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Engineering Geology: Hyuck Jin Park, Jung Hyun Lee, Ik Woo
Engineering Geology: Hyuck Jin Park, Jung Hyun Lee, Ik Woo
Engineering Geology
journal homepage: www.elsevier.com/locate/enggeo
a r t i c l e i n f o a b s t r a c t
Article history: This study proposes a probabilistic analysis method to assess shallow landslide susceptibility over an exten-
Received 28 September 2012 sive area by integrating an infinite slope model with GIS (Geographic Information System) and Monte Carlo
Received in revised form 17 April 2013 simulation, taking into consideration the inherent uncertainty and variability in input parameters. The me-
Accepted 22 April 2013
chanical parameters of soil materials (such as cohesion and friction angle) used in the infinite slope analysis
Available online 28 April 2013
have been identified as the major source of uncertainty because of their spatial variability; therefore, these
Keywords:
parameters were considered as random variables in this probabilistic landslide analysis. To properly account
Infinite slope model for the uncertainty in input parameters, the probabilistic analysis method used was Monte Carlo simulation.
Shallow landslide The process was carried out in a GIS-based environment because GIS has effective spatial data-processing
Hydrogeological model capacity over broad areas. In addition, the hydrogeological model was coupled with the infinite slope
Probability of failure model to evaluate increases in pore water pressure caused by rainfall.
Monte Carlo simulation The proposed approach was applied to a practical example to evaluate its feasibility. The landslide inventory
map and the spatial database for input parameters were constructed in a grid-based GIS environment and a
probabilistic analysis was implemented using Monte Carlo simulation. To evaluate the performance of the
model, the results of the probabilistic landslide susceptibility analysis were compared with the landslide in-
ventory. The probabilistic approach demonstrated good predictive performance when compared with the
landslide occurrence location. In addition, deterministic analysis was carried out using fixed single-input
data for comparison with the results from the proposed approach. In this comparison, the probabilistic anal-
ysis showed better performance than the deterministic analysis. In addition, the results showed that proper
consideration and understanding of uncertainties play an important role in accurately predicting shallow
landslide susceptibility.
© 2013 Elsevier B.V. All rights reserved.
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http://dx.doi.org/10.1016/j.enggeo.2013.04.011
2 H.J. Park et al. / Engineering Geology 161 (2013) 1–15
such as soil type, land use, slope geometry, vegetation and parent mate- analysis coupled with the hydrogeological model, in this study the
rial. The most significant drawback of statistical methods is the collec- probabilistic analysis method was used considering the strength pa-
tion of data over large areas regarding landslide distribution and rameters of the soil as random variables. Monte Carlo simulation was
factor maps (van Westen, 2000). In addition, statistical methods only used for the probabilistic analysis with GIS integration. The proposed
consider relationships between landslide occurrences and related fac- approach was applied to assess the feasibility of the approach and to
tors, but not the failure mechanism. In contrast, the geotechnical build a landslide susceptibility map for the study site. Application of
approach analyzes the mechanical condition of slopes and evaluates the probabilistic analysis method in the infinite slope model coupled
their stability using mathematical calculations (Montgomery and with the hydrogeological model for landslide susceptibility assessment
Dietrich, 1994; Wu and Sidle, 1995; Luzi and Pergalani, 1996; requires spatial topographic, geologic, geotechnical and hydrogeo-
Gokceoglu et al., 2000; Gorsevski, 2002; Guimaraes et al., 2003; Zhou logical information. In addition, inventories of previous landslide occur-
et al., 2003; Frattini et al., 2004; Godt et al., 2008; Liu and Wu, 2008; rences are required to test the assessment results. Therefore, we
Li and Chi, 2011; Ho et al., 2012). In this approach, the physical proper- acquired information on landslide occurrence, precipitation, digital to-
ties of a particular slope are obtained from field investigations and lab- pography data, geology and the random properties of strength parame-
oratory tests, and a physically based model is used to evaluate landslide ters for slope materials using field investigation and laboratory tests,
susceptibility. The physically based model is a promising approach for and implemented the probabilistic analysis for the study area. Next,
the susceptibility analysis of shallow landslides because of its capacity the results of the susceptibility analysis were compared with the land-
to reproduce the physical processes governing landslide occurrence slide inventory for validation.
