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International Edition in English: Methods of Reactivity Umpolung
International Edition in English: Methods of Reactivity Umpolung
International Edition in English: Methods of Reactivity Umpolung
April 1979
Pages 239 - 336
By Dieter SeebachL"]
The past decade of organic chemistry may be characterized as a period of violent development
of new synthetic methods. This was accompanied by a systematization of the analysis of
synthetic problems (synthetic strategy). The planning of the synthesis of an organic target
molecule is greatly facilitated by distinguishing between reagents X(C),,... with normal reactiv-
ity (acceptor properties at C'*3,5-, donor properties at X, C2,4-.)and with reactivity umpolung
(acceptor properties at X, C2,"...,donorproperties at C',3,5-.).
In this context, reactivity umpolung
turned out to be useful as a heuristic principle, as a classification scheme, and as an aid
for locating so-called strategic bonds (synthon, transform, and antithesis according to E. J .
Corey). There are six principal methods of umpolung: 1,2n-oxidation, heteroatom exchange
and modification, homologation and its reversal, the cyclopropane "trick", use of acetylenes,
and redox reactions; under certain circumstances none of these techniques is necessary in
cases where direct umpolung is possible. Throughout the article, normal reactivity is indicated
by green print; reactivity umpolung by red print.
(2)
or :L'/&I' a'/<i",
(31
or :L'/<I~
Rl-;,
R2 R3
.*% R2 R3
direct or vinylogous Prins-, aldol-, Claisen-, Mannich- and Michael reactions
[ l a , 21; X, X'=O, N ; double bonds where applicable a- ,I-
19a ) (9 h )
5. According to the original proposition, synthons are
8. A reagent has normal reacti\ii) if it corresponds to a
"structural units within a molecule which are related to pos-
synthon of general type ( / J.
sible synthetic operations"r3a].Thus, the molecule ( 4 ) is related
Rcacti\itj umpolung is present in a reagent in which a-
and d-centers are reversed as compared to f I ) [see general
representation ~ 1 cf. (7b),
~ ~ ( 9 a; ) l . Thus, x~''' - or
~(8b),
C H 2 0 [a1
1
synthetically
HC(OCH3)3 [b] equiualent reagents PI
R-CHZ-CHI d + .I CHO R-CH2-CHl-MgX + HCO[N(CH,),] (four of many possible
(the formyl formyl ,I ' -reagents)
. I ' -synthon) r4g. 91
R-CHI-CH2 r + rCHO
synrhrticuiij
equivalent reugeiits
R-CH2-CHZ a R-CH2-CH2-OTos
R-CH2-CHO
+
+
NaCN [d]
CHjOCH=P(CeHs)3 [b] I (formy1 d ' -reagents)
R-CH2 a + 11 CH2-CHO
(<I:)
R-CHIX +
r O R Ib1
L1
1 synrhetirull~~
ryuiaalent vrugenrs
(acetaldehyde
I' '1
Rd R2CuLi + [dl
(propionaldehyde
AcOOC2H, '-reagent)
,I
-
[a] Oxidation of the product. [b] Hydrolysis of the product. [c] Radical chain initiator. [d] Reduction of the product. [el Raney-Ni desulfurization. [fl S-
methylation of the primary alkylation product.
0 HO
Table 2. Structural definition of selectivities.-Three principal selectivities are distinguished [a]: 1. type selectivity
(nort-Isomericproducts, mostly different types of reactions, i.e. substitution, addition, elimination, ... A/B); 2. con-
stirurional selectivity (same kind of reaction, products are constitutional isomers; CiD, E/F, IiK); 3. stereo-
selectivity (products are stereoisomers; diastereoselectivity L/M or enantioselectivity G/H [b, c]).-Constitutional
selectivity is subdivided into site selectivity (differentiates unrelated functional groups in a molecule which can
undergo the same type of reaction, IiK), regio-selectivity [d] CiD and ambido-selectivityE/F (see definition 1.10[el).
....... ....’
Base i C H,X
........ .......
..... .......
