinities of the temperatures above 200C water molecules start to
plant phytoliths (e.g. from wood, bark, leaves, grasses form from the surface hydroxyl groups. The hydroxyl
etc.) is proving to be a powerful tool for reconstructing groups are completely stripped off at 600C (Jones &
aspects of past human behavior (e.g. Albert et al., Segnit, 1969). These observations suggest to us that
2000, 2001). Phytoliths from fruit or seed shells may be changes in the RI of phytoliths from archaeological
genus specific, and sometimes even species specific. sites might be indicative of burning at high tempera-
This was used to monitor the domestication processes tures. Here we confirm that phytolith RI values
of squashes and gourds in the American tropics increase as a result of burning. We present a simple
(Piperno, 2000). The phytolith assemblages can method for differentiating between phytolith assem-
also provide indications of paleoclimatic conditions blages that were burnt and those that were not
(Piperno, 1988), paleodiet (Fox et al., 1994), irrigation burnt, and show that this method can be used for
patterns (Rosen & Weiner, 1994), and site formation archaeological material.
processes (Albert et al., 1999). Burnt phytoliths have
slightly distorted shapes (Kealhofer & Penny, 1998), Materials and Methods
and are commonly colored (Piperno, 1988). Here we
present a method for determining whether phytolith Materials
assemblages extracted from archaeological sediments The plant materials used and the phytolith extraction
were burned based on a physical property of the opal. methods are listed in Table 1. The refractive index
This information can help differentiate plants used oils were purchased from Cargille (R.P. Cargille
for fuel, as they will contribute burnt phytolith Laboratories, Inc., NJ, U.S.A.).
assemblages, as compared to plants used for cooking,
bedding, roofing, etc. The latter will have unburnt Methods
phytolith assemblages (unless they were subjected to Phytolith extraction. Phytoliths were extracted from
catastrophic fires). the plant matrix by wet or dry ashing, or from
Detection of Burning of Plant Materials in the Archaeological Record 219
sediment samples by heavy liquid separation. Wet The minerals in the sample were then separated
ashing was performed using a mix of acids heated to according to their specific gravity. The sample was
either 100C (method 1) or 65C (method 2). transferred to a 15 ml centrifuge tube and 5 ml sodium
polytungstate solution [Na6(H2W12O40) . H2O] of 2·4
Wet ashing: method 1 (Piperno, 1988). A sample of gram/ml density was added (3:1 ratio by weight of
0·2–5 g of dry plant material was washed with about sodium polytungstate to water). The suspension was
5% solution of Decon 90 (strong detergent) using vortexed and sonicated until it was well dispersed. It
ultrasonic treatment for 1–2 h, followed by a wash with was then centrifuged at 3500 rpm for 5 min. The super-
double distilled water (DDW). An Erlenmeyer flask natant was transferred to another centrifuge tube, 1 ml
containing 10–100 ml Schultz solution (75 ml HNO3, DDW was added, and the tube was vortexed and again
25 ml water, 2 g KClO3) was heated in boiling water centrifuged as above. This cycle was repeated 4–6 times
and the washed sample was added until the plant until the supernatant was clear. Then the tube was
matrix was degraded. After 4 h of heating small filled with DDW and centrifuged once more to ensure
amounts of KClO4 were added. The heating and the that all mineral particles were recovered. After each
addition of KClO4 were stopped when no bubbles centrifuge step the pellet was washed twice with DDW,
formed when additional KClO4 was added. The transferred to an Eppendorf tube, washed with DDW
solution was centrifuged at 3500 rpm in 50 ml tubes and acetone, and dried. Phytoliths were concentrated
and the supernatant was discarded. The pellet was in the pellets of fractions 4, 5, 6.
washed twice with DDW, once with 1 N HCl, twice
with DDW, and then transferred to a 2 ml Eppendorf The RI vs temperature calibration curve. A drop of
microcentrifuge tube. The white powder was washed mineral oil with RI of 1·45755 was placed in a
twice with acetone and then air dried at room temperature-regulated refractometer (Bleeker Zeist,
temperature. Holland. No. 33885) and its RI was measured. The
apparatus was calibrated to 1·45755 at 25C and
Wet ashing: method 2 (Shahack-Gross et al., 1996). heated slowly to 70C. The RI of the oil was recorded
Leaves and stems of fresh wheat were dried at 60C for every 5C.