(Fell et al., 2008). Moreover, the general grid-based structure and
wide availability of GIS provide a convenient framework allowing anal- 2. Infinite slope model and steady-state hydrogeological model
ysis over wide areas (Sorbino et al., 2010). Most recent physically based
models are combined with a hydrogeological model to evaluate the ef- To use a geotechnical failure model and apply the mechanical
fect of pore water pressure. This is because pore water pressure, which properties of slope materials to the susceptibility analysis, the infinite
increases as a consequence of rainfall, triggers shallow landslides, and slope model is used as a physically based model for rainfall-induced
the hydrogeological model can evaluate variations in rainfall-driven shallow landslides. The slope is assumed to extend infinitely in its
pore water pressure. dip direction, and sliding is considered to occur along a plane parallel
However, in the physically based model, sufficient and accurate to the face of the slope. In previous works, the infinite slope model
information has to be obtained to construct an accurate landslide sus- was used in geotechnical analysis approaches because of its effective-
ceptibility map. That is, in landslide susceptibility analysis, the quality ness in landslide hazard analysis (Kamai, 1991; Terlien, 1996; Pack et
and quantity of information for the generation of landslide suscepti- al., 1998, 2001; Frattini et al., 2004; Huang et al., 2006; Rosso et al.,
bility zonation maps have been the main concerns, because such 2006; Godt et al., 2008; Picarelli et al., 2008; D'Amato Avanzi et al.,
data are often limited in extent and have imperfections or variable 2009; Harp et al., 2009; Apip et al., 2010; Griffiths et al., 2011;
quality (van Westen et al., 2006). In particular, the strength parame- Santoso et al., 2011; Ho et al., 2012). This model is also appropriate
ters of slope materials, such as cohesion and friction angle, are inher- for Korean landslides, where sliding surfaces are commonly located
ently spatially heterogeneous, as the slope material is produced by a at shallow depths (NIDP, 2000). The infinite slope model has been
natural process (Baecher and Christian, 2003; Carrara et al., 2008; used previously in site-specific studies, but the adoption of GIS allows
Chowdhury et al., 2010). In addition, the input parameters used in the analysis, modeling and spatialization of slope stability conditions
the geotechnical approach should be obtained from a very wide using this simple geotechnical model for a broad area.
study area, likely with limited sampling; thus, uncertainties are inev- As shown in Fig. 1, the factor of safety for an infinite slope can be
itably involved in the physically based model analysis. However, the calculated as:
deterministic approach, which is generally adopted by physically
based model analyses, is not appropriate, because it considers only a c′ þ ðγ·z−γw ·hw Þ cos2 α tan ϕ′
FS ¼ ð1Þ
single fixed value, while disregarding the variability and uncertainty γ·z· sin α· cos α
in input parameters. It is more appropriate to use the probabilistic
analysis method, because it properly considers uncertainties in the where α is the slope angle, γ is the unit weight of soil, γw is the unit
data. Nevertheless, most of the previous physically based model stud- weight of water, z is the soil depth from the ground surface, hw is the
ies that were coupled with the hydrogeological model used the deter- saturated soil thickness above the slip surface, c′ is the effective
ministic analysis approach to estimate the potential or relative
instability of slope over a large area without considering the uncer-
tainties in input parameters (Acharya et al., 2006; Rosso et al., 2006;
Salciarini et al., 2006, 2008; Godt et al., 2008; Harp et al., 2009; Lee
and Ho, 2009; Apip et al., 2010; Sorbino et al., 2010; Chiang and
Chang, 2011; Ho et al., 2012; Segoni et al., 2012). Baum et al. (2005)
employed the probabilistic analysis approach based on historical
landslide records but used the deterministic analysis approach in
the evaluation of the physically based model for susceptibility analy-
sis. Recently, Santoso et al. (2011) applied the probabilistic analysis
approach in the physically based model approach, but only the coeffi-
cient of permeability was considered as a random variable, and not
the strength parameters of the slope materials, which were known
as major sources of uncertainty in the geotechnical approach. Some
authors employed probabilistic analysis approaches in the physically
based model analysis, but the hydrogeological model was not adopted,
and subsequently a constant groundwater level was assumed for the
entire study area in their analyses (Zhou et al., 2003; Shou and Chen,
2005; Shou et al., 2009). Therefore, to deal properly with the uncertain-
ty and variability in input parameters for the physically based model Fig. 1. The infinite slope model.