[a] The term diumoselectivity [ B . M . Trort, Th. N . S a l m u n n , K . Hiroi, J. Am. Chem. SOC.98, 4887 (1976)] is not
structurally d e h e d , stereospecificity is an often criticized term [ H . E . Zimmerrnann, L. Singer, B . S . Thyagarajan,
ihid 81, 108 (1959); E . Ruch, I. Ugi, Theoret. Chim. Acta 4, 287 (1966)l; “specificity” should be dropped altogether.
[b] See Y. Izumi, A . Tair Stereodifferentiating Reactions, Academic Press, New York, 1977. [c] Of course, (G)
and (HI are only enantioselective routes if the hydrogens of the a-keto CH,-group are enantiotopic in the starting
molecule of the present example; in LiM they must be didstereotopic. [d] See A . Nassner, J. Org. Chem. 33,
2684 (1968). [el This was part of the original definition of regioselectivity (see [d]), However, the term was rarely
used to distinguish between 1,2- us. 1,4-addition to an enone or 0-us. C-alkylation of an enolate [reviews:
J. (I‘Angelo, Tetrahedron 32,2979 (1976); R. Gompper, N.-U. Wugner, Angew. Chem. 88, 389 (1976); Angew. Chem.
Int. Ed. Engl. 15, 321 (1976); L. M . Jackman, B . C . Lange, Tetrahedron 3 3 , 2737 (1977)l. As evident from the
louer part of Table 2, the a/d-nomenclature is very convenient in this connection.
0
cox ROOC
R' R R ;
R-COaH
t-Bu-OOHiMo
V-derivative 1241
4
Os04/R3N0 [25]
OsO,/chloramine-T [26] TR) OH(NHR)
6 [2Sl
0 2
I MoOPH [29]
10
11
12
NHzOH/TosCl/base 121 0
13
R Y 2
base/02 1381
18 o3or OSO~/IO?;
Pb(OAc), [40]
19
(5 OR
3.2. Exchange and Modification of the Heteroatom Furthermore, nitrogen, unlike oxygen, has so many oxida-
tion states and occurs in a multitute of bonding situations
Fortunately, organic chemistry is not restricted to the that it can be “modified” to allow for jumping back and
elements C, H, N, O! We can utilize all the elements of forth between the two reactivity patterns ( 1 i and [ 1 0 J
the periodic chart to achieve the goal of synthesizing C, H,
N, 0-containing products (see postulate 1.2) and to break
out of the reactivity pattern ( I j (see 1.3). The most common 3.2.1. Heteroatom Exchange
and best established systematic way of reactivity umpolung of As stated above, there is a lack of methods which cleanly
N- or 0-functionalized molecules is the temporary exchange introduce nitrogen and oxygen a t donor sites. The use of
of these heteroatoms by others which convey opposite re- BrQ as an electrophilic substitute heteroatom is a classical
activity to the carbon moiety. Thus, we use derivatives of solution to this problem [see eq. (e)]. When the desired C-N
other heteroatoms like a boat to cross a river. bond is formed, the nitrogen acts as a nucleophile, the a-car-
1. PhzCO f
-
2 - Hm
0
HZC-N-CPh
-
60
R1 R3P=C HR3 R1
)0 + H0-CH2R3
R R
0
reactivity of iminium derivatives[s2Jinto ti ' -reactivity[53][see
duced at electrophilic (+R,Ye) and at nucleophilic sites eq. (k)]. On the other hand, we can convert the amine (oxida-
( +R,YX). Sulfur in particular stabilizes positive and negative tion state -3) into the nitronate (oxidation state +5) and
charges in the a-position, and there are numerous ways of use this as an aminomethyl d ' -reagentI4".
removing all three heteroatoms from a molecule[4g1.Conver- We need not go all the way to the nitro or diazo group
sions associated with the names of Wittig, Homer, Emmons, to achieve a-N-CH acidification and a-N-C-donor proper-
Wadsworth, Michaelis and Arbuzod2] allow the coupling of ties. Any amine derivative which bears an electron-withdraw-
carbon atoms of the same polarity [cf. eqs. (c) and (01; recent ing group causing a partial positive charge on nitrogen appears
improvements and promising developements in this general to suffice under appropriate conditions [see the isocyanides
area are the so called redox condensations with p h o ~ p h a n e s [ ~ ~ ] (27)rs4J, the carbamoyllithium compounds (28 s51, the
and the conversion of NH2 into the leaving group nitrosamines (29)[4d.s61,the amides (30 j with sterically pro-
N(SOzR)z["".
