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HUSSERL

Shorter Works

Edited by
PETER MCCORMICK
and
FREDERICK A. ELUSION
NUNC COGNOSCO EX PARTE

THOMAS J. BATA LI BRARY


TRENT UNIVERSITY
HUSSERL
Shorter Works
35L7cf

Copyright © 198I by
University of Notre Dame Press
Notre Dame, Indiana 46556

First published in Great Britain in 1981 by


The Harvester Press Limited
Publisher: John Spiers
16 Ship Street, Brighton, Sussex
British ISBN 0-7108-0351-6

Manufactured in the United States of America


All rights reserved

Library of Congress Cataloging in Publication Data

Husserl, Edmund, 1859-1938.


Husserl, shorter works.

Bibliography: p.
Includes index.
1. Philosophy—Collected works. 2. Phenomenology—
Collected works. I. McCormick, Peter. II. Elliston
Frederick. III. Title.
B3279-H92E5 1981 193 80-53178
ISBN 0-268-01703-4
ISBN 0-268-01077-3 (pbk.)
To
Anne and Laure
Marie Teresa Awn
Digitized by the Internet Archive
in 2019 with funding from
Kahle/Austin Foundation

https://archive.org/details/husserlshorterwoOOOOhuss
Contents

Foreword Walter Biemel xi

Preface xv

The Husserliana xvii

PART ONE: HUSSERL’S INTRODUCTIONS TO PHENOMENOLOGY 1

1. Introduction Robert Welsh Jordan 3


Husserl’s Inaugural Lecture at Freiburg im Breisgau (1917) 9

2. On the Misfortunes of Edmund Husserl’s Encyclopaedia Britannica


Article “Phenomenology” Herbert Spiegelberg 18
“Phenomenology,” Edmund Husserl’s Article for the Encyclopaedia
Britannica (1927) 21

3. Introduction M.Van deEitte 36


Author’s Preface to the English Edition of Ideas 43

4. Husserl in England: Facts and Lessons Herbert Spiegelberg 54


Syllabus of a Course of Four Lectures on “Phenomenological Method
and Phenomenological Philosophy” 67

5. Introduction Herbert Spiegelberg 75


Syllabus for the Paris Lectures on “Introduction to Transcendental
Phenomenology” 78

PART TWO: HUSSERL ON LOGIC AND PSYCHOLOGISM 83

6. Introduction Dallas Willard 86


On the Concept of Number: Psychological Analyses 92

7. Introduction Richard Hudson 120


Psychological Studies for Elementary Logic 126

8. Husserl’s Critique of Psychologism Thomas Sheehan 143


On the Psychological Grounding of Logic (May 2,1900, Halle) 146

vii
viii CONTENTS

9. Introduction Dallas Willard 148


A Reply to a Critic of My Refutation of Logical Psychologism 152

PARTTHREE: HUSSERL ON SCIENCE AND PHENOMENOLOGY 159

10. Husserl on Philosophy as Rigorous Science Peter McCormick 161


Philosophy as Rigorous Science 166

11. Introduction WalterBiemel 198


The Dilthey-Husserl Correspondence 203

PART FOUR: HUSSERL ON SPACE AND TIME 211

12. Introduction FredKersten 213


Foundational Investigations of the Phenomenological Origin of the
Spatiality of Nature 222

13. Introduction Frederick A. Elliston 234


The World of the Living Present and the Constitution of the
Surrounding World External to the Organism 238

14. Introduction David Carr 251


The Origin of Geometry 255

15. The Phenomenology of Internal Time-Consciousness


John B. Brough 271
The Lectures on Internal Time Consciousness from the Year 1905 277

16. On Experience and Judgment KarlAmeriks 289


Experience andjudgment 294

PART FIVE: HUSSERL ON THE SOCIAL AND PERSONAL WORLDS 309

17. A Transcendentalist’s Manifesto: Introduction to “Phenomenology


and Anthropology” John Scanlon 311
Phenomenology and Anthropology 315

18. Introduction JeffnerAllen 324


Renewal: Its Problem and Method 326

19. Introduction F. A. Elliston 332


Universal Teleology 335

20. Introduction Richard Hudson 338


Recollections of Franz Brentano 342

21. Introduction Frederick A. Elliston 349


Selected Letters 352
CONTENTS IX

Glossary 365

Husserl Bibliography 3y ^
Abbreviations 3yj
Husserl’s Works and English Translations in Chronological Order 377
Works on Husserl and Phenomenology 381

Editors 431

Contributors 433

Index 433
Foreword

Husserl’s philosophy has doubtless intro¬ then with age he at least has become completely
duced something of a reversal in twentieth- certain about being able to call himself a real
century philosophy. No longer is a start to beginner.1
be made on the basis of a determinative, sys¬
Throughout all his inquiries Husserl re¬
tematic kind of thinking whereby all phe¬
mains on the path to a new beginning. The
nomena are to find their clarification and
stages of his work can be understood simply
elucidation. Rather, each system is ques¬
as self-radicalizing new beginnings.2 Who¬
tioned as a system. What is the issue here?
ever would do philosophy in a phenomeno¬
The issue is an attempt at a new beginning
logical vein should be brought to the point
in doing philosophy, a beginning which
of learning to see. In order to be under¬
must first be expressly discovered and then
stood, a state of affairs must be so clearly
grounded. This is a difficult undertaking,
presented that it is completely evident. Hus¬
for such a new beginning must put every¬
serl contrasts this kind of evidentness with
thing that precedes it into question. Doing
the deductive procedures of previous ways of
philosophy requires setting oneself free
doing philosophy. The principle of all prin¬
from the tradition in which one stands. And
ciples3 is givenness in intuition. Still, the
yet in this matter we know that all thinking
difficulty of this truly philosophical seeing
remains embedded in a definite tradition,
and the little it has to do with the immedi¬
in this case the tradition of the modern pe¬
ate apprehension and description for which
riod with its discovery of subjectivity as the
phenomenology is all too often miscon¬
ground of certainty.
strued are shown in that ultimately this
The fact that every certainty becomes
principle is a matter of the apprehension
questionable, coupled with the search for an
and description of the constitution of mean¬
unconditioned certainty, creates the tension
ing. The manifold achievements of the sub¬
in which Husserl’s searching inquiry is held
ject must always be newly investigated,
from the beginning to the end. This is
articulated, and researched in their funda¬
brought out in a passage from the Postscript
mental relationships in order to make the
to Ideas:
character of anonymous accomplishments
If a sensitivity to the seriousness of its beginnings accessible. In this context we have to under¬
is lacking in the philosophical sketches of the tra¬ stand the many-sided analyses which are
dition, then the first and most important matter dedicated to the transcendental subject, the
is lacking: the original independently won and meaning-constitutive subject.
genuinely philosophical basis, and thereby the This term easily induces one to see in
basic steadiness or genuine rootedness, which Husserl a mere successor of Kant. But in the
alone makes real philosophy possible. These con¬
way he makes the manifold constitutive ac¬
victions on the part of the author have consis¬
complishments visible Husserl moves deci¬
tently been strengthened in the development of
his work, in the evidence of results which are sively beyond Kant. One need only recall
grounded on one another step-by-step. If he has here his analyses of the constitution of
had to tone down the ideal of his philosophical things, of time, and his opening up of the
striving practically to that of a genuine beginner, logical dimension. Kant’s Copernican revo-

xi
Xll FOREWORD

lution is freshly thought through under the monologue style is reflective; it is the at¬
guiding question How is meaning possible? tempt in one’s procedures to bring oneself
What is presupposed about the constitutive over one’s own obstacles into clarity. I would
subject that it can bestow meaning, and like to describe Husserl’s way of doing phi¬
what are the manifold senses of meaning losophy as an instance of this monologue
and the achievements of the formation of form.
meaning which correspond to them? The monologue approach is not easy for
Only if we keep these guiding themes in the reader, who is required to grasp and un¬
sight can we understand how Husserl’s derstand the intentionality of the inquiry,
countless analyses ranging from the consti¬ what can come into view in accordance with
tution of things to that of the world and this intentionality, and just how far what is
from the constitution of logical forms to the found (or, respectively, what has not yet
constitution of time do not simply come to a been discovered) corresponds to the de¬
chaotic aggregate but to a whole which Hus¬ mands of the inquiry, to judge whether the
serl, however, was no longer allowed to ar¬ analysis need be carried through anew. The
ticulate as a whole. The demand for radical¬ reader is forced to carry out minutely every
ness had so mastered him that the analyses detour, every circling round the matter at is¬
he already had carried through were recapit¬ sue, in order to narrow it down and to un¬
ulated afresh in new connections and with twist it. With this approach to the concrete
new connecting ties. analyses, with this procedure, the reader
Consequently there is a special difficulty can, however, easily lose the larger thread
in reading Husserl’s texts which should which for the philosopher is the central one.
briefly be explained. In this style of philosophizing, the emphasis
Some philosophical texts are conceived in falls not on the results but on finding the
the form of a dialogue. The most significant right approach, on finding the path
examples are the Platonic dialogues. But whereby readers themselves can then be
even in Hegel’s Phenomenology of Spirit we made part of the inquiry. With this we can
still have an echo of the dialogue principle. also understand why methodological ques¬
What natural consciousness discovers at the tions are so much emphasized, why Husserl
beginning of the work and what philoso¬ treats these questions as a central piece of his
phers present in their explanatory interpre¬ philosophy. From the Logical Investigations
tations correspond to the dialogue character. to the Crisis by way of the Ideas, First Philos¬
Objections and criticisms of what is pre¬ ophy, and the Cartesian Meditations the
sented are also worked into the dialogue. question of methodical procedures persists
We find the same thing in many texts of under the guiding theme of the reduction.
Heidegger too; for example, at the begin¬ The childhood anecdote which Levinas tells
ning of his On the Essence of Truth * By about sharpening the penknife, which was
means of this kind of presentation readers not sharp enough until finally there was
are to be raised from their own familiar posi¬ hardly anything left of the blade, aptly illus¬
tion into the new, unfamiliar position of do¬ trates this situation.5
ing philosophy. They are to dare to leap from With unbelievable energy and continuity
their own approach into the new one offered Husserl forced on himself a rhythm of work
them. In this way the exact distance be¬ whose fruits are preserved in Louvain’s Hus¬
tween both positions is made clearly visible. serl Archives. From the abundance of manu¬
The dialogue form of philosophizing can scripts in which we can distinguish among
be contrasted with the monologue form. For research manuscripts, lecture manuscripts,
the writer of monologues it is especially a and texts destined for publication, short
matter of letting readers participate in his or texts have been chosen and presented in this
her inquiry, of letting them discover the dif¬ collection. Why do these texts have a special
ficulties the philosopher has to struggle significance?
with, of showing them every step accom¬ In these texts Husserl draws in the reins
plished in which the philosopher makes on his analytical drive.
clear to oneself what he or she is doing. This There are texts here in which is achieved
FOREWORD Xlll

something like a crystalization of the move¬ ometry” from the texts which make up the
ment of his thinking. There are also texts in context of the Crisis book has a special sig¬
which his monologue approach is thor¬ nificance as well as the time analyses. Part
oughly overcome. These texts make it possi¬ Five introduces the theme of the social
ble for readers to acquire a genuine glimpse world, which then found in Schiitz’s work a
of what the philosopher is after and thus to further echo and through him such an inter¬
grasp his position more clearly. This gives national effect, and the theme, late to Hus¬
the reader the further possibility to read the serl, of historicity.
comprehensive texts with more understand¬ What I particularly appreciate in this vol¬
ing and even to classify the monologue anal¬ ume is not only the expert selection of texts
yses correctly. The tension between what is but also their arrangement. Furthermore, I
attempted and what is attained which keeps also particularly appreciate that each text is
all of Husserl’s work in suspense is especially preceded by its own explanatory introduc¬
visible in these texts. In no way do we find in tion allowing the reader to situate the text in
these texts something like a popularization Husserl’s work and helping in the under¬
of his philosophizing, as for example in standing of specific themes.
Fichte’s Sonnenklarer Bericht uber das This volume is visible proof that today in
eigentliche Wesen der neuesten Philosophic Canada and the United States not only has
(An Attempt to Compel Readers to Under¬ phenomenology acquired domiciliary rights
stand). But the subtitle also could reason¬ but also that phenomenology has experi¬
ably be applied to a series of these texts. The enced a fruitful development. I may be per¬
shorter texts do not lessen the effort which is mitted here in conclusion to recall philoso¬
required for the larger works, but in a com¬ phers who in this respect were pioneers.
pletely decisive way they facilitate the un¬ Marvin Farber and his founding of the Jour¬
derstanding of those works which verge on nal of Philosophy and Phenomenological
the monumental. Research, Aron Gurwitsch who had to strug¬
The editors have provided a service in pre¬ gle for a long time in order to naturalize the
senting in this volume a collection of such understanding of phenomenology in the
texts which range over Husserl’s working United States and succeeded in establishing
life, from the early texts on the investigation a branch of the Husserl Archives in New
of number right through to the later works York, Alfred Schiitz through whose work
from the context of the Crisis. Yet the orga¬ phenomenology was able to fructify sociol¬
nization is not chronological but thematic. ogy and hence open up new areas, and Her¬
In Part One the readers are to come to bert Spiegelberg who through his work and
understand what phenomenology is —to let its effects encompassed phenomenology as a
themselves be introduced into phenomenol¬ historical movement and made essential
ogy by Husserl himself. This was the mean¬ contributions to its knowledge in the Anglo-
ing of the Freiburg Inaugural Lecture and Saxon world. The present volume with its
also the Encyclopedia Britannica article. Part collaborators is the clearest proof that today
Two is dedicated to questions of logic, espe¬ a new generation is at work. The wish which
cially Husserl’s quarrel with psychologism. Husserl expressed at the end of his Postscript
Part Three includes one of the most signifi¬ to Ideas here begins to be fulfilled. It is writ¬
cant Husserl text, the programmatic work ten there of the author: “Gladly would he
“Philosophy as Rigorous Science” in which hope that successors would take up these be¬
Husserl was to clarify his position as well as ginnings, continually extend them, but also
the related controversy with Dilthey. Part improve on their great imperfections.”6
Four is dedicated to the themes of space and
Walter Biemel
time. Here the text “On the Origin of Ge¬
xiv FOREWORD

NOTES

1. E. Husserl, ldeen zu einer reinen Phanomenolo- 4. Martin Heidegger, Wegmarken (Frankfurt,


gie undphenomenologischen Philosophie, ed. Marly 1967), p. 177ff.; see English translation: “On the Es¬
Biemel, Husserliana 5 (Nijhoff, 1952), p. 161. sence of Truth,” trans. John Sallis, in Martin Heidegger
2. See Walter Biemel, “The Decisive Phases in the Basic Writings (New York: Harper & Row, 1977), pp.
Development of Husserl’s Philosophy,” in The Phe¬ H3-42.
nomenology of Husserl, ed. R.O. Elveton (Chicago, 5. E. Husserl, Cartesianische Meditationen, ed. S.
1970), pp. 148-73. Strasser, Husserliana 1 (Nijhoff, 1950), p. xxix.
3. ldeen I, section 24. 6. Husserliana 5, p. I6lff.
Preface

As the list of Husserl’s collected works complete texts rather than to excerpt sec¬
and their translations continues to grow, tions from major works.
both scholars and students have become in¬ This collection, introduced by Walter
creasingly interested in the nature, scope, Biemel, comprises twenty-one items, six of
and limits of Husserlian phenomenology. which are translated here for the first time.
The often partisan reception of this mate¬ These texts are organized into five parts,
rial, however, and the uneven character of and each part includes its own brief general
its discussion are disquieting. Central to the introduction. Further, in order to situate
still problematic reception of much of Hus¬ these texts as carefully as possible within the
serl’s work, we believe, is the absence of a fuller framework of Husserl’s work as a
carefully crafted collection of texts with re¬ whole, each individual text is introduced
search tools which would try to capture separately to facilitate intelligent under¬
much of the range and methodological rigor standing and sympathetic criticism of the
of Husserlian phenomenology. texts themselves.
The collected works of Edmund Husserl More specifically, we have designed this
now comprise more than twenty volumes in collection in such a way as to bring together
German, and many more are forthcoming. in one place Husserl’s own programmatic
Although each volume expresses one di¬ statements about the nature of phenome¬
mension of phenomenology, no single work nology (Part One) and applications and rela¬
captures its full breadth. Moreover, al¬ tionships of his methodology to logic (Part
though several of Husserl’s interpreters and Two), science (Part Three), space-time (Part
critics have attempted such a comprehensive Four), and the social and cultural worlds
survey, their work has remained partial and (Part Five). Many of the previously trans¬
has necessarily lacked the authority of Hus¬ lated materials have been available until
serl’s own pronouncements. now only in obscure journals or in piecemeal
The aim of this collection, Husserl: form in various anthologies devoted to
Shorter Works, is not to provide a perfectly phenomenology as a whole rather than to
balanced selection of central, comprehen¬ Husserl’s philosophical work in particular.
sive, and unabridged excerpts from all of Finally, a glossary and comprehensive bibli¬
Husserl’s works, even from only those key ographies both of Husserl’s works them¬
works which have been published so far. selves as well as of works in English, French,
Rather, we have tried to gather in one place and German about Husserl have also been
a wide-ranging selection of Husserl’s more carefully compiled and published here for
important articles and briefer reflections the first time in order to assist in a different
taken from across the entire span of his long way with the comprehension of these texts.
philosophical activity. These encompass, if Thus, our objective has been a careful,
not all of his interests, at least a representa¬ thorough, comprehensive, and authoritative
tive discussion of most of his perduring phil¬ collection on the nature of phenomenology,
osophical concerns. With only several excep¬ its scope, and applications. Husserl: Shorter
tions, we have tried moreover to present Works then, especially when read carefully

xv
XVI
PREFACE

with its earlier companion volume Husserl: together materials not readily available else¬
Expositions and Appraisals, is presented as where, however, this collection is also ad¬
an essential instrument for an approach to dressed to Husserl scholars as well. Finally,
and mastery of the much longer and more the volume’s individual introductions, the
comprehensive major works of Husserl. glossary of technical terms, and comprehen¬
This book is addressed to those who are sive bibliographies are useful research tools
beginning their examination of Husserl’s to students of phenomenology at all levels.
work, and tries to provide such readers with December 1980 Peter McCormick
clear and concise accounts of the major Frederick Elliston
themes by Husserl himself. By bringing
The Husserliana

The following Collected Works (the Husserliana) of Husserl are based on post¬
humous writings published, in cooperation with the Husserl archives at the Univer¬
sity of Cologne, by the Husserl archives of Louvain under the direction of H. L.
Van Breda. English translation editions follow the German original. The dates
given for the German works are for the latest editions published by Martinus Nij-
hoff (The Hague).

In the notes and elsewhere in the introductions and selections of this book are
employed the abbreviations or short titles contained within this listing. There will
be some variation of reference to these works of Husserl according to the usage of
the various contributors.

1. Cartesianische Meditationen undPariser Vortrage. Edited by S. Strasser. 1973.


Abbreviated: Cartesianische Meditationen.

[Cartesian Meditations. Translated by Dorion Cairns. The Hague: Nijhoff,


I960.
Abbreviated: CM.]

[The Paris Lectures. 2d ed. Translated by P. Koestenbaum. The Hague: Nij¬


hoff, 1967.
Abbreviated: PL.]

2. Die Idee der Phanomenologie. Fiinf Vorlesungen. Edited by Walter Biemel.


1973.
Abbreviated: Idee.

[The Idea of Phenomenology. Translated by W. P. Alston and G. Nakhnikian.


The Hague: Nijhoff, 1966.
Abbreviated: Idea.]

3. Ideen zu einer reinen Phanomenologie und phanomenologischen Philoso¬


phic. Erstes Buch: Allgemeine Einfiihrung in die reine Phanomenologie.
Edited by Walter Biemel. 1950.
Abbreviated: Ideen I.

[Ideas: General Introduction to Pure Phenomenology. Translated by W. R.


Boyce Gibson. New York: Macmillan, 1931.
Abbreviated: Ideas. ]

XVII
xvm THE HUSSERLIANA

4. Ideen zu einer reinen Phanomenologie undphanomenologischen Philoso¬


phic. Zweites Buch: Phanomenologische Untersuchungen zur Konstitution.
Edited by Mady Biemel. 1952.
Abbreviated: Ideen II.

5. Ideen zu einer reinen Phanomenologie und phanomenologischen Philoso¬


phic. Drittes Buch: Die Phanomenologie und die Fundamente der Wissen-
schaften. Edited by Marly Biemel. 1971.
Abbreviated: Ideen III.
IPhenomenology and the Foundations of the Sciences. Translated by T. E.
Klein and W. E. Pohl. The Hague: Nijhoff, 1980.]

6. Die Krisis der europaischen Wissenschaften und die transzendentale Phanom¬


enologie. Eine Einleitung in die phanomenologische Philosophic. Edited by
Walter Biemel. 1962.
Abbreviated: Krisis.
[The Crisis of European Sciences and Transcendental Phenomenology. Trans¬
lated by David Carr. Evanston: Northwestern University Press, 1970.
Abbreviated: Crisis.]

7. Erste Philosophic (1923/24). Erster Teil: Kritische Ideengeschichte. Edited by


Rudolf Boehm. 1956.
Abbreviated: Erste Philosophie I.

8. Erste Philosophie (1923/24). Zweiter Teil: Theorie der phanomenologischen


Reduktion. Edited by Rudolf Boehm. 1959-
Abbreviated: Erste Philosophie II.

9. Phanomenologische Psychologie. Vorlesungen Sommersemester 1925. Edited


by Walter Biemel. 1968.
Abbreviated: Phanomenologische Psychologie or PP.
[PhenomenologicalPsychology. Lectures, Summer Semester, 1925. Translated
by John Scanlon. The Hague: Nijhoff, 1977.]

10. Zur Phanomenologie des inneren Zeitbewusstseins (1893-1917). Edited by


Rudolf Boehm. 1966.

[The Phenomenology of Internal Time-Consciousness. Edited by Martin Hei¬


degger; translated byj. S. Churchill. Bloomington: Indiana University Press,
1964.]

11. Analysen zur passive n Synthesis. Aus Vorlesungs- und Forschungsmanuskrip-


ten, 1918-1926. Edited by Margot Fleischer. 1966.
Abbreviated: Passive Synthesis.

12. Philosophie der Arithmetic Mit erganzenden Texten (1890-1901). Edited bv


Lothar Eley. 1970.
Abbreviated: Arithmetik.
THE HUSSERLIANA xix

13. Zur Phanomenologie der Intersubjektivitat. Texte aus dem Nachlass. Erster
Teil. 1905—1920. Edited by Iso Kern. 1973.

14. Zur Phanomenologie der Intersubjektivitat. Texte aus dem Nachlass. Zweiter
Teil. 1921-1928. Edited by Iso Kern. 1973.

15. Zur Phanomenologie der Intersubjektivitat. Texte aus dem Nachlass. Dritter
Teil. 1929—1935. Edited by Iso Kern. 1973.

16. Ding undKaum. Vorlesungen 1907. Edited by Ulrich Claesges. 1973.

17. Pormale und transzendentale Logik. Versuch einer Kritik der logischen Ver-
nunft. Edited by Paul Janssen. 1974.
Abbreviated: Logik.

[Formal and Transcendental Logic. Translated by Dorion Cairns. The Hague:


Nijhoff, 1969.
Abbreviated: FTL.]

18. Logische Untersuchungen. Erster Band. Prolegomena zur reinen Logik. Edited
by Elmar Holenstein. 1975.
Abbreviated: LU.

19- Logische Untersuchungen. Zweiter Band. Edited by Ursula Panzer. 1982.

20. [In preparation]

21. Studien zur Anthmetik und Geometric. Edited by Ingeborg Strohmeyer.


1981.

22. Aufsatze undRezensionen (1890-1910). Edited by Bernhard Rang. 1979-

23. Phantasie, Bildbewusstsein, Erinnerung. Zur Phanomenologie der anschau-


lichen Vergegenwartigungen. Edited by Eduard Marbach. 1980.

Logische Untersuchungen. Erster Band. Prolegomena zur reinen Logik. Halle:


1900; rev. ed. 1913.

Logische Untersuchungen. Zweite Band. Untersuchungen zur Phanomenolo¬


gie und Theorie der Erkenntnis. Halle: 1901; rev. ed. 1922.

[Logical Investigations, trans. J. N. Findlay. New York: Humanities Press,


1970. 2 vols. Based on revised Halle editions.
Abbreviated: LI.]
.
PART ONE

Husserl’s Introductions
Phenomenology

A useful starting point for a collection of Husserl’s shorter works is a series of


programmatic texts which Husserl worked out between 1917 and 1929.
Although a number of other materials which provide something of an over¬
view of Husserl’s developing philosophical program during this time are extant,
even if not as yet all published, the five texts presented here are of particular value
as introductions to the basic problems and concepts of phenomenology.
These texts divide conveniently into two unequal groups. The first group, and
by far the most important, comprises Husserl’s inaugural lecture as Professor of Phi¬
losophy at Freiburg im Breisgau, delivered on May 3, 1977; the highly condensed
article for the fourteenth edition of thz Encyclopaedia Britannica, published in 1929
after many vicissitudes; and, from 1929 also, the summary presentation of Husserl’s
phenomenology which was to preface Boyce Gibson’s English translation of the first
volume of Ideas.
By comparison, the second group of texts comprises much more fragmentary
materials than the first. Included here are the syllabus of a series of four lectures
which Husserl presented at University College of London in the first half of June
1922 and the syllabus of four lectures which he presented at the Sorbonne in Paris in
late February 1929. Some of the condensed discussions found, for example, in the
Encyclopaedia Britannica article in the first group are usefully seen in a different
context in the syllabi, whereas a number of puzzling remarks in the syllabi some¬
times are more clearly detailed in the more expansive texts. When taken together,
these materials provide a valuable and irreplaceable perspective on Husserl’s philo¬
sophical activity, a perspective which, unlike other introductions to phenomenol¬
ogy, has a special claim on our attention by reason of its being sketched by Husserl
himself.
In dealing with these texts critically, however, we need to recall that Husserl’s
philosophical program was, despite the evident continuities here, in almost contin¬
ual transformation from the earliest period of his unsuccessful struggles with the
philosophy of mathematics through the major achievement of the Logical Investiga¬
tions of 1900-01 into the struggles with the vexed problems of phenomenology and
idealism and on toward the new insights of his later philosophy. The materials pre¬
sented here must be taken, then, not as in any absolute sense a complete and final

1
2 HUSSERL’S INTRODUCTIONS TO PHENOMENOLOGY

formulation of Husserl’s understanding of phenomenology, but as a selection only


from some of the most important shorter texts. As Husserl himself insisted repeat¬
edly, he was a perpetual beginner. These introductory texts show him at work trying
at different times and with mixed success to make one more new beginning.
The question of “a new beginning” in philosophy is complex. For at issue here,
as throughout the history of Western philosophy, is a variety of difficult problems.
“How does philosophical activity begin?” is just one of these problems. And what
makes it difficult is the different forms this problem must assume as inquiry shifts
from a purely historical standpoint (When does philosophy begin?) through a ge¬
netic preoccupation (What kinds of mental states or events are characteristic of phil¬
osophical activity?) to a more systematic standpoint (Does philosophy begin with
metaphysical issues or with epistemological ones?). Another version of the question
of “a new beginning” is whether philosophical activity ought to proceed in one way
rather than another.
A further ramification of the question, of course, involves both identifying
and criticizing the traditional historical and systematic beginnings of philosophy in
Plato while making out a sufficiently detailed case for our requiring a new start.
And still other variants of the question can be articulated. In modern philosophy
Hegel agitated several of these issues in the preface to his masterpiece The Phenom¬
enology ofSpirit. And in contemporary philosophy, as this first set of writings thor¬
oughly documents, it is Husserl who finds himself returning again and again to the
way “a new beginning,” this time a phenomenological beginning, is to be made.
In this first collection of texts we have, then, not only a series of more or less
sustained reflections on the nature of phenomenological philosophy but a recurring
concern to establish the necessity and the nature of a new beginning in philosophy.
Part of the inherent interest of these texts, besides the specific issues they analyze, is
precisely their multiplicity and variety. For in fact Husserl never realized his perdur-
ing preoccupation with writing the great systematic work that was to provide the
final philosophical justification for his changing conceptions of phenomenology.
And the texts we have here—especially in their repeated shifts of emphases, revised
sequences of topics, and indeed choice of topics themselves—are part of the evi¬
dence which stretched across almost forty years of incessant philosophical activity
that a new beginning” was finally to elude Husserl. While this repeated failure to
set out the nature of phenomenology once and for all in clearly acceptable and con¬
vincing demonstrative fashion was a continual disappointment for him, Husserl
provided his readers nonetheless with a number of privileged points of entry into
his philosophical activity as a whole. Many of these points can be seen in the texts
provided here.
1

Introduction to
“Husserl’s Inaugural Lecture at
Freiburg im Breisgau (1917)”
ROBERT WELSH JORDAN

i official occasion of Husserl’s inauguration as


ordentlicherProfessor, the highest academic
The Freiburg inaugural lecture is of spe¬ rank, at the Albert Ludwig University in
cial interest for its very brief summary of Freiburg. He had already been teaching
Husserl’s conception of phenomenology, there since April 1, 1916. The long delay in
giving an insight into the approach to phe¬ holding the official celebration of his inau¬
nomenology that Husserl then considered guration was due to tragic reflections of
most readily comprehensible to a somewhat World War I within his family. Wolfgang
general audience. Its omissions indicate the Husserl, the younger of his sons, had been
aspects that he considered most esoteric. killed in action at Verdun on March 8,1916.
The term ‘transcendental’ does not occur at On the Flanders front during the succeeding
all; and the subject of intuiting universal is year, his elder son, Gerhart, received a sec¬
merely intimated when he tells us that pure ond severe wound from which he was blinded
phenomenological reflection posits themati¬ in one eye. It must have cost Husserl consid¬
cally “only what is given by pure reflection, erable effort despite all this to begin the lec¬
with all its immanent essential moments ab¬ ture as a triumphant announcement. It ends
solutely as it is given to pure reflection.” It with a still triumphant note of defiance. Re¬
may have been omitted mainly out of tem¬ ceived in the summer of 1915, his invitation
porary deference to the neo-Kantian tradi¬ to the chair at Freiburg had been accepted as
tion of the professorship to which he had long-delayed recognition and the prospect
succeeded. His predecessor, Heinrich Rick- of a new academic beginning. Having served
ert (1863-1936), perhaps the most impor¬ for some 14 years in the lowest academic po¬
tant figure in the southwestern school of sition, Privatdozent, he had through the
neo-Kantianism, had left the post after 20 success of his Logical Investigations (1900-
years to accept another chair of philosophy, 01) been granted a position of intermediate
at Heidelberg.* rank, ausserordentlicher Professor, at the
The lecture was held May 3, 1917, on the University of Gottingen, where he remained
from September 1901 until removing to
*Connections between what the lecture expressly Freiburg. His further professional temper¬
says and these unmentioned notions will be explored
ing during the years at Gottingen was if not
briefly in this introduction’s second part, which should
be read only as an epilogue. It presupposes familiarity
tempestuous then certainly turbulent. Rela¬
with the lecture, which affords by itself a basic intro¬ tions with many of his colleagues must have
duction to phenomenology. been very strained. The faculty of his college

3
4 HUSSERL’S INTRODUCTIONS TO PHENOMENOLOGY

rejected a recommendation from the Prus¬ method. No distinction is made here be¬
sian ministry of education that he be ad¬ tween transcendental phenomenology and
vanced to ordentlicher Professor of philoso¬ pure phenomenological psychology. This
phy. He was appointed over their opposition promotes in turn, for his audience at least,
by the minister, Friedrich Althoff, in 1906. the confounding of eidetic reduction with
At the same time, he had been experiencing what he w'jll later call transcendental phe¬
a personal crisis from his own doubts over nomenological reduction. As he had in
his philosophical calling,1 a crisis that seems Ideas, Husserl here speaks simply of “phe¬
to have ended only with his transcendental nomenological reduction.” Ths term is in¬
revision of what the Logical Investigations troduced relatively late in the lecture, and it
had presented as the phenomenological ap¬ clearly refers to a restriction of phenomenol¬
proach to philosophy. In the transcendental ogy’s field of investigation to pure con¬
turn, expressed in his lectures of 1907 on sciousness. Thus restricted, the field of in¬
The Idea of Phenomenology and Ding und vestigation coincides with that delimited
Raum, few if any of his closer students fol¬ earlier in the lecture when characterizing
lowed him, very likely because they had not phenomenology as “a science of objective
been able to follow what was being said. phenomena of every kind.” Thus, the sub¬
That at least is the judgment he expressed in ject matter of phenomenology as character¬
his notebook on March 6, 1908: “It was a ized in the lecture includes but is not re¬
new beginning, not—I regret—received stricted to the subject matter of what is
and understood by my following [meinen called eidetic phenomenological psychology
Schiilern] the way I had hoped. The difficul¬ in the Encyclopaedia article and is perfectly
ties were after all simply too overwhelming congruent with that of what is there called
and not to be overcome in the first attempt.”2 eidetic transcendental phenomenology.
Besides pride and reconfirmed confidence, Husserl began to explicate the concept of
Husserl must have felt more than a little re¬ phenomenologically pure psychology in the
lieved on his departure from Gottingen. early 1920s in his detailed analyses of phe¬
Then from the front came the news of his nomenological method.4 Such a psychology
sons. would describe mental life and mental pro¬
cesses purely as “phenomena” in the sense
II outlined in the lecture and could be carried
out as an eidetic discipline without presup¬
In striking contrast to the Encyclopaedia posing transcendental reduction. Its results
Britannica article written a decade later, the would be consistent with those of transcen¬
inaugural lecture provides no place in a clas¬ dental phenomenology, to which it would
sification of sciences for a phenomenological serve as a propaedeutic.
psychology. Here psychology is conceived The later differentiation of methodologi¬
strictly as a natural science, and this promotes cal phases makes clear that phenomenologi¬
a disastrous impression that phenomenol¬ cal reduction, whether the transcendental or
ogy itself is strictly a philosophical disci¬ the psychological, is something quite dis¬
pline. To the ears of most empirically ori¬ tinct from what Husserl called eidetic reduc¬
ented psychologists and social scientists, tion. Phenomenological reduction is a re¬
“phenomenology’s tremendous significance striction of the field to be investigated to
for any concrete grounding of psychology" phenomena, objects of whatever kind con¬
would portend only dogmatic pronounce¬ sidered exactly insofar as, but only insofar
ments from on high directing empirical re¬ as, they are actually presented to a con¬
search instead of the clarifying conceptual sciousness or would be presented to a possi¬
aids Husserl seems actually to have in ble consciousness of them. Phenomena are
mind.3 The Encyclopaedia article’s distinc¬ then objects precisely insofar as they are
tions between phenomenologically psycho¬ themselves given to consciousness. Eidetic
logical and phenomenologically transcen¬ epoche, on the other hand, refers to a re¬
dental epoches and reductions are lacking at striction of the investigator’s interest in the
this stage in Husserl’s insight into his reduced subject matter to just what is possi-
HUSSERL’S INAUGURAL LECTURE 5

ble, impossible, or necessary within the field published, he does not explicitly contrast
of phenomena. Through this second restric¬ the purity of “pure reflection” with the pu¬
tion, the phenomenologically reduced sub¬ rity of phenomenology as an eidetic, a pri¬
ject matter undergoes a further “eidetic” re¬ ori, and strictly nonempirical science. As a
duction whereby it is considered not in its result, the reader can easily be misled into
actuality but rather as an evidently given believing that phenomenological reduction
mental life or mental process of a definite is at the same time eidetic reduction and
kind—i. e., a life or mental process that is an consequently that pure consciousness is a
instance of a definite universal essence or ei- field of universal and particular ideas.5
dos. Clearly imagining or, as Husserl says, Fewer misinterpretations could be further
phantasying variations of the actual, clearly from what Husserl actually has in mind than
grasped instance leads to “eidetic intuition” the one this suggests. Yet he provides only a
—he., to a clearer and more distinct con¬ weak defense against it. In the first place,
sciousness of the universal of which the ac¬ his preliminary illustrations of “phenomena”
tual mental phenomenon as well as each of mention only actual objects, and all actual
the imagined variations is an instance. The objects are, in his view, either temporally or
resulting consciousness of universal as spatially individuated. Moreover, the para¬
themselves clearly given or presented en¬ graph wherein phenomena and Objects are
ables the phenomenologist to make evident initially differentiated states clearly that the
judgments concerning the limits of variabil¬ differentiation is being made exclusively
ity for mental phenomena of this kind, within the class of individual objects. Here
judgments about which characteristics and throughout the lecture, the phenomena
must, may, or cannot belong to phenomena spoken of are individual objects, and indi¬
that are instances of the intuitively grasped vidual objects include all conscious processes
universal. The primary methodological func¬ and all immanent constituents of conscious
tion of the phenomenological reduction, be processes.
it psychological or transcendental, is to In order to ward off the interpretation
assure that the investigation takes as its that would regard phenomenologically re¬
point of departure phenomena that, being duced consciousness as a field of universal
given absolutely through immanent experi¬ and particular ideas, it seems that the field
ence or pure reflection, can be known to be of investigation must now be regarded as
genuine cases of the kind under investiga¬ consisting entirely of individual phenom¬
tion. Phenomenological reduction then is ena. This is somewhat closer to what Husserl
the means by which phenomenology ear¬ actually has in mind. But what is wanting
nestly tries to ensure that its a priori judg¬ indicates the importance'of differentiating
ments do not become “a cloak to cover some between the phenomenological reductions
ideological extravagance” or what Husserl and the further eidetic reduction of the phe¬
sometimes called “picture book phenome¬ nomenologically reduced field of investiga¬
nology.” If its judgments are fallible, their tion. As the lecture itself notes, those indi¬
fallibility can be intimated by any plausible vidual phenomena that are the objects of
indications whatsoever; and their falsity can the phenomenologist’s pure or immanent
be established even by an imagined counter¬ reflective experience are individually his
instance, provided only that it be clearly own, flowing conscious processes. By empir¬
imagined. They can be corrected, however, ical generalization from these, he could
only by a more thorough application of the hardly hope to form general judgments that
procedure outlined. could be known to hold for all phenomena
of the sort he is investigating. Indeed, it
Ill looks as if no phenomenological science will
be possible at all if the sphere of phenomena
Husserl’s later differentiation of these is limited to the actual instances given to
phases in his method helps prevent some pure reflective perception. Within the limits
misinterpretations that can easily arise. In imposed by the lecture’s format, Husserl is
writings before 1920 that have so far been constrained to indicate a possible resolution
6 HUSSERL’S INTRODUCTIONS TO PHENOMENOLOGY

of this difficulty by pointing to a vague anal¬ my present perspective; as stated in the lec¬
ogy between phenomenology as an eidetic a ture, “there are no changing . . . views of it
priori science and “pure mathematics, pure as if it might be seen from above or below,
arithmetic, pure geometry, pure kinemat¬ from near or far.”10
ics, etc.” How vague he thinks the analogy In contrast, Objects as such are foreign to
to be is shown by a passage from a manu¬ consciousness in a way that prevents their
script of 1907: being given absolutely. When experienced
Objectively, an Object is not a phenome¬
“This transcendental phenomenology is not a pri¬ non. The Object is not really a part of the
ori ontology; it is neither a matter of formal logic Objective experiencing of it. Experiencing
and formal mathematics nor of geometry as a pri¬
does, however, have its own intentionality
ori theory of space nor of a priori chronometry
as a really intrinsic part. Experiencing just
and phoronomy nor of a priori real ontology of
any sort of object (thing, change, etc.).”6 this Object is an intrinsic characteristic of
the experience; and, because Objective ex¬
In the same year, Husserl had stated em¬ periencing is a phenomenon, all its constitu¬
phatically what he considered to be the ents, including its intentiveness to just this
proper way out of the difficulty. The inau¬ Object, are given absolutely or adequately.
gural lecture cautiously mentions only indi¬ They can be grasped and explicated with ab¬
vidual phenomena, but it just as artfully solute evidence by pure reflective conscious¬
avoids restricting the class of phenomena ex¬ ness. The Object, precisely as intended —
clusively to individual objects. One of the e.g., as believed in, loved, hated, dreaded,
central theses of The Idea of Phenomenol¬ willed, used, etc. —by Objective conscious¬
ogy is that the sphere of phenomena, the ness of it, turns out to be a phenomenon
sphere of objects that, in contrast to Ob¬ without ceasing to be alien or transcendent
jects, can be given with absolute evidence, is to consciousness, without ceasing to be
not at all limited to those individual objects something that is neither an abstract nor a
that can be given to pure reflective experi¬ concrete part of consciousness. Its transcen¬
ence, and that every cogitatio and every gen¬ dence is in no way affected by pure reflec¬
uinely inherent part of any cogitatio, abstract tion or phenomenological reduction. So,
parts as well as concrete ones, is an individ¬ transcendent Objects of all kinds find their
ual phenomenon.7 In Ideas, he also makes it way into the field of investigation of even
clear that because mental phenomena are the “purest” phenomenology, provided only
individual objects they can have neither uni¬ that there can be some straightforward,
versal ideas nor particular ideas (eidetic singu¬ nonreflective consciousness of them. It
larities) as components.8 Only the givenness makes not the slightest difference if they can
of universal that through eidetic reduction not be experienced adequately by nonreflec¬
and phantasy variation can be grasped and tive consciousness or even if they cannot be
explicated with absolute evidence makes experienced by it at all. The world and all its
phenomenology possible as an a priori parts to the extent that there can be any
science.9 awareness of them whatsoever are “phenom¬
The field of phenomena includes there¬ ena” and can be exhibited as phenomena to
fore more than just consciousness and its pure reflection.
genuinely inherent parts. Universal and par¬ Rather than isolating consciousness from
ticular ideal objects are transcendent as con¬ the world, phenomenological reduction re¬
trasted with the immanent components of veals consciousness as being in the world. Its
the stream of consciousness. In this sense, fundamental way of being in the world is its
they are just as transcendent as the individ¬ intentionality, which is always the individ¬
ual objects of transcendent experience-, they ual intentionality of individual mental phe¬
can be absolutely given. Having no spatial nomena. This individual intentionality is
existence, an ideal object, even though it is never a bare instance of intentionality in
something “foreign to consciousness,” is not general but is always of a specific kind, such
given from any spatial perspective, and so as doxic (believing, disbelieving, doubting,
has no sides or “adumbrations” given from etc.), affective (liking, hating, dreading, re-
HUSSERL’S INAUGURAL LECTURE 7

joicing at, etc., whether decidedly or inde- the various ways in which each kind of ob¬
cidedly), or volitional (wanting, wishing, ject is there for the correlative species of
deciding, doing, etc.). Indeed, the entire intentionality, making it possible to dis¬
familiar world of artifacts is constituted, as criminate those ways of being there in which
the inaugural lecture tells us, only through objects of the kind in question “present
“the participation of emotional and voli¬ themselves” to consciousness and, correla-
tional consciousness.”11 Because phenome¬ tively, those ways of intending that are ve¬
nology takes pure reflective experience as its ridical or “authentic.”
point of departure, it is able to investigate

NOTES

1. See Walter Biemel, “Einleitung des Heraus- 6. Translated from the German as quoted in Bie¬
gebers,” in Idee, Husserliana 2: viiff. mel, Idee, Husserliana 2: ix-x.
2. Ibid., p. xi. Accounts of Husserl's relations 7. Idee, pp. 60-61; Idea, pp. 48-49. The same
with his students in Gottingen are given in Helmut passage includes one of his most succinct statements of
Plessner, “Bei Husserl in Gottingen,” in Edmund Hus¬ what is meant by absolute evidence: “Hence phenome¬
serl, 1859-1959 (The Hague: Nijhoff, 1959), pp. 29- nological reduction does not entail a limitation of the
39; and Herbert Spiegelberg, The Phenomenological investigation to the sphere of genuine (reell) imma¬
Movement, 2nd ed. (The Hague: Nijhoff, 1965), pp. nence, to the sphere of that which is genuinely con¬
168-71. tained within the absolute this of the cogitatio. It en¬
3. That the Encyclopaedia article is not alien to tails no limitation to the sphere of the cogitatio. Rather
his earlier views is indicated by his more extensive dis¬ it entails a limitation to the sphere of things that are
cussion in Philosophie als strenge Wissenschaft, pp. purely self given, to the sphere of those things which
32-48, corresponding to pp. 310-22 in the original are not merely spoken about, meant, or perceived, but
publication in Logos 1 (1910-11), and to pp. 85-122 of instead to the sphere of those things that are given in
Quentin Lauer’s English translation, “Philosophy as just exactly the sense in which they are thought of, and
Rigorous Science,” in Phenomenology and the Crisis of moreover are self-given in the strictest sense— in such a
Philosophy (New York: HarperTorchbooks, 1965). The way that nothing which is meant fails to be given. In a
latter is reprinted in the present volume, pp. 166-97. word, we are restricted to the sphere of pure evi¬
4. See Erste Philosophie II, Husserliana 8. dence ...” {Idee, pp. 60-61; Idea, pp. 48-49). “We
5. Passages such as the following from the inau¬ have no lesser evidence of the universal; universal ob¬
gural lecture promote such a confusion: “pure phe¬ jects and states of affairs are presented to us, and they
nomenology was not established to be an empirical sci¬ are without doubt given in the very same sense, viz.,
ence, and what it calls its ‘purity’ is not just that of pure themselves adequately given in the strictest sense”
reflection but is at the same time the entirely different {Idee, p. 60; the translation of this passage is my own.).
sort of purity we meet in the names of other sciences 8. Ideen I, pp. 25-27, 30, 139ff- in the marginal
. . . just as pure analysis does not treat of actual things pagination, corresponding to that of the earlier edi¬
and their de facto magnitudes but investigates instead tions (Halle an der Saale: Max Niemeyer, 1913, 1922);
the essential laws pertaining to any possible quantity in the English translation, Ideas, see the entries under
... in precisely the same way pure phenomenology “Singularity” in the “Analytical Index.”
proposes to investigate the realm of pure consciousness 9. Idee, p. 51; Idea, p. 41.
and its phenomena not as de facto existents but as pure 10. See page 13 below.
possibilities with their pure laws.” See pages 16-17 11. Seepage 12 below.
below.

FURTHER REFERENCES

Berger, Gaston. The Cogito in Husserl's Philoso¬ Kersten, Frederick. “On Understanding Idea and
phy. Translated by K. McLaughlin. Evanston: Essence in Husserl and Ingarden.” Analecta
Northwestern University Press, 1972. Husserliana 2 (1972): 55-63.
Brand, Gerd. Welt, Ich undZeit. Nach unverof- Kockelmans, Joseph J. Edmund Husserl’s Phe¬
fentlichten■ Manuskripten Edmund Husserls. nomenological Psychology, an Historio-Critical
The Hague: Nijhoff, 1955. Study. Pittsburgh: Duquesne University
Kern, Iso. Husserl und Kant. Eine Untersuchung Press, 1967.
iiber Husserls Verhaltnis zu Kant und zum Kockelmans, Joseph J. “Husserl and Kant on the
Neukantianismus. The Hague: Nijhoff, 1964. Pure Ego”. In Husserl: Expositions and Ap-
8 HUSSERL’S INTRODUCTIONS TO PHENOMENOLOGY

praisals, edited by F. A. Elliston and P. McCor¬ nomenologie Husserls. The Hague: Nijhoff,
mick, pp. 269-85. Notre Dame and London: 1974.
University of Notre Dame Press, 1977. Mohanty, J.N. Edmund Husserl's Theory of
Kraus, Oskar, “Einleitung (Auch ein Wort zur Meaning. The Hague: Nijhoff, 1964.
Krise in der Psychologie).” In Franz Brentano, Patocka, Jean. “The Husserlian Doctrine of Ei¬
Vom sinnlichen und noetischen Bewusstsein detic Intuition". In Husserl: Expositions and
[Psychologie III] I. Teil Wahrnehmung, Emp- Appraisals, edited by F.A. Elliston and P. Mc¬
findung, Begriff, edited by Oskar Kraus. Cormick, pp. 150-59. Notre Dame and Lon¬
Leipzig: Felix Meiner, 1928. don: University of Notre Dame Press, 1977.
Levinas, Emmanuel. The Theory of Intuition in Pietersma, Henry. “Intuition and Horizon in the
Husserl's Phenomenology. Translated by An¬ Philosophy of Edmund Husserl." Philosophy
dre Orianne. Evanston: Northwestern Univer¬ and Phenomenological Research 34 (1973-74):
sity Press, 1973. 95-101.
Marbach, Eduard. Das Problem deslch in derPha-
1

Husserl’s Inaugural Lecture


at Freiburg im Breisgau (1917)*
Introduction by H. L. Van Breda
Translated by Robert Welsh Jordan**

As a tribute to Aron Gurwitsch as a dis¬ By way of introduction, suffice it for me to


tinguished phenomenologist and promoter sketch the historical events that led up to
of the contemporary phenomenological Husserl’s appointment at Freiburg.
movement, we dedicate the following ex¬ Having obtained his venia legendi in
ceptionally rich text selected from the thou¬ 1889 at the University of Halle an der Saale,
sands of still-unpublished pages treasured in Husserl continued to lecture there until 1901
the Husserl Archives. It is the text of Hus¬ with the lowest rank on the academic staff,
serl’s Inaugural Lecture as Professor ordina- Privatdozent. Following the publication of
rius at the Albert-Ludwigs-Universitat in the Logische Untersuchungen (1900-1901),
Freiburg im Breisgau and was delivered on he was offered the post of Professor extraor-
May 3, 1917. In keeping with the academic dinarius, still a relatively low position, at the
traditions of such an august occasion, the University of Gottingen and began lecturing
newly appointed holder of the chair devel¬ there in September, 1901. In 1906, Friedrich
oped a far-reaching program of problems Althoff, the Prussian minister of education,
he intended to investigate in the following granted him the title of Professor ordina-
years. rius, despite opposition from the faculty of
The text of this address speaks for itself. philosophy in Gottingen. By this time,
Let me thank Mr. Jordan for translating it. more and more students, including many
foreigners, were attending his lectures and
*Reprinted with permission of the publisher and seminars. This in time was to become the
translator from Lester E. Embree, ed., Life-World and
nucleus of the phenomenological school.
Consciousness: Essays for Aron Gurwitsch (Evanston,
Illinois: Northwestern University Press, 1972), pp. 3- In the summer of 1915, some months af¬
18. Translated by Robert Welsh Jordan and edited by ter the outbreak of World War I, Husserl
H. L. Van Breda, this was the lecture’s first publication was officially invited to succeed Heinrich
in any form. The German original was first published Rickert (1863-1936) at Freiburg im Breis¬
only recently. See “Die reine Phanomenologie, ihr For-
gau. Rickert was a leading figure of the Neo-
schungsgebiet und ihre Methode,” Tijdschiift voorPhi-
losophie 38 (1976): 363-78. Kantian school of Baden in southern Ger¬
**This new introduction to Husserl’s inaugural lec¬ many and had held the chair in Freiburg for
ture, like the translation of the lecture itself and its more than twenty years. Due to slow prog¬
original introduction by the late Professor H. L. Van
ress, sometimes against the open antago¬
Breda, both of which follow, is dedicated to Professor
Aron Gurwitsch, who died on June 25, 1973. Most of
nism of established philosophers, the first
the dates and biographical facts below are taken from twenty years of Husserl’s career were ardu¬
Professor Van Breda. ous, and this invitation from the university

9
10 HUSSERL’S INTRODUCTIONS TO PHENOMENOLOGY

and the government of Baden was indeed was deemed established as method and
quite attractive to him. He was now con¬ norm, is once more in flux and now seeks
vinced that his talents and merits were at new forms whereby reason, as yet unsatis¬
long last gaining recognition. fied, may develop more freely: in politics, in
He started lecturing at Freiburg on April economic life, in technics, in the fine arts,
1, 1916. It is well to remember that his and —by no means least of all—in the sci¬
youngest son, Wolfgang, had been killed in ences. In a few decades of reconstruction,
action during the battle of Verdun on March even the mathematical natural sciences, the
8. This tragic incident completely over¬ ancient archetypes of theoretical perfection,
shadowed his first contacts with his new stu¬ have changed habit completely!
dents and environment. On top of this, his Philosophy, too, fits into this picture. In
eldest son, Gerhart, was seriously injured for philosophy, the forms whose energies were
a second time on the Flanders front during dissipated in the period following the over¬
Husserl’s first year at Freiburg. In such cir¬ throw of Hegelian philosophy were essen¬
cumstances, Husserl prepared his official In¬ tially those of a renaissance. They were
augural Lecture. Nowhere in these pages can forms that reclaimed past philosophies, and
one detect the slightest allusion to the oppo¬ their methods as well as some of their essen¬
sition of colleagues, who repeatedly failed to tial content originated with great thinkers of
appreciate the originality and value of his the past.
research. Nor is there any hint of recent dis¬ Most recently, the need for an utterly
tressing events in his family life. Reading original philosophy has re-emerged, the
this lecture, we perceive in all its purity the need of a philosophy that—in contrast to
voice of a genuine philosopher speaking the secondary productivity of renaissance
limpidly about “pure” phenomenology. philosophies—seeks by radically clarifying
the sense and the motifs of philosophical
This editor has read and studied with problems to penetrate to that primal ground
lively interest the numerous and varied phil¬ on whose basis those problems must find
osophical publications of Aron Gurwitsch whatever solution is genuinely scientific.
for more than thirty years. As a close friend, A new fundamental science, pure phe¬
he is well aware of the often agonizing his¬ nomenology, has developed within philoso¬
tory of his Wanderjahre through most of the phy. This is a science of a thoroughly new
European countries and later in New Eng¬ type and endless scope. It is inferior in
land. Nonetheless, on reading his works, methodological rigor to none of the modern
the uninformed reader whenever find the sciences. All philosophical disciplines are
remotest hint of this history. Like his master rooted in pure phenomenology, through
before him, Edmund Husserl, Aron Gur¬ whose development, and through it alone,
witsch incarnates the genuine eidos of the they obtain their proper force. Philosophy is
true “lover of wisdom”—what, in other possible as a rigorous science at all only
words, every philosophos worthy of the through pure phenomenology. It is of pure
name should really be. phenomenology I wish to speak: the intrin¬
sic nature of its method and its subject mat¬
Pure Phenomenology, Its Method ter, a subject matter that is invisible to natu¬
and Its Field of Investigation rally oriented points of view.
Pure phenomenology claims to be the
Ladies and gentlemen, honored colleagues, science of pure phenomena. This concept of
dear comrades! the phenomenon, which was developed un¬
In all the areas within which the spiritual der various names as early as the eighteenth
life of humanity is at work, the historical century without being clarified, is what we
epoch wherein fate has placed us is an epoch shall have to deal with first of all.
of stupendous happenings. Whatever previ¬ We shall begin with the necessary corre¬
ous generations cultivated by their toil and lation between object, truth, and cognition
struggle into a harmonious whole, in every — using these words in their very broadest
sphere of culture, whatever enduring style senses. To every object there correspond an
HUSSERL’S INAUGURAL LECTURE 11

ideally closed system of truths that are true itions belonging to this continuous con¬
of it and, on the other hand, an ideal system sciousness may vary constantly; for example,
of possible cognitive processes by virtue of the object’s sensuous “looks”—the way in
which the object and the truths about it which the object always “looks” different at
would be given to any cognitive subject. Let each approach or remove and at every turn¬
us consider these processes. At the lowest ing, from above or below, from left or right
cognitive level, they are processes of experi¬ —may be forever new in the transition from
encing, or, to speak more generally, pro¬ one perception to continuously new percep¬
cesses of intuiting that grasp the object in tions. In spite of that, we have, in the way in
the original. which such series of perceptions with their
Something similar is obviously true of all changing sensuous images take their courses,
types of intuitions and of all other processes intuitive consciousness not of a changing
of meaning an object even when they have multiplicity but rather of one and the same
the character of mere re-presentations that object that is variously presented. To put it
(like rememberings or pictorial intuitions or differently, within the pure immanence of
processes of meaning something symbolic) such consciousness one unitary “phenome¬
do not have the intrinsic character of being non” permeates all the manifolds of phe¬
conscious of the intuited’s being there “in nomenal presentation. It is the peculiar
person” but are conscious of it instead as re¬ characteristic of such states of affairs which
called, as re-presented in the picture or by makes for the shift in the concept “phenom¬
means of symbolic indications and the like, enon.” Rather than just the thoroughgoing
and even when the actuality valuation of the unity of intuition, the variously changing
intuited varies in some, no matter what, modes in which the unity is presented, e.g.,
manner. Even intuitions in phantasy, there¬ the continuously changing perspectival looks
fore, are intrinsically intuitions of objects of a real object, are also called “phenomena.”
and carry “object phenomena” with them The extent of this concept is further
intrinsically, phenomena that are obviously broadened when we consider the higher
not characterized as actualities. If higher, cognitive functions: the multiform acts and
theoretical cognition is to begin at all, ob¬ coherency of referential, combinative, con¬
jects belonging to the sphere in question ceiving, theorizing cognition. Every single
must be intuited. Natural objects, for exam¬ process of any of these sorts is, again, intrin¬
ple, must be experienced before any theo¬ sically consciousness of the object that is
rizing about them can occur. Experiencing is peculiar to it as a thought process of some
consciousness that intuits something and particular sort or sorts; hence, the object is
values it to be actual; experiencing is intrin¬ characterized as member of a combination,
sically characterized as consciousness of the as either subject or relatum of a relation, etc.
natural object in question and of it as the The single cognitive processes, on the other
original: there is consciousness of the origi¬ hand, combine into the unity of one con¬
nal as being there “in person.” The same sciousness that constitutes intrinsically a sin¬
thing can be expressed by saying that objects gle synthetic objectivity, a single predicative
would be nothing at all for the cognizing state-of-affairs, for example, or a single the¬
subject if they did not “appear” to him, if he oretical context, an object such as is ex¬
had of them no “phenomenon.” Here, pressed in sentences like: “The object is
therefore, “phenomenon” signifies a certain related in this or that way,” “It is a whole
content that intrinsically inhabits the intu¬ composed of these and those parts,” “The
itive consciousness in question and is the relationship B derives from the relationship
substrate for its actuality valuation. A,” etc.
Something similar is still true of the Consciousness of all synthetically objec¬
courses followed by manifold intuitions tive formations of these kinds occurs through
which together make up the unity of one such multimembered acts that unite to form
continuous consciousness of one and the higher unities of consciousness, and it occurs
same object. The manner in which the ob¬ by means of immanently constituted phe¬
ject is given within each of the single intu¬ nomena that function at the same time as
12 HUSSERL’S INTRODUCTIONS TO PHENOMENOLOGY

substrates for differing valuations, such as conception of a general phenomenology,


certain truth, probability, possibility, etc. viz., a science of objective phenomena of
The concept “phenomenon” carries over, every kind, the science of every kind of ob¬
furthermore, to the changing modes of be¬ ject, an “object” being taken purely as some¬
ing conscious of something—for example, thing having just those determinations with
the clear and the obscure, evident and blind which it presents itself in consciousness and
modes—in which one and the same relation in just those changing modes through which
or connection, one and the same state-of- it so presents itself. It would be the task of
affairs, one and the same logical coherency, phenomenology, therefore, to investigate
etc., can be given to consciousness. how something perceived, something re¬
In summary, the first and most primitive membered, something phantasied, some¬
concept of the phenomenon referred to the thing pictorially represented, something
limited sphere of those sensuously given re¬ symbolized looks as such, i.e., to investigate
alities [der sinnendinglichen Gegeben- how it looks by virtue of that bestowal of
heiten\ through which Nature is evinced in sense and of characteristics which is carried
perceiving. out intrinsically by the perceiving, the re¬
The concept was extended, without com¬ membering, the phantasying, the pictorial
ment, to include every kind of sensuously representing, etc., itself. Obviously, phe¬
meant or objectivated thing. It was then ex¬ nomenology would investigate in the same
tended to include also the sphere of those way how what is collected looks in the col¬
synthetic objectivities that are given to con¬ lecting of it; what is disjoined, in the dis¬
sciousness through referential and connec¬ joining; what is produced, in the produc¬
tive conscious syntheses and to include these ing; and, similarly, for every act of thinking,
objects just the way they are given to con¬ how it intrinsically “has” phenomenally in it
sciousness within these syntheses. It thus in¬ what it thinks; how, in aesthetic valuing,
cludes all modes in which things are given to the valued looks as such; in actively shaping
consciousness. And it was seen finally to in¬ something, the shaped as such; etc. What
clude the whole realm of consciousness with phenomenology wants, in all these investi¬
all of the ways of being conscious of some¬ gations, is to establish what admits of being
thing and all the constituents that can be stated with the universal validity of theory.
shown immanently to belong to them. That In doing so, however, its investigations will,
the concept includes all ways of being con¬ understandably, have to refer to the intrin¬
scious of something means that it includes, sic nature [das eigene Wesen\ of the perceiv¬
as well, every sort of feeling, desiring, and ing itself, of remembering (or any other way
willing with its immanent “comportment” of re-presenting) itself, and of thinking, val¬
[ Verh alten\. uing, willing, and doing themselves—these
To understand this broadening of the acts being taken just as they present them¬
concept is very easy if one considers that selves to immanently intuitive reflection. In
emotional and volitional processes also have Cartesian terms, the investigation will be
intrinsically the character of being conscious concerned with the cogito in its own right as
of something and that enormous categories well as with the cogitatum qua cogitatum.
of objects, including all cultural objects, all As the two are inseparably involved with
values, all goods, all works, can be experi¬ each other in being, so, understandably, are
enced, understood, and made objective as they in the investigation as well.
such only through the participation of emo¬ If these are the themes of phenomenol¬
tional and volitional consciousness. No ob¬ ogy, then it can also be called “science of
ject of the category “work of art” could occur consciousness,” if consciousness be taken
in the objectivational world of any being purely as such.
who was devoid of all aesthetic sensibility, To characterize this science more exactly,
who was, so to speak, aesthetically blind. we shall introduce a simple distinction be¬
tween phenomena and Objects [Objekten]*
Through this exposition of the concept
“phenomenon” we obtain a preliminary ♦Following the practice of Dorion Cairns in his
HUSSERL’S INAUGURAL LECTURE 13

in the pregnant sense of the word. In gen¬ five look and, by means of this look, is given
eral logical parlance, any subject whatever of absolutely. What “absolutely” means here
true predications is an object. In this sense, we can learn by contrast: we can experience
therefore, every phenomenon is also an ob¬ any external thing only insofar as it presents
ject. Within this widest concept of object, itself to us sensuously through this or that
and specifically within the concept of indi¬ adumbration [Abschattung]. A liking has
vidual object, Objects andphenomena stand no changing presentations; there are no
in contrast with each other. Objects [Ob- changing perspectives on or views of it as if it
jekte\, all natural Objects, for example, are might be seen from above or below, from
objects foreign to consciousness. Conscious¬ near or far. It just is nothing foreign to con¬
ness does, indeed, objectivate them and sciousness at all that could present itself to
posit them as actual, yet the consciousness consciousness through the mediation of
that experiences them and takes cognizance phenomena different from the liking itself;
of them is so singularly astonishing that it to like is intrinsically to be conscious.
bestows upon its own phenomena the sense This is involved with the fact that the
of being appearances of Objects foreign to existence of what is given to immanent re¬
consciousness and knows these “extrinsic” flection is indubitable while what is experi¬
Objects through processes that take cogni¬ enced through external experience always
zance of their sense. Those objects that are allows the possibility that it may prove to be
neither conscious processes nor immanent an illusory Object in the course of further
constituents of conscious processes we there¬ experiences.
fore call Objects in the pregnant sense of the Immanent and transcendent experience
word. are nevertheless connected in a remarkable
This places two separate sciences in the way: by a change in attitude, we can pass
sharpest of contrasts: on the one hand, phe¬ from the one to the other.
nomenology, the science of consciousness as In the natural attitude, we experience,
it is in itself; on the other, the “Objective” among other things, processes in Nature
sciences as a totality. [Natur]; we are adverted to them, observe
To the objects, which are obviously corre¬ them, describe them, subsume them under
lated to each other, of these contrasted sci¬ concepts [bestimmen sie\. While we do so,
ences there correspond two fundamentally there occur in our experiencing and theoriz¬
different types of experience and of intu¬ ing consciousness multiform conscious pro¬
ition generally: immanent experience and cesses which have constantly changing im¬
Objective experience, also called “external” manent constituents. The things involved
or transcendent experience. Immanent ex¬ present themselves through continuously
perience consists in the mere viewing that flowing aspects; their shapes are perspectiv-
takes place in reflection by which conscious¬ ally silhouetted [schatten sich ab] in definite
ness and that of which there is consciousness ways; the data of the different senses are
are grasped. For example, a liking or a desir¬ construed in definite ways, e.g., as unitary
ing that I am just now executing enters into colorings of the experienced shapes or as
my experience by way of a merely retrospec- warmth radiating from them; the sensuous
qualities construed are referred, by being
translation of Husserl’s Cartesian Meditations, the word construed referentially and causally, to real
‘object’, spelled with a small letter, has been and will circumstances; etc. The bestowing of each of
be used throughout to translate Gegenstand; spelled these senses is carried out in consciousness
with a capital letter, it translates Objekt. In the same
and by virtue of definite series of flowing
way, words derived from Gegenstand or from Objekt
will be translated with words derived from ‘object’, conscious processes. A person in the natural
spelled with a small or with a capital letter, respec¬ attitude, however, knows nothing of this.
tively. Where ‘object’ or one of its derivatives is the ini¬ He executes the acts of experiencing, refer¬
tial word in a sentence, the German word will be given
ring, combining; but, while he is executing
in brackets. The practice appears to be justified per¬
fectly by the manner in which the text proceeds to them, he is looking not toward them but
differentiate between the senses of Gegenstand and rather in the direction of the objects he is
Objekt. conscious of.
14 HUSSERL’S INTRODUCTIONS TO PHENOMENOLOGY

On the other hand, he can convert his ternal, the extrinsic [ausserer Erfahrung]. In
natural attentional focus into the phenome¬ psychological experience, moreover, the
nologically reflective one; he can make the psychic is given as event within the cohesion
currently flowing consciousness and, thus, of Nature. Specifically, psychology, as the
the infinitely multiform world of phenomena natural science of psychic life, regards con¬
at large the theme of his fixating observa¬ scious processes as the conscious processes of
tions, descriptions, theoretical investigations animate beings, i.e., as real causal adjuncts
— the investigations which, for short, we call to animate bodies. The psychologist must
“phenomenological.” resort to reflection in order to have conscious
processes experientially given. Nevertheless,
At this point, however, there arises what, this reflection does not keep to pure reflec¬
in the present situation of philosophy, can tion; for, in being taken as belonging really
be called the most decisive of questions. Is to the animate body in question, reflection
not what was just described as immanent re¬ is linked to experience of the extrinsic. Psy¬
flection simply identical with internal, psy¬ chologically experienced consciousness is
chological experience? Is not psychology the therefore no longer pure consciousness; con¬
proper place for the investigation of con¬ strued Objectively in this way, consciousness
sciousness and all its phenomena? However itself becomes something transcendent, be¬
much psychology may previously have omit¬ comes an event in that spatial world which
ted any systematic investigation of con¬ appears, by virtue of consciousness, to be
sciousness, however blindly it may have transcendent.
passed over all radical problems concerning The fundamental fact is that there is a
the bestowal, carried out in the immanence kind of intuiting which—in contrast to psy¬
of consciousness, of objective sense, it still chological experiencing—remains within
seems clear that such investigations should pure reflection: pure reflection excludes ev¬
belong to psychology and should even be erything that is given in the natural attitude
fundamental to it. and excludes therefore all of Nature.
The ideal of a pure phenomenology will Consciousness is taken purely as it intrin¬
be perfected only by answering this ques¬ sically is with its own intrinsic constituents,
tion; pure phenomenology is to be sepa¬ and no being that transcends consciousness
rated sharply from psychology at large and, is coposited.
specifically, from the descriptive psychology What is thematically posited is only what
of the phenomena of consciousness. Only is given, by pure reflection, with all its im¬
with this separation does the centuries-old manent essential moments absolutely as it is
conflict over “psychologism” reach its final given to pure reflection.
conclusion. The conflict is over nothing less Descartes long ago came close to discov¬
than the true philosophical method and the ering the purely phenomenological sphere.
foundation of any philosophy as pure and He did so in his famous and fundamental
strict science. meditation—that has nevertheless been ba¬
To begin with, we put the proposition: sically fruitless—which culminates in the
pure phenomenology is the science of pure much quoted “ego cogito, ego sum.” The
consciousness. This means that pure phe¬ so-called phenomenological reduction can
nomenology draws upon pure reflection ex¬ be effected by modifying Descartes’s
clusively, and pure reflection excludes, as method, by carrying it through purely and
such, every type of external experience and consequentially while disregarding all Car¬
therefore precludes any copositing of objects tesian aims; phenomenological reduction is
alien to consciousness. Psychology, on the the method for effecting radical purification
other hand, is science of psychic Nature of the phenomenological field of conscious¬
and, therefore, of consciousness as Nature or ness from all obtrusions from Objective ac¬
as real event in the spatiotemporal world. tualities and for keeping it pure of them.
Psychology draws upon psychological expe¬ Consider the following: Nature, the uni¬
riencing, which is an apperceiving that links verse of spatiotemporal Objectivity, is given
immanent reflection to experience of the ex¬ to us constantly; in the natural attitude, it
HUSSERL’S INAUGURAL LECTURE 15

already is the field for our investigations in whatsoever as having a corporeal link or as
the natural sciences and for our practical being an event occurring in Nature lapses of
purposes. Yet, nothing prevents us from itself.
putting out of action, so to speak, any be¬ What is left over, once this radical meth¬
lieving in the actuality of it, even though odological exclusion of all Objective actuali¬
that believing continues to occur all the ties has been effected? The answer is clear. If
while in our mental processes. After all, we put every experienced actuality out of ac¬
speaking quite universally, no believing, no tion, we still have indubitably given every
conviction, however evident, excludes by its phenomenon of experience. This is true for
essence the possibility of its being put in a the whole Objective world as well. We are
certain way out of action or deprived of its forbidden to make use of the actuality of the
force. What this means we can learn from Objective world; for us, the Objective world
any case in which we examine one of our is as if it were placed in brackets. What re¬
convictions, perhaps to defend it against ob¬ mains to us is the totality of the phenomena
jections or to re-establish it on a new basis. It of the world, phenomena which are grasped
may be that we have no doubts at all about by reflection as they are absolutely in them¬
it. Yet, we obviously alter during the whole selves [in ihrerabsoluten Selbstheit\. For, all
course of the examination the way we act in of these constituents of conscious life remain
relation to this conviction. Without surren¬ intrinsically what they were; it is through
dering our conviction in the least, we still do them that the world is constituted.
not take part in it; we deny to ourselves ac¬ So far as their own phenomenal content
ceptance, as truth, of what the conviction is concerned, they do not suffer in any way
posits simply to be true. While the examina¬ when believing in Objective actuality is put
tion is being carried out, this truth is in out of play. Nor does reflection, insofar as it
question; it remains to be seen; it is to re¬ grasps and views the phenomena in their
main undecided. own being, suffer in any way. Only now, in
In our instance, in the case of phenome¬ fact, does reflection become pure and exclu¬
nologically pure reflection, the aim is not to sive. Moreover, even the belief in the Objec¬
place in question and to test our believing in tive, the belief characteristic of simple expe¬
actualities foreign to consciousness. Never¬ rience and of empirical theory, is not lost to
theless, we can carry out a similar putting- us. Instead, it becomes our theme just as it
out-of-action for that consciousness of actu¬ intrinsically is and in accord with what is im¬
ality by virtue of which the whole of Nature plicit in it as its sense and as the substrate for
is existence which, for us, is given [fur uns what it posits; we view the belief; we analyze
gegebenes Dasein ist]; and we can do so ut¬ its immanent character; we follow its possi¬
terly ad libitum. For the sole purposes of at¬ ble coherencies, especially those of ground¬
taining to the domain of pure consciousness ing; we study in pure reflection what takes
and keeping it pure, we therefore undertake place in transitions to fulfilling insight,
to accept no beliefs involving Objective ex¬ what is preserved of the meant sense in such
perience and, therefore, also undertake to transitions, what the fullness of intuition
make not the slightest use of any conclusion brings to this sense, what alteration and en¬
derived from Objective experience. richment so-called evidence contributes,
The actuality of all of material Nature is and whatever advances are made by what, in
therefore kept out of action and that of all this connection, is called “attaining Objec¬
corporeality along with it, including the ac¬ tive truth through insight.” Following this
tuality of my body, the body of the cogniz¬ method of phenomenological reduction
ing subject. (i. e., keeping out of action all believing in
This makes it clear that, as a conse¬ the transcendent), every kind of theoretical,
quence, all psychological experience is also valuational, practical consciousness can be
put out of action. If we have absolutely for¬ made in the same manner a theme of in¬
bidden ourselves to treat Nature and the quiry; and all the Objectivities constituted
corporeal at all as given actualities, then the in it can be investigated. The investigation
possibility of positing any conscious process will take these Objectivities simply as corre-
16 HUSSERL’S INTRODUCTIONS TO PHENOMENOLOGY

lates of consciousness and will inquire solely But still other reservations come to mind.
into the What and the How of the phenom¬ Is pure phenomenology genuinely possible
ena that can be drawn from the conscious as a science, and, if so, then how? Once the
processes and coherencies in question. suspension is in effect, we are left with pure
Things in Nature, persons and personal consciousness. In pure consciousness, how¬
communities, social forms and formations, ever, what we find is an unresting flow of
poetic and plastic formations, every kind of never recurring phenomena, even though
cultural work—all become in this way head¬ they may be indubitably given in reflective
ings for phenomenological investigations, experience. Experience by itself is not sci¬
not as actualities, the way they are treated in ence. Since the reflecting and cognizing
the corresponding Objective sciences, but subject has only his flowing phenomena
rather with regard to the consciousness that genuinely and since every other cognizing
constitutes—through the intermediary of an subject —his corporeality and consequently
initially bewildering wealth of structures of his consciousness \seinem Erleben\ as well—
consciousness —these objectivities for the falls within the scope of the exclusion, how
conscious subject in question. Conscious¬ can an empirical science still be possible?
ness and what it is conscious of is therefore Science cannot be solipsistic. It must be
what is left over as field for pure reflection valid for every experiencing subject.
once phenomenological reduction has been We would be in a nasty position indeed if
effected: the endless multiplicity of man¬ empirical science were the only kind of sci¬
ners of being conscious, on the one hand, ence possible. Answering the question we
and, on the other, the infinity of intentional have posed thus leads to most profound and
correlates. What keeps us from transgressing as yet unsolved philosophical problems. Be
this field is the index that, thanks to the that as it may, pure phenomenology was not
method of phenomenological reduction, established to be an empirical science, and
every Objective belief obtains as soon as it what it calls its ‘purity’ is not just that of
arises for consciousness. The index demands pure reflection but is at the same time the
of us: Take no part in this belief; do not fall entirely different sort of purity we meet in
into the attitude of Objective science; keep the names of other sciences.
to the pure phenomenon! Obviously, the We often speak in a general, and intelli¬
index is universal in the scope in which it gible, way of pure mathematics, pure arith¬
suspends acceptance of the Objective sci¬ metic, pure geometry, pure kinematics, etc.
ences themselves, of which psychology is These we contrast, as a priori sciences, to sci¬
one. The index changes all sciences to sci¬ ences, such as the natural sciences, based on
ence phenomena; and, in this status, they experience and induction. Sciences that are
are among its larger themes. pure in this sense, a priori sciences, are pure
However, as soon as any proposition of any assertion about empirical actuality.
about things Objective, any one at all, in¬ Intrinsically, they purport to be concerned
cluding even the most indubitable truth, is with the ideally possible and the pure laws
claimed to be a valid truth, the soil of pure thereof rather than with actualities. In con¬
phenomenology is abandoned. For then we trast to them, empirical sciences are sciences
take our stance upon some Objective soil of the de facto actual, which is given as such
and carry on psychology or some other Ob¬ through experience.
jective science instead of phenomenology. Now, just as pure analysis does not treat
This radical suspension of Nature stands of actual things and their de facto magni¬
in conflict, to be sure, with our most deeply tudes but investigates instead the essential
rooted habits of experience and thinking. laws pertaining to the essence of any possi¬
Yet it is precisely for this reason that fully ble quantity, or just as pure geometry is not
self-conscious phenomenological reduction bound to shapes observed in actual experi¬
is needed if consciousness is to be system¬ ence but instead inquires into possible
atically investigated in its pure immanence shapes and their possible transformations,
at all. constructing ad libitum in pure geometric
• • •
phantasy, and establishes their essential
HUSSERL’S INAUGURAL LECTURE 17

laws, in precisely the same way pure phe¬ will be of most fertile significance in investi¬
nomenology proposes to investigate the gating facts of the conscious life of human
realm of pure consciousness and its phe¬ and brute animals.
nomena not as de facto existents but as pure So far as philosophy is concerned, it is
possibilities with their pure laws. And, in¬ enough to point out that all ratio-theoretical
deed, when one becomes familiar with the \vernunft-theoretischen\ problems, the
soil of pure reflection, one is compelled to problems involved in the so-called critique
the view that possibilities are subject to ideal of theoretical, valuational, and practical rea¬
laws in the realm of pure consciousness as son, are concerned entirely with essential co¬
well. For example, the pure phenomena herencies prevailing between theoretical,
through which a possible spatial Object pre¬ axiological, or practical Objectivity and the
sents itself to consciousness have their a pri¬ consciousness in which it is immanently con¬
ori definite system of necessary formations stituted. It is easy to demonstrate that ratio-
which is unconditionally binding upon theoretical problems can be formulated with
every cognizing consciousness if that con¬ scientific rigor and can then be solved in
sciousness is to be able to intuit spatial real¬ their systematic coherence only on the soil of
ity. [Raumdinglichkeit\. Thus, the ideal of a phenomenologically pure consciousness and
spatial thing prescribes a priori to possible within the framework of a pure phenome¬
consciousness of such a thing a set rule, a nology. The critique of reason and all philo¬
rule that can be followed intuitively and sophical problems along with it can be put
that admits of being conceived, in accord on the course of strict science by a kind of re¬
with the typicality of phenomenal forms, in search that draws intuitively upon what is
pure concepts. And the same is true of every given phenomenologically but not by think¬
principal category of objectivities. The ex¬ ing of the kind that plays out value con¬
pression ‘a priori’ is therefore not a cloak to cepts, a game played with constructions far
cover some ideological extravagance but is removed from intuition.
just as significant as is the ‘purity’ of mathe¬ Philosophers, as things now stand, are all
matical analysis or geometry. too fond of offering criticism from on high
Obviously, I can here offer no more than instead of studying and understanding
this helpful analogy. Without troublesome things from within. They often behave to¬
work, no one can have any concrete, full ward phenomenology as Berkeley—otherwise
idea of what pure mathematical research is a brilliant philosopher and psychologist—
like or of the profusion of insights that can behaved two centuries ago toward the then
be obtained from it. The same sort of pene¬ newly established infinitesimal calculus. He
trating work, for which no general character¬ thought that he could prove, by his logically
ization can adequately substitute, is required sharp but superficial criticism, this sort of
if one is to understand phenomenological mathematical analysis to be a completely
science concretely. That the work is worth¬ groundless extravagance, a vacuous game
while can readily be seen from the unique played with empty abstractions. It is utterly
position of phenomenology with regard to beyond doubt that phenomenology, new and
philosophy on the one hand and psychology most fertile, will overcome all resistance and
on the other. Pure phenomenology’s tre¬ stupidity and will enjoy enormous develop¬
mendous significance for any concrete ment, just as the infinitesimal mathematics
grounding of psychology is clear from the that was so alien to its contemporaries did,
very beginning. If all consciousness is sub¬ and just as exact physics, in opposition to
ject to essential laws in a manner similar to the brilliantly obscure natural philosophy of
that in which spatial reality is subject to the Renaissance, has done since the time of
mathematical laws, then these essential laws Galileo.
2
On the Misfortunes of Edmund Husserl’s
Encyclopaedia Britannica Article
“Phenomenology” *
HERBERT SPIEGELBERG

Husserl’s article “Phenomenology” for chance for a joint production with Martin
the Encyclopaedia Britannica (or rather the Heidegger, at that time still in Marburg, a
semblance of it which survived the transla¬ hope which, however, completely miscar¬
tion from his German original into English) ried, as Husserl himself put it in retrospect
appeared in its Fourteenth Edition of 1929, in a letter on January 6, 1931, to Alexander
to remain there in subsequent editions until Pfander. For nothing of Heidegger’s draft
1955, when it was replaced for some ten years for version II was absorbed in the final text.3
by a new article written by Professor J. N. A detailed study of the four versions would
Findlay. be of considerable interest in itself, but is
About the original invitation to Husserl irrelevant to this occasion, since only one
to contribute such an article very little is such version seems to have been used by the
known today. No correspondence has sur¬ translator.
vived in the Husserl Archives at Louvain or Until 1962 only the English text, printed
in those of the Britannica. One might sus¬ in the Britannica itself, was known, which
pect some connection with Husserl’s four was republished in I960 in an anthology by
lectures at the University of London in 1922.1 Roderick M. Chisholm,4 where, however,
But the interval seems suspiciously long, es¬ one revealing correction was made based on
pecially since Husserl does not seem to have “information by Professor H. L. Van Breda”
started writing until 1927. in the last sentence: the replacement of
The preparation of Husserl’s German text ‘phenomenalists’ (as the addressees of phe¬
went through the probably unmatched nomenology) by ‘phenomenologists’, al¬
number of four surviving drafts. Their his¬ though the word ‘phenomenalist’ actually
tory has been traced in some detail by the occurs in the original of Christopher V. Sal¬
editor of three of them, Walter Biemel, for mon’s “translation.”5
volume 9 (1962) of Husserliana, where they Biemel in his preface characterized this
appeared as supplementary texts to Husserl’s translation as “very free.” However, I must
lectures on “Phenomenological Psychology” confess that when I personally began to
of 1925.2 The reason for this unusual compare the four versions of the German
amount of care was apparently not so much original with the English text (which had al¬
the challenge of the assignment as the ways puzzled me), I found myself unable to
decide which one could have possibly served
*Reprinted with permission from Journal of the as the model for the eventual product. How¬
British Society for Phenomenology 2 (1971): 74-76. ever, it is more than likely that Salmon

18
PHENOMENOLOGY 19

worked from the “fourth last version”6; at nomenology and repeated in the “Editor’s
any rate, this is what Biemel assumes.7 In Introduction”9 by Chisholm, who, however,
fact Husserl’s remaining original copy states was not responsible for this change. Besides,
on the outside of the folder: “The bracket¬ the “transcendental” is characterized as “that
ings are mere indications for abridgments most general, subjectivity, which makes the
proposed in order to make it possible to world and its ‘souls’ and confirms them.”
keep within the prescribed narrow space of There is no basis in the original for these in¬
the English article (Salmon).” terpretive substitutions.
The spatial restriction, of which Husserl A particularly dangerous departure from
seems to have been insufficiently aware in Husserl’s original occurs in Salmon’s render¬
composing his German text, may well have ing of his definition of phenomenology at
been the major explanation for what hap¬ the very beginning of the article, as revealed
pened to the article. About the scope of this by a comparison of the new translation with
restriction we now have at least indirect in¬ the following start in the Britannica version:
formation through a Freiburg diary kept by
W. R. Boyce Gibson, known to readers of Phenomenology denotes a new, descriptive, phil¬
Husserl chiefly through his translation of osophical method, which, since the concluding
the Ideas. For on November 19, when Hus¬ years of the last century, has established (1) an a
serl lent Boyce Gibson the manuscript of the priori psychological discipline, able to provide
the only secure basis on which a strong empirical
original, he also told him that Salmon had
psychology can be built, and (2) a universal phi¬
to reduce it from 7,000 (German) to 4,000
losophy, which can supply an organum for the
(English) words, a telescoping which, con¬ methodical revision of all the sciences.
sidering the ratio of words in German and
English, meant cutting the article at least in I merely want to point out that this “trans¬
half.8 But even this next to impossible as¬ lation” reverses the order of phenomenolog¬
signment is no full explanation for what ical philosophy and phenomenological psy¬
happened between the German original and chology; that it implies that the new a priori
the English translation. To trace this in de¬ psychology has been already “established”
tail would be an interesting task, but not in since before 1900; that the new method has
the present context. However, what must at also established a “universal philosophy,”
least be mentioned is the fact that the fif¬ i. e., presumably an all-comprehensive sys¬
teen sub-headings of the German text tem, and not only “the tool for a rigorously
dropped out completely in the translation scientific philosophy”; that it supplies also a
and that even Part III, entitled “Transcen¬ tool for the “methodical revision of all the
dental Phenomenology and Philosophy,” sciences,” not only “makes possible a me¬
disappeared, although Part II (“Transcen¬ thodical reform.”
dental Phenomenology”) now shows a single One may sympathize with the plight of
sub-heading toward the end, entitled “Phe¬ the space-pressed would-be translator, espe¬
nomenology, the Universal Science.” In Part cially in the later sections of the text. But
I (“Phenomenological Psychology”) there one might at least have hoped for some indi¬
was also one new sub-heading halfway cation that the author of this text was no
through, “Phenomenological-psychological longer “E.Hu.” as the signature under the
and Eidetic Reductions.” The text itself con¬ article still implied, but rather that the
tains formulations which cannot be tracked reader was confronted with free and at times
down to the original, among them such wild paraphrases of Husserl’s own text. How¬
amazing statements as that the goal of phe¬ ever, this may well have been impossible
nomenological psychology is “comprehend¬ under the editorial rules of the Britannica.
ing the being of the soul.” Perhaps the worst Nothing seems to be known about the af¬
case is the following new sentence: “The T termath of the publication. Whether Hus¬
and the ‘we!, which we apprehend, presup¬ serl himself saw the published article, either
pose a hidden T and ‘we’ to whom they are in a complete set of the Britannica or in a re¬
‘present’.” This sentence is reprinted in ital¬ print, is no longer ascertainable. All that
ics in Realism and the Background of Phe¬ can now be found in the Husserl Archives is
20 HUSSERL’S INTRODUCTIONS TO PHENOMENOLOGY

the dedicated personal copy of Salmon’s Unfortunately he had ample reasons. But
typescript without reading marks. now, thanks to the labours of Prof. Richard
There are, however, some strange pieces E. Palmer, Husserl can at last speak to the
of negative evidence for Husserl’s final re¬ Anglo-American readers he had in mind
sponse. When at the end of his “Author’s without the Procrustean restrictions of
Preface to the English Edition” of his Ideas space-conscious word counters and para-
Husserl suggested additional readings, he phrasers. At least in this piece, in contrast to
failed to list the Encyclopaedia article, his the London lectures, Husserl did refer to the
only other published text in English, on British empiricists as pacemakers for tran¬
which he had spent so much time and la¬ scendental phenomenology. It remains to
bour four years before. Only W. R. Boyce be seen whether the unabridged and faith¬
Gibson mentioned this article in his own fully rendered article can now speak to the
“Translator’s Preface” in introducing C. V. condition of his readers. It is certainly the
Salmon, its translator, as his helper. Nor am concisest introduction to phenomenology
I familiar with any other mention of this ar¬ he ever prepared and the one on which he
ticle in Husserl’s later writings, letters (ex¬ worked hardest. It is also the first piece he
cept the one to Pfander) and conversations, wrote for publication in the Anglo-American
including those with Dorion Cairns (unpub¬ world through its most respected reference
lished). Clearly, Husserl did not consider work.
the final result of his effort a success.

NOTES

1. See Herbert Spiegelberg, “Husserl in England: ogy” by John N. Deely and Joseph A. Novak in The
Facts and Lessons,” pages 54-66 below. New Scholasticism 44 (1970): 325-44.
2. See Walter Biemel, “Einleitung des Heraus- 4. Roderick M. Chisholm, ed., Realism and the
gebers,” Husserliana 9: xv. See also Biemel, “Husserl’s Background of Phenomenology (New York: Free Press,
Encyclopaedia Britannica Article and Heidegger’s Re¬ 1960), pp. 118-28.
marks Thereon," in Frederick Elliston and Peter Mc¬ 5. Salmon, M.A. Oxon, Ph.D. Freiburg, died in
Cormick, eds., Husserl: Expositions and Appraisals I960 and could no longer be contacted about this and
(Notre Dame, Indiana: University of Notre Dame related matters. For other information about him and
Press, 1977) pp. 286-303: and Herbert Spiegelberg, his relation to Husserl, see Herbert Spiegelberg’s notes
The Phenomenological Movement, 2nd ed. (The to W. R. Boyce Gibson, “From Husserl to Heidegger:
Hague: Nijhoff, 1965), pp. 279-81. For other informa¬ Excerpts from a 1928 Freiburg Diary by W. R. Boyce
tion see Roman Ingarden, Bnefe an Roman lngarden, Gibson," Journal of the British Society for Phenome¬
Phaenomenologica 25 (The Hague: Nijhoff, 1968), pp. nology 2 (1971): 58-83.
153ff. Ingarden, whom Husserl asked to criticize the 6. Phdnomenologische Psychologie, pp. 277-301.
third and fourth versions, seems to have made merely 7. Ibid., p. 592.
technical suggestions. 8. Gibson, “From Husserl to Heidegger,” p. 71.
3. There is now a translation of this version under 9- Chisholm, ed., Realism, p. 21.
the title Martin Heidegger: The Idea of Phenomenol¬
2

“Phenomenology,” Edmund Husserl’s Article


for the Encyclopaedia Britannica* (1927)
Revised translation by Richard E. Palmer**

Introduction nomenological psychology for an exact


empirical psychology.
1. Pure Psychology: Its Field ofExperience,
Its Method and Its Function II. Phenomenological Psychology and
1. Pure natural science and pure psy¬ Transcendental Phenomenology
chology.
6. Descartes’ transcendental turn and
2. The purely psychical in self-experience
Locke’s psychologism.
and community experience. The uni¬
7. The transcendental problem.
versal description of intentional ex¬
8. The solution by psychologism as a tran¬
periences.
scendental circle.
3. The self-contained field of the purely
9- The transcendental-phenomenological
psychical. — Phenomenological reduc¬
reduction and the semblance of tran¬
tion and true inner experience.
scendental duplication.
4. Eidetic reduction and phenomenologi¬
10. Pure psychology as a propaedeutic to
cal psychology as an eidetic science.
transcendental phenomenology.
3. The fundamental function of pure phe¬

III. Transcendental Phenomenology and


*Reprinted with permission from Journal of the Philosophy as Universal Science with
British Society for Phenomenology 2 (1971): 77-90.
Absolute Foundations
**The translator gratefully acknowledges the help
he received from Professor Herbert Spiegelberg (Wash¬
11. Transcendental phenomenology as
ington University, St. Louis, Missouri) and Professor
Gisela Hess (MacMurray College, Jacksonville, Illinois) ontology.
in the preparation of the original translation for JBSP. 12. Phenomenology and the crisis in the
For the present edition, the translator has revised his foundations of the exact sciences.
earlier effort in accordance with corrections received
13. The phenomenological gounding of
from various sources. Principally, the translator wishes
to thank Herbert Spiegelberg for his continued help, as
the factual sciences in relation to em¬
well as Karl Schuhmann, who forwarded a marked-up pirical phenomenology.
copy of the translation, which he had used as the text 14. Complete phenomenology as all-
for a seminar in parallel with the German original. Un¬ embracing philosophy.
der the impetus of the criticisms of Professor Schuh¬
15. The “ultimate and highest” problems as
mann, the translator has reviewed the entire text and
devised many new renderings (not always those sug¬ phenomenological.
gested by Professor Schuhmann) which he hopes have 16. The phenomenological resolution of all
improved the present translation. philosophical antitheses.

21
22 HUSSERL’S INTRODUCTIONS TO PHENOMENOLOGY

Introduction sidedness excludes all extra-physical predi¬


cations of reality. The scientific investiga¬
tion of the bodies of animals fits within this
The term ‘phenomenology’ designates
area. By contrast, however, if the psychic as¬
two things: a new kind of descriptive
pect of the animal world is to become the
method which made a breakthrough in phi¬
topic of investigation, the first thing we have
losophy at the turn of the century, and an a
to ask is how far, in parallel with the pure sci¬
priori science derived from it; a science
ence of nature, a pure psychology is possible.
which is intended to supply the basic instru¬
Obviously, purely psychological research
ment (Organon) for a rigorously scientific
can be done to a certain extent. To it we owe
philosophy and, in its consequent applica¬
the basic concepts of the psychical according
tion, to make possible a methodical reform
to the properties essential and specific to it.
of all the sciences. Together with this philo¬
These concepts must be incorporated into
sophical phenomenology, but not yet sepa¬
the others, into the psychophysical founda¬
rated from it, however, there also came into
tional concepts of psychology.
being a new psychological discipline parallel
to it in method and content: the a priori It is by no means clear from the very out¬
set, however, how far the idea of a pure
pure or “phenomenological” psychology,
which raises the reformational claim to be¬ psychology—as a psychological discipline
ing the basic methodological foundation on sharply separate in itself and as a real paral¬
which alone a scientifically rigorous empiri¬ lel to the pure physical science of nature—
cal psychology can be established. An out¬ has a meaning that is legitimate and neces¬
line of this psychological phenomenology, sary of realization.
standing nearer to our natural thinking, is
well suited to serve as a preliminary step that
2. The Purely Psychical in Self-experience
will lead up to an understanding of philo¬
and Community Experience. The Univer¬
sophical phenomenology.
sal Description of Intentional Experiences.