H.J. Park et al. / Engineering Geology 161 (2013) 1–15 3
cohesion and ϕ′ is the effective friction angle (Coduto et al., 2010). For slope model such as in Eq. (2). However, uncertainties are inevitably
simplicity, Eq. (1) assumes that the groundwater level in an infinite involved in the determination of the strength parameters because of
slope is parallel to the surface and located at hw. In addition, it is as- the very large size of the study area and the limited number of sam-
sumed that groundwater flow is parallel to the slip surface, and a ples. Therefore, applying the deterministic approach to an extensive
slice of infinite slope mass has a unit width. study area can be particularly difficult or impossible because of the
However, pore water pressure reduces the effective normal stress uncertainties and difficulties in obtaining, checking and processing
and the shear strength of soil, ultimately causing slope failure; thus, large spatial data sets (Zhou et al., 2003). For these reasons, the
knowledge of the groundwater level is important for predicting and parameters should be considered as random variables rather than
preventing slope instability. It is practically impossible, however, to having single, deterministic values. Consequently, in this study, cohe-
measure the groundwater levels over an extensive area. Therefore, sion and friction angle were considered as random variables, and
previous studies have used a constant or randomly selected value for probabilistic analysis was employed to properly account for uncer-
the groundwater level for the entire study area (van Westen and tainty and variability in input parameters. To conduct a probabilistic
Terlien, 1996; Zhou et al., 2003; Xie et al., 2004; Griffiths et al., analysis, the random properties of the input parameters, such as the
2011). However, the groundwater level is dependent on soil type, mean, standard deviation and probability density function, were
rainfall intensity and hydraulic conductivity of soil, so it is not appro- obtained from the available data or from subjective engineering judg-
priate to use a constant or randomly selected value for a large area. For ments, such as literature reviews or an engineer's decision (Baecher
analysis of the pore water pressure regime, the present study used a and Christian, 2003; Hoek, 2007). The probability of slope failure
hydrogeological model that can evaluate rainfall-driven pore water was then evaluated using the random properties of the input param-
pressure and can be coupled to the infinite slope model. The eters and their distribution functions.
hydrogeological model uses analytical solutions for the pore water The Monte Carlo simulation approach was employed to evaluate
pressure response to rainfall and can be used for shallow landslide the probability of slope failure using random properties of input pa-
hazard analysis. The hydrogeological models can be classified into rameters. The Monte Carlo simulation is the most complete probabi-
two categories on the basis of the simplifying assumption: steady listic analysis because all random variables and the probability of
and transient models (Montgomery and Dietrich, 1994; Terlien et al., failure as the result of reliability analysis are represented by their
1995; Wu and Sidle, 1995; Pack et al., 1998; Baum et al., 2002; probability density function. The Monte Carlo simulation is relatively
Crosta and Frattini, 2003; Savage et al., 2004; Godt et al., 2008). The easy to implement on a computer and can accommodate a wide range
steady model assumes that rainfall infiltration is at its steady state, of functions, including those that cannot be expressed conveniently in
and saturated water flows parallel to the slope surface (Montgomery an explicit form (Baecher and Christian, 2003). In the simulation pro-
and Dietrich, 1994; Wu and Sidle, 1995). This model allows the predic- cedure, discrete values of each random variable were randomly se-
tion of the groundwater table as a function of groundwater flow and lected from their probability density function. Using a group of
rainfall intensity. The transient model performs transient seepage these discrete values, a factor of safety value was calculated with
analysis using the linearized solution of Richards' equation (Iverson, the other deterministic input data. This process was repeated numer-
2000; Baum et al., 2002) and provides more realistic analysis results. ous times for a pixel. From the large number of factor of safety values
However, the transient model needs abundant and accurate spatial that were generated, a probability density function of the factor of
information. Moreover, it is sensitive to some input data, such as safety was obtained, and the probability of failure was evaluated.
hydraulic properties of the soil, initial steady-state groundwater con- This process was repeated for other pixels, and the slope failure prob-
dition and soil depth (Salciarini et al., 2006; Sorbino et al., 2007, ability map was then produced.
