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Pulmonary Rehabilitation in Idiopathic
Pulmonary Rehabilitation in Idiopathic
ABBREVIATIONS: CRQ = Chronic Respiratory Questionnaire; ILD = Ingram and W. D.-C. Man), the Interstitial Lung Disease Unit
interstitial lung disease; IPF = idiopathic pulmonary fibrosis; ISWT = (P. M. George, P. L. Molyneaux, and T. M. Maher), Royal
incremental shuttle walk test; MRC = Medical Research Council Brompton and Harefield Clinical Group, Guy’s and St. Thomas’ NHS
AFFILIATIONS: From the Harefield Respiratory Research Group Foundation Trust; Brunel University London, College of Health Med-
(C. M. Nolan, O. Polgar, S. Patel, R. E. Barker, J. A. Walsh, and icine and Life Sciences (C. M. Nolan), the National Heart and
W. D.-C. Man), the Harefield Pulmonary Rehabilitation Unit (K. A.
chestjournal.org 729
role of pulmonary rehabilitation.14 The British Thoracic rehabilitation are well established, and to understand the
Society Guidelines15 and the Australia and New Zealand magnitude of those effects and their clinical
Guidelines16 for pulmonary rehabilitation provide weak consequences. Specifically, the primary objective was to
recommendation for the provision of pulmonary compare the responses of people with IPF with a
rehabilitation in individuals with ILD with the matched group of people with COPD undergoing the
recognition that benefits are unlikely to be sustained15 same supervised outpatient pulmonary rehabilitation
and that the quality of evidence is low.16 Similarly, the program. A secondary objective was to determine
American Thoracic Society and European Respiratory whether completion of or response to pulmonary
Society Statement on pulmonary rehabilitation did not rehabilitation, or both, are associated with survival in
make a recommendation for pulmonary rehabilitation in people with IPF. We hypothesized that people with IPF
IPF.17 Given the uncertainty over the role of pulmonary would show a blunted response to pulmonary
rehabilitation in IPF management, the overall study aims rehabilitation with reduced completion rates compared
were to provide real-world data on the effects of with matched people with COPD. We also hypothesized
pulmonary rehabilitation in patients with IPF compared that noncompletion or nonresponse to pulmonary
with those with COPD, a population in whom the rehabilitation would be associated with increased
benefit and magnitude of improvement with pulmonary mortality in IPF.
Study Design and Methods rehabilitation?” on a five-point Likert scale ranging from 1 indicates
“I feel much better” to 5 indicates “I feel much worse.” Adherence
Study Participants and Propensity Score Matching was defined as the number of supervised sessions that patients
attended. Completion was defined as attendance at the assessment
We prospectively recruited patients with IPF consecutively referred
after pulmonary rehabilitation29 and attendance at a minimum of
to the Harefield Pulmonary Rehabilitation Unit between June 2013
eight supervised sessions.30 All-cause mortality and, where relevant,
and July 2018. Inclusion criteria were a primary diagnosis of IPF
time to death were recorded 1 year after the assessment subsequent
determined by a specialist ILD multidisciplinary team according
to pulmonary rehabilitation or the planned completion date for
to international guidelines14 and referral to pulmonary
completers and noncompleters, respectively (time point 2), with data
rehabilitation in line with national guidelines.18 Exclusion criteria
obtained from hospital and primary care medical records. Apart
included a coexisting diagnosis of COPD. Patients provided
from this, patients were not monitored after discharge from
informed consent and the study was approved by the London
pulmonary rehabilitation.
Riverside and London Central Research Ethics Committee.
Because national clinical guidance in the United Kingdom
Patients underwent an 8-week outpatient program that comprised two
recommends the offer of pulmonary rehabilitation to people with
supervised exercise and education sessions as well as additional
IPF,12 it was not considered ethical to recruit a control group of
unsupervised home-based exercise each week. The program is
patients with IPF denied the opportunity of referral to
described in e-Appendix 1 and elsewhere.31-33
pulmonary rehabilitation.
The control group comprised patients with COPD, diagnosed Baseline characteristics were summarized using descriptive statistics.
according to international guidelines19 and referred over the same Because of a lack of consensus on the independence of the
period. An exclusion criterion for this group was a diagnosis of propensity scored-matched pairs,22,34 both unmatched and matched
coexisting IPF. Recruitment was conducted by retrospective analyses were performed. First, the data were analyzed using the
propensity score matching,20 using the nearest neighbor method,21 Pearson c2 test and independent t test (assuming independence),
1:1 accounting for baseline age, sex, BMI, Medical Research Council and second, the data were analyzed using the paired t test and
(MRC) dyspnea scale grade, self-reported Chronic Respiratory McNemar test. The results were the same for both types of analysis;
Questionnaire (CRQ) total score (e-Appendix 1), and incremental therefore, only the unmatched analysis is presented. The matched
shuttle walk test (ISWT) distance. Balance between the groups was analysis is presented in e-Table 1. Within-group differences were
assessed using standardized mean difference.22 For both groups, analyzed using the paired samples t test for continuous data.
those with contraindications to exercise and comorbidities that
would limit exercise performance (eg, unstable cardiovascular Evaluation of the association between pulmonary rehabilitation status
disease) were excluded before recruitment. and all-cause mortality at 1 year was performed in the IPF group only.