To establish and unfold this guiding


I. Pure Psychology: Its Field of Experience,
idea, the first thing that is necessary is a clar¬
Its Method, and Its Function ification of what is peculiar to experience,
and especially to the pure experience of the
1. Pure Natural Science and Pure Psychology. psychical —and specifically the purely psy¬
chical that experience reveals, which is to
Modern psychology is the science dealing become the theme of a pure psychology. It is
with the “psychical” in the concrete context natural and appropriate that precedence will
of spatio-temporal realities, being in some be accorded to the most immediate types of
way so to speak what occurs in nature as ego- experience, which in each case reveal to us
ical, with all that inseparably belongs to it as our own psychic being.
psychic processes like experiencing, think¬ Focusing our experiencing gaze on our
ing, feeling, willing, as capacity, and as own psychic life necessarily takes place as re¬
habitus. Experience presents the psychical as flection, as a turning about of a glance
merely a stratum of human and animal be¬ which had previously been directed else¬
ing. Accordingly, psychology is seen as a where. Every experience can be subject to
branch of the more concrete science of an¬ such reflection, as can indeed every manner
thropology, or rather zoology. Animal reali¬ in which we occupy ourselves with any real
ties are first of all, at a basic level, physical or ideal objects —for instance, thinking, or
realities. As such, they belong in the closed in the modes of feeling and will, valuing
nexus of relationships in physical nature, in and striving. So when we are fully engaged
Nature meant in the primary and most preg¬ in conscious activity, we focus exclusively on
nant sense as the universal theme of a pure the specific thing, thoughts, values, goals,
natural science; that is to say, an objective or means involved, but not on the psychical
science of nature which in deliberate one¬ experience as such, in which these things are
PHENOMENOLOGY 23

known as such. Only reflection reveals this tinually varying differences in the modes of
/to us. Through reflection, instead of grasp¬ appearing of objects, which are caused by
ing simply the matter straight-out—the val¬ the changing of “orientation” —of right and
ues, goals, and instrumentalities—we grasp left, nearness and farness, with the conse¬
the corresponding subjective experiences in quent differences in perspective involved.
which we become “conscious” of them, in There are further differences in appearance
' which (in the broadest sense) they “appear.” between the “actually seen front” and the
For this reason, they are called “phenom¬ “unseeable” [“unanschaulichen ’] and rela¬
ena,” and their most general essential char¬ tively “undetermined” reverse side, which is
acter is to exist as the “consciousness-of’ nevertheless “meant along with it.” Observ¬
or “appearance-of” the specific things, ing the flux of modes of appearing and the
thoughts (judged states of affairs, grounds, manner of their “synthesis,” one finds that
conclusions), plans, decisions, hopes, and so every phase and portion [of the flux] is al¬
forth. This relatedness [of the appearing to ready in itself “consciousness-of’—but in
the object of appearance] resides in the such a manner that there is formed within
meaning of all expressions in the vernacular the constant emerging of new phases the
languages which relate to psychic experience synthetically unified awareness that this is
—for instance, perception o/something, re¬ one and the same object. The intentional
calling of something, thinking of some¬ structure of any process of perception has its
thing, hoping/or something, fearing some¬ fixed essential type [seine feste Wesens-
thing, striving for something, deciding on typik], which must necessarily be realized in
fsomething, and so on. If this realm of whatH all its extraordinary complexity just in order
we call “phenomena” proves to be the possi- ! for a physical body simply to be perceived as
ble field for a pure psychological discipline such. If this same thing is intuited in other
related exclusively to phenomena, we can modes—for example, in the modes of recol¬
understand the designation of it as phenom¬ lection, fantasy or pictorial representation—
enological psychology. The terminological to some extent the whole intentional con¬
expression, deriving from Scholasticism, for tent of the perception comes back, but all
designating the basic charact-ttr-of .heing as aspects peculiarly transformed to correspond
consciousness^ as consciousness of to that mode. This applies similarly for
J
I thing"is intentionality. In unreflective every other category of psychic process: the
holding of some object or other in con¬ judging, valuing, striving consciousness is
sciousness, we are turned or directed to¬ not an empty having knowledge of the spe¬
wards it: our “intentio” goes out towards it. cific judgments, values, goals, and means.
The phenomenological reversal of our gaze Rather, these constitute themselves, with
shows that this “being directed” [Gerichtet- fixed essential forms corresponding to each
sein\ is really an immanent essential feature \ process, in a flowing intentionality. For psy¬
of the respective experiences involved; they chology, the universal task presents itself: to
are “intentional” experiences. investigate systematically the elementary/
An extremely large and variegated num¬ intentionalities, and from out of these [un¬
ber of kinds of special cases fall within the fold] the typical forms of intentional pro-!
general scope of this concept. Consciousness cesses, their possible variants, their syntheses
of something is not an empty holding of to new forms, their structural composition,
something; every phenomenon has its own and from this advance towards a descriptive
total form of intention \intentionale Ge- knowledge of the totality of mental process,
samtform], but at the same time it has a towards a comprehensive type of a life of the
structure, which in intentional analysis leads psyche [Gesamttypus eines Lebens der
always again to components which are Seele], Clearly, the consistent carrying out
themselves also intentional. So for example of this task will produce knowledge which
in starting from a perception of something will have validity far beyond the psycholo¬
(for example, a die), phenomenological re¬ gist’s own particular psychic existence.
flection leads to a multiple and yet syntheti¬ Psychic life is accessible to us not only
cally unified intentionality. There are con¬ through self-experience but also through ex-
24 HUSSERL’S INTRODUCTIONS TO PHENOMENOLOGY

perience of others. This novel source of ex¬ his own consciousness as pure phenomenon
perience offers us not only what matches our or as the totality of his purely mental pro¬
self-experience but also what is new, inas¬ cesses. That is to say, in the accomplishment
much as, in terms of consciousness and in¬ of phenomenological reflection he must in¬
deed as experience, it establishes the differ¬ hibit every co-accomplishment of objective
ences between own and other, as well as the positing produced in unreflective conscious¬
properties peculiar to the life of a commu¬ ness, and therewith [inhibit] every judg¬
nity. At just this point there arises the task mental drawing-in of the world as it “exists”
of also making phenomenologically under¬ for him straightforwardly. The specific expe¬
standable the mental life of the community, rience of this house, this body, of a world as
with all the intentionalities that pertain to it. such, is and remains, however, according to
its own essential content and thus insepara¬
3. The Self-contained Field of the Purely bly, experience “of this house,” this body,
Psychical.—Phenomenological Reduction this world; this is so for every mode of con¬
and True Inner Experience. sciousness which is directed towards an
object. It is, after all, quite impossible t:o (de¬
The idea of a phenomenological psychol¬ scribe an intentional experience—even if il¬
ogy encompasses the whole range of tasks lusionary, an invalid judgment, or the like
arising out of the experience of self and the —without at the same time describing the
experience of the other founded on it. But it object of that consciousness as such. The
is not yet clear whether phenomenological universal epoche of the world as it becomes
experience, followed through in exclusive¬ known in consciousness (the “putting it in
ness and consistency, really provides us with brackets”) shuts out from the phenomeno¬
a kind of closed-off field of being, out of logical field the world as it exists for the sub¬
which a science can grow which is exclusively ject in simple absoluteness; its place, how¬
focused on it and completely free of every¬ ever, is taken by the world as given in con¬
thing psychophysical. Here [in fact] difficul¬ sciousness (perceived, remembered, judged,
ties do exist, which have hidden from psy¬ thought, valued, etc.)—the world as such,
chologists the possibility of such a purely the “world in brackets,” or in other words,
phenomenological psychology even after the world, or rather individual things in the
Brentano’s discovery of intentionality. They world as absolute, are replaced by the re¬
are relevant already to the construction of a spective meaning of each in consciousness
really pure self-experience, and therewith of [Bewusstseinssinn\ in its various modes (per¬
a really pure psychic datum. A particular ceptual meaning, recollected meaning, and
method of access is required for the pure so on).
phenomenological field: the method of “phe¬ With this, we have clarified and supple¬
nomenological reduction.” This method of mented our initial determination of the
“phenomenological reduction” is thus the phenomenological experience and its sphere
foundational method of pure psychology of being. In going back from the unities pos¬
and the presupposition of all its specifically ited in the natural attitude to the manifold
) theoretical methods. Ultimately the great of modes of consciousness in which they ap¬
difficulty rests on the way that already the pear, the unities, as inseparable from these
self-experience of the psychologist is every¬ multiplicities—but as “bracketed”—are also
where intertwined with external experience, to be reckoned among what is purely psychi¬
with that of extra-psychical real things/the cal, and always specifically in the appearance-
experienced “exterior” does not belonglo ^aracter in which they present themselves.
one’s intentional interiority, although cer¬ The method of phenomenological reduc- \
tainly the experience itself belongs to it as tion (to the pure “phenomenon,” the purely !
experience—0/ the exterior/Exactly this psychical) accordingly consists (1) in the me¬
same thing is true of every kind of awareness thodical and rigorously consistent epoche of
directed at something out there in the world. every objective positing in the psychic
A consistent epoche of the phenomenologist sphere, both of the individual phenomenon
is required, if he wishes to break through to and of the whole psychic field in general;
PHENOMENOLOGY 25

and (2) in the methodically practiced seizing possibility of a psychology exclusively based
and describing of the multiple “appear¬ on it, thus a pure phenomenological psy¬
ances” as appearances of their objective units chology? It does not automatically assure an
and these units as units of component empirically pure science of facts from which
meanings accruing to them each time in everything psychophysical is abstracted. But
their appearances. With this is shown a two¬ this situation is quite different with an a pri¬
fold direction—the noetic and noematic of ori science. In it, every self-enclosed field of
phenomenological description. Phenome¬ possible experience permits eo ipso the all-
nological experience in the methodical form embracing transition from the factual to the
of the phenomenological reduction is the essential form, the eidos. So here, too. If the
only genuine “inner experience” in the sense phenomenological actual fact as such be¬
me^nt by any well-grounded science of psy¬ comes irrelevant; if, rather, it serves only as
chology. In its own nature lies manifest the an example and as the foundation for a free
possibility of being carried out continuously but intuitive variation of the factual mind
in infinitum with methodical preservation and communities of minds into the a priori
of purity. The reductive method is trans¬ possible (thinkable) ones; and if now the
ferred from self-experience to the experience theoretical eye directs itself to the necessarily
of others insofar as there can be applied to enduring invariant in the variation; then
the envisaged \vergegen-wartigten\ mental there will arise with this systematic way of
life of the Other the corresponding proceeding a realm of its own, of the “a pri¬
bracketing and description according to the ori.” There emerges therewith the eidetically
subjective “How” of its appearance and what necessary typical form, the eidos; this eidos
is appearing (“noesis” and “noema”). As a must manifest itself throughout all the po¬
further consequence, the community that is tential forms of mental being in particular
experienced in community experience is re¬ cases, must be present in all the synthetic
duced not only to the mentally particular¬ combinations and self-enclosed wholes, if it
ized intentional fields but also to the unity is to be at all “thinkable,” that is, intuitively
of the community life that connects them all conceivable. Phenomenological psychology
together, the community mental life in its in this manner undoubtedly must be estab¬
phenomenological purity (intersubjective lished as an “eidetic phenomenology”; it is
reduction). Thus results the perfect expan¬ then exclusively directed toward the invari¬
sion of the genuine psychological concept of ant essential forms. For instance, the phe¬
“inner experience.” nomenology of perception of bodies will not
To every mind there belongs not only the be (simply) a report on the factually occur¬
unity of its multiple intentional life-process ring perceptions or those to be expected;
\intentionalen Lebens] with all its insepara¬ rather it will be the presentation of invariant
ble unities of sense directed towards the “ob¬ structural systems without which perception
ject.” There is also, inseparable from this of a body and a synthetically concordant
life-process, the experiencing 1-subject as multiplicity of perceptions of one and the
the identical 1-pole giving a centre for all same body as such would be unthinkable. If
specific intentionalities, and as the carrier of the phenomenological reduction contrived a
all habitualities growing out of this life- means of access to the phenomenon of real
process. Likewise, then, the reduced inter¬ and also potential inner experience, the
subjectivity, in pure form and concretely method founded in it of “eidetic reduction”
grasped, is a community of pure “persons” provides the means of access to the invariant
acting in the intersubjective realm of the essential structures of the total sphere of
pure life of consciousness. pure mental process.

4. Eidetic Reduction and Phenomenological 5. The Fundamental Function of Pure Phe¬


Psychology as an Eidetic Science. nomenological Psychology for an Exact
Empirical Psychology.
To what extent does the unity of the field
of phenomenological experience assure the A phenomenological pure psychology is
26 HUSSERL’S INTRODUCTIONS TO PHENOMENOLOGY

absolutely necessary as the foundation for universally belonging to the essence of in¬
the building up of an “exact” empirical psy¬ tentional mental process, which includes the
chology, which since its modern beginnings most general law of synthesis: every connec¬
has been sought according to the model of tion of consciousness with consciousness
the exact pure sciences of physical nature. gives rise to a consciousness.
The fundamental meaning of “exactness” in (2) The exploration of single forms of in¬
this natural science lies in its being founded tentional mental process which in essential
on an a priori form-system—each part un¬ necessity generally must or can present
folded in a special theory (pure geometry, a themselves in the mind; in unity with this,
theory of pure time, theory of motion, etc.) also the exploration of the syntheses they are
— for a Nature conceivable in these terms. It members of for a typology of their essences:
is through the utilization of this a priori both those that are discrete and those con¬
form-system for factual nature that the tinuous with others, both the finitely closed
vague, inductive empirical approach attains and those continuing into open infinity.
to a share of eidetic necessity [Wesensnot- (3) The showing and eidetic description
wendigkeit\ and empirical natural science it¬ \Wesensdeskription\ of the total structure
self gains a new sense—that of working out [Gesamtgestalt\ of mental life as such; in
for all vague concepts and rules their indis¬ other words, a description of the essential
pensable basis of rational concepts and laws. character [ Wesensart] of a universal “stream
As essentially differentiated as the methods of consciousness.”
of natural science and psychology may re¬ (4) The term “I” designates a new direc¬
main, there does exist a necessary common tion for investigation (still in abstraction
ground: that psychology, like every science, from the social sense of this word) in refer¬
can only draw its “rigour” (“exactness”) from ence to the essence-forms of “habituality”;
the rationality of the essence.” The uncover¬ in other words, the “I” as subject of lasting
ing of the a priori set of types without which beliefs or thought-tendencies—“persuasions”
“I,” “we,” “consciousness,” “the objectivity — (convictions about being, value-
of consciousness,” and therewith mental be¬ convictions, volitional decisions, and so on),
ing as such would be inconceivable—with as the personal subject of habits, of trained
all the essentially necessary and essentially knowing, of certain character qualities.
possible forms of synthesis which are insepa¬ Throughout all this, the “static” descrip¬
rable from the idea of a whole comprised of tion of essences ultimately leads to problems
individual and communal mental life— of genesis, and to an all-pervasive genesis
produces a prodigious field of exactness that that governs the whole life and develop¬
can immediately (without the intervening ment of the personal “I” according to eidetic
link of Limes-Idealisierung*) be carried over laws \eidetischen Gesetzen\. So on top of
into research on the psyche. Admittedly, the first “static phenomenology” will be con¬
the phenomenological a priori does not structed in higher levels a dynamic or ge¬
comprise the complete a priori of psychol¬ netic phenomenology. As the first and
ogy, inasmuch as the psychophysical rela¬ founding genesis it will deal with that of
tionship as such has its own a priori. It is passivity —genesis in which the “I” does not
clear, however, that this a priori will presup¬ actively participate. Here lies the new task,
pose that of a pure phenomenological psy¬ an all-embracing eidetic phenomenology of
chology, just as on the other side it will pre¬ association, a latter-day rehabilitation of
suppose the pure a priori of a physical (and David Hume’s great discovery, involving an
specifically the organic) Nature as such. account of the a priori genesis out of which a
The systematic construction of a phe¬ real spatial world constitutes itself for the
nomenological pure psychology demands: mind in habitual acceptance. There follows
(1) The description of the peculiarities from this the eidetic theory dealing with the
development of personal habituality, in
*By this expression (Limes-Idealisierung), Husserl which the purely mental “I” within the in¬
would seem to mean idealisation to exact (mathemati¬ variant structural forms of consciousness ex¬
cal) limits. ists as personal “I” and is conscious of itself
PHENOMENOLOGY 27

in habitual continuing being and as always exposes the fundamental absurdity of psy¬
being transformed. For further investiga¬ chologism but also does justice to its tran-
tion, there offers itself an especially inter¬ scendentally significant kernel of truth. The
connected stratum at a higher level: the sources of its continuous historical power are
static and then the genetic phenomenology drawn from out of a double sense [an ambi¬
of reason. guity] of all the concepts of the subjective,
which arises as soon as the transcendental
II. Phenomenological Psychology and question is broached. The uncovering of this
Transcendental Phenomenology ambiguity involves [us in the need for] at
once the sharp separation, and at the time
6. Descartes' Transcendental Turn and the parallel treatment, of pure phenomeno¬
Locke’s Psychologism. logical psychology (as the scientifically
rigorous form of a psychology purely of in¬
The idea of a purely phenomenological ner experience) and transcendental phe¬
psychology does not have just the function nomenology as true transcendental philoso¬
described above, of reforming empirical phy. At the same time this will justify our
psychology. For deeply rooted reasons, it advance discussion of psychology as the
can also serve as a preliminary step for laying means of access to true philosophy. We will
open the essence of a transcendental phe¬ begin with a clarification of the true tran¬
nomenology. Historically, this idea too did scendental problem, which in the initially
not grow out of the peculiar needs of psy¬ obscure unsteadiness of its sense makes one
chology proper. Its history leads us back to so very prone (and this applies already to
John Locke’s notable basic work, and the Descartes) to shunt it off to a side track.
significant development in Berkeley and
Hume of the impetus it contained. Already
7. The Transcendental Problem.
Locke’s restriction to the purely subjective
was determined by extra-psychological in¬ To the essential sense of the transcenden¬
terests: psychology here stood in the service tal problem belongs its all-inclusiveness, in
of the transcendental problem awakened which it places in question the world and all
through Descartes. In Descartes’ Medita¬ the sciences investigating it. It arises within
tions, the thought that had become the a general reversal of that “natural attitude”
guiding one for “first philosophy” was that in which everyday life as a whole as well as
all of “reality,” and finally the whole world the positive sciences operate. In it [the natu¬
of what exists and is so for us, exists only as ral attitude] the world is for us the self-
the presentational content of our presenta¬ evidently existing universe of realities which
tions, as meant in the best case and as evi¬ are continuously before us in unquestioned
dently reliable in our own cognitive life. givenness. So this is the general field of our
This is the motivation for all transcendental practical and theoretical activities. As soon
problems, genuine or false. Descartes’ as the theoretical interest abandons this nat¬
method of doubt was the first method of ex¬ ural attitude and in a general turning
hibiting “transcendental subjectivity,” and around of our regard directs itself to the life
his ego cogito led to its first conceptual for¬ of consciousness — ^ which the “world” is
mulation. In Locke, Descartes’ transcenden- for us precisely that, the world which is pres¬
tally pure mens is changed into the “human ent to ar-we find ourselves in a new cogni¬
mind,” whose systematic exploration tive attitude [or situation]. Every sense
through inner experience Locke tackled out which the world has for us (this we now be¬
of a transcendental-philosophical interest. come aware of), both its general indetermi¬
And so he is the founder of psychologism — nate sense and its sense determining itself
as a transcendental philosophy founded according to the particular realities, is,
through a psychology of inner experience. within the internality of our own perceiving,
The fate of scientific philosophy hangs on imagining, thinking, valuing life-process, a
the radical overcoming of every trace of psy¬ conscious sense, and a sense which is formed
chologism, an overcoming which not only in subjective genesis. Every acceptance of
28 HUSSERL’S INTRODUCTIONS TO PHENOMENOLOGY

something as validly existing is effected For it is precisely as meant by us, and from
within us ourselves; and every evidence in nowhere else than in us, that it has gained
experience and theory that establishes it, is and can gain its sense and validity.
operative in us ourselves, habitually and Next we take yet another important step,
continuously motivating us. This [principle] which will raise the “transcendental” prob¬
concerns the world in every determination, lem (having to do with the being-sense of
even those that are self-evident: that what “transcendent” relative to consciousness) up
belongs in andfor itself to the world, is how to the final level. It consists in recognizing
it is, whether or not I, or whoever, become that the relativity of consciousness referred
by chance aware of it or not. Once the world to just now applies not just to the brute fact
in this full universality has been related to of our world but in eidetic necessity to every
the subjectivity of consciousness, in whose conceivable world whatever. For if we vary
living consciousness it makes its appearance our factual world in free fantasy, carrying it
precisely as “the” world in its varying sense, over into random conceivable worlds, we are
then its whole mode of being acquires a di¬ implicitly varying ourselves whose environ¬
mension of unintelligibility, or rather of ment the world is: we each change ourselves
questionableness. This “making an appear¬ into a possible subjectivity, whose environ¬
ance” [Auftreten\, this being-for-us of the ment would always have to be the world that
world as only subjectively having come to was thought of, as a world of its [the subjec¬
acceptance and only subjectively brought tivity’s] possible experiences, possible theo¬
and to be brought to well-grounded evident retical evidences, possible practical life. But
presentation, requires clarification. Because obviously this variation leaves untouched
of its empty generality, one’s first awaken¬ the pure ideal worlds of the kind which have
ing to the relatedness of the world to con¬ their existence in eidetic universality, which
sciousness gives no understanding of how are in their essence invariable; it becomes
the varied life of consciousness, barely dis¬ apparent, however, from the possible vari¬
cerned and sinking back into obscurity, ac¬ ability of the subject knowing such identical
complishes such functions: how it, so to say, essences (Identitaten\, that their cognizabil-
manages in its immanence that something ity, and thus their intentional relatedness
which manifests itself can present itself as does not simply have to do with our de facto
something existing in itself, and not only as subjectivity. With the eidetic formulation of
something meant but as something authen¬ the problem, the kind of research into con¬
ticated in concordant experience. Obviously sciousness that is demanded is the eidetic.
the problem extends to every kind of “ideal”
world and its “being-in-itself” (for example,
8. The Solution by Psychologism as a Tran¬
the world of pure numbers, or of “truths in
scendental Circle.
themselves”). Unintelligibility is felt as a
particularly telling affront to ourvzry mode Our distillation of the idea of a phenom¬
of being [as human beings]. For obviously enologically pure psychology has demon¬
we are the ones (individually and in com¬ strated the possibility of uncovering by con¬
munity) in whose conscious life-process the sistent phenomenological reduction what
real world which is present for us as such belongs to the conscious subject’s own es¬
gains sense and acceptance. As human crea¬ sence in eidetic, universal terms, according
tures, however, we ourselves are supposed to to all its possible forms. This includes those
belong to the world. When we start with the forms of reason [itself] which establish and
sense of the world \weltlichen Sinn\ given authenticate validity, and with this it in¬
with our mundane existing, we are thus cludes all forms of potentially appearing
again referred back to ourselves and our con¬ worlds, both those validated in themselves
scious life-process as that wherein for us this through concordant experiences and those
sense is first formed. Is there conceivable determined by theoretical truth. Accord¬
here or anywhere another way of elucidating ingly, the systematic carrying through of
[it] than to interrogate consciousness itself this phenomenological psychology seems to
and the “world” that becomes known in it? comprehend in itself from the outset in
PHENOMENOLOGY 29

foundational (precisely, eidetic) universality structures present in the world for these sub¬
the whole of correlation research on being jectivities, this accessibility involves the reg¬
and consciousness; thus it would seem to be ulations of its possible conscious life, which
the [proper] locus for all transcendental elu¬ in their typology will have to be uncovered.
cidation. On the other hand, we must not [Among] such categories are “lifeless
overlook the fact that psychology in all its things,” as well as men and animals with the
empirical and eidetic disciplines remains a internalities of their psychic life. From this
“positive science,” a science operating within starting point the full and complete being-
the natural attitude, in which the simply sense of a possible world, in general and in
present world is the thematic ground. What regard to all its constitutive categories, shall
it wishes to explore are the psyches and com- be elucidated. Like every meaningful ques¬
mynities of psyches that are [actually] to be tion, this transcendental question presup¬
found in the world. Phenomenological re¬ poses a ground of unquestioned being, in
duction serves as psychological only to the which all means of solution must be con¬
end that it gets at the psychical aspect of ani¬ tained. This ground is here the [anony¬
mal realities in its pure own essential speci¬ mous] subjectivity of that kind of conscious
ficity and its pure own specific essential in¬ life in which a possible world, of whatever
terconnections. Even in eidetic research kind, is constituted as present. However, a
[then], the psyche retains the sense of being self-evident basic requirement of any ra¬
which belongs in the realm of what is pres¬ tional method is that this ground presup¬
ent in the world; it is merely related to possi¬ posed as beyond question is not confused
ble real worlds. Even as eidetic phenome- with what the transcendental question, in
nologist, the psychologist is transcendentally its universality, puts into question. Hence
naive: he takes the possible “minds” (“I”- the realm of this questionability includes
subjects) completely according to the rela¬ the whole realm of the transcendentally
tive sense of the word as those of men and naive and therefore every possible world
animals considered purely and simply as simply claimed in the natural attitude. Ac¬
present in a possible spatial world. If, how¬ cordingly, all possible sciences, including all
ever, we allow the transcendental interest to their various areas of objects, are transcen¬
be decisive, instead of the natural-worldly, dentally to be subjected to an epoche. So
then psychology as a whole receives the also psychology, and the entirety of what is
stamp of what is transcendentally problem¬ considered the psychical in its sense. It
atic; and thus it can by no means supply the would therefore be circular, a transcenden¬
premises for transcendental philosophy. tal circle, to base the answer to the transcen¬
The subjectivity of consciousness, which, as dental question on psychology, be it empiri¬
psychic being, is its theme, cannot be that to cal or eidetic-phenomenological. We face at
which we go back in our questioning into this point the paradoxical ambiguity: the
the transcendental. subjectivity and consciousness to which the
In order to arrive at an evident clarity at transcendental question recurs can thus
this decisive point, the thematic sense of the really not be the subjectivity and conscious¬
transcendental question is to be kept sharply ness with which psychology deals.
in view, and we must try to judge how, in
keeping with it, the regions of the problem¬
9. The Transcendental-Phenomenological
atical and unproblematical are set apart.
Reduction and the Semblance of Tran¬
The theme of transcendental philosophy is a
scendental Duplication.
concrete and systematic elucidation of those
multiple intentional relationships, which in Are we then supposed to be dual beings
conformity with their essences belong to any — psychological, as human objectivities in
possible world whatever as the surrounding the world, the subjects of psychic life, and at
world of a corresponding possible subjectiv¬ the same time transcendental, as the sub¬
ity, for which it [the world] would be the jects of a transcendental, world-constituting
one present as practically and theoretically life-process? This duality can be clarified
accessible. In regard to all the objects and through being demonstrated with self-
30 HUSSERL’S INTRODUCTIONS TO PHENOMENOLOGY

evidence. The psychic subjectivity, the con¬ pure psychic subjectivity the subjectivity oc¬
cretely grasped “I” and “we” of ordinary curring there (but still within the world),
conversation, is experienced in its pure psy¬ the transcendental phenomenologist,
chic ownness through the method of through his absolutely all-embracing
phenomenological-psychological reduction. epoche, reduces this psychologically pure
Modified into eidetic form it provides the element to transcendental pure subjectivity,
ground for pure phenomenological psychol¬ [i.e.,] to that which performs and posits
ogy. Transcendental subjectivity, which is within itself the apperception of the world
inquired into in the transcendental prob¬ and therein the objectivating apperception
lem, and which subjectivity is presupposed of a “psyche [belonging to] animal realities.”
in it as an existing basis, is none other than For example, my actual current mental pro¬
again “I myself’ and “we ourselves”; not, cesses of pure perception, fantasy, and so
however, as found in the natural attitude of forth, are, in the attitude of positivity, psy¬
everyday or of positive science; i. e., apper- chological givens [or data] of psychological
ceived as components of the objectively inner experience. They are transmuted into
present world before us, but rather as sub¬ my transcendental mental processes if
jects of conscious life, in which this world through a radical epoche I posit as mere
and all that is present—for “us” —“makes” phenomena the world, including my own
itself through certain apperceptions. As human existence, and now follow up the in¬
men, mentally as well as bodily present in tentional life-process wherein the entire ap¬
the world, we are for “ourselves”; we are ap¬ perception “of” the world, and in particular
pearances standing within an extremely var¬ the apperception of my mind, my psycho¬
iegated intentional life-process, “our” life, logically real perception-processes, and so
in which this being on hand constitutes it¬ forth, are formed. The content of these
self “for us” apperceptively, with its entire processes, what is included in their own es¬
sense-content. The (apperceived) I and we sences, remains in this fully preserved, al¬
on hand presuppose an (apperceiving) I and though it is now visible as the core of an
we.Jbrwhich they are on hand, which, how¬ apperception practiced again and again psy¬
ever, is not itself present again in the same chologically but not previously considered.
sense. To this transcendental subjectivity we For the transcendental philosopher, who
have direct access through a transcendental through a previous all-inclusive resolve of
experience. Just as the psychic experience re¬ his will has instituted in himself the firm
quires a reductive method for purity, so habituality of the transcendental “bracket¬
does the transcendental. ing,” even this “mundanization” [Verwelt-
We would like to proceed here by intro¬ lichung, treating everything as part of the
ducing the transcendental reduction as built world] of consciousness which is omnipres¬
on the psychological reduction —as an addi¬ ent in the natural attitude is inhibited once
tional part of the purification which can be and for all. Accordingly, the consistent re¬
performed on it any time, a purification flection on consciousness yields him time af¬
that is once more by means of a certain ter time transcendentally pure data, and
epoche. This is merely a consequence of more particularly it is intuitive in the mode
the all-embracing epoche which belongs to of a new kind of experience, transcendental
the sense of the transcendental question. If “inner" experience. Arisen out of the me¬
the transcendental relativity of every possi¬ thodical transcendental epoche, this new
ble world demands an all-embracing brack¬ kind of “inner” experience opens up the lim¬
eting, it also postulates the bracketing of itless transcendental field of being. This
pure psyches and the pure phenomenologi¬ field of being is the parallel to the limitless
cal psychology related to them. Through psychological field, and the method of ac¬
this bracketing they are transformed into cess [to its data] is the parallel to the purely
transcendental phenomena. Thus, while the psychological one, i.e., to the psychological-
psychologist, operating within what for him phenomenological reduction. And again,
is the naturally accepted world, reduces to the transcendental I [or ego] and the tran-
PHENOMENOLOGY 31

scendental community of egos, conceived in exists from out of transcendental bestowal of


the full concretion of transcendental life are sense, of harmonious confirmation, and
the transcendental parallel to the I and we in from an habituality of lasting conviction
the customary and psychological sense, con¬ that belongs to it by essential necessity.
cretely conceived as mind and community of
minds, with the psychological life of con¬
10. Pure Psychology as Propaedeutic to
sciousness that pertains to them. My tran¬
scendental ego is thus evidently “different” Transcendental Phenomenology.
from the natural ego, but by no means as a Through the elucidation of the essentially
second, as one separated from it in the natu¬ dual meaning of the subjectivity of con¬
ral sense of the word, just as on the contrary sciousness, and also a clarification of the ei¬
it is by no means bound up with it or inter¬ detic science to be directed to it, we begin to
twined with it, in the usual sense of these understand on very deep grounds the histor¬
words. It is just the field of transcendental ical insurmountability of psychologism. Its
self-experience (conceived in full concrete¬ power lies in an essential transcendental
ness) which in every case can, through mere semblance which [because] undisclosed had
alteration of attitude, be changed into psy¬ to remain effective. Also from the clarifica¬
chological self-experience. In this transition, tion we have gained we begin to understand
an identity of the I is necessarily brought on the one hand the independence of the
about; in transcendental reflection on this idea of a transcendental phenomenology,
transition the psychological Objectivation and the systematic developing of it, from
becomes visible as self-objectivation of the the idea of a phenomenological pure psy¬
transcendental I, and so it is as if in every chology; and yet on the other hand the pro¬
moment of the natural attitude the I finds paedeutic usefulness of the preliminary
itself with an apperception imposed upon project of a pure psychology for an ascent to
it. If the parallelism of the transcendental transcendental phenomenology, a useful¬
and psychological experience-spheres has ness which has guided our present discus¬
become comprehensible out of a mere alter¬ sion here. As regards this point [i.e., the in¬
ation of attitude, as a kind of identity of the dependence of the idea of transcendental
complex interpenetration of senses of being, phenomenology from a phenomenological
then there also becomes intelligible the con¬ pure psychology], clearly the phenomeno¬
sequence that results from it, namely the logical and eidetic reduction allows of being
same parallelism and the interpenetration of immediately connected to the disclosing of
transcendental and psychological phenome¬ transcendental relativity, and in this way
nology implied in that interpenetration, transcendental phenomenology springs di¬
whose whole theme is pure intersubjectivity, rectly out of the transcendental intuition. In
in its dual sense. Only that in this case it has point of fact, this direct path was the histori¬
to be taken into account that the purely psy¬ cal path it took. Pure phenomenological
chic intersubjectivity, as soon as the it is sub¬ psychology as eidetic science in positivity
jected to the transcendental epoche, also was simply not available. As regards the sec¬
leads to its parallel, that is, to transcenden¬ ond point, i.e., the propaedeutic preference
tal intersubjectivity. Manifestly this parallel¬ of the indirect approach to transcendental
ism spells nothing less than theoretical phenomenology through pure psychology,
equivalence. Transcendental intersubjectiv¬ [it must be remembered that] the transcen¬
ity is the concretely autonomous absolute dental attitude involves a change of focus
existing basis \Seinsboden\ out of which ev¬ from one’s entire form of life-style, one
erything transcendent (and, with it, every¬ which goes so completely beyond all previ¬
thing that belongs to the real world) obtains ous experiencing of life, that it must, in vir¬
its existential sense as that of something tue of its absolute strangeness, needs be dif¬
which only in a relative and therewith in¬ ficult to understand. This is also true of a
complete sense is an existing thing, namely transcendental science. Phenomenological
as being an intentional unity which in truth psychology, although also relatively new.
32 HUSSERL’S INTRODUCTIONS TO PHENOMENOLOGY

and in its method of intentional analysis transcendental phenomena and especially


completely novel, still has the accessibility the synthetic total structures in which alone
which is possessed by all positive sciences. they are concretely possible—those of the
Once this psychology has become clear, at transcendental single subjects bound to
least according to its sharply defined idea, communities of subjects is eo ipso the a pri¬
then only the clarification of the true sense ori science of all conceivable beings. But [it
of the transcendental-philosophical field of is the science] then not merely of the Total¬
problems and of the transcendental reduc¬ ity of objectively existing beings, and cer¬
tion is required in order for it to come into tainly not in an attitude of natural positiv¬
possession of transcendental phenomenol¬ ity; rather, in the full concretion of being in
ogy as a mere reversal of its doctrinal content general which derives its sense of being and
into transcendental terms. The basic diffi¬ its validity from the correlative intentional
culties for penetrating into the terrain of the constitution. This also comprises the being
new phenomenology fall into these two of transcendental subjectivity itself, whose
stages, namely that of understanding the nature it is demonstrably to be constituted
true method of “inner experience,” which transcendentally in and for itself. Accord¬
already belongs to making possible an “ex¬ ingly, a phenomenology properly carried
act” psychology as rational science of facts, through is the truly universal ontology, as
and that of understanding the distinctive over against the only illusory all-embracing
character of the transcendental methods and ontology in positivity—and precisely for this
questioning. True, simply regarded in itself, reason it overcomes the dogmatic one¬
an interest in the transcendental is the high¬ sidedness and hence unintelligibility of the
est and ultimate scientific interest, and so it latter, while at the same time it comprises
is entirely the right thing (it has been so his¬ within itself the truly legitimate content [of
torically and should continue) for transcen¬ an ontology in positivity] as grounded origi¬
dental theories to be cultivated in the auton¬ nally in intentional constitution.
omous, absolute system of transcendental
philosophy; and to place before us, through
12. Phenomenology and the Crisis in the
showing the characteristic features of the
Foundations of the Exact Sciences.
natural in contrast to the transcendental at¬
titude, the possibility within transcendental If we consider the how of this inclusion,
philosophy itself of reinterpreting all tran¬ we find that what is meant is that every a
scendental phenomenological doctrine [or priori is ultimately prescribed in its validity
theory] into doctrine [or theory] in the of being precisely as a transcendental
realm of natural positivity. achievement; i.e., it is together with the es¬
sential structures of its constitution, with
III. Transcendental Phenomenology and the kinds and levels of its givenness and con¬
Philosophy as Universal Science with firmation of itself, and with the appertain¬
Absolute Foundations ing habitualities. This implies that in and
through the establishment of the a priori
11. Transcendental Phenomenology as the subjective method of this establishing is
Ontology. itself made transparent, and that for the a
priori disciplines which are founded within
Remarkable consequences arise when one phenomenology (for example, as mathe¬
weighs the significance of transcendental matical sciences) there can be no “paradoxes”
phenomenology. In its systematic develop¬ and no “crises of the foundations.” The con¬
ment, it brings to realization the Leibnizian sequence that arises [from all this] with ref¬
idea of a universal ontology as the systematic erence to the a priori sciences that have come
unity of all conceivable a priori sciences, into being historically and in transcendental
but on a new foundation which overcomes naivete is that only a radical, phenomeno¬
“dogmatism” through the use of the tran¬ logical grounding can transform them into
scendental phenomenological method. Phe¬ true, methodical, fully self-justifying sci¬
nomenology as the science of all conceivable ences. But precisely by this they will cease to
PHENOMENOLOGY 33

be positive (dogmatic) sciences and become plained] above, is identical with this phi¬
dependent branches of the one phenome¬ losophy which encompasses all genuine
nology as all-encompassing eidetic ontology. knowledge. It is divided into eidetic phe¬
nomenology (or all-embracing ontology) as
13. The Phenomenological Grounding of first philosophy, and as second philosophy,
the Tactual Sciences in Relation to Em¬ [it is] the science of the universe of facta, or
pirical Phenomenology. of the transcendental intersubjectivity that
synthetically comprises all facta. First philos¬
The unending task of presenting the ophy is the universe of methods for the sec¬
complete universe of the a priori in its tran¬ ond, and is related back into itself for its
scendental relatedness-back-to-itself [or methodological grounding.
selfireference], and thus in its self-sufficiency
and perfect methodological clarity, is itself a
15. The “Ultimate and Highest ’’ Problems
function of the method for realization of an
as Phenomenological.
all-embracing and hence fully grounded sci¬
ence of empirical fact. Within [the realm of] In phenomenology all rational problems
positive reality [Positivitat\, genuine (rela¬ have their place, and thus also those that
tively genuine) empirical science demands traditionally are in some special sense or
the methodical establishing-of-a-foundation other philosophically significant. For out of
[Tundamentierung] through a correspond¬ the absolute sources of transcendental expe¬
ing a priori science. If we take the universe rience, or eidetic intuiting, they first [are
of all possible empirical sciences whatever able to] obtain their genuine formulation
and demand a radical grounding that will and feasible means for their solution. In its
be free from all “foundation crises,” then we universal relatedness-back-to-itself, phe¬
are led to the all-embracing a priori of the nomenology recognizes its particular func¬
radical and that is [and must \se.\phenome¬ tion within a possible life of mankind
nological grounding. The genuine form of [Menschheitsleben\ at the transcendental
an all-embracing science of fact is thus the level. It recognizes the absolute norms
phenomenological [form], and as this it is which are to be picked out intuitively from
the universal science of the factual transcen¬ it [life of mankind], and also its primordial
dental intersubjectivity, [resting] on the me¬ teleo-logical-tendential structure in a direct-
thodical foundation of eidetic phenomenol¬ edness towards disclosure of these norms
ogy as knowledge applying to any possible and their conscious practical operation. It
transcendental subjectivity whatever. Hence recognizes itself as a function of the all-
the idea of an empirical phenomenology embracing reflective meditation of (tran¬
which follows after the eidetic is understood scendental) humanity, [a self-examination]
and justified. It is identical with the com¬ in the service of an all-inclusive praxis of rea¬
plete systematic universe of the positive sci¬ son; that is, in the service of striving towards
ences, provided that we think of them from the universal ideal of absolute perfection
the beginning as absolutely grounded meth¬ which lies in infinity, [a striving] which
odologically through eidetic phenomenology. becomes free through [the process of] disclo¬
sure. Or, in different words it is a striving in
14. Complete Phenomenology as All- the direction of the idea (lying in infinity) of
embracing Philosophy. a humanness which in action and through¬
out would live and move [be, exist] in truth
Precisely through this is restored the most and genuineness. It recognizes its self-
primordial concept of philosophy—as all- reflective function [of self-examination] for
embracing science based on radical self¬ the relative realization of the correlative
justification, which is alone [truly] science in practical idea of a genuine human life
the ancient Platonic and again in the Carte¬ [Menschheitsleben] in the second sense
sian sense. Phenomenology rigorously and (whose structural forms of being and whose
systematically carried out, phenomenology practical norms it is to investigate), namely
in the broadened sense [which we have ex¬ as one [that is] consciously and purposively
34 HUSSERL’S INTRODUCTIONS TO PHENOMENOLOGY

directed towards this absolute idea. In short, proves its identity to be the only possible
the metaphysically teleological, the ethical, sense of [the term] “absolute” being—over
and the problems of philosophy of history, against all “objective” being that is relative
no less than, obviously, the problems of to it—namely, as the “for-itself”—being of
judging reason, lie within its boundary, no transcendental subjectivity. Likewise: Em¬
differently from all significant problems piricism can only be overcome by the most
whatever, and all [of them] in their inmost universal and consistent empiricism, which
synthetic unity and order as [being] of tran¬ puts in place of the restricted [term] “experi¬
scendental spirituality \Geistigkeit\. ence” of the empiricists the necessarily
broadened concept of experience [inclusive]
16. The Phenomenological Resolution of of intuition which offers original data, an
intuition which in all its forms (intuition of
All Philosophical Antitheses.
eidos, apodictic self-evidence, phenomeno¬
In the systematic work of phenomenol¬ logical intuition of essence, etc.) shows the
ogy, which progresses from intuitively given manner and form of its legitimation
[concrete] data to heights of abstraction, the through phenomenological clarification.
old traditional ambiguous antitheses of the Phenomenology as eidetic is, on the other
philosophical standpoint are resolved—by hand, rationalistic: it overcomes restrictive
themselves and without the arts of an argu¬ and dogmatic rationalism, however,
mentative dialectic, and without weak ef¬ through the most universal rationalism of
forts and compromises: oppositions such as inquiry into essences, which is related uni¬
between rationalism (Platonism) and em¬ formly to transcendental subjectivity, to the
piricism, relativism and absolutism, subjec¬ I, consciousness, and conscious objectivity.
tivism and objectivism, ontologism and And it is the same in reference to the other
transcendentalism, psychologism and anti¬ antitheses bound up with them. The tracing
psychologism, positivism and metaphysics, back of all being to the transcendental sub¬
or the teleological versus the causal interpre¬ jectivity and its constitutive intentional
tation of the world. Throughout all of these, functions leaves open, to mention one more
[one finds] justified motives, but through¬ thing, no other way of contemplating the
out also half-truths or impermissible abso¬ world than the teleological. And yet phe¬
lutizing of only relatively and abstractively nomenology also acknowledges a kernel of
legitimate one-sidednesses. truth in naturalism (or rather sensationism).
Subjectivism can only be overcome by That is, by revealing associations as inten¬
the most all-embracing and consistent sub¬ tional phenomena, indeed as a whole basic
jectivism (the transcendental). In this [lat¬ typology of forms of passive intentional syn¬
ter] form it is at the same time objectivism thesis with transcendental and purely pas¬
[of a deeper sort], in that it represents the sive genesis based on essential laws, phe¬
claims of whatever objectivity is to be dem¬ nomenology shows Humean fictionalism to
onstrated through concordant experience, contain anticipatory discoveries; particularly
but admittedly [this is an objectivism in his doctrine of the origin of such fictions
which] also brings out its full and genuine as thing, persisting existence, causality-
sense, against which [sense] the supposedly anticipatory discoveries all shrouded in ab¬
realistic objectivism sins by its failure to un¬ surd theories.
derstand transcendental constitution. Rela¬ Phenomenological philosophy regards it¬
tivism can only be overcome through the self in its whole method as a pure outcome
most all-embracing relativism, that of tran¬ of methodical intentions which already ani¬
scendental phenomenology, which makes mated Greek philosophy from its begin¬
intelligible the relativity of all “objective” nings; above all, however, [it continues] the
being [or existence] as transcendentally con¬ still vital intentions which reach, in the two
stituted; but at one with this [it makes intel¬ lines of rationalism and empiricism, from
ligible] the most radical relativity, the relat¬ Descartes through Kant and German ideal¬
edness of the transcendental subjectivity to ism into our confused present day. A pure
itself. But just this [relatedness, subjectivity] outcome of methodical intentions means
PHENOMENOLOGY 35

real method which allows the problems to phenomenologist foreswear the ideal of a
be taken in hand and completed. In the way philosophic system and yet as a humble
of true science this path is endless. Accord¬ worker in community with others, live for a
ingly, phenomenology demands that the perennial philosophy \philosophiaperennis].
3
Introduction to
“Author’s Preface to the English Edition of Ideas'
M. VAN DE PITTE

i Almost the whole of Part II, on the “funda¬


mental phenomenological outlook” (27-60),
Most of the first draft of Husserl’s Ideen came in for detailed criticism. Particularly
zu einer reinen Phanomenologie undpha- troublesome notions in Part III included the
nomenologischen Philosophic, Book I, was “method of clarification” (66, 68, 125),
produced in a very short period — six to eight “neutralization” (113-118), “noema” (88-92,
weeks during the summer of 1912.1 Husserl 98), and “hyle/morphe” (85). Although
was inclined to carry on immediately with seminar discussions apparently did not ex¬
the projected continuation (the posthu¬ tend so far as to include Part IV, naturally
mously published Books II and III) but was the difficulties discerned in the earlier sec¬
obliged instead to concern himself with pre¬ tions affected the cogency of the position
paring the material that he had already developed there.2
completed for press. Ideen I appeared on But clearly the most contentious feature
schedule in the first issue of the Jahrbuch fur of Ideen I proved to be Husserl’s idealism.
Philosophic und phanomenologische For- Husserl was absolutely convinced that ideal¬
schung (1913), although Husserl was not ism was logically entailed by the goals and
convinced that it alone constituted a com¬ methods of phenomenology. His students,
prehensive and persuasive account of his however, as well as other philosophers com¬
new philosophical science. mitted to Husserl’s concept of a philosophi¬
Husserl adopted Ideen I as a seminar text cal science, could only regard the idealist
in the summer of 1913 and continued to use element as unnecessary and unfortunate.3
it for several semesters. Sections of the book An additional problem of no less impor¬
were analyzed systematically and in pains¬ tance came to light later, when Husserl
taking detail, disclosing not only infelicitous became more deeply involved in the clarifi¬
presentations of certain notions but also cation of the idea of a phenomenological
what some of his distinguished Gottingen psychology. It became quite apparent that
students took to be important substantive in the ideen the distinction between phe¬
problems. His students’ testimony, and also nomenological psychology and transcenden¬
the marginalia in Husserl’s copies of the tal philosophy had neither been clearly
text, indicate that the crucial first chapter of drawn nor consistently maintained. The re¬
Part I proved to be extremely problematic. sult was a barely perceptible shifting back
The notion of the “eidetic” (sections 1-9) and forth between the two viewpoints.4
was inadequately developed, and the im¬ After his move to Freiburg in 1917, Hus¬
portant transitional “logical considerations” serl no longer used Ideen I as a text but con¬
(10-17) were found to be opaquely subtle. tinued writing critical commentary on it,

36
AUTHOR’S PREFACE TO THE ENGLISH EDITION OF IDEAS 37

although apparently without any thought felt to be absolutely necessary.7 Included


toward doing a systematic revision of the with that letter was the brief preface re¬
whole. The second edition (1922) contained printed here. Its significance lies in the fact
only minor emendations, and the third that it is the only commentary that Husserl
(1928) was little more than a new impression ever published on the Ideen and, more im¬
of the first. portantly, that it contains the most explicit
A fresh opportunity to improve the text and sustained defense of his idealism.8
arose in July of 1928, when the Australian
philosopher William Ralph Boyce Gibson II
wrote to Husserl proposing to do an English
translation of it.5 Husserl agreed to help and The preface is primarily an overview of
to supply a preface and epilogue. It is sup¬ the terrain covered by phenomenological
posed, on the basis of notes that Husserl philosophy, together with a brief considera¬
made, that the primary function of the pref¬ tion of the two primary objections to the
ace would be to situate phenomenology phenomenological program. Husserl begins
within the philosophic tradition.6 The con¬ by characterizing phenomenology as the sci¬
tributions of the important “precursors”— ence of transcendental subjectivity, a disci¬
Locke, Berkeley, Hume, Bolzano, Brentano pline that differs from the remainder of
— would be discussed in some detail. Char¬ philosophy, and from the sciences of natural
acteristic misinterpretations, especially experience, in precise and nonmysterious
those of phenomenology as a subjective ide¬ ways.9 Its purpose is, in effect, to map the
alism and as a psychologism, would be con¬ structure of the possible. Like its analogue,
fronted and shown to be groundless. The mathematics, it makes use of facts, in this
epilogue, on the other hand, would be en¬ case the facts of natural experience, in order
tirely positive. It would sketch the course of to understand the universal (essences, mean¬
phenomenology’s development since the ings), which make the facts intelligible.
publication of Ideen I, paying particular at¬ Ideen I (Ideas), in addition to explaining
tention to the possibility of an alternative the nature of the new science, also presents
approach to phenomenology through a psy¬ its axioms, which state the basic structures of
chological science. (transcendental) consciousness. An under¬
After carefully combing Ideen I again, to standing of the method used to isolate these
isolate particularly troublesome passages, axioms is crucial to an understanding of
Husserl decided that a preface and epilogue, phenomenology. If one does not get clear
however substantial, would be insufficient. about the function of the phenomenological
The book needed to be extensively reworked, reduction, particularly, it becomes impossi¬
particularly the material on the reduction, ble to distinguish between transcendental
the noesis/noema distinction, and the con¬ (phenomenological) philosophy and phe¬
stitutive problematic. This reworking would nomenological (descriptive) psychology.10
destroy the bases for the customary misinter¬ Critics who accuse Husserl of psychologism
pretations and of course eliminate the need have simply failed, so Husserl contends, to
for a preface and epilogue. see how the method transforms the data.
Husserl set about this task of revision in The path to the “transcendental con¬
earnest, but his plans were not carried sciousness,” the basic category of phenome¬
through. Gibson, after several months of nological philosophy, does of course traverse
heroic labor on the 1928 edition, was under¬ psychological terrain. It runs from ordinary
standably reluctant to wait for a significantly experience (“me,” here, with others, in a
altered text. He was doubtless relieved when public world), to an (introspective) empiri¬
he received a letter from Husserl, dated Oc¬ cal psychology (“my” experience typified,
tober 23, 1929, in which Husserl confessed the psychic as distinct from the nonpsychic),
that not only was he too exhausted to carry to phenomenological psychology (the essen¬
on with the project but that he had also un¬ tial structures of psychic phenomena, of
derestimated the consequences for the rest “soul,” or “consciousness”), to transcenden¬
of the text of the limited revisions he had tal phenomenology (the structure and con-
38 HUSSERL’S INTRODUCTIONS TO PHENOMENOLOGY

stituting functions of transcendental subjec¬ in short compass in the preface. It is too


tivity). Because the focus remains on the much to expect that so much material could
subject throughout, because transcendental be summarized lucidly or that standard in¬
consciousness is taken to be functionally terpretations could be shown conclusively to
(because we are engaged in a critique of cog¬ be mistaken. He was primarily interested in
nition) a priori in relation to the world, phe¬ stimulating enough curiosity to induce oth¬
nomenology is an “idealist” position. ers to explore for themselves the new region
To those who reject his philosophy be¬ of inquiry. To do that, one must adopt the
cause it is an idealism, Husserl points out transcendental attitude. Reading about it
that phenomenological idealism is sui ge¬ will not suffice. It is in order, however, to
neris and bears no resemblance to classical ask if Husserl made any significant headway
idealist positions. To underscore the point, in his efforts to dissolve the principal
he affirms unequivocally his orthodox meta¬ criticisms of his position, by showing that
physical realism. (The fact that he shares they are based on misinterpretations of
our usual realist assumptions has, of course, Ideas. Specifically, has he said anything new
no bearing on what he does as a phenome- and helpful in the preface about the distinc¬
nologist.) tion between phenomenological psychology
Both the precise nature of his idealism and transcendental philosophy, enough to
and the nonpsychologistic character of phe¬ persuade us that he really can avoid a tran¬
nomenology are more easily recognized, scendental psychologism? Secondly, has he
Husserl argues, when one understands clearly made progress toward establishing that his
the difference between phenomenological “transcendental idealism,” although logi¬
psychology and transcendental philosophy. cally entailed, is not of a piece with the “ab¬
That distinction is not obvious because the surd” idealism normally contrasted with
two disciplines are precisely isomorphic. realism?
Husserl emphasizes the naturalistic roots of At the time that Husserl was writing
the psychology and the fact that the phe¬ Ideas, he did not have a fully developed the¬
nomenological reduction effectively severs ory of phenomenological psychology, al¬
the connection between these roots and the though he had obviously worked out the ru¬
a priori philosophy. Furthermore, phenom¬ dimentary notions.11 In retrospect, he judged
enology, unlike psychology, takes into ac¬ that Ideas had led up to the exposition of
count the objects, the meanings intended, the proper region of philosophical inquiry in
in its analyses of intentional experiences. a rather abrupt and naive way—proceeding
But were it not for the reduction, which so directly from the level of the natural atti¬
many commentators tend to regard as a dis- tude to the transcendental level. An ap¬
pensible aspect of the method, Phenome¬ proach mediated by a phenomenological
nology would indeed be ‘merely’ psychol¬ psychology would have been more easily un¬
ogy, the putative philosophy would indeed derstood, and perhaps more natural as well.
be just a peculiarly complicated instance of But even the mature accounts of phenome¬
psychologism. nological psychology12 strike many critics as
The conclusion contains the celebrated being virtually indistinguishable from the
remarks about Husserl’s status as a profes¬ account of transcendental philosophy given
sional neophyte. He can only hope to rough in Ideas. Both disciplines are described as
in the parameters, to sketch the methods, of ‘science of consciousness’, and both bear the
the newest and the most crucial of the sci¬ peculiar marks of a foundational phenome¬
ences. Ideas is only a collection of “frag¬ nological science—i.e., they are both a priori,
ments,” but these fragments establish, for eidetic, intentional, descriptive, intuitive,
the first time, the possibility of objective etc., science. What, then, differentiates
science. them? Is it in fact either of the indices that
Husserl mentions in the preface?
Ill The first index—that the philosophical
science does, and the psychological science
Husserl attempted to achieve a great deal does not, take into account the noematic
AUTHOR’S PREFACE TO THE ENGLISH EDITION OF IDEAS 39

(the object intended) aspect of the inten¬ sufficient as a basis for an objective distinc¬
tional experiences investigated—does not tion between two sciences. Husserl’s claim
appear sufficient to the task of distinction at that it is, that the indiscernibles are non¬
hand. It is not in fact possible to describe an identical when one knows the mind of the
intentional experience from any standpoint beholder, cannot, it seems, be supported by
without taking into account the intentional argument. Nuances do not lend themselves
object.13 (That is, both the phenomenologi¬ to explication. Moreover, the location of the
cal psychologist and the phenomenological basis for the distinction in subjective atti¬
epistemologist must know what is intended tudes, rather than in the bodies of the rele¬
in order to distinguish between perceiving, vant sciences, actually lends credence to the
imagining, remembering, etc.) The fact charge of psychologism that the “nuance”
that the psychologist, after his initial identi¬ theory was intended to rebut.
fication of the intentional object, then fo¬ In Husserl’s final work, the Crisis, only
cuses on the noetic aspect of the complex lip service is given to the distinction.15 Phe¬
intentional act shows at best that phenome¬ nomenological psychology, only possible
nological psychology is not the whole of within the “transcendental horizon,” inevi¬
transcendental philosophy. tably transforms itself into transcendental
Perhaps the other index—psychology’s philosophy without, Husserl adds, ceasing
persisting rootedness in its mundane point to be itself. Either this trans-substantiation
of departure—is alone sufficient to account cannot be conceptualized or, as is more likely,
for the generic difference between the two the distinction is not genuine.
disciplines. But one cannot determine The defense of his idealism, which Hus¬
whether this is so by examining the contents serl undertook in the preface, is, it would
of the respective disciplines. The contents seem, more successful than his refutation of
are, as the preface asserts, precisely the psychologism.16 Unfortunately, very few crit¬
same, acquiring now a psychological, now a ics seem to have noted this.
philosophical, intelligibility (Seinssinn) as a Let us define realism simply, in terms of
function of the attitude taken toward it. If the commonsense belief that a world of ma¬
the difference is in fact identifiable, it will terial objects exists independently of any¬
be by virtue of getting perfectly clear about one’s awareness of it. Idealism we will take
the determinative Nuancierung, the deli¬ to be, among other things, the denial of this
cate shift in perspective, whereby the trans¬ view. Husserl’s phenomenology has been in¬
formation takes place. terpreted by some as being a realism and by
Such clarification could only issue from a others as being an idealism.17 It is indisput¬
careful examination of phenomenological able that both interpretations can be strongly
procedures, in the hands of the psychologist supported with textual evidence. It is equally
and the philosopher respectively. Specifi¬ obvious that neither interpretation can be
cally, it would be necessary to show how correct, simpliciter. To shed some light on
phenomenological-psychological reducing what is amiss with the idealist interpretation
differs from transcendental phenomenolog¬ will, at the same time, disclose the fallacy of
ical reducing. Those who have tried have the realist perspective.
usually discovered a resemblance “so striking Perhaps the most common perspective on
that one could believe the two to be com¬ Husserl’s idealism is still that of his Got¬
pletely identical.”14 If that is the case, then tingen students: Husserl began philosophiz¬
one is forced once again to seek the differ¬ ing in fidelity to the realist cause but was
ence in the direction that Husserl indicates misled by the epoche into idealist byways
— in the attitudes of the practitioners of the from which it was impossible to return. His
reduction. reasoning can be accounted for but not con¬
Why have some critics been reluctant to doned. He became “entrapped” within con¬
seek the distinction in the quarter indi¬ sciousness, unable to make use of the Carte¬
cated? Simply because it is difficult to be¬ sian expedient for extricating himself. In
lieve, except on faith, that a subtle differ¬ this version, Husserl is merely tragic. In a re¬
ence of perspective ( a subjective attitude) is lated version, in which the idealist turn is
40 HUSSERL’S INTRODUCTIONS TO PHENOMENOLOGY

neither condoned nor accountable, Husserl shared; and second, that to any given person,
appears to be rather more simpleminded the intelligibility of existential claims origi¬
than tragic. His idealism is simply a “sad nates in his own immediate experience.”21 It
mistake.”18 He simply assumes “without ar¬ has been noted that virtually every major
gument that an idealist explication of the philosopher since Descartes has in some way
sense of the being of the world is the correct or another espoused this view.22 Surely Hus¬
one.”19 The mistake is that of transforming serl is to be numbered with them.
phenomenology into an idealist metaphys¬ If we suppose that the idealism in ques¬
ics while continuing to insist that a necessary tion is epistemological (or methodological),
condition for phenomenological objectivity then passages that are ambiguous when
is consistent employment of the epoche, looked at metaphysically become perfectly
which permanently disallows all metaphysi¬ clear. Take a specimen from the preface:
cal assertions, idealist or otherwise.
“The result of the phenomenological clarification
It is not likely that Husserl would have
of the meaning of the manner of existence of the
permitted himself to be caught in such a real world (and, eidetically, of a real world gener¬
fatal and elementary muddle. The matter is ally) is that only transcendental subjectivity has
in fact a muddle only when viewed through ontologically the meaning of Absolute Being,
metaphysical glasses. When Husserl claims that it only is non-relative, that is relative only to
that his idealism is something quite new, itself, whereas the real world indeed exists, but in
and that it has nothing to do with the classi¬ respect of essence is relative to transcendental
cal realism-idealism debate, he doubtless subjectivity, and in such a way that it can have its
has it in mind that, as a result of methodo¬ meaning as existing reality only as the intentional
logical strictures, his idealism is not a meta¬ meaning-product of transcendental subjectivity
[my italics].”
physical position at all. This is not to deny
that it superficially resembles one. But in The talk here is clearly about meaning,
order to be genuinely metaphysical it would not being; and as talk about how we view
have to constitute a response to the central the world, rather than about the way the
question about “what there is” that animates world is “in itself,” it makes considerable
the realism-idealism debate. Husserl does sense. If one interprets it metaphysically, it
not address this issue, however. He does not is contradictory —the world does and does
ask questions such as, “What really exists?” not exist independently of consciousness.
“Are there things that exist independently Because innumerable ambiguities of this
of my awareness of them?” “Are ‘things’ ac¬ sort in Husserl’s writings are cleared up
tually ideas?” Moreover, he actually contests when the “epistemological” interpretation is
the claim, although it is not consistent for adopted, that interpretation likely repre¬
him to do so, that nothing exists except the sents the fairest reading of Husserl.
transcendental ego and its ideas.20 The preface did not succeed in laying to
‘Idealism’ designates an epistemological rest the vigorous ghost of psychologism or
view as well as a metaphysical one. As epis¬ even, it seems, the more ephemeral specter
temology, it embodies either of both of of vitiating idealism. It does, however, pre¬
these views: “First, that knowledge about sent as concise an account of the overall phe¬
existence and non-existence of everything nomenological project, and of the philo¬
outside the self originates in immediate ex¬ sophical elan behind it, as one is likely to
perience, or ‘the given’, which is not strictly find.

NOTES

1. For historical background on Ideas and on Husserliana 3; and W. R. Boyce Gibson, “From Husserl
Husserl’s preface see Karl Schuhmann, Die Dialektik to Heidegger: Excerpts from a 1928 Freiburg Diary by
der Phanomenologie, vol. 2, Retne Phanomenologie W. R. Boyce Gibson P Journal of the British Society for
undphdnomenologische Philosophie (The Hague: Nij- Phenomenology 2 (1971), pp. 58-81.
hoff, 1973). See also “Einleitung des Herausgebers,” 2. See Schuhmann, Dialektik, pp. 140-46.
AUTHOR’S PREFACE TO THE ENGLISH EDITION OF IDEAS 41

3. See ibid., pp. 141-42. See also Roman Ingar¬ Wissenschaftstheoretische Grundlagen der Psycholo¬
den, “Edith Stein on her Activity as an Assistant of Ed¬ gy, ed. K. Schneewind (Munich: Reinhardt, 1977).
mund Husserl, Philosophy and Phenomenological See also Gurwitsch, “Critical Study of Husserl’s Nach¬
Research 23 (1962), pp. 135-175. Two celebrated cri¬ wort,” (cited in note 8).
tiques written by students are Theodor Celms, Der 11. SeeJ. J. Kockelmans, “Husserl’s Original View
phanomenologische Idealismus Husserls (Riga: 1928); of Phenomenological Psychology,” in \\\% Phenomenol¬
and Ingarden, Der Streit um die Existenz der Welt, 3 ogy: The Philosophy of Edmund Husserl and Its Inter¬
vols. (Tubingen, West Germany: Max Niemeyer, 1964- pretation (Garden City, N.Y.: Doubleday, 1967), pp.
66). 418-449.
4. See Karl Schuhmann, Die Fundamentalbe- 12. These include, in addition to the Encyclopae¬
trachtung der Phanomenologie (The Hague: Nijhoff, dia Britannica article reprinted in the present volume,
1971), especially pp. xxviii-xxxvii. pp. 21-35, the Cartesian Meditations and Crisis.
5. Gibson’s translation eventually appeared in the 13. See the Encyclopaedia article cited in note 10.
Muirhead Library of Philosophy series, published by 14. Kockelmans, “Husserl’s Original View of Phe¬
Allen’& Unwin (London) in 1931. A new translation, nomenological Psychology,” 443-44.
by F. Kersten, is forthcoming from Nijhoff (The 15. Crisis, sections 57-59 and Appendix 10.
Hague).
16. See R. H. Holmes, “Is Transcendental Phe¬
6. See Schuhmann, Dialektik, pp. 164-65. Hus¬ nomenology Committed to Idealism?" The Monist 59
serl sketched a similar preface for the LU. See "Entwurf (1975), pp. 98-114.
einer Vorrede zu den Logischen Untersuchungen,” 17. For a review of the debate and for bibliographi¬
Tijdschrift voor Philosophie 1 (1939), pp. 106-133, cal data see Kockelmans, “Husserl’s Transcendental
319-339. See also Karl Schuhmann, “Forschungsnoti- Idealism,” (cited in note 11), pp. 183-193.
zen iiber Husserls ‘Entwurf einer Vorrede zu den 18. According to J. N. Findlay, “Phenomenology
Logischen Untersuchungen’,” Tijdschrift voor Philoso¬ and the Meaning of Realism,” in Phenomenology and
phic 4 (1972), pp. 513-524. Philosophic Understanding, ed. E. Pivcevie (New York:
7. See Schuhmann, Dialektik, p. 167. Cambridge University Press, 1975), pp. 143-158.
8. It appeared also in a slightly expanded and im¬ 19- W. Morriston, “Intentionality and the Phe¬
proved version addressed to German readers, “Nach- nomenological Method: A Critique of Husserl’s Tran¬
wort zu meinen Ideen . . . ,” Jahrbuch fur Philosophie scendental Idealism,1"Journal of the British Society for
und phanomenologische Forschung 11 (1930), re¬ Phenomenology 7 (1976), pp. 33-43. Additional re¬
printed in Husserliana 5. See Aron Gurwitsch, “Critical cent discussions of this problem are K. Ameriks,
Study of Husserl’s Nachwort,” in Studies in Phenome¬ “Husserl’s Realism,” Philosophical Review 86 (1977),
nology and Psychology (Evanston, Illinois: Northwest¬ pp. 498-519; and G. B. Madison, “Phenomenology
ern University Press, 1966), pp. 107-115. and Existentialism: Husserl and the End of Idealism,”
9. The contrary view is argued in R. Schmitt, in Husserl: Expositions and Appraisals, ed. F. Elliston
“Transcendental Phenomenology: Muddle or Mystery?” and P. McCormick (Notre Dame, Indiana: University
Journal of the British Society for Phenomenology 2 of Notre Dame Press, 1977), pp. 238-246.
(1971), pp. 19-27. 20. See Formal and Transcendental Logic, section
10. See “‘Phenomenology,’ Edmund Husserl’s Ar¬ 96b, and the Cartesian Meditations, sections 42, 62.
ticle for the Encyclopaedia Britannica" in the present 21. C. D. Rollins, “Solipsism,” in Encyclopedia of
volume, pp. 21-35. Contemporary phenomenological Philosophy 7, ed. P. A. Edwards (New York: Macmil¬
psychology is presented in relation to its Husserlian lan, 1967), 490. Most of Rollins' remarks about solip¬
roots in C. F. Graumann and A. Metraux, “Die pha¬ sism fit idealism as well.
nomenologische Orientierung in der Psychologic,” in 22. See ibid.

FURTHER REFERENCES

Idealism lated by A. Hannibalsson. The Hague: Nij¬


hoff, 1975.
Adorno, Theodor W. “Husserl and the Problem
of Idealism. "Journal of Philosophy 37 (1940):
Psychology
5-18.
Boehm, Rudolf. “Husserl und der klassische Drue, Hermann. Edmund Husserls System der
Idealismus.” In Vom Gesichtspunkt der Pha¬ phanomenologischen Psychologie. Berlin:
nomenologie, pp. 18-71. The Hague; Nij¬ Walter de Gruyter, 1963.
hoff, 1968. Gurwitsch, Aron. “Edmund Husserl’s Concep¬
de Boer, Theodorus. “The Meaning of Husserl’s tion of Phenomenological Psychology.”
Idealism in the Light of His Development.” Review of Metaphysics 19 (1966): 689-727.
Analecta Husserliana 2 (1972): 322-32. -“The Phenomenological and Psycho¬
Ingarden, Roman. On the Motives Which Led logical Approaches to Consciousness.” In
Husserl to 'Transcendental Idealism. Trans¬ Studies in Phenomenology and Psychology,
42 HUSSERL’S INTRODUCTIONS TO PHENOMENOLOGY

pp. 89-106. Evanston: Northwestern Univer¬ Landgrebe, Ludwig. “Das Problem derphanome-
sity Press, 1966. nologischen Psychologie bei Husserl.” Akten
Kockelmans, Joseph J. Edmund Husserl's Phe¬ des 14. lnternationalen Kongress fur Philoso¬
nomenological Psychology. Pittsburgh: Du- phic 2 (1968): 151-63.
quesne University Press, 1967.
3

Author’s Preface to the English Edition of Ideas*


Translated by W. R. Boyce Gibson

May the author of this work, which first field of experience. Whatever facts present
appeared in the year 1913, be permitted to themselves serve only as examples similar in
contribute to the English Edition certain ex¬ their most general aspect to the empirical il¬
planations that may prove of use to the lustrations used by mathematicians; much,
reader, both before and as he reads? in fact, as the actual intuitable dispositions
Under the title “A Pure or Transcendental of numbers on the abacus assist us, in their
Phenomenology,” the work here presented merely exemplary capacity, to grasp with in¬
seeks to found a new science—though, in¬ sight, and in their pure generality the series
deed, the whole course of philosophical de¬ 2,3,4. . .as such, pure numbers as such,
velopment since Descartes has been prepar¬ and the propositions of pure mathematics
ing the way for it—a science covering a new relative to these, the essential generalities of
field of experience, exclusively its own, that a mathematical kind. In this book, then, we
of “Transcendental Subjectivity.” Thus treat of an a priori science (“eidetic,” di¬
Transcendental Subjectivity does not signify rected upon the universal in its original in-
the outcome of any speculative synthesis, tuitability), which appropriates, though as
but with its transcendental experiences, ca¬ pure possibility only, the empirical field of
pacities, doings, is an absolutely indepen¬ fact of transcendental subjectivity with its
dent realm of direct experience, although factual (faktischen) experiences, equating
for reasons of an essential kind it has so far these with pure intuitable possibilities that
remained inaccessible. Transcendental ex¬ can be modified at will, and sets out as its a
perience in its theoretical and, at first, de¬ priori the indissoluble essential structures of
scriptive bearing, becomes available only transcendental subjectivity, which persist in
through a radical alteration of that same dis¬ and through all imaginable modifications.
pensation under which an experience of the Since the reduction to the transcendental
natural world runs its course, a readjustment and, with it, this further reduction to the ei-
of viewpoint which, as the method of ap¬ dos is the method of approach to the field of
proach to the sphere of transcendental phe¬ work of the new science, it follows (and we
nomenology, is called “phenomenological stress the point in advance) that the proper
reduction.” starting-point for the systematic unravelling
In the work before us transcendental of this science lies in the chapters which treat
phenomenology is not founded as the em¬ of the reductions we have indicated. Only
pirical science of the empirical facts of this from this position can the reader, who fol¬
lows with inner sympathy the indications
proffered step by step, judge whether some¬
*Reprinted with the permission of the publisher
from E. Husserl, Ideas: General Introduction to Pure thing characteristically new has really been
Phenomenology, trans. W. R. Boyce Gibson (London: worked out here —worked out, we say, and
George Allen & Unwin, 1931), pp. 11-30. not constructed, drawn from real, general

43
44 HUSSERL’S INTRODUCTIONS TO PHENOMENOLOGY

intuition of essential Being, and described ticipate the contrary. The science of fact in
accordingly. the strict sense, the genuinely rational sci¬
Eidetic phenomenology is restricted in ence of nature, has first become possible
this book to the realm of pure eidetic “de¬ through the independent elaboration of a
scription,” that is to the realm of essential “pure” mathematics of nature. The science
structures of transcendental subjectivity im¬ of pure possibilities must everywhere pre¬
mediately transparent to the mind. For this cede the science of real facts, and give it the
constitutes in itself already a systematically guidance of its concrete logic. So is it also in
self-contained infinitude of essential charac¬ the case of transcendental philosophy, even
teristics. Thus no attempt is made to carry though the dignity of the service rendered
out systematically the transcendental knowl¬ here by a system of the transcendental a pri¬
edge that can be obtained through logical ori is far more exalted.
deduction. Here we have one difference The understanding, or at any rate the
(though not the only one) between the sure grasp, of the distinction between tran¬
whole manner of this new a priori science scendental phenomenology and "descrip-
and that of the mathematical disciplines. tive," or, as it is often called nowadays, "phe¬
These are “deductive” sciences, and that nomenological" psychology, is a problem
means that in their scientifically theoretical that as a rule brings great difficulties with it,
mode of development mediate deductive which indeed are grounded in the very na¬
knowledge plays an incomparably greater ture of the case. It has led to misunderstand¬
part than the immediate axiomatic knowl¬ ings, to which even thinkers who subscribe
edge upon which all the deductions are to the phenomenological line of thought are
based. An infinitude of deductions rests on subject. Some attempt to clarify the situa¬
a very few axioms. tion should prove useful.
But in the transcendental sphere we have The change of standpoint which in this
an infinitude of knowledge previous to all work bears the name phenomenological re¬
deduction, knowledge whose mediated con¬ duction (transcendental-phenomenological
nexions (those of intentional implication) we now say, to be more definite) is effected
have nothing to do with deduction, and be¬ by me, as the actually philosophizing sub¬
ing entirely intuitive prove refractory to ev¬ ject, from the natural standpoint as a basis,
ery methodically devised scheme of con¬ and I experience myself here in the first in¬
structive symbolism. stance as “I” in the ordinary sense of the
A note of warning may be uttered here term, as this human person living among
against a misunderstanding that has fre¬ others in the world. As a psychologist, I take
quently arisen. When, in an anticipatory as my theme this I-type of being and life, in
vein, it is stated right from the start that, ac¬ its general aspect, the human being as “psy¬
cording to the author’s views (to be estab¬ chical.” Turning inwards in pure reflexion,
lished in those further portions of the whole following exclusively “inner experience”
work which are still to be published), all (self-experience and “empathy,” to be more
radically scientific philosophy rests on the precise), and setting aside all the psycho¬
basis of phenomenology, that in a further physical questions which relate to man as a
sense it is phenomenological philosophy corporeal being, I obtain an original and
right through, this does not mean to say that pure descriptive knowledge of the psychical
philosophy itself is an a priori science life as it is in itself, the most original infor¬
throughout. The task which this book was mation being obtained from myself, be¬
planned to carry out, that of establishing a cause here alone is perception the medium.
science of the eidetic essence of a transcen¬ If, as is often done, descriptions of all sorts,
dental subjectivity, is as far as it can be from which attach themselves purely and truly to
carrying the conviction with it that philoso¬ the data of intuition, are referred to as phe¬
phy itself is entirely a science a priori. A nomenological, there here grows up, on the
glance at the mathematical sciences, these pure basis of inner intuition, of the intu¬
great logical instruments for corresponding ition of the soul’s own essence, a phenome¬
sciences of fact, would already lead us to an¬ nological psychology. A right form of
AUTHOR’S PREFACE TO THE ENGLISH EDITION OF IDEAS 45

method (on this point we shall have some¬ psychological science, and of a “descriptive”
thing further to say) gives us in point of fact or “phenomenological psychology” in par¬
not only scanty, superficially classificatory ticular, a transcendental phenomenology is
descriptions, but a great self-supporting sci¬ set up under the leading of a philosophical
ence; the latter, however, properly speak¬ idea, so that through phenomenological re¬
ing, only when, as is possible also here, one duction the transcendental Ego is directly
first sets before oneself as goal a science set up at the focus of reflexion, and made
which deals not with the factual data of this the theme of a transcendental description.
inner sphere of intuition, but with the es¬ We have thus a remarkable thoroughgoing
sence, inquiring, that is, after the invariant, parallelism between a (properly elaborated)
essentially characterisic structures of a soul, phenomenological psychology and a tran¬
of a psychical life in general. scendental phenomenology. To each eidetic
If we now perform this transcendental- or empirical determination on the one side
phenomenological reduction, this transfor¬ there must correspond a parallel feature on
mation of the natural and psychologically the other. And yet this whole content as psy¬
inward standpoint whereby it is transcen- chology, considered from the natural stand¬
dentalized, the psychological subjectivity point as a positive science, therefore, and
loses just that which makes it something real related to the world as spread before us, is
in the world that lies before us; it loses the entirely non-philosophical, whereas “the
meaning of the soul as belonging to a body same” content from the transcendental
that exists in an objective, spatio-temporal standpoint, and therefore as transcendental
Nature. This transformation of meaning phenomenology, is a philosophical science
concerns myself, above all, the “I” of the — indeed, on closer view, the basic philo¬
psychological and subsequently transcen¬ sophical science, preparing on descriptive
dental inquirer for the time being. Posited lines the transcendental ground which re¬
as real (wirklich), I am now no longer a hu¬ mains henceforth the exclusive ground for
man Ego in the universal, existentially pos¬ all philosophical knowledge. Here in fact lie
ited world, but exclusively a subject for the chief difficulties in the way of an under¬
which this world has being, and purely, in¬ standing, since it must be felt at first as a
deed as that which appears to me, is pre¬ most unreasonable demand that such a “nu¬
sented to me, and of which I am conscious ance” springing from a mere change of
in some way or other, so that the real being standpoint should possess such great, and
of the world thereby remains unconsidered, indeed, for all genuine philosophy, such de¬
unquestioned, and its validity left out of ac¬ cisive significance. The wholly unique
count. Now if transcendental description meaning of this “nuance” can be clearly ap¬
passes no judgment whatsoever upon the preciated only when he who philosophizes
world, and upon my human Ego as belong¬ has reached a radical understanding with
ing to the world, and if, in this description, himself as to what he proposes to bring un¬
the transcendental Ego exists (ist) absolutely der the title “philosophy,” and only in so far
in and for itself prior to all cosmic being as he is constrained to look for something
(which first wins in and through it existen¬ differing in principle from positive science:
tial validity), it is still at the same time evi¬ the theoretic control, that is, of something
dent that, at every conversion of meaning other than the world ostensibly given to us
which concerns the phenomenological- through experience. From such understand¬
psychological content of the soul as a whole, ing with one’s own self, carried out in a really
this very content by simply putting on an¬ radical and consistent way, there springs up
other existential meaning (Seinssinn) be¬ of necessity a motivation which compels the
comes transcendental-phenomenological, philosophizing Ego to reflect back on that
just as conversely the latter, on reverting to very subjectivity of his, which in all his expe¬
the natural psychological standpoint, be¬ rience and knowledge of the natural world,
comes once again psychological. Naturally both real and possible, is in the last resort
this correspondence must still hold good if, the Ego that experiences and knows, and is
prior to all interest in the development of thus already presupposed in all the natural
46 HUSSERL’S INTRODUCTIONS TO PHENOMENOLOGY

self-knowledge of the “human Ego who ex¬ transposition, the “phenomenological Re¬
periences, thinks, and acts naturally in the duction.” They are the ways of reaching the
world.” In other words: from this source starting-point of a serious philosophy, and
springs the phenomenological transposition as they must be thought out in conscious re¬
as an absolute requirement, if philosophy flexion, they themselves belong properly to
generally is to work out its distinctive pur¬ the Beginning, as is possible, indeed, only
poses upon a basis of original experience, within the beginner as he reflects upon him¬
and so contrive to begin at all. It can make a self. For each of these ways the point of de¬
beginning, and generally speaking develop parture is, of course, the natural unsophisti¬
all its further philosophical resources, only as cated standpoint of positive reality (Positivi-
a science working from the transcendental- tat) which the world of experience has as the
philosophical standpoint. For this very rea¬ basis of its being, and is confessedly “taken
son the immediate a priori phenomenology for granted” (the nature of such Being never
(portrayed in this work in its actual func¬ having been questioned). In the work here
tioning as that which directly prepares the presented (Second Section, second chapter,
transcendental basis) is the “first philosophy” §33 f.), the author selected that way of ap¬
in itself, the philosophy of the Beginning. proach, which then appeared to him the
Only when this motivation (which stands in most effective. It develops as a course of self¬
need of a very minute and comprehensive reflexion taking place in the region of the
analysis) has become a vital and compelling pure psychological intuition of the inner
insight, does it become clear that the life, or, as we might also say, as a “phenome¬
“change in the shading,” which at first ap¬ nological” reflexion in the ordinary
pears so strange, transforming as it does a psychological sense. It leads eventually to
pure psychology of the inner life into a self- the point that I, who am here reflecting
styled transcendental phenomenology, de¬ upon myself, become conscious that under a
termines the being and non-being of consistent and exclusive focusing of experi¬
philosophy—of a philosophy which knows ence upon that which is purely inward,
with thorough-going scientific assurance upon what is “phenomenologically” accessi¬
what its own distinctive meaning calls for as ble to me, I possess in myself an essential in¬
the basis and the method of its inquiry. In dividuality, self-contained, and holding
the light of such self-comprehension, we well together in itself, to which all real and
understand for the first time that deepest objectively possible experience and knowl¬
and truly radical meaning of “psychologism” edge belongs, through whose agency the ob¬
(that is, of transcendental psychologism) as jective world is there for me with all its em¬
the error that perverts the pure meaning of pirically confirmed facts, in and through
philosophy, proposing as it does to found which it has for me at any rate trustworthy
philosophy on psychology, on the positive (even if never scientifically authorized) es¬
science of the life of the soul. This perver¬ sential validity. This also includes the more
sion persists unmodified when, in sympathy special apperceptions through which I take
with our own procedure, the pure psychol¬ myself to be a man with body and soul, who
ogy of the inner life is set up also as an a pri¬ lives in the world with other men, lives the
ori science; even then it remains a positive life of the world, and so forth. Continuing
science, and can provide a basis for positive this self-reflexion, I now also become aware
science only, never for philosophy. that my own phenomenologically self-
contained essence can be posited in an abso¬
In the course of many years of brooding lute sense, as I am the Ego who invests the
over these matters, the author has followed being of the world which I so constantly
up different lines of inquiry, all equally pos¬ speak about with existential validity, as an
sible, in the attempt to exhibit in an abso¬ existence (Sein) which wins for me from my
lutely transparent and compelling way the own life’s pure essence meaning and sub¬
nature of such motivation as propels beyond stantiated validity. I myself as this individ¬
the natural positive realism of life and sci¬ ual essence, posited absolutely, as the open
ence, and necessitates the transcendental infinite field of pure phenomenological
AUTHOR’S PREFACE TO THE ENGLISH EDITION OF IDEAS 47

data and their inseparable unity, am the cal significance with a trend that is towards
“transcendental Ego”; the absolute positing Idealism necessarily arise here, and must by
means that the world is no longer “given” to all means be thought out; so that to this end
me in advance, its validity that of a simple one needs in any case to make sure of the
existent, but that henceforth it is exclusively ground of transcendental subjectivity.
my Ego that is given (given from my new I must not hesitate, however, to state
standpoint), given purely as that which has quite explicitly that in regard to
being in itself, in itself experiences a world, transcendental-phenomenological Idealism,
confirms the same, and so forth. I have nothing whatsoever to take back, that
Within this view of things there grows up, now as ever I hold every form of current
provided the consequences are fearlessly fol¬ philosophical realism to be in principle ab¬
lowed up (and this is not everybody’s busi¬ surd, as no less every idealism to which in its
ness), a transcendental-phenomenological own arguments that realism stands con¬
Idealism in opposition to every form of psy¬ trasted, and which in fact it refutes. Given a
chologists Idealism. The account given in deeper understanding of my exposition, the
the chapter indicated suffers, as the author solipsistic objection should never have been
confesses, from lack of completeness. Al¬ raised as an objection against phenomeno¬
though it is in all real essentials unassail¬ logical idealism, but only as an objection to
able, it lacks what is certainly important to the incompleteness of my exposition. Still,
the foundation of this Idealism, the proper one should not overlook what is the radical
consideration of the problem of transcen¬ essential in all philosophizing to which, in
dental solipsism or of transcendental inter¬ this book, a path will be opened. Over
subjectivity, of the essential relationship of against the thinking, rich in presupposi¬
the objective world, that is valid for me, to tions, which has as its premises the world,
others which are valid for me and with me. science, and sundry understandings bearing
The completing developments should have on method, and rooted in the scientific tra¬
been furnished in a Second Volume which dition as a whole, a radical form of the au¬
the author had hoped to be able to supply tonomy of knowledge is here active, in
very soon after the first, as a sequel that had which every form of datum given in ad¬
been planned at the same time with it. vance, and all Being taken for granted, is set
The objections raised against this Ideal¬ out as invalid, and there is a reversion to
ism and its alleged Solipsism seriously im¬ that which is already presupposed implicite
peded the reception of the work, as though in all presupposing and in all questioning
its essential significance lay in any way in and answering, and herewith of necessity ex¬
this sketch of its philosophical import: ists already, immediate and persistent. This
whereas this was no more than a means de¬ is the first to be freely and expressly posited,
vised in the interest of the problem of a pos¬ and with a self-evidence which precedes all
sible objective knowledge, for winning this conceivable instances of self-evidence, and is
necessary insight: that the very meaning of contained implicitly in them all. Although
that problem refers us back to the Ego that is it is only with the phenomenological reduc¬
in and for itself; and that this Ego, as the tion which would convert this radicalism
presupposition of the knowledge of the into conscious work, that genuine work¬
world, cannot be and remain presupposed performing philosophizing begins, the
as having the existence of a world, and must whole preparatory reflexion has already
therefore, in respect of the world’s being, be been carried through, and precisely in this
brought to its pure state through phenome¬ spirit. It is phenomenological, though still
nological reduction, that is, through unconsciously so. It follows, therefore, that
epoche. I might have been better advised if, it is a piece of pure self-reflexion revealing
without altering the essential connexions of original self-evident facts; and, moreover,
the exposition, I had left open the final de¬ when it exhibits in these facts (though in¬
cision in favour of transcendental Idealism, completely) the outlines of Idealism, it is as
and contented myself with making clear far as can be from being one of the usual
that trains of thought of crucial philosophi¬ balancings between Idealism and Realism,
48 HUSSERL’S INTRODUCTIONS TO PHENOMENOLOGY

and cannot be affected by the arguments in¬ Our phenomenological idealism does not
volved in any of their objections. Such es¬ deny the positive existence of the real {re-
sential connexions of a phenomenological alen) world and of Nature—in the first place
kind, and such motivations in an “idealistic” as though it held it to be an illusion. Its sole
direction as are in fact revealed, hold firm task and service is to clarify the meaning of
under all the improvements and comple¬ this world, the precise sense in which every¬
tions that may eventually prove necessary, one accepts it, and with undeniable right, as
even as the reality of rivers and mountain really existing (wirklich seiende). That it
ranges, which the first explorer has really exists—given as it is as a universe out there
seen and described, remains standing de¬ (,daseiendes) in an experience that is contin¬
spite the improvements and additions to uous, and held persistently together
which his descriptions are subjected by later through a thread of widespread unanimity
explorers. The first preliminary steps towards — that is quite indubitable. It is quite an¬
a fresh formulation of the transcendental other consideration, although in the light of
problem (to subserve mere purposes of mo¬ the discussions in the text of this work one of
tivation) must then be taken in accord with great philosophical importance, that the
its phenomenological content, and in accord continuance of experience in the future un¬
with what from this point of departure fore¬ der such form of universal agreement is a
casts with objective necessity the true mean¬ mere (although reasonable) presumption,
ing of an objective being that is subjectively and that accordingly the non-existence of
knowable. Moreover, transcendental phe¬ the world, although, and whilst it is in point
nomenology is not a theory, devised merely of fact the object of a unanimous experi¬
as a reply to the historic problem of Ideal¬ ence, always remains thinkable. The result
ism, it is a science founded in itself, and of the phenomenological clarification of the
standing absolutely on its own basis; it is in¬ meaning of the manner of existence of the
deed the one science that stands absolutely real world (and, eidetically, of a real world
on its own ground. Only in such wise, how¬ generally) is that only transcendental subjec¬
ever, that when consistently carried forward, tivity has ontologically the meaning of Ab¬
it leads, as is already apparent in the impor¬ solute Being, that it only is non-relative,
tant concluding portions of the book, to the that is relative only to itself; whereas the real
“constitutive” problems, which take in all world indeed exists, but in respect of essence
the conceivable objects we could ever meet is relative to transcendental subjectivity, and
with in experience, briefly the whole real in such a way that it can have its meaning as
world spread out before us together with all existing {seiende) reality only as the inten¬
its categories of the object, and likewise all tional meaning-product of transcendental
“ideal” worlds, and makes these all intelligi¬ subjectivity. But that first attains its full
ble as transcendental correlates. Whence it meaning when the phenomenological dis¬
clearly follows that transcendental phenom¬ closure of the transcendental Ego is so far
enological Idealism is not a special philo¬ advanced that the experience of fellow-
sophical thesis, a theory among others; that subjects implicit in it has won its reduction
transcendental phenomenology, rather, as to transcendental experience; in other
concrete science, is, in itself, even when no words, when the self-interpretation carried
word is spoken concerning Idealism, univer¬ out purely on the basis of transcendental ex¬
sal Idealism worked out as a science. And it perience has led to the knowledge of the real
proves it through its own meaning as tran¬ and whole meaning of the transcendental
scendental science in each of its special con¬ subjectivity, which, for the Ego reflecting at
stitutive domains. But we also need to make the time means this: “I, the transcendental,
clearly explicit the fundamental and essen¬ absolute I, as I am in my own life of tran¬
tial difference between transcendental- scendental consciousness; but besides my¬
phenomenological Idealism and that form self, the fellow-subjects who in this life of
of Idealism which in popular realism is op¬ mine reveal themselves as co-transcendental,
posed to it as its incompatible opposite. within the transcendental society of ‘Our¬
And in the very first place let this be said: selves,’ which simultaneously reveals itself.”
AUTHOR’S PREFACE TO THE ENGLISH EDITION OF IDEAS 49

It is thus within the intersubjectivity, which wilds of a new continent and undertaken
in the phenomenological reduction has bits of virgin cultivation, will not allow him¬
reached empirical givenness on a transcen¬ self to be diverted by the refusals of geogra¬
dental level, and is thus itself transcenden¬ phers who judge the reports in the light of
tal, that the real {reale) world is constituted their own experiences and habits of
as “objective,” as being there for everyone. thought, and on the strength of this exempt
The world has this meaning, whether we themselves from all the trouble of making a
are aware of it or not. But how could we ever journey into the land proclaimed to be new.
be aware of it prior to the phenomenological There is still one point that calls for a re¬
reduction which first brings the transcen¬ mark. In the eyes of those who set aside the
dental subjectivity as our absolute Being phenomenological reduction as a philo¬
into the focus of experience? So long as it sophically irrelevant eccentricity (whereby,
was only the psychological subjectivity that to be sure, they destroy the whole meaning
was recognized, and one sought to posit it as of the work and of my phenomenology),
absolute, and to understand the world as its and leave nothing remaining but an a priori
correlate, the result could only be an absurd psychology, it often happens that this resid¬
Idealism, a psychological Idealism—the ual psychology is identified as to its main
very type which the equally absurd realism import with Franz Brentano’s psychology of
has as its counterpart. Now by such as have intentionality. Great indeed as is the respect
won their way to the genuine transcendental and gratitude with which the author re¬
subjectivity it can assuredly be seen that the members this gifted thinker as his teacher,
great idealists of the eighteenth century, and strongly convinced as he is that his con¬
Berkeley and Hume on the one side, Leibniz version of the scholastic concept of inten¬
on the other, had, properly speaking, al¬ tionality into a descriptive root-concept of
ready reached beyond psychological subjec¬ psychology constitutes a great discovery,
tivity in the sense it bears within the natural apart from which phenomenology could not
world. But since the contrast between psy¬ have come into being at all; nonetheless we
chological and transcendental subjectivity must distinguish as essentially different the
remained unexplained, and the all¬ author’s pure psychology implicitly con¬
dominant sensationalism of the school of tained in this transcendental phenomenol¬
Locke could not render intelligible the con¬ ogy and the psychology of Brentano. This
stituting of what is real as a performance giv¬ holds good also of his “psychognosis” lim¬
ing to subjectivity meaning and true being, ited to pure description in the region of in¬
the unfruitful and unphilosophical conflict ner experience. It is indeed “phenomeno¬
fought out on the field of nature remained logical” psychology if, as has often happened
in vogue for the times that followed, and at the present time, we are to give the title
there prevailed a perverse interpretation of “phenomenological” to every psychological
the meaning which the great idealists had inquiry conducted purely within the frame¬
really intended, yet to be sure without mak¬ work of “inner experience,” and, grouping
ing that meaning scientifically clear. all such studies together, to speak further of
The new publications which the author a phenomenological psychology. For this
began to issue in 1929 (the first since the latter discipline, quite apart from its name,
Ideen) will contribute far-reaching ad¬ takes us back, naturally, to John Locke and
vances, clarifications, and completions of to his school, including John Stuart Mill.
what, for the rest, had already been begun One can then say that David Hume’s Trea¬
in the Logical Investigations (1900-1901), tise gives the first systematic sketch of a pure
and then in the Ideen, so that the claim to phenomenology, which, though under the
have set going the necessary beginnings of a name of psychology, attempts to supply a
philosophy, “which can present itself as a philosophical transcendental philosophy.
science,” cannot well be regarded as self- Like his great predecessor, Berkeley, it is as a
deception. In any case, he who for decades psychologist that he is regarded and has ex¬
instead of speculating concerning a New At¬ ercised his influence. Thus, excluding all
lantis has really wandered in the trackless transcendental questions, it is this whole
50 HUSSERL’S INTRODUCTIONS TO PHENOMENOLOGY

“phenomenological” school which alone intentionality (it is never otherwise con¬


calls here for our consideration. Characteris¬ cretely given), a concrete description, for in¬
tic of it and of its psychology is the concep¬ stance, of perceptions or recollections, and
tion set forth in Locke’s “white paper” simile so forth, also calls, of necessity, for a descrip¬
of the pure soul as a complex or heap of tem¬ tion of the object as such, referred to in in¬
porally co-existing and successive data, tentional experiences, as such, we say, indi¬
which run their course under rules partly cating thereby that they belong inseparably
their own, partly psychophysical. It would to the current experience itself as its objec¬
thus be the function of descriptive psychol¬ tively intended or “objective meaning.” Fur¬
ogy to distinguish and classify the main thermore, that one and the same intentional
types of these “sense-data,” data of the “in¬ object as such, from the viewpoint of de¬
ner sense,” of inner experience, and likewise scriptive psychology, is an ideal indicator of
the elementary basic forms of the psychical a group of ways of being conscious that are
complex; that of explanatory psychology to proper to it, whose system of typical differ¬
seek out the rules of genetic formations and ences tallies essentially with the typical artic¬
transformations, much as in the case of nat¬ ulation of the intentional object. It does not
ural science, and on similar lines of method. suffice to say that every consciousness is a
And quite naturally so, since the pure psy¬ consciousness-of on the lines, perhaps, of
chical being or the psychical life is regarded Brentano’s classification (to which I cannot
as a nature-resembling flow of events in a subscribe) into “presentations,” “judg¬
quasi-space of consciousness. On grounds of ments,” “phenomena of love and of hate”;
principle, we may say that it obviously but one must question the different catego¬
makes no difference whether we let the psy¬ ries of objects in their pure objectivity as ob¬
chic “data” be blown along in a collective jects of possible consciousness, and question
whole “atomistically,” though in accordance back to the essential configurations of possi¬
with empirical laws, like heaps of sand, or ble “manifolds” to be synthetically con¬
regard them as parts of wholes which by ne¬ nected, through which an object of the rele¬
cessity, whether empirical or a priori, can vant category can alone be known as the
alone operate as such parts, and principally same, that is, as that which can be known
perhaps within the whole of consciousness through experiences of very differing de¬
fettered as that is to a rigid form of whole¬ scription, differing and always differing still
ness. In other words, atomistic and Gestalt- again, but always restricted to the descrip¬
psychology alike participate in that intrinsic tive types of such ways of consciousness as
meaning of psychological “naturalism,” as de¬ belong to it essentially and a priori. The ref¬
fined in terms of what we have stated above, erence to the fact that every object is either
which, having regard to the expression “in¬ experienced or thought or sought after as an
ner sense,” may also be termed “sensation¬ end, and so forth, is only a first step, and
alism” (Sensualismus). Clearly Brentano’s still tells us very little. The task of a phe¬
psychology of intentionality also remains nomenological “constitution” of objects
fettered to this inherited naturalism, though referred to at the close of this book, in a
in virtue of its having introduced into psy¬ transcendental setting, it is true, finds its
chology as a main concept, descriptive in place here, only that now it is conceived as
type and universal in scope, that of Inten¬ projected back upon the natural psychologi¬
tionality, it has worked therein as a reform¬ cal standpoint.
ing factor. Unfortunately, the necessary stressing of
The essentially new influence which in the difference between transcendental and
transcendentally directed phenomenology psychological subjectivity, the repeated dec¬
becomes active for descriptive psychology, laration that transcendental phenomenol¬
and is now completely changing the whole ogy is not in any sense psychology, not even
aspect of this psychology, its whole method, phenomenological psychology has had this
the setting of its concrete aims, is the insight effect upon the majority of professional psy¬
that a concrete description of the sphere of chologists (who are wont to be very frugal,
consciousness as a self-contained sphere of moreover, in all that concerns philosophy),
AUTHOR’S PREFACE TO THE ENGLISH EDITION OF IDEAS 51

that they failed to notice at all the radical The present work, however, as a philo¬
psychological reform which was involved in sophical treatise does not include psycholog¬
the transcendental; they interpreted my ut¬ ical reform among its themes, although it
terances as an intimation that as psycholo¬ should not be wholly lacking in indications
gists they were not concerned in any way bearing on a genuine intentional psychol¬
with phenomenology, or with any part of it. ogy. Even, as philosophical, moreover, its
Even the few who noticed here that it was task is limited. It does not claim to be any¬
very relevant to psychology, and sought to thing more than an attempt that has been
make it accessible, have not grasped the growing through decades of meditation ex¬
whole meaning and scope of an intentional clusively directed to this one end: to dis¬
and constitutive phenomenology, and have cover a radical beginning of a philosophy
not seen that here for the first time, in con¬ which, to repeat the Kantian phrase, “will
trast with naturalistic psychology from an be able to present itself as science.” The
outer standpoint, a psychology comes to ideal of a philosopher, to think out sooner
words and deeds, a psychology in which the or later a logic, an ethic, a metaphysic, and
life of the soul is made intelligible in its so forth, which he can at all times justify to
most intimate and originally intuitional es¬ himself and others with an insight that is ab¬
sence, and that this original intuitional es¬ solutely cogent—this ideal the author had
sence lies in a “constituting” of meaning- early to abandon, and has not resumed it to
formations in modes of existential validity, this day. And for no reason other than the
which is perpetually new and incessantly or¬ following, seeing that at any rate this insight
ganizing itself afresh—briefly, in the system was and remained for him indubitable, that
of intentional actions, whereby existential a philosophy cannot start in a naive straight¬
(seiende) objects of the most varied grades forward fashion—not then as do the positive
right up to the level of an objective world sciences which take their stand on the previ¬
are there for the Ego as occasion demands. ously given ground of our experience of a
It was, moreover, not without reason that world, presupposed as something that exists
the psychological reform made its first entry as a matter of course. That they do it causes
as the concealed implication of a transcen¬ them all to have problems in respect of their
dental reform. For only a compulsion foundations, and paradoxes of their own, a
grounded on the philosophically transcen¬ condition which a subsequent and belated
dental problem, an urge towards extreme theory of knowledge first seeks to remedy.
radicalism in the clearing up of the modes in For this very reason the positive sciences are
which knowledge and object stand to each unphilosophical, they are not ultimate, ab¬
other in the conscious life itself, necessarily solute sciences. A philosophy with problem¬
led to a universal and concrete phenomenol¬ atic foundations, with paradoxes which arise
ogy of consciousness, which received its pri¬ from the obscurity of the fundamental con¬
mary orientation from the intentional ob¬ cepts, is no philosophy, it contradicts its
ject. In the transition to the psychology of very meaning as philosophy. Philosophy can
the natural standpoint, it is then obvious take root only in radical reflexion upon the
that an intentional psychology has a quite meaning and possibility of its own scheme.
different meaning from that of the tradi¬ Through such reflexion it must in the very
tions of the school of Locke or of that of first place and through its own activity take
Brentano. A. von Meinong also, although, possession of the absolute ground of pure
in writings that appeared subsequently to pre-conceptual experience, which is its own
my Logical Investigations, his teaching proper preserve; then, self-active again, it
comes here and there into touch with my must create original concepts, adequately
own, is in no way to be regarded here as an adjusted to this ground, and so generally
exception: he remains bound to Brentano’s utilize for its advance an absolutely trans¬
leading conceptions, or to psychological sen¬ parent method. There can then be no un¬
sationalism, as does the entire psychology of clear, problematic concepts, and no para¬
the modern tradition and the whole psy¬ doxes. The entire absence of this procedure,
chology of the present day. the overlooking of the immense difficulties
52 HUSSERL’S INTRODUCTIONS TO PHENOMENOLOGY

attaching to a correct beginning, or the cov¬ tive phenomenology, the beginning of the
ering up of the same through the haste to beginning, and to develop it concretely in
have done with them, had this for its conse¬ what to him have been instructive pieces of
quence, that we had and have many and work. The far horizons of a phenomenologi¬
ever new philosophical “systems” or “direc¬ cal philosophy, the chief structural forma¬
tions,” but not the one philosophy which tions, to speak geographically, have dis¬
as Idea underlies all the philosophies that closed therqselves; the essential groups of
can be imagined. Philosophy, as it moves problems and the methods of approach on
towards its realization, is not a relatively in¬ essential lines have been made clear. The
complete science improving as it goes natu¬ author sees the infinite open country of the
rally forward. There lies embedded in its true philosophy, the “promised land” on
meaning as philosophy a radicalism in the which he himself will never set foot. This
matter of foundations, an absolute freedom confidence may wake a smile, but let each
from all presuppositions, a securing for itself see for himself whether it has not some
an absolute basis: the totality of presupposi¬ ground in the fragments laid before him as
tions that can be “taken for granted.” But phenomenology in its beginnings. Gladly
that too must itself be first clarified through would he hope that those who come after
corresponding reflexions, and the absolutely will take up these first ventures, carry them
binding quality of its requirements laid steadily forward, yes, and improve also their
bare. That these reflexions become more great deficiencies, defects of incompleteness
and more interwoven as thought advances, which cannot indeed be avoided in the be¬
and lead eventually to a whole science, to a ginnings of scientific work.
science of Beginnings, a “first” philosophy;
that all philosophical disciplines, the very But when all is said, this work of mine
foundations of all sciences whatsoever, can help no one who has already fixed his
spring from its matrix—all this must needs philosophy and his philosophical method,
have remained implicit since the radicalism who has thus never learnt to know the de¬
was lacking without which philosophy gen¬ spair of one who has the misfortune to be in
erally could not be, could not even make a love with philosophy, and who at the very
start. The true philosophical beginning outset of his studies, placed amid the chaos
must have been irretrievably lost in begin¬ of philosophies, with his choice to make, re¬
ning with presuppositions of a positive alizes that he has really no choice at all, since
kind. Lacking as did the traditional schemes no one of these has taken care to free itself
of philosophy the enthusiasm of a first be¬ from presuppositions, and none has sprung
ginning, they also lacked what is first and from the radical attitude of autonomous
most important: a specifically philosophical self-responsibility which the meaning of a
groundwork acquired through original self¬ philosophy demands. He who believes that
activity, and therewith that firmness of ba¬ he can appeal to the “fruitful fiaQoq of ex¬
sis, that genuineness of root, which alone perience in the current sense of that term, or
makes real philosophy possible. The author’s to the “assured results” of the exact sciences,
convictions on such lines have become in¬ or to experimental or physiological psychol¬
creasingly self-evident as his work pro¬ ogy, or to a constantly improved logic and
gressed. If he has been obliged, on practical mathematics, and so forth, and therein find
grounds, to lower the ideal of the philoso¬ premises for his philosophy, cannot have
pher to that of a downright beginner, he has much susceptibility for the contents of this
at least in his old age reached for himself the book. He is unable to bring to his reading
complete certainty that he should thus call an intensive interest, nor can he hold that
himself a beginner. He could almost hope, the time and effort have been well spent
were Methuselah’s span of days allotted which the sympathetic understanding of
him, to be still able to become a philoso¬ such a way of beginning demands. Only he
pher. He has always been able to follow up who is himself striving to reach a beginning
the problems that issue from the Beginning, will herein behave otherwise, since he must
and primarily from what is first for a descrip¬ say to himself: tua res agitur.
AUTHOR’S PREFACE TO THE ENGLISH EDITION OF IDEAS 53

