Professional Documents
Culture Documents
Laimant: Clubbed With
Laimant: Clubbed With
Laimant: Clubbed With
IN THE
AT ODIN THRONE
IN THE MATTERS OF
………………………………………………………….………………………........CLAIMANT
V.
….............................................................................................................................RESPONDENT
Clubbed with
CLAIMANT
V.
[UNDER CLAUSE 12 OF THE CONTRACT BETWEEN ALICE ANALYTIC SOLUTIONS AND BANSAL
INDEX OF AUTHORITIES......................................................................................................v
STATEMENT OF FACTS.......................................................................................................xi
STATEMENT OF JURISDICTION......................................................................................xiii
SUMMARY OF ARGUMENTS.............................................................................................xv
ARGUMENTS ADVANCED...................................................................................................1
HUMANITARIAN LAW......................................................................................................1
A. There was a threat to the territorial integrity of the State of Arnhurste by the
actions of Runesia..............................................................................................................1
B. The damage to the village of Cundur was neither widespread, long-term, nor
severe..................................................................................................................................9
iii
III. THE ARBITRAL TRIBUNAL, WITHOUT THE PARTICIPATION OF MR.
MR. ROGERS......................................................................................................................10
arbitrators.........................................................................................................................10
A. There are justifiable doubts as to Mr. Roger’s independence and partiality under
IBAGC.............................................................................................................................14
B. Relevant lex loci arbitri also points towards presence of justifiable doubts
iv
INDEX OF AUTHORITIES
Advisory Opinion on the Legality of the Threat or Use of Nuclear Weapons 1996, ICJ report
1996........................................................................................................................................6
Legality of the Threat or Use of Nuclear Weapons, Advisory Opinion, 1996I.C.J. 241...........7
REGULATIONS
ICRC, Guidelines on the Protection of the Natural Environment in Armed Conflict, 2020,
para.....................................................................................................................................5, 6
2014................................................................................................................................14, 15
PROPOSITION
Annexure A..............................................................................................................3, 5, 6, 9, 10
Annexure B..............................................................................................................................17
Para 10............................................................................................................................3, 5, 6, 9
Para 11..................................................................................................................................3, 10
Para 16......................................................................................................................................10
Para 26......................................................................................................................................13
Para 30......................................................................................................................................11
Para 6....................................................................................................................................7, 11
Para 7..........................................................................................................................................7
v
Para 8..............................................................................................................................2, 3, 4, 5
Para 9......................................................................................................................................3, 9
56 ILA, Final Report on Aggression and the Use of Force (2018) 12.......................................5
Bothe, M., Bruch, C., Diamond, J. and Jensen, D., 2010. International law protecting the
environment during armed conflict: gaps and opportunities. International Review of the
Buss D., Prosecuting Mass Rape: Prosecutor v. Dragoljub Kunarac, Radomir Kovac and
Corten, O., & Klein, P. (Eds.). (2011). The Vienna Conventions on the Law of Treaties: a
De Schutter, O., 2011. Human Rights and the Rise of International Organisations: The Logic
Fisher, E.C., Jones, J.S. and von Schomberg, R. eds., 2006. Implementing the precautionary
Five Lessons from the Pandemic for Health Care Systems, BCG Publications......................18
Gary B. Born, International Arbitration and Forum Selection Agreements Drafting and
Hulme Karen, War-Torn Environment: Interpreting the Legal Threshold, Leiden: Martinus
Nijhoff Publishers..................................................................................................................9
vi
J.F. Flauss, Les Nouvelles Fronti`eres du Droit International Humanitaire, Brussels...............7
Kaufmann-Kohler, ‘Identifying and applying the law governing the arbitral procedure: The
Mediation, Arbitration (Third Edition), 3rd edition (© Kluwer Law International; Kluwer
Luan Low & David Hodgkinson, Compensation for Wartime Environmental Damage:
Challenges to International Law after the Gulf War, 35 VA. J. INT'l L. 405 (1995)............8
Meyrowitz, Henri. "The principle of superfluous injury or unnecessary suffering: From the
Niculescu, L., 2018. The Fundamental Right to a Healthy and Ecologically Harmonious
Nurbani, E.S., 2018. Environmental protection in international humanitarian law. Unram Law
Review....................................................................................................................................7
O'Brien, The Meaning of 'Military Necessity in International Law, WORLD POLITY 109,
1957........................................................................................................................................4
vii
Roberts, G.B., 1985. The New Rules of Waging War: The Case Against Ratification of
Scharf, The Prosecutor v. Dusko Tadic: An Appraisal of the First International War Crimes
Y. Dinstein, The Conduct of Hostilities under the Law of International Armed Conflict,
Cambridge..............................................................................................................................7
General Assembly, Resolution no. 2625, Oct. 24, 1970, U.N. Doc. A/RES/2625................1, 2
Article 25, Articles on the Responsibility of States for Internationally Wrongful Acts, 2001. .3
Charter of the United Nations, art 2(4), Oct. 24, 1945 1 U.N.T.S. 16...................................1, 2
The Convention on the Prohibition of Military or any Other Hostile Use of Environmental
United Nations Convention on the Rio Declaration of Environment and Development, June
15, 1992..................................................................................................................................8
viii
CASES
Day v. Savadge.........................................................................................................................13
ix
STATEMENT OF FACTS
Runesia v. Arnhurste
Following independence, a conflict broke out between the Runesia and Arnhurste because of
a boundary separation that favoured Arnhurste. The war was put to an end by the UN Masaba
The nations later became economically and internationally engaged, joining the ICJ, VCLT,
Runesia had attacked citizens of Arnhurste and had tried to infiltrate the country as well.
