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LTE and LTE-A Generalities
LTE and LTE-A Generalities
LTE and LTE-A Generalities
1
Contents
Evolution to LTE
LTE motivations
LTE/EPC architecture and interfaces
LTE/EPC network elements
LTE/EPC mobility areas
LTE-UE Identifications
LTE/EPC UE states
EPS Bearers
LTE/EPS QoS
3GPP releases
Architecture BSC based RNC based RNC based RNC based Flat for PS Flat eNB
NB
RNC RNC
Evolution to LTE
LTE motivations
LTE/EPC architecture and interfaces
LTE/EPC network elements
LTE/EPC mobility areas
LTE-UE Identifications
LTE/EPC UE states
EPS Bearers
LTE/EPS QoS
LTE Advantages
Low latency
Faster data DL/UP
Plug & Play architecture
Response for applications
Low Operating Costs
HSPA+
• HSPA (High Speed Packet Access) is a UMTS enhancement, commercially available at the
end of 2007.
• HSPA+ allow the system to quickly react to data bursts.
• Ensure fast adaptation to a change in radio transmission characteristics.
Contents
Evolution to LTE
LTE motivations
LTE/EPC architecture and interfaces
LTE/EPC network elements
LTE/EPC mobility areas
LTE-UE Identifications
LTE/EPC UE states
EPS Bearers
LTE/EPS QoS
LTE/EPC architecture and
interfaces
LTE/EPC protocols
Contents
Evolution to LTE
LTE motivations
LTE/EPC architecture and interfaces
LTE/EPC network elements
LTE/EPC mobility areas
LTE-UE Identifications
LTE/EPC UE states
EPS Bearers
LTE/EPS QoS
Evolved Node B (eNb)
• The eNB hosts the following functions:
– Radio Resource Management:
• Radio Bearer Control (establishment/maintenance/release of
Radio Bearers).
• Radio Admission Control. MME
• Connection Mobility Control
S1-MME
• Packet scheduling.
– IP header compression and encryption of user data stream. LTE-
– Selection of an MME at Initial UE attach. This function is Uu
enabled when S1 Flex is implemented. S1-U
LTE- eNB
– Routing of User Plane data towards SGW.
– Scheduling and transmission of paging messages UE SGW
(originated from the MME).
– Scheduling and transmission of broadcast information X2
(originated from the MME or O&M).
– Measurement and measurement reporting configuration
for mobility and scheduling.
eNB
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Mobility Management Entity (MME)
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Serving Gateway (SGW)
• The SGW host functions:
– The local Mobility Anchor point for inter-eNodeB handover.
– Sending of one or more "end marker" to the source eNB,
source SGSN or source RNC immediately after switching SGSN
the path during inter-eNB and inter-RAT handover,
especially to assist the reordering function in eNB. S4
RNC
– Mobility anchoring for inter-3GPP mobility. S1
2
– ECM-IDLE mode downlink packet buffering and initiation of S11
network triggered service request procedure. MME
– Lawful Interception. Gx
– Packet routing and forwarding. c
SGW
– Transport level packet marking in the uplink and the S1-U
downlink, e.g. setting the DiffServ Code Point, based on the S5/S PCR
QCI of the associated EPS bearer. 8 F
– Accounting for inter-operator charging. For GTP-based
eNB
S5/S8, the Serving GW generates accounting data per UE
and bearer.
– Interfacing OFCS according to charging principles PGW
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Packet Data Network Gateway
• The PGW host functions:
PDN
– packet filtering.
– Lawful Interception. S4
– UE IP address allocation.
Gx
– Transport level packet marking in the uplink and downlink. S2a
HSGW PCRF
– Accounting for inter-operator charging.
– DHCP functions
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Policy and Charging Rule Function
• The PCRF hosts the following functions:
– Binding mechanism, associates a service data flow to the
EPS bearer deemed to transport the service data flow.