described in equations (9) and (h) [cf. eqs. (c) and (d); for
further examples see Table 4, entries 6-8, and detailed
reviews[4bs4g, h , 1 2 . 451]. The interconvertibility of oxygen and
nitrogen functions (functional group eq~ivalence'~"]) renders
(324
the use of N-containing reagents with reactivity umpolung
(see Section 3.2.2) a heteroatom exchange method for oxygen
tected but electronically effective carbonyl g r o ~ p s ' ~s71,~,~~,
[cf. eq. (i)].
and the vinylogous ureas, urethanes, and cyanamides (31 )['*l].
40
R-CH20H --H R-CH2N02 -D R-CH-NO2 + R-C, (i) It is not entirely clear yet whether the dipolar anion stabiliza-
I
R' R' tion indicated in (32) is the decisive effect causing the ready
68 66
R ~ C H ~ O+H H O C H ~ R ~
-
R'CH,
R'CH~OTOS
i+ BrMgCH2R2
ban,
R'CHz-CHZR2 RZCHzd
P
r641
K'
R
>O + R3SnLi - R2 SnR3 RZ
R3
HOAR4
,$'/,I'
[67--691
1701
aR2
OH
)-OH
R4
R'-COOH
+ RCH-COOH
I
+ HO-CH~<H=CR;
- "kf"
NHz
- OH
R'~.H-CH,-CH=CR;
R'-C-CH~-CH=CR;
O
1781
hydrolyns
c411
formation and unexpected stability of these sys- (C') can be specifically introduced (homologation) for the
t e m ~ [ ~ 571. ~ ,An~ almost
~ , ~ ~complete
* list of N-derivatives purpose of reactivity umpolung.
with nucleophilic a-carbons is found in a previous review A d'-reagent of this type has the general formula (33)
(Table 3 in Ref. 14d1).The use of cyanide (Kolbe and Strecker where X and X' may be oxygen and/or nitrogen, or other
syntheses['], cyanohydrin formation), a recent example of heteroatoms, and must fulfil three conditions: the C=X group
incorporation of nitrogen into a conjugated system (cf. Section is essential for anion stabilization, attack of the electrophile
3 . 9 , and novel derivatives with "dipole stabilization" are listed must occur on carbon, and the product must be amenable
in Table 4 (entries 9-1 3).
Examples of simultaneous heteroatom exchange and modifi-
cation for the purpose of reactivity umpolung are the versatile
reagent TosCH2NC: ( T o s m i ~ ~and
lithium derivatives LiCSNR'RZ[601.
~ ~the, ~thiocarbamoyl-
~~) - - c
X
R
)=o
R'
(1)
(33)
3.3. Homologation and Its Reversal
OH
Table 5. Reactivity urnpolung by homologative methods [?3]. Reagents (or conversions) corresponding to the d'-synthons
,f, A"
Reagent (or conversion) Ref. Reagent (or ConLcrsion) Ref
No 51'
+ electrophiles
C H3
0-tetrahydropyranyl X 2 = m e t a l or alkyl. X = SR
[981
OSi(CH3J3 N -CR 184. 991
OCOC6H5
OCOOR'
H(+OOH, see above) r 1 ooi
C OOH
SCSN(CH3J2 C1 ( I j a r r r n s reaction)
?iR'COC& (Heisserr c o m p o u n d s )
NR'Z
R-CH&\ - R-CH-CX
I
R'
- ,
OOH
R-C-CN
I
R'
- R.