Braveheart. On December 11, 2021, Arnhurste attacked Runesiai military truck on the basis
of received intel, however the intel proved to be false and the truck turned out to be a civilian
target
The Runesiai government wrongfully denounced this conduct, but Arnhurste refused to
accept responsibility for this saying that their actions were proportionate, that they were not
parties to the treaties addressing environmental harm from armed conflict, and that
In order to resolve the issue, an arbitral tribunal was later established in accordance with the
Masaba Treaty.
healthcare data integration company. AAS was contacted by the Bansal Healthcare
x
This developed into a five-year contract with a dispute settlement, force majeure, and data
protection provision.
When Thanos-20 hit, AAS found an excuse to save costs and breach contractual obligations
and kept the user data on local Runesiai servers due, to which the BHAI management
This prompted AAS to file a notice of arbitration, and they duly named Mr. Steve Rogers
[Hereinafter “Mr. Rogers”] as the arbitrator from their side in accordance with clause 12 (a)
of the contract in order to influence the proceedings as Mr Rogers and AAS had previous
relation.
As a response, BHAI demanded Mr. Rogers' resignation and asserted that, in accordance
with UNCITRAL regulations, the arbitral tribunal and not the appointing body, should decide
the case that too without Mr. Roger’s presence. As a result, an arbitration tribunal has been
established to assess if Mr. Rogers’s appointment is valid and whether Force Majeure will
xi
STATEMENT OF JURISDICTION
The respondents most humbly submit that this Hon’ble Arbitral Tribunal at Odin throne
Runesia has jurisdiction to hear and adjudicate upon the matters of:
entered between Alice Analytical Solutions and Bansal Healthcare Association Inc.
The above-mentioned matters have been clubbed by the Learned Arbitral Tribunal under its
power granted under Clause 12 of the contract of service entered between Alice Analytical
Solutions and Bansal Healthcare Association Inc. and under United Nations Commission on
All of which is urged in detail in the written submission and submitted most respectfully.
The parties most humbly submit to the jurisdiction of this Learned Tribunal
xii
ISSUES FOR CONSIDERATION
HUMANITARIAN LAW?
ENVIRONMENTAL LAW?
TRIBUNAL?
xiii
SUMMARY OF ARGUMENTS
xiv
ARGUMENTS ADVANCED
It is most humbly submitted that the Government of Arnhurste is not liable and responsible
for the environmental damage caused to Runesia under International Humanitarian Law
(hereinafter, “IHL”).
Firstly, there was a threat to the territorial integrity of the State of Arnhurste. [A] Secondly,
the actions of Arnhurste constitute an act of self-defence. [B] Thirdly, there is no violation of
A. THERE WAS A THREAT TO THE TERRITORIAL INTEGRITY OF THE STATE OF ARNHURSTE BY THE
ACTIONS OF RUNESIA.
The drone attacks on Arnhurste along with attempted infiltration by the Runesiai army poses
The right to territorial integrity is an internationally recognised principle under Article 2(4) of
the United Nations Charter (hereinafter, “UN Charter”).1 Further, armed interventions or
attempted threats against the personality of the state are in violation of International Law. 2 It
was held that the use of force "against the territorial integrity or political independence of any
1
Charter of the United Nations, art 2(4), Oct. 24, 1945 1 U.N.T.S. 16 [Hereinafter U.N. Charter]; General
Assembly, Resolution no. 2625, Oct. 24, 1970, U.N. Doc. A/RES/2625; Oppenheim’s International Law, 9th
edition,1992, pg. 653.
