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Adherence of Physical Therapy
Adherence of Physical Therapy
Adherence of Physical Therapy
To cite this article: Ajimsha M. S., Smithesh Kooven & Noora Al-Mudahka (2019) Adherence of
physical therapy with clinical practice guidelines for the rehabilitation of stroke in an active inpatient
setting, Disability and Rehabilitation, 41:15, 1855-1862, DOI: 10.1080/09638288.2018.1449257
REHABILITATION IN PRACTICE
CONTACT Ajimsha MS ajimshaw.ms@gmail.com Department of Physical Therapy, Hamad Medical Corporation, PO Box 3050, Doha, Qatar
Supplemental data for this article can be accessed here.
ß 2018 Informa UK Limited, trading as Taylor & Francis Group
1856 M. S. AJIMSHA ET AL.
recommended best practice in accordance with research evidence. period by “internal and external” auditors. Internal auditors were
Several studies have examined interventions to implement and from the study group and external auditors were randomly
improve adherence to clinical guidelines [17–19]. Hubbard et al., selected from the acute neuro rehabilitation facility of the mother
[20] has reported encouraging relationship between the clinical health organization. The results gathered by the internal and
practice guideline (CPG) adherence with evidence-based stroke external auditors were compared, which enabled any points of dif-
guidelines and health related outcomes in post stroke rehabilita- ference to be discussed and clarified between them. One minor
tion. Research conducted in countries such as the United arrangement was suggested by the external auditors regarding
Kingdom (UK) [21,22–25], Australia [20,26,27] and New Zealand the goal setting and an explanation was coined in the point
[28,29] concludes that standards of stroke care could be more “short term goals lead to long term goals”.
aligned with guidelines. However, these studies discuss the stroke The clinical records of the patients who were in the stroke
care provided by Australian, United Kingdom and New Zealand pathway, admitted in the stroke rehab center as an inpatient for
rehabilitation facilities and cannot be easily generalized to Middle at least 3 weeks with a diagnosis of ischemic stroke and dis-
Eastern settings. charged with timely assessment, reassessment and discharge sum-
Recently, the physical therapy unit of the tertiary referral stroke mary were retrieved from the Cerner millennium. Hemorrhagic
rehabilitation center in Qatar developed a physical therapy spe- type of strokes, transient ischemic attack or patient with other
cific clinical practice guideline called “PAAS Guideline” (physical severe comorbidities necessitating alteration in the therapy dos-
therapy after acute stroke) to enhance the effectiveness and effi- age including cardiac, renal or musculoskeletal problems were
ciency of postacute stroke physical therapy care. The goal of the excluded from the audit. The selected and retrieved files were
PAAS guideline is to improve the quality, transparency, and uni- checked for the presence of inpatient physical therapy initial
formity of the physical therapy provided to patients whose main assessment, reassessments, stroke subspecialty forms, functional
diagnosis is a stroke, throughout the chain of integrated care, by independent measure forms and discharge notes.
explicitly describing the physical therapist’s management of these The period of patient selection for the chart audit was decided
patients on the basis of scientific research, adjusted where neces- as one year and retrieved the files from Cerner Millennium with
sary on the basis of consensus among physical therapy experts. date range from 1 March 2016 to 28 February 2017. The search
The usage of evidence-based guidance as a quality indicator for resulted in 216 patient files including 59 cases of hemorrhagic
stroke care was a relatively new concept in Qatar. The present stroke, five cases of hemorrhagic transformation, 11 patient files
study was aimed to analyze the adherence of physical therapy with severe cardiac pathologies with ejection fraction less than
with clinical practice guidelines for the rehabilitation of stroke in 60%, two with severe osteoarthritis of the knee and one with
an active inpatient setting by utilizing them as quality indicators acute renal failure, resulting in 138 patient files of pure ischemic
for an audit. It is of interest that most national stroke guidelines origin. Eleven files were removed during the initial screening as it
that were now established were developed as a result of stroke was incomplete for a proper data acquisition and 127 files were
audits [5]. ultimately included in the audit. This represents about 59% of
total stroke admissions in the active inpatient stroke rehab unit
and representing 10% of the stroke incidence rate of the country [30].
