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Evaluating UI GreenMetric As A Tool To Support Green Uni 2013 Journal of Cle
Evaluating UI GreenMetric As A Tool To Support Green Uni 2013 Journal of Cle
a r t i c l e i n f o a b s t r a c t
Article history: Over the last two decades, the university ranking has become a global phenomenon. Universitas
Received 29 July 2012 Indonesia, in 2010 has developed an online world universities ranking, aimed to offer the portrait of the
Received in revised form current conditions and policies related to green campus and sustainability in the universities all around
25 February 2013
the world. The aims of this paper are to introduce the development and improvement of UI GreenMetric
Accepted 26 February 2013
Available online 14 March 2013
and evaluate the implementation and result of the year 2011 ranking. The evaluation method used for
the ranking performance was a descriptive and qualitative approach, and the Berlin Principles was
employed to assess the conformity and quality of UI GreenMetric. The 2011 ranking results show an
Keywords:
Campus sustainability
increment of the number of participating countries. There are more than 25 universities from the United
Energy and climate change States participated in this ranking. The main prevailing criterion achieved by many universities is the
Green campus energy and climate change (about 2500 of 2800 maximum score). Most of the indicators in UI Green-
UI GreenMetric Metric are in compliance with the Berlin Principles. The UI GreenMetric ranking provides opportunities
Universitas Indonesia for each university to examine their strength and weakness in promoting green university and sus-
tainable development. Further comments and positive feedback from the participating universities will
advance the UI GreenMetric ranking system.
Ó 2013 Elsevier Ltd. All rights reserved.
0959-6526/$ e see front matter Ó 2013 Elsevier Ltd. All rights reserved.
http://dx.doi.org/10.1016/j.jclepro.2013.02.034
N. Suwartha, R.F. Sari / Journal of Cleaner Production 61 (2013) 46e53 47
Universitas Indonesia, as an emerging world-class university, in on a broad philosophy that encompasses the three Es: Environ-
2010 has developed an online “green” ranking for world universities, ment, Economics and (Social) Equity as shown in Fig. 1.
aimed to offer the portrait of the current conditions and policies Referring to the concept of sustainable development (Adams,
related to Green Campus and Sustainability in the universities all 2006), we linked the three mutual reinforcing pillars which are
over the world. Instead of using research and educational indicators, Environmental, Economical, and Social Equity with development at
it mostly embraced the environmental ones. With respect to this university scale into the ranking system. This is because the uni-
specific issue in sustainability and green campus, UI GreenMetric versity’s performance aspects (research, education, and environ-
Ranking has played a different role among other sustainability sur- mental protection) are interconnected and multidimensional
veys, scorecards, and rating systems (Hazelkorn, 2011). The ranking (Lukman et al., 2010).
was based on the premise that there is room for a global ranking that In order to develop the ranking table, a conceptual flowchart as
will enforce measuring tools, which can be used for both developed presented in Fig. 2 has been implemented. Basically, it can be
and developing countries (Sari, 2012). divided into three stages; preparation, design, and implementation
The UI GreenMetric Ranking of World Universities is the first (Sari, 2012).
attempt to make a global ranking of universities’ sustainable
behavior (Grindsted, 2011). As a new world university ranking 2.1.1. The criteria
where mostly managed by using an online and open access system, We selected criteria that are generally thought to be of impor-
many universities have enthusiastically been participated to try the tance by universities concerned with sustainability. These include
ranking performance and assess their place. Although it was the collection of a basic profile of the size of the university and its
designed to be suitable for universities in both developed and zoning profile, whether urban, suburban, or rural, etc. Beyond this
developing countries, some important indicators and criteria might we evaluated the degree of green space. The next category of in-
have not been sufficiently included or clearly described in the formation concerns electricity consumption because of its link to
ranking. Therefore, an evaluation on the performance of both in- the carbon footprint. Then we assessed the transport, water usage,
ternal (data collection, method, and result) and external (feedback waste management. Beyond these indicators, we wanted to get a
and comments from the user) factors are required for its picture about how the university is responding to or dealing with
improvement and sustainability. the issue of sustainability through policies, actions, and
The aims and novelties of this paper are twofold: First, we communication.
introduce the development and improvement of UI GreenMetric Five main criteria of UI GreenMetric World University Ranking
which is a specific ranking system in terms of sustainability and were determined based on information provided by respective
green campus. Second, we assess the implementation and result of universities that demonstrates commitment to going green and
the year 2011 ranking which has not been done before. The eval- being sustainable, namely environmental settings and infrastruc-
uation method used for the ranking performance and result was a ture, energy and climate change, waste, water, and transportation
descriptive and qualitative approach (number of participating (Fig. 3).