PCRF
– Reporting
Rx
– Credit Management Gx
or
– Event Trigger S7
– Policy Control
SGi IMS/PDN
– Service (data flow) prioritisation and conflict handling
– Termination Action
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Home Subscriber Server
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Contents
Evolution to LTE
LTE motivations
LTE/EPC architecture and interfaces
LTE/EPC network elements
LTE/EPC mobility areas
LTE-UE Identifications
LTE/EPC UE states
EPS Bearers
LTE/EPS QoS
Cell
• When a UE is attached to the network, the MME will know the UE’s position on tracking area level.
• In case the UE has to be paged, this will be done in the full tracking area.
• The Tracking Area Identity is constructed from the MCC (Mobile Country Code), MNC (Mobile Network
TA1
TA2
TAI
TA3
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Tracking Area List
• Instead of TA, the MME may supply a Tracking Area List to reduce the location update signalling from the UE.
• As long as the UE is located in any of the listed Tracking Areas, a Tracking Area Update is not necessary.
• Tracking Area list management comprises the functions to allocate and reallocate a Tracking Area Identity list to
the UE. All the tracking areas in a Tracking Area List to which a UE is registered are served by the same serving
MME.
• when the UE registers with the network, the MME allocates a list of tracking areas to the UE.
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Contents
Evolution to LTE
LTE motivations
LTE/EPC architecture and interfaces
LTE/EPC network elements
LTE/EPC mobility areas
LTE-UE Identifications
LTE/EPC UE states
EPS Bearers
LTE/EPS QoS
Globally Unique Temporary Identity
(GUTI)
S-TMSI
0
MCC MNC MMEGI MMEC M-TMSI
(12 bits) (12 bits) (16 bits) (8 bits) (32 bits)
PLMN-ID MMEI
Random number
generated by the MME
GUMMEI
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International Mobile Equipment Identity
(IMEI)
• IMEI: 15 digit code (used prior to 2003)
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Contents
Evolution to LTE
LTE motivations
LTE/EPC architecture and interfaces
LTE/EPC network elements
LTE/EPC mobility areas
LTE-UE Identifications
LTE/EPC UE states
EPS Bearers
LTE/EPS QoS
Radio Resource Control (RRC)
RRC Connection Establishment
RRC_CONNECT
RRC_ IDLE
EMM_
EMM_
REGISTERED
DEREGISTERED
Detach, Attach Reject, TAU Reject
EMM-DEREGISTERED EMM-REGISTERED
•Location of UE is unknown for the MME. •MME holds location information for the UE at least to
•MME may keep some UE context when the UE the accuracy of a tracking area.
moves to this state. •In this state the UE performs TAU procedures,
•Successful TAU procedures lead to transition responds to paging messages and performs the
to EMM-REGISTERED. service request procedure if there is uplink data to be
sent.
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EPS Connection Management (ECM)
S1 Connection Establishment
ECM_CONNECTED
ECM_IDLE
S1 Connection Release
ECM-IDLE ECM-CONNECTED
•no NAS signaling and there is no context for •NAS signaling connection which is provided in the
the UE held in the E-UTRAN. form of a RRC connection and an S1 connection.
•The location of the UE is known in the tracking •The location of the UE is known in cell level.
area level •Mobility is managed by handovers.
•Mobility is managed by tracking area updates.
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EPS Session Management (ESM)
ESM_INACTIVE ESM_ACTIVE
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EMM & ECM States Transitions
Registration
EMM-REGISTERED
ECM_CONNECTED
Deregistration/PLMN change
EMM- New
DEREGISTERED Inactivity traffic
ECM_IDLE or
Power ON TAU
Evolution to LTE
LTE motivations
LTE/EPC architecture and interfaces
LTE/EPC network elements
LTE/EPC mobility areas
LTE-UE Identifications
LTE/EPC UE states
EPS Bearers
LTE/EPS QoS
EPS bearer identity (EBI)
– one to one mapping between EPS RB Identity and EPS Bearer Identity is
made by E-UTRAN
– The EBI is coded in 4 bits: values from 0 to 4 are reserved for future use.
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EPS Bearer sections
MME SAE-GW
LTE-Uu S1-U S5/S8 SGi PDN
End-to-End Service
– Each UE that is attached to the LTE network has at least one bearer available, that is called the default
bearer.