Methods
This percentage of stroke events per year may be lower than the
This study was carried out in the Department of Physical Therapy studied population that has been used in an Australian audit
in the stroke rehabilitation hospital in Qatar. A retrospective chart (16%) [27]. This is justifiable in a way that the current study
audit was performed by utilizing the physical therapy evaluation/ sample represents the acute ischemic stroke patients with
reevaluation and stroke subspecialty forms available in the Cerner “rehabilitation potential” admitted in the active inpatient setting
millennium. The Research Ethics Committee of the Hamad Medical (only), the milder and very severe cases were excluded from the
Corporation reviewed the study and raised no objections from an “active inpatient rehabilitation pathway”. Both the internal and
ethical point of view. In April 2017, a retrospective chart audit was external auditors used the manually extracted data from the
performed on male stroke patient files admitted in the rehabilita- Cerner millennium, analyzed and recorded it on the given Excel
tion unit between first of March 2016 and 28 February 2017 using spreadsheet separately. An audit numbering system was used for
an audit checklist, a design based on the Physical Therapy After the files to ensure confidentiality and the data entry was checked
Acute Stroke guideline with a structure similar to one in Johnston thrice for missing data or mistakes.
et al., [29] study.
The subdivisions of the chart audit checklist were selected
Data analysis
based on the assessment, goal settings and the four management
domains of PAAS (physical therapy after acute stroke) guideline, Detailed demographic data were extracted from the patient files
namely (1). Functional mobility, strength and balance training, (2). as the first part. Details like age, nationality, comorbidities, admis-
Gait and cardiovascular training, (3). Upper limb training, (4). sion in the acute medical setting, transfer and discharge to and
Cognitive and somatosensory training (Supplementary Table S1). from active inpatient setting, follow-up status and type of stroke
A pilot chart audit questionnaire was developed by the stroke with localization of the lesion were collected. The second part was
physical therapy team from the study group. As a part of test val- regarding the guideline adherence and goal setting. Details from
idation, three physical therapy specialists with stroke rehabilitation assessment, reassessment, discharge notes, stroke subspecialty
experience from other rehabilitation facilities were given the form and functional independent measure instrument form were
designed questionnaire to trial on three randomly selected patient analyzed for this. If any of the guideline suggested assessment,
files and later were asked to mark any questions that were unclear outcome measure (OM) use, goal setting or treatment documenta-
to them when they were auditing the files. After this trial, a dis- tion were incomplete, they were categorized as “not adhering”.
cussion session was organized to ensure that their understanding The second part had six sessions, (1). Assessment and goal setting,
of the audit questionnaire was the same as what was intended. (2). Outcome measure use, (3). Functional mobility, strength and
Two questions were adjusted based on the “internal pre-testing” balance training, (4). Gait and cardiovascular training, (5). Upper
measure. Two separate audits were performed during the study limb training and (6) Cognitive and somatosensory training. Any
PHYSICAL THERAPY ADHERENCE WITH STROKE GUIDELINES 1857
without visual feedback in various platforms, (e) Functional Six approaches were mentioned in this domain for the manage-
strength training, (f) Activity-based balance training, (g) ment of issues like attention or memory deficits, hemispatial
Electromyographic biofeedback for the paretic leg, (h) Maintaining neglect, recreation, dyspraxia, somatosensory and vestibular dys-
ankle dorsiflexion by means of a standing frame or night splint functions. Since these domains were more attributable to specific
and (i) Hydrotherapy. The overall percentage of adherence to this dysfunctions that would be different from patient to patient, a
session was 93%. The 5% of files which did not meet the criteria chart audit tool to find out its adherence was almost impossible.
had only three approaches mentioned in the file and 2% had only The chart audit tool was redefined for this session as “usage of at
two approaches mentioned. least two approaches in any part of the assessment/reassessment
Itemwise analyses of the usage of different approaches were sessions of the file”. Only 31% of the files has shown guideline
also carried out. Sitting balance training and sit to stand usage adherence in this session. The item analysis of the usage of spe-
was 96% in all the cases followed by functional muscle strength cific approaches reveals that 31% of the files mentioned the
training (93%), activity-based balance training (91%), and postural rehabilitation for hemispatial neglect, 36% used vestibular rehabili-
control with visual feedback in various platforms (89%). Usage of tation for their patients. The interventions to improve somatosen-
night splint/standing frame was recorded in 23% of files while sory functions of the paretic leg or hand was mentioned in 19%
mobilization out of bed was documented in 55% of the files. of the files. Cognitive rehabilitation for attention or memory defi-
Hydrotherapy usage was the least recorded one (18%). EMG bio- cits (13%), interventions aimed at learning/re-learning and resum-
feedback was not mentioned in any of the files as the facility was ing leisure or social activities in the home setting (10%) and
not available in the unit. training for dyspraxia to improve activities of daily life-independ-
ence (9%) were used the least.