2
General Assembly, Resolution no. 2625, Oct. 24, 1970, U.N. Doc. A/RES/2625; Rosenstock R., The
Declaration Of Principles Of International Law Concerning Friendly Relations: A Survey., American Journal of
International Law, 1971, pp.713-735.
3
Democratic Republic of the Congo v. Uganda ICJ Reports, 2005, pp. 168, 223; Tomohiro Mikanagi,
Establishing a Military Presence in a Disputed Territory: Interpretation of Article 2(3) and (4) of the UN
Charter, Cambridge University press, 2018
1
The use of force through the medium of the open firing of the Runesiai drones constitutes a
Therefore, the actions of Runesia constitute a threat to Arnhurste’s right under Article 2(4) of
the UN Charter
The actions of Arnhurste under operation Braveheart were only an act of self defence in
The right to territorial sovereignty is provided under Article 2(4) of the U.N. Charter. 5
of the U.N. Charter.6 The three cumulative elements to be present in a situation to justify self-
defence are firstly, that there was an existence of armed conflict [1.]; secondly, that the
response to the attack was imminent and necessary; lastly the attack was proportionate to the
The differences arising between states and leading to the intervention of members of the
Armed conflict can be qualified as an international one, if the military intervention of two or
more States are required along with use of armed violence. 9 The laws of armed conflict will
4
Para 8, Proposition.
5
U.N. Charter; General Assembly, Resolution no. 2625, Oct. 24, 1970, U.N. Doc. A/RES/2625
6
U.N. Charter; The Republic of Nicaragua v. The United States of America, 1986 I.C.J. 14, para 209.
7
The Islamic Republic of Iran v. the United States of America, Judgment, I. C. J. Reports 2003, p. 161.
8
Article 2, Geneva Convention, 1949
9
Prosecutor v. Dusko Tadic (Appeal Judgement), IT-94-1-A, para 70; Scharf, The Prosecutor v. Dusko Tadic:
An Appraisal of the First International War Crimes Trial Since Nuremberg. Alb. L. Rev., 1996, p.861.
2
apply through the territory of the warring states till a state of general peace is achieved,
regardless of whether there is actual combat taking place or if there is a sporadic incident.10
In the given instance, legal armed forces of the Arnhurste11 and Runesia12 were involved in an
armed conflict. The actions of the Arnhurste’s troops were part of Operation Braveheart, 13
with target being the contingent of troops of Runesia.14 Even tough, sporadic and scattered
incidents of Runesiai infiltration 15, killing of three civilians by Runesiai drones 16 and
Arnhursten retaliation17 was seen, laws of armed conflicts shall still apply.
Therefore, it is evident that owing to engagement of armed forces, along with armed
The state can plead the necessity to engage in a belligerent act if it is meant to protect its vital
interests from imminent danger.18 The three elements to invoke necessity are firstly, the act
must have been invoked by the need to protect an essential interest of the acting state[i.];
secondly, the essential interest must be threatened by grave and imminent peril [ii]; lastly, the
actions must have been the only means available to safeguard that interest[iii]. 19 Also, the
10
Prosecutor v. Dragoljub Kunarac, Radomir Kovac and Zoran Vukovic, IT-96-23 and IT-96-23/1, para 57; Buss
D., Prosecuting Mass Rape: Prosecutor v. Dragoljub Kunarac, Radomir Kovac and Zoran Vukovic. Feminist
Legal Studies, 2002, pp.91-99.
11
Para 8, Proposition
12
Para 9, Proposition
13
Para 9, Proposition
14
Para 10, Proposition; Para 11, proposition
15
Para 8, Proposition
16
Para 8, Proposition
17
Para 9, Proposition: Para 10, Proposition; Para 11, Proposition; Annexure A, Proposition;
18
Hungary. v. Slovakia., 1997 ICJ, 52, para 51–52.
19
Article 25, Articles on the Responsibility of States for Internationally Wrongful Acts, 2001
3
i. The attack on Runesia was to protect the lives of Arnhursten citizens and strategic
property of Arnhurste.