[ 1021
(cf. D a r z e n s reaction [ Z I J
D 0”
3.5. Acetylenes
R-CH~-C-R' F:
X = 0, NCOOCH, (39) X = 0, NH
R-c EC-R'
R-C-C d
1 li' R1
R2+- c-2--f,R4
OH
R-C-C-R'
T f dl HO R3
Don
R-C-CH2-R'
tions (s)-(u). In reactions of the type (s)['''1 the three-mem-
(44)
:: (45)
(46)
<Ir HC%CG
OCH\
,COOR
@C\H
~j=J0Q 60
HzC=O (Y)
,I, (R O O C ) ~ C
HO
COCH3
-coo0
+
.2 e"
__f
-2cq
0
-
oso,
(ab)
exo- brevicomin
Table 7. Examples for cross-coupling of carbonyl derivatives to olefins, pinacols, and 1 .+dicarbonyl compounds
OA c 0
valent titanium" "~'1. Likewise, electrochemical or metal is described in the accompanying equation (ae). Instead of
oxidation of enol ethers['321or enolatesr'33 351, respectively,
~
adding two electrons (A), the n-system is reduced (€3) and
furnishes I .l-dicarbonyl derivatives [eq. (ab)] ; electrochemical the resulting dihydro compound is doubly deprotonated (C).
processes of this type have been called cathodic ~ r n p o l u n g ~ ' ~ ~ ~ The
. overall result is the same, and no intermediates are
A coupling reaction of industrial importance is the anodic involved which could couple with each other. The derivative
dimerization of acrylonitrile to adiponitrile [eq. (ac)]. The of the doubly reduced ("LUMO-filled") n-system thus obtained
converse of equation (ab), the cleavage of a 1 .+diketone with can be added to a different partner to give a "crosslinked
2. HzO
X
11 .. 2 0 2 atoms
+H ,c, 4 electrons with a double roactiriij timpolunp if they are used to prepare
normal 0 , N-derivatives (see postulates 1.2-1.4): one is
achieved by heteroatom exchange or modification, the other
one by the redox method [see eq. (af), cf. eq. (i) and Section
e y y , 4 atoms 51. Some amine derivatives with umpolung achieved by going
6 electrons
2BX to the doubly reduced state can only be referred to here[’491.
/-..dx
6 atoms
8 electrons
2c
K'
(ah)
1 : .I '
~
'I A, m = 2 n + l : \ !
B, m=2n :<I'*
Ar-H f X-CO-CH2R -D
0
II
Ar-C-CH2-R -+
s
Ar-CH2-C-R
change the relationship (i. e. the number of carbon atoms)
between functional groups (whether odd or even). The classical
(am) '
CIaisen rearrangement''. 7 0 1 converts an ;I '/cI''- into an ;I '/(.I '-
product [see eq. ( a ~ ) ] .If a precursor is synthesized with reac-
tivity umpolung [eq. (aq)][171Jor from a compound which
contains an even number of carbon atoms between the func-
a
"7ig:
I -
route B11661, and equation (ao), route B[167a1,a "weird" Robin-
son-annelation [normal: eq. (an), route A]" 6 8 1 and aldol-con-
densation [normal: eq. (ao) route A]11691,respectively. The
xxoR
first sequence of reactions necessitates twofold umpolung. The
first one is achieved by heteroatom exchange to ( 7 1 ) (Section
3.2), the second one by a 1,2-functionality transposition tional groups [eq. (ar)'' 721], the "even relationship" is pre-
s
( 7 2 ) + ( 7 3 ) (carried out by dehydration, anti-Markownikoff served in the rearrangement product. The first transfor-
mation is realized by the heteroatom exchange method and
A
c-
R
'COOR COOR
RGJ
a [3,3]-shift which converts the product of a d I -reaction into
that of a d'-reaction. On the other hand, in equation (ar)
one starts with a 12-product (see Section 3, "black magic-box''
and 1 .?n-oxidations), a mandelic acid derivative, and furnishes
a 1 h-bifunctionalized compound. This is also true of the oxide-
Cope '
rearrangement", 7 3 1 described in equation
hydration, and oxidation) with an 3"-reagent (BH3/Hz02cor- (as)[4'.'42.'441; the reactivity umpolung proceeds via hetero-
responds'to the HO-a" synthon and the H-d synthon). atom exchange (Section 3.2).
Angen,. Chem. Int. Ed. Engl. 18,239-258 (1979) 253
R' +
1 .(?/I I )-bifunctional system-as in the reactivity pattern
( 1 I (cf. postulate 1.4).