Session IV: Gait and cardiovascular training
Discussion
This session contains evidence-based recommendations for gait
and cardiovascular training and comprises 11 items. The chart The physical therapist’s adherence to structured stroke clinical
audit tool was designed to check the usage of at least 5 out of 11 practice guidelines in the stroke inpatient rehabilitation center in
approaches as “adhering”. Overall adherence to this session of the Qatar was found as 71% with varying degrees of adherence to dif-
guideline was 92%. ferent areas as follows: assessment and goal setting (79%), out-
Adherence of the individual usage of the approaches in the come measure use’ (80%), functional mobility, strength and
files were; body-weight supported treadmill training (46%), tread- balance training (93%), gait and cardiovascular training (92%),
mill training without body-weight support (94%), over ground gait upper limb training (52%), cognitive, somatosensory or vestibular
training (96%), gait training in public spaces (72%), robot-assisted dysfunctions (31%) (Figure 1). Variations were shown between
gait training (0%), mobility training in virtual reality (0%), circuit domains and between different approaches. The focus of entire
class training for walking (95%), systematic feedback on walking physical therapy management appeared to be on the lower limb
speed (92%), walking aids to improve walking ability (64%), leg function and mobility, as upper limb training (52%) and cognitive,
orthoses to improve walking ability (33%), self-propulsion in a somatosensory or vestibular dysfunctions (31%) had the lowest
hand-propelled wheelchair (98%). The lack of facility for robotic overall adherence with the guideline (Table 2).
and virtual reality training made it as 0%. The relatively reduced This audit accentuates the facts that the domains which were
usage of treadmill training with body weight support was noted shared between interdisciplinary team had lower adherence to
for the forthcoming change process cycle. the guideline than the one managed by physical therapy alone.
This is clearly visible with domains like higher brain functions and
upper limb training. This gives the impression that the physical
Session V: Upper limb training
therapists have been concentrating much less on domains that
This session in the physical therapy after acute stroke guideline have been shared interdisciplinary with other professionals. This
recommends 11 approaches to the gross motor recovery of upper could be due to the lack of specific guidelines outlining the duties
extremity. Same like session IV, 5 out of 11 approaches in any and responsibilities of each discipline. More precisely, the audit
part of assessment and reassessment stroke subspecialty form was identified that the physical therapist’s adherence to higher brain
considered as adhering. Guideline adherence to this session was functions were very low compared to the other areas. Domains
moderate. Only 52% of the files met the criteria for adherence to like cognitive rehabilitation, memory retraining were predomin-
hand function. Electrostimulation of the paretic arm and hand antly shared by occupational and speech therapists. There were
(12%), mirror therapy for the paretic arm and hand (26%), modi- no structured clinical practice guidelines at the time of the audit
fied constraint-induced movement therapy and immobilization for speech and occupational therapy for stroke rehabilitation, so
(12%), were found to be the least used other than the “zero” per- interdisciplinary comparisons of such domains were impossible at
centage for virtual reality, robot-assisted and electromyographic this point.
biofeedback items which were absent during the chart audit time. It was also noted that physical therapists were less focused on
The treatment approaches most commonly used in this domain ‘training’ leisure or social activities in the home setting as a part
were, therapeutic positioning of the paretic arm (70%), prevention of the community integration process. This needs to be discussed
or treatment of glenohumeral subluxation and/or hemiplegic further considering the duration of active inpatient stay is reduc-
shoulder pain (68%), bilateral arm training (61%), training muscle ing dramatically and social integration with early support dis-
strength in the paretic arm and hand (55%) and circuit class train- charge is getting much more attention. Overall the chart audit of
ing for the paretic arm (52%). this session reveals that the physical therapists need to concen-
trate or develop strategies to contribute more on the cognitive,
somatosensory and recreational phases of rehabilitation.