2010). Therefore, in this study the steady-state model was used, be-
cause the measurement of spatial parameters, such as initial steady- 4. Application of the proposed model to the study area
state groundwater condition over a large area, is difficult.
In the steady-state model, pore water pressure can be computed as- 4.1. Study area and landslide location detection
suming a hydrogeological steady state, with the depth of saturated soil
being sufficient to sustain a lateral discharge proportional to the specific Spatial information from the Pyeongchang district in eastern
contributing area (upslope area per unit contour length) (Pack et al., Korea was used for the combined probabilistic infinite slope model
2001). Subsequently, a steady-state shallow subsurface flow model, analysis and the hydrogeological model. The study site lies between
derived from TOPMODEL assumptions (Beven and Kirkby, 1979), was latitudes 37°33′20″N and 37°39′26″N and longitudes 128°29′49″E
adopted for the infinite slope stability model using the following and 128°36′36″E (Figure 2). The prevalent geological units exposed
equation: in the study area are Mesozoic Nokam formation and igneous rock
(Imgye granite) (Table 1). These are located in the Precambrian meta-
c′ þ ½γ·z−m·γw ·z cos2 α tan ϕ′ morphic rocks with uniformity. The metamorphic rocks consist large-
FS ¼ ly of banded gneiss, with smaller amounts of migmatitic gneiss, schist
γ·z· sin α· cos α
c′ þ γ·z− min RT · sina α ; 1:0 ·γ w ·z cos2 α tan ϕ′ and quartzite. Triassic Nokam formation is composed of fine sand-
¼ ð2Þ stone with gray sandy shale, originating from thick clastic successions
γ·z· sin α· cos α
of marginal marine to nonmarine environments, whereas the Jurassic
plutonic rock, Imgye granite, mainly occurs as a large batholith trend
where m is the ratio of the groundwater level to the soil depth
NW–SE and as small stocks along the Ogcheon Belt consisting of gran-
¼ hzw , R is rainfall intensity, T is the soil transmissivity, which is ite with minor syenite and diorite. The Jeongseon limestone, which is
soil hydraulic conductivity times soil thickness, and α is the specific the third prevalent unit and Ordovician in age, is mainly shallow marine
contributing area (Beven and Kirkby, 1979; O'Loughlin, 1986; in origin and consists predominantly of limestone with smaller amounts
Montgomery and Dietrich, 1994; Hsu, 1998; Dietrich et al., 2001; of sandstone and shale. This area has experienced an extensive intrusion
Borga et al., 2002; Huang et al., 2006, 2007; Reid et al., 2007). of granitoids by the Daebo Orogeny that continued from the early Juras-
sic to early Cretaceous and was the most severe in intensity; thus, all of
3. Monte Carlo simulation the previous formations were intensely deformed (Geological Society of
Korea, 1962; Lee, 1988). The topography consists mostly of mountain-
The strength parameters of soil, such as cohesion and friction ous areas, which cover approximately 60% of the study area. Elevations
angle, are required to evaluate the factor of safety using an infinite range from 430 to 1390 m, with an average of 736.1 m, and the areas
4 H.J. Park et al. / Engineering Geology 161 (2013) 1–15
Fig. 2. The study area and location of the landslides that occurred in July 2006.
with slope greater than 30° account for 41.2% of the total area. On 15–16 landslides, occupying an area of about 771,100 m 2, were mapped
July 2006, this area experienced heavy rainfall of 429 mm, and over (Figure 2).