As is evident from Table 9, Trost's cyclopropylidene sulfur-
Mg2@ ane and phenylthiocyclopropyllithium (76)" 761 are true syn-
(as)
thetic chameleons; one can easily count ten different synthon
If a molecule contains X-X'-hetero-hetero bonds [R-O- combinations if one compares the products with the starting
0-R, R-O-NR2, R-N=O, RZC=N(O)R, RO-N=CRz, carbonyl compounds; all of them make at least one bond
R2N-NR2, R2C=N-NR2, RN=NR, ... or heteroatom with reactivity umpolung [see e. g. (79)-(82)]. This plethora
exchange analogues], it has a built-in I .?-oxidation (see Section
3.1 and Table 3), and thus a reactivity umpolung. Therefore,
we can consider Fischer's indole synthesis['] and Gossman's
recent modificationr1741 as a'/d'-combinations leading to a
I &disubstituted carbon framework [see eq. (at), routes A
and B]. The Reimer-Tiemann-typel2] reaction in equation
(au)" 7 5 1 is obviously an a2/d ' -combination; both components
have reactivity ( 1 0 1 , and we must necessarily obtain a 0
q02:@
- 82, CP/2', ti:;
(at)
(RZ= SR)
H H
.I *, t'/:i' , (1' a , t j l e X '(,I " ( i l , L!'/ct',a' ;I1, ,i'/.il,
Table 9. Conversions of aldehydes and ketones with sulfur-substituted cyclopropyl nucleophiles of type f 76).
A "x"'
a-
...
-
U
0 ing the manuscript. Many valuable discussions with a number
of colleagues, especially with Professor A. Eschenmoser are
gratefully acknowledged. Our own work referred to in this article
would not have been possible without the enthusiastic collabora-
tion of my graduate students whose names are git’en in the
list of references. We were generouslji supported financially by
the Deutsche Forsclzungsgemeinschaft, the Fonds der Chemis-
chen Industrie, the BASF AG (Ludwigshafen) and SANDOZ
tuted .cyclopropyllithium derivatives, which may be up to
tetrasubstituted, and which can be used just as the unsubsti- AG (Basel).
tuted reagent (76). In the overall reaction, the final product Received: November 2, 1978 [A 264 IE]
in ( 4 6 ) is made from cyclohexene, cyclohexanone, and German version: Angew. Chem. 9J. 259 (1979)
A J I ~ W Chem.
. I n [ . Ed. Engl. 18.239-258 (1979) 255
[I 51 E. Hiickel: Theoretische Grundlagen der organischen Chemie. 8th [53] P . Hullof, Th. Curigny, Bull. Soc. Chim. Fr. 197.1, 2989: T h . Kutdfniutiii,
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Chem. 43, 2628 (1978). Engl. 15, 171 (1976); Synthesis 1977,869. Angew. Chem. 90, 220(1978);
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1341 E. Friedrich, W Lurz, Angew. Chem. 89, 426 (1977); Angew. Chem. thiolation of carbonyl compounds, see also H . Horsrrnunn in [ S a ] ,
Int. Ed. Engl. 16, 413 (1977). Vol. VII, 2c, 1977, p. 2317; D. Serbach, M . Teschner, Tetrahedron
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dron Lett. 1975,4005. Tetrahedron Lett. 1978, 3695.
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Chem. Soc. Rev. 3, 87 (1974); V P . Semenuo, A. N . Studenikou, A. and references cited therein: S. Leringer, Sh. Shut~millrr,Tetrahedron
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1371 See also: J . Kaldoou, J . Grob, Helv. Chim. Acta 61, 1996 (1978): [63] Reviews: G. H . Posner. Org. React. 22, 253 (1975); M . Schlosser,
cf. the electrochemical introduction of an amino group in the 4-position Angew. Chem. 86. 751 (1974); Angew. Chem. Int. Ed. Engl. 13, 701
of a ketone: Review: L. L. Miller, E. Kariv, J . R . Behling, Annu. (1974); J . F . Norntant in [4e], Vol. 1, 1976, p. 219; review on Barhier
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