The security of the states is among state’s vital interests. A state shall not be prevented from
using self-defence in circumstances where the lives of its citizens or properties are at stake. 20
The essential interest being safeguarded must be of greater relevance than the interest of
foreign country being sacrificed.21 Necessarily, there needs to be a balance of interest rather
In the given instance, ten Runesiai soldiers in plain clothes were caught infiltrating the
territory of Arnhurste.23 The drones flying over the border villages on the Arnhurste side
opened the fire on 9th December, 2022 and had killed three Arnhursten citizens.24
Hence, it is humbly submitted that the attack on Runesia was to protect the lives of
citizens and property of Arnhurste outweighs its obligations to protect the environment.
ii. The essential interest must be threatened by grave and imminent peril.
The essential interest must be threatened by grave and imminent peril to invoke necessity.25
The imminent peril shall be objectively established and must not be merely apprehensible.26
In the given instance, ten Runesiai soldiers in plain clothes were caught infiltrating the
territory of Arnhurste.27
20
Legal Consequences of the Construction of a Wall in the Occupied Palestinian Territory, Advisory Opinion of
July 9, 2004, ICJ Rep (2004), at ¶136.
21
James Crawford, International Law Commission’s Articles On State Responsibility: introduction, text, and
commentaries, Cambridge University press, 2002.
22
James Crawford, International Law Commission’s Articles On State Responsibility: introduction, text, and
commentaries, Cambridge University press, 2002.
23
Para 8, Proposition
24
Para 8, Proposition
25
Dinstein, Encyclopedia Of Public International Law, 1982, Military necessity.
26
O'Brien, The Meaning of 'Military Necessity in International Law, WORLD POLITY 109, 1957, pg 142-144.
27
Para 8, Proposition
4
The drones flying over the border villages on the Arnhurste side opened the fire on 9 th
December, 2021 and had killed three Arnhursten citizens. 28 Arnhurste immediately launched
Hence, it is humbly submitted that infiltration attempt by the Runesiai soldiers and killing of
the citizens, prove that there was existence grave danger. The immediate launch of Operation
Braveheart proves imminent nature of the peril. Thereby, essential interest of Arnhurste was
iii. The actions must have been the only means available to safeguard that interest.
The armed attack in military necessity shall be the only available lawful recourse to safeguard
the essential interest of the belligerent state.30 The situation must be of such gravity that
In the given instance, the target was time sensitive. 32 Given the short time frame, mobilizing
ground forces was difficult and aerial operation was the only available means. Hence, it is
humbly submitted that aerial and drone attacks was the only available recourse to safeguard
Attacks during an armed conflict must be directed against military objects and not civilian
objects.33 A "military objective" includes objects which by their nature, location, purpose, or
use make an effective contribution to military action and whose total or partial destruction,
capture, or neutralization, in the circumstances ruling at the time, offers a definite military
advantage.34
28
Para 8, Proposition
29
Para 10, Proposition
30
Gabčíkovo-Nagymaros Project (Hung./Slovk.), 1997 I.C.J. 7, para 51.
31
56 ILA, Final Report on Aggression and the Use of Force (2018) 12 https://www.ilahq.org/images/IL
32
Annexure A, Proposition
33
ICRC, Guidelines on the Protection of the Natural Environment in Armed Conflict, 2020, para 98 [Hereinafter
ICRC Guidelines].
34
ICRC Guidelines, para 100.
5
In the given instance, the intelligence input received35 and the leaked transcript36 indicate
Hence, it is humbly submitted that owing to the presence of hostile elements around the
tanker, the object had gained a military objective and shall be termed as a legitimate military
The proportionality principle requires that before destroying any natural resource site by
military activities, a balance of environmental harm and anticipated military benefits shall be
measured.37
In the given instance, the Joint Commander of the Operation Braveheart had conducted
proportionality test before the military attack, as evident from the leaked transcript. 38 The
before the attack.39 Hence, it is respectfully submitted that the attack by Arnhurste was
exercising its right of self-defence to preserve territorial integrity and sovereignty while
35
Para 10, Proposition
36
Annexure A, Proposition
37
Advisory Opinion on the Legality of the Threat or Use of Nuclear Weapons 1996, ICJ report 1996, ¶ 30.
[Hereinafter Nuclear Weapons Case].