1400 landslides were reported (KIGAM, 2009). Fig. 3 illustrates the typ-
ical landslide types that occurred in the study area. 4.2. Spatial database construction
The accurate detection of landslide locations is important for land-
slide susceptibility analysis. Field surveys are widely considered to be The proposed infinite slope model requires knowledge of several
the most accurate detection method in the landslide inventory pro- input parameters, some of which can be derived from digital
cess. However, using a field survey as an incipient step in the topographic data using GIS, while others have to be obtained from
data-collection process is difficult, time consuming and costly, in par- geotechnical field work and laboratory tests, or derived from precip-
ticular in mountainous areas, where access is limited or impossible. itation records. Digitized terrain information is used to acquire the
Aerial photography and satellite imagery have the advantage of slope angle as a geomorphological attribute. To achieve this, contour
detecting landslides rapidly and accurately, and were therefore lines and survey base points with an elevation value were extracted
employed to overcome the lack of field data. from 1:5000 scale topographic maps, and a digital elevation model
Digital aerial photographs with a ground resolution of 50 cm were (DEM) with a 10 m resolution was constructed. Using the DEM, the
obtained from Samah Aerial Survey Co. Ltd and the National Geographic slope angle (Figure 5) and specific contributing areas for groundwater
Information Institute (NGII) of Korea. Aerial photographs taken before flow were calculated. Further, the soil thickness in the study area was
and after the landslides were used to detect event locations. The analog acquired from 1:25,000 scale digital soil maps produced by the
‘before’ photos were taken on 4 April 2005 and the ‘after’ photographs National Institute of Agricultural Science (http://soil.rda.go.kr) on
were taken on 27 May 2008 using the UltraCam-X sensor (Figure 4). the basis of field observations. The soil thickness was evaluated
In this study, complementary field surveys were used to verify from the depth to bedrock and used as a soil depth (z) in the infinite
landslide locations indicated by the aerial photographs. A total of 1480 slope model in Eq. (2) (Figure 6). In addition, a geological map
Table 1
Geological description of lithology in the study area.
(Geological Society of Korea, 1962) was used to obtain the contribut- for cohesion and friction angle were scattered (see Figure 9). Thus, in
ing lithology (Figure 7). the probabilistic analysis cohesion and friction angle were considered
In this study, the requisite geotechnical and hydrogeological soil pa- as random variables. To quantify their random properties, the means
rameters were obtained from laboratory tests for the study area. Soil and standard deviations for cohesion and friction angle were evaluated
samples were collected from the landslide occurrence locations in from the results of laboratory testing (Table 2). However, the probabil-
each geological unit, as shown in Fig. 7, and a 75-mm diameter alumi- ity density functions of strength parameters for each soil type could not
num tube sampler was used for sampling (Figure 8). For each sampling be determined from the test results because the data were insufficient
location, six to nine soil samples were obtained for the laboratory tests. for determining the distribution function. Therefore, the probability
A total of 36 direct shear tests were performed to obtain shear strength density functions were estimated based on judgment, experience, or re-
parameters, such as cohesion and internal friction angle, for each soil sults published by others (Hoek, 2007). Previous studies have noted
type. Laboratory permeability tests were also performed for hydraulic that cohesion and friction angle were usually normally distributed
conductivity of the ground materials. Twelve constant head tests and (Vanmarcke, 1977; Mostyn and Li, 1993; Lacasse and Nadim, 1996;
32 falling head tests were performed to obtain the hydraulic conductiv- Terlien, 1996; Nilsen, 2000; Zhou et al., 2003; Pathak and Nilsen,
ity of each soil type. The unit weights of each soil type were also 2004; Park et al., 2005; Liu and Wu, 2008; Zolfaghari and Heath, 2008;
obtained from laboratory tests. However, as mentioned in previous Wang et al., 2010; Melchiorre and Frattini, 2011; Park et al., 2012).
works (Chowdhury and Flentje, 2003; Zhou et al., 2003; Xie et al., Thus, a normal distribution was used as the probability density function
2004; Shou and Chen, 2005; Huang et al., 2006; Zolfaghari and Heath, for cohesion and friction angle in this study.
2008; Griffiths et al., 2011), cohesion and friction angle of slope mate- The build-up of soil pore water pressure is the major triggering
rials were considered to be the major sources of uncertainty because mechanism for slope failure, so groundwater level data are required
of spatial variability and limited sampling, and subsequently the values for the infinite slope model. The groundwater level is calculated from
6 H.J. Park et al. / Engineering Geology 161 (2013) 1–15
Fig. 9. Examples of distribution graphs of strength parameters in two major geological units: (A) friction angles for Imgye granite, (B) friction angles for sandstone in Nokam
formation, (C) cohesion for Imgye granite and (D) cohesion for sandstone in Nokam formation.
the unit square, its value will always be between 0 and 1, and the larger factor of safety distribution. Fig. 13 shows the spatial distribution map
the area, the better the model's performance. Another discrete classifier for the probability of failure calculated using the coupled infinite slope
is the distance to perfect classification (Cepeda et al., 2010): model with the hydrogeological model and Monte Carlo simulation.