Because the patients with COPD were selected through propensity
score matching, they may not be representative of a typical COPD
Methods cohort. Between-group differences in pulmonary rehabilitation status
Baseline measures included BMI, spirometry,23 MRC grade,24 ISWT were analyzed using the c 2 test for trend and one-way analysis of
distance,25 CRQ score,26 and proxy for frailty status (4-m gait variance (nonparametric data: Kruskal-Wallis test) for categorical
speed < 1.0 m/s27,28). MRC grade, ISWT distance, CRQ score, and and continuous data, respectively. Pulmonary rehabilitation status
Global Rating of Change Questionnaire score were measured after was defined as follows. A responder was one who completed
pulmonary rehabilitation completion (time point 1). For the Global pulmonary rehabilitation (defined as attendance at the assessment
Rating of Change Questionnaire, patients rated their response to the after pulmonary rehabilitation and a minimum of 8 supervised
question, “How do you feel your overall condition has changed after sessions) and achieved minimal important difference of ISWT
Completed PR Completed PR
(n = 113) (n = 103)
Figure 1 – Flow chart showing participant recruitment and reasons for PR noncompletion. ILD ¼ interstitial lung disease; IPF ¼ idiopathic pulmonary
fibrosis; PR ¼ pulmonary rehabilitation; RIP ¼ rest in peace.
chestjournal.org 731
TABLE 1 ] Baseline Characteristics
Variable IPF (n ¼ 163) COPD (n ¼ 163) SMD P Value
Propensity-matched analysis
Age, y 73 9 73 8 0.00 ...
Male sex 110 (67) 111 (68) 0.00 ...
BMI, kg/m2 27.4 6.0 27.9 6.5 0.07 ...
MRC dyspnea scale grade 3.3 1.2 3.2 1.1 0.00 ...
ISWT distance, m 196 158 197 149 0.04 ...
CRQ total score 77.6 23.0 78.8 22.4 0.01 ...
Other
FEV1 to FVC ratio 0.81 0.08 0.47 0.13 ... < .001
FEV1, % 70.0 20.8 47.3 17.3 ... < .001
FVC, % 66.7 23.2 74.8 19.8 ... < .01
Prescribed supplemental oxygena 49 (30) 7 (20) ... < .001
Prescribed ABOT 41 (25) 11 (7) ... < .001
Resting SpO2 96 4 96 4 ... .20
Smoking history < .001
Current 0 (0) 17 (11) ...
Former 85 (52) 121 (74) ...
Never 78 (48) 25 (15) ...
Hospitalized in past year 41 (25) 60 (37) ... .01
Antibiotics for respiratory tract infection in past year 87 (53) 117 (73) ... < .001
Prescribed antifibrotic therapy 15 (9) NA ... NA
Cardiovascular disease 93 (57) 93 (57) ... .55
Pulmonary hypertension 15 (9) 3 (2) ... < .01
Diabetes 26 (16) 23 (14) ... .64
Frail 122 (75) 117 (72) ... .60
CRQ domain
Dyspnea 14.9 6.1 14.9 6.3 ... .96
Fatigue 13.9 5.8 14.0 5.3 ... .89
Emotional function 31.2 9.1 31.6 9.2 ... .70
Mastery 17.7 5.9 18.4 5.7 ... .26
No. of supervised sessions attended 10 6 10 6 ... .39
Completed PR 113 (69) 103 (63) ... .24
Data are presented as No. (%) or mean SD, unless otherwise indicated. ABOT ¼ ambulatory oxygen therapy (supplemental oxygen prescribed for
exercise-induced desaturation); CRQ ¼ Chronic Respiratory Questionnaire; IPF ¼ idiopathic pulmonary fibrosis; ISWT ¼ incremental shuttle walk test;
MRC ¼ Medical Research Council; NA ¼ not applicable; PR ¼ pulmonary rehabilitation; SMD ¼ Standardized Mean Difference; SpO2 ¼ peripheral capillary
oxygen saturation.
a
Prescribed long-term oxygen therapy (for resting hypoxemia), ambulatory oxygen therapy (for exercise-induced desaturation), or both.
better” or “a little better” after pulmonary rehabilitation and progressive worsening of the following variables
compared with 91% of the patients with COPD (P ¼ .45). measured at baseline across the three respective
groups was found: FVC % predicted, MRC grade,
Association Between Pulmonary Rehabilitation
prescription of supplemental oxygen, resting
Completion and Response Status With All-Cause
Mortality at 1 Year After Pulmonary Rehabilitation peripheral oxygen saturation, exercise capacity,
in IPF health-related quality of life, and pulmonary
rehabilitation adherence.