38
Annexure A, Proposition
39
Annexure A, Proposition
6
C. THE ACTIONS OF ARNHURSTE ARE NOT IN VIOLATION OF INTERNATIONAL HUMANITARIAN
LAW
It is humbly submitted that the actions of Arnhurte are not in violation of IHL because the
Governments of Arnhurste and Runesia aren’t parties to the 1977 First and Second
Additional Protocols to the Geneva Conventions (hereinafter “A.P. 1 and A.P. 2”)
Laws governing the resort to force (jus ad bellum) and laws regulating the conduct of
hostilities (jus in bello) are covered the ambit of International Humanitarian Law (hereinafter,
“IHL”).40 Even in the middle of the warfare, environmental protection must be enforced. 41
A.P. 1 provides for a prohibition on belligerents from using such means of military resources
that can cause widespread, long-term, and severe damage to the natural environment. 42
Further, a treaty cannot impose responsibilities on a State without that State's consent
according to Article 11 read with Article 17(1) of the Vienna Convention on the Law of
In the present case, it should be noted that neither the State of Arnhurste nor the State of
Runesia is a party to the A.P. 1 and A.P. 2.44 However, it should be noted that both parties are
40
Y. Dinstein, The Conduct of Hostilities under the Law of International Armed Conflict, Cambridge, 2004; J.F.
Flauss, Les Nouvelles Fronti`eres du Droit International Humanitaire, Brussels, 2003;
41
Legality of the Threat or Use of Nuclear Weapons, Advisory Opinion, 1996I.C.J. 241, ¶29 (July 8);Nurbani,
E.S., 2018. Environmental protection in international humanitarian law. Unram Law Review, 2(1).
42
Protocol Additions to the Geneva Conventions of August 12, 1949, and Relating to the Protection of Victims
of International Armed Conflicts, art. 35(3) June 8, 1977, 1125 UNTS 3; Niculescu, L., 2018. The Fundamental
Right to a Healthy and Ecologically Harmonious Environment. EIRP Proceedings, 13.
43
United Nations, Vienna Convention on the Law of Treaties, art. 11, 23 May 1969, United Nations, Treaty
Series; United Nations, Vienna Convention on the Law of Treaties, art. 17(1), 23 May 1969, United Nations,
Treaty Series; Corten, O., & Klein, P. (Eds.). (2011). The Vienna Conventions on the Law of Treaties: a
commentary (Vol. 1). Oxford Commentaries on International Law.
44
Para 6, Proposition.
45
Para 7, Proposition
7
Thus, by the virtue of non-consent and lack of ratification of the Additional Protocols by both
the states, the Government of Arnhurste is not liable or responsible for its retaliatory actions
under IHL.
It is most humbly submitted that the Government of Arnhurste is not liable and responsible
for the environmental damage caused to Runesia under International Environmental Law
(hereinafter, “IEL”).
The above is most humbly submitted as firstly, the protection of the environment cannot be
absolute during an armed conflict and [A] secondly, the damage to the village of Cundur was
CONFLICT.
objects, including the environment, is not indiscriminate and such destruction is considered as
collateral damage rather than intentional. 46 If feasible precautions have been taken through a
proportionality analysis test, then this equally permissible under the precautionary principle. 47
46
Protocol Additions to the Geneva Conventions of August 12, 1949, and Relating to the Protection of Victims
of International Armed Conflicts, art. 51(1)(b), June 8, 1977; Luan Low & David Hodgkinson, Compensation
for Wartime Environmental Damage: Challenges to International Law after the Gulf War, 35 VA. J. INT'l L.
405 (1995).
47
United Nations Convention on the Rio Declaration of Environment and Development, June 15, 1992, princ. 15
I.L.M. 876; Protocol Additions to the Geneva Conventions of August 12, 1949, and Relating to the Protection of
Victims of International Armed Conflicts, art. 57, June 8, 1977; Fisher, E.C., Jones, J.S. and von Schomberg, R.
eds., 2006. Implementing the precautionary principle: perspectives and prospects.
8
Moreover, under the sliding-scale theory, there is an inverse relationship in the application of
The intended target under Operation Braveheart were the military trucks on the basis of
intelligence received and the damages caused by the GBU-38 bombs were merely collateral. 49
Further, a thorough feasibility study was conducted by the Joint Commander to determine the
Collateral Damage Estimate which was expected to minimal given the non-proximate nature
of Cundur’s civilian and environmental structures50. Furthermore, given that the drone attacks
indicted higher levels of military engagement, the application of environmental law according
to the sliding-scale diminishes allowing way for military necessities as exceptions. 51Thus,
B. THE DAMAGE TO THE VILLAGE OF CUNDUR WAS NEITHER WIDESPREAD, LONG-TERM, NOR
SEVERE.