Those who are interested in the author’s tional matter a second Introduction, in which
continued work and progress since 1913 may the clarification of the idea of a personal (on
be referred to the recently published writing the lines of a mental science) and natural an¬
entitled “Formale und transzendentale thropology and psychology, and lastly of a
Logik, Versuch einer Kritik der logischen pure intuitional psychology, is undertaken
Vernunft” (in the Jahrbuch f Phanomenol- as an initial problem. At a later stage only is
ogie und phanomenologische Forschung, it shown how, starting from this discussion,
Bd. X, 1929). Also to his Cartesian Medita¬ which, like all that has preceded, remains
tions, an extended elaboration of the four on natural ground, the Copernican reversal
lectures which he had the pleasure of giving to the transcendental standpoint finds its
first in the spring of 1922 at the University of motive. At the same time a series of publica¬
London, and in this last year in an essen¬ tions is being started in my Jahrbuch: the
tially maturer form at the Sorbonne in Paris. concrete phenomenological studies which I
They furnish once again, though merely in have drafted as the years went by, to clear up
outline, an Introduction to phenomenologi¬ my own mind, and for the safeguarding of
cal philosophy, but contain an essential sup¬ the structure of phenomenology.
plement in the detailed treatment of the In conclusion, let me thank my own hon¬
fundamental problem of transcendental in¬ oured friend, Professor W. R. Boyce Gibson,
tersubjectivity, wherewith the solipsistic ob¬ for the disinterested labour involved in this
jection completely collapses. They will pre¬ translation. It fills me with some hope when
sumably appear simultaneously with this so thorough and so earnest a thinker takes so
English edition of the Ideen in a French ren¬ great an interest in my efforts to furnish phi¬
dering in the Bulletin de la Societe de Phi¬ losophy with a scientific beginning as to
losophic. In the same year a German edition take upon himself the translating of this ex¬
should be appearing, published by Nie- tensive work, the language of which is so
meyer of Halle a.d.S, containing as addi¬ difficult, even for Germans.
4
Husserl in England:
Facts and Lessons*
HERBERT SPIEGELBERG

The following essay, meant to accom¬ other printed evidence is Husserl’s own
pany the publication of the syllabus for the mention of the lectures in his Preface of
four lectures on “Phenomenological Method 1930 to the English edition of W. Boyce
and Phenomenological Philosophy” which Gibson’s translation of his Ideas4 where he
Edmund Husserl delivered at the University referred to them as a less mature form of the
of London in June 1922, is chiefly an at¬ Paris lectures of 1929, later expanded into
tempt to salvage an episode in the history of the Cartesian Meditations.
phenomenology which is rapidly becoming Is there any explanation for this near¬
inaccessible. Some of its most important total eclipse? Does it hold any lessons? Be¬
parts are in all probability past recovery. The fore it makes sense to attempt an answer to
special reason for this attempt is the present these questions, the extant facts of the case
revival of interest in phenomenology in have to be assembled.
England. This remarkable, if not amazing,
comeback makes it doubly important to 1. The Invitation for the London Lectures
learn some of the facts about its largely-
forgotten past record. Neither in the Husserl Archives in Lou¬
As far as I can tell, the living memory of vain nor in those of the University of Lon¬
Husserl’s London lectures has practically dis¬ don is there any record of the invitation to
appeared. In my inquiries since about 1954 I these lectures, apparently the first extended
have been unable to find anyone with the to a German philosopher after World War I.
exception of Mrs. G. E. Moore who remem¬ The only terminus ad quem I can find is in
bered as much as the fact of these lectures. Husserl’s letter to Roman Ingarden of De¬
There is no record of them in the files of the cember 24th, 1921:
University of London except for an entry in
the “University of London Gazette” for 7th Den ken Sie, die Londoner Universitat hat
June, 1922, announcing the forthcoming mich officiell eingeladen, dort 4 Vorlesungen zu
four lectures;1 the only references to them I halten. Ich habe angenommen, wohl Ende April
have come across in the literature occurs in oder Ende Juni. Ich werde bei Prof. Hicks in
C. K. Ogden and I. A. Richards’ The Mean¬ Cambridge logieren. (Imagine, the University of
ing of Meaning of 1923,2 and in a “Survey of London has invited me officially to deliver there
four lectures. I have accepted, probably for end
Recent Philosophical and Theological Liter¬
of April or end of June. I shall stay with Professor
ature” by George Dawes Hicks.3 The only
Hicks in Cambridge.)5

♦Reprinted with permission from Journal of the This passage and other circumstantial
British Society for Phenomenology 1 (1970): 4-17.
evidence makes it highly probable that it

54
SYLLABUS OF A COURSE OF FOUR LECTURES 55

was George Dawes Hicks (1862-1944), pro¬ had not yet been explicit in his pre-war
fessor of philosophy at the University of publications.
London, though residing in Cambridge, However, there is some revealing evi¬
who was the moving spirit behind this invi¬ dence about Hicks’ initial appraisal of Hus¬
tation. There are no indications that any serl in his unique semi-annual “Surveys of
other British philosophers familiar with Recent Philosophical and Theological Liter¬
Husserl’s work had anything to do with it. ature,” which appeared in the HibbertJour¬
Thus Bernard Bosanquet,6 who at the time nal from 1910 until his death in 1941. Here
had retired to the vicinity of London, and he mentioned Husserl for the first time in
died in 1923, was already failing in health.7 1911 as a contributor to the first volume of
As far as Bertrand Russell is concerned, the new journal Logos for his “very able and
much as he was interested in Husserl, at exhaustive treatment of 'Philosophic als
least up to the time of his letter to Husserl in strenge Wissenschaft’. ”10 In 1913 the survey
1920,8 there is little likelihood that, in his begins with a five-page review of the first
detachment from British universities at the volume of Husserl’s Jahrbuch, ” preceded by
time, he would have taken much interest in the sentence: “Beyond question the most
such an invitation. fruitful contributions to philosophical re¬
What could have been the basis for search in recent years have come from
Hicks’ interest and initiative? Again, no per¬ Alexius Meinong, in Graz, and Edmund
sonal documents about Hicks’ relations with Husserl, in Goettingen.” Husserl’s initial
Husserl prior to the invitation have sur¬ contribution, the Ideas, is called “extremely
vived. In fact all of Hicks’ papers, which elaborate and significant” and “a masterly
after his death in 1941 were turned over to piece of analysis.”11
the University of London, were apparently Under these circumstances the most
lost during the war.9 And the Husserl Ar¬ plausible explanation for the invitation
chives in Louvain contain nothing but a would seem to be the following: Since the
copy of a three-page typed letter by Husserl days of his Hibbert scholarship to and doc¬
to Hicks of March 15th, 1930, referring to a torate from the University of Leipzig, Hicks
preceding letter by Hicks, presumably on was keenly interested in German philoso¬
the occasion of Husserl’s seventieth birthday phy. He also seems to have had a unique
in 1929. However, Husserl’s library proves command of the German language, as evi¬
Hicks’ interest in Husserl in the form of gift denced not only by his dissertation but by
copies of several of Hicks’ books, one of his German contribution on English philos¬
them being his Leipzig dissertation of 1887 ophy to the 1928 edition of Ueberweg’s
in German, and a whole carton with twelve Geschichte der Philosophic, vol. 5. It is
reprints of articles, some of them dating therefore not surprising that as soon as pos¬
back to 1910, at least one of them with signs sible after the war he took the initiative in
of Husserl’s reading in the form of notations. restoring academic relations with German
In the light of Hicks’ own philosophy, philosophy by inviting its outstanding rep¬
and in particular his self-confessed “critical resentative. His first choice might have been
realism,” one may well wonder about the Meinong. But after his death in 1917 Husserl
reasons for his special interest in Husserl. was the obvious candidate. And the Univer¬
From his book publications it would appear sity of London seemed to be particularly
that his primary interest, as that of so many suited to take the lead in issuing such an
of other British philosophers of the early invitation.
century, beginning with Bertrand Russell, Nothing is known about Husserl’s prepa¬
was in Alexius Meinong. Husserl is quoted rations for the visit beyond the fact that he
only incidentally and only with references to wrote out a complete text of the lectures and
his Logical Investigations. This is true even the syllabus, which, however, especially in
of Hicks’ book on Berkeley of 1932, of which its later parts, does not always contain full
he sent a copy to Husserl. He certainly could sentences but merely keywords and phrases.
not have been very sympathetic with Hus¬ Presumably Husserl was under considerable
serl’s increasing turn toward idealism, which time pressure, since he was still in full teach-
56 HUSSERL’S INTRODUCTIONS TO PHENOMENOLOGY

ing until the end of February. At any rate, mir bei meiner Unfahigkeit, mich englisch
there is no evidence that before his depar¬ zu verstandigen dock unzuganglich. ” (The
ture he briefed himself about the philo¬ many interesting personalities which I
sophical situation in England. This is per¬ would meet there (i.e., in Oxford on the oc¬
haps reflected in an episode about which I casion of the International Congress of Phi¬
learned from Martin Heidegger in 1953. losophy of 1930) would remain inaccessible
When seeing the Husserls off at the Frei¬ to me in view of my inability to communi¬
burg railway station, Heidegger, in answer cate in English.) Apparently, Mrs. Husserl
to some briefing Husserl had given him was much more at home in English.
about his plans, asked somewhat jokingly: Presumably Husserl commuted by train
“Und wie, Herr Geheimrat, steht es mit der from Cambridge to London for the four af¬
Geschichte? (And what about history?)” ternoon lectures on June 6th, 8th, 9th and
Whereupon Husserl replied, looking him 12th, accompanied by Hicks. For the last
straight in the eye: “Die babe ich vergessen. lecture they were joined by G. E. Moore,
(That is what I have forgotten.)” In reading who was to chair it. According to Dorothy
the text of the London lectures one may in¬ Moore (Mrs. G. E. Moore), “my husband
deed wonder about the scarcity of historical had some talk with him,”12 but, as she told
references, especially in the Syllabus, and, me later in conversation, she did not know
most significant, the omission of the names of what nature. Nor did she remember any
of any British philosophers. pronounced reaction of G. E. Moore to the
lectures. Similar conversations could have
2. The Visit taken place with James Ward, the chairman
of the second lecture, who had once studied
The exact length of the stay of the Hus¬ under Lotze in Goettingen and might have
serls in England can no longer be ascer¬ been particularly sympathetic to Husserl’s
tained. But in view of the fact that Husserl idealistic leanings, as expressed in the lec¬
had to interrupt his Freiburg semester for tures.13 There is no reference to the third
the lectures, it is not likely that they stayed chairman, Wildon Carr, of King’s College,
for more than two weeks. Husserl’s letter to London, chiefly known as an expositor of
Dawes Hicks of 1930 makes it likely that the Bergson and Croce, whose idealism may
Husserls carried out the plan, mentioned in have provided some points of contact.
the letter to Ingarden of December, 192-1, of About the actual delivery of the London
accepting Hicks’ hospitality at 9, Cranmer lectures in University College, Gower Street,
Road, Cambridge, about which he remi¬ there is again only indirect information. C. K.
nisces later as follows: Ogden and I. A. Richards, or more specifi¬
cally, Ogden, since Professor Richards told
Mit memand babe ich uber die Grundgedanken me he was not present, mentions a “large
dieser Schrift (i.e., the Meditations Cartesiennes English audience.” It is more than unlikely
which he had sent to Hicks) so anregende Ge- that there was any subsequent discussion.
sprache gepflogen wie mit Ihnen—an den unver-
However, on the last day (June 12th), Hus¬
gessenen schonen Abenden am fireplace in
serl also took part in a session of the Aris¬
Ibrem Studierzimmer. (With no one did I engage
in such stimulating conversations about the fun¬ totelian Society under Dawes Hicks’ chair¬
damental ideas of this text [i.e., the Cartesian manship, and, according to the Proceedings
Meditations] as with you—on those unforgotten of 1921-22, led off the discussion of a paper
nice evenings in front of the fireplace in your by T. M. Greenwood on “Geometry and
study.) Reality.”14
Husserl’s daughter, Mrs. Elly Rosenberg,
Probably Husserl conducted most of his remembers hearing from her parents about
philosophical conversations in Cambridge an official reception at the German Embassy
with Hicks. For in the letter, declining a sec¬ in London, one of them attended by Vis¬
ond invitation by Hicks, he mentioned that count Haldane, the statesman philosopher,
“die vielen interesanten Personlichkeiten, a Germanophile in politics and follower of
die ich da (i.e., in Oxford) trafe, blieben Hegel in philosophy. According to the “Acta
SYLLABUS OF A COURSE OF FOUR LECTURES 57

Authentica” in the Husserl Archives in Lou¬ to an account of Husserl’s earlier work by Jo¬
vain, Husserl was also asked to speak subse¬ seph Geyser, whom they call a “disciple”: in
quently at Oxford, an invitation which he the case of this highly critical neo-scholastic
declined. certainly a highly misleading label. There is
On the whole, Husserl seems to have actually no connection between this account
been well pleased with the visit itself and es¬ and the sentences from the London lectures,
pecially with his election as a Corresponding which, in themselves and quoted out of con¬
Member of the Aristotelian Society soon text, can hardly make sense to any readers.
after his return to Freiburg.15 In any case, the great influence of Ogden
Thus the immediate echo to the lectures, and Richards’ work is likely to have scared
as it came back to Husserl, was clearly posi¬ away the British public not only from the
tive and encouraging. Hicks himself referred London lectures but from Husserl’s phe¬
to the lectures specifically in his first Survey nomenology in general.
for 1922 in the Hibbert Journal, expressing But even more telling than this attempt
the hope for an early publication in English.16 at ridicule was probably the complete obliv¬
One might even suspect that the request for ion of the London lectures. Thus in the
an article on phenomenology for the 1929 discussions of phenomenology which con¬
edition of the Encyclopaedia Britannica was tinued in the 1930s, for instance in the sym¬
an after-effect of the London lectures. But posium of the Aristotelian Society of 1932,
in this case, too, no correspondence about the London lectures were never mentioned.
the background of this ill-fated17 piece has Nor were they in the first review of Philoso¬
survived, either at the Husserl Archives or in phy in Germany by Helen Knight in the
the files of the Encyclopaedia Britannica. Journal of Philosophical Studies of 1927,
However, Husserl’s letter to Hicks in 1930 where Husserl’s Logical Investigations and
clearly shows that Husserl was aware of the the Ldeen provided the first exhibit of Ger¬
fact that the immediate effect of the London man philosophy since the beginning of the
lectures did not last. In particular, he was century.
clearly disappointed, if not hurt, by the fact How far did the lectures meet Hicks’ own
that the preparatory committee for the In¬ expectations beyond the fact that he called
ternational Congress of Philosophy in Oxford them “remarkable” in his Survey? Again,
in 1930, in contrast to the preceding con¬ there is no explicit information, especially
gress at Harvard in 1926, had ignored him, since none of his letters to Husserl have been
let alone invited him for a major lecture. preserved. Husserl had sent Hicks copies of
In fact, there had been negative reactions his Eormale und Transzendentale Logik and
from the very start. The most conspicuous of the French Meditations Cartesiennes,
one can be found in Ogden and Richards’ with personal dedications, which can still be
The Meaning of Meaning, which expressed found in the Library of the University of
presumably the views of British analytical London, to which Hicks bequeathed all his
philosophy of the time. Here Husserl, intro¬ books. But Hicks’ own works after the Lon¬
duced as a representative of the “Termino¬ don lectures, of which he sent Husserl at
logical” method of attack on the problem of least the one on Berkeley, mention Husserl
meaning, figures in Appendix D as the first only incidentally in connection with the fa¬
of six “Moderns” illustrating “strange and miliar topics of universal and of intention-
conflicting . . . languages which the most ality. But there seems to be no further refer¬
distinguished thinkers have thought fit to ence to the London lectures. Brentano and
adopt in their attempts to deal with Signs, Meinong continue to be his major continen¬
Symbols, Thoughts and Things.”18 The au¬ tal authorities.
thors begin their documentation with a ref¬ One must, of course, realise that Hicks’
erence to the London lectures, quoting five own philosophical development took in a
sentences from the “explanatory Syllabus in sense exactly the opposite course from Hus¬
which he (Husserl), or his official translator, serl’s. In fact he entitled his contribution to
endeavoured to indicate both his method Muirhead’s Contemporary British Philoso¬
and his vocabulary,” after which they switch phy (vol. 2, 1925) “From Idealism to Real-
58 HUSSERL’S INTRODUCTIONS TO PHENOMENOLOGY

ism.” Coming from the position of German losophia, Hicks singled out Husserl’s first in¬
Idealism, which he had studied not only in stalment of the Krisis as “beyond question
Oxford but during his five years in Leipzig the most important contribution to the vol¬
with Wundt and Heinze, devoted to Kant¬ ume.” The 1938 survey24 begins with a two-
ian philosophy, he had in 1917 reached the page obituary of Husserl, including major
position of “Critical Realism,”19 which he events of his biography, but strangely omit¬
tried to develop further in such later books ting reference to the London lectures.
as Critical Realism (1937). Thus one can well What should also not go unmentioned is
imagine that Husserl’s progressive turn to¬ that in December, 1940, Hicks “co-operated”
ward idealism in the London lectures, even actively in the founding of the International
though the term does not occur in the Sylla¬ Phenomenological Society and, at the time
bus, as it did in the actual lectures, did not of his death, was a member of the Advisory
appeal to Hicks particularly. Perhaps this Committee,25 as the only British philoso¬
was one of the topics discussed between the pher to have served in this capacity. To this
two in front of the fireplace at 9, Cranmer extent his interest in a wider phenomenol¬
Road. All the same, the personal relations ogy remained undiminished.
between the two remained unaffected by What then was Husserl’s own retrospec¬
Hicks’ possible philosophical disappoint¬ tive appraisal of the London lectures? Ac¬
ment as can be gathered from Hicks’ second cording to Rudolf Boehm26 he apparently
invitation to Husserl in 1929, which he de¬ thought for a short while of publication, but
clined in his letter of 1930. then enlarged them into a “system of philos¬
But signs of Hicks’ reservations toward, if ophy in the sense of phenomenology and in
not disenchantment with, Husserl’s later the form of ‘meditations on first philoso¬
work can be culled from Hicks’ later refer¬ phy’.” But this was only the beginning of
ences to Husserl in his Hibbert surveys after further transformations which led to the
1922. Thus in his survey of 1927, on the oc¬ Paris lectures and the Cartesian Meditations.
casion of commenting on Marvin Farber’s Even in his letter of 1930 to Hicks, Husserl
Phenomenology as a Method and as a Philo¬ stated that he had found it necessary to exe¬
sophical Discipline, Hicks voiced doubts cute concretely (konkrete Durchfuhrung)
about the possibility of presenting Husserl’s the fundamental ideas of the London lec¬
ideas in English.20 In 1929 Hicks also re¬ tures, that he had deepened them in the
viewed briefly Heidegger’s edition of “some Paris lectures, and that he was to enlarge
extremely valuable lectures of Husserl deliv¬ them further in the German edition of the
ered in Goettingen many years ago on the Cartesian Meditations.
Phanomenologie des inneren Zeitbewusst- Perhaps even more revealing was what
seins," published in the HusserlJahrbuch of Husserl told Dorion Cairns in a conversation
1928.21 In 1931 he discussed W. R. Boyce on August 28th, 1931. Here, in response to
Gibson’s translation of Husserl’s Ideen I, one of Cairns’ remarks about the problem of
“indeed a formidable task”: “It is to be the right beginning in phenomenology,
hoped that, as a result of his labours, the Husserl commented on the fact that this
leading conceptions of a mode of thought, point had made him dubious about his own
now so influential in Germany, will become attempts of giving introductions. A first at¬
better known than they are at present to stu¬ tempt, destined not only to introduce other
dents of philosophy in this country. Of the people to phenomenology but also to pro¬
value and interest of the mode of thought in vide himself with guide lines, had been the
question there can be no doubt.”22 There is, series of lectures he had given in London. A
however, no reference to either the Formale later attempt had been the Paris lectures,
und Transzendentale Logik of 1929 or the and a still later one the German text of the
Meditations Cartesiennes (1931), both per¬ Cartesian Meditations. So Husserl admitted
sonal gifts from Husserl to Hicks, in the fol¬ that in London he was actually pursuing a
lowing surveys. But in the survey for 1936,23 double purpose, namely to introduce phe¬
when discussing the new international Phi- nomenology to his (British) audience and at
SYLLABUS OF A COURSE OF FOUR LECTURES 59

the same time to provide guidance for him¬ therefore, be well to reflect first indepen¬
self. How far were the two purposes com¬ dently on how this syllabus must have struck
patible? the typical listener. In trying to reconstruct
Also, on September 1st he confessed that his reaction I am referring to the text of the
“for years he had been under the illusion syllabus as published in this issue.
that it would be a comparatively simple The very first sentences must have startled
matter to write a ‘popular’ introduction, but the audience. What are “the fundamental
that in reality all his attempts throughout considerations” to which Husserl here refers
the last ten years, attempts which had re¬ and from which the phenomenological
sulted in the London and Paris lectures and method is supposed to have arisen? And
the French Meditations, had been without what is the point of an unspecified “radical
satisfactory results.” change of the attitude of natural experience
Husserl’s dissatisfaction with his own and knowledge” which it promises? This is
achievement is, of course, nothing new. supposed to “open out” a “peculiar realm of
And in many ways it does him credit. But in given entities” of which Descartes’ “ego cog-
this particular case it has special signifi¬ ito” is mentioned as the prime example. Is
cance. For it poses the question not only of this Cartesianism all over? However, presently
an introduction to phenomenology in gen¬ this new realm is identified with “transcen¬
eral, but of the proper introduction for a dental phenomenological subjectivity as im¬
British audience. mediate phenomenological self-experience,”
an experience which is not supposed to be
3. The Syllabus of the London Lectures in psychological experience. Why ‘transcen¬
British Perspective dental’ a term at once associated in England
with Kantian philosophy? Why ‘subjectiv¬
What kind of a response might one ex¬ ity’? And what does ‘phenomenological’
pect from a typical English listener to Hus¬ mean in this context? Next, the reader is
serl’s cycle? In order to answer this question told that this makes possible an a priori sci¬
one must try to put oneself into the place of ence extracted purely from concrete phe¬
a listener generally interested in German nomenological intuition. All these claims
philosophy, but not yet briefed about any of must have struck the unprepared audience
its recent developments. as extremely puzzling and certainly thus far
From this perspective one might assume as mere assertions.
that the title, with its promise of an intro¬ The second paragraph can only have
duction to a new method and to a philoso¬ added to this puzzlement by speaking of the
phy based on it, had aroused his interest, to¬ transformation of the originally “egological”
gether with the fact that the announcement phenomenology into a “transcendental so¬
listed such leading British philosophers as ciological phenomenology” —incidentally a
James Ward and G. E. Moore from Cam¬ term which Husserl never seems to have
bridge University, in addition to Wildon used elsewhere. Equally strange must have
Carr and Dawes Hicks from the University sounded the next claim, namely that a sys¬
of London as chairmen of the four lectures. tematically consistent development of phe¬
Even the topics announced for each one of nomenology would lead necessarily to an
the four lectures, beginning with “The Aims all-comprehensive logic concerned with the
of Phenomenological Philosophy” may well correlates “knowing-act,” “knowledge-
have sounded attractive. Also, for those not significance,” and “knowledge-objectivity.”
sufficiently sure of their command of Ger¬ What weird conception of logic does this
man there was the reassuring promise of an imply? And what does it mean that this
English syllabus as a listening guide. In fact, transcendental phenomenology realises the
one may well suspect that for a good part of idea of a “first philosophy”? Is this anything
the audience this syllabus provided the ma¬ like Aristotle’s metaphysics or Descartes’?
jor basis for understanding what went on Supposedly it contains in itself “the
during the German reading. It might, systematically-arranged totality of all possi-
60 HUSSERL’S INTRODUCTIONS TO PHENOMENOLOGY

ble a priori sciences, the principles of con¬ ity. All this remains programmatic. It can
struction for the a priori forms of all the sci¬ hardly mean much to the uninitiated. Ques¬
ences of realities for all possible worlds.” tions of traditional epistemology are men¬
Since when is it to be taken for granted that tioned, leading to the thesis that they are all
all sciences have such a priori principles? transcendental phenomenological ques¬
In a second section of the first lecture we tions. The thesis is followed immediately by
are supposed to learn about the Cartesian the startling claim that it is I who assign the
way to the ego cogito and the method of significance of opinion, knowledge, proof,
phenomenological reduction. It begins with etc. This general phenomenology is to be
mere key phrases hinting at the connection developed into constitutive phenomenolo-
of this approach with the Platonic Tradition gies of our knowledge of nature, etc. But
in philosophy. They are followed by such what ‘constitutive’ means in this context
claims as: “The necessary form of the philo¬ does not become clear.
sophical beginning” is a “meditation on the Next, we are told that subjectivity or
T,” and “The ultimate basis of all philoso¬ “monadologism” is the necessary conse¬
phy must be ... a basis of‘apodictic expe¬ quence of the phenomenological attitude,
rience’.” Whatever this apodicticity may and that any objectivity is what it is only
mean, can this make sense for an English through “intentional meaning.” Subjectivity
listener? is even called the only genuine “substance.”
In the syllabus for the second lecture on All other being is merely an “ideal pole.”
“The Realm of Phenomenological Experi¬ Clearly these claims come closest to the ac¬
ence” we may expect to enter the realm of tual assertion of an ego-centered idealism.
phenomenological philosophy proper, as But where is its demonstration? In the fol¬
distinguished from its method. It should lowing sections we are told that this does not
present us with the field covered by a phe¬ mean solipsism, and that the alter ego is guar¬
nomenological philosophy. Here the sylla¬ anteed by Einfuhlung into the other’s body,
bus, even with its fragmentary phrases inter¬ which suddenly appears. This position is
rupted by a few full sentences, can convey a now called “phenomenological monadology.”
little more about concrete topics for the new The promise of the last lecture is that of a
science clustered around the ego cogito. Per¬ concrete logic and of a concrete aim (in con¬
ception, recollection, Einfuhlung, etc., are trast to the “general aim” of the first
listed among many related topics. In a sec¬ lecture?) for a phenomenological philoso¬
ond section the question of the possibility of phy. Supposedly this lecture talks only
an egological science is raised and the neces¬ about logic, but, as it turns out, it also deals
sity of “reduction” to the “absolutely given” with all the other sciences. After being told
postulated, resulting in transcendental phe¬ again about the claims of transcendental
nomenology as the mother of all a priori sci¬ phenomenology as absolutely justified, we
ences. Here the reader may at least hope learn that such disciplines as mathematics
that the variety and novelty of some of these are naively dogmatic. These sciences are said
topics will be elucidated by the actual to be contained in phenomenology. This,
lecture. we are told, is the realisation of the original
The syllabus for the third lecture prom¬ and genuine idea of logic in the Platonic
ises to throw light on what transcendental sense. “Historical logic,” too, is called dog¬
phenomenology can establish about the matic. The exploration of its necessary re¬
possibility of knowledge, science, and the quirements is claimed to lead to transcen¬
objective world. It is this lecture which an¬ dental phenomenology.
nounces Husserl’s peculiar brand of idealism Next, transcendental monadism is said to
and his monadology. First difficulties are make “essence requirements” of the individ¬
hinted at, but not explained. The phenom¬ ual monads and of the condition of compos-
enology of a puzzling “primordial” con¬ sible monads, now called a “metaphysical
sciousness of time seems to offer a solution. inquiry.” Here we have clearly arrived in the
The systematic divisions of phenomenology Leibnizian world. The topics of teleology,
are sketched as subdivisions of intentional- the world, its history and the problem of
SYLLABUS OF A COURSE OF FOUR LECTURES 61

God are added. But the bases for these velop a continuous argument. Thus in the
abrupt claims remain unexplained. From first two lectures Husserl makes a painstak¬
here we are referred back to the world of ing case for the new transcendental ap¬
non-apriori facts. These in turn are sup¬ proach, supported by suggestive examples
posed to lead to the knowledge of possibili¬ which, as far as I can tell, do not occur in
ties as their presupposition. The ideal goal other texts. In many regards these first two
for the future is an absolute theory of mo¬ lectures strike me as much more persuasive
nads. And a single universal science on a sin¬ than the first Cartesian Meditations.
gle universal foundation is to take the place On the whole the text of the lectures
of independent sciences, which is none follows the order of topics outlined in the
other than transcendental phenomenology. syllabus. But there are also significant de¬
, How many English readers will have fol¬ partures. One interesting case at the very be¬
lowed Husserl to this climax? There is, of ginning of the first lecture is that Husserl
course, a good chance that those who could does not resume the strange expression ‘tran¬
keep up with Husserl’s German delivery of scendental sociological (transzendental-
the lectures were able to make better sense soziologische) phenomenology’ (a phrase
of the syllabus than by simply reading it. picked up in Ogden and Richards’ ridiculing
And here one would like to know whether quotations) for a phenomenology which is
and how far the actual lectures followed the to take the place of a merely ‘egological phe¬
text of the syllabus and of his typed text, nomenology’ something which he later will
how far Husserl simplified or complicated call intersubjective phenomenology.
it, how far he improvised, etc. The follow¬ Also, while in the syllabus Husserl
ing section will make at least a preliminary stopped short of calling his own position
study of the relation between the syllabus ‘idealism’ the lectures themselves contain
and the typed text of the lectures. the term ‘transcendental idealism’ as a new
alternative to ‘transcendental philosophy’29
4. The German Text of the Lectures in which Husserl sees an unclear pre-stage
(Vorstufe) of its authentic form. Then, at
Thus far the text of the lectures has not the beginning of the last lecture, Husserl
yet been published. My subsequent observa¬ designates this position in retrospect as ‘phe¬
tions are based on a first examination of the nomenological idealism’,30 as contrasted to
transcript of the text, as typed out by Lud¬ traditional transcendental idealism.31 In
wig Landgrebe, Husserl’s assistant at the view of the fact pointed out by Rudolf
time. On the basis of this examination I Boehm that Husserl did not use this term in
have come to the definite conclusion that any of his publications prior to the Formale
Husserl had composed the syllabus before und Franszendentale Logik of 1929, this
writing out the lectures and that he used it may well have been the first occasion when
as an outline in preparing them. Specific he launched this phrase in public. The fact
evidence for this conclusion can be found at that this happened in London under the
the very start,27 where Husserl refers his lis¬ very chairmanship of G. E. Moore, whose
teners to the succinct theses of the syllabus “Refutation of Idealism” had marked the
in their hands as something which he does turn from British idealism to realism, repre¬
not want to duplicate in the lecture, hence sented a strange historical irony, which
in a sense as the basic aid for the under¬ made Husserl’s message appear even more
standing of the lecture itself. Later, in the anachronistic in twentieth century England.
third lecture,28 Husserl refers to a thesis to Another significant feature of the lec¬
be found in the syllabus as something which tures is Husserl’s outspoken plan of a scien¬
he has now demonstrated in the lecture, tific metaphysics based on phenomenology,
namely, that all questions of philosophy are capable of revealing the meaning of the
either transcendental-phenomenological or world through a “phenomenological mo-
non-sensical. nadology.”
In contrast to the syllabus in its often pe¬ Even the full text of the lectures does not
remptory and sketchy style, the lectures de¬ contain a single reference to British philoso-
62 HUSSERL’S INTRODUCTIONS TO PHENOMENOLOGY

phers. Plato and Descartes are named as the ziemlich schwierig waren. (This year was a time of
chief inspirers (of the new approach). Leib¬ great meditations. For a last time I thought
niz, Spinoza and Kant are mentioned near through the basic principles and guide lines of
phenomenology. Accordingly I chose the theme
the end. On one occasion32 in referring to
for my London conferences (Phenomenological
the recent revolution in mathematics and
Method and Phenomenological Philosophy)
physics, Husserl introduces the names of which turned out beautifully, but were rather
Einstein, Brouwer and Weyl, but not those difficult.)
of Russell and Whitehead, of whom Husserl
was demonstrably aware. Clearly these lec¬ “Demgemass” (accordingly): so Husserl’s
tures did not make any attempt to play up own problems were the decisive factor in the
to his British audience. One cannot help choice of his approach to the London assign¬
wondering how these omissions affected his ment; '‘Ziemlich schwierig” (rather
listeners, and in particular the initiator of difficult): so he knew in retrospect how he
the lectures, G. Dawes Hicks. had taxed his audience, not only in the Syl¬
How far in planning and developing this labus, but in the lectures themselves. Let us
series did Husserl think of his prospective remember that Husserl presupposed on the
listeners as a British audience? The answer part of his audience:
seems clear enough. Actually the omission 1. the recognition of the need of a radical
of all references to British philosophy is not change of the “natural attitude”;
only unfortunate but strange indeed consid¬ 2. the acceptance of Descartes’ cogito, in¬
ering the fact that Husserl was not only fa¬ cluding the ego as a safe basis for all
miliar with British philosophy from Locke to philosophy;
Mill, but recommended the British empiri¬ 3. a clear idea of what is meant by the term
cist philosophers as one of the best, if not ‘transcendental’ apart from what it may
the best, approach to transcendental phe¬ mean to those familiar with Kantian phi¬
nomenology,33 calling for instance Hume losophy;
“almost the first phenomenologist.”34 Be¬ 4. the acceptance of “subjectivity,” as a le¬
sides, his Britannica article uses the “phe¬ gitimate basis of philosophy;
nomenological psychology” of Locke and the 5. some idea of what is meant by egology
British empiricists as stepping stones for and what it could possibly include;
showing the need for transcendental 6. an understanding of his new idea of
phenomenology. logic, which is clearly no longer the pure
The truth, as it now emerges, seems to be logic of his Logical Investigations;
that Husserl did not think of these lectures 7. the distinction between knowing-act,
as an introduction for a British public. In knowledge-significance and knowledge-
fact, as it turns out, he soon forgot about his objectivity, a distinction never explored
audience completely and thought of the text in the text.
chiefly as a guide for himself, a new way out
of the mazes of his own thought. 5. Some Lessons
Perhaps the clearest confirmation of this
interpretation can be found in a postcard Considerable caution must be exercised
which Husserl wrote less than three months in any attempt to draw lessons from the mi¬
after the lectures on September 1st, 1922, to tigated failure of Husserl’s first presentation
one of his former Goettingen students, the of phenomenology to the English world: too
later Socialist Prussian Minister of Educa¬ little is known about the background of the
tion, Adolf Grimme: lectures for indulging in fault-finding and
Dieses Jahr war eine Zeit groser Besinnungen. hindsight about “might-have-beens.” But
Ich durchdachte noch ein letztes Mai die princi- even so, on the basis of the preceding analy¬
piellen Grundgedanken und Grundlinien der sis of what one could now imagine as the
Phanomenologie. Demgemass wahlte ich auch probable reaction of the original British au¬
das Thema fuer meine Londoner Vortrage (Pha- dience curious to find out about and sympa¬
nomenologische Methode und phanomenolo- thetic to renewed cultural and philosophical
gische Philosophic), die schon ausfielen, aber relations with German philosophy, it makes
SYLLABUS OF A COURSE OF FOUR LECTURES 63

some sense to reflect on the London epi¬ zendentale Bhilosophie. In fact Husserl him¬
sode, if only in the interest of doing a better self in his last conversation with Alfred Schutz
job in the situation of today, which is in many “repeatedly designated this series of essays as
ways so much more favourable—ultimately the summary and crowning achievement of
still as a result of Husserl’s pioneering. his life work.”35 It is, therefore, not surpris¬
The first lesson from the London lectures ing that in one of his last letters to Dorion
one might be tempted to draw is simply: Cairns (August 20th, 1936) he put the im¬
How not to do it. But that would be grossly portance of an early translation of this work
unfair. There was nothing wrong in the idea even ahead of that of Formal and Transcen¬
of the lecture cycle. The title could hardly dental Logic and Cartesian Meditations, on
have been framed better to arouse intelli¬ which Cairns was working at the time.
gent interest. Even the subtitles for the four However, there is now new and definite
lectures, though not always clearly related to reason for us who believe that phenomenol¬
the general title, made fairly clear sense. ogy, and Husserl’s phenomenology in par¬
The real problems began with the syllabus, ticular, have something to offer to the
in itself a good idea, possibly suggested by Anglo-American world, to reflect on how to
Hicks, since the whole device of a syllabus is present them more effectively and how to
practically unknown on the Continent. avoid some of the mistakes of the pioneer
What, then, can be learned from this first days. What I intend to offer here is not a
exposure of a British public to phenomenol¬ specific list of recommendations and recipes
ogy or rather phenomenology to British re¬ but guidelines together with one basic query.
actions? As to such guidelines all one really needs
First of all, I want to make it plain that, is to put oneself in the position of readers
after studying the main texts I would con¬ and/or listeners having been exposed to
sider it not only superfluous but fatuous and nothing except the mystifying and all but
pedantic to spell out in detail what Husserl attractive label ‘phenomenology’, and ap¬
could have done differently in his lectures. proaching it with the suspicion that all there
After all, it is now perfectly clear that Hus¬ is behind it is another Germanic system a la
serl was not so much interested in helping a Hegel. Further, one ought to be aware that
specifically British audience, but in working this public has been exposed to two genera¬
out a general introduction into his evolving tions of analytic philosophy, and that the
“system” of transcendental phenomenology, only Continental philosophers that have
something he had not yet tried before on made sense to it thus far are logical positiv¬
this scale. As far as the lectures are con¬ ists and Ludwig Wittgenstein. Besides, this
cerned, all I would like to suggest is that new analytic way of doing philosophy with
some of the damage of the first attempt to its prolific production has been largely self-
import phenomenology into the English- sufficient to the extent that there is no
speaking world could still be repaired by the longer any need for continental imports,
belated publication of some of the authentic and that such imports have often been con¬
texts in responsible translations. What I sidered as a necessary nuisance, necessary
have in mind is specifically: only for the sake of cultural politics rather
1. the full text of the London lectures from than in order to learn anything from it.
the German original. What this calls for is a patient attempt to
2. the complete text of the original text of take account of this situation and to discover
the Encyclopaedia Britannica article. possible points of contact and openings
In the case of both texts, the printing of where a philosophy such as phenomenology
the German original and the translation on can offer real help. It also calls for a return to
facing pages may be particularly valuable the common roots of both traditions, espe¬
and feasible. But what should be even more cially those which are still alive in the guest
helpful is the publication of David Carr’s country. In the case of Anglo-American phi¬
translation of Husserl’s last work, incom¬ losophy this was and is definitely no longer
plete though it remained, the Krisis der German idealism. Instead, the obvious
europaischen Wissenschaften und die trans- common background is the tradition of Brit-
64 HUSSERL’S INTRODUCTIONS TO PHENOMENOLOGY

ish empiricism from Locke to Mill, in which international, it is by no means obvious that
Husserl had grown up philosophically. At phenomenology has any special claims. To
times an attempt to begin such introductory assume this means not only self-righteous
work at the level of one’s audience may in¬ arrogance but a type of provincialism. We
volve simplifications which, in the eyes of may as well admit that, had it not been for
purists, may look like betrayals. I believe the accident of our birth and history, we
that this risk, much as one has to be on one’s probably would not have arrived at this phi¬
guard against it, is worth taking. For I have losophy, at least not as early as we did. This
every confidence that, once the ice of dis¬ calls for a special effort and for a genuine
trust is broken, the pure doctrine, insofar as sensitivity for the difficulties and needs of
it is sound, will prevail on its own strength. one’s audience. What I am pleading for is
But in order to meet these requirements, the attitude of epistemic humility without
an even more basic adjustment of attitude is relativism, which never presupposes that
required: we have to realise more fully than one is right, and even less that one has a
before that we have no right to assume that right to be right. If one is right, and thinks
others owe us the extraordinary effort it one can demonstrate it, one has to earn this
takes to study a philosophy like phenome¬ right by patiently and empathically consid¬
nology in its present state on our own and ering and understanding the case for alter¬
Husserl’s terms. Among the flood of com¬ native positions, which through no merit of
peting philosophies of our day, national and our own we happen not to occupy.

POSTSCRIPT

The possibility of conversations between Took to Moore. Moore admired ihe Logical Inves¬
Husserl and James Ward during Husserl’s tigations, but couldn’t swallow Ideen.
Cambridge visit mentioned on p. 56 above
can now be considered an established fact. Even allowing for the indirectness of this
Thanks to Dr. Karl Schuhmann of the Hus¬ information and the time lag between 1922
serl Archives in Louvain, to whom I am in¬ and 1928, the names of the British philoso¬
debted for much additional information phers in this account can hardly be ques¬
and help, I learned about a diary by W. R. tioned.
Boyce Gibson, kept during his Freiburg visit As to James Ward, the Husserl library,
in 1928. A copy of this diary has just been now in Louvain, contains a copy of his Natu¬
turned over to the Archives by his son, A. ralism and Agnosticism with Husserl’s entry
Boyce Gibson, from which he has kindly al¬ “Geschenk des Verfassers, Cambridge, Juni,
lowed me to quote. The most important 1922.” His Psychological Principles, likewise
passage occurs in an entry of June 15th, there, show a pencil note “Geschenk von G.
1928, based clearly on Husserl’s information Dawes Hicks, Cambridge, 1922, Juni.”
“over the punchbowl”; presumably at a re¬ The contact with Stout could have been
ception in his home: particularly meaningful in view of Stout’s
Husserl had a fine time at Cambridge at Hicks’
interest in Brentano, of which Husserl was
house, and had greatly enjoyed the evening chats aware, but also in Meinong and Husserl
by the fire, leather arm-chairs and smoke. He had himself. Husserl owned Stout’s Analytical
met Ward there and, by accident, Stout, who was Psychology of 1896, but only in a second
examining at Cambridge. hand copy. His inability to communicate
with Stout could have been intensified by
Another entry (October 19th) states:
Stout’s being “terribly deaf.”^ This has just
Husserl met Broad and Stout at Cambridge. been confirmed by a long letter for which I
They were external examiners there. Couldn’t get am indebted to his son, A. K. Stout. He also
on with Stout, as Stout couldn’t speak German. supplied ample correspondential evidence
Had to do everything through an interpreter. for Stout’s continued high regard for Hus-
SYLLABUS OF A COURSE OF FOUR LECTURES 65

serl such as sending one of his students to of Husserl’s “Die Krisis der europaeischen
Husserl in 1933 for special tutoring. Wissenschaften” (Philosophia I), “which I
In the case of C. D. Broad the Husserl have been reading with much interest.”
library has two interesting items: his Percep¬ The information about G. E. Moore’s ad¬
tion, Physics and Reality (1914) with a per¬ miration for the Logical Investigations and
sonal dedication, and, perhaps even more rejection of the ldeen, is at best puzzling.
revealing, Part II (only) of W. E. Johnson’s Personally I find it hard to reconcile it with
Logic (1922) with the inscription “To Prof. the fact that, when in 1937 I had several con¬
Husserl with kind regards from C.D.B.” tacts with Moore while attending his Cam¬
Could it be that this gift was related to the bridge lectures and had introduced myself
striking parallel between Johnson’s concep¬ as a student of phenomenology, Moore
tion of “intuitive induction” in Chapter VIII never responded to this cue. Nor did Broad.
and Husserl’s Wesensschau (“ideating ab¬ And, unfortunately, no one referred me to
straction”)? A letter card by C. D. Broad of the still living crown witness of the story of
April 27th, 1937, also in the Husserl Ar¬ this article, G. Dawes Hicks.
chives, acknowledges the receipt of a reprint

NOTES

1. Letter ofMay 30,1968, byj. T. Richnell, B.A., 16. “Last June Professor Edmund Husserl deliv¬
F.L.A., Goldsmith Librarian of the University of Lon¬ ered, on the invitation of the University of London, at
don Library. University College a remarkable series of lectures on
2. C. K. Ogden and I. A. Richards, The Meaning ‘Phanomenologische Methode und Phanomenolog-
of Meaning, 10th ed. (London: Kegan Paul, 1956), p. ische Philosophic’; and these lectures will, it is hoped,
269. be published in English at no distant date” {Hibbert
3. George Dawes Hicks, "Survey of Recent Philo¬ Journal 22 [1922]: 182).
sophical and Theological Literature,” Hibbert journal 17. I call it “ill-fated" in view of the fact that the
22 (1922): 182; see below note 15. fourth and last version of Husserl’s German draft, now
4. Ideas, p. 30; see page 53 above. published in Phanomenologische Psychologie (pp. 277-
5. Edmund Husserl, Briefe an Roman Ingarden 301), was not only telescoped by the translator but also
(The Hague: Nijhoff, 1968), p. 24. paraphrased to such an extent that the original is hardly
6. See Herbert Spiegelberg, The Phenomenologi¬ recognizable and at times distorted.
cal Movement (The Hague: Nijhoff, 1969), p. 624. 18. Ogden and Richards, The Meaning of Mean¬
7. Helen Bosanquet, Bernard Bosanquet (Lon¬ ing, p. 269.
don: Macmillan, 1924), p. 145. 19- See, e.g., W. G. DeBurgh, “George Dawes
8. Recent evidence from the Bertrand Russell Ar¬ Hicks,” in Proceedings of the British Academy 17
chives at MacMaster University in the form of his letters (1941): 415.
to his brother Frank of June 3, 10, and July 1, 1918, 20. “It is far from being an easy task, for Husserl
show that he had promised G. F. Stout a review of the and his followers have introduced a whole galaxy of
Logical Investigations for Mind, which never material¬ new technical terms, for many of which it is well-nigh
ized; this explains Mind's apparent neglect of this hopeless to look for English equivalents” {HibbertJour¬
work. nal 27 [1929]: 166).
9. Letter of August 26, 1968, from the librarian, 21. Jahrbuch 9 (1928): 368-449; reviewed by Hicks
MissJ. L. Randall-Cutler. in Hibbert Journal 28 (1928): 165.
10. Hicks, “Survey,” Hibbert Journal 10 (1911): 22. Hibbert Journal 30 (1931): 167.
476. 23. Hicks, "Survey,” ibid. 35 (1936): 451.
11. Ibid. 12 (1913): 198ff. 24. Ibid. 37 (1938): 156.
12. Personal letter of April 5, 1968. 25. See the obituary by John Wild in Philosophy
13. For a late confirmation of this possibility see and Phenomenological Research 2 (1942): 266-67.
the Postscript to this introduction, page 64. 26. Erste Philosophic I, p. xxii. See also Husserl,
14. T. M. Greenwood, “Geometry and Reality," in Briefe an Roman Ingarden, p. 26.
Proceedings of the Aristotelian Society (1921-22): 228. 27. Mil 3b, p. 2 of the German typescript.
15. Letter of December 14,1922: “In England fand 28. Ibid., p. 64.
ich warmste Aufnahme, nachtraglich hat mich die 29. Ibid., p. 74.
Arist. Soc. z. Corresp. Mitglied gemacht.” (In Engla'nd 30. Ibid., p. 68.
I found a very warm reception; subsequently the Aris¬ 31. Vom Gesichtspunkt der Phanomenologie (The
totelian Society has made me a corresponding member.) Hague: Nijhoff, 1969), p. 26.
Edmund Husserl, Briefe an Roman Ingarden, p. 25. 32. Ibid., p. 96.
66 HUSSERL’S INTRODUCTIONS TO PHENOMENOLOGY

33. See my "Perspektivenwandel" in Edmund Hus¬ Edmund Husserls, Husserliana Dokumente 1 (The
serl 1859-1959, p. 58. Hague: Nijhoff, 1977), p. 363.
34. About Husserl’s strong sympathy for and inter¬ 35. Collected Papers 1 (The Hague: Nijhoff, 1962),
est in English and American philosohy see also the p. 119.
diary note by Ralph Barton Perry quoted in Karl 36. SeeC. D. Broad, “Notes. Professor G. F. Stout
Schuhmann, Husserl-Chronik. Denk- undLebensweg (1860-1944),” Mind 54 (1945): 285.
4

Syllabus of a Course of Four Lectures on


“Phenomenological Method and
Phenomenological Philosophy”*
Translated by G. Dawes Hicks
Introduction by Herbert Spiegelberg

REMARKS ON THE TEXT OF HUSSERL’S SYLLABUS

The following text, the earliest Husserl Ave-Lallemant, who had come across it
wrote for English readers, is published here among the papers of the late Hedwig
for the first time. Previously only five sen¬ Conrad-Martius in Starnberg. Since the
tences (the last sentences of the first, the two same carton contained papers left with the
first of the second paragraph and the penul¬ Conrads by Alexander Koyre at a visit with
timate two-sentence paragraph) have been them in Bergzabern in August 1922,
printed in Appendix D of The Meaning of chances are that he had obtained the copy
Meaning.1 For permission to publish the from Husserl himself when he stayed with
text in its entirety in this journal I wish to the Husserls for three weeks during the sum¬
thank Professor Gerhart Husserl and Profes¬ mer following the London lectures in the
sor H. L. Van Breda, the director of the Hus¬ Black Forest.3 Incidentally, Koyre later
serl Archives in Louvain. played an important part in connection with
A few remarks are in order to give today’s the preparation of Husserl’s Paris lectures in
reader the optimum chance for understand¬ 1929 and with the translation of his subse¬
ing this text. The syllabus is mentioned first quent Cartesian Meditations in 1931.
in the Announcement of Husserl’s four lec¬ The text of the Syllabus is clearly a trans¬
tures delivered in German “to advanced stu¬ lation from a German original. Of this origi¬
dents of the University and to others inter¬ nal all that has survived is Husserl’s short¬
ested in the subject” in the final sentence as hand version.4 Mr. Eduard Marbach, to
follows: “A Syllabus in English of the Lec¬ whom I am greatly indebted for a transcrip¬
tures will be obtainable in the Lecture tion and for other judicious help, comments
Room.”2 Apparently, copies of this text no on this MS as follows:
longer exist in England, nor are they at the
The shorthand text of this syllabus is written in
Husserl Archives. After looking for them in
ink and shows many cuts and reformulations, un¬
vain last summer in London, I was finally derlinings and subdivisions in blue, red and
handed one in Munich by Dr. Eberhard black pencil, and some additions and stylistic
changes in pencil. A transcription of this short¬
*Reprinted with permission from Journal of the hand text must have preceded the translation,
British Society for Phenomenology 1 (1970): 18-23. but it is not extant in the Husserl Archives in Lou-

67
68 HUSSERL’S INTRODUCTIONS TO PHENOMENOLOGY

vain. Presumably Husserl had revised this tran¬ This German text typed out by Husserl’s re¬
scription once more before the translation, which search assistant at the time, Ludwig Land-
can be gathered from minor deviations, mostly grebe, actually mentions the Syllabus as a
small additions or omissions, in the English text separate document. Thus Husserl pointed
(translated from the German). out that he did not want to repeat the main
The translation itself was mimeographed theses of. the Syllabus. It therefore repre¬
on seven and one half pages legal size (12" x sents in Hpsserl’s eyes an independent text.
8") singlespaced sheets. This format and Also, chances are that for a major part of the
even more such features as the typing of the audience it was more accessible than Hus¬
Umlauts of German words added in paren¬ serl’s German presentation.
theses after some words indicate that the
Notes
typing was done in England. At the begin¬
ning of the text the translator has inserted 1. Ogden and Richards, The Meaning of Meaning,
p. 269f.
auxiliary verbs into Husserl’s incomplete
2. For a reproduction of a copy of the Announce¬
telegram-style sentences; later he seems to ment, whose original can be found at the Husserl Ar¬
have abandoned these editorial changes. chives, see Herbert Spiegelberg, The Phenomenologi¬
In the present reproduction of the Sylla¬ cal Movement, 3rd ed. (The Hague: Nijhoff, 1968),
bus only obvious spelling mistakes have Table 8 (opposite p. 155).
3. See Edmund Husserl, Briefe an Roman Ingar¬
been corrected. No attempt will be made den (The Hague: Nijhoff, 1968), p. 24.
here to relate the Syllabus to the unpub¬ 4. M 113b, 2b—lib of the German typescript.
lished text of the actual London lectures.5 5. M 11 3 a, b of the German typescript.

LECTURE I

Introductory: The Aim of nology having reference to a manifest multi¬


Phenomenological Philosophy. plicity of conscious subjects communicating
with one another. A systematically consis¬
The phenomenological method is a pro¬ tent development of phenomenology leads
cedure that has arisen from fundamental necessarily to an all-comprehensive logic
considerations and through which a radical concerned with the correlates: knowing-act,
change of the attitude of natural experience knowledge-significance, and knowledge-
and knowledge is rendered possible. A pe¬ objectivity. The unfolding in special direc¬
culiar realm of given entities, concretely and tions of this wide-reaching logic leads by an
intuitively perceived, is thereby opened out. inner necessity to the systematically ar¬
The ego cogito. This transcendental phenom¬ ranged totality of all possible a priori sci¬
enological subjectivity, as immediate given¬ ences. Accordingly there is realised in tran¬
ness of phenomenological self-experience, is scendental phenomenology the necessary
not the “soul,” the givenness of psychological idea of a “first philosophy.” It makes possi¬
experience. There has been made possible, ble sciences of fact as “philosophies” (“sec¬
and is now on foot, a new a priori science ex¬ ond philosophies”), as sciences, namely,
tracted purely from concrete phenomeno¬ which in their methodical working out are
logical intuition (Anschauung), the science, completely and “absolutely” justified as
namely, of transcendental phenomenology, being derived from absolutely clear and ulti¬
which inquires into the totality of ideal mate principles. Ideally speaking, phenom¬
possibilities that fall within the framework enology is the in itself absolutely clear sci¬
of phenomenological subjectivity, according ence of these sources; it contains in itself the
to their typical forms and laws of being. theoretical system of the absolutely expli¬
In the proper line of its explication lies cated principles of all possible sciences, the
the development of the originally “egologi- principles of construction for the a priori
cal” (referred to the ego of the philosophising forms of all the sciences of realities for all
subject for the time being) phenomenology possible worlds, and consequently these
into a transcendental sociological phenome¬ forms themselves.
SYLLABUS OF A COURSE OF FOUR LECTURES 69

On the basis of phenomenology the orig¬ transformation of the Cartesian way to such
inal ideal of philosophy evinces itself as a beginning (i.e., to the ego cogito) in its
practical ideal; the ideal, namely, of a sys¬ main outlines, through which it becomes the
tem to be constructed of all sciences as of phenomenological introductory method.
absolutely strict and certain theories the ra¬ a. General preliminary considerations.
tionality of which in all its stages rests on a The necessary form of the philosophical be¬
priori insight. At the back of the system, as ginning as meditation on the “I.” The ques¬
an inner unified totality, of such philosoph¬ tion as to the meaning of “absolutely justi¬
ical sciences there cannot be still further fied” knowledge. Unquestionableness as
possible a “metaphysic,” and beside these norm of such knowledge and its fundamen¬
sciences there can be no special sciences tal significance. Evidence and adequate
(transcendental and philosophically naive) evidence. The source of all absolute justifi¬
that rest upon themselves. Accordingly, the cation must lie in adequate evidence. Apo-
source of all that is philosophical, of all that dictic character of this evidence. Mediate
is in the highest sense, scientific, lies in phe¬ and immediate adequacy. The beginning
nomenology. Its systematic development is we are in search of must be immediately and
the greatest of all the scientific problems of apodictically evident. Thus the ultimate ba¬
our time. sis of all philosophy must be a basis of expe¬
rience (always accessible for him who philos¬
2
ophises) but a basis of apodictic experience.
The Cartesian way to the ego cogito and b. The historical way pursued by Des¬
the method of phenomenological reduction. cartes to the ego cogito by means of the me¬
thodical negation of the sensuous world.
Historical connexion with Plato, the cre¬ The justification of this way in its funda¬
ator of the idea of philosophy as a universal mental re-interpretation. The “I am,” the “I
system of absolutely justifiable knowledge think” of naturally naive evidence, is not the
and the pioneer of the idea of a preliminary ego cogito grasped in virtue of this method
rational science of method. Ancient philoso¬ in apodictic experiential evidence. The
phy and scepticism. Descartes’ revival of the method is needed in order to subordinate
Platonic intentions. What was lost of the the naive attitude in experience and knowl¬
Platonic Ethos: philosophy as fulfilment and edge generally, in order to render possible
correlate of an ethical demand, the cognitive- the new phenomenological attitude and to
ethical demand of radical intellectual con¬ make the ego cogito capable of being ex¬
scientiousness. The cognitive-ethical resolve perienced as a field of view unique and
through which the philosopher becomes complete in itself. This “transcendental phe¬
first of all in his own estimation a philoso¬ nomenological subjectivity” is not the Carte¬
pher. The necessary consequences; the Car¬ sian mens as pure soul; phenomenological
tesian “revolution” and the search for an ab¬ experience of self is not psychologically “in¬
solutely unquestionable beginning. The ner” experience.

LECTURE II

The Realm of phenomenological Experi¬ sian metaphysic? A speculative philosophy


ence and the possibility of a phenomenolog¬ of the ego? We must remember the demand
ical science. Transcendental Phenomenology for adequate apodictic evidence as principle
as science of essence in respect of transcen¬ of the “beginning.” In view of the wholly
dental subjectivity. unfamiliar character of the phenomenologi¬
cal field, it is necessary at the outset to ex¬
1 plore it as inquirers, to become acquainted
with it in tentative observations and to de¬
What is to be our mode of setting out scribe it. The necessary guarantee of confin¬
theoretically with the ego cogito? A Carte¬ ing oneself to phenomenological territory
70 HUSSERL’S INTRODUCTIONS TO PHENOMENOLOGY

and of the purity of phenomenological de¬ confirmation of the intention. Presumptive


scription by the rule of phenomenological being and being in the character “it is really
bracketing or putting between quotation so.” Opposite case of annulling. Character
marks (Einklammerung). That rule prohib¬ of non-being. Realisation of the intentio in
its any naively natural assertion and the use the transition into a self-giving {selbstge-
of any objective judgments whatsoever; it bende) intuition or “evident justification”;
permits only reflective judgments upon such intentional character of “true being.” Analo¬
judgments as my “phenomena,” upon my gous modalities of feeling and willing. End¬
belief and that which is thereby believed as less multiplicity of such modalities.
such, and likewise judgments upon any Possible descriptions in reference to the
kind of “1 feel or immediately experience” ego as “centre” of the attending, convinced,
(Ich erlebe), and upon all that is immanent acting intentionality, as also “centre” of af¬
therein. fective states. All such occurrences establish
Adequate descriptions according to the the fact of the phenomenologically consti¬
threefold title: ego, cogito, cogitatum. By tuted I or ego. But they only indefinitely
way of example, analyses along the parallel constitute the actually lived stream of life of
lines, cogito, cogitatum, whereby manifold “the natural ego." Bifurcation of the ego in
modifications of intentionality emerge. the transition into the phenomenological
Perception as immediate presentness. focus or attitude; it becomes an “impartial
Recollection as immediate pastness. Modes spectator” of what belongs to itself. Phe¬
of mediate presentness and pastness through nomenological reflexion of a higher level:
gesture, picture, sign and expression. Ein- phenomenological experience and thought
fiihlung and expression of a mental life in a as subject-matter of reflexion. All descrip¬
body. Modes of intuitiveness and non- tions result in “pure intuition,” in adequate
intuitiveness, of determinateness and inde¬ experiential evidence. No naturalistic preju¬
terminateness, of knownness and strange¬ dices, no tabula rasa interpretations.
ness. Modes of attention. A fragment of
phenomenological analysis in the case of a 2
perceived spatial thing: the multiplicity of
its perspective ways of appearing, form- The question as to the possibility of an
perspective, colour-perspective, etc. Mani¬ egological science. A further consideration:
foldness of the modes of orientation. The the phenomenological subjectivity is experi¬
absolute “here,” the manifold “there,” near enced as extending beyond the range of the
and far, the far horizon. Discrimination of actually present, as stretching forward into
the body, etc. Continuous perception and an endless past and future. Possibility of
synthetic unity in continuity. The continu¬ doubt in respect of my recollected past, as
ously one and the same object of percep¬ also in respect to the future stream of experi¬
tion. Discrete synthesis and the identical ences. Necessity of a fresh elimination for
One. the reduction to the absolutely given. The
The ideality of the object in the multi¬ impossibility of “objectively” fixed or scien¬
plicity of vital experiences (Erlebnisse) tific expressions for the sphere of the merely
which are consciousness of it: it is involved present: accordingly a science of facts in re¬
in them not as an active part but as “in¬ spect of the ego cogito cannot in the philo¬
tentional pole.” The object as in a certain sophical “beginning” be attained.
sense what is meant or intended: even the Radical removal of an empiricist preju¬
sensuous form is not an actual part of the dice: extension of the notion of “Experience.”
vital experiences. “Intentional form” as con¬ Adequate self-comprehension (adequate “ex¬
trasted with “actual” moments of vital ex¬ perience”) is also possible of pure possibili¬
perience. ties; further, in respect to pure possibilities,
Modalities of belief and the intentional of “species” of a single one of a species, of
modes of being (being, possible being, particular and universal possible relations, of
probable being, doubtful being, etc.). Pre¬ essential necessities and impossibilities. In¬
sumptive intention as directly aimed and dependence of all such a priori statements of
SYLLABUS OF A COURSE OF FOUR LECTURES 71

experience in the ordinary sense—that is to ung) of all transcendental natural possibilities


say, of the trustworthiness of perception, for the purpose of reduction to the sphere of
recollection, etc. Indubious possibility of in¬ purely egological possibilities. An essential
tuitive and adequate apprehension of such a theory, operative within the boundaries of
priori certainties in the sphere of the tran¬ absolute evidence, of my possible egological
scendental ego. To the philosophising ego certainties (for possible ego, possible con¬
the totality (universum) of its egological sciousness, possible intentional forms) can
possibilities according to its essence and es¬ and must be the first of all philosophies—
sential laws is accessible in the framework of the first in possible and absolute proof. And
adequate and apodictic evidence. The phe¬ this science is transcendental phenomenol¬
nomenological “bracketing” (Einklammer- ogy, the mother of all a priori sciences.

LECTURE III

Transcendental phenomenology, and the knowledge and its relation to objectivities,


problems of possible knowledge, possible to things per se, to ideas, inherently valid,
science, possible objectivities and worlds. truths, theories, to ideals inherently valid
and norms, worths, etc. The problems of
1 the possibility of transcendent knowledge
and of the possible meaning of a world
Difficulties of a systematic structure of which is knowable by the objective sciences.
phenomenology. The subjectivity of all that is accomplished
by knowledge, e.g., in the passive bringing
Transcendental subjectivity in the form
together of sensuous appearances, in the ac¬
of phenomenological time as the field of in¬
tive production of notions, propositions,
quiry of descriptive phenomenology. A
theories; the objects of knowledge in itself
wider range of problems of a still higher
as merely immanent substrata of experience
stage of reflexion. Phenomenology of the
and theory; legitimate evidences, felt neces¬
primordial consciousness of time.
sities of thought as subjective characteristics
in knowledge. How then can what is purely
Sketch of the systematic divisions of descrip¬
subjective acquire “transcendent” objective
tive phenomenology.
significance, or what meaning can such ob¬
Elimination of the relatively poor hyletical jective significance have? The struggle with
phenomenology (sense-data in the sensuous sceptical negativism and agnosticism.
fields). The endless realm of the phenome¬ Thesis to be maintained-. All rationally
nology of intentionality. (a) The correlative framed questions proposed to knowledge as
problems in reference to ego, consciousness the work of reason are either transcendental
and intentional objectivity prior to all ques¬ phenomenological questions or confused
tion of justification, truth and reality, (b) and absurd questions.
Higher stage: Phenomenology of reason. Its It is I, and I indeed as the absolute ego,
specialisation into rational theoretical disci¬ that effectuates in my diversified cogito that
plines in accordance with a priori distin¬ assignment of significance through which.
guishable regions of intentional objectivity. everything that can have any meaning for
me wins such meaning: the meaning of
2 mere opinion, genuine knowledge, legiti¬
mate proof, empirical or a priori evidence,
Realisation of these merely indicated dif¬ etc.; but also of normal or delusive appear¬
ferences by consideration of the meaning of ance, asserted truth and falsity, existence
the traditional Epistemology and its relation and nonexistence, etc.; and again of an in¬
to phenomenology. tended and true object, of that which is in
itself over against the act of knowing, more
The problems of “right,” of “validity,” of specifically of thing, nature, social world,
72 HUSSERL’S INTRODUCTIONS TO PHENOMENOLOGY

culture, etc. Only transcendental phenome¬ logical attitude. The knowledge that any
nology comprises and comprehends in its objectivity is only what it is through inten¬
adequately evident method the absolutely tional meaning or significance shows that
unique being of the knowing consciousness there is only one possibility for an absolute
and all the correlations included within it, and concrete being: the being of a con¬
in all their stages and forms. Only in its fo¬ cretely full transcendental subjectivity. It is
cus are the problems of knowledge (and all the only genuine “Substance.” The ego is
imaginable problems) capable of being for¬ what it is from its own fundamental mean¬
mulated in adequate clearnesss and of being ing. The ego is in so far as it constitutes itself
apodictically solved. for itself as being. All other being is merely
General epistemology merges into gen¬ being relative to the ego and is encompassed
eral phenomenology and in a complete within the regulated intentionality of sub¬
treatment would be covered by the latter. jectivity. It is only as “Ideal Pole,” be it as a
But concrete theories of knowledge (consti¬ temporally individualised idea (empirical
tutive phenomenologies) are necessary, e.g., reality), be it as supra-temporal species, etc.
a concrete phenomenology of the knowl¬
edge of nature, a systematic analysis of the 4
strata and stages of the experiencing subject
and its intentional correlata (visual thing, a Problem of the alter ego (Phenomenol¬
thing of touch, a sensuous thing of many ogy of Einfuhlung). Transcendental egology
parts, an actually causal thing, etc.) The does not signify solipsism. The ego that
“Idea” of a complete experience and insight comes to expression in the body of another
into the complete working of a possible har¬ person is determined from the peculiar
monious experience generally; its correlate meaning of the experience of Einfuhlung
the Idea of a “real” object of experience. The and its possible vindication not as relative to
necessity of parallel constitutive disciplines an ego but as itself an ego. Thereby egologi-
for every region of objectivities. cal phenomenology acquires at the same time
intersubjective validity. In further working
3 out of the point of view, every actual or
supra-temporal object acquires relativity to
Transcendental phenomenological sub¬ the totality of the alter egos and to “every¬
jectivity or monadologism as necessary con¬ body.” Phenomenological monadology.
sequence of the transcendental phenomeno¬

LECTURE IV

The concrete idea of logic as a theory of knowledge. The ideal that leads to the phil¬
scientific knowledge and the system of all osophical “beginning,” the ideal of absolute
ontological inquiries. The concrete aim of justification, of adequate evidence, is con¬
phenomenological philosophy. firmed in the sense that any ultimate justifi¬
cation of knowledge is only possible in the
1 form of an adequate essential knowledge of
knowledge, that is to say as transcendental
A reverting to the line of thought in the phenomenology. The true significance of
first lecture and to the treatment of the the method of phenomenological “bracket¬
problem of making a “philosophy” possible. ing” (Einklammerung) does not lie abso¬
In phenomenology, there is not only ob¬ lutely in the rejection of all transcendent
tained a first and absolutely legitimate sci¬ knowledge and objects of knowledge but in
ence, but as a radical theory of knowledge it the rejection of all naively dogmatic knowl¬
contains the absolutely warranted principles edge in favour of the knowledge that is
for the justification of all possible kinds of alone in the long run justified from the phe-
SYLLABUS OF A COURSE OF FOUR LECTURES 73

nomenological point of view of essence. paedeutic of genuine science, no theory of


The logically legitimate function of the the principles of method, no absolute the¬
historically transmitted disciplines, e.g., of ory of norms. Consideration of the necessary
the recently constituted mathematical syllo¬ requirements of the idea of a logic as a the¬
gistic, of the disciplines of pure mathemat¬ ory of science (Wissenschaftslehre) lead in¬
ics, of geometry, of the pure theory of time, evitably to transcendental phenomenology
of motion, pure mechanics, etc. (We speak (for the historical development see my Logi¬
of “formal” and “material ontologies” as a cal Investigations). The logical outcome
priori sciences of objects generally, or of ob¬ leads beyond a universal phenomenological
jects of a special region of being.) What “logic” to the totality of the a priori sciences,
these sciences as naively dogmatic have been an objectively directed and constitutive phe¬
able to achieve is insufficient. Bracketing nomenology. It leads also to an a priori de¬
(Einklammerung) and phenomenological duction of the system of all the categories of
critique of these sciences. Constitutive phe¬ being and thereby to that of the system of
nomenology must in itself rest upon the the a priori sciences. In like manner it leads
fundamental notions and axioms of the to other problems of a universal systematic
logic of propositions and in like manner (e.g., the necessary constituents of the idea
upon all ontological fundamental notions of a world of individuals).
and axioms. But it obtains them in their ul¬ The transcendental monadism, which
timately primitive clearness and legitimacy. necessarily results from the retrospective ref¬
Thus the phenomenology of the knowledge erence to absolute subjectivity, carries with
of nature and of nature itself (as its inten¬ it a peculiar a priori character over against
tional correlate) acquires the ultimately the constituted objectivities, that of the
purified fundamental notions and proposi¬ essence-requirements of the individual mo¬
tions for material thing, space and spatial nads and of the conditions of possibility for
form, physical property, physical causality, a universe of “compossible” monads. To this
etc., which supply critical norms for all le¬ “metaphysical” inquiry there thus belongs
gitimate judgments of nature. A systemati¬ the essence-necessity of the “harmonious ac¬
cally developed phenomenology needs no cord” of the monads through their relation
preceding sciences, ideally it contains within to an objective world mutually constituted
itself the totality of all imaginable a priori in them, the problems of teleology, of the
sciences, and indeed as absolutely estab¬ meaning of the world and of the world’s his¬
lished “philosophical” sciences. It is, there¬ tory, the problem of God.
fore, the universal a priori philosophy. Transition from the a priori to the fac¬
Precisely on this account it realises tum. The philosophy of reality. I, my life,
(thought of as developed) the original and my world, the multiplicity of other egos, as
genuine idea of logic. For originally (in the factum, as a single possibility in the universal
Platonic dialectic) logic was to be the science system of a priori possibilities. An ulti¬
or rendering clear the significance, result mately established knowledge of possibili¬
and legitimacy of possible knowledge and ties. A perfectly strict empirical science pre¬
was thereby to make possible genuine wis¬ supposes for its possibility an absolutely
dom and a universal philosophy. Necessarily valid universal logic, and that is transcen¬
it turned its gaze to all the correlative sides, dental phenomenology. The naively dog¬
to the side of the “I” striving after truth and matic sciences of fact and their phenomeno¬
of the knowing consciousness (evidence, logical critique. Their transformation into
proof), to the side of the meaning of knowl¬ correlate sciences and therewith into scien¬
edge (notion, proposition, truth), and to tific phenomenologies of matters of fact.
the side of the object. The dogmatic charac¬ The ideal of the future is essentially that of
ter of the historical logic, the confused phenomenologically based (“philosophi¬
boundaries associated therewith, its clinging cal”) sciences, in unitary relation to an abso¬
to mere generalities; its predominant psy¬ lute theory of monads. Phenomenology as
chologism. A dogmatic logic can be no pro¬ “first philosophy” and as method of all “sec-
74 HUSSERL’S INTRODUCTIONS TO PHENOMENOLOGY

ondary” philosophies. Thus phenomenol- and as one amongst them philosophy, but
ogy is the realisation of the way to a univer- only a single universal science on a single ab-
sal philosophy in the old sense. There can- solute foundation,
not be independent sciences side by side
5
Introduction to
Husserl’s Syllabus for the Paris Lectures on
“Introduction to
Transcendental Phenomenology”*
HERBERT SPIEGELBERG

1. The Case for an English Translation of both the Paris Lectures and the Cartesian
the German Syllabus Meditations has been translated, the sylla¬
bus is the only part of this volume, except
At first sight there may seem to be little for the excerpts from Ingarden’s comments,
point in an English translation of Husserl’s still missing in English.
German syllabus of his four lectures at the (2) The syllabus was the first authentic
Sorbonne on February 23 and 25,1929, con¬ Husserl text put into the hands of the
sidering the fact that the text of the actual French public, though only in the printed
lectures as reconstructed by Stephan Strasser form of a French “Sommaire,” added to the
has been translated and introduced by Peter German Inhaltsverzeichnis in Husserliana 1.
Koestenbaum in 1961.1 Was not the syllabus Since Husserl delivered the actual lectures in
meant only for the specific occasion and has German, the syllabus was presumably much
no longer any permanent value? Clearly the more accessible to most of the audience.
situation is different in the case of the Uni¬ (3) The reconstructed text of the Paris
versity of London lectures of June 7, 8, 9 and lectures may not be identical with what
12, 1922, whose main text is not yet pub¬ Husserl actually said to his audience, much
lished, much as it deserves to be, so that the as it was based on his manuscript. All we
recently recovered syllabus in the translation know his audience received exactly as we
which was distributed to the audience is the know it now was the French summary.
only available substitute.2 (4) However, a close comparison of the
Nevertheless, the original German text of Sommaire with the German original reveals
the Sorbonne syllabus, published in Hus- that it was an increasingly free translation,
serliana, is significant enough to warrant an especially toward the end, where whole sen¬
English translation for the following reasons tences are missing. This was hardly the text
in inverse order of importance: Husserl wanted his audience to have. Cer¬
(1) Now that the editor’s introduction to tainly for an English reader it is no adequate
substitute for the German syllabus.
(5) In the syllabus at the end of the first
♦Reprinted with permission of the publisher and
translator from Journal of the British Society for Phe¬ lecture, there is a distinction between the
nomenology 7 (1976): 18-23, with revisions to the in¬ epoche and the “now following” turn of the
troduction. glance (Blickwendung), which seems to be

75
76 HUSSERL’S INTRODUCTIONS TO PHENOMENOLOGY

the equivalent of the phenomenological re¬ was given a special title. In this respect the
duction.3 This becomes even clearer at the Paris syllabus differs strikingly from its Lon¬
end of the paragraph, where Husserl puts don predecessor, where, to be sure, Husserl
the two methods of the transcendental- did not give “double lectures” on only two
phenomenological epoche and that of the days but offered separate lectures on four
transcendental-phenomenological reduc¬ different days. However, even in other re¬
tion to the transcendental ego side by side as gards the London syllabus, with all its lin¬
replacements for the Cartesian method. guistic and other defects, emerges as a much
There is nothing equally explicit in the Paris more detailed and impressive piece. To be
lectures, where Husserl merely says that by sure, Husserl himself was apparently no
means of the phenomenological epoche the longer aware of this difference when he put
natural human I is reduced (reduziert sich) into the margin of the first page of the Paris
to the transcendental ego.4 In the Cartesian syllabus the remark (in German): “probably
Meditations Husserl even says that the tran¬ for the table of contents of the London lec¬
scendental epoche “insofar as it leads back” tures? Or of the Paris ones?”9
is called the transcendental-phenomenolog¬ However, the style of the two syllabuses is
ical reduction, making the difference appar¬ pretty much the same. Next to complete
ently merely a matter of names, although it sentences there are merely key words or sen¬
is clear that even here “leading back” is tence fragments, which could not have
something different from mere abstaining.5 meant much to readers who could not fol¬
I have discussed the significance of this dis¬ low the actual lecture. In fact, whole para¬
tinction elsewhere.6 graphs consist only of sequences of seeming
subtitles to be spelled out in the lecture.
2. Textual Problems and Their Significance Under these circumstances the relative
importance of the Paris syllabus and of
The present translation is based merely Strasser’s text of the lectures for the genesis
on the text and incidental information as of the Cartesian Meditations is hard to as¬
given in Husserliana I. It is therefore possi¬ sess. What has to be realized is that accord¬
ble that by going back to the original manu¬ ing to Strasser’s textual apparatus (Text-
scripts some of the questions I shall now kritischer Anhang)™ he had to reconstitute
raise may still be answered. The most im¬ the text of the lectures from two manu¬
portant one concerns the chronological rela¬ scripts, the Urtext apparently still contain¬
tion between the syllabus and the two man¬ ing most of the original pages and a second
uscripts7 that Husserl had prepared for the shorthand manuscript entitled “Develop¬
Paris lectures, from which Strasser recon¬ ment for the Printing” (Ausarbeitung fur
structed his text. This question could also den Druck), to which numerous pages had
throw light on the role and the relative sig¬ been transferred. Strasser returned those
nificance of the two texts. which “probably” (vermutlich) belonged to
According to Strasser Husserl did not be¬ the Urtext, but he does not describe the cri¬
gin his preparations for the lectures until teria for the solution of the resulting prob¬
January 25.8 Now, since the syllabus had to lems of identification, which were clearly
be translated and printed in French, it not easy to solve. In any case the present text
would seem likely that it had to be sent to remains a reconstruction not authenticated
Paris well in advance of the lectures on Feb¬ by Husserl himself, as was the text of the syl¬
ruary 23 and 25. So the syllabus was hardly labus. On the other hand most of the lecture
the last thing Husserl worked on. The fact texts may be later than the syllabus and
that the syllabus was divided up only for the hence closer to the actual lectures of Febru¬
first two lectures, whereas the third and ary 23 and 25. Also the lecture text is consid¬
fourth of these lectures are not yet sepa¬ erably richer than the syllabus. Yet the sylla¬
rated, suggests that when Husserl sent off bus contains significant differences in the
the German syllabus he had not yet com¬ formulation, such as the distinction be¬
pleted his lectures. Also only the first lecture tween epoche and reduction which first at-
SYLLABUS FOR THE PARIS LECTURES 77

tracted my attention. Certainly both texts tion about the genesis and background of
are worth studying as stages of Husserl’s de¬ the Paris lectures can now be found in
veloping thought. Karl Schuhmann’s indispensable Husserl-
The most helpful and reliable informa¬ Chronik.n

NOTES

1. The Paris Lectures. 8. Ibid., p. xxiii; translated by Thomas Attig in


2. Reprinted in this volume, pages 67-74. Journal of the British Society for Phenomenology 7
3. Cartesianische Meditationen. p. 189. (1976): 12-17.
4. Ibid., p. 10, 1. 36-p. 11, I. 3 {PL, p. 10). 9. Ibid., p. 245, where the editor reports that on
5. Ibid., p. 61 (p. 21). page 187, line 28, of the original manuscript there is a
6. Herbert Spiegelberg, ‘Is the Reduction Neces¬ note in the margin: “Probably for the table of contents
sary for ?hcnomcno\ogyr' Journal ofthe British Society of the London lectures? Or of the Paris ones?"
for Phenomenology 4 (1973):6. 10. Ibid., pp. 221-22.
7. Cartesianische Meditationen, p. 221. 11. (The Hague: Nijhoff, 1977), pp. 341-44.
5
Syllabus for the Paris Lectures on
“Introduction to Transcendental Phenomenology”
Translated by Herbert Spiegelberg

SURVEY

First Lecture velopmental sense of modern philosophy in


the direction of a transcendental philoso¬
The Cartesian Meditations and their Critical phy, whose last most radical form is phe¬
Transformation into a Meditative Disclosure nomenology. The decline and hopeless frag¬
of the Transcendental Ego mentation of philosophy since the middle of
the nineteenth century calls for a newer be¬
1. Introductory ginning and new Cartesian meditations.
Phenomenology as their conscious resump¬
An introduction to transcendental phe¬ tion and purest result.
nomenology connects quite naturally with
Descartes’ Meditations, whose critical trans¬ 2. The Cartesian Meditations in Critical
formation has influenced its origin. Des¬
Transformation
cartes’ postulate of a universal science on
absolute grounds; after the overturn of tra¬ I, as radically starting philosopher, inval¬
ditional science its reconstruction on abso¬ idating for me all pre-existing sciences. Even
lute foundations. The subjective turn of this the idea of universal science on absolute
postulate and its model character. The idea grounds is not yet settled regarding its possi¬
of the true philosopher in the making, its bility and attainability, although it directs
necessary start with meditations of the Car¬ our meditating. Interpretation of its sense
tesian type as to how the first and absolutely through empathy into the intention of sci¬
certain foundation can be found. The re¬ entific work: scientific statements through
sult: the meditating person must keep out self-evidence [by way of] appeal to the
the existence of the world as questionable things {Sacked), the states of affairs
and thus “win” his pure ego as absolute and “themselves”—[i.e.) those that are directly
unique. From this start the way of the con¬ or indirectly founded. Not [merely] inciden¬
struction of the knowledge of the world and tal self-evidences and true statements of ev¬
of all objective sciences purely under the di¬ eryday life but scientific truths which are
rection of the principles innate in the ego. valid once and for all and for everybody.
Perennial value and historical signifi¬ The incipient philosopher [for whom] the
cance of these fundamental meditative con¬ sciences are being overturned does not own
siderations. The positive sciences have anything like this, yet [he does own] the
pushed them aside, but philosophically they self-evidences of life. He begins with the
were the source of the completely new de¬ principle of judging from pure self-evidence

78
SYLLABUS FOR THE PARIS LECTURES
79

and the critical analysis of the self-evidences this man receives his sense of being. As this
themselves with regard to their perfection ego and only as such am I apodictically cer¬
[and] their scope, an analysis carried out by tain for myself and am ultimate presupposi¬
self-evidences of a higher type in turn. From tion of being to whom everything that is
this basis he poses the question whether self¬ meaningful for me is relative. What remains
evidences primary in themselves which pre¬ out of the question, and must remain so, is
cede all others can be demonstrated and can every misinterpretation as if this ego were a
at the same time be designated as “apodic- last remaining little piece of the world
tic,” as valid once for all. which strangely is given apodictically, and
Life and the positive sciences refer to the the plan to prove again as an addition the
obviously existing world. [But] asks the med¬ [existence of the] balance of the world in or¬
itating person, is the existence of the world der to rebuild subsequently on the old
the certainty primary in itself and apodictic? ground of mundane science. [But] medita¬
Descartes’ First, but superficial, critique of tion must move on toward a comprehensive
sense experience: that it lacks apodicticity; self-reflection of the pure ego in order to
and by this means his great step to include clarify the meaningful problems it includes
this experience universally into the overturn as their ground of being and knowing gen¬
and then to show that the ego cogito remains erally. Thus it is that from the Cartesian
unaffected by the possible non-existence of method the method of transcendental phe¬
the world. nomenological epoche and of transcenden¬
tal phenomenological reduction —the one
3. Critical Delimitation of the Cartesian leading to the transcendental ego —has
Procedure arisen.

All positive sciences presuppose the va¬ Second Lecture


lidity of the belief in [the existence of] the
world that is implied in all experience of the Introduction
world. This universal self-evidence is in
What can I, the meditator, undertake
need of criticism, hence is to be deprived of
philosophically with the transcendental ego
its validity claim. But this abstention from
cogito? Preview of its utilization, not as
the belief in the existence of the world de¬
foundational axiom, but as a foundational
prives the meditator of the world as the
sphere of experience and being. The idea of
ground of being (Seinsboden) for sciences,
a new type of foundation, the transcenden¬
relating to it as a point of reference, but not
tal, as compared with the objective one, a
of all ground of being and all self-evidence
novel transcendental type of experiental
in general. Rather, behind the being of the
knowledge and science from purely ego-
world, the being of the experiencer and of
logical self-reflection —the first egological
his entire meditating and otherwise absolute
phenomenology.
life reveals itself as the ultimate existential
presupposition [of being], even for the va¬
Execution
lidity of experience and the invalidity of the
world and its questioning. With the univer¬ Step by step opening up of the field of
sal epoche as universal abstention from the transcendental self-experience by phenome¬
natural practice of experiential belief and nological reflection. Psychological and tran¬
the now following turn of the glance to the scendental self-reflection as parallels. Psy¬
experiencing life in which the world has in chological reflection on the basis of a real
me its sense and being (plain reality), tran¬ world claims objective validity; transcen¬
scendental subjectivity makes its appearance dental experience claims merely egological
as the meditating ego, which finds itself as validity. First fundamental statements: the
the absolute and ultimate presupposition cogito as consciousness of something (inten¬
for everything that is at all and that now no tional experience), the cogitatum qua cogi-
longer finds itself as man in the world but as tatum an inseparable descriptive part within
the ego in whom just as the world in general the cogito. Continuing self-reflection as
80 HUSSERL’S INTRODUCTIONS TO PHENOMENOLOGY

coherent self-experience and radical revela¬ possibility of phenomenological descriptions


tion and pure description of typical modes as descriptions of the types of consciousness.
of the intentional experiences and of their Transition to the phenomenology of reason,
meant (appearing, thought about, valued, of its actualities and potentialities.
etc.) objectivities exactly as we are conscious
of them. In addition to these two dimen¬ Third and Fourth Lectures
sions of description a third one, that of the
ego of the cogitationes themselves, enters.1 Reason and unreason, fulfilment and dis¬
[The world, despite the epoche with regard appointment of the intentions as structural
to all side-takings as a major theme of phe¬ forms of transcendental subjectivity. Being
nomenological descriptions: the world as and possible experience —possible self¬
phenomenon. Contrasting of natural and evidence. Possibility as subjective accessibil¬
phenomenological consideration of the ity related to presumptive horizons. The
world. The phenomenologically meditating constitutive questions as questions for the
ego as transcendental spectator of its own system of fully verifying experience which
being and life in the condition of being im¬ are predelineated in transcendental subjec¬
mersed (Hingegebenheit) in the world. I, as tivity as possibilities for each kind of object
a naturally oriented I, am also and am al¬ with their specific types. Each object meant
ways a transcendental I, but know of it only indicates presumptively its system. The es¬
through the performance of the phenome¬ sential relatedness of the ego to a manifold
nological reduction. Only through this tran¬ of meant objects thus designates an essential
scendental attitude do I see that everything structure of its entire and possible intention¬
natural exists for me merely as a cogitatum ality. The constitutive problems comprise
of changing cogitationes, and only this is the whole transcendental subjectivity, for
what I hold to be valid in my judging. Thus even the being-for-itself of the ego is a con¬
in general I must describe objects (real as stitutive problem. The self-constitution of
well as ideal) only in correlation with their the I in a specific sense as personal I. I as
ways of being conscious.]. pole of specific acts, the side-taking acts,
A piece of phenomenology of thing- and as pole of “affections” [states of being
perception as example of phenomenological affected]. Contrast of polarization in the ob¬
description combined with the sharing of ject and polarization in the subject. But the
the correlative belonging together of what ego is not a mere pole of fleeting acts, each
appears and the modes in which it appears. (act of) side-taking establishes in the ego a
Unity and variety—the unity of an object as lasting conviction.
synthesis of identifying congruence (Deck- Advance to the eidetic method; all tran¬
ung) of appearances of the same thing. The scendental phenomenological problems are
synthesis as the fundamental fact of the problems of essence, transcendental phe¬
sphere of consciousness, as combination of nomenology a science of the innate a priori
consciousness and consciousness into a new of transcendental subjectivity.
consciousness of founded intentionality. Transition to the phenomenology of gen¬
The universal unity of conscious life in the esis. Phenomenology of association as essen¬
ego a unity of consciousness in which the tial law-likeness of passive genesis. Active
ego becomes conscious for itself as unity. genesis. By means of the genesis the lasting
The ego in the potential state of possible intentional achievements come into being,
consciousness. The intentional horizons in among them the constitution of lasting
each cogito and their disclosure. Explication worlds for the ego, of the real and ideal
of the intentional implications as the main world of numbers, of the theoretical con
task of intentional analysis. Fundamental struct [Gebilde\.
difference of phenomenological analysis The theory of the transcendental consti¬
and analysis in the usual sense. In phenome¬ tution of being and the traditional episte¬
nology always an interweaving of part analy¬ mology. Explication of the usual problem of
sis (reett) with intentional analysis — transcendence as problem of natural human
Conscious life as Heraclitean flux and the knowledge and as related to intentionality
SYLLABUS FOR THE PARIS LECTURES 81

as a psychological fact. How can a spectacle nads (Leibniz) are mirrored. The disclosure
in the immanent psychic interior and the ex¬ of the constitution yields it as transcendental
periences of self-evidence arising in it have and thus enlarges the phenomenological
objective significance? Critical demonstra¬ reduction to transcendental subjectivity as a
tion of the absurdity of this formulation of transcendental community of monads (Mo-
the problem. Every genuine transcendental nadengemeinschaft). This is the transcen¬
problem is a phenomenological one. The dental ground for the constitution of the
transcendental subjectivity in its universality objective world, as the world which exists
has no meaningful outside. The task is not identically for all men of the community
to infer transcendent being, but to under¬ and for the intersubjective validity of the
stand it as an occurrence in transcendental ideal objectivities.
subjectivity by disclosure of its constitution. The Cartesian problem of a universal sci¬
Phenomenological idealism as a radically ence on absolute foundations and its solution
novel idealism is in contrast with that of in phenomenology. Naivete of prescientific
Berkeley-Hume but also with the Kantian. life, naivete of the positive sciences. This na¬
The objection of transcendental solip¬ ivete as a lack of a deepest foundation from
sism. The constitutive problem of the alter the disclosure of the transcendental achieve¬
ego (empathy), of intersubjectivity, of na¬ ments. Radically founded theory of science.
ture and world as an identical world for Its step[s]: the solipsistically restricted egol-
everyman. The method of the solution: the ogy; this ontology as a aprioristic foundation
methodical stratification of the sphere of for the most radical foundation of a univer¬
consciousness given to the subject by ab¬ sal science of facts, a philosophy of factual
stracting from all its contents that presup¬ being. The genuine metaphysical problems
pose the alter ego. Construction of the ego as those of the highest level within a phe¬
proper, the concrete I-myself as foundation nomenology. Contrasting the Cartesian
for the analogizing empathy. Everything with the phenomenological realization of
originally perceivable and experienceable is the idea of a philosophy. The phenomeno¬
a determination of the I-myself. The other logical philosophy as the most universal and
ego and the secondary experience of empa¬ most radical development of the idea of self-
thy is not directly perceivable but indirectly knowledge which is not only the primal
experienceable through indication, which has source of all genuine knowledge but also
its way of concordant confirmation. In my comprises all genuine knowledge within
originally experiencing mind the other mo¬ itself.

NOTE

1. The critical apparatus (Cartesianische Medita- serl had surrounded the subsequent lines by brackets,
tionen, p. 242) mentions that in his manuscript Hus-
.
PART TWO

Husserl on Logic and Psychologism

In the light of both Hume’s and Mill’s repeated and sustained criticisms of the
nature of both inductive and deductive reasoning, a series of questions about the
nature of logical laws continues to command the attention of many philosophers to¬
day. Some of these questions might usefully be summarized in such terms as the
following: Are logical laws inductive generalizations, or a priori insights into reality,
or descriptions of mental operations, or verbal conventions, or still something else
altogether different?
One of the most fundamental and pervasive themes in Husserl’s phenomenol¬
ogy is the critical preoccupation with these and related questions about the status of
logical laws. These issues are the background of the materials presented in Part Two
of this collection.
Although each of the four texts published here can profitably be approached
with this general theme in mind, nevertheless it is useful to insist on a distinction
between the first text on the concept of number and the remaining three texts on
the problems of logical psychologism. For the first text is a case of a variety of errors
which Husserl is at pains to identify, analyze, and finally overcome in the subse¬
quent articles. Husserl, in other words, came to reject most of the assumptions that
control his extended essay on the concept of number. What the other, shorter arti¬
cles indicate, however—although without demonstrating—is that this revision in
Husserl’s early philosophical position came about not only because of the criticisms
which his work here on number and elsewhere on the philosophy of arithmetic pro¬
voked from Frege and others but also, and perhaps primarily, because of Husserl’s
own efforts to formulate the problem of logical psychologism with more perspicac¬
ity and rigor.
Taken as a whole, then, these materials provide a detailed instance of Husserl
at work on the task of trying to overcome some of the most important difficulties in¬
volved in his starting point. The early work presented here is later developed in still
further detail in his major works, the Logical Investigations (1900-1901) and Formal
and Transcendental Logic (1929), and is still prominent in his posthumous work,
Experience andJudgement (1948).
The question remains open for many of Husserl’s contemporary readers
whether Husserl ever satisfactorily resolved the complex issues of logical psycholo¬
gism and the particular status of logical laws1 which he himself raised at the outset
of his philosophical career.