The area ratios for probabilities of failure of less than 10%, 10%–50%
qffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi
and greater than 50% were 79.4%, 6.4% and 14.2%, respectively.
r¼ ð1−TPRÞ2 þ FPR2 : ð3Þ
When considering slope stability problems in engineering geology,
correct determination of the level of safety for a slope is needed. In
The smaller the r values, the better the model's performance. deterministic analysis, a value of FS = 1.0 is considered to be the cri-
terion that the safety of the slope can be evaluated. That is, a computed
5. Results factor of safety of less than 1.0 implies an unstable slope. However,
since there are many uncertainties that are involved in and affect the
The probabilistic analysis was conducted following the procedure analysis procedure, we need to estimate the probability of whether
described in Fig. 11, using Monte Carlo simulation with the input pa- the slope will be unstable in order to determine the level of slope
rameters listed in Table 2. First, the groundwater levels for each pixel safety in the probabilistic analysis (Silva et al., 2008). Several different
were calculated using the hydrogeological model and hydraulic input criterion values for natural slopes and landslides have been suggested
parameters. Then, the factor of safety was evaluated for each pixel for the probabilistic analysis. Ko Ko et al. (2004) suggested a failure
using the randomly generated cohesion and friction angle, slope geom- probability of 20% as the threshold for unstable areas, and Chowdhury
etry and groundwater levels. Based on the repeated factor of safety cal- and Flentje (2003) suggested 15% for moderate to steeply inclined nat-
culations, the probability of failure for each pixel was obtained from the ural slopes. However, a probability of failure of 10% has been used as the
Table 2
Characteristics of input parameters in the study area.
Geological formation Friction angle (°) Cohesion (kPa) Unit weight (kN/m3) Hydraulic conductivity (m/h) Soil classification
Start
No. of No
iterations =
Increase # of iterations
Yes
Calculate probability of failure for pixel
Increase # of pixels
Stop
Positives Negatives
P N
together with the previous results at point E in Fig. 14 for comparison level was increased to the full thickness of the soil, the TPR and FPR
with the results from the probabilistic analysis using random properties values were evaluated and plotted on the ROC graph at point B in
of laboratory test results. The AUC (0.780) and distance to perfect clas- Fig. 14. The evaluated TPR and FPR were 0.601 and 0.169, respectively.
sification (0.316) for the analysis with increased COVs were evaluated Then, the AUC and distance to perfect classification for the fully saturated
(Table 3). These results indicated that the probabilistic analysis with in- slope model were evaluated as 0.716 and 0.433, respectively. As can be
creased COV of the friction angle showed better performance. This observed in Fig. 14, the results of the probabilistic analysis were located
shows that proper consideration and understanding of uncertainties more toward the upper left corner of the ROC graph. Moreover, the AUC
play an important role in accurately predicting shallow landslide values of the probabilistic analysis were larger than those of the deter-
susceptibility. ministic analysis, and the distances to perfect classification of the proba-
To compare the results of the probabilistic and deterministic analy- bilistic analysis were smaller than those of the deterministic analysis.
ses, a deterministic analysis was also conducted on the basis of the fac- Consequently, the probabilistic analysis showed better performance
tor of safety concept. In the deterministic analysis, the infinite slope than the deterministic analysis.