States are required to make sure that care shall be taken in warfare to protect the natural
threshold for these three-standard provided for under International Environmental Law and it
encompassing an area of several hundred square kilometres, long-lasting means lasting for a
48
Bothe, M., Bruch, C., Diamond, J. and Jensen, D., 2010. International law protecting the environment during
armed conflict: gaps and opportunities. International Review of the Red Cross, 92(879), pp.569-592; De
Schutter, O., 2011. Human Rights and the Rise of International Organisations: The Logic of Sliding Scales in
the Law International Responsabilité. pp.55-12.
49
Para 9, Proposition; Para 10, Proposition.
50
Annexure-A, Proposition.
51
Para 10, Proposition.
52
Protocol Additions to the Geneva Conventions of August 12, 1949, and Relating to the Protection of Victims
of International Armed Conflicts, art. 35(3), June 8, 1977; Roberts, G.B., 1985. The New Rules of Waging War:
The Case Against Ratification of Additional Protocol I. Va. J. Int'l L., 26, p.109.
53
Hulme Karen, War-Torn Environment: Interpreting the Legal Threshold, Leiden: Martinus Nijhoff Publishers,
p. 93, (2004); Meyrowitz, Henri. "The principle of superfluous injury or unnecessary suffering: From the
Declaration of St. Petersburg of 1868 to Additional Protocol 1 of 1977." International Review of the Red Cross
(1961-1997) 34, no. 299 (1994): 98-122.
9
period of months and severe involving serious or significant disruption or harm to human life,
The first prong of widespread doesn’t apply to the present case as the damage caused was
satisfied as according to the Estimates of the Government of Arnhurste, fire being part of the
natural landscape of the area, these affected parts are expected to soon.56 The third prong of
severe cannot be satisfied as the intended damage was restricted to the three trucks and was
brought about after the feasibility analysis test57. Thus, there is no liability on part of
Arnhurte.
The arbitral tribunal and not an appointing authority should decide on the challenge to the
appointment of Mr. Rogers as an arbitrator, that too without his participation as the arbitral
tribunal has jurisdiction to decide on the challenge to appointment of arbitrator (A) and Mr
APPOINTMENT OF ARBITRATORS
The Arbitral tribunal only and not an appointing authority has the jurisdiction to hear on
matters pertaining to a challenge on the appointment of an arbitrator as the parties in this case
54
The Convention on the Prohibition of Military or any Other Hostile Use of Environmental Modification
Techniques of 18 May 1977: 1108 U.N.T.S. 151, The Understandings Section; Nurbani, Erlies Septiana.
"Environmental protection in international humanitarian law." Unram Law Review 2, no. 1 (2018).
55
Para 11, Proposition.
56
Para 16, Proposition.
57
Annexure A, Proposition.
10
have excluded the role of any appointing authority (1) and the applicable Lex arbitri puts the
1. The parties under their contract have excluded the role of any appointing
authority
The parties under the arbitration clause in the contract have excluded the involvement of any
appointing authority as clause 12 of the agreement spells out clearly that the proceedings
would be carried out “without any involvement of an arbitral institution.” 58 Further, it was
also stated by BHAI, that an appointing authority had been excluded from the contract.59
The exclusion of the involvement of arbitral institutions shows an intention towards exclusion
selected as appointing authorities. BHAI’s statements also prove that appointing authority
Therefore, it is concluded that the parties under their contract have excluded the role of any
2. The applicable ‘Lex arbitri’ puts the challenge under the jurisdiction of the
arbitral tribunal.
The parties have excluded themselves from the application of certain sections of the
submitted above. Therefore, to fill these gaps, the lex arbitri will be influenced bu the lex loci
arbitri which in this case puts the challenge to the appointment of arbitrator under the
58
Clause 12, Para 6, Proposition
59
Para 30, Proposition
11
“(A)n arbitration does not exist in a legal vacuum. It is regulated, first, by the rules of
procedure that have been agreed or adopted by the parties and the arbitral tribunal;
An agreement to arbitrate will typically have a closer and more real connection with the place
where the parties have chosen to arbitrate than with the place of the law of the underlying
contract.61 The concept that an arbitration between parties would be governed by the law of
the place in which it is held, which is the ‘seat’ (or ‘forum’, or locus arbitri) of the
arbitration, has been established since a long time.62 This principle is evident in the wording
of the 1923 Geneva Protocol to the New York Convention whose article 2 states: ‘the arbitral
procedure, including the constitution of the arbitral tribunal, shall be governed by the will of
the parties and by the law of the country in whose territory the arbitration takes place.63
It must be noted that in the absence of an express mention of the seat of arbitration, the venue
of the arbitration would be deemed to be the juridical seat since the venue of arbitration is
adjudicated upon by the arbitral tribunal itself.65 This law is further in consonance with
UNCITRAL Model Law on International Commercial Arbitration as this model law also
60
Redfurn and hunter on international arbitration, 6 th edition, para 3.04, pg 156.