countries, universities, total score, and the most prevailing criteria),
while the Berlin Principles was employed to assess the conformity 2.1.2. The weighting of criteria and scoring
and quality of UI GreenMetric. Each of the criteria will be categorized in a general class of in-
The paper sheds more light on the development of UI Green- formation and when we process the results, the raw scores will be
Metric in Section 2. Then the improvements of the ranking system weighted to give a final calculation. Scoring for each item will be
are highlighted in Section 3. The results and evaluation are then numeric so that our data can be processed statistically. Scores will
discussed in Section 4. In Section 5, the paper presents some be simple, such as counts of things, or responses on a scale of some
feedback, comments and suggestions to the UI GreenMetric sus- sort.
tainability, and finally some conclusions are drawn in Section 6.
2.1.3. Data collection and initial results
2. The development of UI GreenMetric University Ranking Data will be collected between July and October each year from
the invited universities who are willing to provide information. The
2.1. Methodology and approach preliminary result of the metrics is expected to be released in
November, and the final complete result will be shown in It is obvious that the success and reliability of an online ranking
December of the year. system is greatly dependent on both the quantity and quality of the
The year 2010 ranking result received an overwhelming amount data collection. To ensure that the data were collected from a
of attention. Many universities enthusiastically participated and reliable institution, the UI GreenMetric website provides a pass-
responded positively to the ranking by sending suggestions, com- word to each participating university in order to access the website
ments, and inquiries such as those based on the methodology, the and to allow for sending a detailed questionnaire. Prior to sub-
reliability of the data, the scoring and criteria, etc. Urgently, based mission, they were asked to be as accurate as possible in giving the
on suggestions from participating universities and an internal re- data. In calculating any score, some data indicators were not used.
view, we conducted revisions and improvements of the first version Instead, they provided information about the university landscape,
for use in 2011. such as campus setting (rural, suburban, city center/high rise
building) or the type of higher education institution (comprehen-
3. Improvement of the UI GreenMetric sive, specialized higher education institution). By using this basic
information, it would allow us to compare and group universities
3.1. Number of indicators by methodically ranking their scores.
In the revised version of 2011, the UI GreenMetric employed 42 3.4. Data validation
indicators divided into five categories to determine the ranking
scores. There were 21 additional indicators compared to the first One of the critical point in conducting a world online ranking is the
version (only 23 indicators), that mainly focused on setting and reliability of the data given by the participating university. To cope
infrastructure, energy and climate, and transportation in order to with this problem, it is important to check the data validity, though
take comprehensive data into account (Table 1). the data was given by an authorized institution. We used two verifi-
For example, in setting and infrastructure category, we added 16 cation methods; the first is by using technology approach, and the
indicators to be considered, mainly on research and academic/ed- second is by direct observation. In technological approach, email
ucation aspect related to environment. This is significant to balance correspondence has been conducted for data verification purposes.
the three pillars in sustainable development concept. Since we Moreover, Google Map and Google Earth’s facilities were utilized to
considered sustainability of university, all of the university’s per- collect and ensure the validity of each participating university data,
formance aspects (research, education, and environmental pro- especially about open space area and campus area. In direct approach,
tection) should be evaluated (Lukman et al., 2010) and taken into occasionally, we conducted site visit based on the invitation from
account, as much as possible. universities. Generally, institutional visit has been carried out
The weighting for each category remained at the same per- randomly according to the chances to visit the university in formal or
centage, while the point allocation for indicators in each category informal ways. Since it would be very costly and counterproductive to
was amended to a higher level to gain better results and a wider visiting all the participating universities, the online survey is prefer-
range of scoring. able with a sampling of selected universities for site visit.
While we have put every effort into the design and imple-
mentation of the questionnaire, we realize that the first version was
bound to have shortcomings. Therefore, some criteria and
weightings are continuously being reviewed to reflect input from
participants and state of the art developments in the field. Overall,
the revised version UI GreenMetric 2011 accommodates valuable
feedback from users in every possible effort so that improving the
ranking and more user friendly interface for the participating in-
stitutions. Such developing attempts include a revision of the
wording of some questions in the questionnaire to be as clear and
unambiguous as possible, as well as the methodology’s validity,
Fig. 3. The five categories used in the ranking and their weighting. reliability and usefulness.