83
84 HUSSERL ON LOGIC AND PSYCHOLOGISM

One convenient way of summarizing this difficult topic is to isolate a series of


different formulations of logical psychologism in the positions Husserl presents
from Mill, Lipps, Wundt, Sigwart, and others. We can then reduce these various
formulations to two basic theses, each with a corollary, one being a stronger version
than the other. This, in fact, is the strategy worked out in a recent important paper
on psychologism. Here is a slightly amended version of the results.
Strong logical psychologism: Psychological investigations of actual human
thought processes are the necessary and sufficient conditions of logical investi¬
gations. [Corollary: The analysis of logical laws is equivalent to the analysis of
particular human thought processes.]2
This strong formulation is easily weakened to accommodate more nuanced views by
omitting the phrase “and sufficient” in the thesis statement and substituting “con¬
sists partly” for “is equivalent to” in the corollary statement. An example of this
thesis is to be found in Husserl’s discussion of Mill. Mill subscribes to logical psy¬
chologism when he interprets the principle of contradiction as consisting of the view
that no two contradictory statements can be judged to be true at the same time. The
nonpsychologistic formulation would be: no two contradictory statements can be
true at the same time. On the first view, logical contradictories are two statements,
both of which it is impossible to believe to be true at the same time; on the second,
logical contradictories are two statements, both of which cannot be true at the same
time.
Two basic arguments are usually used to support logical psychologism in the
versions that Husserl discusses. The first calls attention to the fact that logic must
deal with mental activities just because it deals with judging, inferring, proving,
and so on. The second reminds us that nothing, not even logical laws, can be dealt
with independently of thinking. Nothing, the claim is, can be an object without at
the same time already being dependent on mind. The first argument is properly
psychologistic, whereas the second is more generally idealistic. Of the two, the gen¬
eral argument is more powerful, as we would expect.
The point at issue here is whether indeed there are objects or simply things we
take to be objects. More basically, the issue is one of truth. Are there truths or are
there no more than what we take to be truths? This is the formulation which Frege
settles for in his preface to The Basic Laws of Arithmetic (1893): “All I have to say to
this is,” he writes there, “being true is different from being taken to be true, whether
by one or many or everybody, and in no case is to be reduced to it. There is no con¬
tradiction in some things being true which everybody takes to be false. I understand
by ‘laws of logic’ not psychological laws of takings to be true but laws of truth.”3
Once the errors in the first volume of The Philosophy of Arithmetic (1891)
were grasped, this position becomes Husserl’s as well. But both Frege and Husserl
are aware that such a position cannot itself be defended with the help of the laws of
logic. In short, whether a law of logic is acknowledged to be true or not comes down
to nothing more than opinion. This explains both the force of the strong psycholo¬
gistic position and its continued recurrence especially in Husserl’s thought. Al¬
though Frege remained with this view, by the time of the first edition of the Logical
Investigations in 1900-01 Husserl came to believe that the psychologistic position
could be refuted. Whether his arguments were sufficient to refute as well the strong
or idealistic position that troubled Frege so deeply still remains controversial.
HUSSERL ON LOGIC AND PSYCHOLOGISM 85

NOTES

1. See, among other accounts, S. Barker’s description of the problem in his The Ele¬
ments of Logic, 3rd ed. (New York, 1980), pp. 299-307, and S. Haack, Philosophy of Logics
(Cambridge, 1978).
2. M. Sukale, Comparative Studies in Phenomenology (The Hague, 1976), p. 24.
3. Cited by Sukale, Comparative Studies, p. 25.
6
Introduction to “On the Concept of Number”
DALLAS WILLARD

Husserl took his doctorate in mathemat¬ which belongs to the concept of a number of
ics, with a minor in philosophy. Hence, it is things or a totality. This extension is said to
not surprising that his first published writ¬ consist of “sets or groups of determinately
ing, which follows below, was in the philos¬ given things,” for example, the sheets of pa¬
ophy of mathematics. And since it was per in a box or the vehicles passing a certain
widely agreed among mathematicians of spot in an hour’s time. Beyond this, section
that time that the logically basic concept for 1 indicates that the concept must be ana¬
mathematics is that of number, Husserl as¬ lyzed by studying its “origin” —namely, by
sumed that “it is with the analysis of the studying the process of abstraction through
concept of number that any Philosophy of which it and its parts are derived. Moreover,
Mathematics must begin.’’Just such an anal¬ because a “number” of things is one sort of
ysis is the goal of the following essay. Its whole, this section also contains a discussion
contents were worked into form during the of the general manner in which abstraction
academic year 1886-87. But, according to its proceeds toward the concept of any sort of
author, the first part of Philosophie der whole. The point is made that abstraction
Arithmetik, published in 1891, repeats this must, in such cases, single out the combin¬
essay “almost word-for-word” (nahezu wort- ing relation which makes up the particular
lich).1 Indeed, this early essay sets forth the sort of whole in question, binding its parts
basic elements in a view of number which together. (See the last five paragraphs of sec¬
Husserl adhered to for the remainder of his tion 1.) (Ill) With section 2, then, the analy¬
life, and does so by using much the same sis proper of the concept begins. Husserl
method of analysis which he also retained, discusses various theories as to what must be
with elaborations and name changes, to the the essential nature of that combining rela¬
end of his career. tion which shows up within a “number” of
The essay presents special difficulties for things. These theories, listed in the last sen¬
the contemporary reader, because it at¬ tence of the first paragraph of section 3, are
tempts conceptual analysis in a manner now all rejected for reasons given. (IV) Section 3
totally out of use. So it may be helpful to di¬ advances Husserl’s own view of the combin¬
vide it explicitly into the following parts: (I) ing relation (the “collective combination”)
The “Introduction” states the goal of the es¬ which is present wherever we have a “num¬
say and describes the philosophical signifi¬ ber” of things, and the intuition of which
cance of that goal. With no elucidation, the provides an essential part of the origin of the
method to be followed is here referred to as concept of number. This view is summa¬
“psychological” analysis. (II) Section 1 makes rized in the penultimate paragraph of sec¬
a preliminary identification of the concept tion 3, and again in the penultimate
to be analyzed by giving some historical ref¬ paragraph of section 4. (V) Finally, section
erences and then by specifying the extension 4 states the content of the concept of num-

86
ON THE CONCEPT OF NUMBER 87

ber, thus completing the concept’s analysis. simply assumed that the content of a con¬
With this overview in mind, we turn to cept is obvious, once the concept’s origin is
consider the method of conceptual analysis made clear.
here used by Husserl. For purposes of un¬ Now the “origin” which Husserl seeks is
derstanding this essay, we may say that a ultimately the abstractive source of the con¬
concept is a repeatable and shareable cept, especially of its parts. In general he as¬
thought, and that to analyze a certain con¬ sumes that a concept applies to an object in
cept is to discern what is of necessity thought virtue of the fact that certain qualities or re¬
of or meant—the partial intentions essen¬ lations which the concept primarily intends
tially involved —whenever that concept is or connotes are in the object. To “have” a
deployed. Now Husserl’s assumption is that concept, on the other hand, is at least to
concepts cannot be analyzed directly. That have a capacity to think of those qualities,
is,’ one cannot (at least in the philosophically and to think of things as having those quali¬
most interesting cases) simply focus one’s re¬ ties. It is Husserl’s view that one comes to
flexive attention upon the concept or have a concept by fixing the mind intu¬
thought in question and thereby discern the itively upon the relevant qualities or rela¬
partial intentions which go into its makeup. tions in relevant objects as they are given to
Following Carl Stumpf, his colleague in intuition [Anschauung\. The objects given
Halle at the time, Husserl supposed that we are the ultimate “origin” or source of con¬
best discern the content of a concept by ex¬ cepts which apply to them. Hence the con¬
amining the concept’s origin: by tracing the cept is derived through apprehension of
“idea,” as it were, to the partial “ideas” and, “the things themselves.” Once the relevant
finally, to the “impressions” from whence it extension is determined for a given concept,
developed. As Stumpf had remarked in his the full investigation of the concept’s origin
Uber den Psychologischen Ursprung der requires only a clear indication of what it is
Kaumvorstellung (1883), a book which in those objects which one focuses upon in
greatly influenced Husserl: coming to “have” the concept.
In the case of the concept of number, as
the question “Whence arises a representation?” is well as the concepts of determinate numbers,
of course (though this is not always done) to be the most common objects to which applica¬
clearly distinguished from the other question,
tion is made are sets or groups of determi-
“What is its knowledge content, once we have
nately given things, such as pencils on a desk
it?” However, these two questions are methodo¬
logically related, insofar as the question about or strokes of a clock. But it is clear that
the origin of a representation leads us to the sepa¬ merely to be intuitively aware of the mem¬
rate parts of which it is composed, and therefore bers of a group is not to intuit them as a
yields a more precise grasp of its content, (p. v; “number” of things, or as a totality in the
see also pp. 3-4) sense here in question. To intuit them as a
“number” of things, one must perform a
And so Husserl, guided by the supposed characteristic, complex act which we might
methodological imperative, describes the describe as the intuitive enumeration of the
following essay as dealing with the “specific objects in the group. In such an act I serially
question . . . about the content and origin consider certain objects from among those
of the concept of number” and as aiming at presented to me, with that distinct type of
“the exhibition of the origin and content of emphatic, purposive, and ordered noticing
the concepts multiplicity and number.” By which is essential to (but not limited to) the
far the greater part of the essay is, in fact, explicit counting of objects. Husserl’s claim
devoted to discussions of the origin of the is that when I do consider them thus, a new
concept: the appropriate means, following and distinctive type of whole is present to
Stumpf, of analyzing its content. Only four me in intuition: the totality or multiplicity
pages at the very end are given to a state¬ — a concrete unity of x number of objects.
ment of the concept’s content, and much of Such a unified “totality” appears to me with
that really turns out to be a discussion of the clear, nonspatial boundaries within my total
“origin” of the concept something. Husserl field of consciousness —boundaries defined
88 HUSSERL ON LOGIC AND PSYCHOLOGISM

by the range of the characteristic, noticing It is this “together” which is the ultimate
acts in question. The wholes (totalities) thus phenomenal fact of number, and to which
bounded are not intuitively given in any Husserl gives the name ‘collective combina¬
type of mental act other than the sort of arti¬ tion’. Once we have seen it, all that remains
culated considering just described. They is to show (as Husserl does in section 2) why
are, in the language of that day, “objects of this “together” is not the same as certain
a higher order,” and hence are only grasp- other relations which have been offered as
able in acts of thought which essentially rest its substitute, and to see (section 3) what can
upon subordinate acts, those in the ordered be given by way of a description of the es¬
noticing mentioned.2 sence of this peculiar “together” relation as it
Now we must carefully consider this presents itself to us. This will then complete
point about the intuitability of totalities. In Husserl’s account of the origin of the most
the givenness of “a number of things” we important element in the concept of number.
have one instance of what Husserl was later We may represent Husserl’s account sche¬
to call “categorial intuition” in the sixth matically as follows:
chapter of “Investigation VI” of the Logical
Investigations (1901).3 It is perhaps the one
point where we cannot misunderstand what
he is saying if we are to understand his view
of number. At the opening of section 2 in
the following essay he states that “the short¬
est answer to the question about what kind
of unification is present in the totality lies in
a direct reference to the phenomena. And Here A through G are objects in a given
here we are genuinely dealing with ultimate field of consciousness. The unbroken lines
facts.” They are ultimate in the sense that if to B, D, and F are those characteristic acts of
we do not see them, we cannot come to noticing which are involved in enumerating.
grasp them correctly, because the unifica¬ The small arrows crossing between the un¬
tion in a mere “number” of things is unana- broken lines are awarenesses of earlier such
lyzable and indefinable. So let us try to acts built into subsequent such acts, order¬
look, by living reflectively through a con¬ ing them into a progression. The diffuse ar¬
crete case. If I attempt to count the trees in a row formed from broken lines is the founded
certain area of a park, I must do something consciousness of the higher order object, the
more than just be conscious of them, or even totality BDF. The dotted lines connecting B
see them —whether as spatially clumped to¬ to D to F are the “collective combinations”
gether or taken individually. I must rather, in virtue of which these three elements form
as I view them, think in a characteristic man¬ a number of things, excluding the other ob¬
ner: There is that one and that one and that jects in the field of consciousness. Please
one and. . . . Now as I go through these note that the totality as thus represented by
acts in which the things enumerated are the closed curved line, like the relations
“separately and specifically noticed,” as Hus¬ which it contains, is not a part of the com¬
serl says, there arises for me a division of the plex act in which it is grasped.
trees into those “already” enumerated and Husserl now makes a fateful choice of ter¬
those not or “not yet” enumerated. His view minology. He decides to call the collective
is that this division is a fact intuitively given combination a ‘psychical’ relation. Having
to me. If this division does not present itself refuted various theories concerning the pre¬
to me with some force and clarity, I simply cise nature of the unifying relations in the
cannot number the trees. But in that it does totality, he turns to a positive account in sec¬
arise for me, the trees already enumerated tion 3 (see fourth paragraph). Since he as¬
appear somehow united or “together,” and sumes that the collective combination can
in their unification with each other they have any type of object for its terms—
stand “apart from” the remaining trees—of anything is countable— it cannot be marked
which I nonetheless may be quite conscious. out in terms of a restricted class of terms.
ON THE CONCEPT OF NUMBER 89

Thus, one has to find something in the col¬ Brentano, a critical realist at this stage of his
lective combinations themselves which can career. This meant that every nonmental ob¬
characterize them. They do, in fact, Husserl ject was intended on the basis of an apper¬
believes, possess “noteworthy peculiarities ceptive grasp of something actually present
which very essentially distinguish them in in (a part or constituent of) consciousness.
their phenomenal existence from all of the But then there is a problem with the “psy¬
remaining kinds of relations” (paragraph chical” relations, for Husserl finds that there
four). Thus we can “classify relations in corresponds to them no sense content (sen-
terms of their particular phenomenal char¬ sum or image) in the mind itself. And this is
acter” (paragraph six). As to what the precise the third and final feature of psychical rela¬
character of the collective combination is, he tions: one which leads Husserl to remark
takes his clue from Brentano’s distinction that we “could also quite appropriately call
between the psychical (mental) and the physical relations ‘content relations’.” Now
physical. The psychical relation of inten- in the absence of such a literal mental con¬
tionality comprises its object term in a pecu¬ tent, the prior mental acts reflected upon in
liar, indefinable manner, marked by the grasping a psychical relation function struc¬
term ‘intentional inexistence’. This manner turally as sense contents do in grasping
stands out clearly when compared with how, physical relations: as, that is, a kind of ap¬
for example, similarity grasps its terms. This perceptive support of the intention directed
apparent difference is regarded by Husserl upon the psychical relation.
as the difference between, respectively, a These three features give the psychical re¬
“psychical” relation and a physical relation. lation only a very weak connection with its
But how is this difference to be spelled out terms: “the relation does not immediately
further? reside in the phenomena themselves, but,
Upon closer examination (see under ara- so to speak, is external to them.” Yet, Hus¬
bic number 2 in section 3), psychical relations serl says, “a certain unity is present in the
turn out to have three essential phenomenal totality, and is perceivable with Fvidenz."
features which can be stated. First, they ad¬ The above completes Husserl’s account of
mit of an unlimited variety in the types of the abstractive basis of that relational con¬
terms which they take. Anything at all can cept which is an essential part of the concept
be (i) an object of consciousness, (ii) collec¬ of a “number” of things, or of a mere totality
tively combined into a “number” of things, or multiplicity. However, there is one more
or (iii) stand in the “relation of‘distinctness’ essential part of that concept, and Husserl
in the widest of senses, ... in the case of discusses it briefly, almost as an after¬
which two contents are brought into relation thought. How are the elements related by
merely by means of an evident, negative the collective combination in a “number” of
judgment.” These are the three cases of things to be referred to in the concept of
“psychical” relations which Husserl men¬ number or totality? Since these elements
tions here. Second, in order to be aware of must be utterly without restriction as to
things as psychically related, we must be kind, there can “enter into the general con¬
aware—in some prepredicative and possibly cept of the multiplicity no peculiarities of
nonthetical manner, no doubt—of a prior content. However, . . . parts must be some¬
act (or acts) of consciousness in relation to how thought of in it,” since it is a whole
those things. To be aware of X as an object (third paragraph of section 4). Husserl’s so¬
of consciousness, I must be (marginally) lution is to say that in the concept of num¬
aware of my simple consciousness of X; to be ber things are referred to as mere “some¬
aware of it as one of a “number” of things, I things.” “The concept of something owes its
must be aware of a prior emphatic and or¬ origination to reflection upon the psychical
dered noticing of it and of the others in the act of representing, as the content [object]
“number”; and to be aware of two things as of which just any determinate object may be
different, I must, Husserl thinks, be aware given” (fourth paragraph of section 4). That
of a prior act of judging them to be differ¬ is, it derives from the psychical relation (i),
ent. And finally, Husserl was, following mentioned above. The feature of being a
90 HUSSERL ON LOGIC AND PSYCHOLOGISM

“something” also has, as will have been sug¬ does not mean “part of a mind” or even “in¬
gested by the above discussion of psychical tentional.” Rather he means “having a certain
relations, no corresponding “partial con¬ character which is most well-known as show¬
tent,” such as a sensum or image. And, like ing up in the intentional (psychical) nexus.”
the collective combination, the character of But the collective combination is not itself
“something” “belongs to the content of any an intentional relation. It interrelates the
concrete object only in . . . [an] external members of a totality, but these members
and non-literal fashion” (loc. cit.). do not thereby cognize, do not refer to, each
The concept of number contains, then, other. Nor are the only things collectively
two subconcepts. Husserl thought, follow¬ combinable mental acts or contents—as
ing Bolzano, that the collective combination Husserl explicitly says. Those who read Hus¬
was designated in common language by the serl were, however, to find it practically im¬
conjunction ‘and’. To grasp a “number” of possible to transfer the term ‘psychical’ from
things is simply to grasp certain objects un¬ its ordinary sense, designating the mental,
der the phenomenal character of a mere to the more general sense proposed by him.
“something” and as united by the phenome¬ This was, of course, made all the more
nal relation of a mere “and.” Thus, the con¬ difficult by Husserl’s use of the term ‘con¬
cept of a multiplicity or totality is just some¬ tent’ to refer both to the object— either real
thing and something and something, etc. A or merely intentional—of a representation
particular number such as four merely sup¬ and to a constituent, or part, of a represen¬
presses the “etc.” at a certain point. Thus a tation. He seems not to have been aware of
number is a property of similar groups the problems. In his (1903) review of Palagyi
which are seen or conceived of as mere he admitted that for some time he did not
“somethings” joined by a mere “and.” know what to make of Bolzano’s “objective”
Now it must be stressed that his account concepts and propositions.6 By 1894, in his
of the totality, and of number, is very close “Psychological Studies in the Elements of
to, if not identical with, one given much ear¬ Logic” (subsection 3 of part l),7 he had be¬
lier by Bolzano. We know from Husserl’s au¬ come aware of the difficulties, and said, “I
tobiographical writings4 that between 1884 think that it is a good principle to avoid such
and 1886 he heard Brentano lecture on “the equivocal names as ‘representation’, so far as
descriptive psychology of the continua, with this is possible.” In chapter six of “Investiga¬
detailed consideration of Bolzano’s Para- tion V” of the Logical Investigations (1901)
doxien des Unendlichen. ” And we find the he singled out thirteen equivocations associ¬
essence, and much of the form, of Husserl’s ated with the term ‘Vorstellung'. And in a
analysis of the content of the concept of the note from September 25, 1906, he wrote
totality in subsection 3 of Bolzano’s book. It concerning his Philosophie der Arithmetik
is clear from this book, as well as the Wissen- (1891): “How immature—how naive and al¬
schaftslehre, that the use to which Husserl most child-like—this work seems to me.
puts the “and” and the “something” is sub¬ Well, it was not without reason that my con¬
stantially the same as Bolzano’s —especially science punished me at its publication. It in
in relation to the analysis of number. fact came, in essentials, from 1886-1887. I
But some will say with Werner Illemann5 was a mere beginner, without correct appre¬
that, unlike Bolzano, the word ‘totality’ is ciation of philosophical problems, without
“used by Husserl as a designation for a psy¬ proper training of my philosophical facul¬
chical fact." Now it must be admitted that ties.”8 He went on to say, in particular, that
there is much to justify this interpretation. he had at that time no idea of how to bring
Not the least is Husserl’s decision to use the together the world of the purely logical and
term ‘psychical’ as a designation for the gen¬ the world of the act of consciousness. And it
eral type of relation within which the collec¬ is precisely this inability which shows up in
tive combination is found as one case. This the obscure and equivocal talk of represen¬
was a very unfortunate use of terminology, tations and their contents in the following
but if one looks closely at the following es¬ essay, and thus creates the main problem of
say, one sees that by “psychical” Husserl its interpretation.
ON THE CONCEPT OF NUMBER 91

It is nonetheless true to say, with Marvin serl places the concepts expressed by ‘and’
Farber, that Husserl means to name some¬ and ‘something’ (along with, of course,
thing objective when he speaks of totalities multiplicity and number) altogether be¬
or pluralities.”9 By examining the act of yond such qualitative distinctions as that be¬
enumeration through which a totality is ren¬ tween the mental and the physical. These
dered present, it is clear that no relation concepts, he says, are the “most general and
which is a constituent of that act is a mere empty of content of all concepts” and “can
“and.” Hence, no mere intuition of the with full right be designated as form-
mental act as such would present a totality concepts or categories.”10 It seems to me that
or allow us to get the concept thereof. The the following essay provides good evidence
intended objective character of this “total¬ that even in this earliest of Husserl’s publi¬
ity” is well brought out a few years later in cations a nonsubjectivist analysis of number
the Philosophic der Arithmetik, where Hus¬ was intended and carried out.11

NOTES

1. See Philosophie der Anthmetik, Husserliana See the English translation “Recollections of Franz
12 (1970). p. 8. Brentano” in this volume, p. 344.
2. Ibid., p. 74, lines 20-30. This passage does not 5. Husserl's Vor-phaenomenologische Philoso¬
occur in the essay “On the Concept of Number." phie (Leipzig, 1932), p. 13.
3. The wording “categorial intuition” is perhaps 6. See page (154) below.
new with “Investigation VI,” but the viewpoint is pres¬ 7. See translation by Dallas Willard, The Person-
ent from 1887 on. In the essay below Husserl says, for alist 58 (1977): 302; see also page (129) below.
example: In the totality there is a lack of any intuitive 8. Philosophy andPhenomenologicalResearch 16
unification, as that sort of unification so clearly mani¬ (March 1956): 294.
fests itself in the metaphysical or continuous whole. 9. The Foundations of Phenomenology (New
And this is so, although a certain unity is present in the York: Paine-Whiteman Publishers, 1962), p. 26.
totality, and is perceivable with Evidenz.” And see the 10. Philosophie der Arithmetik, p. 84.
talk of form-concepts, or categories, in Philosophie der 11. For further discussion see my “Concerning Hus¬
Arithmetik, pp. 84-85. serl’s View of Number,” Southwestern Journal of Phi¬
4. Page 157 of his “Erinnerungen an Franz Bren- losophy, vol. 5, no. 3 (1974): 97-109; also chapter 2 of
tano” in Oskar Kraus, FranzBrentano (Munich, 1919). my Studies in Husserl's Early Philosophy, forthcoming.

FURTHER REFERENCES

Farber, Marvin. The Foundation of Phenome- York: Paine-Whitman, 1962, pp. 15-43.
nology: Edmund Husserl and the Quest for a Willard, Dallas. “Husserl on a Logic That Failed.”
Rigorous Science of Philosophy. 2d ed. New Philosophical Review 89 (1980): 46-64.
6
On the Concept of Number:
Psychological Analyses*
Translated by Dallas Willard

Introduction Especially since Kant, the issues of the phi¬


losophy of mathematics have moved ever
From Antiquity—in fact, for millennia— more forceably into the foreground. As for
men have repeatedly attempted the analysis Kant himself, investigations into the nature
of the concepts upon which mathematics is of mathematical knowledge form the foun¬
based, of the elementary truths from which dations of his theory of knowledge.
it is built up, and of the methods owing to During the most recent times in Ger¬
which it has always stood as the model of many it has been, in the main, the wide¬
rigorously scientific deduction. And this en¬ spread Neo-Kantianism which, in an effort
deavor has not been exclusively one of to secure anew the basic principles of the
mathematicians. Rather, it has mainly been Kantian critique of reason and to support
metaphysicians and logicians who, out of them against the Empiricism imported from
the plentitude of problems present here, England, has focussed its primary attention
have taken up now this matter, now that, upon these questions. Not without influ¬
depending upon the peculiar interest mov¬ ence in this connection were the discussions
ing them, and have made it into the object carried on in England —for many years and
of special investigation. In fact, these are with great brilliance—between Whewell and
not problems which are either solely or Hamilton (and his students), on the one
mainly the concern of the mathematicians. hand, as representatives of Kantian views,
A fleeting glance at the history of philoso¬ and the thinkers of the Empiricist School,
phy teaches one how views with reference to on the other hand, led by J. Stuart Mill.
the theoretical character of mathematics But beyond the narrowly confined circle
have influenced in an essential and often of questions to which these epistemological
decisive manner the formation of signifi¬ controversies originally had reference, there
cant, philosophical Weltanschauungen. In yet lay a number of considerably more diffi¬
mutual opposition, the most diverse of phil¬ cult questions, which at first were dealt with
osophical schools have each thought that they only by professional mathematicians, but
could invoke the testimony of mathematics: later were drawn to more general attention
the Rationalists as well as the Empiricists, and presented new matter for philosophical
the Phenomenalists as well as the Realists. reflection. The interests which brought
Even Skeptics did not shun this battefield. mathematicians into such manifold contact
with philosophy had their origins in the
♦Reprinted with permission of the publisher and state of their own science:
translator from Philosophia Mathematica 9 (1972): 44- It is well known what great progress
52 and 10 (1973): 37-87. Revised and corrected. mathematics has made during the course of

92
ON THE CONCEPT OF NUMBER 93

the last one-hundred years. A series of new iom. They attempt to prove it, to refute al¬
and very far-reaching instruments of investi¬ leged proofs of it, or finally, by means of Ac¬
gation has been found, and an almost tive constructions of geometries without
boundless profusion of important pieces of that axiom, to show its dispensability and
knowledge has been won. It has been an ex- merely inductive certainty, in opposition to
hilaratingly creative period—where the great assertions of its a priori necessity.
ideas of a Newton and a Leibniz were yet to Of course the philosophy of our times has
be worked out, and ever new domains of had to take a lively interest in this literature
knowledge were still to be impregnated by which arose within mathematics; and not
those ideas. It is easy to understand, in such merely with regard to the needs of meta¬
a case, how reflections concerning the logi¬ physics, but also with regard to the needs of
cal nature of all of the puzzling, auxiliary logic. In fact, ever since modern logic came,
concepts, to the introduction and subse¬ in contrast to the older logic, to understand
quent application of which mathematicians its true task to be that of a practical disci¬
have seen themselves forced, would have to pline (that of a Kunstlehre of judging cor¬
be postponed in favor of the quest for re¬ rectly), and came to seek, as one of its prin¬
sults, for discoveries, and for the utilization cipal goals, a general theory of the methods
of all those admirable tools. Only later— of a science,1* it has found many urgent rea¬
when the main or most proximate conse¬ sons for giving special attention to questions
quences of the new principles were drawn, about the character of mathematical meth¬
and when errors which arose in consequence ods, and about the logical nature of the
of obscurity about the nature of the auxil¬ primitive concepts and principles of those
iary means used, and about the limits of re¬ methods. In the context of metaphysical
liability of the operations involved, became and logical works, therefore, discussions of
more and more numerous—only then there such mathematical questions are consider¬
arose the need, which constantly became ably expanded, while, in addition, a large
more vivid and was finally inescapable, for: number of philosophical treatises on special
(i) logically clarifying, surveying and secur¬ topics deal now with this, now with that
ing what had been attained, (ii) an exact question from the fringe area between phi¬
analysis of the primitive and of the derived losophy and mathematics.
concepts, (iii) logical insight into the inter¬ Modern psychology also is not wholly a
dependency of the various mathematical stranger to this domain; even if it does come
disciplines, which at some points are only in only to subject to separate investigation a
loosely connected, but at other points again few questions which either have always been
are inextricably intertwined, and, finally, treated in confusion with metaphysical and
(iv) a rigorously deductive development of logical questions, or have as of yet not been
the whole of mathematics out of the smallest clearly raised at all —viz., the questions about
possible number of self-evident principles. the phenomenal (phanomenalen) character
Since the beginning of this century the and the psychological origin of the represen¬
number of works giving such logical analyses tations of space, time, number, continuity,
of mathematics has increased immeasurably. etc/ But that the results of such investiga¬
One promises us a complete and consistent tions must also be of significance for meta¬
system of mathematics. Others promise an physics and logic is perfectly clear to everyone.
elucidation of the relationship of general After so many attempts, undertaken from
arithmetic to geometry. Others again at¬ different approaches and in different epochs,
tempt to clarify those obscure auxiliary con¬ one should expect that, at least with regard
cepts (seemingly laden with contradiction, to the main ones among the problems in
but still indispensable for analysis) such as question, resolution and general agreement
imaginary and irrational numbers, such as would have been attained. Nonetheless, the
integrals and differentials, such as the con¬ centuries have passed away and the ques¬
tinuous, and so on. Others again—and their tions remain. In fact, to the old ones some
number is legion—deal with the axioms of new ones have been added. Will our time be
geometry: especially, Euclid’s eleventh ax¬ more fortunate in this respect? There are
94 HUSSERL ON LOGIC AND PSYCHOLOGISM

many indications that in this, as in other re¬ end, is the method of analysis through alge¬
spects, it may be permitted to our age to re¬ braic calculation. Helmholtz repeatedly ex¬
solve old puzzles. Certainly the conviction tolled, as the special advantage of analytic
that it will be so is justified to us by the great geometry, its characteristic of calculating
steps of progress made in the period just with concepts of pure magnitudes and of
passed by scientific psychology and logic. needing no intuition in its proofs.1 In this
The tools now lie ready for the framing of way it obviates—in contrast with the purely
final judgments. But certainly one also must intuitive procedure of Euclidean geometry—
seek out these tools: One will never succeed “the danger of taking customary facts of in¬
in charming away material difficulties by tuition for conceptual necessities.”2
means of verbal or formalistic tricks. However, grave doubt immediately arises
In the light of the way things have gone on this point. Does not even the analytic
in the past, many have come to the opinion method in geometry presuppose certain facts
that the issues debated in the philosophy of of intuition? Obviously it does. How, other¬
mathematics are nothing more than a hope¬ wise, could one come by these general rules,
less knot of superfluous subtleties, which it according to which every geometrical form
is not worthwhile to unravel. Sidestepping can be algebraically defined by means of an
these issues, science calmly pushes onward, equation, and according to which, then,
all unconcerned. However, this view is in from every algebraic relation a geometrical
fact false. Even were we to disregard the fact relation can be derived? For does not the
that the solutions of those subtleties consti¬ well-known, fundamental expedient of ana¬
tute an essential interest of philosophy, yet lytic geometry, which first makes possible
the merest allusion to the many portentous the transposition just mentioned—namely,
errors which have been committed within the univocally characterizing statement of
mathematics itself — because of false views any spatial point by means of the vectorial
of the concept of the differential and other numbers of its distances from three fixed
concepts—also teaches how far such a view “co-ordinate axes”—rest upon the peculiar
goes wrong. properties of our representation of space?
Now as to the reasons for this lack of a And could those properties be abstracted
completely satisfactory solution, excluding from anything other than intuition? What,
all doubt, to such important problems, they therefore, are the facts of intuition upon
lie, as a more exact critique would prove, which, in the last analysis, the possibility of
partly in crippling metaphysical prejudices, applying general arithmetic to geometry is
and partly in deficiencies of method. based?
In the latter respect, failure to interrelate But these and so many other questions
the studies which have been made has, in were not even raised up to now, not to speak
particular, been a hindrance to progress. of being answered. It is obvious that, so long
The intimate, systematic connexity within as the relation of arithmetic to geometry is
the range of problems under discussion not completely cleared up, no attempt to
would have necessitated a sequence of treat¬ answer questions of principle in geometry
ment which followed the order in the nature by numerical analysis offers us a sure guar¬
of the subject matter. In actual fact, how¬ antee that we are not being led in a circle—
ever, what was followed were special inter¬ as, in my opinion, actually occurs with the
ests dominant from time to time. People Riemann-Helmholtz theory.
thus sought to understand by itself that A definitive removal of the real and
which could be understood only in its de¬ imaginary difficulties in the problems which
pendency upon other things. An excellent constitute the fringe area between mathe¬
example of this is offered by the well-known matics and philosophy is to be expected only
Riemann-Helmholtz theory of space. The when, in sequence conforming to the natu¬
method which that theory holds to be su¬ ral order in the subject matter, first the con¬
perbly suited to the solution of the ques¬ cepts and relations which are in themselves
tions of principle connected with the axioms simpler and logically earlier, and then, sub¬
of geometry, and which it also uses to that sequently, the more complicated and more
ON THE CONCEPT OF NUMBER 95

derivative ones—and these taken, indeed, cepts, or those which present us with only a
in the order of their degree of derivativeness few levels of complication—and, indeed,
are subjected to analysis. But the very first the number concepts are of this sort—may
term of this natural sequence is the concept nowadays be counted among the more es¬
of number. sential tasks of psychology. For how other¬
In a sense this point also appears to be wise could it attain insight into the internal
generally acknowledged. Today there is a structure of that fantastically interwoven tis¬
general persuasion that a rigorous and thor¬ sue of thoughts which constitutes the sub¬
oughgoing development of higher analysis stance of our thought-life? The understand¬
(the totality of anthmetica universalis in ing of the first and most simple modes of
Newton’s sense), excluding all auxiliary con¬ composition of representations is the key to
cepts borrowed from geometry, would have the understanding of those higher levels of
to emanate from elementary arithmetic complication with which our consciousness
alone, in which analysis is grounded. But constantly operates as with seamless and
this elementary arithmetic has, as a matter fixed formations.
of fact, its sole foundation in the concept of The preceding remarks may serve to jus¬
number; or, more precisely put, it has it in tify exclusive engagement with such a spe¬
that never-ending series of concepts which cific question as that about the content and
mathematicians call “positive whole num¬ origin of the concept of number. They
bers.” All of the more complicated and more should suffice to characterize summarily the
artificial forms which likewise are called significance of that question for philosophy,
numbers—the fractional and irrational, and on the one hand, and for mathematics, on
negative and complex numbers—have their the other hand; and should, at the same
origin and basis in the elementary number time, indicate the more profound reasons
concepts and in their interrelations. With which have led the author into the investi¬
these latter elementary concepts also the for¬ gations which follow.
mer (and, in fact, the whole of mathemat¬
ics) would fall away. Therefore, it is with the Chapter 1 / The Analysis of the Concept of
analysis of the concept of number that any
Number as to Its Origin and Content
philosophy of mathematics must begin.
This analysis is the goal which the present
Section 1. The Formation of the Concept of
treatise sets for itself. The means which it
Multiplicity (Vielheit) out of That
employs to this end belong to psychology,
of the Collective Combination.
and they must do so if such an investigation
is to attain solid results. Certainly one might Common consciousness finds two sorts of
ask right off: What, after all, does number numbers: cardinal numbers and ordinal
have to do with psychology? We must com¬ numbers. The former are usually intended
pare this question with others: What have when simply “numerals” or “numbers” are
space, time, color, intensity, etc. to do with spoken of. Already in ordinary discourse a
psychology? Is not space the object of the special emphasis appears to be laid upon the
geometer, color the object of the physicist, intimate relationship between the two sorts
and so on? And yet what an extensive psy¬ of number concepts by the likeness in their
chological literature—still growing day by denominations: the spoken and written
day—has been occasioned by these concepts! signs for cardinal numbers go over by slight
In regard to the concept of number, to be modifications into the signs for the corre¬
sure, this is not so. But the lack here is very sponding ordinal numbers (1,2,3,4, . . . ;
improper. In truth, not only is psychology 1st, 2nd, 3rd, 4th . . . ). As cardinal num¬
indispensable for the analysis of the concept bers refer to sets, so ordinal numbers refer to
of number, but rather this analysis even be¬ series. But series are ordered sets; and so one
longs within psychology. As to the first part may perhaps a priori suppose that the con¬
of this claim, it must be proven in this work cepts of ordinal numbers proceed merely by
itself. In reference to the second part, note a certain delimitation out of those of the car¬
that, in general, analysis of elementary con¬ dinal numbers. However, noted investiga-
96 HUSSERL ON LOGIC AND PSYCHOLOGISM

tors, such as W.R. Hamilton, H. Grassman, Book II, Ch. 16,7 the (whole) number is de¬
Helmholtz, and I. Kronecker, among others, fined as a multiplicity (multitude) of units.
have held that the natural starting point is When compared to the earlier statement,
the series. In this way they hope to show the there is obviously no difference here worth
superiority of the ordinal numbers (or re¬ noting; only there the word ‘multiplicity’ is
lated concepts) in respect to generality. The avoided—but the use of the plural means
question as to whether the one or the other the same thing.
of these views—or perhaps a third view which These outstanding examples will perhaps
completely rejects all logical subordination suffice.
of the one class of concepts to the other—is So the most common definition reads:
worthy of preference, must be dealt with la¬ The number is a multiplicity of units. In¬
ter. In now beginning with the analysis of stead of‘multiplicity’, the terms ‘plurality’,
the concept of the cardinal number, we do ‘totality’, ‘aggregate’, ‘collection’, ‘set’, etc.
not aim to prejudge the issues in favor of are also used; clear expressions, which are
any of these views. In the light of the refer¬ equivalent or very closely interrelated, al¬
ence of the two sorts of numbers to the rep¬ though they are not without distinguishable
resentation of sets, in the one case, and to nuances.8
the representation of series, in the other case But there certainly is very little accom¬
— as is already impressed upon us by super¬ plished with this definition. What is “mul¬
ficial consideration of the matter—the loose tiplicity”? And what is “unity”? Most con¬
characterization of the one as “set-numbers,” troversies revolve around precisely these
and of the other as “series numbers,” ap¬ questions. Also, “multiplicity” appears to
pears to be quite adequate. signify almost the same thing as “number.”
Now to mention all of the authors who In fact, the name ‘number’ is used in a more
ground the concept of number upon that of extended sense—namely, where it is not sup¬
the set would hardly be possible. Already in posed to designate a determinate number-
Euclid we find the definition (in the pream¬ in which it becomes completely equivalent
ble to Book VII of his Elements)-. with “multiplicity.” Because of all this, many
authors have supposed that they had to
An unit is that by virtue of which each of the
leave this definition (if one wants to call it
things that exists is called one. A number is a
multitude composed of units.3
that) aside. However, it is precisely “num¬
ber” which here is used in an extended
As on other points, so also here, Euclid was sense. And, in any case, this much is clear:
the authority for a long time. Hobbes de¬ The concrete phenomena (Phenomena) to
clares: “Number is 1 and 1, or 1, 1 and 1, which determinate, numerical assertions are
and so on, which is the same as saying, num¬ applied are concrete multiplicities, i.e., sets
ber is unity.”4 or groups of determinately given things;
In his chief work, on the human under¬ and, hence, they are precisely the same phe¬
standing, Locke gives extensive descriptions nomena which also fall under the general
of the psychological process involved in enu¬ concept of multiplicity. Precisely herein re¬
merating, but without ever putting his view sides the necessity of setting out from these
on the content of the concept of number into phenomena, and of considering how it is
the form of a definition. In the context of from them that the more indeterminate and
his discussions, however, numbers are char¬ universal concept which underlies that se¬
acterized as representations composed out of quence of names, ‘multiplicity’, ‘plurality’,
units (as “complex ideas,” or “collective ‘set’, etc., as well as the determinate number
ideas”); more precisely, as “ideas for several concepts, are to be abstracted.
collections of units, distinguished one from The first question which we have to
another.”5 answer is the question about the origin of
In a letter to Thomasius, Leibniz gives a the concepts in question.
definition which reads almost the same as The concrete phenomena which form the
Hobbes: “Numerum definio unum, et basis for the abstraction of these concepts
unum etc. seu unitates.”6 In the New Essays, are, as just noted, totalities of determinate
ON THE CONCEPT OF NUMBER 97

objects. But we also add that these totalities talities consist merely of the particular con¬
are completely arbitrary and optional. In the tents. However easy it is to overlook it, there
formation of concrete totalities there is in still is present in them something more than
fact no limitation whatever upon what par¬ the particular contents: a “something more”
ticular contents are to be included. Any ob¬ which can be noticed, and which is necessar¬
ject of representation, whether physical or ily present in all cases where we speak of “to¬
psychical, abstract or concrete, whether talities.” This is the combination (Verbin-
given in sensation or in imagination, and so dung) of the particular elements into the
on, can be united into a totality with any, whole. And it is here as it is in the case of
and with arbitrarily many, other objects. many other classes of relations: There can be
E.g., a few particular trees; the sun, moon, the greatest of differences between the re¬
earth, and Mars; a feeling, an angel, the lated contents, and yet there be identity of
moon and Italy; and so on.9 In these exam¬ kind with respect to the combining rela¬
ples we can, in each case, speak of a totality, tions. Hence, similarities, gradations (Stei-
of a plurality, or of a determinate number. gerungeri), and mediating continuities are
The nature of the particular contents makes found in wholly heterogeneous domains;
no difference at all. and they can occur between sensible as well
But, if this be true, exactly how does one as between psychical phenomena. It is,
succeed in getting from concrete totalities to therefore, quite possible for two wholes, as
the general concept of plurality, of totality, wholes, to be similar, although the parts
or of number? What abstraction process is constituting the one are completely hetero¬
supposed to yield the concept? What is it geneous to those constituting the other.
that one retains, in abstraction, as the con¬ Those combinations which, always the
tent of the concept? And what is that away same in kind, are present in all cases where
from which abstraction is made? we speak of multiplicities are, then, the
We assume that concepts originate bases for the formation of the general con¬
through a comparison of the specific repre¬ cept of multiplicity.
sentations which fall under them. Disre¬ As to the sort of abstraction process which
garding the attributes which differ, one yields our concept, we can best characterize
holds to the ones which are common; and it by referring to the way in which concepts
these latter are the ones which then consti¬ of other composites (wholes) originate. If we
tute the general concept. Let us now at¬ consider, for example, the cohesion of the
tempt to follow this guideline in the case at points on a line, of the moments of a span of
hand. time, of the color nuances of a continuous
It is obvious that a comparison of the par¬ series of colors, of the tonal qualities in a
ticular contents which we find before us in “tone progression,” and so on, then we
given totalities would not straightaway yield acquire the concept of combination-by¬
to us the concept of multiplicity, of totality, continuity and, from this concept, the con¬
of number. And, even if it did happen, it cept of the continuum. This latter concept is
would be absurd to expect it. Those par¬ not contained as a particular, distinguish¬
ticular contents are, in fact, not the basis of able, partial content in the representation of
the abstraction. Rather, the basis is the con¬ any concretely given continuum. What we
crete totalities as wholes in which the par¬ note in the concrete case is, on one hand,
ticular contents are caught up together. But the points or extended parts, and, on the
even comparison of the totalities appears other hand, the peculiar combinations in¬
not to offer the desired result. The totalities, volved. These latter, then, are always identi¬
one might say, consist merely of the par¬ cally present where we speak of continua,
ticular contents. How, then, are the wholes however different may be the absolute con¬
to exhibit some common attribute, when tents which they connect (places, times, col¬
the parts constituting them may be utterly ors, tones, etc.). Now in reflection upon this
heterogeneous? characteristic sort of combination of con¬
However, this specious difficulty is easily tents there arises the concept of the contin¬
resolved. It.is misleading to say that the to¬ uum, as a whole the parts of which are
98 HUSSERL ON LOGIC AND PSYCHOLOGISM

united precisely in the manner of continu¬ flect an apparent objection. We could be


ous combination. charged as follows: If the multiplicity is
Or, to take another example, consider defined as a whole the parts of which are
the quite peculiar way in which, in the case united by collective combinations, then this
of any arbitrary visual object, spatial exten¬ definition is circular. For in speaking of
sion and color (and color, in turn, and in¬ “parts” we certainly represent a multiplicity;
tensity) reciprocally penetrate and connect and, since the parts are not individually de¬
with each other. With reference to this man¬ terminate, we have a general representation
ner of combination—which, following F. of this multiplicity. Consequently, we are
Brentano, we shall call “metaphysical”—we, explaining multiplicity by means of itself.
again, can form the concept of a correspond¬ Nonetheless—and however much plausi¬
ing type of whole, the parts of which are bility this objection may have—we cannot
united in just such a manner. concede its cogency. First, note that what is
We can say quite generally: Wherever we in question here is not a definition of the
are presented with a particular class of concept of multiplicity, but rather a psycho¬
wholes, the concept of that class can be orig¬ logical characterization of the phenomena
inated only through reflexion upon a well- upon which the abstraction of that concept
distinguished manner of combining parts, a rests. All which can serve to this purpose we
manner which is identical in each whole of must therefore regard as welcome. Now the
the class in question. plural term, ‘parts’, certainly involves (disre¬
How, then, does the matter stand in the garding its necessary correlation with the
case with which we are concerned? We can concept of the whole) the general represen¬
also say that a totality forms a whole. The tation of a multiplicity; but that term does
representation of a totality of given objects not express what peculiarly characterizes this
is a unity in which representations of single multiplicity as multiplicity. By adding that
objects are contained as partial representa¬ the parts are collectively combined, we
tions. Certainly the combination of parts as make reference to the point upon which our
found in any arbitrarily selected totality special interest reposes, and in virtue of
must be called loose and external, when which the multiplicity is characterized pre¬
compared to other cases of combination. So cisely as a multiplicity, in contrast to other
much so, in fact, that one would almost hes¬ sorts of wholes.
itate to speak here of any combination at all.
But, however that may be, there is a peculiar
Section 2. Critical Exposition ofi Certain
unification there; and it would, as such, also
Theories
have to have been noticed, since otherwise
the concept of totality, and that of multi¬ The shortest answer to the question
plicity, never could have originated. So, if about what kind of unification (Einigung) is
our view is correct, the concept of the multi¬ present in the totality lies in a direct refer¬
plicity originates by means of reflexion upon ence to the phenomena. And here we are
the peculiar and, in its peculiarity, quite no¬ genuinely dealing with ultimate facts. By
ticeable manner of unification of contents, saying that, however, we do not avoid the
as it shows up in every concrete totality (con¬ task of considering this kind of combination
crete multiplicity). And it arises in a way more carefully, and of bringing into relief its
analogous to that of the concepts of other characteristic differences from other kinds:
sorts of wholes, all of which are come by — especially since false characterizations of
through reflection upon the modes of com¬ it, and confusions of it with other species of
bination peculiar to those wholes. From relations, have been a common enough oc¬
here on, we shall use the name ‘collective currence. In order to accomplish this task we
combination’ (kollective Verbindung) to shall try out a series of possible theories,
designate that sort of combination which is ones which have only in part actually been
characteristic of the totality. formulated. Each theory characterizes the
Now before we proceed with the devel¬ collective unification in a different way and,
opment of our subject, it will be good to de¬ in relation thereto, seeks also to explain in a
ON THE CONCEPT OF NUMBER 99

different way the origin of the concepts are not, for the moment, separately noticed:
multiplicity and number. — these cannot yield elements out of which
a totality is constituted.
I
All of this will perhaps be quickly con¬
The combination of representations to ceded; and the representative of the view just
make up a totality, someone could say, still criticized might forthwith restrict his asser¬
scarcely deserves the name of a ‘combina¬ tion in such a way that by the “encompassing
tion’. What is then present when we speak consciousness” which unites representations
of a totality of certain objects? Nothing fur¬ into a multiplicity is to be understood a spe¬
ther than the co-presence of those objects in cial act of consciousness, and not conscious¬
our consciousness. The unity in representa¬ ness in the widest sense, where it takes in the
tions of the totality consists, thus, only in whole of our psychic phenomena. So it
their belonging to the consciousness which would be, accordingly, a question of unity
encompasses them. Still, this ‘belonging’ is in an encompassing act of noticing, or of a
a fact which can be attended to; and with re¬ unity of interest, and so on. We intend to
flection upon it there originate, then, those come back later to consider more closely the
concepts the analysis of which is here in theory as thus corrected.
question.
Now this view is obviously wrong. An im¬ II
mense number of phenomena constitute, in Let us now turn to consideration of a new
each moment, the total state of our con¬ theory, which argues as follows:
sciousness. But it is the role of a special in¬ If a totality of contents is present to us,
terest to lift certain representations out of what else are we to notice but that every con¬
that plenum and collectively unite them. tent is there simultaneously with each other
And this occurs without the disappearance one? Temporal co-existence of contents is
of all of the remaining representations from indispensable for the representation of their
consciousness. Were this view correct, then multiplicity. Now, indeed, there is required
in each moment there would be only a sin¬ in any composite act of thought the co¬
gle totality, consisting of the whole of the existence of its parts. But whereas in other
present partial contents of our total con¬ cases there are present, in addition to simul¬
sciousness. But at any time, and in any way taneity, distinctive relations or combina¬
we choose, we can form various totalities, tions which unify the parts, it is precisely the
can expand one already formed by the addi¬ distinguishing feature of the representation
tion of new contents, and can narrow others of the totality that it contains nothing more
down by taking contents away (without nec¬ than the simultaneous contents. Hence,
essarily excluding these contents from con¬ multiplicity in abstracto signifies nothing
sciousness). In short, we are conscious of a other than the simultaneous givenness of
spontaneity which would be inconceivable certain contents.
on this view. This view, as is easily seen, comes under
But this view contains, in its general and precisely the same objections as does the
indeterminate form, a further absurdity. In previous view, and under many others be¬
fact, do not continua, with their infinite sets sides. It would be superfluous to repeat the
of points, belong to the material (Bestande) former objections; and, of the latter, it is
of our consciousness? Who has ever actually sufficient to emphasize the fact that to rep¬
represented them in the manner of a total¬ resent contents simultaneously is still not to
ity? It is important to stress that a totality represent contents as simultaneous. For ex¬
can have as elements only contents of which ample, in order for the representation of a
we are conscious in the manner of things melody to come about, the single tones
separately and specifically noticed (a/s fur which compose it must be brought into rela¬
sich bemerkter). All contents which are pres¬ tion with one another. But every relation re¬
ent only as things incidentally noticed, and quires the simultaneous presence of the
which either cannot be separately noticed at related contents in one act of consciousness.
all (like the points of continua), or merely Thus, the tones of the melody must also be
100 HUSSERL ON LOGIC AND PSYCHOLOGISM

simultaneously represented. But they are specifically noticed. However, the number
not at all to be represented as simultaneous. concepts represent determinate forms of
Quite to the contrary, they appear to us as multiplicity or succession in abstract.
situated in a certain temporal succession. It Now in order not to dissipate attention
is not otherwise in the case where we repre¬ through fruitless, individual critiques, I have
sent a multiplicity of objects. That we must here chosen—instead of criticizing in se¬
simultaneously represent the objects is cer¬ quence the authors which have represented
tain. But that we do not represent them as such theories or similar ones—rather to state
simultaneous, and that, rather, special acts the view which more or less clearly underlies
of reflection are required in order to notice all of those theories, as plainly and as fully as
the simultaneity in the representing of the is possible, and to exercise my critique upon
objects: this is directly proven by a reference thatmexN. And the view which must be com¬
to inner experience. batted here is in fact based upon crude psy¬
chological and logical errors.
Ill First, it appeals to the psychological fact
A third view is likewise based upon time of the narrowness of consciousness. How¬
as an insuppressible psychological factor. In ever, it exaggerates and falsely interprets
direct contrast with the foregoing, it argues this narrowness. It is true that the number of
as follows: distinct contents to which we can turn our
In virtue of the discursive character of our attention in any one moment is very re¬
thinking, it is true in general that several stricted. In fact, at the highest concentration
contents which are different from each other of interest, the number shrinks to one. But
cannot be thought at the same time. Our it is false that we can never be conscious of
consciousness can be employed about only more than one content in one and the same
one object in each moment. All mental ac¬ moment. Indeed, just the fact that there is
tivity of a relational or higher sort becomes thought which relates and connects —as well
possible only in that the objects with which as, in general, all of the more complicated
it has to do are given in temporal succession. mental and emotional activities to which
So, then, each complex thought-structure, this very theory appeals —teaches with evi¬
each whole composed of certain parts, is dence the utter absurdity of this viewpoint.
something which has come about gradually If in every instant only one content is pres¬
out of simple factors. In such cases we always ent to our consciousness, how should we be
have to do with step-by-step processes and able to notice even the simplest of relations.
operations which, proceeding through time, If we represent the one term of the relation,
intertwine and extend themselves more and then the other either is not yet in our con¬
more. In particular, therefore, each collec¬ sciousness, or it is no longer there. We cer¬
tion (Kollection) presupposes a collecting tainly cannot connect a content of which we
(Kolligiren)\ and each number presupposes are not conscious —and which, therefore, is
an enumeration. And herewith there is nec¬ not at all for us —with the single content
essarily given a temporal disposition of the which, supposedly, is present to us and is
collected objects or of the enumerated uni¬ really given. Hence, reference to the tempo¬
ties. But yet more. The totality is the loosest ral succession of the representations which
of ways of combining parts into a whole. In¬ are to be related can contribute nothing at
deed, we speak of a totality or multiplicity all to an explanation of the possibility of re¬
there where contents are united by no fur¬ lational thinking.
ther connexions than those in the insup¬ . But, then, does not experience teach (so,
pressible form of intuition, time —where perhaps, our adversary replies) that we really
contents, therefore, are presented in con¬ can always have only one present representa¬
sciousness merely as ordered in the temporal tion, and that it is very well possible to bring
sequence of their entrance into it. Accord¬ it into relation with past representations? In
ingly, it also follows that multiplicity in ab¬ that a representation is past, it in no wise
stract is nothing more than succession; suc¬ ceases therefore to be.
cession of any sort ofcontents separately and However, it is easily seen that such an an-
ON THE CONCEPT OF NUMBER 101

swer would rest upon misinterpretations of to unite them collectively in one representa¬
experience. One must not confuse tempo¬ tion, without being conscious of any sort of
rally present representations with represen¬ serial progress from one content to another.
tations of what is temporally present, and (Consider, for example, a small group of
past representations with representations of sharp dots standing very close to each other
what is past. Not every present representa¬ upon a sheet of paper.)
tion, as we must emphasize here once again, However that may be, we can acknowl¬
is a representation of what is present. Pre¬ edge it as a fact that for the formation of
cisely all representations which are directed representations of sets and numbers (and
upon the past constitute an exception; for most clearly with the former) temporal suc¬
they all are, in truth, present representa¬ cession is an indispensable psychological re¬
tions. If I recall a song which I heard yes¬ quirement. One is, therefore, quite justified
terday, for example, then the memory rep¬ in designating sets and numbers as results of
resentation involved is, yet, a temporally processes, and, insofar as our will is thereby
present representation; only it is referred by engaged, as results of activities, of “opera¬
us to the past. Now, of course, there is no tionsof colligating or of enumerating.
problem in the fact that we are able to bring But this also is all to which we can agree.
representations with present contents into Only this one thing, and no more, is proven:
relation with representations with past con¬ that succession in time forms an insuppress-
tents. In doing this these representations are ible, psychological precondition for the for¬
all, in fact, simultaneously present in our mation of by far the main part of number
consciousness. They are in to to representa¬ concepts and of concrete multiplicities, as
tions which are temporally present. On the well as of all of the more complicated con¬
other hand, we can relationally unite past cepts in general. These have a temporalized
representations neither with each other, nor mode of becoming, and thereby each con¬
with present representation; for, as past, stituent of the completed whole receives a
they cannot be brought back, and are gone different temporal determination in our
forever. representation. But does that also prove that
The alleged fact of experience which our temporal order enters into the content of
adversary has in view reduces, therefore, to these concepts, or that it perhaps is the spe¬
the claim that, whenever we represent a cial relationship which characterizes the plu¬
plurality of contents, there is always one rality as such, in contrast to concepts of
alone which is a temporally present content, other composites? In fact, people are often
whereas all of the others exhibit greater or satisfied with such paltry arguments, with¬
smaller temporal differences. Naturally, out taking thought that time forms, in pre¬
then, each total representation composed cisely the same manner, the basis for all
out of distinct (separately and specifically thinking of higher order (hohere Denken),
noticed) parts has to be originated through and that, for example, one could with equal
successive acts of noticing and relating the right infer that the relation of premises to
individual, partial contents, while the total conclusion is identical with their temporal
representation itself, as something finished succession. However, such obvious absurdi¬
and completed, contains all of the parts at ties are already avoided by the very formula¬
the same time—only each furnished with a tion which we gave the time-theory for our
different temporal determination. purposes. That formulation asserts solely that
Now it is indeed certain that, already the case of the totality (or of the plurality) is
with a very modest number of contents, a distinguished from cases of wholes com¬
comprehensive noticing of them is only pos¬ posed in other ways by the fact that in it mere
sible by apprehending and retaining them succession of partial contents is present,
successively or in small groups. But, on the while with the other wholes there is yet be¬
other hand, experience does seem to teach yond that some other sort of combination.
with sufficient clarity that we are able to sur¬ So the argument is not simply that, be¬
vey two, three, or four contents of a very cause enumerating requires a temporal suc¬
simple kind with one glance, as it were, and cession of representations, number is the
102 HUSSERL ON LOGIC AND PSYCHOLOGISM

comprehensive form of the successive in ab- certainly we would have to make mention of
stracto. Rather, the theory in question also the temporal modifications which the sepa¬
invokes the factual distinction between the rate contents have undergone, although
totality (or collective whole) and all other those modifications were not by themselves
sorts of wholes. Thus, it appeals to the testi¬ given any special notice. But disregarding
mony of inner experience. the fact that the same holds true of every
However, it does not rightly do so. Again composite whole, we have, in general, to
and again an error has been committed by distinguish between the phenomenon as
the one party, and censured by the other, such, on the one hand, and that for which it
with respect to this point: To perceive tem¬ serves, or which it signifies for us, on the
porally successive contents is still not neces¬ other hand. Accordingly, we must also dis¬
sarily to perceive those contents as tempo¬ tinguish between the psychological descrip¬
rally successive. The clock sounds off with its tion of a phenomenon and the statement of
uniform tick-tock. I hear the particular its signification. The phenomenon is the
ticks, but it need not occur to me to attend foundation of the signification, but is not
to their temporal sequence. But even if I do identical with it.
notice how one tick sounds after the other, If a totality of objects, a, b, c . . . f is in
that still does not involve a lifting out of a our representation, then, in light of the suc-
number of ticks and a uniting of them, by a cessional process through which the whole
comprehensive noticing, to form a totality. representation arises, perhaps only/will be
Or take another example: Our eyes roam given at the last as a sense representation,
about in various directions, fixing now upon the remaining contents being then given
this, now upon that object, and providing merely as phantasy representations which
manifold representations succeeding one are modified temporally and also in other
another in a corresponding order. But a spe¬ aspects of their content. If, conversely, we
cial interest is necessary if the temporal se¬ pass from /to a then the phenomenon is ob¬
quence involved here is to be separately and viously a different one. But the logical signi¬
specifically noticed. And in order to single fication suppresses all such distinctions. The
out to themselves some or all of the objects modified contents serve as signs, as deputies
noticed, to relate them to each other, and to (Vertreter), of the unmodified ones which
unite them into a totality, here again are re¬ were. In forming the representation of the
quired special interests and special acts of totality we do not attend to the fact that the
noticing directed upon just those contents contents are changed as the colligation pro¬
picked out and no others. But even if the gresses. We intend actually to fix upon
temporal sequence in which objects are col¬ them and to unite them; and, consequently,
ligated were always attended to, it still the logical content of that representation is
would remain incapable of grounding by it¬ not, perhaps,/ just-passed e, earlier-passed
self alone the unity of the collective whole. d, and so on up to a, which is the most
And since we cannot even concede that tem¬ strongly modified. Rather, its logical con¬
poral succession enters into the representa¬ tent is nothing other than (a,b,c,d,e,f). The
tion of each concrete totality merely as an representation takes in every single one of
invariable constituent which is always at¬ the contents, irregardless of the temporal
tended to, then it is clear that even less can it differences and of the temporal order
in any way enter into the corresponding grounded in those differences.
general concept (i.e., that of multiplicity or Thus we see that time only plays the role
number). Herbart is completely justified in of a psychological precondition of our con¬
saying that “number has ... no more in cepts, and that it does so in a two-fold man¬
common with time than do a hundred other ner: 1) Most—in fact, almost all—of our rep¬
sorts of representations which also can be resentations of multiplicities are results of
produced only gradually.”10 processes, are wholes originated gradually
Were it merely a question of describing out of elements. Insofar as this is so, each
the phenomenon (Phanomen) that is pres¬ element bears in itself a different temporal
ent when we represent a multiplicity, then determination. 2) It is essential that the par-
ON THE CONCEPT OF NUMBER 103

tial representations which are united in the Were we to carry this last definition over
representation of the multiplicity ultimately to the schema of quantity, then we would
be present in our consciousness simultane¬ have to say that number is the representa¬
ously. But we have decided that neither the tion of a general procedure of the imagina¬
simultaneity nor the successiveness in time tion in giving to the concept of quantity its
thus required enters in any way into the con¬ model. However, by this “procedure” can
tent of the representation of multiplicity; only be meant the process of enumerating.
and so, likewise, with that of the representa¬ But is it not clear that “number” and “repre¬
tion of number. sentation of enumerating” are not the same?
As is well known, already in Aristotle Further, it is not very easy to see how, start¬
time and number appear to be brought into ing out from the category of quantity, we
intimate connection through his definition: are a priori to attain, by means of the repre¬
“Time is the number of movement in re¬ sentation of time (as the common schema of
spect to earlier and later.” However, it is all the categories), to the particular, deter¬
only since Kant that it has become more minate number concepts. Still less intelligi¬
generally common to stress the temporal ble is the necessity which determines us to
“form of intuition” as the foundation of the ascribe to a concrete multiplicity a certain
number concept. To be sure, this happens number which is always the same: precisely
much more as a consequence of the author¬ that number of which we say that it belongs
ity of his name than as a consequence of the to the concrete multiplicity. The theory of
weight of his arguments. We do not find in the schematism of the pure concepts of un¬
Kant a serious attempt at a logical or psycho¬ derstanding appears here, as elsewhere, to
logical analysis of the concept of number. fail in the realization of the purpose for
Unity, multiplicity and totality are the cate¬ which it was especially created.
gories of quantity in his metaphysics. Num¬ We can omit enumeration of all those in¬
ber is the transcendental schema of quan¬ vestigators who, following Kant, based the
tity. Kant fully states his view as follows, in concept of number upon the representation
the Critique of Pure Reason: “But the pure of time. Let us mention here only two fa¬
schema of magnitude (quantitatis), as a con¬ mous names. Sir William Rowan Hamilton
cept of the understanding, is number, flatly called algebra “the science of pure
which is a representation that comprehends time,” as well as “the science of order in pro¬
the successive addition of one thing to an¬ gression.”13 In Germany, H. von Helmholtz,
other thing (of the same kind). Thus, num¬ in a philosophical treatise which recently ap¬
ber is nothing other than the unity of the peared,14 has published a detailed investiga¬
synthesis of the manifold of a homogenous tion into the foundations of arithmetic, and
intuition in general, a synthesis which into the justification of the application of
comes about through the fact that I engen¬ arithmetic to physical magnitudes. Herein
der time itself in the apprehension which he represents this same Kantian point of
goes on in the intuition.”11 view. When we come later to certain other
This passage is obscure and, also, will not developments (concerning the analysis of
exactly agree with the elucidations which the concept of the ordinal number)^ we
Kant gives of the function of the schema. will find occasion to deal with this treatise
These elucidations themselves certainly are thoroughly.
not exactly uniform. Thus he says: “We wish Finally, it should be noted that, in gen¬
to call . . . the formal and pure condition eral, most of these investigators who take
of sensibility, to which the concept of the the representation of the series as basic for
understanding is restricted in its use, the the development of the number concepts
schema of this concept of the understand¬ and the axioms of arithmetic have been es¬
ing.”12 On the other hand we read, a few sentially influenced by the time-theory.
lines later: “The representation ... of a
general procedure of the imagination in giv¬ IV
ing a concept its model (Bild) I call the Whereas Kant put number into an inti¬
schema of this concept.” mate relation with the representation of
104 HUSSERL ON LOGIC AND PSYCHOLOGISM

time, F.A. Lange thought that everything tion is especially offensive; for the well-
which could be done with the representa¬ known general concept of number appears
tion of time could be derived with far here as an individual phenomenon, as the
greater simplicity and certainty from the sensuously determinate image of a group of
representation of space. In the Logische Stu- spatial things. However, we may very well
dien15 he says: “Baumann has already shown have here only an imprecise mode of expres¬
that number has far greater unison with the sion. The view probably is that number is
representation of space than with that of something noticeable in such groups (and,
time. . . . The oldest phrasings of the indeed, after the manner of a partial phe¬
words for numbers always designate, so far nomenon), something which must be lifted
as we can discern their meaning, spatial ob¬ out of them by abstraction. The influence of
jects with determinate properties which cor¬ J. St. Mill stands out clearly here. For Mill,
respond to the number in question. Thus, number is a “physical fact,” “a visible and
for example, rectangularity (Viereckiges) feelable phenomenon.” It is for him a sensi¬
corresponds to the number four (vier). From ble property on a level with color and
this we also see that number did not origi¬ weight, etc.18 But whereas Mill explicitly de¬
nally arise through systematic addition of clines to state wherein really consists numer¬
one to one, and so on; but rather that each ical difference (whether because he held this
number, from the smaller ones to those to be too difficult, or, in the light of the ele¬
based upon the system arising later, is mentary nature of the phenomena, held it
formed through a special act of synthesis of to be superfluous), Lange, by contrast, be¬
intuitions; so that it is only later, then, that lieves that he can detect its source in the na¬
the relations of numbers to one another, the ture and properties of the representation of
possibility of adding, and so on, are recog¬ space. If we look at the passages quoted
nized.” “The algebraic axioms rest, like the above we find that, in fact, spatial localiza¬
geometric axioms, upon spatial intuitions.”16 tion of the things enumerated is always em¬
“It is peculiar to the representation of phasized. The spatial relations of order and
space that within the great all-inclusive syn¬ position of discrete magnitudes considered
thesis of the manifold there can be segre¬ as homogeneous with each other and united
gated, with ease and certainty, smaller units by an act of synthesis—this would be the
of the most various kinds. Space is, there¬ content of the representation of number.
fore, the archtype, not only of continuous, But one immediately wants to raise the
but also of discrete magnitudes, to the latter question: Where are the four cardinal vir¬
of which number belongs; whereas we tues, the two premisses of an inference, and
scarcely can think of time otherwise than as a so on, located? What spatial order and posi¬
continuum. To the properties of space be¬ tion serves as the basis for numerical desig¬
long, further, not only the relations which nation in the case of any arbitrary psychical
obtain between the lines and surfaces of ge¬ phenomena? This objection certainly would
ometrical figures; but, rather, there no less not alarm Lange. He simply reduces all logi¬
belong there the relations of order and posi¬ cal thinking to spatial intuition. For him ev¬
tion of discrete magnitudes. If such discrete erything that is psychical is located. We do
magnitudes are considered as homogeneous not wish here to involve ourselves in criti¬
with each other, and if they are united by a cism of this intrinsically obscure and utterly
new act of synthesis, then number arises as untenable view. We stress only a few points
sum.” which especially concern our problem.
Consider yet one more passage, from the It is clear that, even if we were to concede
Geschichte des Materialismus: “We origi¬ Lange’s premiss, no more would be proven
nally receive each number concept in the in reference to the representation of space
form of a sensuously determinate image of a than was earlier admitted in reference to the
group of objects, whether they are fingers, representation of time. The representation
or the buttons and spheres of an abacus.”17 of space would be an insuppressable psycho¬
Now our critique will certainly not have logical precondition of the concept of
to look very far for a handle. The last quota¬ number—and this to no greater extent, and
ON THE CONCEPT OF NUMBER 105

in no other way, than it is for all other con¬ another time calls the representation of
cepts. If spatial determination did also be¬ space a synthesis.
long to all contents which we unite in Already in Kant the word ‘synthesis’
thought, yet it would always remain two dif¬ (combination) is used in a double sense:
ferent things (i) to represent spatially dis¬ first, in the sense of the unity of the parts of
persed contents and (ii) to represent con¬ a whole, whether these parts are properties
tents in terms of their spatial relations. Now of a thing, parts of an extension, units in a
what does actually happen when we collec¬ number, and so on; second, in the sense of
tively unite or enumerate certain spatial the mental activity (actus) of combining
things? Do we then attend to the relations (Verbinden). The two significations are inti¬
of order and position? Does the selective in¬ mately related in Kant because, on his view,
terest within which we form the representa¬ every whole, of whatever kind it may be, is
tion of number turn to those relations? Cer¬ one which originated from parts by means
tainly not. There are a great many positions of the spontaneous activity of the mind.
and orders, but the number remains un¬ “Synthesis” therefore signifies simultane¬
changed. Two apples remain two apples ously, for him, combining and the result of
whether we set them together or apart, combination. That we suppose ourselves to
whether we shift them to the right or to the observe combinations in the phenomena
left, up or down. Number has exactly noth¬ themselves, and to extract them therefrom
ing whatsoever to do with relations of spatial by means of abstraction: that is only an illu¬
position. It may be, nevertheless, that rela¬ sion. It is we ourselves who have contributed
tions of order and position are co-repre- the combinations, and, indeed, by means of
sented in the phenomenon (implicitly) the “pure concepts of the understanding,”
when there is a representation of a multi¬ the categories.
plicity of spatial objects. It is still certain Lange mounts a polemic against the Kan¬
that they do not constitute the objects of tian concept of synthesis; but, certainly, not
selective interest in enumeration. Not as where it deserved censure. Rather, in his po¬
separately and specifically noticed, but only lemic we find only progress in obscurity and
as partial representations which are implic¬ confusion. In opposition to Kant, his view is
itly co-thought, are they then given in the that synthesis is something noticeable in the
phenomenon. The fact that the oldest content of the representation. Synthesis in
phrasings of the words for numbers refer to this sense would signify representation of a
objects in space with determinate properties relation (Relationsvorstellung), and indeed
which correspond to the numbers “is still no — since, according to Lange, space is “the in¬
serious counter-instance” to this claim, and tuitional form of the ego with its variable
has such obvious explanations that we can content” —all synthesis would ultimately
dispense with discussion of it. turn out to be spatial combination and rela¬
But Lange stresses, not merely the spa- tion. But synthesis also is supposed by him
tiality of the numbered; rather, he also to be a process, occurring wholly in the un¬
speaks of the acts of synthesis through which conscious, through which we as subjects first
discrete magnitudes are united to form originate. And, finally, Lange speaks of spe¬
number. For our present investigation, cial (and apparently conscious) acts of syn¬
which mainly has to do with a more precise thesis which, for example, yield numbers.
characterization of the collective combina¬ Now, with this multivocal use of the same
tion, it would be of interest to learn how name, fundamental obscurities are con¬
Lange conceived of this synthesis of singu¬ nected. Space is repeatedly designated as
lars into the multiplicity. But if we atten¬ the archtype of all synthesis—in fact, as the
tively go through the frequent discussions, true, objective counterpart of our transcen¬
in relation to the concept of synthesis, which dental ego. The properties of space are sup¬
are in the Logische Studien, a serious confu¬ posed to form the norm of all of the func¬
sion shows up. It will have already struck the tions of our understanding,19 and so on.
reader of the above quotations that Lange, Throughout there is presupposed the erro¬
while he speaks once of acts of synthesis, yet neous view that a psychic act and its content
106 HUSSERL ON LOGIC AND PSYCHOLOGISM

stand to one another in the relation of picto¬ again take away from, or newly add to, the
rial resemblance. Not the least part of the contents just united. A unifying interest di¬
source of this absurdity resides, perhaps, in rected upon the total content, plus—with
the equivocation of the word ‘synthesis’, in and in it, in that reciprocal interpenetration
consequence of which it at one time signifies which is peculiar to psychic acts —a simulta¬
the relational content, and at another time neous act of noticing: these throw the con¬
signifies the act of relating. tents into relief. And the intentional object
But Lange certainly was also influenced of this act of noticing is precisely the repre¬
by Baumann on this point, whose work20 he sentation of the multiplicity or the totality
quotes. On the one hand, Baumann calls of those contents unified. In this manner
number the result of an activity, of a mental the contents are simultaneously and to¬
“sketching"(Entwerfens). But, on the other gether present. They are a unit; and it is
hand, he says that we find “number again in with reflection upon this unification of sep¬
the external world.” According to him, ex¬ arate contents by the psychic acts mentioned
ternal experience bears the mathematical in that the general concepts of multiplicity and
itself, independently of our mind; but, over (determinate) number arise.
against this we are said to form in ourselves If, now, this is the truth of the matter,
“purely mental” mathematical representa¬ then it is clear that designation of numbers
tions. In this way the applicability of mathe¬ as purely mental creations of an inner intu¬
matics to the external world is supposed to ition involves an exaggeration of, and a de¬
be grounded. With respect to the relations parture from, the true state of affairs. Num¬
of space and number Baumann observes— bers are mental creations insofar as they are
and this passage is one quoted by Lange—“It results of activities which bear upon concrete
[number] is together with space and every¬ contents. But what these activities create are
where present in it. It is therefore that not new, absolute contents which could
geometry also is brought to arithmetical then be found again somewhere in space or
expression.”21 in the “external world.” Rather, they are
It is not here our task to criticize in its full peculiar, relational concepts, which can only
extent Baumann’s theory, according to be produced again and again, but which ab¬
which, to a certain extent, the mathematical solutely cannot be simply found somewhere
outside of us is known by the mathematical already completed.
inside of us. (A suspicious similarity with Also, how are all of the conceivable num¬
the ancient Empedoclean theory, that “like bers which we can count off by arbitrarily
is known by like,” leaps to the eye.) So far as combining spatial contents to be contained
his theory concerns number—and this alone in space? That which is intuitively present,
concerns us, dealing with the influence which we can find before us in space and can
which it exercised on Lange’s theories —it is notice, certainly does not consist of numbers
obviously incorrect. It is based upon an erro¬ in and for themselves, but consists, rather,
neous view of that abstraction process which only of spatial objects and of their spatial re¬
supplies us with the number concepts. lations. But with that no number is yet
Neither are they “purely mental” creations given. But if a number is given, it is not,
of an “inner intuition,” nor can one speak of and cannot be, identical with the spatial
a new discovery of the same concepts in the syntheses which enclose the number of spa¬
external world, or of their being together tial objects (or the concrete totality) as a
with space and in space. spatially unifying bond. The adjacency of
Certainly it is true that the formation of objects in space is still not that collective
numbers, as also of multiplicities in con¬ unification in our representation which is es¬
crete), is no matter of a passive acceptance, or sential to number. This unification is first
a mere noticing which throws a content into brought about by us through that unified
relief. If anywhere at all, here are present emphasis which is in the psychical act of in¬
spontaneous activities which attach to the terest and of noticing. It was by misunder¬
contents. Depending upon will and inter¬ standing this that Lange managed to explain
est, we can unite discrete contents, and the intuition of space as the “archtype” of all
ON THE CONCEPT OF NUMBER 107

synthesis, and, hence, as the arch type of the be present in all cases where we speak of
synthesis of discrete magnitudes, of num¬ multiplicity other than these representa¬
bers, as well. This error was aided and abet¬ tions of difference and identity. All of
ted by Baumann’s theory of the “rediscov¬ which fits the fact that, as is well known, in
ery of number in space. However we now the abstraction of the general concept of
wish to discontinue this critique of the views multiplicity absolutely nothing depends
of Lange and Baumann, especially since upon the peculiarities of the individual con¬
they offer no positive suggestions for our tents. Thus, setting out from any one con¬
further developments. crete multiplicity, we get the determinate
V general concept of multiplicity under which
it falls, i.e., its number, by relating each
Much more scientific and plausible than content to each other one as different—but
all' of the theories of the origination of the this completely in abstraction from the
concepts of multiplicity and number which peculiar character of the concretely given
have been criticized up to this point is the contents—and by considering each content
theory to the development of which we now merely as something which is identical with
wish to turn. But in order to make com¬ itself. In this way there originates the con¬
pletely clear whether or not it does what it cept of multiplicity as, to a certain extent,
promises to do, I shall endeavor to give it as the empty form of difference. But now the
full (Consequence) a development as is at all concept of unity is also easy to explain. In
possible, and I shall decline directly to tie numbering, i.e., in carrying out the abstrac¬
my critique down to any one of the forms in tion of numbers, we bring each thing to be
which this theory has actually been repre¬ counted under the concept of unity. We
sented by this or that outstanding author. consider it merely as one. That means just
The following line of argument may be eas¬ this: We consider each thing merely as
ily admitted: something which is identical with itself and
A totality can be spoken of only where different from everything else. As distin¬
objects which differ from each other are guishing and identifying are reciprocally
present. Were all of the objects identical, conditioning functions which are insepara¬
then we would in fact have no totality, no ble from each other, so the general concepts
multiplicity, of objects, but just one object of multiplicity and unity, which are formed
alone. But these differences must also be through reflection upon those functions, are
noticed. Otherwise the different objects also correlative concepts, mutually inter¬
would form for our apprehension only one dependent.
unanalyzed whole, and we would again We especially find ideas of these and sim¬
have no possible way of coming to the repre¬ ilar kinds in the logical works of W. Stanley
sentation of a multiplicity. Hence, represen¬ Jevons22 and Christoph Sigwart.23 Thus we
tations of differences essentially belong read in Jevons: “Number is but another
within the representation of any totality. In name for diversity. Exact identity is unity,
that we, further, distinguish each single ob¬ and with difference arises plurality.” And,
ject within the totality from the others in it, “Plurality arises when and only when we de¬
along with the representation of difference tect difference.”24 Here, as one sees, “num¬
there also is necessarily given the representa¬ ber” is taken in the broader sense noted
tion of the identity of each object with itself. above, where it is synonymous with “plural¬
In the representation of a concrete multi¬ ity.” With respect to the kind of abstraction
plicity each single object is, therefore, which is here present this same author re¬
thought of; and it is thought of both as an marks: “There will now be little difficulty in
object which is different from all of the forming a clear notion of the nature of nu¬
others, and as an object which is identical merical abstraction. It consists in abstracting
with itself. • the character of the difference from which
Given this, the origination of the general plurality arises, retaining merely the fact.
concept of multiplicity also, it seems, lies in . . . Abstract number, then, is the empty
the clear. In fact, what common thing could form of difference; the abstract number
108 HUSSERL ON LOGIC AND PSYCHOLOGISM

three asserts the existence of marks without ferent from each other. For were AB and
specifying their kind.”25 “Three sounds dif¬ BC, for example, not recognized as differ¬
fer from three colors, or three riders from ent, then they would just blend together as
three horses; but they agree in respect of the undifferentiated; and then, as one immedi¬
variety of marks by which they can be dis¬ ately sees, their terms also could not show
criminated. The symbols 1 + 1 + 1 are thus up in the representation of the totality as
the empty marks asserting the existence of distinct from each other. So the sum total of
discrimination.”26 the differences of differences in our repre¬
But these statements suffer— presupposing sentation must be
the correctness of their basis—from essential
indetermination; and, indeed, this is made
most apparent when we inquire about the AB BC BC CA CA AB
origination and content of the singular, nu¬
merical representations, 2,3,4, . . . They, But the same would also be true in respect to
indeed, are all “empty forms of difference.” them. And so on indefinitely. Hence, in or¬
What differentiates three from two, four der to get hold of the “form of difference”
from three, and so on? Are we to give the we would fall into a pretty regressus in in¬
dubious answer: With the number two we finitum.
notice one relation of difference, with three, But there still might be a way of avoiding
two, with four, three such relations, and so this consequence. One could say: If we pro¬
on? The information which the last of the ceed, in our distinguishing, from A to B,
passages quoted gives us is obviously very and from B to C, then a new distinction of C
meager. That phrase, “variety of marks,” from A is no longer required. That is to say_,
either signifies the same thing again as in relating the two differences AB and BC
“number,” or it signifies the same as “form (which are connected by the one term B) to
of difference.” But what characterizes these one another in a higher act of differentia¬
“forms” psychologically in contrast to each tion, the possibility of C and A blending in¬
other, so that they can be grasped by their to one is eo ipso excluded. So the true sche-
peculiar determinations, clearly distin¬ matication would be:
guished from each other and, accordingly,
also denominated by distinct names?
Let us try to go deeper here. For the sake ABC
of simplicity we will consider only a totality
of three objects A, B, C. Into the representa¬ Then, whatever A, B and C may signify, this
tion of this totality there must enter, accord¬ schematic figure refers us to a process which
ing to the view jn question, these relations is everywhere the same. If we therefore ab¬
of difference: AB, BC, CA (where the ties stract from the peculiarities of the particular
indicate the relations). They are given to¬ contents, retaining each only as somehow
gether in our consciousness, and they sup¬ determinate, then we have here the desired
posedly effect the unification of the objects form which is common to all multiplicities
into the collective whole. Now one may re¬ with three contents, and in virtue of which
place A, B, and C with contents of any kind we also ascribe the number three to such
whatsoever, but these differences always re¬ multiplicities.
main as determinate anyway. They thus In such a way one could bring forth all of
constitute the “form” of difference which is the forms of difference which are to form
characteristic of the number three. the basis of the numerical denominations.
However, certain objections to this pre¬ Thus, for example, the schema^of the sim¬
sent themselves: If these relations of differ¬ plest number, two, would be: AB.e In fact,
ence are together in our representation, as one could say, what is represented in all
then, in case the basic viewpoint of the the¬ cases where a duo lies before us but this? —
ory is correct, each of the differences repre¬ One object is there, and yet an object differ¬
sented (Unterschiedsvorstellungen) must ent from it is there; and the general idea of
also be perceived as self-identical and as dif¬ this fact forms the content of the number
ON THE CONCEPT OF NUMBER
109

concept two. If a concrete totality of two assertions being of little use in their indeter¬
contents is given to us, and if we assign to it minate state), the psychological foundation
the number two, then this means that we of the theory yet remains, it seems to me,
direct our attention merely upon the fact untenable. But before going deeper into
that one content, and still one other con¬ this matter, I must reject as misleading the
tent, is present. Our attention does not invocation of linguistic usage. More closely
come to rest upon the peculiarity of the dif¬ considered, usage says much more against
ference, but rather upon the mere fact of it. this view than it says for it. Only when given
The schematic form for the number four a certain emphasis does the statement,
would be
“These are two things,” have the same signi¬
fication as the statement, “This thing is dif¬
ferent from that thing.” It is that emphasis,
A B C D namely, which is given when one wishes to
ward off a threatened confusion of things
And one now easily grasps the rule for how with each other.
the forms are further complicated. In all Now let us turn to a critique of the psy¬
cases, the distinctions are ones which bound chological foundations of this theory.
one another (i.e., have a term in common), It is true that we can speak of a totality
making it possible for all of them ultimately only where there are contents present which
to be grasped together in a single act, by are different from each other. But the asser¬
means of higher-order acts of distinguishing. tion here connected to this truth is false; viz.
These schemata would perhaps best be that these differences must be represented
regarded as models of those mental pro¬ as such, and that otherwise there would be
cesses which occur in the representation of in our representation only an undifferenti¬
any totality of two, three, four or more con¬ ated unity, and no multiplicity. It is impor¬
tents. And in reflection upon those mental tant to keep these things distinct: to notice
processes, the well characterized differences two different contents, and to notice two
between which would have to be imma- contents as different from one another. In
nently noted (innerlich bemerket), the num¬ the former case there is, presupposing the si¬
ber concepts would arise. multaneous, unified grasping of the con¬
The extremely rapid increase of compli¬ tents, a representation of a totality; in the
cation in these forms would also explain why second case there is a representation of a dif¬
we attain to authentic (eigentliche) repre- ference. There where a totality is given, our
sentations^only with the very first numbers, apprehension primarily goes merely upon
whereas we can conceive of larger numbers absolute contents (namely, those which
only symbolically, or to a certain extent only compose the totality). By contrast, where a
indirectly. representation of a difference is given (or a
Further, one easily sees that the inde¬ complex of such representations), our ap¬
pendence of number from the order of the prehension goes upon relations between
enumerated objects follows, on this theory, contents. This much alone is correct: Where
directly from the nature of the concept of a plurality of objects is perceived, we are al¬
number. ways justified, on the basis of the particular
Finally, one could also invoke linguistic contents, in making evident judgments to
usage to support this theory. For example, the effect that every one of the contents is
the same thing is usually meant when it is different from each other one. But it is not
said that A and B are different as is meant in true that we must make these judgments.
saying that A and B are two things. And so With regard to the concepts of distin¬
on. So it appears that we have here a well- guishing and distinction, certain obscurities
grounded theory with a claim upon our generally prevail which have their origin in
assent. equivocations, and which certainly may
However, even if we accept all of the es¬ have contributed not a little to the errors
sential supplements which alone would which I have touched upon here:
shape Jevon’s assertions into a theory (these (1) “Distinction” or “difference” signifies
110 HUSSERL ON LOGIC AND PSYCHOLOGISM

the result of a comparison. A comparison nomenal character, are foreign to each


can yield either of two results: that the con¬ other, while, moreover, a part of them are
tents considered are the same, or that they closely related to the identity relations
are different, i.e., not the same. Thus, dif¬ which have been brought under the other
ference here signifies something negative, the main heading. But from the psychological,
mere absence of an identity. In this sense scientific point of view, the relations of simi¬
one speaks of comparing and distinguishing larity, identity, metaphysical combination/
as correlative, intimately connected activi¬ etc. —in short, all relations which have the
ties. In fact, in any case where we have an ar¬ character of phenomena for representations
bitrary act of comparison, two sorts of results in the narrower sense (hence, not the charac¬
may occur: an affirmative judgment which ter of merely represented psychical
acknowledges identity is made, or, on the phenomena^) —belong in one class, that of
other hand, a negative judgment which re¬ content-relations. But difference, in the
jects identity is made. To this affirming of broadest sense, does not belong in that
identity there refers, then, the term ‘com¬ class; for it is not a positive content of repre¬
paring’, while the term ‘distinguishing’ re¬ sentation which is immediately inspectable
fers to the denial of identity, whenever these at the same time as the terms are. Rather, it
terms are used in the sense of the phrase, is a negative judgment made, or represented
“comparing and distinguishing.” as made, upon the basis of those terms.
In the case where comparison of contents (2) But the term ‘distinguishing’ is used
in a certain respect leads to the result, non¬ in yet another signification, which is con¬
identity, it can, nonetheless, happen that at nected with analysis. According to this sig¬
least a similarity, “gradation” (“Steigerungj, nification, the “distinguished” is that which
or such like is noticed. These are well- has been thrown into relief and especially
characterized classes of relations, in the case noticed through analysis; and “to distin¬
of which, quite as in the case of identity, the guish” means the same as “to segregate” or
representation of the relation evinces (repra- “to analyze.”
sentiert) a real (reellen), positive content of By investigating the conditions which
the representation in question. Now these favor analysis, it is found that a plurality of
relations, too, are called relations of differ¬ partial contents are the more easily and cer¬
ence; and, in particular, the names “distinc¬ tainly segregated the greater, in number
tion” and “difference” are customary for and degree (or disparity), are their distinc¬
intervals in continua (distinction of place, tions amongst themselves and over against
distinction of time, distinction of pitch in the environs. Now these reflections about
tones, etc.). But now this narrower significa¬ analysis consisted of comparisons and dis¬
tion of those terms led again, on the other tinctions of contents that were already ana¬
hand, to cases of mere non-identity (since lyzed.; and thus they commonly misled
such cases, too, do imply distinctions) being people into believing that the activity of dis¬
thought of as if they were content-relations; tinguishing (in the sense of analyzing) is
i.e., as if in their case too the relation lay in also such a judgmental activity of distin¬
the positive content of the representation; guishing (in the sense of distinguishing
whereas, in fact, nothing further than an compared contents by their predicates).
evident negative judgment which denies the Then one reasoned: to be able to receive in¬
presence of one such a content-relation to consciousness several contents as
(viz., the specific relation of identity) is segregated—i.e., as analyzed and separately
given. and specifically noticed —they must be
From the practical viewpoint, it may still thought of as distinguished from each
be useful to classify all of the results to other—i.e., as compared and specifically
which comparison can lead under the two characterized in terms of their distinctions.
headings, “Identity” and “Difference.” It But this is false. In fact, it is obviously ab¬
must not, however, be overlooked that un¬ surd. The judgmental activity of distin¬
der the latter heading there stand together guishing evidently presupposes pre¬
classes of relations which, as to their phe¬ prepared contents which are segregated and
ON THE CONCEPT OF NUMBER 111

separately and specifically noticed. Hence, wholly different end than the one here as¬
these contents cannot have first become no¬ cribed to them. “A is identical with itself,
ticeable through their being predicatively i.e., A is not non-A, is not B, C ... , but
distinguished from one another. rather is just A.” Such a line of reflection has
Now it is this error which the theory we the aim of staving off confusions of the con¬
are contesting commits by arguing: “The tent A with other contents. This intent is re¬
differences between objects of a multiplicity alized by seeking out and throwing into re¬
must have been noticed as such. Otherwise, lief the points of distinctions of A from B,
in our representation we would never get C, and so on. But while this process devel¬
beyond an unanalyzed unity, and there ops, A, B, C, etc., are already present to
would be no talk of any multiplicity. Hence, consciousness as contents which are distinct
representations of differences must be ex¬ from one another. The task of this process
plicitly contained in the representation of absolutely is not to articulate for the first
the multiplicity.” time what originally is a self-identical unity,
It is true that, if the contents were not but rather is only this: for the ulterior pur¬
different from each other, then there would poses of thought, to segregate similar things
be no multiplicity. Further, it is true that from each other, and to obviate, thus, all fu¬
the distinctions must not be too small. ture confusion by the use of characterizing
Otherwise just no analysis at all would oc¬ earmarks supplied by distinctions expressed
cur. But it is not true that every content first in judgments. It is here in this process in no¬
becomes a distinct content, i.e., one which wise a question of “constant activities which
is separately and specifically noticed, by are repeated in every act of thought,” in
means of apprehension of its distinctions which “self-consciousness, identically the
from other contents; whereas it is surely evi¬ same in all acts, is realized.” Nor is it a ques¬
dent that every representation of such a dis¬ tion of “factors which constitute the unity of
tinction presupposes, as its terms, contents our self-consciousness.” (loc. cit.)
which are already separately and specifically So I believe I have shown that representa¬
noticed and, in that sense, are distin¬ tions of identity and of distinction do not
guished. In order for a concrete representa¬ explicitly belong among the contents of the
tion of a totality to originate, all that is nec¬ representation of multiplicity. Thus they
essary is that each of the contents comprised also could not have constituted the basis for
therein should be a content which is noticed the abstraction of this concept . Likewise for
separately and specifically, and thus is segre¬ the number concepts.
gated. However, there is no unconditioned
necessity that the distinctions of the con¬
Section 3. Establishment of the Psychologi¬
tents be attended to, even though this fre¬
cal Nature of the Collective
quently will occur—and does so as a rule,
where the distinctions are intervals. Combination
Precisely the same thing which has been Now let us review our reflections up to
stated above of the representation of mere now and their results. We undertook to ex¬
distinction holds true also of the representa¬ hibit the origin (Ursprung) of the concepts
tion of identity. Here also we have to do multiplicity and number. For this purpose it
with results of reflection upon content was requisite to get a precise view of the con¬
which are subsequently slipped into the crete phenomena from which they are ab¬
content as something supposed to have been stracted. These phenomena come to light as
originally given with and in it. According to concrete totalities or sets. However, special
Sigwart, identifying and distinguishing difficulties appear to obstruct the transition
must be the functions which supply the con¬ from these to the general concepts sought.
cept of unity. “For what is posited as identi¬ We distinguished and discussed a series of
cal and is distinguished from another thing, views—rejecting them all, however. Our at¬
is, eo ipso, like this other thing, posited as tention especially rested upon the sort of
one.”27 However, distinction and identifica¬ synthesis which unites the objects of a mul¬
tion are judgment activities which pursue a tiplicity into a whole; for in the false charac-
112 HUSSERL ON LOGIC AND PSYCHOLOGISM

terization of that synthesis lies the source of acteristic of it—precisely those called by us
the main errors. Our results were, briefly, “collective combinations.”
the following: Whenever we represent a to¬ Inasmuch as it is now established that we
tality we are conscious of the contents as sep¬ have here to do with a new and original class
arately and specifically noticed. But, in or¬ of relations, we wish to turn to a closer char¬
der to characterize the unification of the acterization of them, in contrast to other re¬
contents, we may have recourse neither to lations. There in fact do belong to them
appertainance to one consciousness, nor to noteworthy peculiarities which very essen¬
the relations of simultaneity, temporal suc¬ tially distinguish them in their phenomenal
cession, spatial combination, or, finally, dif¬ existence from all of the remaining kinds of
ference. Now what possibilities remain? relations. Since I am not in a position to
We have not yet investigated all classes of base my remarks upon a generally acknowl¬
relations. Is collective combination to find edged theory of relations, I think I must fit
its place among those which yet remain? For in here some general observations concern¬
obvious reasons, however, we are here ex¬ ing this very dark chapter of descriptive
empted from a detailed examination of the psychology.
various particular species of relations. Since First, it will be useful to come to agree¬
we know that the most heterogeneous of ment on the term ‘relation’. What is the ele¬
contents, whether physical or psychical, can ment common to all cases where we speak of
be united in the collective manner, all rela¬ a ‘relation’, in virtue of which precisely this
tions with a range of applicability restricted name is used? To this question J. St. Mill
by the nature of peculiar contents are jetti¬ gives us—in a note to his father’s book on
soned a priori. Thus it is with similarity, psychology—an intelligible answer, which,
gradation, continuous combination, etc. In in my opinion, is adequate: “Objects,
fact, it appears that none whatever of the fa¬ whether physical or psychical, are in relation
miliar sorts of relations can satisfy the set re¬ to one another in virtue of one complex state
quirements, after temporal relations and re¬ of consciousness into which they both enter:
lations of mere distinction are excluded. even for that case where the complex state
Possibly relations of resemblance still could consists of nothing more than thinking of
be brought in here; for, however much two the two together. And they are related to
contents may deviate from each other, it will one another in as many different ways—or,
always be possible to state a respect in which in other words, they stand in as many dis¬
they are similar to one another. In fact it is tinct relations to one another—as there are
often thought (indeed, as a rule it is) that specifically different states of consciousness
with regard to the origination of the num¬ of which both are parts.”28
ber concepts recourse to similarity relations For purposes of a classification of rela¬
must be had. We must take this up later on. tions, one might at first use as a guide-line
Here it is sufficient to point out that, as to the character of the phenomena which they
concrete totalities, the similarities which it is interrelate (/.<?., of the “terms”). However,
possible to discover cannot constitute the re¬ such a classification would be superficial. In
lations which unite the elements of a total¬ the most diverse of domains we find rela¬
ity. The clock and the pen—this is a totality. tions which have one and the same charac¬
But in thinking of it I do not need antece¬ ter. Thus, identity, similarity, etc., occur
dently to bring the two contents under the both in the domain of “physical phenom¬
concepts colored, extended, etc. ena” and in that of “psychical phenom¬
So there is nothing left to do but to claim ena.”29 But one can also (and here is the
for the collective combination a new class of more penetrating principle of division) clas¬
relations, quite different from all others. sify relations in terms of their particular
Accordingly, we must also say: The repre¬ phenomenal (phanomenalen) character.
sentation of totality presents us with a whole From this vantage point, relations fall into
of a special kind, the parts of which are two main classes:
united by certain relations exclusively char¬ 1. Relations which possess the character
ON THE CONCEPT OF NUMBER 113

of “physical phenomena,” in the sense de¬ 2. On the other hand there stands a sec¬
fined by Brentano. ond main class of relations, which is charac¬
Every relation rests upon “terms.” It is a terized by the fact that here the relational
complex phenomenon which comprises—in phenomenon is “psychical.” If a unified psy¬
a certain way which cannot be more closely chical act is directed upon several contents,
described—partial phenomena. But in no¬ then, with regard to it, the contents, are
wise does every relation comprise these its combined or are related to each other. Were
terms intentionally,30 i.e., in that specifi¬ we to realize such an act, then, of course, we
cally determinate manner in which a “psy¬ would seek in vain, among the contents of
chical phenomenon” (an act of noticing, of the representation which it includes, for a
willing, etc.) comprises its content (what is relation or combination (unless in addition
noticed, willed, etc.). Compare, for exam¬ a physical relation were there). The contents
ple, the way in which the representation are, in this case, unified precisely by the act
called the similarity of two contents includes alone; and the unification, therefore, can
these contents themselves, with any case of only be noticed by means of a special reflec¬
“intentional inexistence,” and it will have to tion upon the act. Any arbitrary act of repre¬
be acknowledged that we have here two sentation, judgment, or emotion and will,
wholly different kinds of inclusion. Precisely which is directed upon a plurality of con¬
because of this, similarity must not be desig¬ tents, can do as an example. Of any of these
nated as a “psychical,” but rather as a “physi¬ psychic acts we can say, in agreement with
cal” phenomenon. The same is true of other Mill’s definition: It sets the contents into re¬
important relations as well, e.g., identity, lation with each other. To be specific, there
gradation, continuous combination (/. e., the belongs here the relation of “distinctness” in
combination of the parts of a continuum), the widest of senses, which has already been
“metaphysical” combination (i.e., the com¬ discussed, and in the case of which two con¬
bination of properties in individual objects, tents are brought into relation merely by
as in the case of color and spatial extension), means of an evident, negative judgment.
logical inclusion (as color is included in red), The characteristic distinction between
and so on. Each of these relations present us the two classes of relations can also be
with a peculiar “physical” phenomenon (in marked by saying that physical relations be¬
the signification assumed here for this term); long among the respective contents of repre¬
and with regard to that “physical” character, sentation in the same sense as do their
each belongs in the same main class. terms, but that this is not so with psychical
I would, in addition, expressly point out relations. In reference to this, one could also
that it makes no difference here whether the quite appropriately call physical relations
terms, i.e., the contents, which are inter¬ “content relations. ”
related are themselves physical phenomena, After this digression into the theory of
or are some sort of psychical phenomena relations, we turn back now, once again, to
(represented psychical states). Such identi¬ those particular relations upon the charac¬
ties, similarities, etc., as we perceive to hold terization of which we have set our aim; and
between psychical acts or states (judgments, we put the question: Are the relations which
acts of will, and so on) are also physical phe¬ unify the objects of the totality, and which
nomena. In these cases they only show up on we called “collective combinations,” content
the occasion of psychical phenomena, and relations, in the sense just now made precise
are grounded in them. — as, for example, metaphysical and contin¬
Relations of this class could most briefly uous combinations are? Or must we perhaps
be designated by the name, ‘physical rela¬ assign them to the class of psychical rela¬
tions. ' But one would have to guard against tions? More exactly expressed: Are collective
the misunderstanding that we here have to combinations intuitively contained in, and
do with relations of (or “between”) physical separately noticeable among, the contents
contents, whereas, as was just emphasized, of the representation of the totality as par¬
it is not a matter of this at all. tial contents—as are, say, metaphysical
114 HUSSERL ON LOGIC AND PSYCHOLOGISM

combinations in the metaphysical whole? parison of the collective combination with