72 h. The dried samples were ground in a mill and 3 g
of the powder was divided into three 50 ml tubes. A Slide preparation. A drop of a mineral oil with a known
20 ml solution of 1:1 mixture of 70% HNO3 and 70% RI of 1·45755 or 1·440 was placed on a glass micro-
HClO4 was added to each tube. The tubes were par- scope slide. A clean sample of phytoliths (approxi-
tially capped and held at 65C for 3 h. DDW was mately 1 mg) was mixed with the oil to form an even
added to each tube, and the tubes were centrifuged at spread on the slide, which was then covered by a cover
4500 rpm for 2 min. The supernatant was removed and slip.
the three sub-samples were combined and washed
again with water. The acid treatment was repeated for Measurement of the Refractive Index of a single
2 h, followed by washing. The samples were further phytolith by varying temperature. The measurement
treated with a 20 ml solution of 4:1 mixture of 70% was performed using an optical microscope (Carl Zeiss
HNO3 and 98% H2SO4 for about 17 h, washed five Inc. Axiovert25, objective lens 10 and 20) fitted
times with water, and dried at 60C for 24 h. with a temperature control stage (THMS 600 hot stage
with TMS93 temperature controller. Linkam Scientific
Dry ashing (Albert et al., 1999). Plant material was Instruments LTD, England). The microscope was
washed with water in a sonic bath for about 10 min operated with closed condenser aperture (aperture iris)
and then dried. The sample was burned at 500C for in order to increase the contrast. Samples were pre-
4 h in an oven (Lindberg Blue M 848). The sample was pared between two microscope cover slips (as opposed
then treated with 10 ml of an equivolume solution of to a slide and a cover slip) to ensure fast heat transfer
3 N HCl and 3 N HNO3 heated in boiling water for from the hot stage to the sample. The rate of tempera-
30 min and rinsed with DDW three times, and then ture rise was 10C/min, which is slow enough to
burned again at 500C for 90 min. If remnants of equilibrate with the oil.
organic material were still observed, the sample was The RI of a single phytolith was measured using the
heated in H2O2 to completely eliminate all organic Becke line (Head, 1962), in which the particle is
material. immersed in a liquid with a known RI. As a result of
reflecting and refracting light, a line of light appears at
the border of the particle when it is in focus. This is the
Extraction of phytoliths from sediments (based on Becke line. When the sample is moved to underfocus
Albert et al., 1999). Ten ml 1 N HCl was slowly added position (i.e. the objective is moved to a distance
to one gram of sediment and sonicated until the greater than the position at which the sample is in
bubbling stopped. The sample was then washed with focus) the Becke line will move into the phase with the
DDW and centrifuged three times (3500 rpm), washed higher RI (Figure 1). When the RI of the particle is
with acetone, and dried under a heat lamp. higher than that of the oil, the Becke line will appear in
220 R. Elbaum et al.
Results
We confirmed that burning causes an increase in the RI
of the phytoliths by comparing under the microscope
Figure 1. Illustration of the use of the Becke line to determine
phytoliths that were burnt at 700C and phytoliths that
whether a phytolith has a RI above or below the RI of the liquid. were not burnt. In order to further investigate this
Wheat hair-phytolith (about 240 m in length) immersed in calibra- phenomenon we wanted to accurately measure the RI
tion oil of RI 1·45755 at 27C, and heated from 27C to 140C. The of phytoliths.
left panel shows the sample in the overfocus position (microscope The standard approach to measure the RI of a
stage brought close to the lens) and the right panel in the underfocus
position (microscope stage moved away from the lens). At 27C the mineral is to place particles of the unknown mineral in
RI of the oil is higher than that of the phytolith. Therefore as the oils with different RI’s and find the particular oil in
objective is moved from the overfocus position to underfocus, light is which the particles are invisible. The RI of the particles
reflected and refracted out of the phytolith and it becomes darker is then equivalent to the RI of the index matching oil.
than the background. At this position (right panel) a line of light can
be seen at the particle-oil border outside the particle. This is the
This is not practical for measuring the RI of individual
Becke line (Head, 1962). As the oil is heated, its RI decreases and phytoliths, as the microscopic particle has to be some-
becomes similar to that of the phytolith at 90C. The edges of how transferred, until the oil with the appropriate RI is
the phytolith are hardly seen. When the oil is heated further the found, or the oil around each particle has to be
phytolith edges reappear. As the objective is moved from the replaced.