– From the QoS point of view, the default bearer is normally a quite basic bearer
– If an specific service requires more stringent QoS attributes, then a dedicated bearer should be
established.
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Contents
Evolution to LTE
LTE motivations
LTE/EPC architecture and interfaces
LTE/EPC network elements
LTE/EPC mobility areas
LTE-UE Identifications
LTE/EPC UE states
EPS Bearers
LTE/EPS QoS
QCI Concept
3G
LTE/EPS
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QoS Class Identifier (QCI)
QCI Guarantee Priority Delay budget Loss rate Application
LTE-Uu
LTE-
UE
eNB EPC PDN
QCI DSCP
A mapping table
between QCI and DSCP
value must be defined in
the eNB. 41
Differentiated Services field
Version IHL DS (former TOS) Total Length
Source Address
Destination Address
42
Mapping between DSCP and Assured
forwarding classes
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Allocation Retention Priority
• The primary purpose of ARP is to decide whether a bearer establishment /
modification request can be accepted or needs to be rejected in case of
resource limitations. In addition, the ARP can be used to decide which
bearer(s) to drop during exceptional resource limitations.
• The ARP should be understood as "Priority of Allocation and Retention“.
• ARP is stored in HSS typically on a per APN basis, it contains three fields:
• – Priority level: 1–15
• – Pre-emption capability: determines whether a bearer with a lower ARP
priority level should be dropped to free up the required resources.
• – Pre-emption vulnerability: determines whether a bearer is applicable for
dropping by a pre-emption capable bearer with a higher ARP priority value.
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Traffic Flow Template
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Why do we now talk about LTE-Advanced?
• During 2008 ITU submitted a request for radio Interface Technologies (RIT)
candidates for IMT-Advanced. Submission deadline was October 2009.
• In March 2008 3GPP has started a new Study Item on LTE-Advanced to enhance
LTE to fulfill all IMT-Advanced requirements and to become IMT-Advanced
candidate
• The 1st technical 3GPP workshop on LTE-Advanced took place in April 2008
Backward compatibility
LTE-Advanced:
First features standardized in 3GPP
• Carrier Bandwidth extension by carrier aggregation
Key aspects in
3GPP Rel.10 Release10
Carrier Aggregation
• Downlink: Up to 100 MHz bandwidth with 2 Release 8
….. carriers from different frequency bands
Carrier1 Carrier2 Carrier n • Uplink: Only single band carrier aggregation
Heterogeneous
networks • Simple intercell interference coordination in time domain
• Enhancements for office Femto handovers
Carrier Aggregation
LTE Rel. 8 supports bandwidths up to 20 MHz, but one goal of LTE-Advanced is to support peak data rates of up to 1 Gbit/s on
the downlink and 500 Mbit/s on the uplink, so wider bandwidths are needed. On the other hand, LTE-Advanced must also
maintain backward compatibility with LTE Rel. 8. Accordingly, wider bandwidths are supported by combining multiple
frequency blocks of bandwidth supported by LTE Rel. 8, called the component carrier.
up to 100 MHz
Flexible component carrier aggregation
different frequency bands
asymmetric in UL/DL
Component Carrier
Mobility (LTE rel. 8 Carrier)
20 MHz 10 MHz
1.5Gbps
50
MIMO Extension
With LTE Rel. 8, MIMO multiplexing of up to four layers is supported on the downlink, but MIMO multiplexing is not
supported on the uplink. By contrast, LTE-Advanced supports single-user MIMO multiplexing with up to eight layers on the
downlink and four layers on the uplink in order to satisfy the peak spectral efficiency requirements of 30 bit/s/Hz on the
downlink and 15 bit/s/Hz on the uplink. Multi-user MIMO has also been improved in order to increase system capacity. For
Rel. 11, we are also studying the introduction of coordinated multipoint transmission/reception (CoMP), which coordinates
communication among multiple cells in order to improve throughput for cell edge users in particular.