Or is no trace of a combination to be noticed the relations of identity, similarity, grada¬
in the representation contents themselves, tion, etc. (which, within the class of content
but rather only in the psychical act which relations, constitute, like the combining re¬
unifies the parts in its embrace? In order to lations, a group of relations that are psycho¬
decide this question let us, to begin with, logically well characterized). Although they
compare the totality with something which do not “combine” the contents upon which,
is given whole to a representation (einem as terms, they are based, yet they constitute
Vorstellungsganzen). perceptible phenomena for representation;
In order to note the uniting relations in and in contrast with them, again, the collec¬
such a whole, analysis is necessary. If, for ex¬ tive combination appears almost as a case of
ample, we are dealing with the representa¬ unrelatedness. And so one also speaks of
tional whole which we call “a rose,” we get at “disjoined” or “unrelated” contents when it
its various parts successively, by means of is a matter of emphasizing the absence of
analysis: the leaves, the stem, etc. (the phys¬ any content relation whatever, or of content
ical parts); then the colors, their intensities, relations upon which the current governing
the odor, etc. (the properties). Each part is interest is directed. In such cases the con¬
thrown into relief by a distinct act of notic¬ tents are just simply thought of “together,”
ing, and is steadily held together with those i. e., as a totality. But on nowise are they
parts already segregated. As the next issue of really disjoined or unrelated. To the con¬
the analysis there results, as we see, a total¬ trary, they are joined by means of the psy¬
ity: namely, the totality of the separately chical act grasping them together. It is only
and specifically noticed parts of the whole. within the content of that act that all per¬
But then by means of a simultaneous reflec¬ ceptible unification is lacking.31
tion upon this whole in which the parts are The following circumstance also shows
unified there also stands forth the combin¬ that between the collective combination and
ing relations, as separate, specifically deter¬ all of the elementary content relations which
minate phenomena of representation. In are known to us there is an essential distinc¬
our example we have the continuous combi¬ tion, which can make sense only upon the
nations within the leaves; or the combina¬ assumption that the former really is not to
tions of the properties, like redness and be counted among the content relations. Ev¬
spatial extension, which combinations are ery relation rests upon terms and, in a cer¬
characterized quite differently again from tain manner, is dependent upon them. But
the continuous. In such a way, therefore, whereas, with all content relations, the vari¬
these combining relations present them¬ ability of terms which is admissible without
selves as, so to speak, a certain “more,” in a change in the species of relation is limited,
contrast to the mere totality, which appears with the collective combination, any term
merely to seize upon its parts, but not really can be varied completely without restriction
to unite them. What, then, distinguishes a and arbitrarily, while the relation yet re¬
case of physical combination from a case of mains. The same also holds true of the rela¬
collective combination? Obviously it is this: tion of distinctness in that widest sense
that in the first case a unification is intu¬ discussed above. Not every content can be
itively noticeable in or among the contents conceived of as similar to, continuously
of representation, while this is not so in the joined to, etc., every other content. But
latter case. In the totality there is a lack of each can be conceived of as different from,
any intuitive unification, as that sort of uni¬ and also as collectively united with, every
fication so clearly manifests itself in the other. These two latter cases are, precisely,
metaphysical or continuous whole. And this cases where the relation does not immedi¬
is so even though a certain unity is present in ately reside in the phenomena themselves,
the totality, and is perceivable with evidence but, so to speak, is external to them.
(Evidenz). So testimony from many sources—and,
This same thing is also shown by a com¬ above all, from inner experience itself—tells
ON THE CONCEPT OF NUMBER 115

us that we must decide in favor of the sec¬ Section 4. The Analysis of the Concept of
ond view mentioned above, according to Number as to its Origin and
which collective unification is not intuitively Content
given in the representation content, but has
its existence only in certain psychical acts Since we have established the “psycholog¬
which unifyingly embrace the contents. ical” nature of the collective combination,
And obviously these acts can only be those we can bring to completion the solution of
elementary acts which are capable of enclos¬ our problem, which was the exhibition of
ing any and all contents, be they ever so dis¬ the origin and content of the concepts mul¬
parate. So, then, an attentive inspection of tiplicity and number.
the phenomena teaches the following: We stated' that the abstraction which
A totality originates in that a unified yields the concept of multiplicity or totality
interest—and, simultaneously with and in requires reflection upon the collective mode
it, a unified noticing—throws into relief of combination, similarly as, for example,
and encompasses various contents by them¬ abstraction of the concept metaphysical
selves. Hence, the collective combination whole requires reflection upon the meta¬
also can only be observed by means of reflec¬ physical mode of combination. In order to
tion upon that psychical act through which render such abstraction possible, all that is
the totality comes about. And this also is necessary is that the combining relations be¬
positively confirmed by inner experience. tween the elements of the totality always be
Wherein, for example, consists the combi¬ perceptible as what they are in essence, well
nation when I think of a number of such distinguished from all other relations; and it
disparate things as redness and the moon? is in this respect unimportant whether these
Obviously only in this: that I think of them combining relations are given among the
“together,” think of them in one act. contents of the representation itself, or
Collective combination plays a highly merely in the psychical act which represents
important role in our mental life as a whole. the totality. Now we have decided in favor
Every complex phenomenon which presup¬ of the latter. In reflection upon that elemen¬
poses parts that are separately and specifi¬ tary act of emphatic interest and noticing
cally noticed, every higher mental and emo¬ which has for its content the totality repre¬
tional activity, requires, in order to be able sentation, we attain to the abstract represen¬
to occur at all, collective combinations of tation of the collective combination; and,
partial phenomena. There could never even by means of this abstract representation, we
be a representation of one of the more sim¬ form the general concept of the multiplicity
ple relations (e.g., identity, similarity, etc.) as a whole the parts of which are united
if a unified interest and, simultaneously, an merely in the collective mode. However it is
act of noticing did not throw into relief to¬ better to avoid the terms ‘whole’ and ‘part’.
gether, and unifiedly seize upon, the terms They involuntarily evoke the thought of a
of the relation. This psychical relation called more intimate unification of contents, such
“collective combination” is, thus, an indis¬ as is not present here at all. Hence we prefer
pensable psychological precondition of to say that a representation which is occu¬
every other relation and combination what¬ pied with contents merely as “collectively”
soever. united, this all thought in abstracto:—such
The abstraction which provides the gen¬ is the concept of multiplicity.
eral concept of the collective combination But with this we still have only a para¬
requires, then, no further special discussion. phrase. What is the actual conceptual con¬
In any case, in virtue of its elementary na¬ tent when we think the concept multiplic¬
ture this concept found its expression in ity? The contents which can be colligated to
language very early. A mere collective com¬ form totalities are, as we know, utterly with¬
bination is expressed in language by the oc¬ out restriction. There can also, therefore,
currence of the conjunction “and” between enter into the general concept of the multi¬
the names of particular things mentioned. plicity no sort of peculiarities of content.
116 HUSSERL ON LOGIC AND PSYCHOLOGISM

However, since this concept is a relational unless some sort of a content is present, on
concept, parts must somehow be thought of the basis of which that reflection mentioned
in it. And, without any difficulty, this also is above is carried out. Yet for this purpose any
what takes place in a suitable manner. The content is as well suited as another: even the
particular contents are thought of, not as mere name ‘something’.
determinate, but rather as totally indetermi¬ Let us turn back, now, to the concept of
nate, as some sort of content: each one as the multiplicity. We elucidated it as: some¬
something or other, as some one thing. If, thing and something and something, etc.;
now, we dispense with the scientific term, or one thing and one thing, etc. This “etc.”
‘collective combination’, and hold ourselves indicates an indetermination which is essen¬
merely to the little word ‘and’, which desig¬ tial to the concept. It does not, of course,
nates or indicates the same thing in a com¬ mean that we must continue on ad infini¬
pletely clear and intelligible manner, then tum. Rather it means only that no determi¬
we can quite simply say without any circum¬ nation of our continuation is met with. De
locution: totality or multiplicity in abstracto facto, to be sure, in thinking out “multiplic¬
is nothing other than “something or other,” ity” a boundary is speedily found. But it is
and “something or other,” and “something always with the consciousness that it is an ar¬
or other,” etc.; or, more briefly, one thing, bitrary one, which is of no significance at all.
and one thing, and one thing, etc. Thus we This gives us the concept of multiplicity in
see that the concept of the multiplicity con¬ the widest of senses.
tains, besides the concept of collective com¬ By suppression of that indetermination
bination, only the concept something. Now just noted there arises out of this general
this most general of all concepts is, as to its concept the determinate multiplicity con¬
origin and content, easily analyzed. cepts, or numbers. The more general concept
‘Something’ is a name which is proper for of multiplicity encompasses all concepts of
any conceivable content. Any real or con¬ the same sort as one and one, one and one
ceptual being is a “something.” But we also and one, one and one and one and one,
can give this name to a judgment, an act of etc., as its special cases. These special cases
will, a concept, an impossibility, a contra¬ are, in their determinate delimitation from
diction, and so on. Of course the concept each other, well distinguished; and accord¬
something is not to be obtained by any con¬ ingly they would receive separate names:
ceivable comparison of contents which takes “two,” “three,” “four,” etc. Each concrete to¬
in all objects, both physical and psychical. tality falls under one—and, indeed, a deter¬
Such a comparison would simply remain minate one—of these concepts. To each
without a result. In fact, “something” is no such totality there “belongs a certain num¬
partial content. That wherein all objects— ber.” It is easy to characterize the abstraction
actual and possible, real and unreal, physical which must be exercised upon a concretely
and psychical, etc. —agree, is this alone: given multiplicity in order to attain to the
They either are contents of representations, number concept under which it falls. One
or are represented in our consciousness by considers each of the particular objects
means of contents of representations. Obvi¬ merely insofar as it is a “something” or
ously the concept something owes its origi¬ “one,” herewith fixing the collective combi¬
nation to reflection upon the psychical act of nation; and, in this manner, there is ob¬
representing, as the content of which just tained the corresponding general form of
any determinate object may be given. multiplicity, one and one and . . . and one,
Hence, the “something” belongs to the con¬ with which a number name is associated. In
tent of any concrete object only in that ex¬ this process there is total abstraction from
ternal and non-literal fashion common to the specific characters of the particular ob¬
any sort of relative or negative attribute jects. But this neither means nor implies
(such as, for example, with similar-to-B, that the concrete objects have to disappear
non-C, etc.). In fact, it itself must be desig¬ from our consciousness. To “abstract” from
nated as a relative determination. Of course something merely means to pay no special
the concept something never can be thought attention to it. Thus, also in our case at
ON THE CONCEPT OF NUMBER 117

hand, no special interest is directed upon The two psychological constituents of the
the peculiarities of content in the separate concept of number obviously are not inde¬
individuals; while those peculiarities, none¬ pendent of each other. We cannot conceive
theless, do constitute the precondition of of a collective unification without united
the acts of reflection which yield the “units” contents; and, if we wish to represent them
of the respective number, and are the in abstracto, then they must be thought of
ground of the distinctness of those units. as “something or other.” But if this is so,
Let us look once more, then, at the psy¬ what, then, constitutes the distinction be¬
chological foundation of the number con¬ tween the concepts collective unification
cepts. Two things constitute (konstituiert), and multiplicity? The answer is obvious. In
on our view, the concept of number: 1) the the first case, interest rests exclusively upon
concept of “collective unification” (Eini- the combination of the arbitrarily conceived
gung) and 2) the concept of “something. ” contents; but in the latter, it rests upon the
The abstraction of the former concept be¬ totality of those contents as a whole, i. e.,
comes possible in virtue of the fact that, in upon the elements attended to in this their
all cases where discrete contents are thought unification. So both concepts are equally es¬
together, i. e., in a totality, there is present sential to the concept of the multiplicity—
one and the same, constantly uniform act of the .concept of “something,” and that of
collecting interest and noticing, which act “collective unification.” It is clear that the
separates each of the particular contents off concept something is related to a concrete
to itself (as separately and specifically no¬ content in exactly the same way as the con¬
ticed), and simultaneously holds it together cept number is related to a totality of con¬
in a union with the others. It is with refer¬ cretely given contents. However, the concept
ence to this unifying act that we win the ab¬ something is the more primitive one. With¬
stract representation of collective combina¬ out it there would be no number. The ele¬
tion. As to the subsumption of any content mentary fact which originally manifests it¬
under the concept of “something, ” that re¬ self in it, and essentially conditions it, is that
quires reflection upon the act in which that which makes possible the concept of the col¬
content is represented. lective unification.32

NOTES

1. Cf. “Uber die tatsachlichen Grundlagen der where we are dealing with objectively real things, these
Geometrie,” Wissenschaftliche Abhandlungen, 11:611. still must be represented in our consciousness by means
2. Cf. “Uber den Ursprung der geometrischen of representations. The represented totality is related,
Axiome,” Vortrage undReden, 11:16. in such cases, to the intended totality of real things as
3. “Movctq eoti, xa^'RvexaaxovTcbvovTMvev the representation of a single real thing also is related
leyen. 'ApuJpoq 5e to ex pova^cov auyxEipsvov to that thing itself.
7tXrj!9oq.” [T.L. Heath, The Thirteen Books of Euclid's 10. Psychologie als Wissenschaft (1825), 1:162.
Elements (tr.), (1926), 1:277 (D.W. [Translator]).] 11. Werke, Hartenstein edition, 111:144.
4. De Corpore, chap. VII, sect. 7; cf. Baumann, 12. Ibid., p. 142.
Die Lehren von Raum, Zeit und Math ematik, 1:274. 13. Cf. Hankel, Complexe Zahlensysteme, p. 17.
5. Essay on the Human Understanding, bk. II, 14. In Philosophische Aufsatze zu Zeller's Jubi-
chap. 16. sect. 5 [Husserl erroneously cited “bk. II, laum, I, “Uber Zahlen und Messen.”
chap. 4, sect. 5,” retained in the 1970-edition (D.W.).] 15. Ibid., p. 140.
6. God. Guil. Leibnitii, Operaphilosophica, ed. 16. Ibid., p. 141.
J.E. Erdmann (Berlin, 1840), p. 53 [“I define number 17. Vol. II, p. 26.
as one and one and one, etc., or as unities,” L. E. 18. Logik, Gomperz translation, 1:237.
Loemker, tr.-ed., G. W. Leibniz, Philosophical Papers 19. Lange, Logische Studien, pp. 148-49.
and Letters (Chicago, 1956), 1:157 (D.W.).] 20. J.J. Baumann, Die Lehren von Raum, II:668f.,
7. Opera philosophica, p. 243. 670, 675.
8. For the present we omit to exclude these nu¬ 21. Ibid., p. 670.
ances by using only one of these names. However, for 22. The Principle of Science, 2nd. ed. (London,
reasons which will appear later, the words ‘totality’ (ln- 1883).
begriff) and ‘multiplicity’ are preferred. 23. Logik, vol. II (Tubingen, 1878).
9- Probably there is little need to recall that, 24. Jevons, The Principle of Science, p. 156.
118 HUSSERL ON LOGIC AND PSYCHOLOGISM

25. Ibid., p. 158. that objects already stand in relation to each other even
26. Ibid., p. 159. if we only think of them together. Precisely with re¬
27. Sigwart, Logik, 11:37. spect to the psychical act which thinks of them to¬
28. James Mill, Analysis of the Phenomena of the gether, they constitute parts of a psychical whole; and
Human Mind, ed. J. St. Mill, (London, 1879), II:7ff. they also can, at any time, be recognized as joined by
Cf. Meinong, Hume-Studien, II, “Zur Relationstheo- means of reflection upon that whole. This whole con¬
rie” (Vienna, 1882), p. 40. (Here I have translated Hus¬ stitutes their “relation.” And only if one were to restrict
serl’s translation of Mill’s words —D.W.) this term to what we have called “content relations”
29. In regard to the significations of the terms could there, of course, be no more talk of relation in
‘physical’ and ‘psychical’ phenomenon, and the funda¬ the case of a psychical combination. On one hand, this
mental distinction underlying them, which also is in¬ certainly is a terminological matter. But, on the other
dispensable for the following reflections, cf. F. Bren- hand, there is de facto so much in common between
tano: Psychologie vom empirischen Standpunkte, vol. the content relation and the psychic relation, as to their
I, bk, 2, ch. 1. [See the Brentano selections in R.M. main moment, that I fail to see why a common term
Chisholm, Realism and the Background of Phenome¬ should not be justified here.
nology (Glencoe, I960), pp. 39ff. — D.W.] 32. These pages contain the first chapter of a book
30. Ibid., p. 115. which will shortly be published by C.E.M. Pfeffer (R.
31. Therefore Mill is right in expressly stressing Strieker) of Halle.

TRANSLATOR’S NOTES
a. A “Kunstlehre” in Husserl’s sense is a theory 32 above. When, approximately four years later, in
(Lehre) of a technique or art (Kunst). It is a teaching 1891, his Philosophie der Arithmetik did appear, the
about how to do something correctly. In the case of present essay had been largely modified, to form its
what is commonly taught as logic, Husserl supposed it first four chapters.
best regarded as a practical theory about how to arrive His views on fundamental points were, however,
at knowledge, as distinct from mere opinion or conjec¬ unmodified; and crucial statements, such as that near
ture. He parallels logic to “technologies” (his term) such the end of subsection three, concerning the origination
as surveying and mechanical and chemical engineering, of totality, are repeated word for word. This statement
each of which utilizes a strictly theoretical body of on the totality appears again on p. 79 of the 1891 edi¬
knowledge—e.g., mathematics, physics, chemistry—to tion, and on p. 74 of the 1970 edition of Philosophie
attain some goal. See Logical Investigations, vol. I, der Arithmetik. See also the third from the last para¬
subsect. 13, for this parallel. graph of the “Preface” to that book, on the sameness of
Chapters 2 to 3 of this volume explain in detail the wording in it and the “Habilitationsschrift."
sense in which Husserl regarded logic as a “Kunstlehre,” d. The analysis here referred to is not carried out in
and how he regarded the relation between “Kunst- this essay.
lehren” and the norms and strictly theoretical segments e. One must not be confused by the fact that there
of knowledge that they presuppose. is only one relation of difference involved in the sche¬
b. The term ‘psychology’ caused Husserl so much matic form for the number two, or that there are six
grief that he eventually abandoned it as a means of ex¬ such relations in the schema for the number four, given
pressing what he was doing. However, even in this ear¬ below. The theory which Husserl is explaining here
liest of his published efforts he is doing essentially the holds only that for every number there is, founded in
same sort of thing as he engaged in during the remain¬ the concrete totalities to which it applies, a distinct and
der of his philosophical life. determinate set of relations, relations of relations, rela¬
All methodological subtleties aside, in this essay he tions of relations of relations, and so on, which is its pe¬
advances an eidetic and noematic analysis of a certain, culiar “form of difference.” The set for the number five
fundamental type of experience, that of assigning a would contain ten such relations, for six it would con¬
number to groups of objects, or at least of seeing that tain fifteen, and so on.
there are “a number” of objects in a group. Specifically, f. A genuine (or eigentliche) representation is one
he details the sorts of things necessarily represented or for which every element intended is actually given in
intended in this type of experience. The later contor¬ perception or intuition. It is very like a Cartesian clear
tions and re-interpretations staged, with little or no ef¬ and distinct idea. Or, see the distinctions between
fect upon his critics, in the effort to dodge charges of kinds of ideas developed by Leibniz in his paper: “Re¬
“psychologism” do not alter the fact that his fundamen¬ flections on Knowledge, Truth and Ideas” {Leibniz Se¬
tal enterprise never essentially changed. lections, ed. P.P. Wiener (New York, 1951); cf. also L.
Concerning an important phase of Husserl’s sup¬ Loemker as in note 6 above).
posed "removal” from psychologism see Dallas Willard, Husserl’s point here is that we cannot, for example,
“The Paradox of Logical Psychologism: Husserl’s Way directly see that there are 105,073 grains of wheat in a
Out,” American Philosophical Quarterly 9 (1972): 94- basket, as we can see that there are 3 apples on the
100. table. In the latter case we may have an “eigentliche"
c. It seems that, at the time this essay was printed, representation, but not in the former. For a further de¬
Husserl intended it to be the first chapter in his pro¬ velopment of his theory of “eigentliche" representa¬
jected book on the philosophy of arithmetic. See note tions, and for an acknowledgement of his debt here to
ON THE CONCEPT OF NUMBER 119

Brentano, sec the opening paragraphs of chap. 11 of ples of substances, or individuals causally bound into
Philosophie der Arithmetik. the texture of temporal world process.
g. On the meaning of “metaphysical combination,” h. What is meant here is probably the sort of thing
recall the reference to Brentano on p. 98 above. “Meta¬ described in the second sentence of the fifth paragraph
physical does not have, in Husserl's language, the in¬ below.
clusive sense in which it is often used, but is restricted i. The back-reference here is to the fourth para¬
to what has, by some other philosophers, been called graph from the end of subsection 1 above.
cosmology ; namely, to the theory of the first princi¬
7
Introduction to
“Psychological Studies for Elementary Logic”
RICHARD HUDSON

The “Psychologische Studien zur elemen- portant was due to the general view that
taren Logik” first appeared in the Philosoph- Husserl’s earliest period was marked by a
ische Monatshefte in 1894. This text belongs mistake, the mistake of logical psycholo¬
to Husserl’s earliest period, coming only gism, which Husserl recognized and rejected
three years after his first philosophical pub¬ in a slashing attack in the Logical Investiga¬
lication (the Philosophic der Arithmetik) tions. Since Husserl himself rejected psy¬
and six years before the publication of the chologism it was felt that his early psycholo¬
Logical Investigations. gists writings could safely be forgotten.
This early period is usually overlooked. However, although Husserl did severely
There are very few works devoted to it, and attack the position of logical psychologism
it is not often discussed in any detail in the in the Logical Investigations (quoting Goe¬
various books which attempt to give a view the that one is the most severe on mistakes
of the whole of Husserl’s career. In fact, as that one has made oneself),3 he did not re¬
Th. de Boer, one of the few authors to go ject his early work. In later years he often
into the specifics of this period, notes: “The complained that the Philosophie der Arith¬
works on Husserl mostly begin with his metik was not studied, and he used several
main work—the Logical Investigations-”1 parts of the early works in the Logical Inves¬
Only in recent years has attention begun to tigations, taking over whole sentences and
be focused on these earlier writings: de paragraphs with little or no changes. Thus
Boer’s long book {The Development of Hus¬ various parts of the “Psychological Studies”
serl's Thought was published in English by are reproduced in the Logical Investigations,
Nijhoff in 1978), Jacques English’s transla¬ particularly in the third investigation, and
tion of the early writings into French; Auf also in the fifth and the second.4
satze und Rezensionen (Husserliana 21, ed. Still, the importance of the “Psychologi¬
Bernhard Rang) containing the early writings; cal Studies” for us today is probably primar¬
and a few other translations and articles.2 ily historical—to understand the debates in
There are probably two basic reasons why logic at the end of the nineteenth century,
commentators have ignored Husserl’s writ¬ and to understand the development of Hus¬
ings of this period. One is that they were rel¬ serl s thought. De Boer sees the beginnings
atively inaccessible, hidden away in various of many later themes in the early work, es¬
German philosophical journals. The main pecially in the way Husserl took over various
reason, however, is probably that they were concepts from his teacher, Franz Brentano.
thought not particularly important and not According to de Boer: “In order to under¬
worth the time required to study them. stand the development of Husserl’s
That these writings were felt to be unim¬ thought, it is necessary to study all of his

120
PSYCHOLOGICAL STUDIES FOR ELEMENTARY LOGIC 121

works. Of exceptional importance in this re¬ tents.9 His more general aim is to show how
gard are the often neglected first works: the- conceptual thought operates in arriving at
Philosophie der Arithmetik and a series of a priori truths (as in mathematics). Accord¬
articles on logic and psychology.”5 Of these ing to de Boer the problems being dealt
articles, probably the most important is the with here later led Husserl on to the theory
“Psychological Studies.” of the Wesensschau (intuition of essences),
The problems which interested Husserl at i. e., to the theory of how we can arrive at
the time of the “Psychological Studies” were essential knowledge through examining
problems in the foundations of mathematics particulars.10
and logic, which led him to problems in The first of the three sections of this
epistemology in general.6 Only ten years be¬ study deals with the distinction of depen¬
fore the “Psychological Studies” he had com¬ dent and independent contents. Husserl
pleted his doctorate in mathematics, but says that an independent content is such
under Brentano’s influence, he decided to that we can alter or suppress all other con¬
devote himself to philosophy instead.7 He tents given with it without altering it itself.
felt, as did many others at that time, that For dependent contents this is not the case.
the problems of the foundations of mathe¬ There is always at least one other content
matics and logic could be solved by psycho¬ given with them which we cannot alter or
logical analyses. Mathematics and logic, it suppress without changing them.
was felt, dealt with thinking, and thus with Husserl claims we can determine whether
man s psyche. The study of the psyche was a particular content is dependent or not by
psychology; the study of the foundations of operating a kind of thought experiment. If
these sciences was properly a matter of psy¬ we find that in phantasy we can vary all the
chology. Such things as the law of contradic¬ contents given with—to use his example—a
tion was, then, a law which expressed how horse’s head, then we can say the head is an
the mind worked, and its study was a study independent content. However if we find
of the actual workings of the minds of real that we cannot do this, then the content
people. would be dependent. Husserl’s example
Among the most serious problems which here is the case of the intensity and the qual¬
occupied Husserl in attempting to establish ity of a tone, where changing one changes
the foundations of mathematical thought the other.
was how, if Brentano was right and all Husserl stresses that our statements based
knowledge starts with intuition, conceptual on this kind of experiment are not just fac¬
thought manages to start with given particu¬ tually true, but necessarily true. In the case
lars and yet arrive at universal statements. of the horse’s head, for example, that there
Another problem was how conceptual is no absurdity in saying we can vary the
thought manages to give universal a priori other contents is seen by him as sufficient
statements, which by their very nature deal evidence to show the head is an indepen¬
with things which have no existence in in¬ dent content. Husserl is claiming here,
tuition, and yet which seem to accord so well then, that we can arrive at essential and nec¬
with whatever intuitive test we design for essary knowledge through the examination
their verification. of particular cases by the mind.
These two problems are the background The other ways which exist for determin¬
for the two special studies Husserl attempts ing whether contents are dependent are,
in the “Psychological Studies.” The first study Husserl feels, inferior since they are incapa¬
deals with the distinction of abstract and ble of supplying evidence.
concrete contents; the second, with the dis¬ The second section of this first study links
tinction of intuitions and representations.8 the distinction of dependent and indepen¬
Husserl’s aim in the first study is, as he dent contents to that of abstract and concrete
says in an article of 1897, to show that the contents. Obviously dependent contents
concepts of abstract and concrete contents must be parts of some whole, so Husserl
can be reduced to Stumpfs distinction be¬ looks at different relations of parts and
tween dependent and independent con¬ wholes. He says that “abstract parts” of a
122 HUSSERL ON LOGIC AND PSYCHOLOGISM

whole are dependent, while the concrete says that they give rise to “astonishment”13
“pieces” are independent.11 and that it is most important they be inves¬
Husserl notes that although the distinc¬ tigated.
tions he is dealing with come from intui¬ They are interesting mainly because all
tion, and most of the examples (the horse’s mathematical and logical concepts are repre¬
head, tones, etc.) are intuitive examples, sentations. The question Husserl is inter¬
these distinctions are extended beyond in¬ ested in here is how representations operate
tuition. Thus all concepts are called ab¬ and what distinguishes them from intuitions.
stract, while the objects they refer to are His more basic aim is to understand how
called concrete. Husserl objects to this use. mathematical thought works and more gen¬
The problem is that although many con¬ erally, how conceptual thought is possible.
cepts refer to objects which can be intuited, Husserl dealt with the same sort of ques¬
many others do not. The latter is the case for tions in the Philosophic der Arithmetik.
the concepts which interest Husserl most, There he talked of “inauthentic presenta¬
i.e., mathematical concepts. Numbers can¬ tions” instead of “representations.” (Al¬
not be seen, and true geometric figures can¬ though the two terms are not totally identical,
not be intuited either. Other concepts also they aim at the same problem.) Mathemati¬
share this lack of corresponding adequate cal concepts were inadequate or inauthentic
intuitions—sometimes because of the limi¬ presentations because they do not actually
tations of our minds (e.gwe cannot clearly present their objects to consciousness (i.e.,
imagine groups of more than about twelve bring their objects into consciousness as im¬
similar objects; if there are more than manent contents) as authentic presentations
twelve, we simply imagine “many”), and do. Instead, mathematics operates with
sometimes because there are no intuitions symbols. It uses symbols to point to or in¬
due to the nature of the concepts, as with tend objects which by their very nature can¬
mathematical concepts, or as in the cases of not be presented authentically. For Husserl
the famous incompatible concepts (round we have an authentic presentation of what
squares and the like). we intuit, for example, we have an authen¬
In the final section of the first study Hus¬ tic presentation of the moon when we are
serl makes some critical comments, mainly actually looking at it, because we have a pre¬
about a theory of abstraction which he re¬ sentation of it as an immanent content in
jects. According to this theory, abstracting is consciousness. The moon itself is of course
a special mental activity which brings things not in consciousness —as Frege notes it
into relief. Husserl feels this does not distin¬ would weigh rather heavily on our minds if
guish abstract from concrete contents, since it were14 —but the presentation of the moon
to notice even concrete things, such as a box, is there. What interests Husserl in the Phi¬
we have to bring them into relief. There is, losophic der Arithmetik is that all mathe¬
he says, no difference as far as he can see be¬ matical concepts are such that they can
tween the consciousness of the concrete and never be authentically present in conscious¬
that of the abstract. ness but must always be symbolized or sub¬
The second study is entitled “On Intui¬ stituted for by some other content which
tions and Representations.” In the 1897 arti¬ itself is present to consciousness. The ques¬
cle Husserl calls this study “a piece of pure tion he asks is how such inauthentic presen¬
descriptive psychology.”12 Husserl describes tations operate and, since it seems that
here two different “modes of consciousness.” mathematical knowledge is the most secure
The first, intuition, is such that it actually knowledge man possesses, how is it that
contains its object as an immanent content. they operate so well.
The second, representation, does not. In the “Psychological Studies” Husserl
Rather it uses an immanent content to point uses the term ‘representation’ to extend the
to, aim at, or intend some other content range of the concept of inauthentic presen¬
which is not immanent. tation. While all mathematical concepts and
Of the two functions, representations are all basic concepts of logic are representa¬
clearly the more interesting for Husserl. He tions, other contents are representations as
PSYCHOLOGICAL STUDIES FOR ELEMENTARY LOGIC 123

well. He refers to all words as representa¬ Similarly if we see a thing, we see one side of
tions, and he says that the intuition of one it at a time but not the whole thing. Despite
side of a thing can function as a representa¬ this, we tend to say we intuit the melody
tion of the whole thing. It is clear that there and the thing. Husserl claims that to resolve
are many different kinds of representations this difficulty all we need to do is say that in¬
for Husserl, some of which are more sym¬ tuition is not necessarily momentary, but
bolic and more inauthentic than the others. that it can take place in a process in which
In fact, unlike the inauthentic presentations the various contents of the melody and of
of the Philosophic der Arithmetik, some of the thing are actually intuited.
the representations can be “fulfilled,” e.g. A more important difficulty concerns
we can sometimes intuit what is represented what exactly is intuited. Husserl says that
— as when we see what we were only talking only what we pay attention to is intuited —
about. backgrounds and the like are unintuited.
Husserl divides the second study into This stipulation is partly aimed at section 5,
seven sections. In these sections he attempts the central section of this study, where the
to replace the term ‘presentation’ by two distinction of intuition and representation is
other concepts: intuition and representation. made.
The first section looks at various exam¬ In the 1897 discussion of the “Psychologi¬
ples aimed at arriving at the meaning of the cal Studies,” Husserl notes that the main
term ‘intuition’. thesis of this study is in section 5 —namely,
The second section gives the definitions that “the distinction between intuition and
of‘intuition’ and ‘representation’ and of var¬ representation is not a distinction in their
ious related concepts. contents but rather only a difference in their
An intuition contains its object as an im¬ ‘mode of consciousness.’”15 Husserl estab¬
manent content. A representation does not, lishes this thesis by examining some linguis¬
but merely uses an immanent content to in¬ tic examples.
tend its object. Intuitions are not necessarily The main example is that of the ara¬
related to representations, but representa¬ besque. The arabesque can be seen as a mere
tions always refer to some intuition not yet design which may be pleasing to the eye. In
actual. this case it is intuited. However it may also
When the content intended by a repre¬ be seen and understood as a word by some¬
sentation becomes an immanent content of one who can read Arabic. It now represents
consciousness, Husserl says we can talk of what the word means. This latter, since it is
the fulfillment of the representation. There not actually present, is not intuited. The
are different levels of fulfillment. Although arabesque is no longer intuited either, since
some fulfillments may themselves serve as according to section 4 we intuit only what
representations of yet other contents not we pay attention to. Instead of paying atten¬
present to consciousness, the ultimate ful¬ tion to the arabesque we are occupied with
fillment is always purely an intuition. As in what it represents. Thus the arabesque is
the Philosophic der Arithmetik such an now a representation since it is a content in
ultimate fulfillment is denied to certain consciousness which intends another con¬
representations—for example, mathemati¬ tent not presently in consciousness.
cal ones—since there is no intuition corre¬ For Husserl the difference between the
sponding to them. two situations cannot lie in the immanent
The third and fourth sections deal with contents, since in both cases what is imma¬
various difficulties and attempt to deter¬ nent is the arabesque. Thus the difference
mine what belongs to the content of an in¬ must lie elsewhere. For Husserl the new psy¬
tuition. chic situation which results when the word is
One difficulty quickly disposed of is the understood means that we are dealing with
inauthenticity of saying that the content of a new “mode of consciousness.” Somehow
an intuition is immanent to consciousness. consciousness does not passively receive the
If we hear a melody we actually hear only arabesque as its content, but it actively goes
one note at a time, not the whole melody. beyond the immediate content to yet an-
124 HUSSERL ON LOGIC AND PSYCHOLOGISM

other. De Boer sees here the first indication In the “Psychological Studies” the two
of Husserl’s later concept of the meaning- distinctions being made are traced back to
conferring activity, and ultimately of the consciousness. In both cases we are dealing
concept of constitution.16 with contents immanent to consciousness,
Husserl notes that although the two and all talk of existing things is rejected as
functions of intuition and representation are “unpsychological.”17 The difference of ab¬
different modes of consciousness, they work stract and concrete contents is that in the
closely together. The one passes over into one case we can alter in phantasy all simulta¬
the other and the two are very often inter¬ neously given contents and in the other case
twined. Despite these close relationships, we cannot. This distinction is however al¬
however, Husserl insists that the distinction ready somewhat of a move away from the
can and must be made. He attacks, in the psychologistic school since Husserl says he
sixth section, the ambiguity which results cannot note any difference in the mode of
from calling them both “presentations.” He consciousness of the abstract from that of
claims that this failure to clearly distinguish the concrete. The distinction of intuition
the two gives rise to serious errors in psychol¬ and representation is more clearly an exam¬
ogy and epistemology. ple of Husserl’s logical psychologism. This
The final section gives some indication of distinction does not consist in a difference in
Husserl’s general aims in the article. He the contents of the respective acts, since the
notes the importance of the investigation of contents can be the same in both cases. In¬
these two functions for psychology, logic, stead, it is a matter of different modes of
and epistemology. He stresses the need for consciousness.
showing how conceptual thought can oper¬ Although the “Psychological Studies” be¬
ate with such seemingly inadequate presen¬ longs to Husserl’s period of logical psycholo¬
tations as the representations. He finally gism, the descriptive analyses are such that
notes some problems, such as that of the they can be taken over, in some cases word
presentation of space, which might be for word, in the analyses of descriptive psy¬
cleared up if his distinctions were made. chology in the Logical Investigations. In the
Unfortunately, he says, the necessary de¬ later work the themes and problems of the
scriptions are missing. early work are continued and further devel¬
The “Psychological Studies,” then, deals oped. Husserl, of course, also expands the
with two special problems —the distinctions scope of his philosophic activity in larer
of concrete and abstract contents, and of in¬ years, moving from the early concern with
tuitions and representations. Husserl comes mathematics and logic to more general con¬
to these problems because his interest in es¬ cerns such as the life-world and history.
tablishing the foundations of mathematics However, although he at times calls his early
and logic leads him to more general prob¬ work immature, he never rejects it.
lems in epistemology.

NOTES

1. Th. de Boer, De Ontwikkelingsgang in het phy of Arithmetic," translated by E. W. Kluge in Mind


Denken van Husserl (Assen: Van Gorcum, 1966), p. 81 (1972): 321-37, reprinted in Husserl: Expositions
577. An English translation of de Boer’s book (The De¬ and Appraisals, ed. with introductions by Frederick A.
velopment of Husserl's Thought, translated by Theo¬ Elliston and Peter McCormick (Notre Dame and Lon¬
dore Platinga [The Hague: Nijhoff, 1978]) has ap¬ don: University of Notre Dame Press, 1977), pp. 314-
peared as number 76 of the Phaenomenologica series. 21. One of the most active scholars in English on this
2. As noted above (note 1) de Boer’s book was period is Dallas Willard. His article “The Paradox of
published in Dutch in 1966 and in English in 1978. The Logical Psychologism: Husserl’s Way Out” can be found
French translation of the early articles is entitled Arti¬ in the same volume as Frege's review just mentioned
cles sur la logique, trans., notes, comments, and index (pp. 10-17). In late 1977 he published a translation of
by Jacques English (Paris: P.U.F., 1975). Among the the “Psychological Studies” and announced his inten¬
translations relevant to this period is that of Gottlob tion to translate three of the other early articles. See
Frege’s classic 1894 ‘‘Review of Dr. E. Husserl’s Philoso¬ The Personalist 58 (1977): 295-96 for Willard’s intro-
PSYCHOLOGICAL STUDIES FOR ELEMENTARY LOGIC 125

duction; pp. 297-320 for Husserl’s “Psychological avoids the strange use of‘presentation’ for ‘Vorstellung’
Studies in the Elements of Logic.” but leads to great difficulties in translating the verbs
3. Logische Untersuchungen [or LU], p. 7; Logi¬ and adjectives connected with the two terms in ques¬
cal Investigations [or Z/], p.00. tion. Since the "Psychological Studies” is one of the
4. See “Edmund Husserl-Personliche Aufzeich- texts leading to the Logical Investigations, it is prob¬
nungen, ed. Walter Biemel, Philosophy and Phenom¬ ably best to adhere to the use of the translator of that
enological Research 16 (1956): 293-302. See particu¬ work, even if it is not totally satisfactory.
larly p. 295, where in the note dated September 25, 9. Edmund Husserl, “Bericht iiber deutsche
1906, Husserl says of the “Psychological Studies" that Schriften zur Logik aus demjahre 1894,” Archiv fursys-
this article is a first draft for Pot Logical Investigations, tematische Philosophic 3 (1897): 224.
particularly for investigations III and V.” 10. See de Boer, De Ontwikkelingsgang, pp. 30-
5. De Boer, De Ontwikkelingsgang, p. 577. 31, 65-66, 114, 119, 296-97.
6. See the “Preface" to the first edition of the 11. The distinction Husserl is making here is be¬
Logische Untersuchungen. See also section 7 of the sec¬ tween 'Teile, which is translated as ‘parts’, and
ond study of the “Psychological Studies." 'Stiicke, which is translated as ‘pieces’. Husserl uses the
7. See “Recollections of Franz Brentano” in this corresponding verbs 'teilen and ‘zerstiicken’ to refer to
volume, pages 342-48. the processes of dividing into ‘parts’ or ‘pieces’. Unfor¬
8. The word translated as ‘representation’ in this tunately good English equivalents are not available, so,
text is 'Reprasentation. Husserl makes a sharp distinc¬ roughly following Cairns (Dorion Cairns, Guide for
tion in the “Psychological Studies” between this term Translating Husserl [The Hague: Nijhoff, 1973]) and
and the word ‘Vorstellung’, which is usually translated the advice of the Husserl Archives at Louvain, I have
as representation’ but which I have translated here as used ‘partition’ for 'teilen and ‘divide into pieces’ for
presentation." In making this rather unusual transla¬ 'zerstiicken. ’
tion, I am merely following the use of Findlay in Logi¬ 12. Husserl, "Bericht,” p. 225.
cal Investigations. Farber, too, in his discussion in The 13. See the “Psychological Studies,” p. 140 below.
Foundation of Phenomenology (Albany: SUNY Press, 14. See Frege’s “Review of Husserl’s Philosophy of
1967) translates these terms in this way. English’s excel¬ Arithmetic," in Elliston and McCormick, Husserl, p.
lent translation into French of the “Psychological 316.
Studies attempts to make the distinction by using a 15. Husserl, “Bericht,” p. 225.
hyphen (representation vs. re-presentation). Although 16. De Boer, De Ontwikkelingsgang, pp. 578, 22,
this makes the distinction clear, it is not a very satisfac¬ 582, 40-41.
tory procedure. Willard uses ‘representation’ and ‘rep¬ 17. See, for example, the “Psychological Studies,”
resentative’ for 'Vorstellung and 'Reprasentation . This p. 129 below.
7

Psychological Studies for Elementary Logic*


Translated by R. Hudson and P. McCormick

I. On the Distinction dependency relations between the perceived


Between Abstract and Concrete appearances and thus also between their in¬
tuited contents. We also know in many cases
1. Independent and Dependent Contents that the alteration of one appearance (or of
one intuition) will bring about a corre¬
Total consciousness is at any one time a sponding alteration in the coordinated ap¬
unity in which each feature is connected pearance. But it does not lie in the nature of
with every other one. Considerable differ¬ the intuited contents themselves that they
ences, however, are to be found in the man¬ are in these relations of dependence. We
ner, in the relative stability, and in the me- find nothing in them which makes the ne¬
diacy or immediacy of the connection. The cessity of the connection evident; the con¬
division of contents here between indepen¬ nection itself does not concern the contents
dent1 (“separable,” “presentable by itself”) as such but the objective things only. In
and dependent (“inseparable,” “not pre¬ fact, by means of phantasy we can think of
sentable by itself”) is related to such distinc¬ the causal connections as totally suppressed
tions. Certain complex contents are noticed without finding the intuitive content of the
separately with somewhat greater ease; they perception altered. The contents which are
impose themselves, as it were, upon our at¬ to be considered here exhibit just such a sep¬
tention as natural units. Moreover, in con¬ arability from what is conjoined but to a
trast to the observable contents combined much greater extent, not merely with regard
with them, they show a characteristic inde¬ to what is causally joined but also with re¬
pendence which we do not find in members gard to all contents which can be simultane¬
of other kinds of connections. This is the ously noticed and with which the contents
way the intuitive content of perceptible are connected in whatever way. The excep¬
things presents itself when compared with tion, of course, is the case of the contents’
the less complex but likewise intuitive con¬ own parts where one would not really speak
tents which we call their intrinsic traits (col¬ of “joining.” These contents it seems remain
or, form, and the like). Just what this inde¬ what they are, whether the contents con¬
pendence consists in is not easy to say. One
nected with them are presented as disap¬
might perhaps try to characterize this inde¬
pearing or as changing in any way whatso¬
pendence in the following way: objective
ever. I can in phantasy retain by itself the
things affect each other and thus condition
head of a horse and, while the head remains
intuitively unaltered, make disappear or al¬
*© 1977 P. McCormick and R. Hudson. Translated
ter as I wish the remaining parts of the horse
and printed with the permission of Professor Elmar
Bund, executor of Husserl’s estate. Originally pub¬ as well as the entire intuitive context.2 We
lished as “Psychologische Studien zur elementaren can say more precisely that there are either
Logik,” Philosophia Mathematica 30 (1894): 159-91. no modifications at all, or they are too slight

126
PSYCHOLOGICAL STUDIES FOR ELEMENTARY LOGIC 127

to be noticed, or (and this may correspond other. Once more, nullifying the intensity
most of all to the psychic state of affairs) conditions a complete annihilation of the
they are overlooked as insignificant. In any quality, and this is not just factual, but
case, eventual corresponding alterations of rather an evident necessity. We sense a grad¬
the connected contents which do not escape ual approach of the intensity towards zero as
us in the requisite attention to what is actu¬ being also a gradual reduction of the quali¬
ally experienced [das wirklich Erlebte\ ap¬ tative impression. In this case moreover the
pear to us as merely factual; there is nothing accompanying alteration of the quality which
in the contents which would require a func¬ we claimed above is particularly clear.3
tional dependence of their alterations as an Another example is extension in relation
evident necessity. to quality, shape in relation to both. Further
We have started here from the phenom¬ examples are offered in infinite abundance
ena which first present themselves to reflec¬ by the quasi-qualitative moments of intu¬
tion—that is, from appearing things. We itions (von Ehrenfels’s form qualities for
indicated the characteristic features of inde¬ which Meinong has proposed the name
pendence in their intuitive content. But we “founded" contents4), the quasi-quantitative
also find such features in non-things, for ex¬ moment in the domain of tones, etc.
ample, in auditory appearances when we These observations would lead to the fol¬
think of them as free from any relationship lowing definitions of the concepts:
to objects, such as in tones or in figures of A content, in regard to which we have
tones which are intuitively self contained. the evidence that the alteration or suppres¬
Odors and tastes have a similar indepen¬ sion of at least one of the contents given
dence under the same conditions. Intuitions with it (but not comprised in it) must alter
connected with the sense of touch make the or suppress the contents itself, we call "de¬
possibility of such freedom from objects pendent"', a content for which this is not the
rarer and more difficult. case we call “independent.” For the latter,
With regard to these matters dependent the thought that the suppression of all si¬
contents behave quite differently. multaneous contents leaves it untouched
The intensity of a tone is not something does not contain any absurdity. With con¬
indifferent to the quality; it is not, so to tents of the first kind, one could also say, we
speak, something external to the quality. have the evidence that they, as they are, are
The same is true conversely. We cannot only conceivable as parts of more inclusive
maintain the intensity by itself as what it is wholes, while with contents of the second
and alter or entirely suppress the quality as kind this evidence is lacking.
we wish. An alteration of the quality neces¬ There is another way in which one can try
sarily conditions an alteration in the charac¬ to give an account of the characteristic traits
ter of the intensity, even if a moment (which for the distinction between independent
we call “degree”) of each remains unaltered. and dependent contents. We cannot notice
Intensity is precisely nothing by itself; rather or even attend to a figure or color by itself
it is only something with and in the quality. without at first having noticed the shaped or
If we think of the quality as entirely sup¬ colored object. Occasionally a “striking”
pressed, then the intensity is also sup¬ color or form seems to impose itself on us
pressed, and this is not a mere fact, but immediately. When we reflect however on
rather an evident necessity. The same occurs what has happened, we find that here too
in the case of the converse. An alteration of the chances are that at first it is the whole
the intensity means unavoidably a certain object that strikes us, but that it does so pre¬
alteration of the quality, even if its species cisely by virtue of that particularity upon
remains untouched. What we are consider¬ which our interest settles without stopping.
ing is not a sum in which one member can Noticing one content for example is occa¬
be varied while the other remains identically sionally the foundation for noticing another
(instead of as here merely specifically) the which closely belongs to it. This could sug¬
same. The two contents interpenetrate; they gest the following definition: a content
exist in one another and not outside one an¬ which is noticeable without necessarily pre-
128 HUSSERL ON LOGIC AND PSYCHOLOGISM

supposing a prior noticing of any other con¬ The physical parts of a blackboard are abso¬
tent is independent; in the opposite case, it lutely independent; those of the surface of
is dependent. Such a definition, however, the blackboard however are only relatively
would be inferior to the previous one, inso¬ independent, namely, in relation to the re¬
far as the evidence for the state of affairs maining parts of the surface. It is notewor¬
which grounds it is lacking. Nonetheless this thy that even when a content is inseparable
definition is at least of some interest. from another, this other can be separable
We must now mention those contents from it. A line which with another line
which occupy a kind of middle position, in¬ founds a configuration is an independent
sofar as they give the impression of being content, but the configuration itself in rela¬
dependent because of their inner connec¬ tion to the line is dependent. For if, for
tion with other contents, although in the example, the quality of the line were sup¬
strict sense there is no such dependence. It is pressed in thought, then, although this
the association of ideas which often creates quality adds nothing positive to it, the con¬
excessively strong bonds of this kind. This is figuration would also be modified. A pre¬
how things stand with the unification of the sented content is independent vis-a-vis a
qualities belonging to the different senses in connected judgment; the judgment however
the presentation of an intuited thing. Who¬ is dependent vis-a-vis what is presented.
ever is able to see from birth believes he sees
the thing with all its qualities, and they all 2. Abstract and Concrete Contents
appear to him thus as equally inseparable.
This illusion is difficult to overcome even in We begin now with any unitary content
reflection, especially when a nonvisual quality and consider its parts in relation to the dis¬
is firmly associated with a state of the visual tinctions of dependency already discussed.
image which presents the main intuitional By the term ‘disjunct parts’, we mean as is
kernal. Usually the (specifically determined) usual such parts which have no identical
tactile roughness fuses with certain charac¬ parts (not even themselves) in common.
teristic visual unevennesses, and since the Now there are two possibilities: either a part
latter are actually seen and are dependent, under consideration is independent in rela¬
the illusion arises that the character of tion to all the disjunct parts of the whole
roughness—this associative complex—is which correspond to it, or it is not. In the
seen and is dependent. If we wanted to also first case we speak of “pieces, ” in the latter of
call these contents “dependent,” we would “abstract parts” of this whole. If a whole is
have to drop the feature of necessarily evi¬ decomposed into a multitude of disjunct
dent functional dependence of the con¬ pieces, then we say it is “divided into
joined contents. We would thereby add to pieces." We have not stated whether the
the strict concept of dependence a loose con¬ whole itself, whose partition we are speak¬
cept, or add to the narrow concept a wider ing of here, is or is not only an abstract part
one. of another whole. Actually both cases occur:
Up to now we have considered indepen¬ abstract parts can be divided into pieces;
dence as an absolute, as a characteristic pieces or absolutely independent contents
independence from all connected contents. can be abstractly partitioned. If an abstrac-
Dependence has been considered as its con¬ tum permits of a division into pieces such
tradictory opposite, as the corresponding that the pieces are abstracta of the same low¬
dependence on at least one of these con¬ est genus as that which is determined by the
tents. If, however, we limit our theoretical unpartitioned whole, then we call it a “phys¬
interest to a particular association of con¬ ical whole" and its pieces “physical parts."
tents, then, provided that these contents Examples are the partition of an extension
possess the traits of independence in their into extensions, of a tone formation into
relation to each other, we can surely talk of tone formations and so on.
relative independence as opposed to the ab¬ Parts can be immediate or mediate parts
solute independence defined up to now. of a given whole. Mediate parts are parts of
PSYCHOLOGICAL STUDIES FOR ELEMENTARY LOGIC 129

parts. Only exceptionally are parts of parts A partial content which by means of its
also immediate parts of the whole; for exam¬ relation to the whole serves or is called to
ple, when parts of physical parts are both re¬ serve as a determination of the whole is
lated to the same lowest genus. In the case of called its “trait.” There are abstract and con¬
a visual intuition, by contrast, extension and crete traits, even concrete traits in the abso¬
color are immediate abstracta, while quality lute sense (for example, the landmark of a
and brightness of the color, volume and city).
form of the extension are mediate abstracta.
As mentioned above, noticing the mediate
3. Critical Remarks
abstractum presupposes noticing the imme¬
diate abstractum. The complex content of The difference between concrete and ab¬
which an immediate part is an abstractum is stract presentations is occasionally drawn by
called the “direct concretum' of this part; saying that the former can be presented by
the term ‘indirect concretum’ does not, after themselves whereas the latter can only be
this definition, need to be explained. A noticed by themselves. Berkeley’s own inter¬
concretum which is not itself abstract we call pretation from his polemic against Locke
an absolute concretum." Since every abso¬ might go as follows: concrete presentations
lutely independent content possesses abstract are presentations of things or parts of
parts, each one can also be considered and things. Their characteristic is that they can
designated as an “absolute concretum.” be presented separately from the things or
Both concepts therefore have the same ex¬ parts that are bound up with them, for ex¬
tension. This also accounts for why the inde¬ ample, a head or a nose by itself, separated
pendent content which yields the foundation from the man to whom they were originally
for the abstractions constructed coordinately presented as belonging. Such objects or
and hierarchically is also called in relation to parts could even exist separately from every¬
all attained abstracta “the (absolute) con¬ thing that is bound up with them. Abstract
cretum.” “Relative concreta” is what we call presentations (but naturally not those which
all concreta which are not absolute. Where Berkeley so zealously attacks under this
the word ‘concretum’ is used alone, as a rule name) are presentations of properties. They
the absolute concretum is meant. cannot be presented separately from what
Besides the authentic uses of the terms bears them nor can they exist without their
‘abstract’ and ‘concrete’ discussed so far, in¬ bearers; they can only be noticed by them¬
authentic uses must also be taken into con¬ selves. Hofler and Meinong in their Logik
sideration. The relation based upon intu¬ add further the evidence for this incapacity
ition is extended to cases where there is no to exist separately.
intuition. Every concept is called “abstract”; All these and similar definitions seem to
every object of a concept “concrete.” That no me to suffer from the handicap of operating
adequate intuitions, if indeed any intu¬ with vague and misleading expressions such
itions, correspond to most concepts in actual as ‘to present by itself’, ‘to present sepa¬
thought, that many conceptual contents be¬ rately’, without sharply fixing the limits of
cause of the weakness of our mental powers, their meanings and without clearly distin¬
or because of evident incompatibilities can guishing their characteristic traits. Insofar as
never be intuited as abstracta of the appro¬ these definitions are correct, clearly they can
priate concreta—this does not hinder us. not mean anything other than what we tried
The basis of this extension is clear: if the above to make precise. I must object also to
conceptual contents and the objects were ac¬ Berkeley’s recourse to existing things as un-
tually given, then the corresponding rela¬ psychological. I have furthermore for good
tions would also be known intuitively. And reasons avoided speaking of abstract and
since, as a rule, we have no explicit knowl¬ concrete presentations. I think it is a good
edge of the imperfection involved in repre¬ principle to avoid wherever possible such an
sentative presenting, the extension is not equivocal term as ‘presentation’. The objec¬
even noticed. tion has been made that ‘abstract’ and ‘con-
130 HUSSERL ON LOGIC AND PSYCHOLOGISM

crete’ are terms which could be applied only II. On Intuitions and Representations
to presentations, not however to presented
things.5 To the things, certainly not; but 1. Introductory Analysis of Examples
why not to the contents? The things are of
course not the actual contents of our presen¬ In order to reach a suitable demarcation
tations, but rather objective unities and thus of the concepts of intuition and representa¬
presumed, merely intended contents. tion, it would be well initially to pursue
The basis for the distinction between ab¬ some considerations suited to illustrating
stract and concrete is often, if not primarily, the range of the actual use of the word ‘in¬
sought in the mode of presenting—or, more tuition’ and the appreciable nuances of its
precisely, in the mode of the psychic activity meaning.
through which the one and the other come The original sense of ‘intuition’ is “see¬
to particular notice. The positive feature of ing,” that is, the perceiving of visual objects.
the distinction is on the side of the “abstract Thus one occasionally hears statements like:
presentations” since their contents are not “I want to see this house, that picture,” etc.
merely presented but, more, they are set off An extension of this use, grounded in the
from the concretum through a particular preponderance of visual presentations in all
psychic activity of abstracting. I have tried in external perception, is the identification of
vain to find the slightest difference between intuition with external perception. And,
the consciousness of the abstract and the following on this identification is the identi¬
consciousness of the concrete. To abstract, it fication of intuition with perception in gen¬
is said, is to pay attention to something by eral. Thus, for example, Wundt uses the
itself. But do we not require just this “ab¬ two terms as synonyms.7 In order to serve
stracting” in order to segregate an absolute certain psychological interests, Meinong
concretum from its more inclusive back¬ would define ‘intuition’ as the perceptual
ground and to make it an object of particu¬ presentation which grounds an actual or
lar occupation? If I look at this box, I pay at¬ possible perceptual judgment.8 Thus even
tention to it in particular, and only by my hallucinations, and not only the deceptive
doing so does it come to me in a particular ones but also the unmasked ones, are drawn
consciousness and become an object of an into the concept of intuition.
intuition. Should it then be called an “ab- If we try to adhere to the concept delin¬
stractum?” No one would claim this. It eated in this way, the psychologists remind
might well be pointed out that the box us that perception would not be understood
stands out from its background and thus can in the ordinary sense. Not everything which
be noticed without our exclusively paying we believe to perceive in non-reflective ob¬
attention to it, while its form or color only servation is, they claim, actually perceived.
manages to stand out through exclusive at¬ This comes out clearly in certain compara¬
tention, as we ourselves stressed above. But tive judgments in whose matter equalities or
this does not ground the proposed distinc¬ inequalities are “presented,” while the corre¬
tion since the concretum can also be noticed sponding substrate in the actually present
by itself, and wherever it is an object of psy¬ content of the perceptual presentation is
chic occupation it must be noticed by itself. lacking. We believe we see the equality of
Thus it is not acceptable to define a concrete the sides of a perceived die, although those
presentation as one which is not abstracted. actually seen are unequal. The perceptual
And it is not acceptable either to define it as judgment does not raise the factual content
a presentation on which (or on whose con¬ of the perceptual presentation into objective
tent) no kind of abstraction has been per¬ consciousness, but rather has in this con¬
formed, since the abstractions which I carry tent, or more precisely in certain of its mo¬
out on an independent content, for exam¬ ments, its occasioning cause. It is inconveni¬
ple, on the intuited box, far from allowing ent however to deny the name of‘perceptual
this content to appear as abstract, stamp it presentation’ [ Wahrnehmungsvorstellung]
with the stamp of the concrete.6 to the perceptual presentation which is nat-
PSYCHOLOGICAL STUDIES FOR ELEMENTARY LOGIC 131

urally given as such, since in fact there is ceeding within a single continual act, work
here an acceptance as true [Vurwahrneh- out the objective unity. In thus contesting
men\ of what is presented, even if inauthen- the status of most perceptual presentations
tically, in the presentation.* Furthermore in as full and authentic intuitions, we are only
normal cases this acceptance is immediate. conforming to the real intention of the
(The mediacy in the procurement of the ma¬ term, whicf( holds true even in the false pre¬
terial of a judgment, the transition from the sumptions mentioned above, and which
sign to what is signified—even if it were ac¬ could be perhaps expressed as follows: intu¬
tually performed—does not for all that ition is not a “presentation” in that inau¬
make the judgment mediate.) In this con¬ thentic sense of a mere substitute through
nection one feels forced to distinguish the pieces, images, signs, and the like, nor a
intuitive content of the perceptual presenta¬ mere determination through traits—by
tion from its intended, full content.9 The means of which the presented would not
idea behind this distinction is clear: the per¬ really be set down before us. Rather it is a
ceptual presentation, one says, was consid¬ presentation in a more authentic sense,
ered by natural consciousness to be an intu¬ namely, a presentation which actually sets
ition because in the presentation natural its object down before us, so that it itself is
consciousness thought it possessed as an im¬ the substratum of the psychic activity. Con¬
manent object what the presentation rather sequently it is also clear that ordinary per¬
merely intended and thus “presented” in an ception, although it is not an intuition of
entirely different sense. I have an intuition the thing, may however be designated as in¬
of our theater when I see it. I believe then to tuition once again from another viewpoint,
have an actual presentation of what the ex¬ that is, from another direction of interest. If
pression ‘our theater’ means at any given a particular interest, for example, a psycho¬
time, and what, when I do not see it, can logical interest, is aimed at the momentarily
only be designated, determined or replaced present content, at the partial aspect as it is,
by a surrogate, through a conceptual or pic- then we have with relation to this content an
toral presentation. Natural consciousness intuition.
believes it grasps in a single glance, in a sim¬ We are far from having exhausted the
ple intuitive act, the objective thing itself— range of the actual use of our term. Not
this unitary manifold—both what it is and merely perceptual presentations but also
as what it is intended as. We know that this phantasy presentations in the broadest sense
is a mere illusion. Only a small part of what of the term are called “intuitions.” We find
we here presume to intuit is actually intu¬ nothing unusual in someone saying he still
ited. Only a few features of the factual con¬ has an intuition of the Borghese gladiator,
tent are so present in this act, as they are in¬ instead of saying he has a lively memory pre¬
tended in the presentation of the thing sentation of it. We hear often enough of ar¬
which it mediates, and as they actually coex¬ tistic intuition, of the mythical intuition of
ist in the “thing itself.” The full content of a people, etc. Nevertheless several psycholo¬
the presentation of the thing only becomes gists will object even here for the same rea¬
intuited in a continual flow of content in sons as above. The psychologist will want to
which there are certain psychic acts. These claim that in this example we have an intu¬
accompany the series of obtrusive partial in¬ ition of the Borghese gladiator only in an in¬
tuitions, identify those which through inti¬ authentic sense. We have a presentation
mation of each other are related and, pro- which, by virtue of a similarity of content
which may extend quite far, serves as a sur¬
*HusserI is here playing on two German words: rogate for the not present and merely in¬
'Wahmehmunp (‘perception’) and 'Furwahrnehmeri tended intuition, but is not the intuition it¬
(‘to take as true’ or, as I have translated it, ‘to accept as
true’). Brentano had denied that perception should be
self. Our presentation has thus once again
called a truth-taking (wahr-nehmung). He claimed it an intention which reaches out beyond the
should be called a false-taking (falsch-nehmung) since immanent content of the act. And only if its
it does not really deliver its object to us. fulfillment became a part, only if the in-
132 HUSSERL ON LOGIC AND PSYCHOLOGISM

tended content became an immanent one, One should realize though that when the
would we be completely justified in speak¬ presentations here in question are called “in¬
ing of intuition.10 And we would be justi¬ tuitions,” they come under the particular
fied if an intention directed to this hie et conditions which govern the correct applica¬
nunc given content actually found its fulfill¬ tion of the term.
ment in the content as it is, if thus a particu¬ A justified use of the term ‘intuition’ is
lar, for example, psychological, interest re¬ possible not only in the case of concrete con¬
ferred to the immanent content of the tents, which we have primarily dealt with up
phantasy presentation itself. Naturally in to now, but also in the case of abstract con¬
phantasies which present external objects, tents. The person blind from birth, we say,
another inauthenticity besides the one just has no intuition of red. For him red is “what
mentioned has to be considered, namely, sighted people call red.” He has only this in¬
the inauthenticity which we have become authentic presentation of red; he cannot
acquainted with in the corresponding per¬ present red itself as an immanent object, as
ceptual presentations. Even in phantasy the an abstractum in a concretum, like the
thing is, as a rule, replaced by inadequate sighted person who can and who, insofar as
representatives through a one-sided more or he does represent red as an immanent ob¬
less fragmentary “aspect.” ject, has the intuition of red.
In the broad domain of conceptual pre¬ Several scholars do not want to admit the
sentation, we find even more prominent ex¬ extension of the concept “intuition” to pre¬
amples of the contrast between the intuitive sentations of abstract contents. They object
and the nonintuitive, examples whose cor¬ that the expression ‘intuition of red’ refers
rect appreciation does not require any criti¬ directly and authentically not to the abstrac¬
cal deliberations. We are often able to intuit tum but to what is red, to the red object.
what we conceptually present. But also we Here however we lack a basis which would
often cannot. In the latter case the fault at justify preference of the object over the
times is based on factual incapacity and at abstractum. What characterizes the two in
times on evident impossibility. All concep¬ relation to each other is accorded by the
tual presentations which include evident in¬ concepts of the absolutely concrete and ab¬
compatibilities are necessarily nonintuitive. stract; what characterizes them outside of
Examples are the famous round squares, their reciprocal relation is accorded by the
wooden irons, etc. They are not for this rea¬ concepts of independence and dependence.
son meaningless; they are presentations pre¬ Neither pair of concepts contains what is
cisely in the sense that any representation is. meant with ‘intuitiveness’ and ‘nonintu-
They have an entirely determinate and per¬ itiveness’. It is only the first pair that seems
fectly understandable intention, but they to, and then only because the concept of ab¬
are directed towards something impossible. stract presentation, as the discussions in sec¬
A doubt might intrude here. The first in¬ tion 5 (below) will show, is equivocal. The
tention of a conceptual presentation is fre¬ name of‘abstract presentations’ is not given
quently directed to a corresponding phan¬ just to the presentations of dependent par¬
tasy presentation, and if this latter makes its tial contents, that is, abstracta in the sense
appearance, then generally we say we had above described (I, section 2) which includes
the intended intuition. We will continue to the objective unity and, in regard to presen¬
hold that this way of speaking is correct even tation, the authenticity. Rather the name is
though one might point out that the phan¬ also conferred on those unities, mediated
tasy presentations themselves have the char¬ merely through “relational thinking,” of
acter of those inauthentic presentations partial contents A, B, C . . ., which (if they
which we are calling in this article “represen¬ are not themselves represented through the
tations.” We shall soon (see section 5) find mere words) are extracted from various con-
the opportunity to do away with this doubt. creta and are brought together into thor¬
We only want to mention here that we do oughly inauthentic presentations, presenta¬
not deny intuitive character to the phantasy tions which we linguistically express in the
presentations in every sense or in every case. forms: ‘Something that possesses the traits
PSYCHOLOGICAL STUDIES FOR ELEMENTARY LOGIC 133

A, B, C . . .’or ‘an A which is at the same an “intuiting,” obviously for reasons analo¬
time B and C,’ and the like. Abstract pre¬ gous to those discussed above. For Kant of
sentations in the latter sense are certainly course even the conventional sign of the
classical cases of the nonintuitional (and we arithmetician, like the drawing of the geo¬
obviously take them as such only because metrician,, was a construction in intuition;
they merely aim at their objects instead of he called the former “characteristic construc¬
actually presenting them). This does not tion” and the latter, “ostensible construction.”
hold however of abstract presentations in Actually in neither case do we construct
the former sense, with which they should what is designated. At most in the latter case
not be thrown together indiscriminately. because of a certain analogy between sensual
Even in abstract moments it happens that and geometric figures there is at first the il¬
something supposedly intuited is substi¬ lusion of a construction. The construction
tuted for what is actually intuited. This is would be an actual one if the intuited fig¬
what happens, for example, in the case of ures were exactly like the geometrical ones,
geometrical intuition. The geometrical fig¬ and thus actual representatives of the geo¬
ures and relations are in general not intuit- metric concepts as they are defined. For
able, if those who shy away from attributing surely this is the meaning of all construc¬
corresponding phantasms to ideal character¬ tion: to present as an intuition what is
istics which cannot be produced by spatial thought only inauthentically and actually
perceptions are right. The goals of idealiz¬ grasped only through conceptual determi¬
ing, that is conceptual, processes are eo ipso nations, and thus to make the concept “in¬
nonintuitive. By virtue of certain analogies tuitive.” It is however entirely inadmissible
(which when measured by the ideal of defi¬ to regard the writing of an arithmetic sign as
nition are infinitely rough) the actually in¬ a construction. The sign and what is desig¬
tuited figures and relations “place before us” nated have here totally different contents
[“stellen uns vof ] the actually intended and are connected only associatively. Thus
geometric figures and relations; in actual the sign does not make the thought intu¬
geometric thought they even serve as surro¬ itive but only points to the thought. In the
gates for them. Whoever is clear on this case of arithmetic, moreover, what is desig¬
point will instantly reject talk of an intuition nated is almost always something that can¬
of geometric abstracta as inauthentic. The not be made intuitive.
drawn figure is naturally when viewed in it¬
self an intuition; not so the geometric figure
2. Provisional Delimitation of the Concepts
with which the former is not identical and
which it merely represents. This series of observations yields a dis¬
Let us take now as the last example pre¬ tinction of those “presentations” which are
senting in the sense of designating. If not as intuitions and those which are not. Certain
a rule, at least occasionally we do hear some¬ psychic experiences which are generally
one say of a sign that it stands for [vorstellt]* called “presentations” have the peculiar
what it designates. The mathematician says property of not containing their “objects” in
sometimes: “the sign ‘a’ stands for [vorstellt] themselves as immanent contents (that is,
some number, it stands for [vorstellt] the contents present in consciousness), rather
root of this equation” instead of saying “it they merely intend them in a certain way
designates it.” Hardly anyone would be in¬ which still remains to be characterized more
clined to call this “standing for” [ Vorstellen] precisely. For the time being the following
definition, which is obviously suitable but
*In this paragraph it becomes impossible to hold to deliberately too complicated, will suffice,
the translation of‘present’ for 'Vorstellen ; there is sim¬ namely that ‘merely intend’ means here: by
ply no way of avoiding the use of some other term. means of some contents given in conscious¬
Since ‘represent,’ has been reserved for 'reprasentieren ,
the best compromise available is ‘stand for’. To make
ness to aim at other contents which are not
clear to the reader that ‘stand for’ is translating ‘Vor¬ given, to mean them, to point to them with
stellen’ here, the German word shall be placed in understanding, consciously to use the for¬
brackets each time it is so translated. mer as representatives for the others, and to
134 HUSSERL ON LOGIC AND PSYCHOLOGISM

do so without there being a conceptual representations cannot be involved since


knowledge of the relation which obtains be¬ they have not yet been formed at all. More¬
tween the presentation and the intended over, it may serve us as a welcome confirma¬
object. We will call such presentations “rep¬ tion that our definitions agree essentially
resentations.” Contrasted with these are with certain ones which Kant gives. For ex¬
other psychic experiences also called “pre¬ ample, Kant opposes intuitions as immedi¬
sentations” in the vocabulary of many psy¬ ate presentations to the conceptual and pic-
chologists. These “presentations” do not toral presentations as mediate.
merely intend their “objects” but actually As to the first concept which will occupy
contain them as immanent contents in us a great deal in the following investiga¬
themselves. Presentations in this sense we tion, we can easily outline it with the help of
will call “intuitions.” a complex expression. If a representation
We need to eliminate another ambiguity passes over into its correlate phenomenon,
here which is connected with our explication for example, into an intuition immediately
of this term as well as with its customary us¬ intended by the representation, then the
age. “Intuition” can mean on the one hand immediate psychic experience that what is
the mental experience in which the ultimate intuited is also what is intended shall be des¬
goal of a representation is reached: an im¬ ignated as the consciousness of the fulfilled
manent object of the act appears to us as be¬ intention. In this case then we say of the in¬
ing at the same time what is intended in the tuition that it is borne upon a consciousness
representation. “Intuition” on the other of a fulfilled intention; of the representa¬
hand can also mean only that in “present¬ tion we say more simply that it has found its
ing” we are primarily turned to the object as fulfillment. The latter term we want to use
something immanent and not, as occurs so in general as the designation of the immedi¬
frequently, merely intending the object. ate or mediate correlate of a representation.
This is the case regardless of whether in this It is normal that representations aim merely
act or simultaneously with it there is a con¬ mediately at intuitions, however immedi¬
sciousness or an indication of a relationship ately at other representations. Thus, for ex¬
back to a corresponding representation. A ample, the arithmetical concept an directly
correlation between the concepts “intuition” represents only the concept of a product of n
and “representation”, as obviously exists in factors of a. If this presentation, which itself
the first interpretation, could even exist in is a representative presentation, appears,
the second. Given this latter interpretation, then the consciousness of fulfilled intention
then, every representation whether immedi¬ occurs. But the intention continues on in
ate or mediate points to a corresponding, the new phenomenon, and thus already in
but not itself actual, intuition. By contrast, this simple example a whole series of repre¬
not every intuition refers back to a particular sentations mediates between the original
representation correlated with it. Neverthe¬ representation and the intuition (which here
less, the clear intention of the term ‘intu¬ is denied to us). With reference to such cases,
ition’ is to relate a presentation of the type we want to call the correlate phenomenon
encompassed by the term to some represen¬ which directly adjoins the representation its
tation, which may be either determined or ‘first fulfillment." The ultimate fulfillment
undetermined. Examples would be when we of any representation is the intuition which
say “A is intuited and not merely presented,” corresponds to it. This is a pure intuition—a
or “a representation passes over into its cor¬ term which tries to express that a content is
responding intuition,” and the like. In order not afflicted with any representative func¬
to remain in agreement with the, if I am not tion, in opposition to which we speak of an
mistaken, prevailing use of the word, we “impure” or “substitute'’ intuition when a
have decided to define the word ‘intuition’ representing content by virtue of its equality
according to the second concept. In fact or similarity of content with the represented
hardly anyone would object to the state¬ content serves us for a while as an equiva¬
ment that the child has an intuition of the lent, provisional substitute for the former,
first sensual content it turned towards. Here so that we are turned towards it (as is to be
PSYCHOLOGICAL STUDIES FOR ELEMENTARY LOGIC 135

discussed in section 5) in the way which is Referring, for now, to the last example,
characteristic for pure intuition. An impure the difficulties can be resolved in the follow¬
intuition is called “incomplete” if the imma¬ ing way. First we must differentiate between
nent content of the representation consists the phenomenal and the transcendent
of one part of what it represents. The terms thing. Naturally no intuition corresponds to
immediate and ‘mediate' representations the concept of an objective unity of such-
are in view of the above example of an and-such composed parts and traits which
obvious. coexist independently of our consciousness,
for this would be a contradiction. But this
3. The Immanent Content of Momentary concept has no place in the realm of natural
and Continuous Intuition thought either. It is the product of a reflec¬
tion on the thing-presentation of common
The provisional definition of the con¬ life, a reflection which remains far removed
cepts “intuition” and “representation” which from most men, as it does for all animals,
we obtained above still leaves something to their whole life long. For natural thought
be desired. First of all the use of the term such a sequence of connected contents,
‘immanent content’ with regard to intuition which are accompanied and encompassed by
may arouse opposition. The content of the certain psychic acts and which we experience
intuition is claimed to be immanent to it. under normal perceptual conditions when
But surely this can mean nothing but that we “observe the thing from all sides,” is the
the content is a content of the intuiting con¬ thing itself. And this sequence of contents
sciousness. Do we not come here into an in¬ alone is meant whenever there is talk of a
tolerable conflict with the ordinary way the thing, a house, a tree, and the like. If this
term is generally used? In attempting to fol¬ flow of contents occurs, then the thing-
low the natural intention of the term as representations aiming at it find their ulti¬
much as possible, have we not stretched it mate fulfillment; there is nothing left to in¬
too far until it is unusable? We say quite tend. We could also express our view in this
reasonably of a melody we are listening to way: talk of an intuition always involves a re¬
that we intuit it. But the melody is surely lation to some representation or other. The
not an immanent content. While the mel¬ question whether intuition of things is pos¬
ody is playing, the immanent contents of sible leads back to the question about what
our hearing differ from moment to mo¬ the intention of the corresponding represen¬
ment, but in none of them do we grasp the tations is. If we take “thing” in the sense of a
melody itself. Similarly we commonly say transcendent unity, then there is eo ipso no
that we have an intuition of visual things. question of intuition. But if we take the
We allowed that this way of talking is in¬ word in the sense of the representations of
authentic for the cases where we must be sat¬ natural consciousness, like the sense con¬
isfied with a one-sided view of the thing. nected with, for example, the words ‘house’,
But are we then not even to be permitted to ‘tree’, and the like, then the ultimate fulfill¬
speak of intuition with complete validity ment of these words lies in a continuous
when we regard the thing (presupposing the flow of intuited contents—a flow which is
normal conditions of perception) from all encompassed by and thus is immanent to a
sides, viewing all visible parts and traits? unitary act, which continually endures
Even in this case, however, the thing does through all successive manifolds of content.
not become an immanent object. We intuit The related difficulty, however, whether
from moment to moment different aspects one can say of such a flow of contents that it
of the thing, but in no moment do we intuit is intuited, still has to be settled since, after
the thing itself. And then —and this is here all, flow of contents and immanent object
a further difficulty —how should we intuit appear to be incompatible concepts. Here, I
the thing itself, that is, what is objectively think, it is only a matter of how we decide to
real, in which, according to the interpreta¬ use our terms. Why should we insist on un¬
tion of the common man, all aspects, all in- derstanding as “immanent content of an
tuitible parts and traits coexist? act” merely the immanent content of it in
136 HUSSERL ON LOGIC AND PSYCHOLOGISM

some moment of its existence? We stipulate which intuits the shape? Does one intuiting
here that this expression also applies to the act perhaps relate to the content of total
immanent flow of contents or the immanent consciousness at any one time, and inside of
continuum of contents during its total con¬ that act does a particular intuition then
tinual existence. Depending then on the di¬ direct itself to a partial content?
rection of our interest, we can, without any Disregarding all other difficulties, I think
incompatibility, mean at times the one and that these interpretations are far from the
at times the other. Accordingly, one will true meaning of the term ‘intuition’. Only
speak sometimes of continual and some¬ what is noticed for itself can be designated
times of momentary intuitions. In any case, as being intuited. If I glance at the knife
limiting the concept of intuition to momen¬ which lies before me, then only the knife is
tary acts would impair all too much the nor¬ intuited and not simultaneously the unat¬
mal and useful employment of this concept. tended to background which in no way
In a way similar to our momentary intuit¬ forces itself upon us to become an object. It
ing, we of course intuit even melodies and is only with what is actually brought into re¬
generally all phenomenal temporal units (in lief that I am particularly occupied, it is only
which the temporal relations themselves to it that I have attended, it is only it that I
belong to the immanent content). “intuit.” But noticing something by itself,
this peculiar bringing into relief11 of a part
4. The Immanent Content of Intuition as against the more inclusive whole, obviously
does not suffice. Often several partial con¬
the Content of a Circumscribing Act
tents are isolated for themselves; they bring
Much more important difficulties lie in themselves into relief against the common
another direction. The immanent object is background, and yet we have only attended
“intuited,” the merely intended object of a to one and we only intuit the one. This
certain “presenting” act is “represented.” knife, together with the inkwell, the pen¬
But what kind of acts are these? Do our defi¬ wiper and pencil which are beside it, form a
nitions mean that both are performed in es¬ group of objects each of which is noticed for
sentially the same psychic function which is itself. Now it can happen that, turned to¬
called “presenting,” so that the distinction— wards this group as a whole, I intuit it as a
which cannot be based on the intended con¬ whole; whereby this orientation distributes
tent since this “content” is nonexistent—lies itself more or less equally among the mem¬
in the respective immanent content of the bers and alternatingly favors this one or
two acts or in conjoined thoughts and the that. It can also happen that an exclusive
like? orientation towards a particular member
Let us put aside the representation for the takes place, that it endows this member
moment and ask first whether intuition is a with a characteristically exclusive preference
psychic function which enters into relation and so stamps it as something intuited,
with all contents of consciousness, as is usu¬ while nevertheless the whole group remains
ally claimed of “presentation.” Does there noticed. While we are listening to a melody,
then correspond to each content of con¬ various noises indifferent human voices, the
sciousness an act which intuits it? When we, rumble of coaches and the like may force us
for example, have an intuition of a shape, is to take incidental notice but not to even mo¬
the inseparably connected color then a con¬ mentarily assume a particular orientation.
tent of this same intuition? After all, we We have heard but not intuited the noise.
have simultaneously a certain consciousness Intuition is thus a particular occupation
of it. The same holds good for the back¬ with or a peculiar orientation towards a con¬
ground insofar as it is present in no matter tent noticed for itself. It is a delimited and
how undetermined a delimitation, and also delimiting act. The same cannot be said
for those objects which are particularly con¬ with regards to consciousness of the back¬
trastive and which force a simultaneous ground and of the remaining contents
notice. Should we perhaps say all of that is which, although noticed for themselves, are
also intuited, although not in the same act excluded from the boundary of the act’s
PSYCHOLOGICAL STUDIES FOR ELEMENTARY LOGIC 137

content. This cannot be said at least if we us purely aesthetically, and then suddenly
rest on the statements of inner experience we understand that they might be symbols
only and not on psychological constructions. or word-signs. Let us fix our attention upon
We become conscious of contents of the sec¬ the new state of affairs, before, as often hap¬
ond kind incidentally through circumscrib¬ pens only after a long time, it comes to
ing acts in that these acts when viewed more explicit logical consciousness through
precisely have, besides their included con¬ thoughts and words, thus before even a one-
tent (their main content we might say) also word judgment like “a sign!” or “a symbol!”
an excluded content, a secondary content.™ has been made. Or let us take the case of
When one speaks only of the “content” or someone listening attentively to a word
when one speaks of the “immanent which is totally foreign to him and hearing it
content,” only the first is meant. as a mere complex of sounds without even
suspecting that it is a word. And again take
5. With Regard to its Immanent Content, the case that someone hears a familiar word
the Representation Is Not an Intuition, in the middle of a conversation and under¬
but Rather a New Mode of Consciousness stands it without the contents of its meaning
accompanying it at all. What makes the dif¬
We want now to bring into our consider¬ ference between simply accepting a con-
ations the correlate function, that is, the cretum A as it is or interpreting it as a
representation, and to consider the question representative some other A? Moreover we
suggested above as to whether, whatever could also very well use cases which are less
meaning the word ‘presentation’ may have pure (even those cited above are not wholly
in our definitions, one might perhaps not pure): such as when we compare our orien¬
also conclude that the same mode of con¬ tation to a melody we are singing with the
sciousness is given in the two functions. Ob¬ consciousness of an understood word or sen¬
viously not every psychic act, in view of its tence, where once again the contents of
content (or at least its main content), can be their meaning does not accompany them; or
designated as intuition. No one would call when we compare the observation of an ara¬
aesthetic dissatisfaction with a painting an besque with the totally different kind of ob¬
intuition of the painting; the dissatisfaction servation of an arithmetic sign in its living
is based upon an intuition but it is not itself function. In these examples which could be
an intuition. Similarly, it is unacceptable to added to as we like, there is obviously not a
call a representation an “intuition” because mere difference of content. It is also clear
of its immanent content. In fact to do so that an increase in content could justify talk
would be to deny every essential distinction of more comprehensive contents only but
between intuitions and representations. If not of intuited contents in contrast to rep¬
the term ‘representation’ means nothing resenting ones. Someone may hold that
more nor less than that a certain act besides the distinction lies in accompanying
the contents which it does intuit does not in¬ “thoughts.” But without insisting on the
tuit some other contents, then surely the fact that the thoughts would have to be at¬
distinction is merely incidental. The situa¬ tributed to the unnoticed “background of
tion is actually quite different. A sharp de¬ consciousness,” which in this regard is no
scriptive distinction regarding the mode of more or less patient and effective than the
consciousness (of the “state of mind” \Zu- “unconsciousness,” I would like to point out
mutesein\, of psychic sympathy) separates here that there are no thoughts without rep¬
representations from intuitions. This can resentation. In the example of the sign
best be seen when cases which are as pure as which is understood despite the absence of
possible are contrasted —those cases where the contents of its meaning, one may not
(so far as this is possible in developed con¬ say: To the sign belongs the meaning pre¬
sciousness) the same content is first the basis sentation, that the sign requires it, and,
of a mere intuition and then the basis of a that, by virtue of accompanying thoughts,
representation. Consider for example cer¬ we know this no matter how obscure or
tain figures or arabesques which first affect fleeting our knowledge may be. For since we
138 HUSSERL ON LOGIC AND PSYCHOLOGISM

cannot actually present what is lacking as appears there does not take place an intu¬
such, it must be represented somehow in ition, which however instantly is trans¬
these thoughts. Then, however, the diffi¬ formed into a representation.
culty is merely postponed. What constitutes One additional remark. If in these exam¬
and in what do we notice the representing ples it is doubtful whether intuition and
function of the thoughts at issue? There representation do not occur in the most inti¬
would have to be a mediation by new mate connection with one another, the one
thoughts, new representations, and so on in introducing the other or vice versa where
infinitum. Some persist in saying that the both are not completely intermingled, then
meaning contents are not unconscious, but this is not doubtful in other examples like
only unnoticed, and they perhaps tend as those discussed at the beginning of our ob¬
well generally to look for the distinction be¬ servations. When we “intuit” a thing, usu¬
tween intuition and representation in some ally when precisely viewed, a mixture of
unnoticed contents. But even if unnoticed both sorts of activities takes place. What is
contents of whatever sort should exist in one actually seen serves as a means to under¬
case and not in another, surely they are not stand the whole thing which is merely repre¬
for all that the differences of the noticed sented. But on the other hand we are also
contents; at best they condition these con¬ intuitively turned toward what is actually
tents. Exactly the same objection of course seen, and thus the two functions are con¬
applies to those who pay attention exclu¬ joined. Phantasy presentations have a repre¬
sively to the distinction between inborn and sentative function in regard to the percep¬
acquired psychic dispositions, or to the dis¬ tual intuitions which correspond to them.
tinctions among the states which provoke But this does not keep us from being able to
them, or even to the distinctions among the be intuitively turned toward them, as in¬
corresponding physiological processes. If the deed we often enough are. When the geom¬
witness of inner experience is clear any¬ eter operates with intuition whether in re¬
where, then it is here. And it yields the con¬ spect to perceived or phantasized figures,
viction that in the two cases there is a differ¬ then both functions again come into play.
ent mode of reception of the content into The same is true of any conceptual thinking
consciousness, a different mode of psychical which begins with intuition or is accompa¬
occupation with or in the content. nied by intuitions or returns to intuitions,
In the examples considered above it may for example, “a flower like this (intuited)
be that the representation is based upon an one standing before me.” There are quite
immediately preceding intuition. But the certainly many different ways that a repre¬
representation itself is not therefore an intu¬ sentation can fasten onto an intuition or can
ition, any more than an aesthetic feeling is ground itself on an intuition. But this fact
an intuition just because it is based upon in¬ does not contradict at all the above thesis
tuition. In the moment when the arabesque that the immanent content of a representa¬
becomes a sign and thus acquires the charac¬ tion as such is not intuited.
ter of a representing content, the psychic sit¬ The alternating use of the terms on the
uation has totally changed. To be sure, we basis of the same phenomena is also based
see the sign; but we have not aimed at it, upon this state of affairs (as already touched
nor do we intuit it. Similarly, when we hear on in section 1 above). The intermingling of
words without thinking, perhaps because we the two functions does not imply, of course,
are captivated by a particular timbre of the that every designation of a complex phe¬
voice or by the strangeness of the pronuncia¬ nomenon as intuition or representation be¬
tion and are thus diverted from understand¬ comes vague or even erroneous. If the whole
ing, the words we hear are only intuited. If has a decisively representative character such
however the words exert their natural effect, that the intermingled intuitions are mere
then, although heard, they are not intuited. presuppositions or foundations of the repre¬
At most one could ask whether in the mo¬ sentation (mere means of representation),
ment of orientation to the word content as it then it can be designated only as a represen-
PSYCHOLOGICAL STUDIES FOR ELEMENTARY LOGIC 139

tation. Similarly in the opposite case the tation of the groups of phenomena to be ex¬
whole can be designated only as an intuition, amined, that is, of the concepts with respect
as when we say in the process of a psycholog¬ to their extension. But the term did not in¬
ical analysis that we had an intuition of a tend and was not able to arouse a clearly de¬
representation. The designation does become termined, descriptively well-founded con¬
vague in cases where both functions preserve cept. For this purpose the term is far too
an equally justified independence; the one equivocal, and the concepts it involves have
is not consumed in providing the basis for been far too little examined. We want to
the other. It can even happen here that the point out here further that calling both in¬
founding function determines the character tuitions and representations “presentations”
of the whole, so that, as was pointed out ear¬ leads to at least one equivocation, the one
lier (p. 00), what is undoubtedly a represen¬ which is the most often overlooked. For if
tation forces us to designate it as an intuition.
the two are specifically different modes of
We spoke in this regard of “impure” or “sub¬ consciousness, then at least one of them is
stitute” intuitions. In them the intuitional not a presentation whatever may be the spe¬
character prevails in that the representing cifically determined phenomenon we do
contents, because of their identity or simi¬ name in this way. If however presentation is
larity with the represented contents, become understood as a generic character in which
the basis or a primary intuitive orientation both species participate—and I am not ar¬
(and thus are not mere means of representa¬ guing against such a view—then the term is
tion). Their representative character with¬ surely not equivocally used by someone who
draws entirely and may even temporarily be understands it in this way. Nonetheless such
transformed into the mere phase of “stimu¬ a use does lead to an equivocation, a very
lated” disposition.13 dangerous one it seems to me. It easily leads
to understanding the generic term as a spe¬
6. Supplementary Remarks cific term, then to holding that the modes of
consciousness are specifically and not merely
However much they may be in need of generically alike, and finally to seeking the
completion, the preceding observations distinction between the two in content only.
have awakened or strengthened the convic¬ But overlooking and falsely interpreting,
tion that in intuition and representation we and thus not doing sufficient justice to the
have to do with characteristically different distinction between intuitional and repre¬
states of consciousness. But we have not yet senting consciousness, have led to grave er¬
found the answer to the question as to what rors in epistemology and psychology. For
kind of states of consciousness they are. We this reason I have avoided resorting here to
do not even know yet whether simple or terms which are composed from the term
composite phenomena are given in them ‘presentation.’ The distinction itself, al¬
and thus not even how they relate to other¬ though insufficiently examined, has been
wise known phenomena—if they are not re¬ known for a long time. It did not totally es¬
ducible to such phenomena. It has become cape the Scholastics. Terms like ‘inadequate’,
clear that their designation as “presenta¬ ‘inauthentic’, ‘indirect presentations’ refer
tions" does not mean anything for descrip¬ to representations whereas corresponding
tive analysis. I would hope that one will not opposite terms refer to intuitions. But what
here have misunderstood our definitions as one had in view was only partly the distinc¬
claiming to have, by means of this designa¬ tion between intuited and nonintuited con¬
tion, contributed even the smallest amount cepts or between intuitable and nonintuit-
to the analysis of the phenomena them¬ able concepts. Some of what was meant but
selves. This is what we have had to be on taken much too broadly was the distinction
guard against in the whole way we used the which, when transposed to the contents, can
term ‘presentation.’ The term was unavoid¬ be designated as the opposition between the
able and, despite its equivocations, it served authentic contents of consciousness and
to give a provisional comprehensible delimi¬ those which are merely intentional.
140 HUSSERL ON LOGIC AND PSYCHOLOGISM

7. Appendix. On the Psychological and they are totally lacking, and where they oc¬
Logical Meaning of the Two Functions cur they are as a rule faded, defective, often
and the Importance of Their Investigation ungraspably fleeting and inadequate even
in the typical features for the intended intu¬
The investigation of the psychic func¬ itions. But all that does not disturb us. It
tions discussed here, especially of the ex¬ seems to us as though the basis of the se¬
tremely remarkable “representation,” is of quence of words is the meant object itself.
fundamental significance, it seems to me, The state of affairs at issue here lies so far
for the whole of psychology and in particu¬ from the usual directions of research that
lar for the psychology of knowledge and even the best psychologists and logicians
logic. For psychology, since for a series of have disregarded it. And yet great and unre¬
acts of the highest importance (I mention solved riddles are here; we are touching on
only desiring and willing), it is essential to the most obscure parts of epistemology.
have presentations in the sense of represen¬ What I have in mind is not the psychological
tations as foundations or presuppositions, clarification of this oversight and of the en¬
while this is not the case with other acts. For tire state of affairs, although this would be
logic, since concepts, judgments, and all basic for all which is to follow. Rather it is
other logical activities themselves belong to the possibility of knowledge at all. Scientific
the group of functions just characterized. I knowledge —the kind of knowledge which
believe I can claim in particular that no the¬ first comes to one’s mind here—rests en¬
ory of judgment not founded on a deep tirely on the possibility of abandoning one¬
study of the descriptive and genetic relations self to the greatest extent to a merely sym¬
of intuitions and representations manages to bolic or otherwise extremely inadequate
do justice to the facts. thinking or in being permitted (with certain
I have just called representation an ex¬ precautions) to prefer it deliberately to a
tremely remarkable function. Actually it more adequate thinking. But then how is
gives rise in various ways to astonishment. It understanding possible, how does one arrive
is already in and for itself highly remarkable in such a fashion even at only empirically
that a psychic act can point beyond its im¬ adequate results? Mathematics is considered
manent content to something else which is to be a model of exact science. But the argu¬
in no way present to consciousness. And yet ments of its representatives, which have
it seems that we are conscious of it in a cer¬ dragged on through the centuries and have
tain way. For, and this is again highly re¬ not even yet been resolved about the mean¬
markable, while we are engaged with the rep¬ ing of its elementary concepts and the foun¬
resenting contents, we believe that we are dation of the soundness of its method, are in
occupied with the represented objects them¬ a peculiar conflict with the supposedly thor¬
selves. In the flux of conceptual thought, in ough evidence of its procedures. In various
most cases the optical and acoustical flow of periods of his life the great mathematician
words solely, or almost solely,14 represent. Cauchy defended totally different theories
The contents of the meaning either do not of imaginary numbers.15 Which of them ac¬
enter at all or enter only rudimentarily into tually guided his evident procedures? One
consciousness. And occasionally completely cannot object that two different things are
different contents which are distantly related involved here, insight and reflecting on such
to them (as when with the mention of Lon¬ insight reasonably. For in these theories it is
don merely the outline of England emerges not a matter at all of mere reflection but a
in a shadowy way) substitute for them. But matter of certain and actually very compli¬
even where conceptual thought withdraws, cated chains of conclusions which must nec¬
where in the commerce of everyday life lin¬ essarily mediate scientific thought if such
guistic representations are aimed at the in- thought is to be at all reasonable. Theories
tuitables of the external surroundings, change but the procedure remains the same.
things are not much better. How wretchedly Ihe evidence produced by such a procedure
the sum of substituting intuitions presents — there is no doubt about this at all —is
itself to the unprejudiced observer. In places mere illusion. But how then can results be
PSYCHOLOGICAL STUDIES FOR ELEMENTARY LOGIC 141

arrived at which agree to such an amazing masterful investigations17 devoted to it have


degree with subsequent “tests” or with expe¬ merely led to the insight that certain theo¬
rience and thus condition a corresponding ries which at first sight are very appealing are
measure of practical confidence? Since anal¬ definitely false. No one has yet managed to
ogous difficulties hold for all the sciences prove a theory, and the reason is simply that
(and also for ordinary thought), should we none of the supposed theories gets beyond
return to the viewpoint of Humean scepti¬ generalities, none of them has viewed sharply
cism and extend it further than its great enough the tasks which actually have to be
originator did, to mathematics and to all “a solved, namely the tasks of explaining the
priori” sciences as well? We turn in vain to actual psychological and logical state of af¬
the old and to the new logic for resolution of fairs in its determinate particularity. The
such doubts; logic here leaves us entirely in concept of space is the concept of a manifold
the lurch. Logic, the “theory of science”, constituted in a determinate way. But what
must concede if it is to be honest that all sci¬ kind of manifold? And definable through
ence is a mystery to it. This is where we are which logical traits? Space, as it exists psy¬
today, despite the efforts which a series of chologically and from which the concept of
truly significant men have expended on space derives (in what way?), is a complex of
logic in recent decades. I do not want to phenomena and dispositions characterized
deny in any way now that one can consider¬ by definite traits. But which traits? Where
ably advance the logical understanding of are the descriptions? Who has undertaken
the soundness of symbolic thinking (first of to fix these determinate psychological and
all naturally of mathematical thinking) logical states of affairs in order to explain
without a more deeply penetrating insight them later in their particularity as these de¬
into the essence of those elementary pro¬ terminate states of affairs?18 Just as soon as
cesses of intuition and representation which this is seriously touched on however, one
mediate this understanding throughout.16 runs up against the intuitive and representa¬
But without this insight a full and really sat¬ tive functions, which here work together
isfactory understanding of this and of all throughout and without whose understand¬
other logical processes will not be obtained. ing one gropes helplessly in the dark.
I have already pointed out above that this These indications will in any case suffice
insight is also of fundamental significance to indicate the importance of the suggested
for the rest of psychology. I want to raise problems. I do not presume that I can over¬
here however another important problem, come the extremely important difficulties
which we can make no serious step in solving which stand in the way of their solution. I
without this insight. I refer to the often hope however in subsequent articles to be
studied problem of the origin of the presen¬ able to clarify some of the points involved or
tation of space. If I am correct, then the at least provide some stimulation for others.