overfocus position to the underfocus position light refracts and
reflects into the phytolith, and the Becke line is seen inside the We therefore took advantage of the fact that the RI
particle. The contrast of the particle is thus reversed with respect to of a pure mineral oil is almost linearly dependent on
that at 27C. The RI of this particle, calculated at 90C by the the temperature (Kurtz et al., 1950). By heating the
calibration formula, is 1·434. calibration oil obtained from Cargille and measuring
its RI at different temperatures, we verified that there is
the particle and the particle will be lighter than its a linear temperature dependence of the RI of this oil
background (Figure 1 at 140C). When the situation is (Figure 2). Extrapolation of the relation was made to
reversed and the RI of the oil is higher, the particle will 120C and in one case to 150C. (Any deviation from
look darker than its background in the underfocus this calibration curve will be consistent for all the
position (Figure 1 at 27C). Thus the RI of the particle samples measured.) We then used this curve to measure
can be compared to that of the liquid, and determined the RI of individual phytoliths in an assemblage of
to be higher or lower than the known RI of the liquid. phytoliths. A sample was immersed in the calibration
When the RI of the particle matches that of the liquid, oil and the total number of phytoliths in the micro-
it will have no contrast in the medium and the particle scope field was counted at room temperature, as all the
will therefore be invisible (Figure 1 at 90C). opal phytoliths are assumed to have RI values equal to
Detection of Burning of Plant Materials in the Archaeological Record 221
Figure 2. Calibration graph showing the linear dependence of Figure 3. Distribution of RI values in a single plant. The number of
refractive index of the index matching oil on temperature. The visible phytoliths in the field was counted at different temperatures. It
linear dependence is characterized by the equation: RI=1·4679– is assumed that all the phytoliths in the field are visible either at room
0·00039 X T(C), R=0·995. temperature or at the maximal temperature of measurement. The
number of invisible particles was calculated by subtracting the
number of visible particles from the total number of phytoliths in the
field. The bars represent the number of wheat phytoliths that were
or below 1·46 (Heinrich, 1965). The sample was then not visible (sample wh1), as a function of the sample temperature.
heated and every 10C the number of visible phytoliths The continuous line is a normal distribution curve with a mean
was counted. (Some phytoliths that have RI of 1·46 temperature of 78C (equals RI of 1·438) and a standard deviation of
20C (equivalent to 0·008 RI units). Measurements were made
appear only at elevated temperatures.) The number of up to 100C.
invisible phytoliths was calculated assuming that either
at room temperature or at the maximal temperature of
measurement all the phytoliths were visible. Figure 3 temperature, using Figure 2.) The point chosen to
shows the number of invisible particles as a function of represent the phytolith assemblage is where 50% of the
temperature. Clearly, the phytoliths do not all have the phytoliths have a higher RI than the oil. In this sample
same RI even though they are derived from the same it is 1·437. The 50% value can then be used to compare
plant or even the same part of an individual plant. The phytolith RI values of different samples.
distribution of phytolith RI values in the sample is In Figure 5 we compare the RI values of burned and
close to a normal distribution, though the measure- unburned phytolith samples. This Figure shows that
ments higher than 100C were not made. In the sample unburned and burned samples have different ranges of
shown in Figure 3 the centre of distribution is close to refractive indices. The variation does not depend on
80C—the temperature at which most of the particles the species, as can be seen by comparing the wheat and
disappeared. The RI value calculated at 80C from the pine samples (wh1, wh4 and p1) nor does it depend on
calibration curve is 1·437. The width of the distribution the wet extraction method used (wet ashing method 1
is 20C (corresponds to 0·008 RI units (Figure 2)). and method 2 (not shown)). Samples that were heated
This reflects both the measurement uncertainty and the show a shift to higher values of RI, as demonstrated by
fact that the sample contains phytoliths with different wh1 and wh1/700 and p1 and p1/500. The range of 50%
RI values. RI values of burnt samples is between 1·442–1·452,
Instead of indirectly counting the phytoliths that are while the unburnt range is 1·417–1·438. These values
invisible in the field of view, we decided to follow the are similar to the RI values measured by Jones & Milne
approach used by Jones & Beavers (1963), and count (1963). The upper limit of the measurements here was
the visible phytoliths with bright contrast at each limited to the RI of the calibration oil at room tem-
temperature (i.e. each RI value). This represents the perature (1·458). There is no overlap between the burnt
fraction of phytoliths that have RI higher than that of and unburnt 50% values, although the difference in
the oil. In Figure 4 we show the same assemblage of some samples is not large. Figure 5 thus shows that RI
phytoliths used in Figure 3 in this representation. In can be used to differentiate between burnt and unburnt
practice this is the fraction of the phytoliths with bright phytolith assemblages. As this mode of measurement is
contrast as compared to the RI of the oil at the time of cumbersome and requires the use of a temperature
measurement. (RI values were inferred from the oil controlled stage, we developed a simplified measuring