MIMO
Input T2 R2 Processor Output
• •
• •
• •
8x8
Tm MIMO system R8
LTE-A Peak Data Rates with MIMO Extension Assuming 2x20
MHz Carrier Aggregation
UE Downlink [Mbps] Uplink [Mbps]
antennas
8 1102
1 Gbps target for
The larger data
DL is exceeded
rate for UL is due to
with 8x8 and 40
less overhead
MHz bandwidth
555
4
610
64QAM with
The 500 Mbps maximum effective
code rate of 9/10 is
304 target for uplink is
assumed for both
2 exceeded with 4x4
and 40 MHz uplink and downlink.
305 bandwidth Data rate scales
linearly with number
161 of component
carriers.
1
152
eNB
1 2 4 8 antennas
Coordinated Multipoint
Transmission (CoMP)
Coordinated multipoint transmission and reception actually refers to a wide range of techniques that enable dynamic coordination or
transmission and reception with multiple geographically separated eNBs. Its aim is to enhance the overall system performance, utilise the
resources more effectively and improve the end user service quality.
One of the key parameters for LTE as a whole, and in particular 4G LTE Advanced is the high data rates that are achievable. These data rates
are relatively easy to maintain close to the base station, but as distances increase they become more difficult to maintain.
Obviously the cell edges are the most challenging. Not only is the signal lower in strength because of the distance from the base station
(eNB), but also interference levels from neighbouring eNBs are likely to be higher as the UE will be closer to them.
4G LTE CoMP, Coordinated Multipoint requires close coordination between a number of geographically separated eNBs. They dynamically
coordinate to provide joint scheduling and transmissions as well as proving joint processing of the received signals. In this way a UE at the
edge of a cell is able to be served by two or more eNBs to improve signals reception / transmission and increase throughput particularly
under cell edge conditions.
Coordinated Multipoint
Transmission (CoMP)
Relaying
The Relay Nodes are low power eNodeBs that provide enhanced coverage and capacity at cell edges. One of the main benefits of relaying is to
provide extended LTE coverage in targeted areas at low cost.
The Relay Node is connected to the Donor eNB (DeNB) via radio interface, Un, a modified version of E-UTRAN air interface Uu. Donor eNB also srves
its own UE as usual, in addition to sharing its radio resources for Relay Nodes.
The Relay Node supports all eNB functionality.
With respect to the relay node’s usage of spectrum, its operation can be divided into inband and outband types. For both inband and outband
relaying, it is possible to operate the eNB-to-relay link on the same carrier frequency as eNB-to-UE links. 3GPP Release 8, UEs can connect to the
donor cell in both cases.
At least "Type 1" and “Type 1a” RNs are supported by LTE-Advanced. A "Type 1" RN is an inband RN characterized, A Type 1a relay node is
characterized by the same set of features as the Type 1 relay node, except “Type 1a” operates outband.
DeNB is enhanced to provide S1 and X2 proxy functionality between the RN and other network nodes. The S1 and X2 proxy functionality includes
passing UE-dedicated S1 and X2 signaling messages as well as GTP data packets between the S1 and X2 interfaces associated with the RN and the S1
and X2 interfaces associated with other network nodes. Due to the proxy functionality, the DeNB appears as an MME (for S1-MME), an eNB (for X2)
and an S-GW (for S1-U) to the RN.
Un LTE-Uu
UE
Relay
Node
ENB
Heterogeneous Network
Another important requirement for LTE-Advanced is to reduce the cost of the radio access network. The
deployment scenario for a heterogeneous network, which deploys small cells of various different types such
as picocells and femtocells in the macrocell’s area to increase the capacity in high traffic areas. To further
increase the system capacity and throughput for cell edge users in the area, interference coordination
between the macrocell and the picocells is specified
LTE-A Summary
Peak rate Average rate (capacity) Cell edge rate Coverage (noise limited)
(interference)
Carrier aggregation ++ + ++ +
MIMO enhancements1 ++ ++ ++ o
(o) (+) (+)
CoMP2 o + + ++
Heterogeneous networks o ++ ++ +
Relays o o + ++