N. Suwartha, R.F. Sari / Journal of Cleaner Production 61 (2013) 46e53 49
Table 1
Indicators used in the ranking by category.
4. Results and evaluation Connecticut, USA (7708). Compared to other universities, the Uni-
versity of Nottingham was leading on the effort to be deeply con-
4.1. Evaluation to the 2011 ranking result cerned about energy and climate change (score 2534), and
transportation (1675) aspects.
By the end of 2011 there were 178 out of 2000 invited univer- Fig. 4 shows the number of participating universities from 42
sities from 42 countries, thus contributing valuable data for UI countries. We can see that the number of participating universities
GreenMetric. Table 3 presents the result of UI GreenMetric ranking in each country tends to increase after the first launch of the
2011 for the top twenty ranked universities. The University of ranking in 2010. In the year 2011 ranking results, obviously, United
Nottingham, UK stands in the first place with the total score out of States shows a significant increase in the number of participating
the five categories of 8033 followed by Northeastern University, universities; about three times higher than in year 2010. More than
USA (7981) in second place and in third place, the University of 25 universities in United States participated in this 2011 ranking.
Table 2
Examples of the improving questions for each category.
Table 3
Top twenty ranked universities of the UI GreenMetric ranking 2011.
Ranking University Total score (100) Setting and Energy and Waste (15) Water (15) Transportation (18)
infrastructure (24) climate change (28)
1 University of Nottingham 8033 1394 2534 1275 1155 1675
2 Northeastern University 7981 1396 2370 1350 1440 1425
3 University of Connecticut 7708 1458 2100 1125 1450 1575
4 University College Cork 7682 1336 2126 1275 1270 1675
5 Linkoping University 7661 1406 2104 1275 1200 1675
6 University of California, Berkeley 7601 1279 2220 1425 1127 1550
7 University of California, Los Angeles 7498 1155 2012 1275 1380 1675
8 Washington University In St. Louis 7359 1218 2226 1200 1040 1675
9 University of California Merced 7347 1364 2348 1125 960 1550
10 University of Bath 7341 1366 2200 1125 1350 1300
11 University of California, Davis 7302 1615 2242 1125 1020 1300
12 University of North Carolina, 7266 1120 2041 1275 1280 1550
Chapel Hill
13 Cornell University 7257 1287 2115 1275 1190 1390
14 York University 7245 1220 2025 1275 1050 1675
15 Grand Valley State University 7224 1438 2125 1125 985 1550
16 Da Yeh University 7210 1282 1964 1275 1263 1425
17 Universiti Putra Malaysia 7204 1443 1870 1125 1340 1425
18 National Taipei University 7191 1398 1950 1200 1252 1390
of Technology
19 University of Ottawa 7191 1206 1959 1275 1075 1675
20 Universite de Sherbooke 7139 1193 1885 1275 1110 1675
The number is even higher than the participating universities in by comparing the points they have accumulated for each indicator
Indonesia. From the participating country’s point of view, there is in the categories compared to the overall best practice expected to
also enrichment in terms of the number of countries; from 35 be reached by the university. In this case, it seems that University of
countries in 2010 up to 42 countries in 2011. It suggests that UI Nottingham has applied their best practice. This is shown by the
GreenMetric ranking has become widely known and is appreciated scores of each category which is close to the maximum scores.
by both developed and developing countries. In a more detailed outlook, the results of the university rankings
One of the advanced features of UI GreenMetric is that the can be classified for each category in a rose-chart diagram, as
ranking can be sorted by campus setting (rural, semi-urban, urban, shown in Fig. 6.
overall ranking) or by type of higher education institutions Based on the figure above, we can see that there are only 15
(comprehensive, specialized higher education institutions) in the universities who have scored greater than 2000 for the energy and
overall ranking. By using this feature, each institution or end user climate change category. It means, of the 178 participating uni-
can make a fair comparison and group universities by their scores. versities, about 8.4% of universities keenly work for conserving
The overall performance demonstrates that the most prevailing energy and mitigating climate change.
criteria achieved by many universities are in the energy and climate
change sector (averaged is about 2500 of 2800 maximum score). 4.2. Assessment of the ranking against the Berlin Principles
This result indicates that universities are very concerned about
environmental issues and tried their best in implementing proper During the two-year development of the GreenMetric ranking,
policies for mitigating climate change. Fig. 5 shows an example of several improvements on methodology, data collection and pre-
how the strengths and weaknesses of a university can be analyzed sentation were carried out, based on constructive feedback from
Table 4
The conformity of UI GreenMetric ranking to Berlin principles.