Differences in baseline characteristics according to
pulmonary rehabilitation status (responders, n ¼ 63 Of 163 participants with IPF, six died before completing
[38%]; nonresponders, n ¼ 50 [31%]; noncompleters, pulmonary rehabilitation. Of the remaining 157, 42
n ¼ 50 [31%]) are described in e-Table 4. Significant (27%) died in the 1-year follow-up period (from time
CRQ ¼ Chronic Respiratory Questionnaire; IPF ¼ Idiopathic Pulmonary Fibrosis; ISWT ¼ incremental shuttle walk test; MRC ¼ Medical Research Council;
PR ¼ pulmonary rehabilitation.
a
Difference between the values before and after PR.
point 1 to time point 2). A significant association was nonresponse to pulmonary rehabilitation were
demonstrated between pulmonary rehabilitation status associated independently with higher all-cause mortality
and mortality in the univariate analysis (Table 3). Two at 1 year in IPF. These data provide additional evidence
multivariate analyses were performed because of to support the provision of pulmonary rehabilitation in
colinearity between MRC grade and ISWT distance. IPF.
Both confirmed that pulmonary rehabilitation status
To date, only small numbers of patients with IPF have
remained associated independently with all-cause
been recruited to randomized controlled trials of
mortality at 1 year (Table 3). That is, noncompletion
pulmonary rehabilitation or exercise training (182
and nonresponse were associated with a significantly
allocated to intervention arms).6 Uncertainty remains
higher risk of all-cause mortality at 1 year (Table 3).
regarding the benefits of pulmonary rehabilitation in IPF
When stratified according to pulmonary rehabilitation because of methodologic concerns including selection
status, a greater proportion of noncompleters and bias, lack of assessor blinding, small sample size,
nonresponders died in the 1-year period compared with
responders (40%, 24%, and 10%, respectively; P < .01).
The Kaplan-Meier curve demonstrated a shorter time to 80
all-cause mortality for noncompleters and P = .84
nonresponders compared with completers (P < .001, 70
Change in ISWT (m)
50
Discussion
This study comprised the largest single cohort of 40
patients with IPF undergoing pulmonary rehabilitation.
We demonstrated that a real-world pulmonary 30
rehabilitation program is associated with significant IPF COPD
improvements in exercise capacity, dyspnea, and health- MID of ISWT in COPD
related quality of life in IPF. These improvements, as MID of ISWT in IPF
well as completion rates, were comparable with those
observed in a propensity score-matched group of Figure 2 – Graph showing the mean (95% CI) change in ISWT distance
in participants with IPF and COPD (unmatched analysis). IPF ¼
patients with COPD. Compared with pulmonary idiopathic pulmonary fibrosis; ISWT ¼ incremental shuttle walk test;
rehabilitation responders, noncompletion of or MID ¼ minimal important difference.
chestjournal.org 733
TABLE 3 ] Univariate and Multivariate Cox Proportional Hazards Regression Analysis for the Association Between
PR Status and Time to All-Cause Mortality at 1 Year From PR Completion in IPF
Univariate Analysis Multivariate Analysis 1a Multivariate Analysis 2b
Covariate: PR Status HR (95% CI) P Valuec HR (95% CI) P Valuec HR (95% CI) P Valuec
d
Responder Reference category .01 Reference category .01 Reference category .01
e
Nonresponder 3.91 (1.54-9.93) 3.45 (1.24-9.57) 3.94 (1.43-10.81)
Noncompleterf 5.62 (2.24-14.08) 4.70 (1.66-13.34) 4.42 (1.53-12.79)
inadequate power to detect differences, and program hospitalizations in the previous 12 months in the IPF
duration shorter than international recommendations.6 group).