61
SulaméRica CIA and ors. v. Enesa Engenharia S.A and ors, [2012] EWHC 42 (Comm), para 12 while
referring to C v. D, [2007] EWCA Civ 1282.
62
Park, ‘The lex loci arbitri and international commercial arbitration’ (1983) 32 ICLQ 21; Jarvin, ‘Le lieu de
l’arbitrage’ (1993) 4 ICC Bulletin 7; Born, International Commercial Arbitration (2nd edn, Kluwer Law
International, 2014), pp 1530–1531. See also Kaufmann-Kohler, ‘Identifying and applying the law governing
the arbitral procedure: The role of the law of the place of arbitration’ (1999) 9 ICCA Congress Series 336.
63
Redfurn and hunter on international arbitration, 6th edition, para 3.53, pg 172.
64
BGS SGS SOMA JV v. NHPC, (2020) 4 SCC 234, Para 63 while referring to Shashoua & Ors v Sharma,
[2009] EWHC 957 (Comm).
65
Section 13 (3), Arbitration and Conciliation act,1996, India.
66
Article 13 (2), UNCITRAL Model Law on International Commercial Arbitration.
12
The parties in the case have failed to lay down a procedure under the UNCITRAL Rules to
challenge an arbitrator’s appointment. However, the parties have declared the place of
arbitration as Odin Throne, Runesia.67 This means that the Lex arbitri in this case would be
influenced by the Lex loci arbitri. Therefore, in such a situation of absence of delineated
Hence, it is humbly submitted that the arbitral tribunal must adjudicate upon the challenge of
Therefore, the arbitral tribunal should decide the challenge against the appointment of Mr.
Rogers as the lex arbitri has to be influenced by the lex loci arbitri due to exclusion of
The appointment of Mr Rogers has been challenged by BHAI. Mr. Rogers should not be
allowed to adjudicate upon his own challenge as it is against the principles of natural justice
and is unfair.
A man cannot be the judge of his own cause. 68 Making a man a judge in his own cause is
against natural equity.69 This principle of natural justice has been widely accepted in
international arbitration and has found place in the IBAGC as an “overriding principle”.70
67
Clause 12 (c), Para 26, Proposition.
68
Thomas Bonham v College of Physicians, 77 Eng. Rep. 638
69
Day v. Savadge, 80 E.R. 235
70
International Bar association Guidelines on Conflicts of Interest in International Arbitration, 2014, Pg 17, para
2, part II [ Hereinafter referred to as “ IBAGC”]
13
arbitrators should not be their own judge in matters of
challenge”71
Mr. Roger’s own appointment has been challenged by BHAI and him being a part of the
tribunal deciding on the challenge would be a gross violation of the principle of Nemo judex
Therefore, it is submitted that Mr. Roger’s presence in the tribunal deciding upon the
challenge to his appointment would be unfair and against the principles of natural justice.
Mr. Roger should be disqualified from taking part in the arbitral proceedings as there exist
justifiable doubts as to the independence and partiality of Mr. Roger. This can be proved on
the basis of a perusal of the IBAGC guidelines (A) and a perusal of the lex loci arbitri (B)
“[i]mpartiality is the watchword of all tribunals, including arbitrators.” 72 Any arbitrator may
be challenged if circumstances exist that give rise to justifiable doubts as to the arbitrator’s
impartiality or independence.73 A German court had held in March, 2000 that an arbitrator
could be challenged where the circumstances invoked gave rise to reasonable grounds for
71
'Part III, 23rd Scenario: Challenge of Arbitrator', in Klaus Peter Berger, Private Dispute Resolution in
International Business: Negotiation, Mediation, Arbitration (Third Edition), 3rd edition (© Kluwer Law
International; Kluwer Law International 2015) pp. 503
72
Amec Civil Eng’g Ltd v. Secretary of State for Transp. [2005] 101 ConLR 26, ¶73
73
Article 12 (1), UNCITRAL Arbitration Rules (as revised in 2010) [Hereinafter referred to as “ UNCITRAL
Rules”]
14
objectively suspecting its impartiality, and that proof that the arbitrator actually lacked
The IBAGC categorizes circumstances into three lists. Those matters that necessarily give
rise to justifiable doubts concerning independence find place in the “red list” while matters
that require disclosure and that may give rise to justifiable doubts as to an arbitrator’s
independence find their place in the “orange list”, additionally, matters that do not ordinarily
give rise to doubts regarding independence are placed in the “green list”.75
These Guidelines have gained general acceptance as a non-binding set of principles with
which most international arbitrators seek to comply. The Guidelines are relied upon heavily
research conducted by the ICC, of 187 challenges and contested confirmations handled by the
ICC Court between July 2004 and 1 August 2009, 106 referred to at least one example
“The arbitrator or his or her firm regularly advises the party, or an affiliate of the party,
and the arbitrator or his or her firm derives significant financial income therefrom.”78
Further entry 2.3.5 of the waivable red list takes into its purview a circumstance where:
74
UNCITRAL 2012 Digest of Case Law on the Model Law on International Commercial Arbitration,2012, pg
65 while referring to Kammergericht Berlin, Germany, 28 Sch 24/99, 22 March 2000,
75
Gary B. Born, International Arbitration and Forum Selection Agreements Drafting and Enforcing, , Sixth
Edition, pg. 87-88
76
Redfern And Hunter On International Arbitration 6th edition, Para 4.88, pg 258.