“Northeastern’s long-standing commitment to energy efficiency, Evaluation results to the UI GreenMetric 2011 performance
conservation and sustainability precedes the more recent focus on shown some improvements in the methodology; more indicators
‘greening’ and sustainability,” e Carol Rosskam, Northeastern’s number were added specifically focused on setting and infra-
sustainability program manager Northeastern University, USA. structure, energy and climate, and transportation. More options in
indicative performance measure were added for several categories.
The “UI Green Metric Ranking of World Universities” for 2010 was
Verification methods were included to check the validity of the data
based on information provided by universities around the world on
through an institutional visit based on the invitation of universities,
their commitment towards going green and the development of
as well as via email correspondence as well as Google Map to
sustainability initiatives. UI factored in the location, amount of
evaluate university campus image. Most of the indicators in UI
green space, electrical consumption, waste management, as well as
GreenMetric were already in conformance with the Berlin Princi-
policies, actions, and communication related to sustainability (UC
ples. The 2011 ranking results shows an increment in terms of the
Berkeley, 2011).
number of participating countries (about 20%) compared to the
Based on those comments mentioned above, we can see that 2010 ranking. It can be found that from the United States there are
most of the university leaders were surprised, delighted and proud more than 25 universities participated in the 2011 ranking. The
to be listed in the GreenMetric ranking; knowing their position energy and climate change criteria is the most prevailing criteria
relatively to other university, especially that their works hard in achieved by many universities. Reflecting on the ranking result,
years at putting sustainability and environmental policy at their each participating university can examine their strength and
respective institution has been rated and acknowledged. It suggests weakness in promoting green university and sustainable
that UI GreenMetric University Ranking does not merely provide development.
important information about their characteristics, but also allows The UI GreenMetric ranking provides opportunities for each
each user to recognize their development and encourages their university to conduct some actions in order to accumulate better
improvement in the future. results and therefore achieve a better ranking in next year’s eval-
In addition, Grindsted (2011) has also stated that UI Greenmetric uation. UI GreenMetric can be a framework and a standard guide-
has become one of the “sustainable campus performance rankings” line for constructing a green university, and therefore help
measuring the competitiveness of sustainable campus operation universities to green their overall activities. Obviously, further
performance in the form of a ranking system. It should be noted comments and positive feedback from the participating univer-
that the UI GreenMetric University Ranking is an attempt to eval- sities will result in important advances in the UI GreenMetric
uate universities from more objective perspectives. Clearly, further ranking system and boosting Universitas Indonesia’s contribution
studies are needed to improve this ranking, such as to use field to global sustainable development.
normalized data, and to cover all research areas on an equal basis
(Rauhvargers, 2011). Acknowledgments
6. Conclusion The authors would like to thank Prof. Dr. Der Soz Gumilar
Rusliwa Soemantri (Rector of University of Indonesia) for his
The UI GreenMetric ranking was developed to provide a profile brilliant initiative in launching this program. Our appreciation to
for and way of comparing the commitment of universities towards Prof. Dr. Gunawan Tjahjono, Mr. Budi Hartono, Dr. Frank Allan
going green and promoting sustainable operations, with regard to Lauder, Mr. Ronald Silitonga, Mr. Daru Widya, Mr. Muhammad Nur
all three important dimensions: research, educational and Fajar, Ms. Dina Mardia, and Ms. Atmadewita for their effort during
environmental. developing the tools, collecting and analyzing the data. We thank
N. Suwartha, R.F. Sari / Journal of Cleaner Production 61 (2013) 46e53 53
Prof. Widodo, Ms. Diane Wildsmith, Dr. Fu Xie, Dr. Sudarsono, and Hazelkorn, E., 2011. World-class Universities or World-class Systems? Rankings and
Higher Education Policy Choices. UNESCO Forum on Rankings and Account-
Mr. Ari Susilo for their valuable contribution to the ranking
ability in Higher Education, Paris, 16e17 May 2011.
improvement and discussion. We also thank the reviewers for her/ Heinz, T., 1995. Blueprint for a Green Campus: the Campus Earth Summit Initiatives
his valuable comments that greatly helped us to improve the for Higher Education. A Project of the Heinz Family Foundation. pp. 1e46.
contents of this paper. Lukman, R., Kranjc, D., Glavic, P., 2010. University ranking using research,
educational and environmental indicators. Journal of Cleaner Production 18,
619e628.
Rauhvargers, A., 2011. Global University Rankings and their Impact. EUA Report on
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