NOTES

1. See Stumpf, Uber den psychologischen Ur- 4. See von Ehrenfels, "Uber Gestaltqualitaten,”
sprung der Raumvorstellung, p. 109. in Vierteljahrsschrift fur wissenschaftliche Philosophic,
2. Actually this naturally does not happen. If we XIII; my Philosophic der Arithmetik, vol. 1, ch. 12;
suppress the context through a total alteration in phan¬ Meinong, “Zur Psychologie der Relationen und Com-
tasy, then of course some context or other can always re¬ plexionen,” Zeitschnft fur Psychologie 2: 253.
turn (as, for example, with visual objects). However 5. A. Meinong, “Phantasievorstellung und Phan-
this context can always be so formed that, through an tasie,” Zeitschnft fur Philosophic undphilosophische
exclusive attention to the content given, it completely Kntik 95 (1889): 202.
retreats. It is overlooked as if it were in fact not there at 6. See as opposed to this Meinong’s “Humestu-
all. dien I,” in Sitzungsber. d. Wiener Ak. d. Wiss. (1887),
3. See Stumpf, Uber den psychologischen Ur- p. 200; see also the Logik of Meinong and Hofler, p.
sprung, pp. 112f. For futher detail on this point see 23, and in relation to this whole article see also pp. 2if.
subsection 5 of this work, to which here as elsewhere I of the same valuable work.
owe much. 7. Physiol. Psyc., vol. 2, 4th ed., p. 1
142 HUSSERL ON LOGIC AND PSYCHOLOGISM

8. Meinong, "Phantasievorstellung und Phanta- 14. See James, Principles of Psychology, vol. 1, ch.
sie,” p. 202. 9, pp. 270f.; B. Erdmann, Logik 1: 229f.
9. Quite often the misleading expression is heard 13. See Cauchy, Cours d'analyse algebrique, as
that the “genuinely perceived” should be distinguished well as his Exercises d'analyses et desphysiques mathe-
from the “merely presented” which is added to it in matiques, part IV.
thought. A distinction is easily slipped in here which 16. Moving in this direction are investigations con¬
should not be mixed up with the distinction validly cerning the algorithmetic methods which I began a few
drawn above—namely, between what in the perceptual years ago, which however have only been published in
presentation is conditioned through peripheral stimuli small parts and in regard to special problems. See my
and what is conditioned through central stimuli, or in Philosophic der Arithmetik, vol 1 (1891), ch. 12 and
other words between what in the perceptual presenta¬ 13, e.g., pp. 268-86, 299f. The cases analyzed there
tion originates from the arousal of innate and what could serve as typical however only for certain classes of
from acquired dispositions. symbolic processes, for a general theory of algorithms
10. Perhaps the above exposition includes the mo¬ quite different points come into question.
tive which has led various researchers (like Meinong, 17. On the psychological side one thinks here nat¬
“Zur Psychologie”) to speak, in the case of presenta¬ urally of Lotze’s and Stumpf’s admirable works, as well
tions of imagination, more readily of “intuitivepresen¬ as of the ingenious and stimulating writings of Th.
tations' than simply of “intuitions." This would also ac¬ Lipps.
cord better with the prevalent way of talking. 18. It is really astounding what one calls a “theory”
11. It does not matter here whether it is a question here. If three series of gradable feelings or sensations
of a mere bringing into relief in a literal sense or rather (whose participation in the perception of space is made
of parallel changes in content, of the part as well as the probable) are brought together in any way at all and if
whole. one gets used to their fusion, then the problem is
12. William James would most probably speak solved. But what is then explained? As good as noth¬
here of a “fringe,” of a “psychic overtone,” of a "suffu¬ ing. Three series of sensations —three coordinates—
sion.” See his Principles of Psychology, vol. 1, ch. 9, this is the connection. As if the concepts “threefold
pp. 258f. graduated homogenous manifold" and “threefold Eu¬
13. Concerning this concept see the instructive clidian manifold” were identical concepts (which is de¬
treatment by B. Erdmann, “Z. Theorie d. Appercep¬ monstrably false). And as if, even if this were true, the
tion," Vierteljahrsschrift fur wissenschaftliche Philoso¬ question of the origin of the presentation of space were
phic 10: 343. now solved instead of just being grasped.
8

Husserl’s Critique of Psychologism


THOMAS SHEEHAN

On May 2, 1900, nineteen days before yond the two published volumes. The Inves¬
completing his preface to the first volume of tigations as we have them consist of episte¬
Logical Investigations, Edmund Husserl de¬ mological clarifications of principles and
livered a lecture to the Philosophische Ge- essential concepts, in the service of laying
sellschaft of the University of Halle with the the theoretical groundwork of a new disci¬
title, “Uber psychologische Begrundung der pline, pure logic—what Husserl would later
Logik” (“On the Psychological Grounding of call the “logic of the absolute science.”2 As
Logic”). A summary of that lecture, which the ultimate idea of the unity of theory,
Husserl recorded in the protocol book of the pure logic is a Wissenschaftslehre — the doc¬
society, was discovered and copied out in trine of the conditions of the possibility of
1931 by Professor Hans Reiner, now of Frei¬ science as such—insofar as it is the scientific
burg, and published in 1959.1 Reiner writes system of all the a priori laws constituting
in his “Editor’s Epilogue”: “The entry in the the idea of theory as such.3 In the last chap¬
protocol book, as I clearly remember, was ter of the “Prolegomena” (paragraphs 62-66)
entirely in Husserl’s own hand” with the or¬ Husserl merely sketched the idea of such an
thography, emphases, and abbreviations a priori discipline and the tasks to be as¬
that Husserl used at that time. The where¬ signed to it as a theory of manifolds, that is,
abouts of the protocol book with the auto¬ a science of the “essential types of possible
graph is not now known, although Reiner theories or fields of theory”4 (paragraphs 67-
surmises that it may be lost, since in 1943 all 70). However, the full epistemological criti¬
documents were moved out of the Philo¬ cism and clarification of pure logic, the eluci¬
sophical Seminar because of air-raid pre¬ dation of its essential concepts and principles
cautions. and of its relation to and manner of regulat¬
The following text constitutes Husserl’s ing other sciences, is not given within the
earliest summary of the contents and inten¬ two volumes but remains the goal to which
tion of his “Prolegomena to Pure Logic” and the investigations lead.5
provides insight into what he saw as the ma¬ The six investigations of volume two,
jor points of that work. Because it is some¬ therefore, remain a propaedeutic to pure
what self-explanatory, my remarks seek only logic, an “epistemological or phenomeno¬
to elucidate the context of Husserl’s critique logical groundwork of pure logic,”6 a “new
of psychologism, and to locate the present grounding of pure logic and epistemology,”7
text in relation to the central chapters of the insofar as they only lay bare “the ‘sources’
“Prolegomena.” from which the basic concepts and ideal laws
The significance of Husserl’s critique of of pure logic ‘flow’ and back to which they
psychologism is basically understandable must once more be traced.”8 The second vol¬
only in terms of the final goal of the Logical ume remains an Prkenntnistheorie, an epis¬
Investigations, and that goal in fact lies be¬ temology or theory of cognition in the service

143
144 HUSSERL ON LOGIC AND PSYCHOLOGISM

of a yet-to-be-written Wissenschaftslehre, or present text in relation to the chapters of the


doctrine of the theory of all science.9 The in¬ “Prolegomena.” The whole of the first vol¬
vestigations have as their preliminary aim ume of Logical Investigations can be divided
the phenomenological clarification of the into three parts: I. The Need to Ground
essences of thought and experience (where Logic, as a Normative Practical Discipline,
phenomenology is “a pure theory of the es¬ in a Theoretical Discipline (chapters 1 and
sences of experience”10), specifically of the 2); II. Refutation of Two Attempts to
“thought-unities and knowledge-unities Ground Logic and Epistemology in Empiri¬
that arise in logical acts.”11 That aim is ful¬ cal Disciplines (chapters 3 through 10); and
filled in the phenomenological clarification III. The Idea of Pure Logic (chapter 11). The
of intentionality in the Fifth Investigation second part in turn has the following com¬
and of identity-synthesis in the Sixth Inves¬ plex articulation:
tigation. By securing and clarifying the es¬
sence of the field of consciousness as such in A. The Grounding of Logic and Epistemology in
terms of intentionality, volume two consti¬ Psychology (ch. 3-8)
Introduction: The State of the Question
tutes the elements of a basic and critical the¬
(ch. 3)
ory of knowledge that answers the question,
1. The Contradictory Consequences of
“What must the psychical as such (i.ees¬ Psychologism (ch. 4-7)
sentially) be in order that an empirical natu¬ a. Empiricistic Consequences (ch. 4-6)
ral science of it be possible?”12 i. Three Empiricist Consequences
Against this background it becomes clear Refuted (ch. 4)
w'hy the “Prolegomena” attempts a refuta¬ ii. Psychological Interpretations of
tion of psychologism, that is, the grounding Basic Laws of Logic (ch. 5-6)
of logic in empirical psychology. The “Prole¬ a'. The Law of Contradiction (ch. 5)
gomena” is in no way animated by a polemic b'. The Laws of Syllogism (ch. 6)
b. Sceptical Relativism as a Consequence
against empirical psychology. Rather, the
(ch. 7)
hidden reasons for the attack on psycholo¬
2. Direct Analysis of the Prejudices of
gism in the first volume of Logical Investiga¬
Psychologism (ch. 8)
tions lie in Husserl’s conception of the B. The Grounding of Logic and Epistemology in
essence of the psyche in the second volume. Biology (ch. 9)
The goal of volume two is not, as it was in Conclusion: End of the Critical Treatment
Brentano’s “Classification of Psychic Phe¬ (ch. 10)
nomena” in Psychologie vom empirischen
Standpunkt, to show that intentionality lies In the text which follows, the first para¬
at the base of all psychic relations, but rather graph corresponds roughly to part one
to clarify the essence of intentionality as (chapters 1 and 2) above, whereas the sec¬
such, that is, to determine the ideal struc¬ ond and third paragraphs of the text corre¬
ture of real psychical acts and in so doing to spond to the introduction to the critique of
actually achieve what psychologism clumsily psychologism (chapter 3). The fifth para¬
and inadequately attempts. Husserl criti¬ graph of the text proposes the division
cizes psychologism not because it drags psy¬ which above is called A.l and A.2, and the
chology into a field where it does not belong sixth paragraph of the text takes up A.2
but rather because it introduces a psychol¬ (chapter 8). The seventh, or last, paragraph
ogy whose bases have not been worked out of the text corresponds to part three (chapter
in their essence, hence a psychology that 11) on the idea of pure logic.
finally is not a unified and closed theory of In the translation of Husserl I have fol¬
the psychical at all. Thus it is the positive lowed Dorion Cairns’ Guide except in a few
phenomenological clarification of inten¬ places where Professor J. N. Findlay’s trans¬
tionality as the essence of the psychical in lation seemed more adequate. I gratefully
volume two that requires the negative cri¬ acknowledge the assistance of the staff of
tique of psychologism in volume one. the Husserl Archives, Leuven, in correcting
Finally, a word on the location of the errors in a previous draft.
ON THE PSYCHOLOGICAL GROUNDING OF LOGIC 145

NOTES
1. Edmund Husserl, "Ober psychologische Be- et la pensee mondeme, ed. H. L. Van Breda andj.
griindung der Logik,” ed. Hans Reiner, Zeitschrift fur Taminiaux (The Hague: Nijhoff, 1959), pp. 173-82.
philosophische Forschung 13 (1959): 346-48. 10. This is Husserl’s designation of phenomenol¬
2. Formal and Transcendental Logic, trans. ogy in the 1913 revision of LU (Findlay, p. 213, n.).
Dorion Cairns (The Hague: Nijhoff, 1969), p. 291. 11. E. Husserl, “Selbstanzeige” (ofZ.f/11), Viertel-
3. Cf. E. Husserl, “Selbstanzeig e” in Vierteljahrs- jahrsschrift fur wissenschaftliche Philosophie 25 (1901):
schrift fiir wissenschaftliche Philosophie 24 (1900): 512. 260. (Introduction to the Logical Investigations, p. 5.)
English translation: Introduction to the Logical Investi¬ In the foreword to his edition of Husserl’s lectures on
gations, trans. P. J. Bossert and C. H. Peters (The time-consciousness, Heidegger notes that LU II dealt
Hague: Nijhoff, 1975), p. 4. only with “the ‘higher’ acts of cognition," whereas the
4. LUl, 249 (241). References to theLogische Un- time lectures were to investigate the underlying acts of
tersuchungen (LU) are to the pagination in the first perception, imagination, memory, consciousness of
edition (1900/1901) and then, in parentheses, to Logi¬ time, etc. E. Husserl, The Phenomenology of Internal
cal Investigations, trans. J. N. Findlay (London: Rout- Time-Consciousness, ed. Martin Heidegger, trans.
ledge & Kegan Paul, 1970).
James S. Churchill (Bloomington: Indiana University
5. Cf. LU I, 228 (225); I, 243 (236). Press, 1964), p. 15.
6. LU II, 4 (250). 12. For this and the following see Martin Heideg¬
7. LUl, vii (43). ger, Logik: Die Frage nach der Wahrheit, ed. Walter
8. LUU, 4 (249). Biemel (Frankfurt: Klostermann, 1976), paragraphs
9. On the relation of Fichte’s Wissenschaftslehre 6-10, pp. 3lff.; English translation: Logic: The Ques¬
to Husserl see Jean Hyppolite, “L’idee fichteenne de la tion of Truth, trans. Thomas Sheehan (Bloomington:
doctrine de la science et le projet husserlien,” in Husserl Indiana University Press, forthcoming).

FURTHER REFERENCES
Bachelard, S. A Study of Husserl’s Formal and ments of Logic.” The Personalist 58 (1977):
Transcendental Logic. Translated by L.E. Era- 297-320 (see pages 126-42 above).
bree, pp. 92-113. Evanston: Northwestern -“A Review of Volume I of Ernst
University Press, 1968. Schroder’s Vorlesungen itber die Alegbra der
Eley, L. “Life-World Constitution of Proposi¬ Logik.” The Personalist 59 (1978): 115-43.
tional Logic and Elementary Predicate Logic.” -“The Deductive Calculus and Inten-
Analecta Husserliana 2 (1972): 333-53. sional Logic.” The Personalist 60 (1979): 7-25.
Gotesky, Rubin. “Husserl’s Conception of Logic -“Remarks on A. Voigt’s ‘Elementary
as Kunstlehre in the Logische Untersuch- Logic’ in Relation to My Statements on the
ungen.” The Philosophical Review 40 (1938): Logic of the Logical Calculus.” The Personalist
375-89. 60(1979): 26-35.
Heidegger, Martin. Prolegomenazur Geschichte Mohanty, J.N., ed. Readings on Edmund Hus¬
des Zeitbegriffs. Collected Works, vol. 20. serl’s “Logical Investigations.” The Hague:
Edited by PetraJaeger, pp. 13-182. Frankfurt: Nijhoff, 1977.
Klostermann, 1979. Schuhmann, Karl. Husserl-Chronik: Denk- und
Husserl, Edmund. “A Reply to a Critic of My Lebensweg Edmund Husserls. The Hague:
Refutation of Logical Psychologism.” The Nijhoff, 1977.
Personalist 52 (1972): 5-13 (see pages 152-58 Sokolowski, Robert. “The Structure and Content
below). of Husserl’s Logical Investigations." Inquiry 14
-“Psychological Studies in the Ele¬ (1971): 318-47.
8

On the Psychological Grounding of Logic*


(May 2, 1900, Halle)
Translated by Thomas Sheehan

Today it is the custom to define logic as a pecially the most essential theoretical ones,
practical discipline, in fact most appropri¬ lie in psychology. The possibility remains
ately as a methodology of scientific knowl¬ open that perhaps yet another discipline
edge, a technology of science. But every contributes to the grounding of logic, in¬
technology presupposes some theoretical deed in a far more significant way insofar as
knowledge by means of which the technol¬ out of it spring the so-called logical norms
ogy grounds its own rules; thus the technol¬ taken in a strict sense, norms, moreover,
ogy points back to certain theoretical disci¬ whose a priori character appears incompati¬
plines in which its “theoretical foundations” ble with origin from an empirical discipline.
lie. Consequently we can raise the question And here would be the place for the histori¬
in relation to logic—in the legitimate sense cally controverted “formal” or “pure” logic
of this definition of logic—as to what are the which Kant and Herbart must have had in
theoretical disciplines in which its theoreti¬ mind when they emphatically denied the de¬
cal foundations lie, above all its essential pendence of logic on every other discipline
theoretical foundations. and above all on psychology, and declared it
Psychologism is characterized by the the¬ to be a theoretical and demonstrative sci¬
sis that the theoretical foundations of logic ence in its own right.
lie in psychology. For it is unquestionable, Thus indeed the true state of affairs is
so the argument goes, that the rules of marked out. Pure logic is related to logic in
knowledge as a psychological function are to the sense of the art of cognition just de¬
be grounded only through the psychology of fined, as geometry is to the art of surveying,
knowledge. Thus logic is related to psychol¬ as pure arithmetic is to accounting —and
ogy as analogously the art of surveying is re¬ thus the position that psychologism assigns
lated to geometry, the mechanics of build¬ to psychology is the very position that logi¬
ing to physics, and so forth.
cal objectivism assigns to pure logic. But this
If we concede the unquestionableness, if discipline by its nature would have to be
not of this argument, then in any case of the broadened into a universal mathesis com¬
proposition that a technique of knowing prising all of pure arithmetic and a theory of
would have to be dependent on a psychol¬ manifolds.
ogy of knowledge, this, however, in no way
Two ways can be taken to overcome psy¬
proves that all the foundations of logic, es- chologism. One can (1) follow out the contra¬
dictory consequences in which psychologism,
*Reprinted with the permission of the publisher as an absurd relativism or anthropology and
and translator from Zeitschrift furphilosophische For- scepticism, gets entangled. (2) One can,
schung 13 (1959): 346-48.
through direct analysis of the prejudices that

146
ON THE PSYCHOLOGICAL GROUNDING OF LOGIC 147

mislead psychologism, demonstrate the un¬ of the idea of a pure logic that must be de¬
soundness of its position. tached from any intention of regulating acts
The lecture favors the second way. The of knowledge. This pure logic serves as the
supposed unquestionableness of the propo¬ basis for the preordination of those laws that
sition, “Rules of knowledge must be are logical in the strict sense (the principle of
grounded in the psychology of knowledge” contradiction, syllogistic principles) and that
dissolves under closer consideration of the are to be the rules of scientific thinking. To
purely logical principles and theorems (prin¬ the idea of science in an objective respect
ciple of contradiction, syllogistic formulae). (namely, according to its content in system¬
The state of affairs is similar to the case of atic theories) there belongs obviously certain
the propositions of formal arithmetic, e.g., constitutive concepts—for example, truth,
(a + b) • (a - b) = a2 - b2. Such proposi¬ proposition, object, property, ground, con¬
tions are empty of every psychological con¬ sequence, and so on. And it is obvious that
tent and, considered in themselves, are of a truths that are grounded a priori in the con¬
purely theoretical nature; they acquire an tent (sense) of these propositions—thus,
ought-content only through a turn to the truths which can not be abrogated without
practical, if they are taken as rules for a prac¬ all discussion of truth, proof, theory and ul¬
tice. In connection with that, the essential timately science itself becoming an absurdity
distinction is stressed between the purely — designate the limits within which all ra¬
logical rules and the technical-logical rules; tional thinking must move. Of course, to
the former are a priori and valid for every in¬ become acquainted with these limits must
telligent being, the latter are rules for a spe¬ be the first task of every art of cognition. At
cifically human technique of thinking the same time these propositions, developed
suited to the peculiarity of the human con¬ as to a comprehensive mathesis, ground the
stitution (without human eyes, no colora¬ most important deductive methods—this
tion process, no microscopic methods, etc.). could be pursued more closely.
The lecture then refers to the clarification
9
Introduction to “A Reply to a Critic”
DALLAS WILLARD

The following selection originated through subject matter of logic in such a manner that
a request, by the editor of the Zeitschrift fur logic is (or seems to be) of no possible use in
Psychologie und Physiologie der Sinnes- appraising and directing concrete processes
organe, that Husserl review Melchior of thinking and speaking by individual per¬
Palagyi’s Der Streit der Psychologisten und sons. For the Formalist, symbols, concepts,
Formalisten in der modernen Logik (1902). and propositions are, in so far as the logician
This was a book which attempted to criticize is interested in them, things with no essen¬
both positions mentioned in its title, and to tial dependence upon concrete mental and
develop a third position as an alternative. In linguistic events—which events, in conse¬
the course of this attempt, the author took quence, are of no interest to the logician as
Husserl (along with Bolzano) as representa¬ such. Still, the aim of logic is, at least
tive of the Formalist position. That was in it¬ among other things, to enable us to appraise
self a considerable mistake, but it at least led particular mental and linguistic sequences
to a response by Husserl which is especially for logical coherence and consistency. This
valuable because it reacts to a typical diffi¬ seems to the anti-Formalist to be an intoler¬
culty met by those trying to understand his able inconsistency of practice if not of
philosophy of logic. The difficulty in ques¬ theory.
tion led some to accuse him of irredeemable In a later flare-up of the altercation over
“Platonism” and “Formalism,” and others to Formalism,1 the anti-Formalist F. C. S.
say that he never escaped from Psychologism. Schiller asks C. A. Mace (a Formalist) to “di¬
It was the difficulty involved in understand¬ vulge what is the ‘minimum of reference to
ing precisely how the ideal entities called the fact that people think’ which is permissi¬
“propositions” and “concepts,” which both ble in Formal Logic? Does he [Mace] really
Bolzano and Husserl held to constitute the believe that if there was no thinking there
subject matter of pure logic, are to be related would still be logic?” (p. 208). Mace replies:
to concrete acts of thinking and speaking. “ ‘The minimum of reference’ is, in my opin¬
Palagyi charged Husserl and Bolzano ion, no reference whatever.” And: “Do I
with being “Formalists”; but the dispute really believe that even if there were no
over formalism in logic is not easy to specify, thinking there would still be logic? I cer¬
since it involves points in the philosophy of tainly do believe that under such circum¬
mind which are among the most difficult in stances there would still be the facts with
all of philosophy. (The dispute had been which Formal Logic is concerned" (p. 208;
running long before Palagyi wrote his book, Mace’s italics). It was, of course, Schiller’s
and continued afterward.) Nevertheless, view that “there can be no meaning without
those who charge others with being Formal¬ some one to mean it, and (for all social pur¬
ists usually have one rather simple point in poses) without others to understand it, and
mind. They take the Formalist to define the so, that self-subsistent, autonomous mean-

148
A REPLY TO A CRITIC 149

ings are a myth” (p. 54). When logicians sounds are evidently given to us, so well are
“omit and conceal the personal context in differences between significations also
which all meanings arise” (p. 54), they cre¬ given.”3
ate “an excellent word-game, as stimulating Now propositions— “truths,” “false¬
as cross-word puzzles and easier than mathe¬ hoods”—are only complexes ultimately
matics” (p. 56). But, the point is, such composed of simple intentional species or
“games” are of little use in the serious work concepts a'pd their unifying forms. It is the
of rational critique of actual thinking and totality of all concepts and propositions, un¬
speaking. derstood as universal, or “ideal” (not real)
Now these are exactly Palagyi’s concerns entities, which constitutes the domain of in¬
about Husserl’s view. For Husserl also sup¬ vestigation of pure logic. Husserl holds that
poses, in Mace’s words, that if no thinking “an sich there exists no necessary connection
ever occured, there “would still be the facts between the ideal units which, in fact, func¬
with which Formal Logic is concerned.”2 tion as significations and the signs to which
Therefore Palagyi takes him to have fallen they are bound; i.e., by means of which
into an “unfruitful and sterile formalism,” they are actualized in the mental life of hu¬
and to have “split the blanket between Logic man beings. We, thus, also cannot maintain
and Psychology” in such a way that they can¬ that all ideal units of this kind are significa¬
not be put back into a relation which will al¬ tions of expressions. ... As numbers . . .
low the principles of logic to be applied to do not arise and pass away with acts of
the sorts of concrete mental events studied counting, and as, therefore, the infinite
by psychology. He sees Husserl allowing number-series presents an objectively fixed
“Logic to degenerate . . . into Mathematics.” totality of general objects which is sharply
How does Husserl respond to this? And delimited by an ideal law, and which no one
first, what does he take a concept, proposi¬ can augment or diminish, so the matter also
tion or “truth” to be? To begin with there is, stands with the ideal, pure-logical units, the
for example, a characteristic difference be¬ concepts, propositions, and truths—in
tween thinking of Carter and thinking of short, the significations dealt with in logic.
Reagan—or in language, between referring They form an ideally closed totality of gen¬
to Carter and referring to Reagan. Of five eral objects to which being thought and
people in a room, two might at any instant expressed is accidental. There are, thus, in¬
think of Carter and three of Reagan. There numerable significations which, in the com¬
would, thus, be “something” true of the two mon, relative sense of the word, are merely
which is not true of the three, and con¬ possible significations, . . .”4
versely. These “somethings” are, for Husserl, All this looks like so much grist for Pa¬
intentional qualities, universal, or, as he lagyi’s mill! But not quite. For Husserl, by
usually calls them, “species.” Now these in¬ locating concepts and propositions ontologi-
tentional qualities are concepts, such that to cally as qualities of mental and linguistic
think of Carter is (whatever else may also be acts, has availed himself of a familiar onto¬
involved) precisely to instance the quality logical schema, and paved the way for a
of Carter. And when expressed in language plausible solution to the problem raised by
they are significations (Bedeutungen). Of the anti-Formalists. As he points out in the
significations Husserl states: “We know following review,5 Palagyi “misinterpreted
what ‘signification’ is just as directly as we the contrast between ideal and real as a lack
know what color and tone are. It cannot be of relation." But, he continues, “since ideal
further defined: it is a descriptive ultimate. significations are instanced in acts of signify¬
So often as we understand an expression, it ing, each pure law of logic expresses a uni¬
signifies something to us; we realize its versal connection which eo ipso can be
sense. And this understanding, this signify¬ referred to the ideal extensions of the re¬
ing, this realizing of a sense, is not the hear¬ spective signification species, and thus to
ing of some word-sounds or the having of possible acts of thought in the realm of the
some image simultaneously with that hear¬ real.” Hence, as in the case of Aristotle’s
ing. And just as well as distinctions between prime mover in relation to the world which
150 HUSSERL ON LOGIC AND PSYCHOLOGISM

it moves, we may say that, while ideal signi¬ analysis of such ideal entities can be of no
fications are indifferent to real processes of use in analyzing the flow of thought and
thought and talk, those real processes are speech itself. Husserl’s view, to the contrary,
not indifferent to the relationships which shows why it is of such use.
hold within the domain of ideal significa¬ Now it must, I believe, be admitted that
tions. If, for example, we look into that do¬ volume one of the Logical Investigations, to
main and see that no proposition of the which Palagyi mainly referred, is not at all
form (x) ((Fx v Gx) > Hx) can be true and clear on the above matters. Examination of
the corresponding proposition of the form the main relevant passages in this volume,
(x) (Gx > Hx) false, then we know that any the “Prolegomena to Pure Logic,” sections
concrete event of inferring or asserting the 39, 46, 51, 59, and 66, will show that Husserl
latter on the basis of the former is a valid in¬ definitely does treat “truths” as species, and
ference or argument. And if we further does speak of them being “lived through.”
know that, say, this event here and now be¬ He insists upon the necessity of a logic which
fore us is such an event, we then know that is the theory of the technique (a “Kunst-
it, the completely concrete process, is valid, lehrej of scientific knowings, and states
and could not be otherwise—and we know that such a logic “in a large measure has to
this solely on the basis of our nonempirical do with psychic experiences.”7 He even
(“pure”) knowledge of the ideal significa¬ states that, in connection with such a logic,
tions present in that concrete process. Thus, “terms such as ‘representation’, ‘concept’,
though only thus, does pure logic “govern” ‘judgment’, ‘inference’, ‘proof’, ‘theory’,
concrete events. The charge of “Formalism” ‘necessity’, ‘truth’, and the like, . . . are
is disarmed. class names for psychical experiences and
It is important to stress that the concept dispositional structures.” But there none¬
or proposition, as Husserl understood it theless remains a lack of clarity in stating
around 1900, is present in the particular act precisely how the “species,” which the con¬
of thought as its quality—a part of its very cept or proposition is, is “in” the particular
nature or essence—and not as its intentional act of thinking or speaking. And it is the
object, standing over against it and quite ex¬ clearer treatment of “in” as the in of the ex¬
terior to it, in the manner of the Fregean emplification of the universal by the in¬
thought. Husserl states in the First Logical stance which makes the following selection
Investigation that “in the actual experience so useful in clearing up Husserl’s views in
of signification there corresponds to the uni¬ the philosophy of logic.
tary signification an individual aspect, as a It should, finally, be noted that what fol¬
singular instance of that [significational] lows, as well as the account in Logical Inves¬
species: in the same way as in the red object tigations, volume two, was not Husserl’s
the red-moment corresponds to the specific final account of how the proposition is “in”
difference red. If we actualize the act and, as the act of thought. In Ideas,8 and elsewhere
it were, live in it, then we naturally mind in his later writings, he makes the proposi¬
the act's object and not its signification. tion of the logician into something (a no-
When, for example, we make an assertion, ema) which is “had” by the essence (a noesis)
we judge about the fact concerned, and not of the act of judgment “and is necessarily
about the signification of the indicative sen¬ one with it.” Thus, the proposition moves
tence, not about the judgment in the logical into that superrefined subdomain of ideal
sense. This latter becomes an object for us being which Husserl calls the nichtreelle or
only in a reflective act of thought, in which irreelle.9 It is difficult to know precisely
we do not merely look back upon the real¬ what to make of this new complication to
ized assertion, but rather carry out the re¬ which Husserl felt himself forced by exami¬
quired abstraction (or, better said, idea¬ nation of the phenomena. But it is clear that
tion).”6 It is, I suspect, failure to understand the noema is neither “in” the noesis nor in
that the signification is not essentially an in¬ the act of judgment, simply by the relation
tentional object which lends weight to the of exemplification; though it seems that
conviction of the anti-Formalist that the Husserl still holds the noesis itself to be the
A REPLY TO A CRITIC 151

property or species of the mental or linguis¬ ema, with the Fregean Sinn or Gedanke—
tic act. The doctrine of the middle and later the precise relationship of which to concrete
Husserl places the proposition at such an on¬ mental events has never yet been made
tological distance from actual thinking and clear. Palagyi’s criticism may have been
speaking that a recent (and in general, plau¬ more appropriate to the later Husserl than
sible), interpretation10 identifies it, as no- they were to the Husserl of whom he spoke.

NOTES
1. C. A. Mace, "Formalism” MindAl (1932): 208- 9- Ideas, section 97. The terms ‘nichtreelle and
211, and F. C. S. Schiller, “The Value of Formal Logic,” irreelle cannot be translated. The main contrast in¬
Mind4l (1932): 53-71.
volved in their definition is the contrast between tem-
2. Logical Investigations, “Investigation I,” sec¬ poralized entities and events (the actual) and nontem-
tions 31 and 35.
poralized entities (the ideal, universal). But not all
3. Ibid., “Investigation II "section31, paragraph2. ideal entities are ir- or nichtreelle. Only noematic ones
4. Ibid., “Investigation I,” section 35. are. Numbers and geometrical forms, as well as colors
5. “A Reply to a Critic,” third paragraph from the and flavors, are not, though they also are neither real
end (p. 156 infra).
nor reel. Most of the major problems in interpreting
6. Logical Investigations, “Investigation I,” sec¬ Husserl have to do with the nature and bearings of the
tion 34.
ir- or nichtreelle.
7. Ibid., "Prolegomena to Pure Logic,” last para¬ 10. David W. Smith and Ronald McIntyre, “Inten-
graph of section 46.
tionality via Intensions,” Journal of Philosophy 68
8. Ideas, section 94; see also Formal and Tran¬ (1971): 541-61.
scendental Logic, sections 48-57.

FURTHER REFERENCES
Deubel, Werner. “Melchior Palagyi zum Ge- Pure Logic.” In Readings on Edmund Hus¬
dachtnis.” Zeitschrift fitrphilosophische For- serl’s Logical Investigations, edited by J.N.
^ schung 4 (1949-50): 283-87. Mohanty, pp. 55-66. The Hague: Nijhoff,
Gibson, W.R. Boyce. “The Philosophy of Mel¬ 1977.
chior Palagyi.” Journal of Philosophical “Palagyi, Menyhert.” In Encyclopedia of Philoso¬
Studies (later; Philosophy) 3 (1928): 15-28 phy, vol. 6, edited by Paul Edwards, p. 18.
and 158-72. New York: Macmillan, 1967.
Mohanty, Jitendranath N. “Husserl’s Thesis of Willard, Dallas. “The Paradox of Logical Psychol¬
the Ideality of Meanings.” In Readings on Ed¬ ogism: Husserl’s Way Out.” American Philo¬
mund Husserl's Logical Investigations, edited sophical Quarterly, vol. 9, no. 1 (1972): 94-
by J.N. Mohanty, pp. 76-93. The Hague: 100; reprinted in Husserl: Expositions and
Nijhoff, 1977. Appraisals, edited by Frederick Elliston and
Natorp. “On the Question of Logical Method in Peter McCormick, pp. 10-17 (Notre Dame:
Relation to Edmund Husserl’s Prolegomena to University of Notre Dame Press, 1977).
9

A Reply to a Critic of My
Refutation of Logical Psychologism*
Translated by Dallas Willard

One does not need to read very far in this Rather, his attacks—some in particular
work to see that its content deviates funda¬ chapters, and some in the form of sorties in¬
mentally from its title. Namely, it does not terspersed throughout the text—relate solely
really give a general treatment of the quarrel and only to Husserl. So we must, so far as
between the psychologistic and the formalis¬ this work is concerned, form the equation:
tic logicians. Rather, it deals only with my Modern Formalists = Husserl. If, now, the
quarrel with Psychologism in my Logical In¬ malice in the tone preferred by the author
vestigations, which appeared in 1900. It is does not suffice to keep me from complying
the author’s intent to oppose the “formalis¬ with the kind invitation of the editor of this
tic tendency in modern logic” (p. 5), the “pre¬ journal to review this work, it is in order that
cipitous, retrograde movement which writes I might fulfill the obligation, which every
on its banner the warcry—Away from psy¬ serious worker has, not to let his work fall
chology!’” He will oppose the “formalistic victim to attacks that would distort it.
danger” of an “unfruitful and sterile formal¬ My logical investigations place them¬
ism” (p. 1). Thus he puts his task, quite gen¬ selves against the dominant current of logi¬
erally, in his “Introduction.” But then, as we cal and epistemological persuasion:-at least
proceed, we immediately hear also that Bol¬ as an irksome impediment. It is indeed con¬
zano is to be regarded as “the true originator ceivable how a work which, like the one be¬
of modern formalism in logic”; and we are fore us, energetically guarantees to have
reminded that Husserl is, so far, the only done away with the impediment, or proven
modern logician who has linked his posi¬ it to amount to nothing, can calculate on
tions to Bolzano’s Wissenschaftslehre in es¬ easy laurels of victory; and how it might eas¬
sential points. Then we further notice that ily transmute present inclination into agree¬
the author mentions no other formalists. ment with itself, and thereby mislead many
readers into orienting themselves about my
*This is a translation of Husserl’s review of Der
point of view according to the author’s state¬
Streit der Psychologisten und Formalisten in der mod-
emenLogik, by Melchior Palagyi, published in Leipzig ments, instead of according to my writings.
by Engelmann in 1902. The review appeared in Zeit- But I must keep this from happening. In his
schrift fur Psychologie und Physiologie der Sinnesor- very orientation toward my views Mr. Palagyi
gane 31 (1903): 287-94. It is especially valuable because employs a peculiar, though certainly quite
it reponds to typical criticisms which followed Husserl
throughout his career, and is one of the very few times
convenient, method. He is satisfied with a
when Husserl explicitly undertook to meet his critics. cursory reading of a few chapters or para¬
All footnotes have been added by the translator. Re¬ graphs of volume one of my Logical Investiga¬
printed with permission of the publisher and translator tions. All of the rest is, for him, non-existent.
from the Personalist 53 (1972): 5-13.
Of volume two, which appeared fully three-

152
A REPLY TO A CRITIC 153

quarters of a year before his work, he says mathematics—“mathematics” in the com¬


not a word, regardless of the relevant points mon sense; or that I intend, in any case, to
it might bring to bear on the discussion. The reduce it to a ‘class logic’ (eine ‘Umfangs-
astounding thoroughness of the author, to¬ logik’) in the style of the Boolean school.
gether with an equally astounding incapac¬ That I laid bare the follies of extensional
ity to grasp the plain sense of any sort of con¬ (quantifizierenden) logic over twelve years
ceptual distinction, brings it about that he ago in a very detailed critique (see the Got-
— and this is to be taken quite literally—also tingische Gelehrte Anzeiger for 1891) might
is unable to report on even one of my or Bol¬ be unknown to Mr. Palagyi. But he cannot
zano’s theories without twisting it into be ignorant of the distinctions just stressed,
something which is unbelievable. the neglect of which can only have the effect
This is immediately revealed by his gen¬ of transforming the sense of my views into
eral characterization of my position. He re¬ nonsense.
peatedly ascribes to me the tendency “to Mr. Palagyi is also quiet about my dis¬
allow Logic to sink, where possible, into tinction between the mere technique which
Mathematics” (p. 9), the “struggle” to “tear is associated with theories of formal logic,
Logic loose” (p. 43) from Psychology and to (and which can be consigned to the mathe¬
“split the blanket between Logic and Psy¬ maticians), and, on the other hand, the
chology” (p. 37), and so on. Of course he is sphere of genuinely philosophical tasks,
silent about the distinction—one which is viz., elucidation {Aufklarung) of the primi¬
decisive for the simple understanding of the tive concepts and propositions of pure logic
sense of my tenents, and which has been jus¬ through comprehensive, descriptive-
tified in detail—which I make between psychological (or “phenomenological”) anal¬
“Logic” in that most inclusive sense which it yses. He is silent on how—as is to be seen
has as a practical discipline, and “pure from volume two of my Logical Investigations
Logic,” as the theoretical system of purely — I have worked at these philosophical
formal (categorial) truths. He also does not tasks, and especially at the descriptive phe¬
mention that I abundantly approve of a nomenology of the experience of thought,
logic which has that tendency toward being at lengths scarcely ever gone to before. My
a methodology exhibited in the logics of work shows that my struggle against Psy¬
Mill, Sigwart, and Wundt. Nor does he re¬ chologism is in no wise a struggle against the
mark that I in no wise contest the founding psychological grounding of Logic as meth¬
of logic, in this common sense, upon empir¬ odology, nor against the descriptive-
ical psychology, but even require that such a psychological elucidation {Aufklarung) of
founding be extensively provided. He does the origin (Ursprungs) of the logical con¬
not mention that “pure” or “formal Logic” is cepts. Rather, it is only a struggle against an
for me only a title introduced to aid in epistemological position, though certainly
understanding historical traditions and ten¬ one which has had a very harmful influence
dencies; one joined to a certain class of prop¬ upon the way in which Logic is done. —So
ositions which are called ‘logical’ in the full¬ that struggle is what Mr. Palagyi, manifest¬
est sense, and of which I sought to show the ing an exemplary reliability, characterizes as
following: —that they belong to a distinct “splitting the blanket” between Logic and
discipline which is a priori and independent Psychology.
of all psychology, and that this discipline, If, now, we go in sequence through the
through a natural extension, also takes in four polemical sections of the work which
formal mathematics (its theories being a pri¬ follow the Introduction, we find that the
ori, and foreign to psychology in the same first bears the title, “Facts and Truths.” All
sense), and is ultimately identical with of my arguments against Psychologism rest
mathesis universalis in the generalized sense —so the author says—on the proposition
coined by Leibniz. Whoever takes his direc¬ that truth is no fact. I.e., the proposition
tions from the author must assume that I in¬ that the act of judging correctly is indeed a
tend to reject Logic—in the common sense temporal process, but truth is not. Now, out
of “Logic” —and aim to reduce it to of this mere distinction of reason {begrif
154 HUSSERL ON LOGIC AND PSYCHOLOGISM

flichen Unterscheidung) between the act the necessity of building upon this work and
and the content of the judgment—thus, studying it with the greatest care. This I
that distinction in virtue of which we speak, have done in such a detailed manner, and
for example, of/A? proposition, 2 x 2 = 4, with such emphasis, as has never before oc¬
whoever may express it, one and the same curred, either in earlier times or contempo¬
thing—there arises, under the hands of the rary. And, not satisfied with that, I expressly
author, a real distinction between two alleg¬ designated Bolzano as the one (along with
edly connected moments (Momente): “Hus¬ Lotze) by whom I have been “decisively in¬
serl supposes that, after subtraction of the fluenced.” These words I quote from Log-
judgment content, he can retain as remain¬ ische Untersuchungen, vol. 1, p. 226 (1st ed.).
der a psychic act” (p. 14, cf. p. 47 among As to my concept of “ideal” significa¬
others). And now the critique is worthy of tions, and “ideal” contents of representa¬
the interpretation: —Not a psychic act, but tions and judgments, to speak specifically,
rather a “mechanical process,” is what is left they originally derive, not from Bolzano at
over after “subtraction” of the judgment all, but rather—as the term “ideal” alone
content; and so my view wavers, “in an un¬ indicates—from Lotze. In particular, Lotze’s
ceasing equivocation, between the physical reflections about the interpretation of
and the psychical” (p. 15). After this search¬ Plato’s theory of forms had a profound ef¬
ing probe there probably is no need to go fect on me. Only by thinking out these ideas
into the other twists through which Palagyi of Lotze—and in my opinion he failed to get
seeks to support his darling objection to the completely clear on them—did I find the
effect that I confuse psychology and physics key to the curious conceptions of Bolzano,
(science of fact). Having previously decided which in all their phenomenological naivity
to read all sorts of absurdities out of my were at first unintelligible, and to the trea¬
statements, he no longer comes to them in sures of his Wissenschaftslehre.
order genuinely to read them according to If, like all earlier readers of Bolzano, his
their sense and interconnection. “propositions in themselves” ("Satze an
In the next two sections of his work Pa¬ sich”) previously appeared to me as mythical
lagyi concerns himself with plugging up the entities, suspended between being and non-
source of “modern Formalism.” These sec¬ being, it then became clear to me, with one
tions are directed against Bolzano’s theories stroke, that here we basically have a quite
about concepts (Vorstellungen), proposi¬ obvious conception which traditional logic
tions (Satze) and truths (Wahrheiten) ‘in did not adequately appreciate. I saw that
themselves.’ Here I must first mention the under “proposition in itself” is to be under¬
suggestive manner in which Palagyi con¬ stood, then, what is designated in ordinary
ceives of my relations with Bolzano. In a discourse, which always objectifies the ideal,
series of hints which would be insignificant as the “sense” (‘Sinn’) of a statement. It is
taken separately, but which are efficacious that which is explained as one and the same
when taken in sequence, he gives the reader where, for example, different persons are
no less a notion than that I have exploited said to have asserted the same thing. Or,
Bolzano in a dishonest manner and have again, it is what, in science, is simply called
kept silent about my dependence upon a theorem, e.g., the theorem about the sum
him. Suppressing judgment on the author’s of the angles in a triangle, which no one
procedure I note, for the benefit of the un¬ would think of taking to be someone’s expe¬
informed, that not only—as the author once rience of judging. And it further became
mentions (p. 16)—have I “remembered” clear to me that this identical sense could be
Bolzano and “named” him one of the great¬ nothing other than the universal, the spe¬
est of logicians. Rather—in an ‘appendix’ to cies, which belongs to a certain moment
chapter 10 of Logical Investigations, vol. 1, present in all actual assertions with the same
an appendix specifically devoted to this sense, and which makes possible the identi¬
purpose—I have pointed out the signifi¬ fication just mentioned, even where the
cance of the Wissenschaftslehre as one of the descriptive content of the individual experi¬
foundation works of logic, and have stressed ences (Erlebnisse) of asserting varies consid-
A REPLY TO A CRITIC 155

erably in other respects. The proposition between the sense as the Idea (Idee) which
thus relates to those acts of judgment to becomes an object for us through species-
which it belongs as their identical meaning abstraction (spezifizierende Abstraktion)
(Meinung) in the same way, for example, as and the sense moment (Sinnesmoment) of
the species redness relates to individuals of descriptive psychology:—this distinction Pa¬
the same red color. Now with this view of lagyi overlooks or does not understand.
things as a basis, Bolzano’s theory, that Then, since I make a distinction of reason
propositions are objects which nonetheless between the identical signification and the
have no “existence,” comes to have the fol¬ signifying act (in the sense in which, say, the
lowing quite intelligible signification: — quality-species (Qualitatsspezies) redness is
They have the “ideal” being (Sein) or valid¬ distinct from a red thing), he has the con¬
ity (Gelten) of objects which are universal crete, psychic experience of judging consist¬
(“allgemeiner Gegenstande”)—and, thus, ing of two moments— of the supra-temporal
that being which is established, for exam¬ (!) sense-moment and the act. After this dis¬
ple, in the “existence proofs” of mathemat¬ tortion he objects to Bolzano and to me that
ics. But they do not have the real being of we would tear the sensc-moment away from
things, or of dependent, thing-like moments the act. As if his sense-moment (which, in¬
— of temporal particulars in general. Bol¬ consistently with its being a moment, he
zano himself did not give the faintest inti¬ characterizes as ideal and supra-temporal)
mation that these phenomenological rela¬ were identical with Bolzano’s “proposition
tionships between signification, signification in itself,” or with the sense as species! Obvi¬
moment, and full act of signifying* had ously the author could have spared himself
been noticed by him. And this notwith¬ the effort of emphasis—hauled out with
standing the fact that he treats the psychol¬ ceaseless repetition—upon the indissolubil¬
ogy of knowledge in great detail in vol. Ill of ity of the sense moment from the act, by
his Wissenschaftslehre. Indeed, everything which he thinks to refute us so decisively,
indicates just the contrary—that his concep¬ through mere quotations from my Logical
tion of the Satz an sich wound up unclari¬ Investigations.
fied, in spite of all his efforts to avoid it. Of the same nature and value are the
Now as to Mr. Palagyi, he has adopted other objections which Palagyi advances in
my view, or that from it which was immedi¬ these sections. Thus, for example, the refer¬
ately intelligible to him, without qualifica¬ ence to propositions of a kind with “I am
tion. He interprets Bolzano’s concepts now thinking” (25ff.), which include in
through my ideas and expressions, but does their objective content a reference to the one
it as if he drew directly upon Bolzano, and judging—in a word, the ‘occasional’ propo¬
also as if the corresponding statements by sitions* already treated in detail in vol. II of
me were only just borrowings—underhanded my Logical Investigations—is of no use
borrowings, moreover—from Bolzano. He whatsoever in somehow calling into ques¬
adopts my theory of the identical, ideal tion that “independence” which is character¬
sense (Sinn), without mentioning it in his istic of the species vis-a-vis the singular case,
ever so friendly statements. But this sense he and thus of the proposition vis-a-vis the for¬
makes out to be an identical, ideal moment tuitous act of judging. It is of no use, that is,
of experience. Then the distinction, stressed unless—deceived by the ambiguity of the
by me, between the species and particular, phrase “content of judgment” —one follows
Palagyi in confusing proposition (Satz) with
*“Bedeutung, Bedeutungsmoment und vollem Akt fact (Sachverhalt). Again, the “intrinsic con¬
des Bedeutens.” There is no more fundamental analysis tradiction in Bolzano’s philosophy,” which
in Husserl than that of the concrete individual, whose with no little pathos is brought forth in sub¬
essence is to be temporally located, into quality, qual¬ section #4, is in truth a contradiction be¬
ity phase or moment, and whole individual. See the
opening paragraph and section 19 of “Investigation II,”
tween what Bolzano is supposed, according
and also the second sentence of “Investigation V.” Also,
the first chapter of “Investigation III" and section 3 of *cf. Hans Reichenbach’s notion of “token reflexive”
“Investigation IV.” terms, in Elements of Symbolic Logic, §50.
156 HUSSERL ON LOGIC AND PSYCHOLOGISM

to Palagyi, to have maintained, and what he selectively. Otherwise he would have stayed
really did maintain. One is immediately on guard against misinterpreting the con¬
convinced of this by comparison of Palagyi’s trast between ideal and real as lack of rela¬
remarks with the passage concerned (Wis- tion. Since the ideal significations are
senschaftslehre, vol. I, sub-section 25). instanced (sick . . . vereinzeln) in acts of
While, according to the clear sense of his re¬ signifying, each pure law of logic (rein
peated statements, Bolzano taught that to logisches Gesetz*) expresses a universal con¬
the “truth in itself” (i.e. the truth in that nection which eo ipso can be referred to the
quite common sense in which we designate, ideal extensions of the respective significa¬
not an act of judging, but rather a proposi¬ tion species, and thus to possible acts of
tion [Satz] as a truth) being thought or, thought in the realm of the real. Thus, as I
more precisely, being judged or known is have sufficiently explained, there can be de¬
non-essential, the author has him teaching rived from any ideal law whatsoever (e.g.,
that being #«thought of or unknown is es¬ any arithmetical law) universal truths about
sential to it. Bolzano’s careless use of the am¬ ideally possible or impossible connections of
biguous expression “proposition thought” psychic fact. The character of these ideal
(“gedachten Satz”) offers the author a hand¬ laws, as truths of reason (verites du raison),
hold for ascribing, here and further on, a is transmitted to such derivations and is not
series of crude inconsistencies to this excep¬ affected by them. All of the forceful expres¬
tionally clear thinker. Of the duties of a fair sions with which the author embellishes his
interpretation, or of a careful reading which criticisms cannot change the fact that he is
compares passage with passage, Mr. Palagyi passing judgment upon matters which he
is ignorant. And so, throughout two long has not sufficiently studied.
sections, one must patiently endure such ut¬ It is hardly worthwhile to enter into his
terly untenable statements: statements further objections, which often evince a
which, of course, are supposed equally to striking lack of intelligence. Thus, a contra¬
uproot the whole of Bolzano’s philosophy diction of my contrast between real and
and my Logical Investigations—-as if they ideal law is supposed to proceed from the
did not go their own peculiar ways. fact that I myself allow law contents to func¬
In section IV Palagyi again turns himself tion as thought motives in judging.
directly and exclusively against my Logical Through this function, Palagyi supposes,
Investigations, and especially against my the ideal law in fact attains the significance
distinction between laws of the real and laws of a real law of our thinking (p. 45). Thus,
of the ideal, which I bring to bear upon according to this way of reasoning, the law
logic. The basic error of Psychologism con¬ of gravitation, where it guides the thinking
sists, according to my view, in its oblitera¬ of the engineer, and likewise any law that
tion of this fundamental distinction be¬ guides us in practice, would attain the sig¬
tween pure and empirical generality, and in nificance of a law of thought.
its misinterpretation of the pure laws of And what is one supposed to say to the
logic as empirical lav/s of psychology. Of objection that, through my separation of
course our author finds obvious absurdity in the laws of pure logic, as laws of the ideal,
this view: So our actual course of thinking is from laws of psychology, as laws of the real,
supposed to be governed by two sorts of these latter laws “appear to fall into the same
laws, is it? And by laws which belong to two category as the laws of mechanics, and that
worlds separated by an “infinite abyss”? But then one at least no longer knows wherein
it is simply impossible to see how extra¬
temporal laws of the ideal could come to *“Purely logical law” does not get at what Husserl
have some sort of causal efficacy. Such an es¬ intends, since a law may be a rule or law of logic
trangement of the real and the ideal means without being one of pure logic, or a non-empirical law
of logic. See chapters 2 and 3 of Logical Investigations,
the utter impossibility of any knowledge at
vol. 1, on this point. Hence, here and elsewhere the
all (pp. 41 f.). Or so says Mr. Palagyi. phrase, ‘rein logische Gesetz', has been translated as
Unfortunately, the author has read too above.
A REPLY TO A CRITIC 157

the psychic could be distinguished from the not once grasp the sense of the distinction in
physical” (p. 43)? Likewise for the objection question. Palagyi objects, against Hume’s
that the truth is simply one, so that the sep¬ well-known statements, that even facts
aration of truths into two classes, separated come under the principle of contradiction.
by an “unbridgeable abyss,” is impossible For, he says, the opposite of a fact is never
(p. 52)? Likewise to the misconstruction, re¬ possible. The fact can never be undone. As
lated to these objections, that—as it would if Hume doubted that\ Is it really so difficult
not be possible for me to do otherwise —I to understand that Hume’s referral of the
base that distinction of laws just referred to principle of contradiction to his “relations of
upon a distinction between modes of human ideas” is intended to mean no more than
knowledge (namely, knowledge through that truths about relations of ideas are
“induction” and through “insight”); and rooted precisely in the ideas (Ideen) alone
that I thus perpetually confuse two sorts of (i.e., merely in the relevant concepts), and
laws with two ways of knowing one law (p. therefore cannot be denied without contra¬
53)? I need not say that I do hold the dis¬ diction; whereas negations of factual truths
tinction between the two kinds of laws to be are indeed false, but not self-contradictory?
grounded solely in the essence of their signi¬ After this fruitful search into the innu¬
fication (in ihrem bedeutungsmassigen merable absurdities which he imputed to his
Wesen), but that with that essence there is adversaries, in the concluding section of his
connected a phenomenological distinction book the author explains his own views
in the mode of knowledge of the states of af¬ about the relationship between Logic and
fairs (Sachverhalte), of the one and the Psychology. On page 72 he distinguishes
other sort, corresponding to laws. In the knowing (Wissen) as a general or abstract (!)
context of the critiques in the “Prolego¬ psychic function —to the character of which
mena,”* the phrase “law of the real” does it belongs to stand in the most intimate of
not signify just any arbitrary universal prop¬ relations to the remaining psychic functions
osition referring to the real, but rather a uni¬ — from sensing, feeling or willing as “con¬
versal fact (allgemeine Tatsache); or at least crete” (!) psychic functions, or as “isolated
a proposition which, in the manner of our psychic functions” (“psychische Sonderfunk-
assertions of natural laws, is weighted with tionen"), which lack the capability of relat¬
factual content. So my point here essentially ing to other psychic functions or to them¬
comes down to the distinction between fac¬ selves. The investigation of the former
tual truths and purely conceptual truths function falls to Logic. The investigation of
(i.e., ideal laws, or laws in the most narrow the latter functions falls to Psychology. In
and rigorous sense of the word). Were the other words, what we have here is a division
world so made that all of the spheres in it of what everyone calls psychology into
were red, then, arriving at an inductive be¬ “Logic” and “Psychology”: —namely, into
lief that this is so, we would speak of a “nat¬ the psychology of knowing and the psychol¬
ural law” to that effect. However, in itself it ogy of the remaining psychic functions. The
would be no (genuine) law, no proposition author is thus so naive as to suppose he can
grounded in the conceptual essence “sphere” settle, through a slight displacement of ter¬
and “red”; rather, it would be a universal minology, such a weighty epistemological
fact (allgemeine Tatsache). It is precisely question as that about the relationship be¬
this objective distinction, which is funda¬ tween Logic and Psychology. A formula
mental for both logic and epistemology, be¬ with the ring of profundity to it is supplied
tween what Hume called “relations of ideas” to the author, for the expression of his
and “matters of fact” that our author surely views, by the new terminological distinction
rejects as invalid. But the inadequacy of his between “unreflected” and “reflected” con¬
polemic against this great thinker works an sciousness (e.g., the seeing of the red and
immediate embarrassment, since he does acquaintance (Wissen) with this seeing),
and by the —not precisely unheard of—
*I.e., volume one of Logical Investigations. introjection of the notion of the furtherance
158 HUSSERL ON LOGIC AND PSYCHOLOGISM

of knowledge into the concept of Logic. flected consciousness. Psychology, on the


Then it is said (p. 81) that Logic “reflects on other hand, will try to carry reflection raised
the reflected consciousness, and endeavours to a higher power by Logic over into the in¬
to raise our knowing processes to a higher vestigation of unreflected consciousness.”
power by investigating the laws of our re¬
PART THREE

Husserl on Science and Phenomenology

From the very beginnings of philosophy among the Pre-Socratic thinkers to


our own day philosophers have continually returned to the difficult questions of
whether and how philosophical reflection is to be distinguished from scientific re¬
flection. Is philosophy a science, a protoscience, or not a science at all? These have
been some of the quite general forms which a great variety of particular questions
about the relation between philosophy and science has assumed.
As a doctoral student in mathematics in Berlin and then afterwards as a stu¬
dent of Brentano and a careful reader of Bolzano, Husserl was preoccupied with
these kinds of issues from the very start of his professional career as a philosopher.
And in his first mature work, the Logical Investigations, he analyzed several of these
problematic issues. Although he was to return to these questions on a number of oc¬
casions throughout his long career, most notably perhaps in The Crisis of European
Sciences and Transcendental Phenomenology, the much earlier extended essay
Philosophy as Rigorous Science, which is reprinted here in its entirety together
with the Husserl-Dilthey correspondence, remains the most important short state¬
ment of his views in 1911, only two years before the publication of the first volume
of the Ideen.
A closer analysis of the major themes in “Philosophy as Rigorous Science” can
be found in summary form in the introduction to Husserl’s texts which follows im¬
mediately as well as in the extensive secondary literature which Husserl’s essay has
occasioned. However, we need note here briefly that Husserl’s reflections on science
arise in part from his earlier reflections on the problems of psychologism. Moreover,
these reflections carry over into the questions about historicism which will exercise
him at great length in the Crisis and which are already sketched in part in the
Dilthey-Husserl correspondence included here also. This 1911 text is thus continu¬
ous with a major theme in Husserl’s phenomenology as a whole.
One of the most consequential elements in this essay, were one to look for an
initial question that could provide an entry into the richness of Husserl’s work here,
is the claim that phenomenology is to be understood as a scientific philosophy in
the sense that no presuppositions must remain unexamined. It is important to
point out that Husserl does not claim phenomenology is without any presupposi¬
tions at all, a claim which his own repeated investigations into logical and epistemo¬
logical issues had sufficiently disproved. Rather, the emphasis here is above all on
the absence of unexamined presuppositions and the consequent affinity Husserl
proposes between phenomenology and science.

159
160 HUSSERL ON SCIENCE AND PHENOMENOLOGY

Husserl spends some time at the outset of his essay before turning to his major
theses, “naturalist philosophy” and “historicism and Weltanschauung philosophy,
with the inability of traditional philosophy to substantiate its own claims to be sci¬
entific. This inability, however, Husserl is careful to put into a rather special per¬
spective. For what is at issue on his reading of this traditional claim is, not whether
the scientific character of philosophy can be improved, but whether philosophy can
yet be characterized as scientific at all. “I do not say that philosophy is an imperfect
science,” he writes; “I say simply that it is not yet a science at all, that as science it has
not yet begun.” In short, previous philosophy for Husserl is unscientific.
But what for Husserl would count as a scientific philosophy? As his philosoph¬
ical views continue to develop, Husserl changes his mind about the correct answer to
this question. Here, however, his initial answer is plain enough: to be scientific,
philosophy must be systematic. “System,” of course, is a slippery concept in the his¬
tory of philosophy, and Husserl is quick to dissociate himself from any of the classi¬
cal German idealist interpretations of that notion in order to emphasize the foun¬
dational, indeed Cartesian, interpretation of system where the order of reasons is
essential to the content of the doctrines themselves. The central element of system¬
atic philosophy for Husserl is thus what he thinks makes his own attempts at revolu¬
tion in philosophy a critique of reason, a part of the series of revolutions which
include Plato, Descartes, and Kant and excludes Hegel. And it is this critique of
reason, which much of his still unpublished later work demonstrates, that finally is
to assume the form of a phenomenology of reason.
Whether the ideal of phenomenology as a science of all possible sciences, a sci¬
ence which remains without unexamined presuppositions, is finally coherent is one
of the cardinal questions a careful and critical reading of this essay leaves with us.
And this question continues to exercise Husserl’s critics in part because of the diffi¬
culty in getting from Husserl a clear, accurate, and, above all, sufficiently differen¬
tiated understanding of what science itself is. Husserl himself was aware of the need
for such a straightforward account as his extended discussion of this topic in the
“Prolegomena” to the Logical Investigations shows. And his much more influential
discussion here, although written some years later, still incorporates the results of
those earlier analyses. Still, despite its many stimulating details, Husserl’s “Philoso¬
phy as Rigorous Science” does not seem to unfold from a sufficiently thoughtful ac¬
count of just what science is. The result is, on one level, the penetrating criticism of
a senes of competing philosophical views and, on the other, a kind of “promissory
note” which must be cashed in much later in such texts as the Crisis.
10
Husserl on Philosophy as Rigorous Science
PETER McCORMICK

One of the many insistent questions namely, in exchanges with Dilthey which are
which keeps recurring in critical discussion part of the essential background of his major
of phenomenology in general and Husserl’s text “Philosophy as Rigorous Science.”6 By
philosophy in particular is whether claims stressing those exchanges here I want to show
advanced by phenomenologists can be criti¬ briefly that although no distinctive phe¬
cized at all.1 If, for example, the cardinal nomenological kind of argument is included
point on which a particular phenomenologi¬ here (unlike the Husserl-Heidegger contro¬
cal analysis is supposed to turn is nothing versy), nevertheless the Husserl-Dilthey cor¬
more nor less daunting than the phenome¬ respondence7 focuses critical attention on a
nologists’ intuition2 of essences, then many central and neglected theme in the seminal
contemporary nonphenomenological phi¬ text in rigorous science.
losophers are sorely tempted to give up the Husserl provides a brief sketch of his later
pretense of any kind of philosophical ap¬ view of Dilthey in Phanomenologische Psy¬
praisal of phenomenological claims at all.3 chologies The passage is centrally impor¬
However, a close reading of the relevant sec¬ tant for Husserl’s intellectual background
ondary literature shows that at least one cen¬ and should be cited at length:
tral issue this kind of question touches on is
not yet widely discussed. The issue basically It was Dilthey himself who first initiated our rela¬
is whether there is indeed a characteristic tionship, for, unfortunately, under the influence
of Eddinghaus’ brilliant rebuttal,9 I had thought
kind of argument, at least sometimes pres¬
it unnecessary to read Dilthey’s great work. . . .
ent in Husserl’s work, which could reason¬
In my inner struggle to fundamentally overcome
ably be described as a species of its own, as a
positivism, I had to repel the strong inclination
phenomenological argument.4 If so, then toward positivism which had been prominent in
the question arises whether there is at least Dilthey’s previous work, the Einleitung in die
one necessary assumption such a characteris¬ Geisteswissenschaften.10 At first I was quite sur¬
tic argument makes that effectively excludes prised to hear Dilthey personally say that phe¬
the possibility of criticism. nomenology, and especially the descriptive anal¬
There are of course many controversies in ysis of the specifically phenomenological second
the extensive work which we owe to Husserl, part of the Logische Untersuchungen, was essen¬
notably the struggle against psychologism tially in harmony with his ldeen,u and that one
would have to view them as a starting point for an
from the time of The Concept of Number
actual realization, using a matured method, of
(1887) to its culmination in the Prolego¬
the psychology that he thought was ideal. Dil¬
mena in the first edition of the Logical In¬ they always conceded that this concurrence be¬
vestigationsS In these introductory remarks, tween our investigations, despite our fundamen¬
however, I want to look closely at only one tally different points of departure, was of the
of those less prominent cases where Husserl greatest importance and in his old age he re¬
is involved in philosophical argument, viewed, with a truly useful enthusiasm, his once-

161
162 HUSSERL ON SCIENCE AND PHENOMENOLOGY

abandoned investigations on the theory of the ing: “The ideas of truth, theory, and science
human sciences.12 would then, like all ideas, lose their abso¬
lute validity. That an idea has validity
This sketch, it must be recalled, was writ¬ would mean that it is a factual construction
ten rather late in Husserl’s development. Al¬ of spirit which is held as valid and which in
ready in his article on “Philosophy as Rig¬ its contingent validity determines thought.
orous Science” in the first volume of the There would be no qualified validity, or va¬
journal Logos (1911) Husserl had criticized lidity in itself” (p. 325). For Husserl logical
Dilthey’s position somewhat generally.13 laws are universally valid and hence a-
The result was a brief and enlightening ex¬ historical.16 Consequently the historicist po¬
change of letters in which Dilthey clarified sition in general and Dilthey’s position in
his position and Husserl responded in kind. particular are unacceptable to him.
In order then to situate this exchange, we So much for the background to the con¬
need to look briefly at Husserl’s comments troversy.17
in the Logos article. Shortly after the appearance of Husserl’s
Husserl’s aim in the Logos article is to article Dilthey wrote to Husserl at some
show how phenomenology can finally make length on June 29, 1911, thereby initiating
of philosophy a rigorous science. In order to the correspondence.18 Dilthey expressed
achieve this ideal, phenomenology must surprise that Husserl had characterized his
overcome both naturalism (and this is the position as an instance of historicism. For,
sense of the reference which Husserl makes Dilthey continued, he had always been con¬
in the 1925 text cited above to positivism) cerned with working out a “universally valid
and historicism. The first tendency for Hus¬ science” whose aim it was to fix the formula¬
serl is the error of reducing all phenomena tions of the human sciences. Moreover, Dil¬
to physical states, whereas the second is the they agreed “that there is, in general, a uni¬
error of reducing all phenomena to particu¬ versally valid theory of knowledge.” The
lars. Phenomenology is proposed as a philo¬ major claim that separated his view from
sophical enquiry into the invariant (and Husserl’s, Dilthey wrote, concerned the ca¬
therefore nonhistoricist) features of pure pacities of metaphysics “to conclusively ex¬
(and therefore nonphysical) consciousness.14 plain the world’s coherence by using an
Husserl sees Dilthey as a representative of interconnection of concepts.” Dilthey thinks
the historicist error. He objects to the skepti¬ this an impossible task for metaphysics.
cal consequences of Dilthey’s historicism. In Given such views, Dilthey rejects Husserl’s
particular, Husserl focuses on Dilthey’s work conflation of his view with historicism and
Weltanschauung, Philosophic undReligion consequently Husserl’s charge that his view
in Darstellungen (Berlin, 1911) and charac¬ leads to skepticism.19
teristically cites several passages from the be¬ Dilthey also objects to Husserl’s basing
ginning of this work. One of the central sen¬ his account on “a few sentences” from the in¬
tences reads as follows: “Thus the formation troduction to Dilthey’s book, a practice
of a historical consciousness destroys more which, as we have seen above, Husserl him¬
thoroughly than does surveying the dis¬ self had condemned eight years earlier in
agreement of [philosophical] systems a be¬ Palagyi’s reading of his own Logical Investi¬
lief in the universal validity of any of the gations. And again just like Husserl’s prac¬
philosophers that have undertaken to ex¬ tice with Palagyi, Dilthey refers Husserl to
press in a compelling manner the coherence other places in his work which support his
of the world by an ensemble of concepts.”15 denial that skepticism is the logical outcome
The problem with this opinion, from Hus¬ of his Weltanschauung philosophy. An even
serl’s standpoint, is that it leads to what he stronger claim which Dilthey makes but
calls “extreme skeptical subjectivism.” The which he does not take the space to support
issue is sharpened, Husserl thinks, just as is that Husserl’s own “argumentation (pp.
soon as we consider the consequences of his¬ 324-28) does not prove that the outcome of
toricism in logic. Thus a consistent histori¬ my statements (Typen, p. 6) leads to skepti¬
cism, Husserl thinks, results in the follow¬ cism.”20 Finally, just to mark the extent of
PHILOSOPHY AS RIGOROUS SCIENCE 163

Husserl’s misinterpretation, Dilthey cites a ences,” the opposition to “constructive


series of conclusions to Husserl’s own argu¬ metaphysics,” and the repetition of the as¬
ments which he fully accepts. These conclu¬ sumption that “an in-itself lies behind the
sions, tellingly, entail a rejection of the his- reality that is given to us.” Whatever differ¬
toricist charge Husserl first brought against ences still remained could perhaps be a
Dilthey. consequence, Dilthey politely wrote, of his
Husserl’s reply is dated July 5/6, 1911. not yet understanding some of Husserl’s ex¬
The text, however, is incomplete, since the planations.24
entire first page is missing.21 Husserl’s offer to write a clarificatory note
Husserl thinks that after Dilthey’s letter in Logos was accepted, but when Dilthey
“there are no serious differences between died on October 1,1911, the note by Husserl
us.” He claims that “all objective validity was never published.
. . . refers to ideal and thus to absolute So much for the Husserl-Dilthey corre¬
principle,” which he calls an a priori. The spondence.
task of phenomenology is the clarification of Now, what if anything does this show us
this a priori. Moreover, this task includes the of a distinctively phenomenological kind of
clarification of objective validity because, argumentation?
Husserl writes, “all objective validity a pos¬ I fear very little.
teriori has its principles in the a priori.”22 If we scrutinize the background of this
Husserl elaborates by specifying certain controversy in the Logos article and its de¬
areas of phenomenology such as that of na¬ tails in the correspondence once again, we
ture or that of religion. Thus in the case of nowhere find evidence of any distinctive
nature the task of phenomenology “is to Husserlian style of kind of argument. In¬
submit the consciousness that is constitutive deed, what we do find is self-referential in¬
of nature to an essential investigation with consistency, namely, Husserl’s practice of a
regard to all of its structures and correlations type of overly selective and unsympathetic
so that all the principles underlying being criticism which he himself had fulminated
(in the sense of nature) a priori are finally against in the Palagyi case.25 The exchange
clarified, and all the problems which in this between Dilthey and Husserl, largely thanks
sphere concern the correlations between be¬ to Dilthey’s own clarity and understanding,
ing and consciousness can be resolved.” does dissipate a number of nebulous criti¬
Husserl proceeds then to elaborate some of cisms. The result is that Husserl is able to see
his strictures about metaphysics. for the first time that his agreements with
The basic agreement between the two, Dilthey are far more extensive than his dis¬
Husserl thinks, comes from the shared con¬ agreements. One central issue, the nature of
viction about the impossibility of metaphys¬ metaphysics, stands out as calling for more
ics. Thus Husserl writes: analysis and discussion on the part of both.
But precisely here, where we would expect
When you speak of an analysis that pertains to Husserl if anywhere to deploy whatever
the human sciences (an analysis by which you characteristic approaches he may be recom¬
lead up to the demonstration of the impossibility
mending in his phenomenological philoso¬
of metaphysics), this coincides to a great extent
phy, no further clarification is offered. Hus¬
with what I—who am only limited and guided by
certain methodological viewpoints—consider to
serl claims that metaphysics is impossible,
be phenomenological analysis. And naturally the and he adds suggestively, metaphysics “in
impossibility of metaphysics—namely in that es¬ that especially false ontological sense.” But
pecially false ontological sense—can only be evi¬ this suggestion is not pursued.
denced by such analyses pertaining to the human
sciences.23 At least one basic assumption in many
but not all areas of Husserl’s work makes
Dilthey replied to Husserl in a letter of criticism of that work impossible without
July 10,1911, and enumerated three areas of question-begging. That assumption is the
agreement: “The effort needed to reach a doctrine of the reduction.26 Although Hus¬
universally valid foundation for the real sci¬ serl himself subjects this doctrine to many re-
164 HUSSERL ON SCIENCE AND PHENOMENOLOGY

formulations and criticism of his own, none¬ metaphysical basis, then these claims are ul¬
theless, to the degree that some identifiable timately dependent for their justification on
version of that doctrine is operative in a par¬ sorting out the kinds of problems Dilthey
ticular philosophical analysis, such an analy¬ brings to Husserl’s attention. Thus such a
sis precludes the usual kinds of criticism. fundamental claim as the view that phenom¬
In the light of the Logos article and the enology is “presuppositionless” (vorauslosig)
Husserl-Dilthey exchanges here cited I want requires for its appraisal not only particular
to suggest now a further complication for scrutiny in the light of Husserl’s doctrines of
the task of criticizing constructively Husserl’s the reduction but, much more interestingly,
many provocative remarks in “Philosophy as general scrutiny in the light of Husserl’s in¬
Rigorous Science.” To the degree that Hus¬ sufficiently examined use of the term ‘meta¬
serl’s claims for phenomenology necessarily physics’.
involve the peculiar ontological sense of a

NOTES

1. See for example the articles in the section 12. Husserliana 9: 34; Phenomenological Psychol¬
“Comparisons and Contrasts" in F. Elliston and P. Mc¬ ogy’ PP- 24-25.
Cormick, eds., Husserl: Expositions and Appraisals 13. “Philosophicalsstrenge Wissenschaft,"Logos 1
(Notre Dame, 1977), pp. 247-365. This collection is (1910-11): 289-341, tr. Q. Lauer; reprinted below. For
hereafter cited as Husserl. detailed analysis and a useful specialized bibliography
2. On intuition see E. Levinas, The Theory of In¬ see the edition by R. Berlinger (Frankfurt, 1965).
tuition in Husserl's Phenomenology, tr. A. Orianne 14. Husserl of course changes his conception of
(Evanston, 1973); H. Pieterma, “Intuition and Horizon phenomenology later in the development of his work.
in the Philosophy of Husserl,” Phenomenology and For an overview of this development see W. Biemel,
Philosophical Research 34 (1973-74): 95-101; S. “The Decisive Phases in the Development of Husserl's
Strasser, “Intuition and Dialektik in der Philosophic Philosophy,” in The Phenomenology of Edmund Hus¬
Edmund Husserls,” in Edmund Husserl 1859-\9’)<) serl, ed. R.O. Elveton (Chicago, 1970), pp. 148-73.
(The Hague, 1959), pp. 148-53. 15. Husserl, in Logos, p. 325. All further refer¬
3. On essences see D.M. Lewin, “Husserlian Es¬ ences to this work appear in the text.
sences Reconsidered," in Explorations in Phenomenol¬ 16. See L. Eley, “Life-World Constitution of Prop¬
ogy, ed. D. Carr and E.S. Casey (The Hague, 1973), ositional Logic and Elementary Predicate Logic,” Ana¬
pp. 169-83. lecta Husserliana 2 (1972): 333-53.
4. Similar concerns are to be found, for example, 17. Despite Husserl’s position here on logic he was
in R. Schmitt, “Husserl’s Transcendental-Phenomeno¬ also interested in the philosophy of history but from a
logical Reduction,” Phenomenology and Philosophical perspective different than Dilthey’s. See D. Carr, Phe¬
Research 20 (1959-60): 238-45. nomenology and the Problems of History (Evanston,
5. See the critical edition of the Prolegomena to 1974); L. Landgrebe, Phanomenologie undGeschichte
the Logical Investigations, ed. E. Holenstein, in Hus- (Darmstadt, 1967); F. Kaufmann, “The Phenomeno¬
serliana 18 (The Hague, 1975). logical Approach to History,” Philosophy and Phenom¬
6. The other texts are Husserl’s exchanges with enological Research 2 (1941-42): 159-72.
Palagyi and those with Heidegger. For the first see Hus¬ 18. Citations from the correspondence are all taken
serl’s “Reply to a Critic” in part two of this collection, from the English translation printed below.
and for the second see Husserliana 9, ed. W. Biemel 19. The best general work on Dilthey in English is
(The Hague, 1962), 237-302, and Biemel’s commen¬ R.A. Makkreel, Dilthey: Philosopher of the Human
tary in his “Husserl’s Encyclopaedia Britannica Article Sciences (Princeton, 1975), which gives the background
and Heidegger’s Remarks Thereon," trans. P. McCor¬ of Dilthey’s remarks here together with full biblio¬
mick and F. Elliston, in Husserl, pp. 286-304. graphical information.
7. For the text see Revista de Filosofia de la Uni- 20. Dilthey’s reference here is to the pagination of
versidad de Costa Rica 1 (1957): 101-24. The text is the Logos article.
edited by W. Biemel. The English translation of Biemel’s 21. For more detail see Biemel’s "Introduction” to
introduction and Husserl’s texts are reprinted below. “The Dilthey-Husserl Correspondence,” pp. 198-202
8. Ed. W. Biemel, Husserliana 9 (The Hague, below.
1962). See also the editor’s introduction, xvi-xxi. 22. But see R. Ingarden, “A Priori Knowledge in
9. In the Zeitschrift furPsychologie undPhysiolo- Kant versus A Priori Knowledge in Husserl,” Dialectics
gie der Sinnesorgane (1895) — Biemel’s note. and Humanism 1 (1973): 5-18.
10. Ed. B. Groethuysen, Gesammelte Schriften I, 23. The Kantian background here is centrally im¬
4th ed. (Stuttgart, 1959). portant. See I. Kern, Husserl und Kant (The Hague,
11. Ideen iiber eine beschreibende und zerglied- 1964); P. Ricoeur, “Kant und Husserl," Philosophy
emde Psychologie (1894)—Biemel’s note. Today 10 (1966): 145-68; and K. Hartmann, "Husserl
PHILOSOPHY AS RIGOROUS SCIENCE 165

and Kant,” Kantstudien 3 (1967): 370-75. 26. See E. Fink, "Reflexionen zu Husserls phanom-
24. See also T. Seebohm, Die Bedingungen der enologischer Reduktion," Tydschrift voor Filosofi 33
Moglichkeit der Transzendentalphilosophie. Edmund (1971): 540-58; R. Boehm, “Basic Reflections on Hus¬
Husserls transzendental-phanomenologischer Ansatz serl’s Phenomenological Reduction," International
(Bonn, 1962).
Philosophical Quarterly 5 (1965): 183-202; and espe¬
25. On self-referential inconsistency see R. Rorty, cially H.L. van Breda, “A Note on Reduction and Au¬
“Recent Metaphilosophy," Review of Metaphysics 15 thenticity according to Husserl,” trans. F. Elliston and
(1961): 299-319. P. McCormick, in Husserl, pp. 124-25.

FURTHER REFERENCES
Berlinger, R. “Inhaltsanalyze und Nachwort.” In Lauer, Q. Introduction to Phenomenology and
Husserl, Philosophicalsstrenge Wissenschaft, the Crisis of Philosophy, by E. Husserl,
by E. Husserl, edited by R. Berlinger, pp. 75- translated by Q. Lauer, pp. 1-68. New York,
101. Frankfurt, 1965. 1965.
Diemer, A. “Die Phanomenologie und die Idee Seidler, M.J. “Philosophy as Rigorous Science:
der Philosophic als strenge Wissenschaft.” An Introduction to Husserlian Phenomenol¬
Zeitschnft fur philosophische Forschung 13 ogy.” Philosophy Today 21 (1977): 306-26.
(1959): 243-62. Sokolowski, R. “Exact Science and the World in
Gutting, G. “Husserl and Scientific Realism.” Which We Live.” In Lebenswelt und Wissen¬
Philosophy and Phenomenological Research schaft in der Philosophic Edmund Husserls,
39 (1978): 42-56. edited by E. Stroker, pp. 92-107. Frankfurt,
Hippolyte, J. “The Fichtean Idea of the Science of 1979.
Knowledge and the Husserlian Profect. Aus- Stroker, E. “Edmund Husserl’s Phenomenology
legung 1 and 2 (1973-75): 77-84. as Foundation of Natural Scienct."Analecta
Husserl, E. Die Idee der Phanomenologie, edited Husserliana 2 (1972): 245-57.
by W. Biemel. The Hague, 1950.
10

Philosophy as Rigorous Science*


Translated by Quentin Lauer

From its earliest beginnings philosophy ural and humanistic sciences along with new
has claimed to be rigorous science. What is purely mathematical disciplines. Philosophy
more, it has claimed to be the science that itself, in the particular sense that only now
satisfies the loftiest theoretical needs and has become distinguished, lacked as much
renders possible from an ethico-religious as ever the character of rigorous science. The
point of view a life regulated by pure ra¬ very meaning of the distinction remained
tional norms. This claim has been pressed without scientifically secure determination.
with sometimes more, sometimes less The question of philosophy’s relation to the
energy, but it has never been completely natural and humanistic sciences —whether
abandoned, not even during those times the specifically philosophical element of its
when interest in and capacity for pure the¬ work, essentially related as it is to nature and
ory were in danger of atrophying, or when the human spirit, demands fundamentally
religious forces restricted freedom of theo¬ new attitudes, that in turn involve funda¬
retical investigation. mentally peculiar goals and methods;
During no period of its development has whether as a result the philosophical takes
philosophy been capable of living up to this us, as it were, into a new dimension, or
claim of being rigorous science; not even in whether it performs its function on the same
its most recent period, when —despite the level as the empirical sciences of nature and
multiplicity and contradictory character of of the human spirit —all this is to this day
its philosophical orientations —it has fol¬ disputed. It shows that even the proper
lowed from the Renaissance up to the present sense of philosophical problems has not
an essentially unitary line of development. been made scientifically clear.
It is, in fact, the dominant characteristic of Thus philosophy, according to its histori¬
modern philosophy that, rather than surren¬ cal purpose the loftiest and most rigorous of
der itself naively to the philosophical im¬ all sciences, representing as it does human¬
pulse, it will by means of critical reflection ity’s imperishable demand for pure and ab¬
and by ever more profound methodological solute knowledge (and what is inseparably
investigation constitute itself as rigorous sci¬ one with that, its demand for pure and ab¬
ence. But the only mature fruit of these ef¬ solute valuing and willing), is incapable of
forts has been to secure first the foundation assuming the form of rigorous science. Phi¬
and then the independence of rigorous nat- losophy, whose vocation is to teach us how
to carry on the eternal work of humanity, is
*Edmund Husserl, “Philosophy as Rigorous Sci¬
utterly incapable of teaching in an objec¬
ence,” in Phenomenology and the Crisis of Philosophy,
translated by Quentin Lauer (New York: Harper & Row, tively valid manner. Kant was fond of saying
1965), pp. 71-147. Reprinted by permission of Harper that one could not learn philosophy, but
& Row, Publishers, Inc. English translation copyright © only to philosophize. What is that but an
1965 by Quentin Lauer.
admission of philosophy’s unscientific char-

166
PHILOSOPHY AS RIGOROUS SCIENCE 167

acter? As far as science, real science, ex¬ of the interpretation given by a school, of a
tends, so far can one teach and learn, and “point of view.”
this everywhere in the same sense. Certainly It may well be that the proposals pre¬
scientific learning is nowhere a passive ac¬ sented in the world-renowned scientific
ceptance of matter alien to the mind. In all works of philosophy in ancient and modern
cases it is based on self-activity, on an inner times are based on serious, even colossal in¬
reproduction, in their relationships as tellectual activity. More than that, it may in
grounds and consequences, of the rational large measure be work done in advance for
insights gained by creative spirits. One can¬ the future establishment of scientifically
not learn philosophy, because here there are strict doctrinal systems; but for the mo¬
no such insights objectively grasped and ment, nothing in them is recognizable as a
grounded, or to put it in another way, be¬ basis for philosophical science, nor is there
cause here the problems, methods, and any prospect of cutting out, as it were, with
theories have not been clearly defined con¬ the critical scissors here and there a fragment
ceptually, their sense has not been fully of philosophical doctrine.
clarified. This conviction must once more be ex¬
I do not say that philosophy is an imper¬ pressed boldly and honestly, and precisely
fect science; I say simply that it is not yet a in this place, in the first issue of Logos,
science at all, that as science it has not yet be¬ whose aim is to testify to a significant revo¬
gun. As a criterion for this, take any portion lution in philosophy and to prepare the
— however small —of theoretical content ground for the future philosophical “sys¬
that has been objectively grounded. All sci¬ tem.” For with this blunt emphasis on the
ences are imperfect, even the much-admired unscientific character of all previous philoso¬
exact sciences. On the one hand they are phy, the question immediately arises
incomplete, because the limitless horizon of whether philosophy is to continue envision¬
open problems, which will never let the ing the goal of being a rigorous science,
drive toward knowledge rest, lies before whether it can or must want to be so. What
them; and on the other hand they have a va¬ is this new revolution supposed to mean to
riety of defects in their already developed us? Some sort of departure from the idea of
doctrinal content, there remain evidences a rigorous science? And what meaning
here and there of a lack of clarity or perfec¬ should be given to the “system” for which we
tion in the systematic ordering of proofs and yearn, which is supposed to gleam as an
theories. Nevertheless they do have a doc¬ ideal before us in the lowlands where we are
trinal content that is constantly growing and doing our investigative work? Is it to be a
branching out in new directions. No reason¬ philosophical “system” in the traditional
able person will doubt the objective truth or sense, like a Minerva springing forth com¬
the objectively grounded probability of the plete and full-panoplied from the head of
wonderful theories of mathematics and the some creative genius, only in later times to
natural sciences. Here there is, by and large, be kept along with other such Minervas in
no room for private “opinions,” “notions,” the silent museum of history? Or is it to be a
or “points of view.” To the extent that there philosophical system of doctrine that, after
are such in particular instances, the science the gigantic preparatory work of genera¬
in question is not established as such but is tions, really begins from the ground up with
in the process of becoming a science and is a foundation free of doubt and rises up like
in general so judged.1 any skillful construction, wherein stone is
The imperfection of philosophy is of an set upon stone, each as solid as the other, in
entirely different sort from that of the other accord with directive insights? On this ques¬
sciences as just described. It does not have at tion minds must part company and paths
its disposal a merely incomplete and, in par¬ must diverge.
ticular instances, imperfect doctrinal sys¬ The revolutions decisive for the progress
tem; it simply has none whatever. Each and of philosophy are those in which the claim
every question is herein controverted, every of former philosophies to be scientific are
position is a matter of individual conviction, discredited by a critique of their pretended
168 HUSSERL ON SCIENCE AND PHENOMENOLOGY

scientific procedure. Then at the helm is the entirely different sense from the historic one
fully conscious will to establish philosophy attributed to it by those generations that
in a radically new fashion in the sense of rig¬ had lost along with their belief in Hegelian
orous science, determining the order in philosophy any belief whatever in an abso¬
which tasks are undertaken. First of all, lute philosophy. As a result of the transfor¬
thought concentrates all its energy on deci¬ mation of Hegel’s metaphysical philosophy
sively clarifying, by means of systematic ex¬ of history into a sceptical historicism, the es¬
amination, the conditions of strict science tablishment of the new Weltanschauung
that in former philosophies were naively philosophy has now been essentially deter¬
overlooked or misunderstood, in order mined. This latter seems in our day to be
thereafter to attempt to construct anew a spreading rapidly, and what is more, war¬
structure of philosophical docrine. Such a ring as it does for the most part against natu¬
fully conscious will for rigorous science dom¬ ralism and, when the occasion offers, even
inated the Socratic-Platonic revolution of against historicism, it has not the least desire
philosophy and also, at the beginning of the to be sceptical. To the extent, however, that
modern era, the scientific reactions against it does not show itself, at least in its whole
Scholasticism, especially the Cartesian intention and procedure, any longer domi¬
revolution. Its impulse carries over to the nated by that radical will to scientific doc¬
great philosophies of the seventeenth and trine that constituted the great progress of
eighteenth centuries; it renews itself with modern philosophy up to Kant’s time, what
most radical vigor in Kant’s critique of rea¬ I said regarding a weakening of philosophy’s
son and still dominates Fichte’s philosophiz¬ scientific impulse referred particularly to it.
ing. Again and again research is directed The following arguments are based on
toward true beginnings, decisive formula¬ the conviction that the highest interests of
tion of problems, and correct methods. human culture demand the development of
Only with romantic philosophy does a a rigorously scientific philosophy; conse¬
change occur. However much Hegel insists quently, if a philosophical revolution in our
on the absolute validity of his method and times is to be justified, it must without fail
his doctrine, still his system lacks a critique be animated by the purpose of laying a new
of reason, which is the foremost prerequisite foundation for philosophy in the sense of
for being scientific in philosophy. In this strict science. This purpose is by no means
connection it is clear that this philosophy, foreign to the present age. It is fully alive
like romantic philosophy in general, acted precisely in the naturalism that dominates
in the years that followed either to weaken the age. From the start, naturalism sets out
or to adulterate the impulse toward the con¬ with a firm determination to realize the
stitution of rigorous philosophical science. ideal of a rigorously scientific reform of phi¬
Concerning the latter tendency to adul¬ losophy. It even believes at all times, both in
terate, it is well known that with the prog¬ its earlier and in its modern forms, that it
ress of the exact sciences Hegelianism gave has already realized this idea. But all this
rise to reactions, as a result of which the nat¬ takes place, when we look at it from the
uralism of the eighteenth century gained an standpoint of principle, in a form that from
overwhelming impetus; and with its scepti¬ the ground up is replete with erroneous the¬
cism, which invalidated all absolute ideality ory; and from a practical point of view this
and objectivity, it has largely determined means a growing danger for our culture. It is
the Weltanschauung and philosophy of the important today to engage in a radical criti¬
last decades. cism of naturalistic philosophy. In particu¬
On the other hand, as a tendency to lar, there is need of a positive criticism of
weaken the impulse toward philosophic sci¬ principles and methods as opposed to a
ence Hegelian philosophy produced after¬ purely negative criticism based on conse¬
effects by its doctrine on the relative justifi¬ quences. Only such a criticism is calculated
cation of every philosophy for its own time to preserve intact confidence in the possibil¬
— a doctrine, it is true, that in Hegel’s sys¬ ity of a scientific philosophy, a confidence
tem, pretending to absolute validity, had an threatened by the absurd consequences of a
PHILOSOPHY AS RIGOROUS SCIENCE 169

naturalism built on strict empirical science. Hume) physical nature is sensualistically