77
Feris and Greenberg, ‘References to the IBA Guidelines on Conflicts of Interest in International Arbitration
when deciding on arbitrator independence in ICC cases’
78
Entry 1.4, pg 20, IBAGC
79
Entry 2.3.5, pg 21, IBAGC
15
Mr. Roger’s firm, Avengers and Partners has advised AAS on multiple matters and are still
open to accept new matters with relation to AAS. This position of the firm put the
circumstances well within the purview of the non-waivable red list of the IBAGC.
Furthermore, it must be noted that Avengers and Partners previous engagement with AAS
can also give rise to a justifiable doubt as to impartiality and independence under entry no.
Therefore, it is humbly submitted that IBAGC are well accepted guidelines to judge doubts
the parameters of IBAGC, then most certainly the outcome would be the presence of
The Laws of Runesia or the Lex loci arbitri are relevant and point towards the presence of
As submitted before, the lex loci arbitri has a deep connection with the lex arbitri even if the
parties have agreed upon a foreign law. The lex loci arbitri in this case would be the Laws of
The 5th schedule of the arbitration and conciliation act, 1996 80 lists out situations which may
give rise justifiable doubts as to the independence or impartiality of arbitrators. The 6th entry
80
Arbitration concillation act, 1996, India
81
Schedule V, Arbitration and Concillation act, 1996, India
16
Avengers and Partners had assisted AAS on two matters pertaining to loan financing and
corporate restructuring,82 which is sufficient to bring the matter at hand within the purview of
entry 6.
As the situation at hand falls within entry 6, it can be concluded that even the lex loci arbitri
Therefore, it is humbly submitted that, since the well accepted IBAGC and even the lex loci
arbitri point towards justifiable doubts as to the independence and impartiality of Mr. Rogers
as an arbitrator, Mr. Rogers must be excused from the arbitral tribunal as provided under
AAS was not excused from its obligation under force majeure as Thanos-20 virus cannot
a pandemic as a Force Majeure condition.83 Force majeure is “an event or effect that can be
Thanos-20 virus is not unforeseeable or not controllable as it came in January 2021- almost a
year after Covid-19. Covid-19 hit the world in 2020 and at first the world was shocked but it
82
Annexure B, Proposition
83
Halliburton Offshore Services Inc v.Vedanta Limited and Another 2020 SCC OnLine Del 542
84
Bryan A. Garner, Black’s law dictionary, 8th edition, Pg 1914.
17
managed to escape. Covid-19 gave lessons to the healthcare system and acted as a catalyst for
improvement.85
Pandemics like Thanos-20 virus were foreseeable after the Covid experience and the fact that
it was brought under control proves that patient influxes caused by the Thanos-20 Virus could
Thanos-20 virus cannot be qualified as a force majeure event, thereby, making AAS liable for
85
Priya Chandran, Marcus Torelm, Cassandra Yong, and Jennifer Clawson, Five Lessons from the Pandemic for
Health Care Systems, BCG Publications, December,2020, https://www.bcg.com/publications/2020/five-lessons-
for-health-care-systems-covid-19.
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PRAYER FOR RELIEF
Wherefore in the light of facts stated, issues raised, authorities cited and arguments advanced,
it is most humbly and respectfully prayed that this Learned Arbitral Tribunal may be pleased
to:
obligations.
And further pass any other order in favour of the Appellants, as this Court may so deem fit in
19