222 R. Elbaum et al.
Table 2. Percent of phytoliths with RI>1·440 measured by heated and separate the two groups by their morphology, then it
unheated oil may be possible to show that one group was burnt and
the other was not. But in any other case the measure-
Measured
Measured by with oil of ment of the refractive index will give a misleading
Sample heated oil* RI=1·440* Burnt result, according to the proportions of the two groups
in the sample. The RI values of soil phytoliths from
wh1 13% (329) 15% (396) — Illinois silt loam were analyzed previously (Jones &
wh2 19% (388) 21% (889) — Beavers, 1963) and found to cover the whole range
wh1/700 65% (59) 50% (288) + of opal refractive indices observed here. About 75%
wh3/1000 90% (65) 96% (216) + of the phytoliths in this sample have a RI equal or
p1 35% (107) 29% (343) —
A2 75% (46) 71% (208) +
higher than 1·440, a value which relates to a burnt
sample. This may be explained by degradation of the
*Number in parentheses indicates the total number of phytoliths plant material mainly by fire, though a fraction of
counted. the sample may have been degraded by biological
processes.
Implications for archaeological applications Cave, Mt Carmel, Israel during the Period: A study of the
sediments and phytoliths. Journal of Archaeological Science 26,
Since the phytolith shapes are often typical of their 1249–1260.
source plant, it is possible to use phytolith RI to Albert, R. M., Bar-Yosef, O., Meignen, L. & Weiner, S. (2000).
identify the types of plants that were used for fuel. Phytoliths in the Middle Paleolithic deposits of Kebara cave, Mt.
Identifying the plants that were not burnt could indi- Carmel, Israel: Study of the plant materials used for fuel and other
purposes. Journal of Archaeological Science 27, 931–947.
cate use for roofing, food, bedding etc. This method
Albert, R. M. & Weiner, S. (2001). Study of phytoliths in prehistoric
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Quantitative phytolith study of hearths from the Natufian and
or as a result of catastrophic fires)? Middle Paleolithic levels of Hayonim cave (Galilee, Israel).
The effect of burning for periods longer than several Journal of Archaeological Science In press.
hours was not examined here. We observed a shift to Amos, G. L. (1952). Silica in timber. Commonwealth Scientific and
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to heat, when comparing samples that were heated at Blackman, E. (1969). Observations on the development of the silica
cells of the leaf sheath of wheat (Triticum aestivum). Canadian
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The method was simplified such that it requires only a Karkanas, P., Rigaud, J. P., Simek, J. F., Albert, R. M. & Weiner, S.
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samples with phytoliths that have refractive indices record of fourteen thousand years of vegetation change in north-
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Acknowledgements Piperno, D. R. (1988). Phytolith Analysis: An Archaeological and
We thank Arlene Rosen and Ruty Shahack-Gross for Geological Perspective. San Diego: Academic Press, 280 pp.
Piperno, D. R. (2000). Phytoliths in Cucurbita and other Neotropical
the phytolith samples, and Edna Shechtman for the Cucurbitaceae and their occurance in early archaeological sites
help in the statistic analysis. This research was sup- from the lowland American tropcis. Journal of Archaeological
ported by THE ISRAEL SCIENCE FOUNDATION Science 27, 193–208.
(Center of Excellence, grant No. 302/00) to S.W., and Rosen, A. M. & Weiner, S. (1994). Identifying ancient irrigation—a
the Kimmel Center for Archaeological Science at the new method using opaline phytoliths from emmer wheat. Journal
Weizmann Institute. of Archaeological Science 21, 125–132.
Rosen, A. M. (1999). Phytolith analysis in near eastern archaeology.
In (S. Pike & S. Gitin, Eds) The Practical Impact of Science
on Near-Eastern and Aegean Archaeology. Wiener Laboratory
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