model without the coupled hydrogeological model was used, and the To check the effect of the hydrogeological model, an additional
same deterministic input parameters (e.g., slope angle and soil thick- deterministic analysis was conducted with consideration of the
ness) were used to evaluate the factor of safety. In addition, mean hydrogeological model. In this case, the groundwater level was eval-
values of the random variable (e.g., cohesion and friction angle) were uated from the hydrogeological model using rainfall intensity and
used as the representative single values for the deterministic analysis. hydraulic conductivity of the ground for each grid cell, and the factors
Moreover, since the hydrogeological model was not employed in the of safety were calculated deterministically for each cell using the
deterministic analysis, the groundwater level was considered as a calculated groundwater level. Fig. 17 shows the spatial distribution
fixed single value without considering rainfall intensity and hydraulic map for the factor of safety evaluated with the hydrogeological
conductivity of the ground. That is, the groundwater level value (m) model. The TPR and FPR were evaluated as 0.603 and 0.169, respec-
was set to constant values for half-saturated (m = 0.5) and fully satu- tively (point C in Figure 14). The AUC and distance to perfect classifi-
rated soil (m = 1.0). Fig. 16 shows the spatial distribution maps for cation were 0.717 and 0.431, respectively. As can be seen in Figs 16
the factor of safety in the deterministic analysis results when m values and 17 and Table 3, the results of the deterministic analysis with
were 0.5 and 1.0. For half-saturated soil, only 403 of 1480 actual land- the hydrogeological model were almost identical to the results of
slide grids were predicted as unstable (i.e., factor of safety less than the deterministic analysis with m = 1.0. This is because the value of
1.0), which means that TPR was calculated as 0.273 (Table 3). The FPR 10 mm/h rainfall intensity that was used in the hydrogeological
was also evaluated as 0.082, as listed in Table 3, and the obtained TPR model causes almost full saturation of the study area (Figure 18).
and FPR were plotted on an ROC graph (point A in Figure 14) for com- However, if the performance of the probabilistic analysis coupled
parison. The AUC and distance to perfect classification for the determin- with the hydrogeological model was compared with the performance
istic analysis of the half-saturated slope model were evaluated as 0.595 of the deterministic analysis coupled with the hydrogeological model,
and 0.732, respectively. In addition, in the case where the groundwater the point of the probabilistic analysis in the ROC graph would be
located closer to the (0, 1) position than that of the deterministic
analysis. In addition, the AUC value of the probabilistic analysis was
higher and the distance to perfect classification of the probabilistic
Table 3
Comparison of model performance for the deterministic analyses with different
groundwater levels and the probabilistic analyses with different COVs of fiction angle.
Fig. 14. ROC graph comparing the analysis results. A: deterministic analysis with m =
0.5, B: deterministic analysis with m = 1.0, C: deterministic analysis with the
hydrogeological model, D: probabilistic analysis with COV of friction angle =
1.5–9.9%, E: probabilistic analysis with COV of friction angle = 15%.
6. Discussion
Fig. 19. Detailed map of groundwater level ratio evaluated with the hydrogeological model for rainfall intensities of (A) 1 mm/h, (B) 2 mm/h, (C) 5 mm/h and (D) 10 mm/h.
model performance, and their values were 0.739 and 0.208, respective- to evaluate the probability of failure using the infinite slope model
ly. The AUC and distance to perfect classification were 0.765 and 0.334, coupled with GIS and Monte Carlo simulation.
respectively, showing that the performance of probabilistic analysis • The proposed approach was applied to a practical example to evalu-
with correlated variables was similar to that with uncorrelated vari- ate its feasibility. To achieve this, landslide occurrence locations were
ables listed in Table 3. Therefore, the dependence between two random obtained from aerial photographs to construct a landslide inventory,
variables did not affect the results of the probabilistic infinite slope sta- and the strength parameters and hydraulic properties of slope mate-
bility analysis in this study area. rials were acquired from laboratory tests. The spatial database for
input parameters was constructed in a grid-based GIS environment.
7. Conclusions In addition, the average rainfall intensity was evaluated from hourly
rainfall records obtained from the nearby rain gage.
• This study adopted the probabilistic approach in a physically based • To evaluate the performance of the proposed probabilistic infinite
model analysis to deal properly with uncertainties caused by limited slope analysis, grid-based prediction results of the analysis were
information and inherent variability of material properties. In this compared with the landslide inventory using the ROC graph. Two
probabilistic analysis, the uncertainties in strength parameters of performance measures, TPR and FPR, were evaluated on the ROC
slope materials were considered and the analysis was implemented graph using a confusion matrix, and the scalar values representing
14 H.J. Park et al. / Engineering Geology 161 (2013) 1–15
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