Session VI: Other
The chart audit observed that the physical therapists are more
This domain was for rehabilitation of specific impairments such concerned with the hemiplegic shoulder pain prevention and
as cognitive, somatosensory or vestibular dysfunctions. basic strength training than functional rehabilitation of the upper
PHYSICAL THERAPY ADHERENCE WITH STROKE GUIDELINES 1859
extremity. It may be due to the fact that in this hospital setting Higher quality of care and improved cost effectiveness are
upper extremity rehabilitation is mainly carried out by occupa- important goals in guideline development, optimally resulting in
tional therapists and this makes the physical therapists to give improved health [32]. The majority of the studies in this field
comparatively lesser priority to the upper extremity domain than observed improvements in the process of care (professional prac-
other domains. The other reasons might be the lack of under- tice), but with great variation across interventions [33]. The main
standing and consensus among the teams on shared guideline reasons attributable to varying degrees of adherence across differ-
practice which was observed in all most all multi-disciplinary team ent domains may be multifactorial. Many studies have recognized
sharing domains. Low utilization of hydrotherapy became pro- different barriers in the provision of guideline adherent care,
jected out as it turned into displaying the least adherence (18%) including but not limited to, lack of time [14,21,27,34–36], staffing
to the usage wherein the ability is exceptionally advanced. This issues, team functioning, communication and prioritization of ther-
need to be addressed with higher priority as the facility is highly apy [25,34,37]. Other regional and hospital based factors such as
developed and established here. The treatments utilizing sophisti- lack of guidelines, pathways and policies regarding the practice,
cated technology had also lower adherence. This was due to the staff motivation, caseloads, staff mentoring and administrative pit-
unavailability of the technologies during the chart audit period. falls might have their roles too. This study was meant for measur-
The guideline recommended technologies are already in place ing the adherence to the guidelines and didn’t analyze the factors
and expected to positively influence the next phase of the contributing to it. It was noted that the physical therapy after
chart audit. acute stroke guideline in comparison with other guidelines has
The audit performed by Hubbard et al [20] in an Australian set- less emphasis on areas like fatigue management, fall prevention
ting reported an adherence rate of 60% for the upper limb care. and management of secondary complications. The guideline
Compared to this, the 52% adherence in the current study is justi- development committee can update the evidence-based practice
fiable as the facility is using the clinical practice guideline adher- on these areas. But the guideline recommends usage of valid
ence practice for the first time. It must be noted that Hubbard tools for all the above mentioned areas. The management of
et al.’s data were gathered from multidisciplinary teams not just shoulder pain and central pain showed moderate adherence with
from physical therapy alone. When physical therapists were han- the guideline. The evidence to support the management of these
dling domains shared by other members of the interdisciplinary impairments were graded B, C or consensus, which provides less
team, some sort of documentation confusion leading to improper clear direction for clinical practice.
or missing information was noted. It would be beneficial to con- This audit provides a comprehensive analysis of the post-stroke
duct future researches into issues such as the influence of shared physical therapy guideline adherence in an active inpatient setting
responsibilities and team functioning in the interdisciplinary or at a tertiary level hospital in Qatar, based on clinical documenta-
multidisciplinary scenario on evidence based practice and its tion. Future research could extend this audit to find out the
standardization in neurological rehabilitation. The quality depart- guideline adherence to slow stream, long term, outpatient and
ment can further focus on the development of a multidisciplinary community stroke care facilities in the county and explore the fac-
based stroke specialty form with the combined input from multi- tors that facilitates or hinders adherence to the stroke physical
disciplinary units. At present, only the functional independence therapy guideline. There has been a risk that a number of the
measure instrument (FIM) form is used by multidisciplinary units domain adherence was probably missed from reporting due to
in the Cerner millennium data entry system. The quality improve- the limitations in the Cerner documentation forms. The results
ment division has to give more emphasis on crafting clear consen- were limited by the quality of documentation, so it is not possible
suses on the shared domains and each discipline, need to align it to say whether patients actually received the intervention
at a higher “comprehensive rehabilitation level” to provide the recorded or whether they received interventions which were not
best possible and evidence based care. recorded. In the audit tool, any non-documented managements or
1860 M. S. AJIMSHA ET AL.
domains were considered as “not adhering”. As mentioned earlier, in a specific treatment approach. This audit consequently was
this study was limited to adherence of physical therapist to the unable to identify the team-based functioning of a multidisciplin-
physical therapy after acute stroke guideline. A reduced adher- ary team where sharing and overlap plays an enormous role. This
ence to the guidelines therefore may also have been a result of study thus points out the possible risk of mismanagement that
another profession providing the care, which was not measured can arise from assumptions about another discipline providing an
or investigated or even due to lack of specific knowledge or skill intervention. But this can be effectively controlled at different
PHYSICAL THERAPY ADHERENCE WITH STROKE GUIDELINES 1861
levels. The audit was not designed to record the effectiveness of [10] Francke A, Smit M, de Veer A, et al. Factors influencing the
management; rather it was a checking for the presence of guide- implementation of clinical guidelines for health care profes-
line based care in the documentation. Future observational stud- sionals: a systematic meta-review. BMC Med Inform Decis
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Conclusions
2001;17:201–211.
Clinical guidelines are systematically developed statements [12] Moseley AM, Herbert RD, Sherrington C, et al. Evidence for
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about appropriate health care. This audit provides an overall pic- Evidence Database (PEDro). Aust J Phys Ther. 2002;48:
ture of the current adherence of physical therapy assessment and 43–49.
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patients with Stroke, it is important to improve the adherence of therapists’ guideline adherence on early mobilization and
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Disclosure statement implementing shared decision-making in clinical practice: a
systematic review of health professionals’ perceptions.
The authors report no declarations of interest Implement Sci. 2006;1:16.
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