The arguments contained in the first part of broken up into complexes of sensations, in¬
this study are calculated to afford just such a to colors, sounds, pressures, etc., and in the
criticism. same way the so-called “psychical” is broken
However, with regard to the remarkable up into complementary complexes of the
revolution in our times, it is in fact—and in same or of still other “sensations.”
that it is justified—anti-naturalistic in its Characteristic of all forms of extreme and
orientation. Still under the influence of consistent naturalism, from popular natu¬
historicism, it seems to desire a departure ralism to the most recent forms of sensation-
from the lines of scientific philosophy and a monism and energism, is on one hand the
turn toward mere Weltanschauung philoso¬ naturalizing of consciousness, including all
phy. The second part of this study is devoted intentionally immanent data of conscious¬
to an expose, based on principles, of the dif¬ ness, and on the other the naturalizing of
ferences between these two philosophies ideas and consequently of all absolute ideals
and to an evaluation of their respective and norms.
justifications. From the latter point of view, without re¬
alizing it, naturalism refutes itself. It we
Naturalistic Philosophy take an exemplary index of all ideality, for¬
mal logic, then the formal-logical principles,
Naturalism is a phenomenon consequent the so-called “laws of thought,” are inter¬
upon the discovery of nature, which is to preted by naturalism as natural laws of think¬
say, nature considered as a unity of spatio- ing. That this brings with it the sort of
temporal being subject to exact laws of na¬ absurdity that characterizes every theory of
ture. With the gradual realization of this scepticism in the fullest sense has elsewhere
idea in constantly new natural sciences that been demonstrated in detail.2 One can sub¬
guarantee strict knowledge regarding many mit naturalistic axiology and practical phi¬
matters, naturalism proceeds to expand more losophy (including ethics) as well as natural¬
and more. In a very similar fashion histori¬ istic practice to a radical criticism of the
cism developed later, consequent upon the same sort. For theoretical absurdities are in¬
“discovery of history,” constantly guarantee¬ evitably followed by absurdities (evident
ing new humanistic sciences. In accord with inconsistencies) in actual theoretical, axio¬
each one’s dominant habit of interpretation, logical, and ethical ways of acting. The nat¬
the natural scientist has the tendency to look uralist is, one can safely say, idealist and ob-
upon everything as nature, and the human¬ jectivist in the way he acts. He is dominated
istic scientist sees everything as “spirit,” as a by the purpose of making scientifically known
historical creation; by the same token, both (i.e., in a way that compels any rational in¬
are inclined to falsify the sense of what can¬ dividual) whatever is genuine truth, the
not be seen in their way. Thus the natural¬ genuinely beautiful and good; he wants to
ist, to consider him in particular, sees only know how to determine what is its universal
nature, and primarily physical nature. essence and the method by which it [namely,
Whatever is is either itself physical, belong¬ that which is genuinely true, or genuinely
ing to the unified totality of physical nature, beautiful, or genuinely good] is to be ob¬
or it is in fact psychical, but then merely as a tained in the particular case. He believes
variable dependent on the physical, at best a that through natural science and through a
secondary “parallel accompaniment.” What¬ philosophy based on the same science the
ever is belongs to psychophysical nature, goal has for the most part been attained,
which is to say that it is univocally deter¬ and with all the enthusiasm that such a con¬
mined by rigid laws. From our point of sciousness gives, he has installed himself as
view, there is no essential alteration in this teacher and practical reformer in regard to
interpretation, when in the positivistic sense the true, the good, and the beautiful, from
(whether it be a positivism that bases itself the standpoint of natural science. He is,
on a naturalistically interpreted Kant or one however, an idealist who sets up and (so he
that renews and consistently develops thinks) justifies theories, which deny pre-
170 HUSSERL ON SCIENCE AND PHENOMENOLOGY

cisely what he presupposes in his idealistic dice, and it would be a fundamental error to
way of acting, whether it be in constructing want for that reason to deviate from the line
theories or in justifying and recommending of strict science. Precisely in the energy with
values or practical norms as the most beauti¬ which naturalism seeks to realize the princi¬
ful and the best. He is, after all, going on ple of scientific rigor in all the spheres of na¬
presuppositions, to the extent that he theo¬ ture and spirit, in theory and practice, and
rizes at all, to the extent that he objectively in the energy with which it strives to solve
sets up values to which value judgments are the philosophical problems of being and
to correspond, and likewise in setting up value —thinking it is proceeding in the
any practical rules according to which each manner of “exact natural science”—lies its
one is to be guided in his willing and in his merit and the major part of its strength in
conduct. The naturalist teaches, preaches, our era. There is, perhaps, in all modern life
moralizes, reforms. (Hackel and Ostwald are no more powerfully, more irresistibly pro¬
good examples.) But he denies what every gressing idea than that of science. Nothing
sermon, every demand, if it is to have a will hinder its victorious advance. In fact,
meaning, presupposes. The only thing is, he with regard to its legitimate aims, it is all-
does not preach in express terms that the embracing. Looked upon in its ideal perfec¬
only rational thing to do is to deny reason, tion, it would be reason itself, which could
as well theoretical as axiological and practi¬ have no other authority equal or superior to
cal reason. He would, in fact, banish that itself. There belong in the domain of strict
sort of thing far from him. The absurdity is science all the theoretical, axiological, and
not in his case evident, but remains hidden practical ideals that naturalism, by giving
from him because he naturalizes reason. them a new empirical meaning, at the same
From this point of view the controversy time falsifies.
has been factually decided, even if the flood Still, general convictions carry little
of positivism and pragmatism, which latter weight when one cannot give them a foun¬
exceeds the former in its relativism, mounts dation; hopes for a science signify little if
still higher. It is manifest, of course, by this one is incapable of envisioning a path to its
very circumstance how slight is the practi¬ goals. If, then, the idea of a philosophy as a
cally effective force of arguments based on rigorous science of the aforesaid problems
consequences. Prejudices blind, and one and of all problems essentially related to
who sees only empirical facts and grants in¬ them is not to remain without force, we
trinsic validity only to empirical science will must have before our eyes clear possibilities
not be particularly disturbed by absurd con¬ of realizing it. Through a clarification of the
sequences that cannot be proved empirically problems and through penetration into
to contradict facts of nature. This sort of ar¬ their pure sense, the methods adequate to
gument he will put aside as “Scholasticism.” these problems, because demanded by their
What is more, arguments drawn from con¬ very essence, must impose themselves on us.
sequences lead easily to an undesired result That is what has to be accomplished, so that
in the other direction, that is, for those who at one and the same time we may acquire a
are inclined to credit them with demonstra¬ vital and active confidence in science and an
tive force. actual beginning of it. For this purpose the
Since naturalism, which wanted to estab¬ otherwise useful and indispensable refuta¬
lish philosophy both on a basis of strict sci¬ tion of naturalism based on its consequences
ence and as a strict science, appears com¬ accomplishes very little for us.
pletely discredited, now the aim of its It is altogether different when we engage
method seems to be discredited too, and all in the necessary positive and hence principi-
the more so because among non-naturalists, ant criticism of its foundation, methods and
too, there is a widespread tendency to look accomplishments. Because criticism distin¬
upon positive science as the only strict sci¬ guishes and clarifies, because it compels us
ence and to recognize as scientific philoso¬ to pursue the proper sense of the philosoph¬
phy only one that is based on this sort of ical motivations that are usually so vaguely
science. That, however, is also only preju¬ and equivocally formulated as problems, it
PHILOSOPHY AS RIGOROUS SCIENCE 171

is calculated to call up representations of and a brief consideration would show, that


better ends and means and to promote our psychology in general, as a factual science, is
plan in a positive manner. With this end in not calculated to lay the foundations of
view we comment more in detail on that those philosophical disciplines that have to
characteristic of the controverted philosophy do with the pure principles for the establish¬
that was particularly highlighted above, ing of norms, of pure logic, pure axiology,
i.e., the naturalizing of consciousness. The and practical discipline. We can spare our¬
more profound connections with the above- selves a more detailed exposition: it would
mentioned sceptical consequences will of evidently bring us back to the already dis¬
their own accord come forward in what fol¬ cussed sceptical absurdities. With regard to
lows, and by the same token the extent to the theory of knowledge, however, which
which our second objection regarding the we do distinguish from pure logic, in the
naturalizing of ideas is intended and is to be sense of pure mathesis universalis (having as
given a foundation will be made clear. such nothing to do with knowing), much
Obviously we are not directing our criti¬ can be said against epistemological psychol¬
cal analysis toward the more popular reflec¬ ogism and physicism, whereof something
tions of philosophizing natural scientists. should be indicated here.
Rather we are concerned with the learned All natural science is naive in regard to its
philosophy that presents itself in a really sci¬ point of departure. The nature that it will
entific dress. Above all, however, we are investigate is for it simply there. Of course,
concerned with a method and a discipline things there are, as things at rest, in motion,
whereby this philosophy believes that it has changing in unlimited space, and temporal
definitely attained the rank of an exact sci¬ things in unlimited time. We perceive
ence. So sure is it of this that it looks down them, we describe them by means of simple
disdainfully on all other modes of philoso¬ empirical judgments. It is the aim of natural
phizing. They stand in relation to its exactly science to know these unquestioned data in
scientific philosophizing as the muddy nat¬ an objectively valid, strictly scientific man¬
ural philosophy of the Renaissance to the ner. The same is true in regard to nature in
youthful exact mechanics of a Galileo, or the broader, psychophysical sense, or in re¬
like alchemy in relation to the exact chemis¬ gard to the sciences that investigate it—in
try of a Lavoisier. If we ask about exact particular, therefore, in regard to psychol¬
though as yet scarcely developed philoso¬ ogy. The psychical does not constitute a
phy, the analogue of exact mechanics, we world for itself: it is given as an ego or as the
are shown psychophysical and, above all, ex¬ experience of an ego (by the way, in a very
perimental psychology, to which, of course, different sense), and this sort of thing re¬
no one can deny the rank of strict science. veals itself empirically as bound to certain
This, they tell us, is the long-sought scien¬ physical things called bodies. This, too, is a
tific psychology, that has at last become a self-evident pre-datum.
fact. Logic and epistemology, aesthetics, It is the task of psychology to explore this
ethics, and pedagogy have finally obtained psychic element scientifically within the psy¬
their scientific foundation through it; they chophysical nexus of nature (the nexus in
are in fact already on the way toward being which, without question, it occurs), to de¬
transformed into experimental disciplines. termine it in an objectively valid way, to dis¬
In addition, strict psychology is obviously cover the laws according to which it develops
the foundation for all humanistic sciences and changes, comes into being and disap¬
and not less even for metaphysics. With re¬ pears. Every psychological determination is
gard to this last, of course, it is not the pref¬ by that very fact psychophysical, which is to
erential foundation, since to the same ex¬ say in the broadest sense (which we retain
tent physical natural science also has a share from now on), that it has a never-failing
in supplying a foundation for this general physical connotation. Even where psychology
theory of reality. — the empirical science—concerns itself
In answer to this, these are our objec¬ with determination of bare events of con¬
tions. First of all, it should be seen clearly, sciousness and not with dependences that
172 HUSSERL ON SCIENCE AND PHENOMENOLOGY

are psychophysical in the usual and narrower sort of thinking proper to empirical science.
sense, those events are thought of, neverthe¬ How can experience as consciousness give
less, as belonging to nature, that is, as be¬ or contact an object? How can experiences
longing to human or brute consciousnesses be mutually legitimated or corrected by
that for their part have an unquestioned and means of each other, and not merely replace
coapprehended connection with human and each other or confirm each other subjec¬
brute organisms. To eliminate the relation tively? How can the play of a consciousness
to nature would deprive the psychical of its whose logic is empirical make objectively
character as an objectively and temporally valid statements, valid for things that are in
determinable fact of nature, in short, of its and for themselves? Why are the playing
character as a psychological fact. Then let us rules, so to speak, of consciousness not irrel¬
hold fast to this: every psychological judg¬ evant for things? How is natural science to
ment involves the existential positing of be comprehensible in absolutely every case,
physical nature, whether expressly or not. to the extent that it pretends at every step to
As a result, the following is clear: should posit and to know a nature that is in itself—
there be decisive arguments to prove that in itself in opposition to the subjective flow
physical natural science cannot be philoso¬ of consciousness? All these questions be¬
phy in the specific sense of the word, can come riddles as soon as reflection on them
never in any way serve as a foundation for becomes serious. It is well known that the¬
philosophy, and can achieve a philosophical ory of knowledge is the discipline that wants
value for the purposes of metaphysics only to answer such questions, and also that up to
on the basis of a prior philosophy, then all the present, despite all the thoughtfulness
such arguments must be equally applicable employed by the greatest scholars in regard
to psychology. to those questions, this discipline has not
Now, there is by no means a lack of such answered in a manner scientifically clear,
arguments. It is sufficient merely to recall unanimous, and decisive.
the “naivete” with which, according to what It requires only a rigorous consistency in
was said above, natural science accepts na¬ maintaining the level of this problematic (a
ture as given, a naivete that in natural sci¬ consistency missing, it is true, in all theories
ence is, so to speak, immortal and repeats it¬ of knowledge up to the present) to see clearly
self afresh, for example, at every place in its the absurdity of a theory of knowledge based
procedure where natural science has recourse on natural science, and thus, too, of any
to pure and simple experience—and ulti¬ psychological theory of knowledge. If cer¬
mately every method of experiential science tain riddles are, generally speaking, inher¬
leads back precisely to experience. It is true, ent in principle to natural science, then it is
of course, that natural science is, in its own self-evident that the solution of these rid¬
way, very critical. Isolated experience, even dles according to premises and conclusions
when it is accumulated, is still worth little to in principle transcends natural science. To
it. It is in the methodical disposition and expect from natural science itself the solu¬
connection of experiences, in the interplay tion of any one of the problems inherent in
of experience and thought, which has its it as such —thus inhering through and
rigid logical laws, that valid experience is through, from beginning to end —or even
distinguished from invalid, that each expe¬ merely to suppose that it could contribute to
rience is accorded its level of validity, and the solution of such a problem any premises
that objectively valid knowledge as such, whatsoever, is to be involved in a vicious
knowledge of nature, is worked out. Still, circle.
no matter how satisfactory this kind of cri¬ It also becomes clear that just as every sci¬
tique of experience may be, as long as we entific, so every prescientific application of
remain within natural science and think ac¬ nature must in principle remain excluded in
cording to its point of view, a completely a theory of knowledge that is to retain its
different critique of experience is still possi¬ univocal sense. So, too, must all expressions
ble and indispensable, a critique that places that imply thetic existential positings of
in question all experience as such and the things in the framework of space, time,
PHILOSOPHY AS RIGOROUS SCIENCE 173

causality, etc. This obviously applies also to of being fully clarified, in this manner—and
all existential positings with regard to the with respect to all levels of cognition, includ¬
empirical being of the investigator, of his ing the highest, that of scientific cognition.
psychical faculties, and the like. What it means, that objectivity is, and
Further: if knowledge theory will never¬ manifests itself cognitively as so being, must
theless investigate the problems of the rela¬ precisely become evident purely from con¬
tionship between consciousness and being, sciousness itself, and thereby it must be¬
it can have before its eyes only being as the come completely understandable. And for
correlate of consciousness, as something “in¬ that is required a study of consciousness in
tended” after the manner of consciousness: its entirety, since according to all its forms it
as perceived, remembered, expected, repre¬ enters into possible cognitive functions. To
sented pictorially, imagined, identified, dis¬ the extent, however, that every conscious¬
tinguished, believed, opined, evaluated, ness is “consciousness-of,” the essential
etc. It is clear, then, that the investigation study of consciousness includes also that of
must be directed toward a scientific essential consciousness-meaning and consciousness-
knowledge of consciousness, toward that objectivity as such. To study any kind of ob¬
which consciousness itself “is” according to jectivity whatever according to its general
its essence in all its distinguishable forms. essence (a study that can pursue interests far
At the same time, however, the investiga¬ removed from those of knowledge theory
tion must be directed toward what con¬ and the investigation of consciousness)
sciousness “means,” as well as toward the means to concern oneself with objectivity’s
different ways in which —in accord with the modes of givenness and to exhaust its essen¬
essence of the aforementioned forms—it in¬ tial content in the processes of “clarification”
tends the objective, now clearly, now ob¬ proper to it. Even if the orientation is not
scurely, now by presenting or by presentify- that which is directed toward the kinds of
ing, now symbolically or pictorially, now consciousness and an essential investigation
simply, now mediated in thought, now in of them, still the method of clarification is
this or that mode of attention, and so in such that even here reflection on the modes
countless other forms, and how ultimately it of being intended and of being given can¬
“demonstrates” the objective as that which is not be avoided. In any case, however, the
“validly,” “really.” clarification of all fundamental kinds of ob¬
Every type of object that is to be the ob¬ jectivities is for its part indispensable for the
ject of a rational proposition, of a prescien- essential analysis of consciousness, and as a
tific and then of a scientific cognition, must result is included in it, but primarily in an
manifest itself in knowledge, thus in con¬ epistemological analysis, that finds its task
sciousness itself, and it must permit being precisely in the investigation of correlations.
brought to givenness, in accord with the Consequently we include all such studies,
sense of all knowledge. All types of con¬ even though relatively they are to be distin¬
sciousness, in the way they are, so to speak, guished, under the title “phenomenological.”
teleologically ordered under the title of With this we meet a science of whose ex¬
knowledge and, even more, in the way they traordinary extent our contemporaries have
are grouped according to the various object as yet no concept; a science, it is true, of con¬
categories—considered as the groups of cog¬ sciousness that is still not psychology; a phe¬
nitive functions that especially correspond nomenology of consciousness as opposed to
to these categories—must permit being a natural science about consciousness. But
studied in their essential connection and in since there will be no question here of an ac¬
their relation back to the forms of the con¬ cidental equivocation, it is to be expected
sciousness of givenness belonging to them. beforehand that phenomenology and psy¬
The sense of the question concerning legiti¬ chology must stand in close relationship to
macy, which is to be put to all cognitive acts, each other, since both are concerned with
must admit of being understood, the es¬ consciousness, even though in a different
sence of grounded legitimation and that of way, according to a different “orientation.”
ideal groundableness or validity must admit This we may express by saying that psychol-
174 HUSSERL ON SCIENCE AND PHENOMENOLOGY

ogy is concerned with “empirical conscious¬ class concepts such as perception, imagina¬
ness,” with consciousness from the empirical tive intuition, enunciation, calculation and
point of view, as an empirical being in the miscalculation, measure, recognition, ex¬
ensemble of nature, whereas phenomenol¬ pectation, retention, forgetting, etc. And of
ogy is concerned with “pure” consciousness, course, on the other hand, the treasury of
i. e., consciousness from the phenomenolog¬ such concepts with which it operates limits
ical point of view. the questions it can ask and the answers it
If this is correct, the result would then be can obtain.
—without taking away from the truth that One can very well say that experimental
psychology is not nor can be any more phi¬ psychology is related to originary psychology
losophy than the physical science of nature in the way social statistics is related to origi¬
can—that for essential reasons psychology nary social science. A statistics of this sort
must be more closely related to philosophy gathers valuable facts and discovers in them
(i.e., through the medium of phenomenol¬ valuable regularities, but of a very mediate
ogy) and must in its destiny remain most in¬ kind. Only an originary social science can ar¬
timately bound up with philosophy. Finally, rive at an explicit understanding and a real
it would be possible to foresee that any psy- clarification of them; that is, a social science
chologistic theory of knowledge must owe that brings social phenomena to direct
its existence to the fact that, missing the givenness and investigates them according
proper sense of the epistemological prob¬ to their essence. In like manner, experimen¬
lematic, it is a victim of a presumably facile tal psychology is a method of determining
confusion between pure and empirical con¬ psychophysical facts and norms, which may
sciousness. To put the same in another way: be valuable but which without a systematic
it “naturalizes” pure consciousness. This is in science of consciousness that explores the
fact my interpretation, and it will be illus¬ psychic in respect of what is immanent in it
trated somewhat more clearly in what follows. lack every possibility of becoming under¬
It is true that what has just been said by stood more deeply or utilized in an ulti¬
way of general indication, and particularly mately valid scientific manner.
what was said of the close affinity between Exact psychology is not aware that herein
psychology and philosophy, applies very lit¬ lies a serious defect in its procedure, espe¬
tle to modern exact psychology, which is as cially as it becomes alarmed at the method
foreign to philosophy as it can possibly be. of introspection and expends its energy in
No matter how much this psychology may trying to overcome the defects of the experi¬
consider itself on the strength of the experi¬ mental method by the experimental method
mental method the sole scientific psychol¬ itself. It seeks to overcome the defects of a
ogy and look down on “armchair psychol¬ method that, as can be shown, has no com¬
ogy,” I am obliged to declare its opinion petence in regard to what is to be accom¬
that it is the psychology, psychological sci¬ plished here. The compulsion of facts, how¬
ence in the full sense, a serious error heavy ever, which are precisely psychical, proves
with consequences. The ubiquitous funda¬ too strong for analyses of consciousness not
mental trait of this psychology is to set aside to be made from time to time. But as a rule
any direct and pure analysis of consciousness these are of a phenomenological naivete
(i.e., the systematic realization of “analysis” that stands in remarkable contrast to the in¬
and “description” of the data that present dubitable seriousness with which this psy¬
themselves in the different possible direc¬ chology strives for—and in some spheres
tions of immanent seeing) in favor of indi¬ (when its aims are modest) achieves—
rect fixations of all psychological or psycho¬ exactness. This latter is true wherever ex¬
logically relevant facts, having a sense that is perimental determinations are concerned
at least superficially understandable without with subjective sensible appearances, the
such an analysis of consciousness, at best an description and characterization of which is
outwardly understandable sense. In deter¬ to be accomplished precisely as it is with
mining experimentally its psychophysical objective” appearances, i.e., without any
regularities, it gets along in fact with crude introduction of concepts and elucidations
PHILOSOPHY AS RIGOROUS SCIENCE 175

that go over into the proper sphere of con¬ vestigate the immanent seriously and in the
sciousness. Something is also achieved only possible manner, which is that of an
where the determinations are related to immanent analysis, or as we now say with
roughly circumscribed classes of the properly better insight, by means of an essential anal¬
psychical, to the extent that these determi¬ ysis, could be treated as scholastic and thus
nations from the very beginning present brushed aside. The only reason for this is
themselves sufficiently without more pro¬ that the natural point of departure for such
found analysis of consciousness, so long as investigations is the ordinary terminology
one foregoes the pursuit of the properly psy¬ designating the psychical. Only after we
chological sense of the determinations. have made their meanings our own do we
The reason for the lack of anything radi¬ look into the phenomena to which such des¬
cally psychological in the occasional analysis, ignations are first of all vaguely and equivo¬
however, lies in the fact that only in a pure cally related. Of course, even scholastic on-
and systematic phenomenology do the sense tologism is guided by language (by which I
and method of the work to be accomplished am not saying that all scholastic research was
here come to the fore. The same is true in ontologistic), but it loses itself by deriving
regard to the extraordinary wealth of analytical judgments from word meanings,
consciousness-differences, which for the in the belief that it has thereby gained
methodologically inexperienced flow into knowledge of facts. Is the phenomenologi¬
each other without differentiation. In this cal analyst to be branded scholastic, too, be¬
way modern exact psychology, by the very cause he derives no judgments at all from
fact that it considers itself as already me¬ word concepts but rather looks into the phe¬
thodically perfect and strictly scientific, is nomena that language occasions by means
actually unscientific wherever it will pursue of the words in question, or because he pen¬
the sense of the psychical element that en¬ etrates to the phenomena constituted by the
ters into psychophysical regularities, i.e., fully intuitional realization of experimental
wherever it will penetrate to a real psycho¬ concepts, etc.?
logical understanding. On the other hand, There is food for thought in the fact that
it is equally unscientific in all those cases everything psychical (to the extent that it is
where the deficiencies of unclarified repre¬ taken in that full concretion wherein it must
sentations of the psychical lead to obscure be, both for psychology and for phenome¬
posing of problems and consequently to nology, the first object of investigation), has
mere apparent results. The experimental the character of a more or less complex
method is indispensable particularly where “consciousness-of”; in the fact that this
there is question of fixing intersubjective “consciousness-of” has a confusing fullness
connections of facts. Still, it presupposes of forms; that all expressions that at the be¬
what no experiment can accomplish, the ginning of the investigation could help to¬
analysis of consciousness itself. ward making clearly understandable and
Rare psychologists like Stumpf, Lipps, toward describing objectively are fluid and
and others of their kind, have recognized ambiguous, and that as a result the first be¬
this defect of experimental psychology and ginning can obviously only be to uncover
have been able to appreciate Brentano’s truly the crudest equivocations that immediately
epoch-making impulse. In accord with it become evident. A definitive fixation of sci¬
they have made an effort to continue a thor¬ entific language presupposes the complete
ough analytical and descriptive investiga¬ analysis of phenomena —a goal that lies in
tion of intentional experiences begun by the dim distance—and so long as this has
him, but are either denied full recognition not been accomplished, the progress of the
by the experimental fanatics or, if they were investigation, too, looked at from the out¬
experimentally active, are appreciated only side, moves to a great extent in the form of
from this point of view. Again and again demonstrating new ambiguities, distin¬
they are attacked as scholastics. It will be guishable now for the first time, ambigui¬
quite a source of wonder to future genera¬ ties in the very concepts that presumably
tions that the first modern attempts to in¬ were already fixed in the preceding investi-
176 HUSSERL ON SCIENCE AND PHENOMENOLOGY

gations. That is obviously inevitable, be¬ analyses of consciousness that must have
cause it is rooted in the nature of things. It is previously taken place, so that from naive
on this basis that one should judge the experiences (whether observational or non-
depth of understanding manifested in the observational, whether taking place in the
disdainful way the professional guardians of framework of actual presence to conscious¬
the exactness and scientific character of psy¬ ness or in that of memory or empathy) they
chology speak of “merely verbal,” merely can become experiences in a scientific sense.
“grammatical,” and “scholastic” analysis. Let us try to make this clear.
In the epoch of vigorous reaction against The psychologists think that they owe all
Scholasticism the war cry was: “Away with their psychological knowledge to experi¬
empty word analyses! We must question ence, thus to those naive recollections or to
things themselves. Back to experience, to empathetic penetration into recollections,
seeing, which alone can give to our words which by virtue of the methodical art of the
sense and rational justification.” Very much experiment are to become foundations for
to the point! But what, then, are things? empirical conclusions. Nevertheless the de¬
And what sort of experience is it to which we scription of the naive empirical data, along
must return in psychology? Are they per¬ with the immanent analysis and concep-
haps the statements we get from subjects in tional grasp that go hand in hand with this
answer to our questions? And is the inter¬ description, is affected by virtue of a fund of
pretation of their statements the “experi¬ concepts whose scientific value is decisive for
ence” of the psychical? The experimentalists all further methodical steps. These remain—
themselves will say that that is merely a sec¬ as is evidenced by a bit of reflection — by the
ondary experience, that the primary lies in very nature of experimental questioning and
the subject himself, and that with the exper¬ method, constantly untouched in the fur¬
imenting and interpreting psychologists it ther procedure, and they enter into the final
must be in their own former self-perceptions, result, which means into the empirical judg¬
that for good reasons are not and must not ment, with its claim to be scientific. On the
be introspections. The experimentalists are other hand, their scientific value cannot be
not a little proud of the fact that they, as there from the beginning, nor can it stem
critics par excellence of introspection and of from the experiences of the subject or of the
— as they call it — armchair psychology based psychologist himself, no matter how many
exclusively on introspection, have so devel¬ of them are heaped up; it can in fact be ob¬
oped the experimental method that it uses tained logically from no empirical determi¬
direct experience only in the form of “chance, nations whatever. And here is the place for
unexpected, not intentionally introduced phenomenological analysis of essence,
experience,”3 and that it has completely which, however strange and unsympathetic
eliminated the ill-reputed introspection. it may sound to the naturalistic psycholo¬
Though in one direction, despite strong ex¬ gist, can in no way be an empirical analysis.
aggerations, there is in this something un¬ Beginning with Locke and continuing
questionably good, still, on the other hand, down to our own day there is a confusion be¬
there is a fundamental error of this psychol¬ tween the conviction drawn from the history
ogy that should be brought out. It places of the development of empirical conscious¬
analysis realized in empathetic understand¬ ness (which therefore already presupposes
ing of others’ experience and, likewise, anal¬ psychology) that every conceptional repre¬
ysis on the basis of one’s own mental pro¬ sentation “stems” from former experiences,
cesses that were unobserved at the time, on and the entirely different conviction that ev¬
the same level with an analysis of experience ery concept derives from experience the jus¬
(even though indirect) proper to physical tification of its possible use, for example in
science, believing that in this way it is an ex¬ descriptive judgments. Now that means
perimental science of the psychical in funda¬ here that only in considering what actual
mentally the same sense as physical science perceptions or recollections afford can legiti¬
is an experimental science of the physical. It mizing grounds be found for the concept’s
overlooks the specific character of certain validity, its correspondence to an essence (or
PHILOSOPHY AS RIGOROUS SCIENCE 177

correspondence to no essence), and conse¬ of objectively valid empirical determina¬


quently for its valid applicability in the tion, thus getting the science started. The
given single case. In description we employ motive for their procedure they owe not to
the words perception, recollection, imagina¬ any revelation but to penetrating the sense
tive representation, enunciation, etc. What of the experiences themselves, or the sense
a wealth of immanent components does a of the “being” in them. For, although al¬
single such word indicate, components that ready “given,” in “vague” experience it is
we, grasping what is described, impose on given only “confusedly.” Consequently the
it without having found them in it analyti¬ question imposes itself: how are things really?
cally . Is it sufficient to use these words in the How are they to be determined with objective
popular sense, in the vague, completely cha¬ validity? How, that is, by what better “expe¬
otic sense they have taken on, we know not riences” and how are they to be improved —
how, in the “history” of consciousness? And by what method? With regard to the knowl¬
even if we were to know it, what good is this edge of external nature, the decisive step
history to do us, how is that to change the from naive to scientific experience, from
fact that vague concepts are simply vague vague everyday concepts to scientific con¬
and, by virtue of this character proper to cepts in full clarity, was, as is known, first
them, obviously unscientific? So long as we realized by Galileo. With regard to knowl¬
have no better, we may use them in the con¬ edge of the psychical, the sphere of con¬
fidence that with them enough crude dis¬ sciousness, we have, it is true, “experimen¬
tinctions for the practical aims of life have tally exact” psychology, which considers
been attained. But does a psychology that itself the fully justified “opposite number”
leaves the concepts that determine its ob¬ of exact natural science —and yet, though it
jects without scientific fixation, without me¬ is scarcely aware of it, this science is still
thodical elaboration, have a claim to “exact¬ from the most important point of view pre-
ness”? No more, obviously, than would a Galilean.
physics that would be satisfied with the ev¬ It can well seem strange that it is not
eryday concepts of heavy, warm, mass, etc. aware of this. We do understand that prior
Modern psychology no longer wants to be a to science naive nature study lacked no nat¬
science of the “soul” but rather of “psychical ural experience, which is to say, nothing
phenomena.” If that is what it wants, then it that could not in the ensemble of natural ex¬
must be able to describe and determine perience itself be expressed in naturally
these phenomena with conceptual rigor. It naive empirical concepts. In its naivete it
must have acquired the necessary rigorous was not aware that things have a “nature”
concepts by methodical work. Where is this which can be determined by means of cer¬
methodical work accomplished in “exact” tain exact concepts in an empirically logical
psychology? We seek for it in vain through¬ procedure. But psychology, with its insti¬
out its vast literature. tutes and apparatus of precision, with its
The question as to how natural, “con¬ keenly thought-out methods, justly feels
fused” experience can become scientific ex¬ that it is beyond the stage of the naive em¬
perience, as to how one can arrive at the pirical study of the soul belonging to former
determination of objectively valid empirical times. In addition, it has not failed to make
judgments, is the cardinal methodological careful, constantly renewed reflections on
question of every empirical science. It does method. How could that which is in princi¬
not have to be put and answered in the ab¬ ple the most essential escape it? How could
stract, and in any case it does not have to be psychology fail to see that in its purely psy¬
answered purely philosophically. Histori¬ chological concepts, with which it now can¬
cally it finds an answer in practice, in that not at all dispense, it necessarily gives a con¬
the genial pioneers of empirical science tent that is not simply taken from what is
grasp intuitively and in the concrete the actually given in experience but is applied to
sense of the necessary empirical method the latter? How fail to see that in so far as it
and, by pursuing it faithfully in an accessi¬ approaches the sense of the psychical, it ef¬
ble sphere of experience, realize a fragment fects analyses of these conceptual contents
178 HUSSERL ON SCIENCE AND PHENOMENOLOGY

and recognizes valid corresponding phe¬ that the fathers of experimentally exact psy¬
nomenological connections, which it applies chology were physiologists and physicists.
to experience but which in relation to expe¬ The true method follows the nature of the
rience are a priori? How could it miss the things to be investigated and not our preju¬
fact that the experimental method, to the dices and preconceptions. From the vague
extent that it will realize really psychological subjectivity of things in their naively sensi¬
knowledge, cannot justify its own presuppo¬ ble appearance natural science laboriously
sitions, and that its procedure is radically brings out objective things with exact objec¬
distinct from that of physics precisely in so tive characteristics. Thus, they tell them¬
far as this latter excludes in principle the selves, psychology must bring that which is
phenomenal in order to look for the nature psychologically vague in naive interpreta¬
that presents itself in the phenomenal, tion to objectively valid determination. The
whereas psychology wanted precisely to be a objective method accomplishes this, and it
science of phenomena themselves? is evident that this is the same as the experi¬
The phenomenal had to elude psychol¬ mental method brilliantly guaranteed in
ogy because of its naturalistic point of view natural science by countless successes.
as well as its zeal to imitate the natural sci¬ Nevertheless, questions such as how the
ences and to see experimental procedures as data of experience came to be objectively
the main point. In its laborious, frequently determined and what sense “objectivity”
very keen considerations on the possibilities and “determination of objectivity” have in
of psychophysical experiment, in proposing each case, what function experimental
empirical arrangements of experiments, in method can in each case take over — these all
constructing the finest apparatus, in discov¬ depend on the proper sense of the data, i. e.,
ering possible sources of error, etc., it has on the sense given to them according to its
still neglected to pursue the question more essence by the empirical consciousness in
profoundly, i.e., how, by what method, can question (as an intention of precisely this
those concepts that enter essentially into and no other being). To follow the model of
psychological judgments be brought from the natural sciences almost inevitably means
the state of confusion to that of clarity and to reify consciousness—something that from
objective validity. It has neglected to con¬ the very beginning leads us into absurdity,
sider to what extent the psychical, rather whence stems the constantly renewed ten¬
than being the presentation of a nature, has dency toward the absurd problematizing
an essence proper to itself to be rigorously and the false orientations of the investiga¬
and in full adequation investigated prior to tion. Let us examine that more closely.
any psychophysics. It has not considered Only the spatiotemporal world of bodies
what lies in the “sense” of psychological ex¬ is nature in the significant sense of that
perience and what “demands” being (in the word. All other individual being, i.e., the
sense of the psychical) of itself makes on psychical, is nature in a secondary sense, a
method. fact that determines basically essential dif¬
What has constantly confused empirical ferences between the methods of natural
psychology since its beginnings in the eigh¬ science and psychology. In principle, only
teenth century is thus the deceptive image corporeal being can be experienced in a num¬
of a scientific method modeled on that of ber of direct experiences, i.e., perceptions,
the physicochemical method. There is a sure as individually identical. Hence, only this
conviction that the method of all empirical being can, if the perceptions are thought of
sciences, considered in its universal princi¬ as distributed among various “subjects,” be
ples, is one and the same, thus that it is the experienced by many subjects as individu¬
same in psychology as in the science of phys¬ ally identical and be described as intersub-
ical nature. If metaphysics suffered so long a jectively the same. The same realities
time from a false imitation—whether of the (things, procedures, etc.) are present to the
geometrical or of the physical method —the eyes of all and can be determined by all of us
same procedure is now being repeated in according to their “nature.” Their “nature,”
psychology. It is not without significance however, denotes: presenting themselves in
PHILOSOPHY AS RIGOROUS SCIENCE 179

experience according to diversely varying properties subject to law. Natural science,


“subjective appearances.” then, simply follows consistently the sense
Nevertheless, they stand there as tempo¬ of what the thing so to speak pretends to be
ral unities of enduring or changing proper¬ as experienced, and calls this —vaguely
ties, and they stand there as incorporated in enough—“elimination of secondary quali¬
the totality of one corporeal world that ties,” “elimination of the merely subjective
binds them all together, with its one space in the appearance,” while “retaining what is
and its one time. They are what they are left, the primary qualities.” And that is
only in this unity; only in the causal relation more than an obscure expression; it is a bad
to or connection with each other do they re¬ theory regarding a good procedure.
tain their individual identity (substance), Let us now turn to the “world” of the
and this they retain as that which carries “psychical,” and let us confine ourselves to
“real properties.” All physically real proper¬ “psychical phenomena,” which the new psy¬
ties are causal. Every corporeal being is sub¬ chology looks upon as its field of objects—
ject to laws of possible changes, and these i. e., in beginning we leave out of considera¬
laws concern the identical, the thing, not by tion problems relative to the soul and to the
itself but in the unified, actual, and possible ego. We ask, then, whether in every percep¬
totality of the one nature. Each physical tion of the psychical, just as in the sense of
thing has its nature (as the totality of what every physical experience and of every per¬
it, the identical, is) by virtue of being the ception of the real, there is included “na-
union point of causalities within the one all¬ ture”-objectivity? We soon see that the rela¬
nature. Real properties (real after the man¬ tionships in the sphere of the psychical are
ner of things, corporeal) are a title for the totally different from those in the physical
possibilities of transformation of something sphere. The psychical is divided (to speak
identical, possibilities preindicated accord¬ metaphorically and not metaphysically) into
ing to the laws of causality. And thus this monads that have no windows and are in
identical, with regard to what it is, is deter¬ communication only through empathy. Psy¬
minable only by recourse to these laws. Re¬ chical being, being as “phenomenon,” is in
alities, however, are given as unities of im¬ principle not a unity that could be experi¬
mediate experience, as unities of diverse enced in several separate perceptions as indi¬
sensible appearances. Stabilities, changes, vidually identical, not even in perceptions
and relationships of change (all of which can of the same subject. In the psychical sphere
be grasped sensibly) direct cognition every¬ there is, in other words, no distinction be¬
where, and function for it like a “vague” me¬ tween appearance and being, and if nature
dium in which the true, objective, physi¬ is a being that appears in appearances, still
cally exact nature presents itself, a medium appearances themselves (which the psychol¬
through which thought (as empirically sci¬ ogist certainly looks upon as psychical) do
entific thought) determines and constructs not constitute a being which itself appears
what is true.4 by means of appearances lying behind it — as
All that is not something one attributes every reflection on the perception of any ap¬
to the things of experience and to the expe¬ pearance whatever makes evident. It is then
rience of things. Rather it is something be¬ clear: there is, properly speaking, only one
longing inseparably to the essences of things nature, the one that appears in the appear¬
in such a way that every intuitive and consis¬ ances of things. Everything that in the
tent investigation of what a thing in truth is broadest sense of psychology we call a psy¬
(a thing which as experienced always ap¬ chical phenomenon, when looked at in and
pears as something, a being, determined for itself, is precisely phenomenon and not
and at the same time determinable, and nature.
which nevertheless, as appearances and their A phenomenon, then, is no “substantial”
circumstances vary, is constantly appearing unity; it has no “real properties,” it knows
as a different being) necessarily leads to no real parts, no real changes, and no causal¬
causal connections and terminates in the de¬ ity; all these words are here understood in
termination of corresponding objective the sense proper to natural science. To at-
180 HUSSERL ON SCIENCE AND PHENOMENOLOGY

tribute a nature to phenomena, to investi¬ is, as it were, the index of the all-pervading
gate their real component parts, their causal unity. It is the line of an immanent “time”
connections—that is pure absurdity, no bet¬ without beginning or end, a time that no
ter than if one wanted to ask about the chronometers measure.
causal properties, connections, etc. of num¬ Looking back over the flow of phenom¬
bers. It is the absurdity of naturalizing ena in an immanent view, we go from phe¬
something whose essence excludes the kind nomenon-to phenomenon (each a unity
of being that nature has. A thing is what it grasped in the flow and even in the flowing)
is, and it remains in its identity forever: na¬ and never to anything but phenomena. Only
ture is eternal. Whatever in the way of real when immanent seeing and the experience
properties or modifications of properties be¬ of things come to synthesis, do viewed phe¬
longs in truth to a thing (to the thing of na¬ nomenon and experienced thing enter into
ture, not to the sensible thing of practical relation to each other. Through the medium
life, the thing “as it appears sensibly”) can of thing-experience empathy appears at the
be determined with objective validity and same time as a sort of mediate seeing of the
confirmed or corrected in constantly new ex¬ psychical, characterized in itself as a recep¬
periences. On the other hand, something tion into a second monadic connection.
psychical, a “phenomenon,” comes and Now, to what extent is something like ra¬
goes; it retains no enduring, identical being tional investigation and valid statement pos¬
that would be objectively determinable as sible in this sphere? To what extent, too, are
such in the sense of natural science, e.g., as only such statements possible which we have
objectively divisible into components, “ana- just now given as most crude descriptions
lysable” in the proper sense. (passing over in silence entire dimensions)?
What psychical being “is,” experience It goes without saying that research will be
cannot say in the same sense that it can with meaningful here precisely when it directs it¬
regard to the physical. The psychical is sim¬ self purely to the sense of the experiences,
ply not experienced as something that ap¬ which are given as experiences of the “psy¬
pears; it is “vital experience” and vital expe¬ chical,” and when thereby it accepts and
rience seen in reflection; it appears as itself tries to determine the “psychical” exactly as
through itself, in an absolute flow, as now it demands, as it were, to be accepted and
and already “fading away,” clearly recogniz¬ determined, when it is seen—above all
able as constantly sinking back into a “hav¬ where one admits no absurd naturalizings.
ing been.” The psychical can also be a “re¬ One must, it was said, take phenomena as
called,” and thus in a certain modified way they give themselves, i. e., as this flowing
an “experienced”; and in the “recalled” lies a “having consciousness,” intending, appear¬
“having been perceived.” It can also be a “re¬ ing, as this foreground and background
peatedly recalled,” in recollections that are “having consciousness,” a “having conscious¬
united in an act of consciousness which in ness” as present or prepresent, as imagined
turn is conscious of the recollections them¬ or symbolic or copied, as intuitive or repre¬
selves as recalled or as still retained. In this sented emptily, etc. Thus, too, we must
connection, and in this alone, can the a pri¬ take phenomena as they turn this way or
ori psychical, in so far as it is the identical of that, transforming themselves, according as
such “repetitions,” be “experienced” and the point of view or mode of attention
identified as being. Everything psychical changes in one way or another. All that
which is thus an “experienced” is, then, as bears the title “consciousness-of” and that
we can say with equal evidence, ordered in “has” a “meaning,” “intends” something
an overall connection, in a “monadic” unity “objective,” which latter—whether from
of consciousness, a unity that in itself has one standpoint or other it is to be called “fic¬
nothing at all to do with nature, with space tion” or “reality”—permits being described
and time or substantiality and causality, but as something “immanently objective,” “in¬
has its thoroughly peculiar “forms.” It is a tended as such,” and intended in one or an¬
flow of phenomena, unlimited at both other mode of intending.
ends, traversed by an intentional line that That one can here investigate and make
PHILOSOPHY AS RIGOROUS SCIENCE 181

statements, and do so on the basis of evi¬ standing of this ultimate foundation of all
dence, adapting oneself to the sense of this psychological method. The spell of the nat¬
sphere of “experience,” is absolutely evi¬ uralistic point of view, to which all of us at
dent. Admittedly, it is fidelity to the de¬ the outset are subject and which makes us
mands indicated above that constitutes the incapable of prescinding from nature and
difficulty. On the single-mindedness and hence, too, of making the psychical an ob¬
purity of the “phenomenological” attitude ject of intuitive investigation from the pure
depends entirely the consistency or absurd¬ rather than from the psychophysical point of
ity of the investigations that are here to be view, has here blocked the road to a great
carried out. We do not easily overcome the science unparalleled in its fecundity, a sci¬
inborn habit of living and thinking accord¬ ence which is on the one hand the funda¬
ing to the naturalistic attitude, and thus of mental condition for a completely scientific
naturalistically adulterating the psychical. psychology and on the other the field for the
Furthermore, overcoming this habit de¬ genuine critique of reason. The spell of in¬
pends to a great extent on the insight that in born naturalism also consists in the fact that
fact a “purely immanent” investigation of it makes it so difficult for all of us to see “es¬
the psychical (using the term in its widest sences,” or “ideas”—or rather, since in fact
sense, which means the phenomenal as we do, so to speak, constantly see them, for
such) is possible, the kind of research that us to let them have the peculiar value which
has just been generally characterized and is theirs instead of absurdly naturalizing
that stands in contrast to any psychophysical them. Intuiting essences conceals no more
investigation of the same, the latter being a difficulties or “mystical” secrets than does
kind of investigation we have not yet taken perception. When we bring “color” to full
into consideration and which, of course, has intuitive clarity, to givenness for ourselves,
its justification. then the datum is an “essence”; and when
If the immanently psychical is not nature we likewise in pure intuition—looking, say,
in itself but the respondent of nature, what at one perception after another—bring to
are we seeking for in it as its “being”? If it is givenness for ourselves what “perception” is,
not determinable in “objective” identity as perception in itself (this identical character
the substantial unity of real properties that of any number of flowing singular percep¬
must be grasped over and over again and be tions), then we have intuitively grasped the
determined and confirmed in accordance essence of perception. As far as intuition—
with science and experience, if it is not to be i.e., having an intuitive consciousness—
withdrawn from the eternal flux, if it is inca¬ extends, so far extends the possibility of a
pable of becoming the object of an intersub- corresponding “ideation” (as I called it in
jective evaluation—then what is there in it Logical Investigations, or of “seeing es¬
that we can seize upon, determine, and fix sence.” To the extent that the intuition is a
as an objective unity? This, however, is un¬ pure one that involves no transient connota¬
derstood as meaning that we remain in the tions, to the same extent is the intuited es¬
pure phenomenological sphere and leave sence an adequately intuited one, an abso¬
out of account relationships to nature and to lutely given one. Thus the field dominated
the body experienced as a thing. The an¬ by pure intuition includes the entire sphere
swer, then, is that if phenomena have no na¬ that the psychologist reserves to himself as
ture, they still have an essence, which can be the sphere of “psychical phenomena,” pro¬
grasped and adequately determined in an vided that he takes them merely by them¬
immediate seeing. All the statements that selves, in pure immanence. That the “es¬
describe the phenomena in direct concepts sences” grasped in essential intuition
do so, to the degree that they are valid, by permit, at least to a very great extent, of be¬
means of concepts of essence, that is, by ing fixed in definitive concepts and thereby
conceptual significations of words that must afford possibilities of definitive and in their
permit of being redeemed in an essential in¬ own way absolutely valid objective state¬
tuition. ments, is evident to anyone free of preju¬
It is necessary to be accurate in our under¬ dice. The ultimate differences of color, its
182 HUSSERL ON SCIENCE AND PHENOMENOLOGY

finest nuances, may defy fixation, but “color” also be vaguely represented, let us say repre¬
as distinguished from “sound” provides a sented in symbol and falsely posited; then
sure difference, than which there is in the they are merely conjectural essences, involv¬
world no surer. And such absolutely ing contradiction, as is shown by the transi¬
distinguishable—better, fixable—essences tion to an intuition of their inconsistency. It
are not only those whose very “content” is of is possible, however, that their vague posi¬
the senses, appearances (“apparitions,” tion will be shown to be valid by a return to
phantoms, and the like), but also the es¬ the intuition of the essence in its givenness.
sences of whatever is psychical in the preg¬ Every judgment which achieves in defini¬
nant sense, of all ego “acts” or ego states, tive, adequately constructed concepts an
which correspond to well-known headings adequate experience of what is contained in
such as perception, imagination, recollec¬ essences, experiencing how essences of a cer¬
tion, judgment, emotion, will—with all tain genus or particularity are connected
their countless particular forms. Herein re¬ with others—how, for example, “intuition”
main excluded the ultimate “nuances,” and “empty intention,” “imagination” and
which belong to the indeterminable ele¬ “perception,” “concept” and “intuition”
ment of the “flow,” although at the same unite with each other; how they are on the
time the describable typology of the flowing basis of such and such essential components
has its “ideas" which, when intuitively necessarily “unifiable,” corresponding to
grasped and fixed, render possible absolute each other (let us say) as “intention” and
knowledge. Every psychological heading “fulfillment,” or on the contrary cannot be
such as perception or will designates a most united, founding as they do a “conscious¬
extensive area of “consciousness analyses,” ness of deception,” etc. — every judgment of
i.e., of investigations into essences. There is this kind is an absolute, generally valid cog¬
question here of a field that in extent can be nition, and as such it is a kind of essential
compared only with natural science— judgment that it would be absurd to want to
however extraordinary this may sound. justify, confirm, or refute by experience. It
Now, it is of decisive significance to know fixes a “relation of idea,” an a priori in the
that essential intuition is in no way “experi¬ authentic sense that Hume, it is true, had
ence” in the sense of perception, recollec¬ before his eyes but which necessarily escaped
tion, and equivalent acts; further, that it is him because of his positivistic confusion of
in no way an empirical generalization whose essence and “idea” —as the opposite of “im¬
sense it is to posit existentially at the same pression.” Still, even his scepticism did not
time the individual being of empirical de¬ dare to be consistent here and to destroy it¬
tails. Intuition grasps essence as essential be¬ self on such a knowledge— to the extent that
ing, and in no way posits being-there. In ac¬ it sees it. Had his sensualism not blinded
cord with this, knowledge of essence is by no him to the whole sphere of intentionality, of
means matter-of-fact knowledge, including “consciousness-of,” had he grasped it in an
not the slightest shade of affirmation re¬ investigation of essence, he would not have
garding an individual (e.g., natural) being- become the great sceptic, but instead the
there. The foundation, or better, the point founder of a truly “positive” theory of rea¬
of departure for an essential intuition {e.g., son. All the problems that move him so pas¬
of the essence of perception, recollection, sionately in the Treatise and drive him from
judgment, etc.) can be a perception of a per¬ confusion to confusion, problems that be¬
ception, of a recollection, of a judgment, cause of his attitude he can in no wise for¬
etc., but it can also be a mere—but mere- mulate suitably and purely—all these prob¬
imagination, so long as it is clear, even lems belong entirely to the area dominated
though obviously as such not an experience, by phenomenology. Without exception they
that is, grasps no being-there. The grasp of are to be solved by pursuing the essential
essence is thereby in no way touched; as connections of the forms of consciousness as
“grasp of essence” it is intuitive, and that is well as of the intentionalities correlatively
precisely an intuition of a different kind and essentially belonging to them, solved in
from experience. Obviously essences can a generally intuitive understanding that
PHILOSOPHY AS RIGOROUS SCIENCE 183

leaves no meaningful question open. Thus can be scientifically grasped and compre¬
are solved the vast problems of the identity hended with a view to their solution.
of the object in face of the various impres¬ The whole thing, however, depends on
sions or perceptions there are of it. As a mat¬ one’s seeing and making entirely one’s own
ter of fact, how various perceptions or ap¬ the truth that just as immediately as one can
pearances come to the point of “bringing to hear a sound, so one can intuit an “essence”
appearance” one and the same object so that — the essence “sound,” the essence “appear¬
it can be “the same” for them and for the ance of thing,” the essence “apparition,” the
consciousness of unity or identity that uni¬ essence “pictorial representation,” the es¬
fies their variety, is a question that can be sence “judgment” or “will,” etc. — and in the
put clearly and answered only by phenome¬ intuition one can make an essential judg¬
nological essential investigation (which, of ment. On the other hand, however, it de¬
course, our manner of formulating the prob¬ pends on one’s protecting himself from the
lem has already preindicated). The desire to Humean confusion and accordingly not con¬
answer this question empirically on the basis founding phenomenological intuition with
of natural science means that the question “introspection,” with interior experience-
has been misunderstood, has been misinter¬ in short, with acts that posit not essences but
preted in such a way as to make it an absurd individual details corresponding to them.5
question. That a perception, like any experi¬ Pure phenomenology as science, so long
ence whatever, is precisely perception of this as it is pure and makes no use of the existen¬
object oriented, colored, formed in precisely tial positing of nature, can only be essence
these ways is a matter of the perception’s es¬ investigation, and not at all an investigation
sence, whatever the situation may be with of being-there; all “introspection” and every
regard to the “existence” of the object. judgment based on such “experience” falls
Again, that this perception is inserted in a outside its framework. The particular can in
continuity of perception, but not in an arbi¬ its immanence be posited only as this—this
trary one, in one wherein constantly “the disappearing perception, recollection, etc.
same object presents itself in a constantly —and if need be, can be brought under the
different orientation, etc.,” that, too, is strict essential concepts resulting from essen¬
purely a matter of its essence. In short, here tial analysis. For the individual is not es¬
lie the great fields of “consciousness analy¬ sence, it is true, but it “has” an essence,
sis,” fields which, up to the present, are in which can be said of it with evident validity.
the literature uncultivated, wherein the title To fix this essence as an individual, how¬
consciousness (just as above the title psychi¬ ever, to give it a position in a “world” of in¬
cal), whether it fits expressly or not, would dividual being-there, is something that such
have to be stretched so wide that it would a mere subsumption under essential con¬
have to designate everything immanent, cepts cannot accomplish. For phenomenol¬
and thus everything intended in conscious¬ ogy, the singular is eternally the apeiron.
ness, as so intended, and that in every sense. Phenomenology can recognize with objec¬
When freed from the false naturalism that tive validity only essences and essential rela¬
absurdly misconstrues them, the problems tions, and thereby it can accomplish and de¬
of origin, for centuries so much discussed, cisively accomplish whatever is necessary for
are phenomenological problems. In like a correct understanding of all empirical cog¬
manner, the problems regarding the origin nition and of all cognition whatsoever: the
of “space representation,” regarding repre¬ clarification of the “origin” of all formal-
sentations of time, thing, number, “repre¬ logical and natural-logical principles (and
sentations” of cause and effect, etc., are whatever other guiding “principles” there
phenomenological problems. Only when may be) and of all the problems involved in
these pure problems, meaningfully deter¬ correlating “being” (being of nature, being
mined, are formulated and solved do the of value, etc.) and consciousness, problems
empirical problems regarding the occur¬ intimately connected with the aforemen¬
rence of such representations as events of tioned principles.6
human consciousness acquire a sense that Let us now turn to the psychophysical at-
184 HUSSERL ON SCIENCE AND PHENOMENOLOGY

titude. Therein the “psychical,” with the en¬ lated primarily to human individualities,
tire essence proper to it, receives an orienta¬ characters, and dispositions, finds itself re¬
tion to a body and to the unity of physical ferred back to those unities of consciousness,
nature. What is grasped in immanent per¬ and thereby to the study of the phenomena
ception and interpreted as essentially so themselves and of their implications.
qualified, enters into relation to the sensibly There is no need now, especially after all
perceived and consequently to nature. Only the explanations already given, of further
through this orientation does it gain an in¬ refinements to enable us to see most clearly
direct natural objectivity, mediately a posi¬ and for the most profound reasons what has
tion in space and in nature’s time (the kind already been presented above: that all psy¬
we measure by clocks). To a certain but not chological knowledge in the ordinary sense
more precisely determined extent, the expe¬ presupposes essential knowledge of the psy¬
riential “dependence” on the physical pro¬ chical, and that the hope of investigating
vides a means of determining intersubjec- the essence of recollection, judgment, will,
tively the psychical as individual being and etc. by means of casual inner perceptions or
at the same time of investigating psycho¬ experiences, in order thereby to acquire the
physical relationships to a progressively strict concepts that alone can give scientific
more thorough extent. That is the domain value to the designation of the psychical in
of “psychology as natural science,” which ac¬ psychophysical statements and to these
cording to the literal sense is psychophysical statements themselves—that such a hope
psychology, which is hence, obviously in con¬ would be the height of absurdity.
trast to phenomenology, an empirical science. It is the fundamental error of modern
Not without misgivings, it is true, does psychology, preventing it from being psy¬
one consider psychology, the science of the chology in the true, fully scientific sense,
“psychical,” merely as a science of “psychical that it has not recognized and developed
phenomena” and of their connections with this phenomenological method. Because of
the body. But in fact psychology is every¬ historical prejudices it allowed itself to be
where accompanied by those inborn and in¬ held back from using the predispositions to
evitable objectivations whose correlates are such a method that are contained in every
the empirical unities man and beast, and, clarifying analysis of concepts. Linked to this
on the other hand, soul, personality, or char¬ is the fact that the majority of psychologists
acter, i.e., disposition of personality. Still, have not understood the already present be¬
for our purposes it is not necessary to pursue ginnings of phenomenology, that often, in
the essential analysis of these unity construc¬ fact, they have even considered essential in¬
tions nor the problem of how they by them¬ vestigation carried out from a purely intu¬
selves determine the task of psychology. Af¬ itive standpoint to be metaphysical abstrac¬
ter all, it immediately becomes sufficiently tion of the scholastic variety. What has been
clear that these unities are of a kind that is in grasped from an intuitive point of view,
principle different from the realities of na¬ however, can be understood and verified
ture, realities that according to their essence only from an intuitive point of view.
are such as to be given through adumbrat¬ After the foregoing explanations it is
ing appearances, whereas this in no way ap¬ clear, and it will, as I have good reason to
plies to the unities in question. Only the hope, soon be more generally recognized,
basic substrate “human body,” and not man that a really adequate empirical science of
himself, is a unity of real appearance; and the psychical in its relations to nature can be
above all, personality, character, etc. are not realized only when psychology is con¬
such unities. With all such unities we are structed on the base of a systematic phe¬
evidently referred back to the immanent vi¬ nomenology. It will be, when the essential
tal unity of the respective “consciousness forms of consciousness and of its immanent
flow” and to morphological peculiarities correlates, investigated and fixed in system¬
that distinguish the various immanent uni¬ atic connection on a basis of pure intuition,
ties of this sort. Consequently, all psycho¬ provide the norms for determining the sci¬
logical knowledge, too, even where it is re¬ entific sense and content proper to the con-
PHILOSOPHY AS RIGOROUS SCIENCE 185

cepts of any phenomena whatever, and one day be much more severe than that of
hence proper to the concepts whereby the the much-decried popular philosophy of the
empirical psychologist expresses the psychi¬ eighteenth century.8
cal itself in his psychophysical judgments. We now leave the controversial area of
Only a really radical and systematic phe¬ psychological naturalism. We may perhaps
nomenology, not carried on incidentally say that psychologism, which had been pro¬
and in isolated reflections but in exclusive gressing since the time of Locke, was only a
dedication to the extremely complex and muddy form in which the only legitimate
confused problems of consciousness, and philosophical tendency had to work through
carried on with a completely free spirit to a phenomenological foundation of phi¬
blinded by no naturalistic prejudices, can losophy. In addition, in so far as phenome¬
give us an understanding of the “psychical” nological investigation is essence investiga¬
— in the sphere of social as well as of indi¬ tion and is thus a priori in the authentic
vidual consciousness. Only then will the gi¬ sense, it takes into full account all the justi¬
gantic experimental work of our times, the fied motives of apriorism. In any case, it is
plenitude of empirical facts and in some hoped that our criticism will have made it
cases very interesting laws that have been clear that to recognize naturalism as a fun¬
gathered, bear their rightful fruit as the re¬ damentally erroneous philosophy still does
sult of a critical evaluation and psychological not mean giving up the idea of a rigorously
interpretation. Then, too, will we again be scientific philosophy, a “philosophy from
able to admit—what we can in no way admit the ground up.” The critical separation of
with regard to present-day psychology— the psychological and phenomenological
that psychology stands in close, even the methods shows that the latter is the true way
closest, relation to philosophy. Then, too, to a scientific theory of reason and, by the
the paradox of antipsychologism, according same token, to an adequate psychology.
to which a theory of knowledge is not a psy¬ In accord with our plan, we now turn to a
chological theory, will cease to scandalize, in critique of historicism and to a discussion of
so far as every real theory of knowledge must Weltanschauung philosophy.
necessarily be based on phenomenology,
which thus constitutes the common founda¬ Historicism and Weltanschauung
tion for every philosophy and psychology. Philosophy
Finally, there will no longer be the possibil¬
ity of that kind of specious philosophical lit¬ Historicism takes its position in the factual
erature that flowers so luxuriantly today sphere of the empirical life of the spirit. To
and, with its claim to the most serious scien¬ the extent that it posits this latter absolutely,
tific character, offers us its theories of without exactly naturalizing it (the specific
knowledge, logical theories, ethics, philoso¬ sense of nature in particular lies far from his¬
phies of nature, pedagogical theories, all torical thinking and in any event does not
based on a “foundation” of natural science influence it by determining it in general),
and, above all, of “experimental psychol¬ there arises a relativism that has a close affin¬
ogy.”7 In fact, faced with this literature, one ity to naturalistic psychologism and runs
can only be amazed at the decline of the into similar sceptical difficulties. Here we
sense for the extremely profound problems are interested only in what is characteristic
and difficulties to which the greatest spirits of historical scepticism, and we want to fa¬
of humanity have devoted their lives. Un¬ miliarize ourselves more thoroughly with it.
fortunately one must also be amazed at the Every spiritual formation —taking the
decline of the sense for genuine thorough¬ term in its widest possible sense, which can
ness, which thoroughness still demands include every kind of social unity, ultimately
from us so much respect within experimen¬ the unity of the individual itself and also ev¬
tal psychology itself—despite the basic de¬ ery kind of cultural formation —has its inti¬
fects that (according to our interpretation) mate structure, its typology, its marvelous
cling to it. I am thoroughly convinced that wealth of external and internal forms which
the historical judgment of this literature will in the stream of spirit-life itself grow and
186 HUSSERL ON SCIENCE AND PHENOMENOLOGY

transform themselves, and in the very man¬ chy of philosophical systems” (p. 3). “Much
ner of the transformation again cause to deeper, however, than the sceptical conclu¬
come forward differences in structure and sions based on the contradictoriness of
type. In the visible outer world the structure human opinions go the doubts that have at¬
and typology of organic development afford tached themselves to the progressive devel¬
us exact analogies. Therein there are no en¬ opment of historical consciousness” (p. 4).
during species and no construction of the “The theory of development (as a theory of
same out of enduring organic elements. evolution based on natural science, bound
Whatever seems to be enduring is but a up with a knowledge of cultural structures
stream of development. If by interior intui¬ based on developmental history) is necessar¬
tion we enter vitally into the unity of spirit- ily linked to the knowledge of the relativity
life, we can get a feeling for the motivations proper to the historical life form. In face of
at play therein and consequently “under¬ the view that embraces the earth and all past
stand” the essence and development of the events, the absolute validity of any particu¬
spiritual structure in question, in its depen¬ lar form of life-interpretation, of religion,
dence on a spiritually motivated unity and and of philosophy disappears. Thus the for¬
development. In this manner everything mation of a historical consciousness destroys
historical becomes for us “understandable,” more thoroughly than does surveying the
“explicable,” in the “being” peculiar to it, disagreement of systems a belief in the uni¬
which is precisely “spiritual being,” a unity versal validity of any of the philosophies
of interiorly self-questioning moments of a that have undertaken to express in a com¬
sense and at the same time a unity of intelli¬ pelling manner the coherence of the world
gible structuration and development ac¬ by an ensemble of concepts” (p. 6).
cording to inner motivation. Thus in this The factual truth of what is said here is
manner also art, religion, morals, etc. can obviously indubitable. The question is,
be intuitively investigated, and likewise the however, whether it can be justified when
Weltanschauung that stands so close to taken as universal in principle. Of course,
them and at the same time is expressed in Weltanschauung and Weltanschauung phi¬
them. It is this Weltanschauung that, when losophy are cultural formations that come
it takes on the forms of science and after the and go in the stream of human develop¬
manner of science lays claim to objective va¬ ment, with the consequences that their spir¬
lidity, is customarily called metaphysics, or itual content is definitely motivated in the
even philosophy. With a view to such a phi¬ given historical relationships. But the same
losophy there arises the enormous task of is true of the strict sciences. Do they for that
thoroughly investigating its morphological reason lack objective validity? A thoroughly
structure and typology as well as its develop¬ extreme historicist will perhaps answer in
mental connections and of making histori¬ the affirmative. In doing so he will point to
cally understandable the spiritual motiva¬ changes in scientific views —how what is to¬
tions that determine its essence, by reliving day accepted as a proved theory is recog¬
them from within. That there are significant nized tomorrow as worthless, how some call
and in fact wonderful things to be accom¬ certain things laws that others call mere hy¬
plished from this point of view is shown by potheses and still others vague guesses, etc.
W. Dilthey’s writings, especially the most Does that mean that in view of this constant
recently published study on the types of change in scientific views we would actually
Weltanschauung.9 have no right to speak of sciences as objec¬
Up to this point we have obviously been tively valid unities instead of merely as cul¬
speaking of historical science, not of histori- tural formations? It is easy to see that histor-
cism. We shall grasp most easily the motives icism, if consistently carried through, carries
that impel toward the latter if in a few sen¬ over into extreme sceptical subjectivism.
tences we follow Dilthey’s presentation. We The ideas of truth, theory, and science would
read as follows: “Among the reasons that then, like all ideas, lose their absolute valid¬
constantly give new nourishment to scepti¬ ity. That an idea has validity would mean
cism, one of the most effective is the anar¬ that it is a factual construction of spirit
PHILOSOPHY AS RIGOROUS SCIENCE 187

which is held as valid and which in its con¬ truth of mathematical theories. It will not
tingent validity determines thought. There occur to him to relate the historical develop¬
would be no unqualified validity, or validity- ment of mathematical representations with
in-itself, which is what it is even if no one the question of truth. How, then, is it to be
has achieved it and though no historical the historian’s task to decide as to the truth
humanity will ever achieve it. Thus too of given philosophical systems and, above
there would then be no validity to the prin¬ all, as to the very possibility of a philosophi¬
ciple of contradiction nor to any logic, cal science that is valid in itself? And what
which latter is nevertheless still in full vigor would he have to add that could make the
in our time. The result, perhaps, will be that philosopher uncertain with regard to his
the logical principles of noncontradiction idea, i.e., that of a true philosophy? Who¬
will be transformed into their opposites. ever denies a determined system, and even
Arid to go even further, all the propositions more, whoever denies the ideal possibility of
we have just enunciated and even the possi¬ a philosophical system as such, must ad¬
bilities that we have weighed and claimed as vance reasons. Historical facts of develop¬
constantly valid would in themselves have ment, even the most general facts concern¬
no validity, etc. It is not necessary to go fur¬ ing the manner of development proper to
ther here and to repeat discussions already systems as such, may be reasons, good rea¬
given in another place.10 We shall certainly sons. Still, historical reasons can produce
have said enough to obtain recognition that only historical consequences. The desire
no matter what great difficulties the relation either to prove or to refute ideas on the basis
between a sort of fluid worth and objective of facts is nonsense —according to the quo¬
validity, between science as a cultural phe¬ tation Kant used: ex pumice aquam.n
nomenon and science as a valid systematic Consequently, just as historical science
theory, may offer an understanding con¬ can advance nothing relevant against the
cerned with clarifying them, the distinction possibility of absolute validities in general,
and opposition must be recognized. If, how¬ so it can advance nothing in particular
ever, we have admitted science as a valid against the possibility of an absolute (i.e.,
idea, what reason would we still have not to scientific) metaphysics or any other philoso¬
consider similar differences between the his¬ phy. It can as historical science in no way
torically worthwhile and the historically prove even the affirmation that up to the
valid as at least an open possibility —whether present there has been no scientific philoso¬
or not we can understand this idea in the phy; it can do so only from other sources of
light of a critique of reason? The science of knowledge, and they are clearly philosophi¬
history, or simply empirical humanistic sci¬ cal sources. For it is clear that philosophical
ence in general, can of itself decide nothing, criticism, too, in so far as it is really to lay
either in a positive or in a negative sense, as claim to validity, is philosophy and that its
to whether a distinction is to be made be¬ sense implies the ideal possibility of a sys¬
tween art as a cultural formation and valid tematic philosophy as a strict science. The
art, between historical and valid law, and fi¬ unconditional affirmation that any scientific
nally between historical and valid philoso¬ philosophy is a chimaera, based on the argu¬
phy. It cannot decide whether or not there ment that the alleged efforts of millennia
exists, to speak Platonically, between one make probable the intrinsic impossibility of
and the other the relation between the idea such a philosophy, is erroneous not merely
and the dim form in which it appears. And because to draw a conclusion regarding an
even if spiritual formations can in truth be unlimited future from a few millennia of
considered and judged from the standpoint higher culture would not be a good induc¬
of such contraries of validity, still the scien¬ tion, but erroneous as an absolute absurdity,
tific decision regarding validity itself and re¬ like 2 x 2 = 5. And this is for the indicated
garding its ideal normative principles is in reason: if there is something there whose
no way the affair of empirical science. Cer¬ objective validity philosophical criticism can
tainly the mathematician too will not turn refute, then there is also an area within
to historical science to be taught about the which something can be grounded as objec-
188 HUSSERL ON SCIENCE AND PHENOMENOLOGY

tively valid. If problems have demonstrably in ethics, etc. He would have to seek reasons
been posed “awry,” then it must be possible and methods of verification in these disci¬
to rectify this and pose straight problems. If plines if he also wanted to be really scientific
criticism proves that philosophy in its histor¬ in his evaluation. If from this standpoint
ical growth has operated with confused con¬ there are no strictly developed sciences, then
cepts, has been guilty of mixed concepts and he evaluates on his own responsibility—let
specious conclusions, then if one does not us say, as an ethical or as a religious man,
wish to fall into nonsense, that very fact but in any case not as a scientific historian.
makes it undeniable that, ideally speaking, If, then, I look upon historicism as an
the concepts are capable of being pointed, epistemological mistake that because of its
clarified, distinguished, that in the given consequences must be just as unceremoni¬
area correct conclusions can be drawn. Any ously rejected as was naturalism, I should still
correct, profoundly penetrating criticism like to emphasize expressly that I fully rec¬
itself provides means for advancing and ognize the extraordinary value of history in
ideally points to correct goals, thereby indi¬ the broadest sense for the philosopher. For
cating an objectively valid science. To this him the discovery of the common spirit is
would obviously be added that the historical just as significant as the discovery of nature.
untenableness of a spiritual formation as a In fact, a deeper penetration into the gen¬
fact has nothing to do with its untenable¬ eral life of the spirit offers the philosopher a
ness from the standpoint of validity. And more original and hence more fundamental
this applies both to all that has been dis¬ research material than does penetration into
cussed so far and to all spheres whatever nature. For the realm of phenomenology, as
where validity is claimed. a theory of essence, extends immediately
What may still lead the historicist astray from the individual spirit over the whole
is the circumstance that by entering vitally area of the general spirit; and if Dilthey has
into a historically reconstructed spiritual for¬ established in such an impressive way that
mation, into the intention or signification psychophysical psychology is not the one
that is dominant in it as well as into the en¬ that can serve as the “foundation for the hu¬
sembles of motivations that belong to it, we manistic sciences,” I would say that it is the
not only can understand its intrinsic sense phenomenological theory of essence alone
but also can judge its relative worth. If by a that is capable of providing a foundation for
sort of assumption we make use of the prem¬ a philosophy of the spirit.
ises a past philosopher had at his disposi¬ We pass now to evaluating the sense and
tion, then we can eventually recognize and justification of Weltanschauung philosophy,
even marvel at the relative “consistency” of in order thereafter to compare it with phi¬
his philosophy. From another point of view, losophy as a rigorous science. Modern Welt¬
we can excuse the inconsistencies along with anschauung philosophy is, as has already
shifts and transformations of problems that been indicated, a child of historical scepti¬
were inevitable at that stage of the problem¬ cism. Normally the latter stops short of the
atic and of the analysis of signification. We positive sciences, to which, with the incon¬
can esteem as a great accomplishment the sistency characteristic of every kind of scepti¬
successful solution of a scientific problem cism, it accords real validity. Accordingly,
that would today belong to a class of prob¬ Weltanschauung philosophy presupposes
lems easily mastered by a high-school stu¬ all the particular sciences as treasuries of ob¬
dent. And the same holds true in all fields. jective truth, and insofar as it has as its goal
In this regard we obviously still maintain to satisfy as far as possible our need for thor¬
that the principles of even such relative eval¬ oughgoing and unifying, all-embracing and
uations lie in the ideal sphere, which the all-penetrating knowledge, it looks on all
evaluating historian who will understand particular sciences as its basis. In view of
more than mere developments can only pre¬ this, by the way, it calls itself scientific phi¬
suppose and not—as historian—justify. The losophy precisely because it builds on solid
norm for the mathematical lies in mathe¬ sciences. Nevertheless since, properly un¬
matics, for the logical in logic, for the ethical derstood, the scientific character of a disci-
PHILOSOPHY AS RIGOROUS SCIENCE
189

pline contains the scientific character not other beauty values, and no less of ethical
only of its foundation but also of the aim¬ values, whether on the basis of our own ethi¬
providing problems as of its methods, as cal conduct or of looking into that of others;
also a certain logical harmony between the and likewise of real goods, practical utilities,
guiding problems on the one hand and, on technical applications. In short, we have not
the other, precisely such foundations and only theoretical but also axiological and
methods, then the designation “scientific practical experiences. Analysis shows that
philosophy” still says little. And in fact this these latter refer back to vital experiences of
title is not generally understood as being evaluating and willing as their intuitive
completely serious. The majority of Weltan¬ foundation. On such experiences too are
schauung philosophers feel quite sure that constructed experiential cognitions of a
their philosophy with its claim to scientific higher, logical dignity. In accord with this,
rigor does not have a very good case, and the man of many-sided experience, or as we
quite a few of them admit openly and hon¬ also say, the “cultivated man,” has not only
estly at least the inferior scientific rank of its experience of the world but also religious,
results. Still, they esteem very highly the aesthetic, ethical, political, practicotechni-
worth of this sort of philosophy, which cal, and other kinds of experience, or “cul¬
wants precisely to be rather Weltanschauung ture.” Nevertheless, we use this admitted
than science of the world, and they esteem it cliche culture,” insofar as we have its con¬
all the more highly the more, precisely un¬ trary unculture,” only for the relatively su¬
der the influence of historicism, they look perior forms of the described habitus. With
sceptically at the orientation toward strict regard to particularly high levels of value,
philosophical world science. Their motives, there is the old-fashioned word ‘wisdom’
that at the same time more exactly deter¬ (wisdom of the world, wisdom of world and
mined the sense of Weltanschauung philos¬ life), and most of all, the now-beloved ex¬
ophy, are approximately the following: pressions ‘world view’ and ‘life view’, or sim¬
Every great philosophy is not only a his¬ ply Weltanschauung.
torical fact, but in the development of hu¬ We shall have to look upon wisdom, or
manity’s life of the spirit it has a great, even Weltanschauung, in this sense as an essen¬
unique teleological function, that of being tial component of that still more valuable
the highest elevation of the life experience, human habitus that comes before us in the
education, and wisdom of its time. Let us idea of perfect virtue and designates habit¬
linger awhile over the clarification of these ual ability with regard to all the orientations
concepts. of human attitudes, whether cognitional,
Experience as a personal habitus is the evaluational, or volitional. For evidently
residue of acts belonging to a natural experi¬ hand in hand with this ability goes the
mental attitude, acts that have occurred dur¬ well-developed capacity to judge rationally
ing the course of life. This habitus is essen¬ regarding the objectivities proper to these
tially conditioned by the manner in which attitudes, regarding the world about us, re¬
the personality, as this particular individual¬ garding values, real goods, deeds, etc., or
ity, lets itself be motivated by acts of its own the capacity to justify expressly one’s atti¬
experience, and not less by the manner in tudes. That, however, presupposes wisdom
which it lets experiences transmitted by oth¬ and belongs to its higher forms.
ers work on it by agreeing with it or rejecting Wisdom, or Weltanschauung, in this de¬
it. With regard to cognitive acts included termined sense, which includes a variety of
under the heading of experience, they can types and grades of value, is—and this
be cognitions of natural existence of every needs no further explanation—no mere ac¬
kind, either simple perceptions or other acts complishment of the isolated personality
of immediately intuitive cognition, or the (this latter would moreover be an abstrac¬
acts of thought based on these at different tion); rather it belongs to the cultural com¬
levels of logical elaboration and confirma¬ munity and to the time, and with regard to
tion. But that does not go far enough. We its most pronounced forms there is a good
also have experiences of art works and ou sense in which one can speak not only of the
190 HUSSERL ON SCIENCE AND PHENOMENOLOGY

culture and Weltanschauung of a deter¬ presses an essential component in the ideal


mined individual but also of that of the of that perfect ability achievable in accord
time. This is particularly true of the forms with the measure proper to the respective
we are now to treat. phase in humanity’s life, in other words, a
To grasp in thought the wisdom that in a relatively perfect adumbration of the idea of
great philosophical personality is vital, inte¬ humanity. It is clear, then, how each one
riorly most rich, but for this personality it¬ should strive to be as universally able a per¬
self still vague and unconceptualized, is to sonality as possible, able in all the funda¬
open out the possibilities of logical elabora¬ mental orientations of life, which for their
tion; on higher levels it permits the applica¬ part correspond to the fundamental types of
tion of the logical methodology developed possible attitudes. It is clear, too, how each
in the strict sciences. It is evident that the should strive to be in each of these orienta¬
collective content of these sciences, which in tions as “experienced,” as “wise,” and hence
fact confront the individual as valid de¬ also as much a “lover of wisdom” as possible.
mands of the collective spirit, belongs on According to this idea, every man who
this level to the substructure of a full-valued strives is necessarily a “philosopher,” in the
culture, or Weltanschauung. Insofar, then, most original sense of the word.
as the vital and hence most persuasive cul¬ From the natural reflections on the best
tural motives of the time are not only concep¬ ways to achieve the lofty goal of humanity
tually grasped but also logically unfolded and consequently at the same time the lofty
and otherwise elaborated in thought, inso¬ goal of perfect wisdom, there has grown up,
far as the results thus obtained are brought, as is known, a technique —that of the virtu¬
in interplay with additional intuitions and in¬ ous or able man. If it is as usual defined as
sights, to scientific unification and consistent the art of correct conduct, it obviously
completion, there develops an extraordinary comes to the same thing. For consistently
extension and elevation of the originally un¬ able conduct, which is certainly meant,
conceptualized wisdom. There develops a leads back to the able, practical character,
Weltanschauung philosophy, which in the and this presupposes habitual perfection
great systems gives relatively the most per¬ from the intellectual and axiological point
fect answer to the riddles of life and the of view. Again,conscious striving for perfec¬
world, which is to say, it affords as well as tion presupposes striving for universal wis¬
possible a solution and satisfactory explana¬ dom. In regard to content, this discipline
tion to the theoretical, axiological, and directs the one striving to the various groups
practical inconsistencies of life that experi¬ of values, those present in the sciences, the
ence, wisdom, mere world and life view, can arts, religion, etc. that every individual in
only imperfectly overcome. The spirit-life his conduct has to recognize as intersubjec-
of humanity, with its plenitude of new tive and unifying validities; and one of the
connections, new spiritual struggles, new highest of these values is the idea of this wis¬
experiences, evaluations, and orientations, dom and perfect ability itself. Of course,
progresses constantly; with the broadened this theory of ethical conduct, whether con¬
horizon of life into which all the new spiri¬ sidered more as popular or as scientific, en¬
tual formations enter, culture, wisdom, and ters into the framework of a Weltanschau¬
Weltanschauung change, philosophy ung philosophy that for its part, with all its
changes, mounting to higher and ever higher fields, in the way it has developed in the col¬
peaks. lective consciousness of its time and comes
Insofar as the value of Weltanschauung persuasively before the individual as an ob¬
philosophy (and thereby also the value of jective validity, must become a most signifi¬
striving toward such a philosophy) is primar¬ cant cultural force, a point of radiation for
ily conditioned by the value of wisdom and the most worthwhile personalities of the
the striving for wisdom, it is hardly neces¬ time.
sary to consider in particular the goal it sets Now that we have seen to it that full jus¬
itself. If one makes the concept of wisdom as tice has been accorded to the high value of
wide as we have made it, then it certainly ex¬ Weltanschauung philosophy, it might seem
PHILOSOPHY AS RIGOROUS SCIENCE 191

that nothing should keep us from uncondi¬ tial differences of practical orientations.
tionally recommending the striving toward After all, our life goals are in general of two
such a philosophy. kinds, some temporal, others eternal, some
Still, perhaps it can be shown that in re¬ serving our own perfection and that of our
gard to the idea of philosophy, other values contemporaries, others the perfection of
and from certain points of view, higher posterity, too, down to the most remote
ones must be satisfied, which is to say, generations. Science is a title standing for
those of a philosophical science. The follow¬ absolute, timeless values. Every such value,
ing should be taken into account. Our con¬ once discovered, belongs thereafter to the
sideration takes place from the standpoint treasure trove of all succeeding humanity
of the high scientific culture of our time, and obviously determines likewise the mate¬
which is a time for mighty forces of objecti¬ rial content of the idea of culture, wisdom,
fied strict sciences. For modern conscious¬ Weltanschauung, as well as of Weltanschau¬
ness the ideas of culture, or Weltanschau¬ ung philosophy.
ung, and science—understood as practical Thus Weltanschauung philosophy and sci¬
ideas—have been sharply separated, and entific philosophy are sharply distinguished
from now on they remain separated for all as two ideas, related in a certain manner to
eternity. We may bemoan it, but we must each other but not to be confused. Herein it
accept it as a progressively effective fact that is also to be observed that the former is not,
is to determine correspondingly our practi¬ so to speak, the imperfect temporal realiza¬
cal attitude. The historical philosophies tion of the latter. For if our interpretation is
were certainly Weltanschauung philoso¬ correct, then up to the present there has
phies, insofar as the wisdom drive ruled their been no realization at all of that idea, i.e.,
creators; but they were just as much scien¬ no philosophy actually in existence is a rig¬
tific philosophies, insofar as the goal of sci¬ orous science; there is no “system of doc¬
entific philosophy was also alive in them. trines,” even an incomplete one, objectively
The two goals were either not at all or not set forth in the unified spirit of the research
sharply distinguished. In the practical striv¬ community of our time. On the other hand,
ing they flowed together; they lay, too, in¬ there were already Weltanschauung philos¬
finitely far away, no matter what lofty ex¬ ophies thousands of years ago. Nevertheless,
periences the aspirant may have had in their it can be said that the realization of these
regard. Since the constitution of a supra- ideas (presupposing realizations of both)
temporal universality of strict sciences, that would approach each other asymptotically
situation has fundamentally changed. Gen¬ in the infinite and coincide, should we want
erations upon generations work enthusiasti¬ to represent to ourselves the infinite of sci¬
cally on the mighty structure of science and ence metaphorically as an “infinitely distant
add to it their modest building blocks, al¬ point.” The concept of philosophy would
ways conscious that the structure is endless, thereby have to be taken in a correspond¬
by no means ever to be finished. Weltan¬ ingly broad sense, so broad that along with
schauung, too, is an “idea,” but of a goal ly¬ the specifically philosophical sciences it
ing in the finite, in principle to be realized would embrace all particular sciences, after
in an individual life by way of constant ap¬ they had been turned into philosophies by a
proach, just like morality, which would cer¬ rationally critical explanation and evaluation.
tainly lose its sense if it were the idea of an If we take the two distinct ideas as
eternal that would be in principle transfi- contents of life goals, then accordingly, in op¬
nite. The “idea” of Weltanschauung is con¬ position to the aspiration proper to Weltan¬
sequently a different one for each time, a schauung, an entirely different research as¬
fact that can be seen without difficulty from piration is possible. This latter, though fully
the preceding analysis of its concept. The conscious that science can in no wise be the
“idea” of science, on the contrary, is a supra- complete creation of the individual, still de¬
temporal one, and here that means limited votes its fullest energies to promoting, in co¬
by no relatedness to the spirit of one time. operation with men of like mind, the break¬
Now, along with these differences go essen¬ through and gradual progress of a scientific
192 HUSSERL ON SCIENCE AND PHENOMENOLOGY

philosophy. The big problem at present is, and with them our ethical responsibilities,
apart from clearly distinguishing them, to extend to the utmost reaches of the ethical
make a relative evaluation of these goals and ideal called for by the idea of human
thereby of their practical unifiability. development.
Let it be admitted from the beginning How the decision in question would pre¬
that on the basis of the individuals who phi¬ sent itself to a theoretical nature, if there al¬
losophize no definitive practical decision for ready existed indubitable beginnings of a
the one or the other kind of philosophizing philosophical doctrine, is clear. Let us take a
can be given. Some are pre-eminently theo¬ look at other sciences. All “wisdom” or wis¬
retical men inclined by nature to seek their dom doctrine whose origin is mathematical
vocation in strictly scientific research, pro¬ or in the realm of the natural sciences has, to
vided the field that attracts them offers the extent that the corresponding theoreti¬
prospects for such research. Herein it may cal doctrine has been given an objectively
well be that the interest, even passionate in¬ valid foundation, forfeited its rights. Sci¬
terest, in this field comes from tempera¬ ence has spoken; from now on, it is for wis¬
mental needs, let us say from needs rooted dom to learn. The striving toward wisdom
in a Weltanschauung. On the other hand, in the realm of natural science was not, so to
the situation is different for aesthetic and speak, unjustified before the existence of
practical natures (for artists, theologians, strict science; it is not retroactively discred¬
jurists, etc.). They see their vocation in the ited for its own time. In the urgency of life
realization of aesthetic or practical ideals, that in practice necessitates adopting a posi¬
thus of ideals belonging to a nontheoretical tion, man could not wait until —say, after
sphere. In this class we likewise put theolog¬ thousands of years —science would be there,
ical, juristic, and in the broadest sense even supposing that he already knew the
technical scholars and writers, to the extent idea of strict science at all.
that by their writings they do not seek to Now, on the other hand, every science,
promote pure theory but primarily to influ¬ however exact, offers only a partially devel¬
ence practice. In the actuality of life, of oped system of doctrine surrounded by a
course, the separation is not entirely sharp; limitless horizon of what has not yet become
precisely at a time when practical motives science. What, then, is to be considered the
are making such a powerful upsurge, even a correct goal for this horizon? Further devel¬
theoretical nature will be capable of giving opment of strict doctrine, or Anschauung,
in to the force of such motives more thor¬ “wisdom”? The theoretical man, the investi¬
oughly than its theoretical vocation would gator of nature, will not hesitate in answer¬
permit. Here, however, particularly for the ing. Where science can speak, even though
philosophy of our time, lies a great danger. only centuries from now, he will disdain¬
We must ask, however, not only from the fully reject vague Anschauungen. He would
standpoint of the individual but also from hold it a sin against science to “recommend”
that of humanity and of history (insofar, projects of nature—Anschauungen. In this
that is, as we take history into account), he certainly represents a right of future hu¬
what it means for the development of cul¬ manity. The strict sciences owe their great¬
ture, for the possibility of a constantly pro¬ ness, the continuity and full force of their
gressive realization of humanity as an eter¬ progressive development, in very large mea¬
nal idea—not of the individual man—that sure precisely to the radicalism of such a
the question be decided predominantly in mentality. Of course, every exact scholar
the one or the other sense. In other words, constructs for himself Anschauungen', by his
whether the tendency toward one type of views, his guesses, his opinions, he looks be¬
philosophy entirely dominates the time and yond what has been firmly established, but
brings it about that the opposite tendency — only with methodical intent, in order to
say, the one toward scientific philosophy- plan new fragments of strict doctrine. This
dies out. That, too, is a practical question. attitude does not preclude, as the investiga¬
For the influences we exert upon history, tor of nature himself knows quite well, that
PHILOSOPHY AS RIGOROUS SCIENCE 193

experience in the prescientific sense—though understanding cannot help us, and it must
in connection with scientific insights —plays not be confused with the philosophical un¬
an important role within the technique derstanding that is to unravel for us the rid¬
proper to natural science. Technical tasks dles of the world and of life.
want to be done, the house, the machine is The spiritual need of our time has, in
to be built; there can be no waiting until fact, become unbearable. Would that it were
natural science can give exact information only theoretical lack of clarity regarding the
on all that concerns them. The technician, sense of the “reality” investigated in the nat¬
therefore, as a practical man, decides other¬ ural and humanistic sciences that disturbed
wise than the theoretician of natural science. our peace—e.g., to what extent is being in
From the latter he takes doctrine, from life the ultimate sense understood in them,
he takes “experience.” what is to be looked on as such “absolute”
The situation is not quite the same in being, and whether this sort of thing is
regard to scientific philosophy, precisely be¬ knowable at all. Far more than this, it is the
cause as yet not even a beginning of scientif¬ most radical vital need that afflicts us, a
ically rigorous doctrine has been developed, need that leaves no point of our lives un¬
and the philosophy handed down historically touched. All life is taking a position, and all
as well as that conceived in a living develop¬ taking of position is subject to a must—that
ment, each representing itself as such a doc¬ of doing justice to validity and invalidity ac¬
trine, are at most scientific half-fabrications, cording to alleged norms of absolute valida¬
or indistinguished mixtures of Weltanschau¬ tion. So long as these norms were not at¬
ung and theoretical knowledge. On the tacked, were threatened and ridiculed by no
other hand, here too we unfortunately can¬ scepticism, there was only one vital ques¬
not wait. Philosophical necessity as a need tion: how best to satisfy these norms in prac¬
for Wdtanschauung forces us. This need be¬ tice. But how is it now, when any and every
comes constantly greater the wider the circle norm is controverted or empirically falsified
of positive sciences is extended. The extraor¬ and robbed of its ideal validity? Naturalists
dinary fullness of scientifically “explained” and historicists fight about Weltanschau¬
facts that they bestow on us cannot help us, ung, and yet both are at work on different
since in principle, along with all the sci¬ sides to misinterpret ideas as facts and to
ences, they bring in a dimension of riddles transform all reality, all life, into an incom¬
whose solutions become for us a vital ques¬ prehensible, idealess confusion of “facts.”
tion. The natural sciences have not in a sin¬ The superstition of the fact is common to
gle instance unraveled for us actual reality, them all.
the reality in which we live, move, and are. It is certain that we cannot wait. We have
The general belief that it is their function to to take a position, we must bestir ourselves
accomplish this and that they are merely not to harmonize the disharmonies in our atti¬
yet far enough advanced, the opinion that tude to reality—to the reality of life, which
they can accomplish this—in principle—has has significance for us and in which we
revealed itself to those with more profound should have significance—into a rational,
insight as a superstition. The necessary even though unscientific, “world-and-life-
separation between natural science and view.” And if the Weltanschauung philoso¬
philosophy—in principle, a differently ori¬ pher helps us greatly in this, should we not
ented science, though in some fields essen¬ thank him?
tially related to natural science—is in process No matter how much truth there is in
of being established and clarified. As Lotze what has just been asserted, no matter how
puts it, “To calculate the course of the world little we should like to miss the exaltation
does not mean to understand it.” In this and consolation old and new philosophies
direction, however, we are no better off with offer us, still it must be insisted that we re¬
the humanistic sciences. To “understand” main aware of the responsibility we have in
humanity’s spirit-life is certainly a great and regard to humanity. For the sake of time we
beautiful thing. But unfortunately even this must not sacrifice eternity; in order to allevi-
194 HUSSERL ON SCIENCE AND PHENOMENOLOGY

ate our need, we have no right to bequeath physical problems in order to achieve the
to our posterity need upon need as an even¬ goal of a Weltanschauung that, according to
tually ineradicable evil. The need here has the situation of the time, harmoniously
its source in science. But only science can de¬ satisfies both intellect and feeling.
finitively overcome the need that has its To the extent that this is intended as a
source in science. If the sceptical criticism of reconciliation calculated to erase the line of
naturalists and historicists dissolves genuine demarcation between Weltanschauung phi¬
objective validity in all fields of obligation losophy and scientific philosophy, we must
into nonsense, if unclear and disagreeing, throw up our defense against it. It can only
even though naturally developed, reflective lead to a softening and weakening of the sci¬
concepts and consequently equivocal and er¬ entific impulse and to promoting a specious
roneous problems impede the understand¬ scientific literature destitute of intellectual
ing of actuality and the possibility of a ra¬ honesty. There are no compromises here, no
tional attitude toward it, if a special but (for more here than in any other science. We
a large class of sciences) required methodical could no longer hope for theoretical results
attitude becomes a matter of routine so that if the Weltanschauung impulse were to be¬
it is incapable of being transformed into come predominant and were to deceive even
other attitudes, and if depressing absurdi¬ theoretical natures by its scientific forms.
ties in the interpretation of the world are When over thousands of years the greatest
connected with such prejudices, then there scientific spirits, passionately dominated by
is only one remedy for these and all similar the will to science, have achieved not a sin¬
evils: a scientific critique and in addition a gle fragment of pure doctrine in philosophy
radical science, rising from below, based on and have accomplished all the great things
sure foundations, and progressing according they have accomplished (even though im¬
to the most rigorous methods —the philo¬ perfectly matured) only as a result of this
sophical science for which we speak here. will to science, the Weltanschauung philos¬
Weltanschauungen can engage in contro¬ ophers will certainly not be able to think
versy; only science can decide, and its deci¬ that they can merely by the way promote
sion bears the stamp of eternity. and definitively establish philosophical sci¬
And so whatever be the direction the new ence. These men who set the goal in the fi¬
transformation of philosophy may take, nite, who want to have their system and
without question it must not give up its will want it soon enough to be able to live by it,
to be rigorous science. Rather as theoretical are in no way called to this task. Here there
science it must oppose itself to the practical is only one thing to do: Weltanschauung
aspiration toward Weltanschauung and quite philosophy itself must in all honesty relin¬
consciously separate itself from this aspira¬ quish the claim to be a science, and thereby
tion. For here all attempts at reconciliation at the same time cease confusing minds
must likewise be rejected. The proponents and impeding the progress of scientific
of the new Weltanschauung philosophy will philosophy—which, after all, is certainly
perhaps object that to follow this philoso¬ contrary to its intentions.
phy need not mean letting go the idea of Let its ideal goal remain Weltanschau¬
rigorous science. The right kind of Weltan¬ ung, which above all is essentially not sci¬
schauung philosopher, they will say, will ence. It must not allow itself to be led into
not only be scientific in laying his founda¬ error here by that scientific fanaticism only
tions, i.e., using all the data of the rigorous too widespread in our time that discredits all
particular sciences as solid building blocks, that is not to be demonstrated with “scien¬
but he will also put into practice scientific tific exactitude” as “unscientific.” Science is
method and will willingly seize upon every one value among other equally justified val¬
possibility of advancing philosophical prob¬ ues. That in particular the value of Weltan¬
lems in a rigorously scientific manner. But schauung stands with utmost firmness on its
in contrast to the metaphysical irresolution own foundation, that it is to be judged as
and scepticism of the age just past, he will the habitus and accomplishment of the in¬
courageously pursue even the loftiest meta¬ dividual personality whereas science is to be
PHILOSOPHY AS RIGOROUS SCIENCE 195

judged as the collective accomplishment of entific energies. Our age is called an age of
generations of scholars, we have made quite decadence. I cannot consider this complaint
clear above. And just as both have their dis¬ justified. You will scarcely find in history an
tinct sources of value, so they also have their age in which such a sum of working forces
distinct functions, their distinct manners of was set in motion and worked with such suc¬
working and teaching. Thus Weltanschau¬ cess. Perhaps we do not always approve the
ung philosophy teaches the way wisdom goals; we rqay also complain that in more
does: personality directs itself to personality. tranquil epochs, when life passed more
As a teacher in the style of such a philoso¬ peacefully, flowers of the spirit’s life grew
phy, then, he alone may direct himself to a whose like we cannot find or hope for in our
wider public who is called thereto because of age. And too, sometimes that which is so
a particularly significant character and char¬ constantly desired in our age may repel the
acteristic wisdom—or he may be called as aesthetic sense, which finds so much more
the servant of lofty practical interests, reli¬ appeal in the naive beauty of that which
gious, ethical, legal, etc. Science, however, grows freely, just as extraordinary values are
is impersonal. Its collaborator requires not present in the sphere of the will only so long
wisdom but theoretical talent. What he con¬ as great wills find the correct goals. It would
tributes increases a treasure of eternal validi¬ mean doing our age a great injustice, how¬
ties that must prove a blessing to humanity. ever, if one wanted to impute to it the desire
And as we saw above, this is true to an ex¬ for what is inferior. He who is capable of
traordinarily high degree of philosophical awakening faith in, of inspiring understand¬
science. ing of and enthusiasm for the greatness of a
Only when the decisive separation of the goal, will easily find the forces that are ap¬
one philosophy from the other has become a plied to this goal. I mean, our age is accord¬
fact in the consciousness of the time is it ing to its vocation a great age—only it suf¬
proper to think of philosophy’s adopting the fers from the scepticism that has disinte¬
form and language of genuine science and grated the old, unclarified ideals. And for
of its recognizing as an imperfection one of that very reason it suffers from the too negli¬
its much-praised and even imitated quali¬ gible development and force of philosophy,
ties, profundity. Profundity is a mark of the which has not yet progressed enough, is not
chaos that genuine science wants to trans¬ scientific enough to overcome sceptical neg¬
form into a cosmos, into a simple, com¬ ativism (which calls itself positivism) by
pletely clear, lucid order. Genuine science, means of true positivism. Our age wants to
so far as its real doctrine extends, knows no believe only in “realities.” Now, its strongest
profundity. Every bit of completed science is reality is science, and thus what our age
a whole composed of “thought steps” each most needs is philosophical science.
of which is immediately understood, and so If, however, in specifying the sense of our
not at all profound. Profundity is an affair age we apply ourselves to this great goal, we
of wisdom; conceptual distinctness and clar¬ must also make clear to ourselves that we can
ity is an affair of rigorous theory. To recast achieve it in only one way, which is to say, if
the conjectures of profundity into unequiv¬ with the radicalism belonging to the essence
ocal rational forms—that is the essential of genuine philosophical science we accept
process in constituting anew the rigorous sci¬ nothing given in advance, allow nothing
ences. The exact sciences, too, had their long traditional to pass as a beginning, nor our¬
periods of profundity, and just as they did selves to be dazzled by any names however
in the struggles of the Renaissance, so too, great, but rather seek to attain the begin¬
in the present-day struggles, I dare to hope, nings in a free dedication to the problems
will philosophy fight through from the level themselves and to the demands stemming
of profundity to that of scientific clarity. For from them.
that, however, it needs only a correct assur¬ Of course, we need history too. Not, it is
ance regarding its goal and a great will di¬ true, as the historian does, in order to lose
rected with full consciousness toward this ourselves in the developmental relations in
goal and a putting forth of all available sci¬ which the great philosophies have grown
196 HUSSERL ON SCIENCE AND PHENOMENOLOGY

up, but in order to let the philosophies pirical “facts.” To do this is to stand like a
themselves, in accord with their spiritual blind man before ideas, which are, after all,
content, work on us as an inspiration. In to such a great extent absolutely given in im¬
fact, out of these historical philosophies mediate intuition. We are too subject to the
there flows to us philosophical life—if we prejudices that still come from the Renais¬
understand how to peer into them, to pene¬ sance. To one truly without prejudice it is
trate to the soul of their words and theories immaterial whether a certainty comes to us
— philosophical life with all the wealth and from Kant or Thomas Aquinas, from Dar¬
strength of living motivations. But it is not win or Aristotle, from Helmholtz or Paracel¬
through philosophies that we become phi¬ sus. What is needed is not the insistence
losophers. Remaining immersed in the his¬ that one see with his own eyes; rather it is
torical, forcing oneself to work therein in that he not explain away under the pressure
historico-critical activity, and wanting to at¬ of prejudice what has been seen. Because in
tain philosophical science by means of eclec¬ the most impressive of the modern sciences,
tic elaboration or anachronistic renaissance the mathematico-physical, that which is ex¬
— all that leads to nothing but hopeless ef¬ teriorly the largest part of their work, results
forts. The impulse to research must proceed from indirect methods, we are only too in¬
not from philosophies but from things and clined to overestimate indirect methods and
from the problems connected with them. to misunderstand the value of direct com¬
Philosophy, however, is essentially a science prehensions. However, to the extent that
of true beginnings, or origins, of rizomata philosophy goes back to ultimate origins, it
panton. The science concerned with what is belongs precisely to its very essence that its
radical must from every point of view be scienific work move in spheres of direct intu¬
radical itself in its procedure. Above all it ition. Thus the greatest step our age has to
must not rest until it has attained its own make is to recognize that with the philo¬
absolutely clear beginnings, i.e., its abso¬ sophical intuition in the correct sense, the
lutely clear problems, the methods preindi¬ phenomenological grasp of essences, a limit¬
cated in the proper sense of these problems, less field of work opens out, a science that
and the most basic field of work wherein without all indirectly symbolical and mathe¬
things are given with absolute clarity. But matical methods, without the apparatus of
one must in no instance abandon one’s premises and conclusions, still attains a
radical lack of prejudice, prematurely iden¬ plenitude of the most rigorous and, for all
tifying, so to speak, such “things” with em¬ further philosophy, decisive cognitions.