Our study adds to the existing literature by providing
Two studies have compared the magnitude of change
real-world observational data of patients with IPF
associated with pulmonary rehabilitation in IPF and
undergoing pulmonary rehabilitation. Although many
COPD.7,8 An observational study of 22 patients with IPF
programs are designed for people with COPD, our study
and a control group of 27 unmatched patients with
demonstrated that people with IPF achieve similar
COPD reported similar effect sizes for functional
clinical benefits and completion rates to those with
exercise capacity (IPF, 0.29; COPD, 0.26) after a 10-week
COPD. Indeed, a trend for higher completion rates in
program,7 but smaller changes in exercise capacity, peak
the IPF compared with the COPD group was found that
work rate, quadriceps force, dyspnea, and quality of life
may be explained by factors not included in the
in IPF. The results are difficult to interpret owing to
propensity matching (for example, a lower number of
selection bias (people $ 75 years of age or prescribed
long-term oxygen therapy were excluded), small sample
100 size, unmatched disease groups, and no statistical
evaluation of between-group differences. Kozu et al8
Probability of Survival
80
demonstrated that 45 patients with IPF achieved a
60 smaller magnitude of change in exercise capacity,
dyspnea, quadriceps force, and quality of life than
40
patients with COPD matched for age and MRC grade, in
Log rank test for trend: P < .001
20 contrast to our study. Potential explanations include the
larger sample size and multivariate propensity score
0 matching in our study, as well as the greater intensity of
0 50 100 150 200 250 300 350
Time to death (d)
our aerobic exercise prescription (our study, 60%-
80% maximum oxygen consumption for 30 min; Kozu
PR responders
61 61 61 61 61 61 58 57
(No.) et al, 50% peak workload for 20 min). Although our real-
PR nonresponders
(No.)
50 50 50 47 45 43 41 39 world completion rates were lower than observed in the
PR noncompleters
50 45 37 36 35 34 31 31
controlled environment of clinical trials, they were
(No.)
comparable with national audit data.29
PR responders
A novel finding of our study is that pulmonary
PR nonresponders
PR noncompleters rehabilitation may confer prognostic benefits in IPF,
which deserves further investigation. The authors of a
Figure 3 – Kaplan-Meier curve and at-risk table demonstrating time to Cochrane review of pulmonary rehabilitation for ILD
all-cause mortality at 1 year according to PR status, with table depicting
the numbers at risk. PR ¼ pulmonary rehabilitation. identified only three trials in people with IPF that
chestjournal.org 735
Acknowledgments lung disease. Cochrane Database Syst Rev. adults. Br Thorac Soc Rep. 2014;6(2).
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response to pulmonary rehabilitation in 20. Patel S, Cole AD, Nolan CM, et al.
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revision of manuscript critically for idiopathic pulmonary fibrosis and chronic Pulmonary rehabilitation in
obstructive pulmonary disease. bronchiectasis: a propensity-matched
important intellectual content. All authors study. Eur Respir J. 2019;53(1).
Respiration. 2011;81(3):196-205.
approved the final manuscript.
9. Lindenauer PK, Stefan MS, Pekow PS, 21. Rosenbaum PR, Rubin DB. Constructing a
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authors have reported to CHEST the pulmonary rehabilitation after sampling methods that incorporate the
following: C. M. N. reports personal fees hospitalization for COPD and 1-year propensity score. Am Stat. 1985;39(1):33-
from Novartis outside the submitted work. P. survival among Medicare beneficiaries. 38.
M. G. reports fees, honoraria, and grants JAMA. 2020;323(18):1813-1823. 22. Austin PC. An introduction to propensity
from Roche Pharmaceuticals, Boehringer 10. Houchen-Wolloff L, Williams JE, score methods for reducing the effects of
Ingelheim, Cippla, and Brainomix. P. L. M. Green RH, et al. Survival following confounding in observational studies.
reports receiving fees from AstraZeneca, pulmonary rehabilitation in patients with Multivariate Behav Res. 2011;46(3):399-
Boehringer Ingelheim, and Hoffman-La COPD: the effect of program completion 424.
Roche outside the submitted work. W. D.-C. and change in incremental shuttle walking 23. Quanjer PH, Tammeling GJ, Cotes JE,
M. reports personal fees from Jazz test distance. Int J Chron Obstruct Pulmon Pedersen OF, Peslin R, Yernault JC. Lung
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grants from Pfizer, and nonfinancial support Survival after pulmonary rehabilitation in 24. Bestall JC, Paul EA, Garrod R,
from GSK outside the submitted work. None patients with COPD: impact of functional Garnham R, Jones PW, Wedzicha JA.
declared (O. P., S. J. S., S. P., R. E. B., J. A. W., exercise capacity and its changes. Int J Usefulness of the Medical Research
K. A. I.). Chron Obstruct Pulmon Dis. 2016;11:2671. Council (MRC) dyspnoea scale
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patients involved in this study and the staff of Excellence. Idiopathic pulmonary fibrosis: patients with chronic obstructive
the Harefield Pulmonary Rehabilitation Unit the diagnosis and management of pulmonary disease. Thorax. 1999;54(7):
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Care Excellence website. https://www.nice. Validity, responsiveness and minimum
Additional information: The e-Appendix org.uk/guidance/cg163/chapter/ clinically important difference of the
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