NOTES

1. Obviously I am not thinking here of the 2. Cf. my Logical Investigations, vol. I (1900).
philosophico-mathematical and scientific-philosophi¬ [Nos. 25-29.-Tr.]
cal controversies that, when closely examined, do in¬ 3. Cf. in this connection Wundt, Logic, II (2nd
volve not merely isolated points in the subject matter ed.), 170.
but the very “sense” of the entire scientific accomplish¬ 4. It should be noted that this medium of phe-
ment of the disciplines in question. These controversies nomenality, wherein the observation and thought of
can and must remain distinct from the disciplines natural science constantly moves, is not treated as a sci¬
themselves, and in this way they are, in fact, a matter entific theme by the latter. It is the new sciences, psy¬
of indifference to the majority of those who pursue chology (to which belongs a good portion of physiol¬
these disciplines. Perhaps the word ‘philosophy’, in ogy) and phenomenology, that are concerned with this
connection with the titles of all sciences, signifies a theme.
genus of investigation that in a certain sense gives to 5. The Logische Untersuchungen, which in their
them all a new dimension and thereby a final perfec¬ fragments of a systematic phenomenology for the first
tion. At the same time, however, the word ‘dimension’ time employ essence analysis in the sense here charac¬
indicates something else: rigorous science is still rigor¬ terized, have again and again been misunderstood as
ous science, doctrinal content remains doctrinal con¬ attempts to rehabditate the method of introspection.
tent, even when the transition to this new dimension Admittedly, part of the blame for this lies in the defec¬
has not been achieved. tive characterization of the method in the Introduction
PHILOSOPHY AS RIGOROUS SCIENCE 197

to the first investigation of the second volume, the des¬ chologic in Innsbruck (Leipzig, 1911). In a very instruc¬
ignation of phenomenology as descriptive psychology. tive manner the author strives to distinguish the genu¬
The necessary clarifications have already been brought ine psychological problems that in previous efforts at a
out in my third “Bericht iiber deutsche Schriften zur description and theory of empathy have partly come
Logik in den Jahren 1895-99,” Archiv fiirsystematische clearly to light and have partly been obscurely confused
Philosophic 9 (1903): 397-400. [In ldeen II, pp. 313— with each other, and he discusses what has been at¬
14, Husserl explained in detail why phenomenology tempted and accomplished with a view to their solu¬
cannot be a “descriptive psychology.” Even a “pure” tion. As can be seen in the account of the discussion (p.
psychology is only a preliminary step toward a transcen¬ 66), his efforts were not well received by the gathering.
dental phenomenology. — Tr. ] Amid loud applause Miss Martin says: “When I came
6. The definiteness with which I express myself in here, I expected to hear something about experiments
an epoch when phenomenology is at best a title for spe¬ in the field of empathy. But what have I actually
cializations, for quite useful detail work in the sphere heard? Nothing but old —very old —theories. Not a
of introspection, rather than the systematic fundamen¬ word about experiments in this field. This is not philo¬
tal science of philosophy, the port of entry to a genuine sophical society. It seemed to me that it is high time for
metaphysics of nature, of spirit, of ideas, has its back¬ anyone who wants to introduce such theories here to
ground throughout in the unceasing investigations of show whether they have been confirmed by experi¬
many years, upon whose progressive results my philo¬ ments. In the field of aesthetics such experiments have
sophical lectures in Gottingen since 1901 have been been made, e.g., Stratton’s experiments on the aes¬
built. In view of the intimate functional connection of thetic significance of ocular movements. There are also
all phenomenological levels and consequently of the my own investigations on this theory of inner percep¬
investigations related to them, and in view of the ex¬ tion.” Further, Marbe “sees the significance of the the¬
traordinary difficulty the development of the pure ory regarding empathy in the impulse it gives to experi¬
methodology itself brings with it, I did not consider it mental investigations, such as have, in fact, already
advantageous to publish isolated results that are still been conducted in this field. The method employed by
problematical. In the not too distant future I hope to the proponents of the empathy theory is in many ways
be able to present the wider public with researches in related to the experimentally psychological method in
phenomenology and in phenomenological critique of the way the method of the pre-Socratics is related to
reason that have in the meantime been confirmed on that of modern natural science." To these facts I have
all sides and have turned into comprehensive system¬ nothing to add.
atic unities. 9. Cf. W. Dilthey etal, Weltanschauung, Philos¬
7. Not the least considerable reason for the prog¬ ophic undReligion in Darstellungen (Berlin: Reichel
ress of this sort of literature is the fact that the opinion and Co., 1911).
according to which psychology—and obviously “exact” 10. In the first volume of my Logical Investiga¬
psychology—is the foundation of scientific philosophy tions.
has become a firm axiom at least among the groups of 11. Dilthey too (op. cit.) rejects historic scepticism.
natural scientists in the philosophical faculties. These I do not understand, however, how he thinks that from
groups, succumbing to the pressure of the natural sci¬ his so instructive analysis of the structure and typology
entists, are very zealous in their efforts to give one chair of Weltanschauungen he has obtained decisive argu¬
of philosophy after another to scholars who in their ments against scepticism. For as has been explained in
own fields are perhaps outstanding but who have no the text, a humanistic science that is at the same time
more inner sympathy for philosophy than, let us say, empirical can argue neither for nor against anything
chemists or physicists. laying claim to objective validity. The question changes
8. By chance, as I write this article, there has come — and that seems to be the inner movement of his
into my hands the excellent study by Dr. M. Geiger thought—when the empirical point of view, directed
(Munich), “On the Essence and Meaning of Empathy,” as it is toward empirical understanding, is replaced by
Bericht uber den IV. Kongress fur experimentelle Psy¬ the phenomenological essential point of view.
11

Introduction to
The Dilthey-Husserl Correspondence
WALTER BIEMEL
Translated by Jeffner Allen*

The period from 1900 to 1910 may be though he had formerly taken a very critical
considered as the time in which phenome¬ view toward his earlier works.1
nology matured. With his Logical Investiga¬ The next decisive step took place in Hus¬
tions (1900-01), Husserl laid the foundation serl’s “Dingvorlesung,” a four-hour lecture
for phenomenology, found his own way, and course that was given in 1907. (The five in¬
broke with his previous investigations, which troductory lectures to the course have been
were still caught in psychologism. The deci¬ published as The Idea of Phenomenology,
sive step, after the Logical Investigations, Husserliana 2.) The significance of the “Ding¬
was taken by extending phenomenological vorlesung,” to which Husserl also expressly
analyses from the purely logical domain to refers in his personal notes from this period,2
all objectivity in general. Thus, in the “Zeit- is twofold: here Husserl explains, for the first
vorlesungen” (1904-05), Husserl first the¬ time in a lecture, the idea of the reduction
matically investigated the constitution of which —although it was certainly to be more
time. How important these investigations fully developed—was to remain decisive until
must have appeared to Husserl himself may the end of his life. In the reduction, he dis¬
already be gathered from the fact that he covered the methodological way to uncover
had Heidegger edit them in 1928, even the essence of intentional consciousness and
thereby changed his viewpoint. No longer
accepting the naive straight-forward atti¬
♦Translator’s note: “Der Briefwechsel Dilthey-
tude which focuses on what is immediately
Husserl" first appeared in the Revista de Filosofia de la
Universidad de Costa Rica (San Jose) 1 (1957): 101-24 given, he rather upheld the validity of our
(introduction and notes in Spanish text only; corre¬ reflection on consciousness and its functions,
spondence in German and Spanish text). The entire through which the objects are presented as
German text of the article appears in Man and World
objects. By bracketing the world, it is cer¬
1 (1968): 428-46.
I would like to thank the following for granting
tainly not annihilated; rather, it is merely
permission to publish this translation: Professors Elmar disregarded and gazed upon, which makes it
Bund, executor of Husserl’s estate; Walter Biemel; Ra¬ possible for it to be presented. The other
fael Herra, editor of the Revista de Filosofia de la Uni¬ factor that this lecture distinguishes in the
versidad de Costa Rica', and Joseph J. Kockclmans, co¬
editor of Man and World. I would also like to thank
development of phenomenology is that here
Professors Keith Hoeller and Joseph J. Kockelmans for Husserl seeks, for the first time, to compre¬
their many helpful comments and suggestions on the hend the constitution of the thing, that is,
translation. In addition, I am grateful to the Husserl of a spatially extended object in conscious¬
Archives for their help with this project.
ness. As Husserl already explained in a letter

198
THE DILTHEY-HUSSERL CORRESPONDENCE 199

to Hocking in 1902, by “constitution” one the occasion for the following correspon¬
should certainly not understand something dence, which seems important to us, not so
like a creating and producing, but rather the much as a personal exchange of views, but
becoming-present of the object. From his rather as a discussion between both think¬
personal notes from this period, it is evident ers, in which their respective conceptions of
that Husserl wrestled with these questions the essence of philosophy come to light.
and underwent a crisis in which he sought We shall briefly set forth the major
more clearly to comprehend his goal.3 points of the Logos article:
During this period, Husserl made the ac¬ Husserl’s guiding thought is that philoso¬
quaintance of Dilthey, concerning which, phy, since its beginning, has claimed to be
unfortunately, little has been known until rigorous science, but has been unable to ful¬
now. In his Phanomenologische Psycholo¬ fill this claim. Phenomenology must finally
gic: Vorlesungen, Sommersemester, 1925 bring philosophy to the point where it be¬
{Husserliana 9: 34) {Phenomenological Psy¬ comes rigorous science. In order to reach this
chology, p. 24), Husserl says: goal, to clearly set forth the special character
of the phenomenological method of research,
Dilthey himself initiated this relationship; for, and, above all, to explain its necessity,
unfortunately, under the influence of Ebbing- Husserl distinguishes it from two tendencies
haus’ brilliant rebuttal,4 I had thought it unnec¬
which, from his point of view, were domi¬
essary to read Dilthey’s great work, especially
nant around the turn of the century: natu¬
since, in those years, I was not at all receptive to
the significance of Dilthey’s writings. In my inner ralism on the one hand, and Weltanschau¬
struggle for a fundamental overcoming of positiv¬ ung philosophy on the other. The latter is
ism, I had to repel the strong tendency toward determined, according to Husserl’s interpre¬
positivism, which had been prominent in Dil¬ tation, “as a result of the transformation of
they’s previous work, the Einleitung in die Hegel’s metaphysical philosophy of history
Geisteswissenschaften. At first I was quite sur¬ into a sceptical historicism” (p. 293; see p.
prised to hear personally from Dilthey that phe¬ 168 above). The Logos article may be viewed
nomenology, and especially the descriptive anal¬ as phenomenology’s manifesto, as it is often
yses of the specifically phenomenological second
characterized by the overstatements typical
part of the Logical Investigations, were essentially
of a manifesto. For a manifesto is supposed
in harmony with his Ideen> and were to be
viewed as a first foundation for an actual realiza¬
to make apparent to everyone its author’s in¬
tion, using a matured method, of the psychology herent right to his own philosophy; conse¬
that he thought was ideal. Dilthey always con¬ quently, it must emphasize not what the au¬
ceded that this concurrence between our investi¬ thor shares with other people, but rather
gations, despite our fundamentally different what distinguishes him from them.
points of departure, was of the greatest impor¬ Husserl wages a war on two fronts:
tance and, in his old age, he renewed, with a against naturalism on the one side, and
truly youthful enthusiasm, his once abandoned against historicism on the other. What does
investigations on the theory of the human sci¬
“naturalist” mean in Husserl’s language?
ences. The result was the last and most beautiful
“The naturalist . . . sees nothing but nature
of his writings on this subject, although, unfortu¬
nately, he passed away while preparing it: ‘‘Der
and, above all, physical nature. Everything
Aufbau der geschichtlichen Welt” (1910), in the that is is either itself physical, belonging to
Abhandlungen der Berliner Akademie. the unified totality of physical nature, or it
is indeed psychical, in which case it is simply
Although Husserl, in his lecture course a variable that is dependent on the physical.
during the summer of 1925, clearly sets . . . All being belongs to psychophysical na¬
forth Dilthey’s significance for the transfor¬ ture, which is unequivocally determined ac¬
mation of psychology and the human sci¬ cording to fixed laws” (p. 294; see p. 169
ences, his article, “Philosophy as Rigorous above). And, to continue, “What character¬
Science,”6 published in the journal Logos, izes all forms of extreme and consistent nat¬
nevertheless contains a critique of Dilthey uralism, from popular materialism to the
or, at least, statements that could be under¬ most recent forms of sensation-monism and
stood as such. Consequently, this article was energetism, is on the one hand, the natural-
200 HUSSERL ON SCIENCE AND PHENOMENOLOGY

ization of consciousness, including all inten¬ to an adequate psychology” (p. 322; see p.
tionally immanent data of consciousness 185 above).
and, on the other hand, the naturalization But what are Husserl’s objections to his-
of ideas, and consequently, of all absolute toricism and to Weltanschauung philoso¬
ideals and norms” (p. 294f.; see p. 169 phy? Husserl maintains that such a philo¬
above). Husserl then points out how the sophical orientation tries to comprehend
naturalist contradicts, in his behavior and in what is typically spiritual in its structure,
his theorizing, precisely the conception and seeks to understand the development of
which he himself requires. “He is ... an its own forms.
idealist who sets up and supposedly estab¬
With regard to such philosophies, there thus
lishes theories which deny precisely what he
arises the great task of thoroughly examining
presupposes in his idealistic behavior, their morphological structure and typology, as
whether it be in constructing theories or in well as their developmental connections, and of
establishing and recommending values or making historically understandable the spiritual
practical norms as the most beautiful and motivations that determine their essence, by re¬
the best. Namely, he makes presuppositions living them from within. That there are signifi¬
insofar as he theorizes at all, insofar as he cant and, in fact, admirable things to be accom¬
objectively sets up values to which value plished from this point of view is shown by W.
judgments are to correspond . . . ” (p. 295; Dilthey’s writings, especially by his most recently
published essay on the types of Weltanschauung
see pp. 169-70 above).
(p. 323f.; see p. 186 above).
After this refutation of principles, Hus¬
serl enters into a detailed discussion of the Thus if Husserl attacks Dilthey, he does
naturalization of consciousness, such as it so because he thinks that the seed for a rela¬
occurs in experimental psychology. He next tivism lies precisely in these structural-
shows how the difficulties and enigmas morphological analyses. He cites from Dil¬
immanent in natural science cannot be re¬ they’s essay on the types of Weltanschauung
solved by it, since this would signify its plac¬ a passage to which he repeatedly refers in
ing itself in question, which it is incapable the correspondence:
of doing; this would signify its jumping over
its own shadow. The theory of evolution ... is necessarily associ¬
ated with the recognition of the relativity of the
To the natural science of consciousness
historical form of life. The absolute validity of
Husserl opposes the new science, the phe¬
any one particular form of conception of life, reli¬
nomenology of consciousness, which has gion or philosophy, vanishes before the view that
nothing to do with empirical consciousness, encompasses the earth and all past times. Thus
but only with pure consciousness. This sci¬ the development of the historical consciousness
ence of consciousness makes apparent those destroys —even more completely than does our
close relationships which exist between psy¬ survey of the conflict between systems—our be¬
chology, when it is correctly understood, lief in the universal validity of any one of the phi¬
and philosophy. Husserl remains loyal to losophies which have undertaken to conclusively
this idea until the end of his life. For in the express the world’s coherency by using an inter¬
Crisis he will still refer to the approach from connection of concepts (p. 6).
psychology as a way into transcendental Husserl rebels against this interpretation.
phenomenology. At the close of his critique He will indeed grant that there is a coming and
of the concept of naturalistic consciousness, going of cultural formations —among which
Husserl develops, in his Logos article, his he also includes the Weltanschauungen —
phenomenological interpretation and con¬ but not that there is such for what he calls
ception of consciousness and that which it rigorous science. Husserl opposes factual
contains in itself, from his basic concept of truth to fundamental truth. The former is
phenomenon to his decisive method of the relative, for it is bound up with the histori¬
seeing of essences. “The critical separation of cal periods in which it is accepted and con¬
the psychological and phenomenological sidered to be true and correct; in contrast,
methods shows that the latter is the true way fundamental truth must not be bound up
to a scientific theory of reason and, likewise, with anything factual, not even with any
THE D1LTHEY-HUSSERL CORRESPONDENCE 201

factual-historical development. It is true Basically, the opposition between Dilthey


whether or not it is thought and conse¬ and Husserl’s conceptions of the essence of
quently carried out. According to Husserl, philosophy lies in their different attitudes
historicism tends to dissolve every truth into toward history. While for Dilthey, history is
factual truth and, accordingly, to deny a essentially the place in which the spirit
universally valid truth. develops, in which it actualizes its self¬
The ideas of truth, theory, and science would
understanding, for Husserl, in this period,
then, [that is, if the historicistic standpoint were history is rather the place in which the idea
correct] like all ideas, lose their absolute validity. only obscurely comes to appearance, and
That an idea has validity would mean that it is a therefore must be purified through the see¬
factual formation of the spirit which is held to be ing of essences, which abstracts from every¬
valid and which, in this factual validity, deter¬ thing that is historically factual. However,
mines thinking. There would not be any absolute here we are not attempting to comment ex¬
validity, or validity “in itself,” which is what it is tensively on, or even to bridge over, this
even if no one has achieved it and though no his¬
opposition—which also appears, in another
torical mankind will ever achieve it (p. 325; see
manner, in their different conceptions of
pp. 186-87 above).
metaphysics; rather, the fruitful conversa¬
With reference to this objection, the dif¬ tion between the two philosophers who have
ference between Dilthey and Husserl’s start¬ undoubtedly been decisive for the philoso¬
ing points must be considered. Husserl pro¬ phy of our century can speak from the corre¬
ceeds from the validity of logical formations spondence itself. For in spite of everything
which, in his opinion, are ahistorical; in that separates them, they nevertheless have
contrast, Dilthey’s point of departure arises in common the desire to save the essence of
from works of art and spiritual formations, philosophy from the domination of the sci¬
which can only be conceived of as having ences. Certainly, the title of Husserl’s Logos
arisen historically, as belonging to a specific article is confusing if we do not consider
epoch by virtue of a particular style—namely, what “science” means here and what the
as manifestations of life through which life type of “rigor” is that is required of
itself is understood. philosophy—a rigor through which the sci¬
Since Husserl does not have a historical ences are surpassed in such a way that they
view—at least, not in this period—he also shall only receive their genuine foundation
believes that the diversity of systems may by means of philosophy.
simply be explained by pointing out what, In conclusion, we would like to express
in the previous systems, was “distorted”: our most cordial thanks to Professor Gerhart
whether the system operated with confused Husserl, as well as to Professor Fr. H. L. Van
concepts, whether those concepts had Breda, Director of the Husserl Archives, for
brought about conceptual confusion, or having granted permission for the publica¬
whether false conclusions had caused some tion of this unknown correspondence, by
confusion. On the other hand, Dilthey has means of which we are immediately placed
to reject this view, for it originates in a mis¬ within the great events of philosophy at the
understanding of what is properly historical. beginning of our century.

EDITOR’S NOTES

1. The entire collection of the manuscripts on denden Phasen der Entfaltung von Husserl’s Philoso¬
time was first made accessible by Rudolf Boehm in phic,” ZeitschriftfurPhilosophischeForschung, vol. 13,
Zur Phanomenologie des inneren Zeitbewusstseins no. 2; English translation: “The Decisive Phases in the
(1893-1917) (Husserliana 10), (The Hague: Nijhoff, Development of Husserl’s Philosophy” in The Phenom¬
1966). enology of Husserl: Selected Critical Readings, ed.
2. Edmund Husserl, “Persbnliche Aufzeich- R. O. Elveton (Chicago: Quadrangle Books, 1970).
nungen,” Philosophy and Phenomenological Research, And concerning the problematic of the reduction see in
vol. 16, no. 3 (March 1956). particular Erste Philosophie II (Husserliana 8).
3. See also Walter Biemel’s article, “Die entschei- 4. Hermann Ebbinghaus’ rebuttal appeared in
202 HUSSERL ON SCIENCE AND PHENOMENOLOGY

the Zeitschrift furPsychologie undPhysiologie derSin- 1911, worked out from January to February, 1911, and
nesorgane (October 1895). printed around the beginning of March.” Husserl’s
5. Ideen iiber eine beschreibende und zerglie- copy, on which these remarks are found, is in the pos¬
demde Psychologie, 1894. session of the Husserl Archives, Louvain. Philosophie
6. In Logos, vol. 1, no. 3 (Tubingen: Mohr [Sie- ah Strenge Wissenschaft, has recently been edited by
beck], 1910-11). At the time when this was written, Wilhelm Szilasi (Frankfurt: Vittorio Klostermann,
Husserl noted the following: “Sketched out during the 1965). See translation “Philosophy as Rigorous Science”
beginning or middle of the Christmas holidays, 1910— on pp. 166-97 above.
11

The Dilthey-Husserl Correspondence


Edited by Walter Biemel

Translated by Jeffner Allen

Letter from Wilhelm Dilthey the world’s coherency by using an intercon¬


to Edmund Husserl nection of concepts (“Typen,” p. 6).2
This standpoint can hardly be character¬
ized as historicism, if I correctly understand
June 29, 1911
your definition of this word (p. 323; see p.
Dear Colleague, 186 above).3 And if, according to the gen¬
eral use of the term, the sceptic denies the
I do not want my brief essay on Niebuhr, possibility of knowledge in general, I cannot
which arose from a recent lecture at the possibly be considered as a sceptic or as hav¬
Academy, to appear without finally giving ing any relation whatsoever to scepticism. I
you my opinion on your article in Logos. merely adhere to the movement which,
Frankly, it was difficult for me to form an since the second half of the eighteenth cen¬
immediate opinion, for your characteriza¬ tury, has continued to negate metaphysics,
tion of my standpoint as historicism, whose as understood in the sense given above.
legitimate consequence would be scepti¬ Moreover, in keeping with my relation to
cism, could not but surprise me. A great this movement, it does not seem fair to
part of my life’s work has been dedicated to form, from a few sentences in the “Introduc¬
formulating a universally valid science tion” to my “Typen,” an interpretation of my
which should provide the human sciences standpoint, according to which scepticism
with a firm foundation and a unified inter¬ would be its intentional or unintentional
nal coherency. This was the original concep¬ consequence. After all, in the statement
tion of my life’s task, as it was presented in concerning the relativity of our Weltan-
the first volume of the Geisteswissen- schauungen, I only sought to bring to light
schaftenWe agree that there is, in general, the significance of the problem of their
a universally valid theory of knowledge. We truth content in order to arouse the reader’s
also agree that the way into such a theory interest.
can only be carved out through investiga¬ I am not blameless in this misunder¬
tions that clarify the sense of the terms standing. The article in my book on the
which, first of all, are needed for such a the¬ Weltanschauung was partly a condensation,
ory and, moreover, are necessary for all areas and partly an expansion, of a manuscript on
of philosophy. But then our ways part with the theory of the Weltanschauung, from
respect to any further development of the which I gave a lecture at the Academy many
structure of philosophy. It seems impossible years ago. Due to the limited time allotted
to me that there could be a metaphysics me, I had to limit myself precisely to the
which would attempt to conclusively express first half of the lecture, and I was rather

203
204 HUSSERL ON SCIENCE AND PHENOMENOLOGY

happy to be able to retain the second half in stitutions and religions also belong. Such
order to further reflect upon it. Since I forms have a special relation to life, one that
found it unnecessary at that time to men¬ is different from that of the universally valid
tion this in the collection of my individual sciences: a relation which, in the lecture at
articles, there could easily arise the view that the Academy, is explained by the position
seems to lie at the basis of my position of establishing values and goal-setting in the
(Logos, p. 326, note; see p. 187 above),4 as Weltanschauung. Finally, I maintain that
though the published text already contained these forms of life—when one adds to them
the foundation for relativism and for the our understanding of the development of
higher view that is to overcome it. Then, si¬ spirit—prove to be relative. In consequence,
multaneously with the publication of the these references to the cursory “Introduc¬
text, I agreed with the publisher that, in the tion” point to a systematic investigation that
near future, I would separately edit the en¬ is historically grounded, that makes use of
tire “Weltanschauungslehre.” the entire interconnection of my philosophi¬
But the meaning of those sentences is cal thoughts, and that should also bring to a
clarified in the brief outline of my theory of higher conception the solution to the prob¬
the Weltanschauung, which is set forth ac¬ lem that relativism poses for us (see my trea¬
cording to its position in the whole of phi¬ tise, “Das Wesen der Philosophie,” p. 61).10
losophy, as is shown in my treatise on the es¬ According to this, I am neither an intu-
sence of philosophy (Kultur der Gegenwart, itionist, nor a historicist, nor a sceptic, and I
Systematische Philosophie, p. 37ff.).5 And I myself even suggest that your article’s argu¬
have also made reference to this treatise in mentation (pp. 324-328) does not prove
my “Typen” (p. 28). From this treatise, it is that the consequence of the quoted state¬
quite clear that my standpoint does not lead ments (“Typen,” p. 6) leads to scepticism.
to scepticism; it excludes your interpretation From this you conclude (pp. 324-25; see
of my statements, for there, in order to prove pp. 186-87 above) that not only the Welt¬
the impossibility of a universally valid meta¬ anschauung, but also rigorous science, is
physics, I refer to “the arguments developed historically conditioned and subject to
since Voltaire, Hume and Kant.”6 I did not changes; that one must totally separate his¬
arrive at this conclusion (pp. 60-61)7 from torical relativity from validity: for if that
the previous failure of metaphysics, but historical relativity of the sciences were to
rather from the general relation between its annul their validity, the very idea of knowl¬
tasks and our means of solution. In the trea¬ edge itself would lose its validity, so that
tise, I also made use of the outcome of my even the statement that such an idea does
analysis of value and purpose. There both not have any validity could not even be
the conflict between systems and the previ¬ maintained. I am in complete agreement
ous failure of metaphysics appear only as the with this. Likewise, I maintain, of course,
historical facts which have brought philo¬ that every statement concerning the domain
sophical thinking to the dissolution of meta¬ of the Weltanschauung (for example, a reli¬
physics, and not as the proof for its impos¬ gious one) may be examined with regard to
sibility. That is to be sought in the very its validity just as thoroughly as a scientific
essence of metaphysics itself.8 And the state¬ one. It is precisely on matters such as these
ment (p. 6)9 that forms the basis for its argu¬ that the work of clarification focuses. Like¬
ments totally agrees with this interpretation. wise, I subscribe to what you then say from
Its cursory nature is explained by its prepara¬ p. 325 (the mathematician, etc.), until the
tory character. There I define the metaphys¬ end of the paragraph.11 For all of that is
ical systems about which I spoke there, by really contained within the standpoint of
saying “that they have undertaken to con¬ my laying of my own foundation.
clusively express the world’s coherency by But when (from p. 325: “But if we have,”
using an interconnection of concepts.” I sub¬ etc.)12 you then deduce, from the universal
ordinate such systems, which contain a reli¬ validity of the idea of knowledge, the possi¬
gious or metaphysical Weltanschauung, to bility of supposing that there is a “valid reli¬
the historical “forms of life,” to which con¬ gion or art, and where you find it possible
THE DILTHEY-HUSSERL CORRESPONDENCE 205

that between such a valid religion and his¬ Edmund Husserl’s Reply to Dilthey’s Letter
torical religion there is the relation of the ofJune 29
idea and its murky form of appearance,
there I certainly believe that the method—
(The letter is dated July 5/6, 1911. The
which, in the context of the foundation of
copy that was in the possession of Husserl’s
my philosophical thoughts that I have set daughter is preserved in the Husserl Ar¬
forth, utilizes the historical analysis of the
chives, Louvain. Unfortunately, the first
Weltanschauung, religion, art, metaphys¬ page of the letter is missing and the text be¬
ics, development of the human spirit, etc. — gins in the middle of a sentence.)
can show the impossibility of such concepts
and can solve the question of the truth con¬ ... as I think I have gathered from your
tent of the Weltanschauung. friendly lines, [I have] also grasped the es¬
> And what if it could not solve this prob¬ sentials of your real point of view.
lem? Then it would follow that even the Thank you, most honorable privy coun¬
question of the possibility of a metaphysics, cillor, for all of your apt comments, which
in the sense that I have defined, would have are esteemed and valued by me as decisive
to remain open until a decision could be and penetrating expressions of your spirit.
reached. But how is it possible that, on the But you must absolutely convince yourself
basis of such an insight into the temporarily that the presupposition from which you pro¬
undecided state of the question, someone ceed is incorrect: namely, your belief that
like yourself (p. 326; see p. 187 above) could my arguments were directed against you.
draw the conclusion that a scepticism is con¬ Also, I will immediately publish a note in
tained in my standpoint? Logos in order to avoid any further mis¬
Nor do I understand your line of reason¬ understandings.14
ing (from p. 326 to p. 327; see pp. 187-88 Now I would like to refer to your attempt
above).13 I, too, really do not consider the to point out, on the basis of the all too few
instance against metaphysics, on the basis of suggestions in my article, the boundaries
its previous failure, to be decisive. And, within which our philosophical views agree
moreover, what should really demonstrate and in which they differ.
the impossibility of metaphysics is not his¬ All things considered, I would much pre¬
torical empiricism, but rather the “forma¬ fer not to acknowledge these boundaries,
tion of our historical consciousness,” an on¬ and it truly seems to me that there are no se¬
going systematic investigation that takes rious differences whatsoever between us. I
place by a human-scientific analysis. ... I think a lengthy conversation would lead to
will stop with this, since I only wanted to our complete agreement. All objective va¬
clarify my standpoint. As I already men¬ lidity, including even that of religion, art,
tioned earlier, I hope to be able to deliver etc., refers to ideal, and thus to absolute
the other half of the “Weltanschauungs- (“absolute” in a certain sense) principles, to
lehre” in the foreseeable future. It amplifies an a priori which, as such, is thus in no way
considerably what I have said in my treatise limited by anthropological-historical factici-
on philosophy. ties. The sense of the corresponding mode
And so you see that we are really not as of objective validity reaches just as far as this
far apart from each other as you suppose: we a priori, whose total clarification from the
are allies in some highly debated issues. ontological and specifically phenomenologi¬
And, provided that I live that long, among cal viewpoint constitutes our great task. But
the older colleagues you will not have any this in no way excludes certain sorts of rela¬
more unbiased reader for your new work than tivity. Thus, the entire sphere of corporeal
I. It is better to rejoice in such collaboration nature is—a priori —a sphere of relativities.
than to submit our friendly relationship to Corporeal being is being in a connection of
such strong tests as your polemic in Logos. infinite relativities. But insofar as it is “be¬
ing,” and consequently, the correlate of em¬
Faithfully yours, pirical validity, it stands under ideal laws,
Wilhelm Dilthey and these laws delimit the sense of this be-
206 HUSSERL ON SCIENCE AND PHENOMENOLOGY

ing (i.e., the sense of the truth of the natu¬ sciousness from which we should and can
ral sciences), as something that is relative in bring forth religion as an ideal unity, from
principle and, nevertheless, identical in its which we respectively clarify and show by
relationships. All objective validity in what well-founded proofs the differences be¬
is a posteriori has its principles in the a pri¬ tween supposedly and actually valid religion
ori. Analogously, a religion may be “true re¬ and the corresponding essential relations.
ligion,” and its “truth” a “merely relative” Historical facticity thereby serves as an ex¬
one—namely, with reference to a “mankind” ample when we are directed toward what is
that lives in relation to a “nature,” that is purely ideal. However, if we judge the his¬
found in a certain stage of development, torical fact itself with respect to its validity,
etc. In this case, truth depends on the con¬ we will find: this factual religious behavior
tent of your presuppositions, which must be is the correct one because, as such, on ideal
grasped ideally —(the idea of a determinate grounds, a religious behavior, when its mo¬
“mankind” with certain specific characteris¬ tivational content is of a certain character
tics, the idea of a “nature” having a certain and is related to valid “presuppositions” of a
character, the idea of individual or social certain character, is valid, is justified.
motivations that are to be characterized in a I do not think that the convictions that
specific manner, etc.). If we were to think of guide me here, and the goals which I specifi¬
the presuppositions as being altered in their cally assign to a phenomenological philoso¬
essential content, then either another reli¬ phy of culture, really diverge from what is
gion, or no religion at all, would be the required by you, most honorable privy
“true” one. Thus, the truth of a religion councillor, nor do I think that any funda¬
would be something relative and yet, like all mental differences really separate us. But it
truth, an ideal, namely, referring to rela¬ also seems to me that what you attack as
tions which, by means of their essential con¬ metaphysics is not the same as what I accept
tent, determine principles a priori as the con¬ and promote under the same name.15
ditions for the possibility of such truth at all.
The task of a phenomenological theory of
July 5/6
nature is to submit the consciousness that is
constitutive of nature to an eidetic investiga¬ Every science of existence [Daseinswissen-
tion with regard to all of its structures and schaft\, for example, the science of physical
correlations, to the extent that all the princi¬ nature, or science of the human spirit, etc.,
ples under which being (in the sense of na¬ turns eo ipso into metaphysics (according
ture) is a priori, are finally clarified, and all to my concept), insofar as it is related to
the problems which, in this sphere, concern the phenomenological doctrine of essences
the correlations between being and con¬ and undergoes, from its origins, a final clari¬
sciousness can be resolved. In exactly the fication of sense, and thus a final determi¬
same manner, the task of a theory of religion nation of its truth content. The truth which
(phenomenology of religion), with refer¬ is thus expounded, for example, the truth in
ence to possible religion as such, would be natural science, regardless of how limited
to examine the consciousness that is consti¬ and relative it may be from another point of
tutive of religion in a suitable manner. view, is ultimately a component of “meta¬
(That is, “possible” religion understood in a physical” truth, and its knowledge is meta¬
way similar to Kant’s “possible nature,” physical knowledge, namely, ultimate
whose essence is explained by pure natural knowledge of existence [Dasein]. The idea
science.) So the phenomenological theory of that a metaphysics in this sense is necessary
religion requires, or rather, is for the most in principle —vis-a-vis the natural and hu¬
part, exactly what you demand again and man sciences which have arisen from the
again: a return to the inner life, to the “life great labor of modern times—has its origin
forms” which first come to be genuinely un¬ in the fact that a stratification is rooted in
derstood in the reliving [Nacherlehen\ the essence of knowledge and that, con¬
of our inner motivations. Such reliving and nected with it, there is a two-fold epistemic
understanding is the concrete intuitive con¬ attitude: on the one hand, the attitude can
THE DILTHEY-HUSSERL CORRESPONDENCE 207

be purely directed toward being, which is Wilhelm Dilthey’s Reply to Husserl’s Letter
consciously intended and which is thereby ofjuly 5/6
thought and given in appearance; but on
the other hand, the attitude can be directed July 10, 1911
to the enigmatic essential relations between
Dear Friend,
being and consciousness. All natural knowl¬
edge of existence, all knowledge within the Thank you very much for your pleasant
first attitude, leaves open an area of prob¬ and detailed letter, and for clearing up my
lems on whose solution depends the ulti¬ misunderstanding. You may, above all, be
mate definitive determination of the sense assured that your cordial remarks will never
of being and the ultimate evaluation of the lead me to falsely evaluate the relation be¬
truth that has already been reached in the tween my life’s work and your fresh endeavor.
“natural” (first) attitude. I believe I can see I admire your genius for philosophical anal¬
that there can be no other meaningful prob¬ ysis. From your comments, I am happy to
lems behind the ultimate ones, namely, the surmise that my work has been of some use
“constitution” of being in consciousness, to you. I am glad that you feel as do I —I
along with the related problems of being; who belonged to a time in which some cour¬
that, therefore, no other science can lie be¬ age was needed to wage a common war,
hind the phenomenologically expanded and from various sides, against the domination
founded (universal) science of existence of the natural sciences over philosophy —that
(which, in its work, includes all the natural we agree in regard to the effort needed to
sciences of existence); or rather, that it is reach a universally valid foundation for the
nonsense to speak of a fundamentally un¬ sciences of the real, in opposition to con¬
knowable being that still lies beyond these structive metaphysics, and against every as¬
ultimates. This excludes every Kantian sumption that an in-itself lies behind the re¬
“metaphysics” of the thing-in-itself, as well ality that is given to us. Our difference, as I
as every ontological metaphysics that is ex¬ indicated in my previous letter, may remain
tracted from a system of pure concepts that in force until I receive from you more de¬
forms a science of existence, a la Spinoza.— tailed publications which, I only hope, will
In all of this, don’t we really mean the same not arrive too late for me. I have recently
thing? When you speak of an analysis that been actively occupied time and again with
pertains to the human sciences (an analysis the explanations in your letter; but, dear
by which you might lead up to the proof of friend, you do not know, and it is natural
the impossibility of metaphysics), this coin¬ that you do not know, how difficult it is,
cides, to a great extent, with what I— even after your explanations, to penetrate
limited and formed only by certain method¬ into a world of such very different thoughts.
ological viewpoints —consider to be phe¬ I gratefully accept your intention to write
nomenological analysis. And naturally, the a note in the next issue of Logos, in order to
impossibility of a metaphysic —namely, in rectify the misunderstanding that your argu¬
that especially false ontological sense—can ments concerning historicism might be
only be evidenced by such “analyses pertain¬ directed against me. For the misunderstand¬
ing to the human sciences.” ing is not merely my own; it is shared by var¬
What we are seeking and investigating ious noteworthy parties. Perhaps my work
— although we arise from different studies, on the structure of the human sciences will
are determined by different historical mo¬ give you access [to my ideas] in a natural and
tives, and have gone through different unobtrusive way inasmuch as my orientation
developments—fits together and belongs towards a universally valid foundation for
together: elementary phenomenological the human sciences and towards a presenta¬
analysis and phenomenological analysis as a tion of the objectivity of historical knowl¬
whole, along with the morphology and edge so clearly stands out in it.
types of the great cultural structures which I have received with genuine interest the
you have uncovered.16 news concerning your present situation.17
• • • When consulted by Tubingen, I immedi-
208 HUSSERL ON SCIENCE AND PHENOMENOLOGY

ately gave them your name and, of course, fortunately, the Kaiser-Wilhelm-Gesellschaft
since at first I only vaguely knew of your de¬ is limited, at least for now, to the natural
sire to go there, I gave your name along with sciences. But certainly . . . another pros¬
that of other possible candidates. As soon as pect will soon open up which will allow you
I heard further of your intention to leave, I to leave a situation which has suddenly be¬
explained to Tubingen that they had only come so unpleasant for you.
one choice, that of doing whatever might be
Faithfully yours,
necessary in order to get you. However, this
Wilhelm Dilthey
prospect disappeared several weeks ago. Un¬

EDITOR’S NOTES

1. Einleitung in die Geisteswissenschaften: Ver- In his letter Dilthey refers to p. 37ff., where section 2,
such einer Grundlegung fur das Stadium der Gesell- “Theory of the Weltanschauung . . . ,” begins.
schaft und der Geschichte, 1883 (Stuttgart: Teubner, 6. He is quoting “Das Wesen der Philosophic,” p.
1959). 60. In context the quote reads: “Metaphysics must rise
2. “Die Typen der Weltanschauung,” in Weltan¬ above the reflections of the understanding in order to
schauung, selected texts (Berlin, 1911). find its own object and its own method. The attempts
3. He refers to the following definition, which to achieve this in the sphere of metaphysics have been
Husserl gives to historicism: “Historicism takes its posi¬ examined, and their insufficiency has been shown. We
tion in the factual sphere of the empirical life of the shall not repeat here the arguments developed since
spirit and, since it posits such a life absolutely, without Voltaire, Hume and Kant, and which explain the con¬
exactly naturalizing it . . . there arises a relativism that stant change of metaphysical systems and their inabil¬
has a close affinity to psychologism and that is entan¬ ity to satisfy the demands of science.”
gled in similar sceptical difficulties” (p. 323; see p. 185 7. The decisive passage reads: "Knowledge of re¬
above). ality according to causal relationships, experience of
4. Dilthey refers to the following note in the value, significance and meaning, and behavior guided
Logos article: “Elsewhere Dilthey also rejects historical by the will . . . these are the various modes of behavior
scepticism; but I do not understand how he thinks that which are united in our psychic structure. . . . The
he has gained any decisive ground against scepticism by subject comports itself towards objects in these various
means of his very instructive analysis of the structure ways; one cannot go back behind this fact to a reason
and typology of Weltanschauungen. For as has been for it. Thus, the categories of being, cause, value, and
pointed out in the text, a human science that is never¬ purpose, in keeping with their origin from these modes
theless empirical cannot argue either for or against of behavior, can neither be reduced to one another nor
something that lays claim to objective validity. The to a higher principle. We can only comprehend the
matter changes—and that seems to be the inner move¬ world under one of the fundamental categories. We
ment of his thought —when the empirical attitude, can never perceive, as it were, more than one side of
which gives rise to an empirical understanding, is re¬ our relation to it —never our whole relation, such as it
placed by the phenomenological, eidetic point of view” would be determined by the interconnection of these
(p. 326; see p. 197, n.ll above). categories. This is the first reason for the impossibility
5. Kultur der Gegenwart, part 1, section 6, Sys- of metaphysics: If metaphysics wants to be successful, it
tematische Philosophic (Berlin and Leipzig: Teubner, must either always use sophisms to bring these catego¬
1907). Dilthey's first contribution is found here: “Das ries into an internal coherency, or it must distort the
Wesen der Philosophic." This treatise is divided into contents of our actual behavior. A further limit of con¬
two parts:
ceptual thinking appears within each of these modes of
A. The Historical Procedure for Determining the behavior. We cannot think back to any Final cause as
Essence of Philosophy,
something unconditioned in the conditioned relation¬
B. The Essence of Philosophy Understood from Its ship of events: For the ordering of a multiplicity, whose
Position in the Spiritual World. elements are uniformly related to one another, remains
Part B has the following subdivisions:
an enigma, and neither change nor plurality can be
I. Classification of the Function of Philosophy in conceived of as arising from the immutable One . .
Relation to Psychic Life, Society and History. (“Das Wesen der Philosophic,” pp. 60-61).
II. Theory of the Weltanschauung. Religion and 8. In addition, the following passage may be
Poetry in Their Relations to Philosophy. cited: Philosophy is incapable of grasping the world in
III. The Philosophical Weltanschauung. The At¬ its essence by means of a metaphysical system and of
tempt to Raise the Weltanschauung to Univer¬ demonstrating the universal validity of this knowledge;
sal Validity.
but just as in every serious poem there opens up an as¬
IV. Philosophy and Science.
pect of life such as has never been seen before, as in its
V. The Concept of the Essence of Philosophy. A
ever new works poetry thus discloses to us the various
Survey of Its History and Its Systematic Ideas. sides of life, as we do not possess in any work of art the
THE DILTHEY-HUSSERL CORRESPONDENCE 209

total view of life and nevertheless all of us, through other, to speak Platonically, the relation between the
works of art, approximate this total view: so in the typi¬ idea and its murky form of appearance" (p. 325; see p.
cal Weltanschauungen of philosophy, one world con¬ 187 above).
fronts us as it appears when a powerful philosophical 13. The passage to which Dilthey is referring reads:
personality makes one of the modes of behavior toward “Accordingly, just as history cannot advance anything
the world dominant over the others, and its categories relevant against the possibility of absolute validity in
dominant over the other categories. Thus, of the enor¬ general, it cannot advance anything in particular
mous work of the metaphysical spirit, there remains the against the possibility of an absolute (that is, scientific)
historical consciousness, which repeats this work in it¬ metaphysics, or any other philosophy. As history, it can
self, and thereby experiences in it the unfathomable in no way prove even the assertion that as yet there has
depths of the world. The final word of the spirit, which not been any scientific philosophy; it can only prove
has passed through all Weltanschauungen, is not the this on the basis of other sources of knowledge, and
relativity of each Weltanschauung, but rather the sov¬ they are clearly philosophical sources. For it is clear that
ereignty of the spirit over against every single one of even philosophical criticism, insofar as it is actually to
them and, at the same time, the positive consciousness lay claim to validity, is philosophy and its sense implies
of how in the various modes of the spirit’s behavior the ideal possibility of a systematic philosophy as rigor¬
there is for us the one reality of the world, and the per¬ ous science. The unconditional assertion that every sci¬
manent types of Weltanschauung are the expression of entific philosophy is a chimera, based on the argument
the many faces of the world" (“Das Wesen der Philoso¬ that the alleged efforts of millennia make probable the
phic," pp. 61-62). intrinsic impossibility of such a philosophy, is therefore
9. This is a reference to "Die Typen der Weltan¬ erroneous not only because to draw a conclusion re¬
schauung,” which Husserl cited. garding an unlimited future from a few millennia of
10. He is referring to “Das Wesen der Philosophic,” higher culture would not be a good induction, but
see note 11. rather would be erroneous as an absolute absurdity,
11. The text to which Dilthey is referring reads: like 2 x 2 = 5. And this may be said to be the case for
“Certainly the mathematician will not turn to history in the following reason: If there is something whose ob¬
order to be taught about the truth of mathematical jective validity can be refuted by philosophical criti¬
theories; it will not occur to him to relate the theoreti¬ cism, then there is also a field within which something
cal development of mathematical representations and can be established as objectively valid. If problems have
propositions to the question of truth. Accordingly, been demonstrably posed “incorrectly,” then it must be
how shall it be the historian’s task to decide as to the possible to rectify this and accurately pose them. If crit¬
truth of given philosophical systems and, especially, as icism shows that philosophy, which has developed his¬
to the possibility of a philosophical science that is valid torically, has operated with confused concepts, and has
in itself? And what would he really have to add that used mixed concepts and false conclusions, then, if one
could make the philosopher uncertain with respect to does not wish to fall into nonsense, that very fact makes
his belief in his idea, the idea of a true philosophy? it undeniable that, ideally speaking, the concepts can
Whoever denies a specific system, and even more, who¬ be illustrated, clarified, and distinguished, and that ac¬
ever denies the ideal possibility of a philosophical sys¬ curate conclusions can be drawn in any given field. Ev¬
tem as such, must advance reasons. Historical facts of ery correct, deeply penetrating criticism itself already
development, even the most general facts concerning provides the means for progressing and ideally points
the manner of development proper to systems as such, to correct goals and ways and, in so doing, to an objec¬
may be reasons, good reasons. However, historical rea¬ tively valid science. Naturally, to all of this it must be
sons can only produce historical consequences. The de¬ added that the historical untenability of a spiritual for¬
sire either to prove or to refute ideas on the basis of mation as a matter of fact has absolutely nothing to do
facts is nonsense—as Kant said: ex pumice aquani' with its untenability in the sense of validity; and this
(Logos, p. 325f.; see p. 187 above). applies to everything that has been discussed so far,
12. The passage in the Logos article, to which Dil¬ and to all spheres whatsoever where validity is claimed”
they alludes, reads: “But if we have admitted science as (p. 326f.; see pp. 187-88 above).
a valid idea, what reason would we still have not to con¬ 14. Since Dilthey died on October 1, 1911, Husserl
sider similar differences between what is historically did not go ahead with his planned publication of the
worthwhile and what is historically valid as at least an “note.”
open possibility —whether or not we can understand 13. At this place there is a greater break in the
this idea in the light of a “critique of reason”? History, copy; at the beginning of the continuation there is the
empirical human science in general, can of itself decide date, July 5/6. Husserl notes, in regard to this matter:
nothing, either in a positive or a negative sense, as to "I do not know why the copy has a gap here or why the
whether a distinction is to be made between religion as date is in this place.”
a cultural formation and religion as an idea, namely as 16. At this place, the copy ends. Husserl noted this
valid religion, between art as a cultural formation and in the copy preserved in the Archives.
valid art, between historical and valid law, and finally, 17. This news must have been found in the part of
between historical and valid philosophy; it cannot de¬ the letter which was not preserved. In fact, that is prob¬
cide whether or not there exists between one and the ably why Husserl did not keep this part of the letter.
PART FOUR

Husserl on Space and Time

One of the several persistent difficulties many contemporary philosophers


have in dealing sympathetically with Husserl’s phenomenology is developing a
close critical knowledge of nonprogrammatic texts such as the materials presented
in Part One and Part Three of this collection. The difficulty when left at the
general level comes to the query whether there is anything more to Husserl’s work
than talk about what phenomenology may or may not be, anything more, in short,
than a too-lengthy series of “introductions to phenomenology” which only rarely
get beyond the programmatic into the practice of philosophical reflection itself.
Much of Husserl’s finest analytic work, of course, is available in the two vol¬
umes of the Logical Investigations. But in a shorter compass, without going into the
as-yet unpublished material which provides compendious examples of Husserl actu¬
ally doing phenomenology instead of just talking about it, not a great deal is avail¬
able. This section hence tries to meet the need for examples of detailed work in phe¬
nomenology by providing two sets of texts, the first on space and the second, and
more important, on time.
The materials on space are of two kinds. To begin with, an extended example
of Husserl’s so-called “meditations,” or daily reflections, is provided, his “Founda¬
tional Investigations of the Phenomenological Origins of the Spatiality of Nature,”
together with a lengthy and comprehensive introduction which attempts to indicate
clearly the major areas of philosophic interest in what is necessarily a fragmentary
text. A second example of this first kind of tenuous, probing, and incomplete texts
is “The World of the Living Present.” A second kind, a more finished piece, is of¬
fered in which Husserl discusses in a much more synthetic way several aspects of his
later reflections on geometry.
The materials on time, on the other hand, are somewhat more homogeneous.
A selection from Husserl’s lectures on internal time-consciousness is provided first as
an example of the earlier material on this central theme in Husserl’s philosophy,
and then an important section on perceptual problems with time is selected from
the much later materials gathered together in Husserl’s posthumous work Experi¬
ence andJudgment. The major texts from the intervening decades are not as yet
published although several volumes on time-consciousness are in preparation by the
editors of the Husserliana series. The two texts here stand roughly at the beginning
and at the end of those protracted reflections.
Some philosophers who know Husserl’s work thoroughly believe that Husserl
presented not just a program for philosophy but also, in the materials on space and

211
212 HUSSERL ON SPACE AND TIME

especially in those on time, one of the finest examples of his own philosophical
practice. The materials here are only a short sample of that extensive work.
It is important, however, for the proper understanding of these materials on
space and time not to overlook their dependence, in great measure although not
completely, on Husserl’s continuing reflections on both logic and science.
As for logic, we need to recall that, in Formal and Transcendental Logic above
all, Husserl proposed a multiple inquiry into the philosophy of logic. Beginning
with a pure logical grammar which would separate the meaningful from the mean¬
ingless in possible assertions or propositions, Husserl moved on to a pure logic of
noncontradiction which deals with the distinction between analytic consistency and
analytic contradiction in possible assertions or propositions. And he arrived at a
pure logic of truth which is concerned with formal law as governing only the use of
the predicates “true” and “false” in actual assertions or judgments. In order to deal
with the question of a pure form for all deductive theories, however, Husserl added
finally a theory of forms of all the various possible forms of theories, what he called
a Mannigfaltigkeitslehre. At such a level Husserl tried to keep open several options.
For the inquirer is to retain the choice, Husserl thinks, of adopting a formal atti¬
tude, or of turning to ontologies in considering logical objectivities, or of adopting
the phenomenological inquiry into how consciousness presents such objectivities.
Two questions, then, which these texts on space and time open up for us are
just how and to what degree the extended development of Husserl’s analyses of
space and time represent different options in the further reflection on his philoso¬
phy of logic. And, of course, similar questions arise as to Husserl’s further reflec¬
tions on his philosophy of science and his philosophy of mathematics.
When taken together, despite the very important differences which this set of
materials exhibits, the texts detail for us nevertheless an impressive series of philo¬
sophical investigations which here and there can be set alongside some of the magis¬
terial sections in both the Logical Investigations and the later volumes of Ideen.
12

Introduction1
FRED KERSTEN

Under the title of “Foundational Investi¬ back to that which is most obscure to me
gations of the Phenomenological Origin of and I wrestle with that problem. I never go
the Spatiality of Nature,” part of an unfin¬ on and leave a problem unsolved and that is
ished manuscript by Edmund Husserl was why I shall never write a philosophy. My
published as a supplement to Essays in work is not that of building but of digging,
Memory of Edmund Husserl, edited by Mar¬ of digging in that which is most obscure and
vin Farber in 1940* In this same year the rest of uncovering problems that have not been
of the manuscript was edited and published seen or if seen have not been solved’.”5 Hus¬
by Alfred Schutz in the first volume of Phi¬ serl’s “meditations” are, accordingly, basic to
losophy and Phenomenological Research an understanding of his phenomenology.
under the title of “Notizen zur Raumkonsti- And in 1939 Cairns had already called atten¬
tution” (“Notes on Space Constitution”).3 tion to the fact that, “according to those in a
Presumably it was Alfred Schutz who edited position to know, the bulk of Husserl’s phi¬
the supplement in the Farber volume, and losophy lies not in his published works but
one may likewise presume that his “Editor’s in his literary remains,”6 in the mountain of
Preface” in Philosophy and Phenomenologi¬ manuscripts making up his daily “medita¬
cal Research also applies to the manuscript tions.”
translated there. While many of those manuscripts have
This manuscript is a good example of since been published,7 the task of under¬
Husserl’s daily work, his “Meditationen as standing and appreciating them nonetheless
he called them, which, as Dorion Cairns re¬ remains a difficult one. The manuscript
ported, Husserl would only interrupt when translated here is no exception not only be¬
the desire came over him to write a book.4 cause of the often tentative, unfinished na¬
When that happened, he would shove aside ture of the “digging into that which is most
his daily work and write like “someone in a obscure,” but also because Husserl himself
trance . . . he would write a page and put it published very little of an extended and sys¬
to one side on his desk, another page and tematic nature on space constitution. As a
put it to the side on his desk, without num¬ result, there are relatively few public expres¬
bering any of these pages. He would just sions of his views about space against which
throw them aside and leave to himself or his his “meditations” can be adequately mea¬
assistant the later task of going through sured in order to formulate his considered
them to find the order of the pages for the opinion. Indeed, almost all of Husserl’s dis¬
book he had finished. ... His daily work, cussions of space constitution must be
however, which was thus interrupted, con¬ drawn from his daily “meditations.”8
sisted in daily meditations. . . . And he said How then should one initially approach
once: ‘When I go back to what I have writ¬ such a “meditation”?
ten in an earlier meditation, I always go In his “Editor’s Preface” to the “Notes on

213
214 HUSSERL ON SPACE AND TIME

Space Constitution,” Alfred Schutz observes every attempt has been made to preserve the
that, on the one hand, such manuscripts original character of Husserl’s daily “medita¬
“reflect the ecstasy of discovery, the fresh¬ tion” on space.
ness and the originality of a first look into
realms as yet unknown, the rapture of the Space was not only an important philo¬
creative spirit ... the superabundance of sophical problem in its own right on which
ideas, and the adventure of catching the Husserl ceaselessly worked during his life¬
thought in transition. On the other hand, time, but its phenomenological investigation
the thought is not yet organized; the prob¬ was paradigmatic, for instance, for formu¬
lems are intermingled . . . the language is lating the investigations into the “origin” of
aphoristic and obscure with odds and ends the constituting of “internal time” within
of meaning substituted for detailed cross- the framework of the transcendental phe¬
references. These manuscripts of Husserl nomenological reduction;11 and it was fun¬
should not be considered as papers, not damental for developing the investigation
even as rough drafts of future literary works, into the transcendental phenomenology of
but rather as a philosophical diary, a scrap¬ reason at the end of the first volume of the
book of his thought. ”9 For better or worse, it IdeenP- The substance of the large number
is in this “scrapbook of thought” that we of manuscripts on space constitution can be
must look for Husserl’s views about space seen now in their posthumous publication
constitution. And therein lies the danger, in Husserliana,13 many of which were re¬
for as Schutz also notes, many passages of viewed by Ulrich Claesges in his Edmund
the manuscript “could provoke enormous Husserls Theorie der Raumkonstitution
misunderstandings of Husserl’s general con¬ (1964).14 It is curious, however, that Claes¬
ception of philosophy among those who are ges does not refer to the manuscript trans¬
beginners in phenomenological research or lated here, nor to its continuation in Philos¬
especially among those who never studied ophy and Phenomenological Research. In
Husserl’s chief works.” In particular Schutz addition, his book is confined for the most
observes that one of the “most serious misin¬ part to discussion of daily “meditations” and
terpretations of Husserl’s attempt at an anal¬ lectures written before and shortly after the
ysis of space . . . would be the supposition First World War. Husserl’s views on space in
that this philosopher ever had the intention the 1920s were developed by his Freiburg
of substituting constructions of a primitive student Oskar Becker in a doctoral disserta¬
speculation for the accomplishments of tion published in 1923.15
modern science and mathematics, which he Becker’s study was, and still is, valuable
knew as thoroughly as anyone.”10 not only because it worked out Husserl’s
But Schutz also perceives a significant views about space constitution in terms of
positive side to this fragment of Husserl’s the transcendental reduction, but also be¬
work in progress when he characterizes it cause it went a long way toward carrying out
with Beethoven’s words, “quasi una fanta¬ the critique of scientific cognition of space
sia," and asks: “But where is the friend of in physics and mathematics up to that time
music who would not be delighted to have a by disclosing the various “prescientific” sub¬
true record of an improvisation of Beetho¬ strata of importance for constituting the
ven, played by him, offhand, in the seclusion spatiotemporal form of the real, objective
of his workshop?” In the case of Husserl, at world of concern to physics and mathemat¬
least, we are more fortunate in having such ics. Concluding that the spatiotemporal
an “improvisation, played by him, offhand,” forms of those substrata are neither “Eucli¬
in the seclusion of his study. To be sure, in dean” nor “non-Euclidean,” that is, that
an English translation not all of the “impro¬ they of necessity entail no specific system-
visation” can be expressed; not everything forms of Euclidean geometry (below, pp.
“offhand” can be left as it is. Occasionally, 228-29), Becker’s discussion is concerned
one’s own “cadenzas” must be added along more particularly with examining the vari¬
with key signatures and transitions. Never¬ ous substrata of visual “prespace” and of
theless, within the strictures of a translation “schematic” (or “phantom”) quasi-space—
ORIGIN OF THE SPATIALITY OF NATURE 215

the former proving to be a two-dimensional tional Investigations into the Origin of the
manifold founding the three-dimensional Spatiality of Nature” within the context of
manifold of the latter.16 This result, and the the whole of Husserl’s thought, we can see
“transcendental deduction” adduced to that it both presupposes the advances in his
demonstrate it (which can only be described thought begun in 1929 and looks forward to
as a phenomenological tour de force), still his last work. While it would be impossible
does not encompass Husserl’s later position here to trace all of the innovations, differ¬
when writing the manuscript translated here. ences, and perhaps even regressions of Hus¬
The reason for this is that by 1934 Husserl serl’s thought which our manuscript repre¬
had already enlarged and deepened not only sents, it clearly goes beyond the systematic
the transcendental setting within which he picture reported by Claesges and developed
located the problems relating to the consti¬ by Becker under Husserl’s supervision. The
tuting of the spatial aspect of the real, objec¬ task that now remains in this Introduction is
tive world. In addition he had refashioned to show the significance of Husserl’s manu¬
and radicalized his critique of scientific cog¬ script for his later view of space constitution
nition. That is to say, by 1929 Husserl had in the light of his thought after 1929.
already prepared much of what would later
(1931) be published as Meditations carte- In a note on the envelope containing the
siennes, in which he introduced a transcen¬ manuscript of “Foundational Investiga¬
dental monadology whose space-time has its tions,” Husserl refers to Nature as Nature in
“origin” in “primordial ‘Nature’,” and in the “first sense,” that is, as Nature conceived
which the “genetic problems of birth and by the natural sciences, “posited as infinite”
death” as well as the “psychological origin” in acts of scientific thinking. He contrasts
of the “idea of space” are grasped in their this sense of Nature with another and sec¬
proper sense “by means of a change of the ond sense of Nature as the “original ark,
natural into the transcendental attitude . . . earth.” Investigating this second sense of
open to a ‘Copernican conversion’” so that Nature in the part of the manuscript trans¬
they have a place “within a transcendental lated here, Husserl concludes that its tran¬
‘metaphysics’.”17 Moreover, in 1929 Husserl scendental phenomenological investigation
published his Formale und transzendentale as much supports the “Copernican” as it
Logik in which he sought to achieve the does the “non-Copernican” interpretation of
“original grounding of all the sciences, and Nature in the first sense (below, pp. 228-
of the formal ontologies . . . exercising in 29). This assertion presupposes that the in¬
their behalf the function of a theory of sci¬ vestigation leading to this conclusion has
ence, the normative function,” which “gives been set into a certain framework which may
all of them unity, as branches of a consti¬ be formulated as follows:
tuted production from the one transcenden¬ All de facto natural sciences assume as a
tal subjectivity,”18 so that there is only “one matter of course that the spatiotemporal Na¬
philosophy, one actual and genuine science” ture encountered in prescientific life exists
which comprises a “formal ontology” in the (below, pp. 223-24). Thus a foundational
sense of the “form,” “allness of realities, with investigation into Nature as determined (or
the allness-‘forms’, space and time. . . .”19 interpreted) and further determinable by
And, finally, almost a year to the day after “Copernican” or “non-Copernican” scientific
writing the manuscript translated here Hus¬ thinking therefore involves an investigation
serl would begin his last work, Die Krisis der of Nature encountered in daily life as a
europaischen Wissenschaften, in which a “product” of prescientific thinking and ex¬
historical form of modern science, which periencing—Nature in the sense of the “orig¬
makes a certain idea of space go bail for the inal ark, earth.” In other words, the task of a
“allness of reality,” is subjected to a critique foundational investigation is to recover a
that explicates the space-time of the “life- sense which Nature has regardless of the
world” as the “source” of science in the “Gal¬ sense or senses it acquires or can acquire
ilean style.”20 from “Copernican” or “non-Copernican” sci¬
If we thus try to anchor the “Founda¬ entific thinking.21 This is the case, more par-
216 HUSSERL ON SPACE AND TIME

ticularly, with respect to the spatial form of that for which the world is, is still not a re¬
Nature in the second sense. Thus a founda¬ fraining from believing in or accepting the
tional investigation into space as determined transcendental “.status ” of my mental living
and further determinable by “Copernican” as actual.
or “non-Copernican” scientific thinking also Precisely because these two refrainings
involves an inquiry into space purely as are not equivalent it is impossible to pro¬
“product” of prescientific thinking and ex¬ ceed from, or, as Husserl says, “convert” the
periencing.22 It is this latter investigation psychological attitude into the transcenden¬
that is the subject matter of the manuscript tal one.
translated here (as well as its continuation in This nonequivalence of the two refrain¬
Philosophy and Phenomenological Research). ings is presupposed by Husserl in casting his
Husserl also states that his investigation “meditation” into the framework of the
is to be a “transcendental” one and, at the transcendental phenomenological attitude
end of the manuscript (below, p. 231), he to investigate Nature, the “original ark,
sharply distinguishes it from a (phenomeno¬ earth,” regardless of how it has been or is in¬
logical) psychological investigation which, terpreted or determined and posited as infi¬
while referring back to the transcendental nite in acts of scientific thinking. And this
one, cannot be immediately “converted” into case not only determines the meaning that
a transcendental investigation 23 That is to must be attached to his statements; it deter¬
say, in the psychological phenomenological mines as well the specific nature of the prob¬
attitude my own mental living (or “Ego”) is lem.he sets himself to resolve, namely the
in fact presented as having a sense which it constitution of “space" as a transcendentally
can only have as a consequence of its basic “reduced” phenomenon.
characteristic of experiencing the “original At the beginning of the manuscript Hus¬
ark, earth,” and things in, on, and over it; in serl notes that “confirmation of the new
this attitude, my mental living is found as ‘idea of world’, in the derivative sense” of
going on in that of which it apperceives it¬ world —that is, “world” as “product” of pre¬
self as a nonself-sufficient component. But scientific thinking and experiencing “has its
that also signifies that my mental living is first support and core in my perceptual
that for which Nature and things are and field” in which my own percipient organism
must be so that my mental living can neces¬ is the central body among other bodies in
sarily and “correctly apperceive itself as a the field and in which they are presented as
component of Nature” (below, p. 230). My at rest or in motion relative to Here (below,
mental living, then, is not only in and part p. 224). “Of necessity,” Husserl continues,
of Nature, but also and equally of Nature- “a motion is relative when experienced with
no matter how it has been or is interpreted respect to a ‘basis-body’ experienced as at
by natural scientific thinking. When, now, I rest” and which is identified as “my corpo¬
make explicit this “status” of my mental liv¬ real animate organism.” My own percipient
ing as that for which Nature is, as an actual organism, copresented as at rest or in mo¬
living awareness or consciousness of Nature, tion, however, is “relatively at rest and rela¬
then I have adopted the transcendental phe¬ tively in motion with reference to the earth-
nomenological attitude. My theme in this basis which is not experienced as body.”
further and transcendental attitude is the That signifies: I have exercised the transcen¬
sense that my mental living is presented as dental epoche whereby I refrain, first, from
having: “believing in itself as a process in positing the perceptually and apperceptu-
Nature, perhaps even if nothing else in Na¬ ally constituted “earth” on which I and all
ture exists” (below, p. 231). Equivalently other sorts of animate organisms find our¬
stated: I refrain from accepting the sense, selves as having a locus in the real space of the
“original ark, earth,” of which my mental real, objective world; and, second, correla-
living apperceives itself as a nonself-sufficient tively from positing my sensory-perceptual
component. But this refraining, in conse¬ fields constituted in “apperceptive trans¬
quence of which is disclosed the transcen¬ fers”24 as having a locus in the real space of
dental “status" of my own mental living, as the real, objective world where the fields are
ORIGIN OF THE SPATIALITY OF NATURE 217

located as on the surface of or inside this real turn my head from side to side, squinting
physical thing, my percipient organism. my eyes. In turn, these coperceived states of
This correlative refraining, however, in the organism are themselves presented as
no way implies that “earth” on the one hand dependent on various sensed kinaesthesias
and my sensory-perceptual fields on the flowing in one manner or another. If there is
other hand are therefore not transcendent to flow in one manner, e.g., locomotive kin-
my experiencing. That is to say, it does not aesthesia, then the organism is coperceived
entail refraining from positing “earth” and as in motion; if in another manner, then the
perceptual fields as having their own inher¬ organism is coperceived as at rest. Univer¬
ent spatial (and temporal) spreadoutness.™ sally, Husserl seeks to establish the correla¬
So “reduced,” and copresented with motion tion not only between coperceived states of
and rest from Here (below, pp. 225-26), the the organism and the various systems of kin¬
“earth” as “earth-basis” and my own animate aesthesias (e.g., locomotor and cephalic kin¬
percipient organism are constituted as aesthesias), but also between perspectival
“anomalies”26 and not as bodies among appearances of the organism dependent on
other bodies in an infinite homogeneous actualization of those kinaesthesias, on the
space where any body can take the place of one hand, and, on the other hand, perspec¬
any other body: “earth” and “organism” are tival appearances of things other than the
presented each with its own peculiar spread- organism. Thus any account of the per¬
outness, with its own “place” that cannot be ceived world and its spatial aspect requires
exchanged for any other “place” — there is no an account of the perceived or coperceived
conceivable course of experience in which organism.29 The various kinaesthesias are
the Here of my own organism would be presented as subject to the will, hence kin-
There.27 To be sure, “space” is presented as aesthetic changes are presented as immedi¬
that which surrounds the “earth,” as a sys¬ ately actualizable (or nonactualizable); the
tem of “possible terminations of motions of correlative changes in appearances are pre¬
bodies (below, p. 225). While all bodies on sented as mediately actualizable (or nonac¬
the earth have their own particular loci in tualizable). By virtue of actualizing this
that system of places, the “earth” itself does rather than that course of locomotive kinaes¬
not. thesias, changes in appearance of the table
A good deal of the phenomenological are (mediately) effected such that the table
clarification of the “space” peculiar to the appears here rather than there, the organism
“original ark, earth” hinges on the clarifica¬ correlatively appears as in motion rather
tion of the “space” peculiar to the percipient than as at rest.
organism. In turn, the “space” of the orga¬ Husserl’s many studies of this quite com¬
nism requires a clarification, ultimately, of plex perceptual situation concern the various
the role played by the various kinaesthetic functions, correlations, and dependencies of
systems in space perception.28 Here we can kinaesthesias at different levels of constitut¬
only indicate a small —but crucial —dimen¬ ing the real, objective world.30 And in each
sion of Husserl’s analysis. case that he studies Husserl seeks the limit¬
It is a phenomenological “truism” that ing case of the functions, correlations, and
one’s percipient organism is always coper¬ dependencies by means of what he calls “set¬
ceived in the perceiving of something else. ting kinaesthesias at zero”31 — the perceptual
The perspectival appearances through which situation where the patterns of kinaesthetic
things are perceived are functionally depen¬ flows are “held still” or are “at zero” (“Null-
dent on coperceived states of motion and oder Stillkinaesthese”), and where appear¬
rest of one’s own organism or its parts ori¬ ances of things persist just as they are such as
ented in one way or another, under these or when we jump on or off moving vehicles, or
those aspects. The perspectival, one-sided are carried by a vehicle of some sort. We can
appearances, through which I see and touch illustrate this with a brief example. Suppose
the table vary in functional correlation with that I “set at zero” oculomotor kinaesthesias.
the motion of my organism when, for in¬ This means that I institute actually or in
stance, I walk around the table or when I phantasy a course of kinaesthetic flows ac-
218 HUSSERL ON SPACE AND TIME

companied by the perceiving of my eyes as tion of those “anomalies” plays a necessary


not moving in their sockets relative to my and not accidental role in determining the
torso and not moving as they would if a spatiality (and temporality) of Nature in the
course of kinaesthetic flows were going on sense posited in acts of scientific thinking.
accompanied by perceiving my organism as Nature in this first sense “presupposes” a “pri¬
moved by, e.g., my legs relative to my torso. mordial constitution” of earth as basis and
At the same time, I disregard thematically of animate organism which enters into the
(or “abstract from,” Husserl says) the possi¬ “secondarily constituted” Nature—Nature
bility of a “nonzeroed” course of “zeroed” in the first sense—such that the latter is nec¬
kinaesthesias and every sort of change in ap¬ essarily presented as a “horizon of being”
pearances functionally dependent on a which is “accessible from the primordial and
“nonzeroed” course of “zeroed” kinaesthe¬ discoverable in a particular order.”35
sias along with every sort of change in ap¬ The “origin of the spatiality of Nature” is
pearances functionally dependent on “non¬ to be found, then, in the basic features of
zeroed” kinaesthesias.32 the constitutive substrata of “earth as basis,”
The purpose, now, of so “setting at zero” as “original ark,” and of “animate organism.”
oculomotoric kinaesthesias is to uncover the And this is itself a radical departure from
visual correlate belonging to the “zeroed” the prevailing “Copernican” conception of
kinaesthesias and the inherent “spatial” the world, because if what Husserl asserts is
spreadoutness of that correlate. There is, indeed the case, then the “origin” of spatial¬
then, according to Husserl, to be discrimi¬ ity lies not only in founding and more prim¬
nated an intrinsic spreadoutness in which itive layers of the constitution of Nature,
“things” are “at rest” or in “motion” relative but also in a constitutive level presupposed
to the distinct “parts” of the visual spread on by motion and rest of bodies in space. In
the one hand, and, on the other hand, an other words, the “origin” of the “perception
“experiencing” of an enduring spreadout¬ of space” does not consist of the “perception
ness whose “parts” may differ qualitatively of motion,” but is rather constitutively pre¬
but in which nothing can be “at rest” or “in supposed by the latter. As a consequence,
motion.”33 Without developing Husserl’s one “need not perpetrate the absurdity . . .
account further, and granting for the mo¬ of presupposing tacitly beforehand the nat¬
ment its extension to all cases of perceptual uralistic . . . conception of the world and
experience without exception, we can note ... of then seeing human history . . . an¬
that such limiting cases reveal an “intuition thropologically and psychologically ... as
of space” more fundamental constitutively an obviously accidental event on the earth
than that correlated with the coperceived which might just as well have occurred on
rest and motion of the percipient animate Venus or Mars” (below, p. 230). This con¬
organism. We shall return in a moment to clusion brings us back to our discussion of
the consequences of this account for Husserl’s notion of kinaesthesias and motion
Husserl’s later view of space constitution. At and rest of the animate organism.
this point in our discussion we can turn to The results of Husserl’s daily “medita¬
the nature of the task Husserl has set himself tions” on space in his later manuscripts may
in the manuscript translated here. be restated in terms of those views about
The phenomenological task of the “foun¬ space in later modern philosophy and psy¬
dational investigations into the origin of the chology with which he takes issue. Basically,
spatiality of Nature” is not only to make the¬ he takes issue with the Kantian position
matic the way of constitution of the correla¬ which holds that only if space (and time) at¬
tive anomalies” earth and animate orga¬ tach to things in relation to our sensibility
nism in their own intrinsic “spatiality,” but can it be explained how it is possible to
also, and of equal importance, to demon¬ know a priori that whatever is presented to
strate how, at higher levels of constitution, us must have the spatiotemporal determina¬
they acquire the "appearance ”34 of a body tions which are prescribed by natural scien¬
among other bodies, a “place" among other tific thinking. In other words, only if physi¬
places and, in addition, how the constitu¬ cal things give rise to “sensations” can their
ORIGIN OF THE SPAT1ALITY OF NATURE 219

spatiotemporal properties appear as neces¬ And not on the contrary: it does not move?
sary and subject to the laws of geometry and It is certainly not so that it moves in space,
kinematics. Two assumptions are at work in although it could move, but rather as we
this view: first, that the propositions of ge¬ tried to show above: the earth is the ark
ometry and kinematics will be true of intu¬ which makes possible in the first place the
ited spatiotemporal properties of things; sense of all motion and all rest as mode of
and, second, that space is that in which motion. But its rest is not a mode of mo¬
things are, and hence is basically—in the tion” (below, p. 230).
words of John Stuart Mill—“room for move¬ Thus if geometry and kinematics define
ment, which its German name, Raum, dis¬ space by rendering it intelligible, and if, as
tinctly confirms.” As a result, the proposi¬ on the “Copernican” view, space defines the
tions of geometry, which traditionally have reality of Nature (hence it is Nature in the
been understood as rendering the intelli¬ first sense), then it follows that geometry
gibility of space, are reducible to those of and kinematics define reality. It is this “Co¬
kinematics. pernican” idea which Husserl challenges by
Thus fundamental to what we may call in seeking to show (below, p. 229) that what is
shorthand terms the “Kantian” conception taken for granted in scientific naivety —even
of space—and by extension, fundamental to if it may seem amusing and may contradict
the “Copernican” view formulated by Husserl all modern scientific thinking about what is
— is the notion that the “sensation of mo¬ real (below, p. 229) —does not find confir¬
tion” is basic to the “perception of space.”36 mation in a “foundational investigation into
In terms of the transcendental phenomeno¬ the origin of the spatiality of Nature.” The
logical investigation of the origin of the spa- definition of reality, hence the correct sense
tiality of Nature, this signifies that indis¬ of a universal physical science of Nature, is
pensable to the constituting of the spatial found rather in “constituting subjectivity”38
aspect of Nature are the constitutively prim¬ apperceiving itself as on the “original ark,
itive substrata of the functional correlations earth” and as that for which the “original
between immediately actualizable kinaes- ark, earth” is in the first place.
thetic flows and mediately actualizable There is much more to say by way of clari¬
changes in the sensory-perceptual fields, fying the originality and novelty of Husserl’s
and the founded correlations between later account of space constitution expressed
changes in somatic states and the perspec- in the manuscript translated here. Like so
tival appearances “through” which perceived many other daily “meditations” of Husserl,
things are presented. However, as shown by this one also pushes toward the frontiers of
the analysis of kinaesthesias “set at zero, ” phenomenology, perhaps even overreaching
they are indispensable only because of a still them. But by overreaching the frontiers,
more fundamental and primitively intrinsic this “meditation,” this “quasiuna fantasia,"
spatiality ” or “spreadoutness” of what is can only give rise to the many more and still
neither in motion nor at rest and upon unrecognized frontiers that “constitute” the
which the perception of the earth as earth- ongoing course of the development of phe¬
basis is built up}1 2 3 “But if this is the case, nomenological philosophy.
need we say with Galileo: par si muove?

NOTES

1. I wish to acknowledge here my indebtedness to tion," ed. Alfred Schutz, Philosophy and Phenomeno¬
Dr. Frederick Elliston both for his invitation to trans¬ logical Research 1 (1940): 23-27, 217-26.
late Husserl’s manuscript and for his invaluable and 4. Dorion Cairns, “My Own Life," in Phenome¬
thorough help in rendering Husserl’s difficult text into nology: Continuation and Criticism. Essays in Memory
English. of Dorion Cairns, ed. F. Kersten and R. Zaner (The
2. (Cambridge: Harvard University Press, 1940), Hague: Nijhoff, 1973), p. 10.
pp. 307-25. 5. Ibid.
3. Edmund Husserl, ‘‘Notizen zur Raumkonstitu- 6. Dorion Cairns, “Some Results of Husserl’s In-
220 HUSSERL ON SPACE AND TIME

vestigations,” Journal of Philosophy 36 (April 27, nologische Forschung 10 (1929); English translation:
1939): 236. Edmund Husserl, Formal and Transcendental Logic,
7. Edmund Husserl, Gesammelte Werke (Hus- trans. Dorion Cairns (The Hague: Nijhoff, 1969), sec¬
serliana), (The Hague: Nijhoff, 1950ff.) tion 103, p. 272.
8. Systematic attempts to do this are few; chief 19. Ibid., p. 271.
among them are Ulrich Claesges, Edmund Husserls 20. Indeed, the manuscript translated here bears
Theorie der Raumkonstitution (The Hague: Nijhoff, many resemblances to others written in preparation for
1964), perhaps the most thorough account to date; and Krisis. See Edmund Husserl, Die Krisis der euro-
Noel Mouloud, “Le principe spatial d’individuation: paischen Wissenschaften und die transzendentale Phd-
Fondement phenomenologique et signification geome- nomenologie, ed. Walter Biemel (The Hague: Nijhoff,
trique,” Revue de Metaphysique et de Morale 1 1954), pp. xiiif., and the first three supplements, pp.
(January-March 1956): 53-73; and 3A (July-December 349ff.
1956): 259-82. In my doctoral dissertation, “Husserl’s 21. For this "philosophical epoche” see Husserl,
Investigations Toward A Phenomenology of Space” Ideen I, section 18. In a marginal note, probably dating
(1964), I sought to develop Husserl’s later view of space from the 1920s, Husserl notes that this “philosophical
constitution, but without being able to consult the in- epoche” should not be confused with the phenomeno¬
edita. logical reduction; see the Husserliana edition of Ideen
9. Husserl, “Notizen zur Raumkonstitution,” p. I, ed. Walter Biemel (The Hague: Nijhoff, 1950), p.
21. Husserl usually wrote these “meditations” after his 40, n. 1.
morning walk; in the afternoon at his desk he would 22. For the meaning of “thinking" and “experienc¬
write “what he had considered during the morning ing” here see F. Kersten, “The Life-World Revisited,”
walk . . . a continued meditation, his pen in hand . . . Research in Phenomenology 1 (1971): 54f.
The manuscripts so produced, therefore, contain the 23. See the parallel passage in Cartesian Medita¬
most important meditations of a passionate thinker as tions, section 61, pp. l44f.
well as repetitions of ideas which the author himself 24. See below, p. 224, and Cartesian Meditations,
had presented in a better and clearer manner else¬ section 50.
where,” loc. cit. 25. In this manner the doctrine of so-called “hy-
10. Ibid., p. 22. Alfred Schutz promised a study of letic data” is rejected precisely because “reducing” the
the manuscript translated here and its continuation “in fields of perception does not entail regarding them as
an early issue” of PPR, but so far as I know nothing ex¬ not having their own inherent extension or spreadout-
ists of that study. ness, as not being transcendent to the experiencing of
11. Edmund Husserl, “Vorlesungen zur Phanome- them. Correlatively, there is no need to appeal to “ani¬
nologie des inneren Zeitbewusstseins,” ed. Martin Hei¬ mating intentions" required to yield “adumbrations" of
degger, Jahrbuch fur Philosophie undphdnomenolo- extension and transcendence. It is just this which dis¬
gische Forschung 9 (1928): section 1. tinguishes Husserl’s earlier and later views of “space
12. Edmund Husserl, “Ideen zu einer reinen Pha- perception.”
nomenologie und phanomenologischen Philosophie," 26. Cf. below, p. 231. See also the discussion by
I, Jahrbuch fur Philosophie undphanomenologische Claesges, Edmund Husserls Theorie der Raumkonstitu¬
Forschung 1 (1913): part 4, chapter 4. tion pp. 103ff., of similar ideas in manuscripts of Hus¬
13. Especially important are volume 16, Ding und serl dating from 1931.
Raum. Vorlesungen 1907, ed. Ulrich Glaesges (The 27. See the parallel passage in Cartesian Medita¬
Hague: Nijhoff, 1973) and volume 9, Phanomenolo¬ tions, section 55, p. 123.
gische Psychologie. Vorlesungen Sommersemester 28. For an outline of the systematic presentation of
1925, ed. Walter Biemel (The Hague: Nijhoff, 1962), the role of the various kinaesthetic systems in space per¬
sections 22ff. ception, see the manuscript of Husserl prepared by
14. See Claesges, Edmund Husserls Theorie der Edith Stein printed in Ding und Raum, pp. 322-36.
Raumkonstitution, p. 146 for a list of the manuscripts 29. Cf. Cartesian Meditations, pp. 116f.
reviewed.
30. For a schematic presentation of these various
15. Oskar Becker, “Beitrage zur phanomenolo¬ levels of constitution see ibid., p. 145.
gischen Begrundung der Geometrie und ihrer physi- 31. See Husserl, “Notizen zur Raumkonstitution,”
kalischen Anwendungen,” Jahrbuch fiir Philosophie pp. 28f.; Ding und Raum, pp. 309ff.; and below, pp.
und phanomenologische Forschung 6 (1923). 230f. The example of “setting at zero” oculomotor kin-
16. A similar account had already been worked out aesthesias is based on Ding und Raum, p. 328, and
by Heinrich Hofmann in a dissertation under Husserl "Notizen zur Raumkonstitution," pp. 221, 224f.
at Gottingen, “Untersuchungen Liber den Empfin- 32. Cf. Ding und Raum, pp. 309f., 329f., 371f.
dungs beg riff,” Archiv fiir die gesamte Psychologie 26 33. See “Notizen zur Raumkonstitution," pp. 34f.
(1913): 52ff. and 35, note 7; and below, p. 224.
17. Edmund Husserl, Meditations cartesiennes, 34. See below, pp. 227-28; and Cartesian Medita¬
trans. Gabrielle Peiffer and Emmanuel Levinas (Paris: tions, section 49, p. 107; section 58, pp. 133f.
Colin, 1931); English translation: Edmund Husserl, 35. Cartesian Meditations, p. 134.
Cartesian Meditations, trans. Dorion Cairns (The
36. do be sure, according to this view, the changes
Hague: Nijhoff, I960), pp. 139ff.
and nonchanges in the sensory-perceptual fields, the
18. Edmund Husserl, “Formale und transzenden-
sensations, are aspatial in contrast to the bodies, any
tale LogikP Jahrbuch fiir Philosophie und phdnome-
bodies, in space posited as infinite in (“Copernican”)
ORIGIN OF THE SPATIALITY OF NATURE 221

scientific thinking—a characteristic nineteenth-century stituting subjectivity” constitutes itself as intrinsically


assumption found, for instance, in Helmholtz, Lotze, temporal, as a “product” of the structure of "retentions”
and Bain and challenged only by the “nativism" of Her- and “protentions” comprising the “consciousness of in¬
ing and James. ternal time” —a structure identical at each level of con¬
37. This is what Husserl calls the “first level in it¬ stitution (see Cartesian Meditations, p. 114). Thus at
self," p. 000, of space constitution, regardless of the each level of constitution, “constituting subjectivity” is,
next higher level. we may say, spatiotemporalized with the identical
38. Below, p. 000. What Husserl means by this structure of the “consciousness of internal time.” If that
may be interpreted in the following way: If we use the is the case, Husserl asks, “do I not find then that my
terms space" and “spatial” to include not only space as transcendental life and my psychic, my worldly life
part of the spatiotemporal form of the real, objective have, in each and every respect, a like content? How
Nature, but also what we called the “intrinsic spread- can it be understood that the ‘ego’ has constituted in
outness” at various constitutive levels, then this signi¬ himself the whole of what belongs to his own peculiar
fies that "constituting subjectivity," transcendental essence as, at the same time, ‘his psyche,’ psychophysi-
mental life, is not only temporal and intentive to spa- cally objectivated in connection with ‘his’ bodily orga¬
tibtemporal Nature; it is also aware of itself as temporal nism and as thus woven into the spatial Nature consti¬
and apperceives itself as within the spatiotemporality tuted in him qua ego?” (Formal and Transcendental
of Nature (namely, as an “animate organism") at vari¬ Logic, section 96)
ous levels of constitution. But one and the same “con¬

FURTHER REFERENCES

Becker, Oskar. “Beitrage zur phanomenologischen and Phenomenological Research 1 (1940): 23-
Begriindung der Geometric und ihrer physi- 27, 217-26.
kalischen Anwcndungcn." Jahrbuch fur Phi¬ Husserl, Edmund. Phanomenologische Psycholo¬
losophic und phanomenologische Forschung gic. Vorlesungen Sommersemesterl925, edited
6 (1923): 385-560. by Walter Biemel. The Hague: Nijhoff, 1962.
Claesges, Ulrich. Edmund Husserls Theorie der Mouloud, Noel. “Le principe spatial d’individua-
Raumkonstitution. The Hague: Nijhoff, tion: Fondement phenomenologique et signi¬
1964. fication geometrique.” Revue de Metaphysique
Husserl, Edmund. Ding undRaum. Vorlesungen et de Morale 1 (January-March 1956): 53-73
1907, edited by Ulrich Claesges. The Hague: and 3A (July-December 1956):259-82.
Nijhoff, 1973. Stroker, Elisabeth. Philosophische Untersuch-
Husserl, Edmund. “Notizen zur Raumkonstitu¬ ungen zum Raum. Frankfurt am Main: Klos-
tion,” edited by Alfred Schutz. Philosophy termann, 1965.
12

Foundational Investigations of the


Phenomenological Origin of the Spatiality
of Nature*1
Translated by Fred Kersten

Regardless of their many repetitions and and gives rise to an idea of Europe itself,
corrections, the following pages are, in any etc. —ultimately of the earth. The idea of
case, foundational for a phenomenological the earth comes about as a synthetic unity in
theory of the origin of spatiality, corporeal¬ a manner analogous to the way in which the
ity, Nature in the sense of the natural sci¬ experiential fields of a single person are uni¬
ences, and therefore for a transcendental fied in continuous and combined experience.
theory of natural scientific cognition. Doubt¬ Except that, analogously, I appropriate to
less it remains open whether it might still be myself the reports of others, their descriptions
necessary to supplement them. and ascertainments, and frame all-inclusive
Distinction: the world in the openness of ideas. Explicitly the following distinctions
the surrounding world2 —posited as infinite must be drawn:
in acts of thinking. The sense of this infinity 1. Making intuited the horizons of the
— “world existing in the ideality of infinity.” ready-made “idea of the world,” just as it is
What is the sense of this existence, of the ex¬ framed in apperceptive transfers, concep¬
isting infinite world? The openness is not tual anticipations and projects;
given as perfectly conceived, as made objec¬ 2. the way the idea of the world is fur¬
tive, but as a horizon already implicitly ther constituted on the basis of an already-
formed. Territorial openness — knowing that made idea of the world, e.g., the surround¬
I have finally arrived at the borders of Ger¬ ing world of the Negroes, or the Greeks, in
many, then arriving at the French, Danish, contrast to the modern Copernican world of
etc. territories. I have not paced off and be¬ the natural sciences.
come acquainted with what lies in the hori¬ We Copernicans, we moderns say:
zon, but I know that others have become ac¬ The earth is not the “whole of Nature”; it
quainted with a piece further on, then again is one of the stars in the infinite world-
others yet another piece —objectivation3 of a space. The earth is a globe-shaped body,
synthesis of actual experiential fields which certainly not perceivable in its wholeness all
mediately produces the idea4 of Germany, at once and by one person; rather it is per¬
Germany within the boundaries of Europe, ceived in a primordial synthesis as a unity of
mutually connected single experiences. Yet,
■Translated and printed with permission of the
it is a body! Although for us it is the experi¬
publisher from M. Farber, ed., Philosophical Essays in ential basis for all bodies in the experiential
Memory of Edmund Husserl (Cambridge: Harvard genesis of our idea of the world. This “basis”
University Press, 1940), pp. 305-25. is not experienced at first as body but be-

222
ORIGIN OF THE SPATIALITY OF NATURE 223

comes a basis-body at higher levels of consti¬ multaneously with the possibility of new
tution of the world by virtue of experience, causes of motion by a possible push, etc.
and that nullifies its original basis-form. It Bodies exist actually in open possibilities
becomes the total-body: the vehicle of all which are realized in their actuality, in their
bodies that, until now, could be fully (nor¬ motion, change (nonchange as a possible
mally) experienced with empirical suffi¬ form of change). Bodies are in actual and
ciency on all sides as they are experienced possible motion and < there is> the possi¬
provided that the stars are not to be re¬ bility of always open possibility in actuality,
garded as bodies. But now the earth is a in continuation, in change of direction, etc.
huge block on which smaller bodies exist Bodies are also “among” actual and possible
and on the basis of which they also always bodies, and correlatively are actually or
have become, and could have become, for possibly experienced in their actual mo¬
tis by division into pieces or by separating tions, changes, etc., in their actual “circum¬
them off from the whole. stances.” Possibilities which, in advance, are
If the earth gains constitutive acceptance5 a priori open; and, as existing possibilities,
as body —and, on the other hand, the stars they can be intuitively presented, they have
are apprehended as appearing in distance- their intuitional demonstration. They have
appearances, only not as perfectly accessible these as modes which belong to the being of
bodies—then that includes the objectiva- bodies and the plurality of bodies.
tions6 of rest and motion which must be at¬ The unity of a “world view” must confirm
tributed to them. Motion occurs on or in the the world-possibility in all further fashion¬
earth, away from it or off it. In conformity ing of world-apperception—as the possibil¬
with its original idea, the earth does not ity and the universum of open possibilities
move and does not rest; only in relation to it which make up a fundamental composition
are motion and rest given as having their of the world’s actuality. The core of actual
sense of motion and rest. But, subsequently, experience is ontically what is experienced of
the earth “moves” or is at rest —and quite the world from this or that side; and it possi¬
like the stars “move” or are at rest, and the bly already obtains as known actuality on
earth as one star among the others. How do the basis of the experiential synthesis in har¬
motion and rest acquire their rightful sense mony. The core becomes as an experiential
of being in the extended or refashioned core of the world, a core of what is predesig¬
“world view”? How do they acquire their nated by the world and as an open range of
evidence, the intuition that verifies their possibilities: and this signifies a range of
givenness as in motion or at rest?7 It is cer¬ harmonious possibilities to be iteratively10
tainly not apperceptive transfer but, as al¬ continued. The world is constituted progres¬
ways, the rightful sense of motion and rest sively and is finally—with respect to Nature
must be capable of being shown.8 as its abstractable component—constituted
Universally, the working out of the world according to horizons in which something
view, the intuition of single bodies, the in¬ existent is constituted as actual in being-
tuition of space, the intuition of time, the possibilities predesignated at any time; the
intuition of the causality of Nature: all these world is predesignated and is subsequently
belong together. conceptualized and expressed in judgments
Bodies moving in the original intuitional by ontology; the world-form is “taken into
function of the earth as “basis,” or bodies consideration” along with its being-possibili¬
understood in originality,9 actual or possible ties. And all relatively determined, inductive
mobility and changeability. Bodies thrown predesignation moves within the world-form
into the air, or somehow or other in the pro¬ — induction which, in every case, is deter¬
cess of moving, I know not to where—in re¬ mined through expectation and in the course
lation to the earth as earth-basis. Bodies of actual experience, my own and communi¬
moveable in earth-space have a horizon of cative experience, as a consequence of actual¬
possible motion and if motion ends, experi¬ ity is shown to be confirmed or disconfirmed.
ence nevertheless indicates in advance the Inductively predesignated actual experi¬
possibility of further motion, perhaps si¬ ence in the frame of actual possibilities
224 HUSSERL ON SPACE AND TIME

harmoniously-synthetically penetrates the first support and core in my perceptual field


horizon and seizes upon a piece of the actu¬ and the oriented exhibiting of the segment
ally intuitive and, as confirmed being, of the world about my animate organism as
world-field being offered; bodies at rest or the central body among the others—all of
in motion, in nonchangeableness or change¬ which are given with their own essential
ableness are furnished for me and perhaps contents at rest or in motion, in change or
for us in an actual communalization. But nonchange. Already a certain relativity of
what results there is an aspect in which ev¬ rest and motion is fashioned here. Of neces¬
erything is still not decided, what, in view of sity a motion is relative when experienced
the still horizoned possibilities, still deter¬ with respect to a “basis-body” experienced as
mines sense for the fully constituted world. at rest and in unity with my corporeal ani¬
Obtaining here: rest is given as something mate organism. The latter itself can be in
decisive and absolute, and likewise motion: motion moving itself, but can come to rest
that is to say, they are so given at the first at any time and then be experienced as at
level in itself of constitution of the earth as rest. However the relative basis-body is, nat¬
basis. urally, relatively at rest and relatively in mo¬
But rest and motion cease to be absolute tion with reference to the earth-basis which
as soon as the earth becomes a world-body in is not experienced as body—not actually,
the open plurality of surrounding bodies. originally experienced. Consider the relative
Motion and rest necessarily become relative. “basis-body”: I can be in a moving vehicle
And if this claim can be disputed, this dis¬ which is then my basis-body; I can also be
pute can only happen because the modern borne by a railway car, in which case my
apperception of the world as world of infi¬ basis-body is first of all the body carrying me
nite Copernican horizons has not become while moving, and for this, again, the basis-
for us a world-apperception confirmed by body is the railway car, etc. The vehicle is ex¬
virtue of a world view actually accom¬ perienced as at rest. But when I look out the
plished. (“Apperception” of the world, any window I say that the railway car moves even
apperception whatever, is acceptive con¬ though I see that the countryside is in mo¬
sciousness with the sense of being, World, tion. I know that I have climbed into the ve¬
inclusive of levels of constitution.) Apper¬ hicle; I have seen such vehicles in motion
ceptive transfer has taken place such that it with people in it. I know that they, like me,
remains but a reference for a confirmative when I climb in, see the countryside in mo¬
intuition rather than actually being con¬ tion. I know the reversal of the ways of expe¬
structed at the end as demonstration. riencing the rest and motion of the toy
How is a body properly determined in it¬ wagon from which I have so often jumped
self, and therefore to be thought as deter¬ on and off. But all this is nonetheless di¬
minable; and how are its place, its temporal rectly related to the basis of all relative basis-
locus, its duration and figure as thus quali¬ bodies, to the earth-basis: in apperception I
fied identifiable and recognizable in it? All have implied all mediacies13 and can return
demonstration and all confirmation of the to them in harmonious confirmation.
world-apperception progressively becomes Now, when I “conceive” the earth as a
fashioned and is progressively fashioned —as moved body I use a basis to which all experi¬
advancing apperceptive transfers in which ence of bodies, and hence all experience of
“the" self-same world is furnished with sense continuing to be at rest and in motion, is re¬
at higher levels on the basis of already con¬ lated. I do so in order to be able to conceive,
stituted Objectivity11 and world; and the indeed, to conceive the earth at all, as a
fully constituted world in its own peculiar body in the original sense, i. e., to acquire a
firm style is further constituted—: all possible intuition of the earth in which its
demonstration, I say, has its subjective possibility as being a body can be directly
departure-point and ultimate anchorage in evident. What is to be emphasized here is
the Ego who does the demonstrating.12 The that I can always go farther on my earth-
confirmation of the new “idea of the world,” basis and, in a certain way, always experi¬
in the derivative sense of “world,” has its ence its “corporeal” being more fully. Its ho-
ORIGIN OF THE SPATIALITY OF NATURE 225

rizon consists of the fact that I go about on ble terminations of motions of bodies. In
the earth-basis, and going from it and to ev¬ that system all earthly bodies certainly have
erything on it I can always experience more. their particular “loci,” but not the earth it¬
Similarly with other people who bodily go self. The situation becomes different when
about on it and, in common with me, expe¬ the exchange of bases is “conceivable.”
rience it with everything on and above it, Objection-. Is not the difficulty of the
and can come to an agreement about it. constitution of the earth as a body hope¬
Piece by piece I become acquainted with the lessly exaggerated? The earth is after all a
earth and also experience the division into whole of implied parts, each of which is im¬
pieces which are true bodies having, as plied in the possibility of division into real
pieces so divided, their being in rest and parts,14 and a body: each has its place—and
motion—relative to the earth now function¬ thus the earth has an inner space as a system
ing again as a resting earth-basis. I say possi¬ of places or (even when not conceived math¬
bly, the “resting earth” —but the “earth” as ematically) a continuum of places when
the unitary earth-basis cannot be at rest and referred back to a complete divisibility.
therefore cannot be experienced as a body. Thus for the same reason every formerly di¬
It cannot be experienced as “a” body which visible body has its place with respect to its
not only has its extension and its qualitied- parts. However the inner and outer space of
ness but also its “place” in space, and which the earth form a single space. Or is there
can possibly exchange its place and be at rest something left over? Any part of the earth
or in motion. As long as I do not have a pre¬ could move. The earth has its inner mo¬
sentation of a new basis, as a basis, from tions. Similarly, any ordinary body is not
which the earth can have sense in intercon¬ only divisible but also has its deformations
nected and returning locomotion as a self- and its continual inner motions, while as a
contained body in motion and at rest, and as whole it can in its own way preserve or
long as an exchange of bases is not presented change its locus in space. Thus the earth has
such that both bases become bodies, to that deformation and continual inner motion,
extent just the earth itself is the basis and etc. But how can it move as a “whole,” how
not a body. The earth does not move— is that conceivable? It is not as though it
perhaps I may even say that it is at rest. But were firmly forged —the “basis” is lacking
that can only mean that each earth-piece, for that. Is motion, hence corporeality,
which I or someone else separates off or is meaningful for it? Is its place in the totality
broken off by itself and which is at rest or in of space actually a “place” for it? On the
motion, is a body. The earth as a whole other hand, is the totality of space not pre¬
whose parts—if conceived by themselves as cisely the system of places of all bodies
they can be as separated off, as separable— which, accordingly, are divided into implied
are bodies; but as a “whole” the earth is not a parts of the earth (as separated and move-
body. Here a whole “consisting” of corporeal able) and free outer bodies? What are these
parts is still not for that reason a body. as curiosities of “intuition of space,” or of
Now, what about the possibility of new space at this level?
basis “bodies”? What about new “earths” as But now we still have to consider outer
relational foundations for the experience of bodies —the free bodies which are not im¬
bodies with the expected possibility that, as plied pieces of the earth—and animate or¬
a consequence, the earth could become a ganisms, “my animate organism” and “other
normal body just like any other basis-body? animate organisms.”15 These are perceived
It could have been said immediately that it as bodies in space, always in their place, and
is senseless to speak beforehand of an empty unperceived yet perceivable (or experience-
world-space in the sense we speak of an able in a modified way) as what is continu¬
empty, infinite “astronomical” world, as a ally enduring, in a motion-rest that is spread
space in which the earth is in the same way out over this duration (also inner motions
that bodies are in the space which surrounds and inner rest).
the earth. We have a surrounding space as a Consider my animate organism. In pri¬
system of places — /.^., as a system of possi¬ mordial experience it has no motion away
226 HUSSERL ON SPACE AND TIME

and no rest, only inner motion and inner is on the earth, and experiences just as I do
rest unlike the outer bodies. In “I go,” in any the basis, experiences different bodies, also
“I move myself” kinaesthetically whatever, other birds, animate organisms of others,
not all bodies “move themselves” and the and organismal egos, etc. But the bird flies
whole earth-basis under me does not move. upward —that is like locomotion under kin-
For it pertains to a bodily rest that the as¬ aesthesia whereby all courses of appearance,
pects of the body flow “movingly” or do not otherwise perceived as rest and motion of
flow kinaesthetically according to whether bodies, undergo variation and in ways simi¬
or not I hold still, etc. I have no motion lar to locomotion. Different only in so far as,
away; I stand still or go, thus I have my ani¬ for the bird, holding its flight still and being
mate organism as a center and resting and “borne by the wind” (which, however, does
moved bodies around me and a basis with¬ not have to signify an apprehension of
out mobility. My animate organism has ex¬ something bodily) is a < possibly > experi¬
tension, etc., but no change and nonchange enced combination with the “I am moving”
of place in the sense of the way whereby an and which results in “apparent motion.”
outer body is presented as in motion reced¬ The same result is obtained, but in a differ¬
ing or approaching, or not in motion as ent way, in a “change of location in flight”
near, far away. But the basis on which my and holding still once more. The latter ter¬
animate organism goes or does not go is also minates as “falling.”17 As a result, the bird
not experienced as a body, as wholly to be no longer flies but sits on the tree or on the
moving away or not moving away. Animate earth and then possibly leaps up, etc. The
organisms of others are bodies at rest and in bird leaves the earth on which it has non¬
motion (always: in the sense of approaching flight experiences like us, flies upward and
or receding from me). But they are animate again returns. Returning, the bird again has
organisms in the form of “I move,” whereby manners of appearance of rest and motion
the ego is an “alter ego” for which my ani¬ like me as one who is earth-bound. Flying
mate organism is a body, and for which all and returning the bird has other manners of
outer bodies which are not animate orga¬ appearance motivated by other kinaesthe-
nisms for it, are the same outer bodies that I sias (by its particular kinaesthesias of flying),
have. But every animate organism as well, but analogously modified. Yet these have
which for me is the animate organism of the meaning of rest and motion in the mod¬
someone else, is for all other egos (with the ification because the kinaesthesias of flying
exception of their own animate organism) and locomotion form a single kinaesthetic
identically the same body and the same ani¬ system for the bird. We who understand the
mate organism of the same ego. Likewise for bird understand precisely this extension of
every ego my animate organism is the same its kinaesthesias, etc. What rests has its
body and at the same time the same animate appearance-system always to be produced
organism for the same ego (which for them again as nonlocomotion, nonflying, etc.
is an alter ego) that I myself am for myself. Let us consider leaping upon and away
For all the earth is the same earth —on it, from a moving body. The reversal of courses
in it, over it, the same bodies hold sway. of appearance yields rest and motion in the
“On it,” etc., the same organismal subjects,16 old way not only for me but for everyone.
subjects of animate organisms, which, in an Thus I necessarily understand everyone. In¬
altered sense, are the bodies for all. For all of deed, I understand their leaping away as
us, however, the earth is the basis and not a leaping away. I understand bodies entering
body in the complete sense. Let us now as¬ my visual field, entering, e.g., “from empty
sume that I am a bird and can fly —or as¬ space” as falling into view, precisely as enter¬
sume that I watch the birds which also be¬ ing. “How” do I do that? Moving on the
long to the earth. To understand them is to earth they are moving for me such that I vary
put oneself in their place as flying. The bird and can possibly accompany kinaesthesias
sits on the branch or on the ground, then and in such a way that changes in appear¬
leaps into the air and flies upwards: the bird ance of rest are preserved —the same rest
is like me in experiencing and doing when it which would signify rest for me were I kin-
ORIGIN OF THE SPATIALITY OF NATURE 227

aesthetically still. I can do that in the case of ing for myself on the earth as my root-basis.
bodies which do not move in extraterrestrial Perhaps one might say that the difficulties
space; I could do it if I were to fly. But I can would not arise if I and if we were able to fly
throw stones into the air and see them come and have two earths as basis-bodies, being
back down as the same. The throwing can be able to arrive at the one from the other by
more or less weak; obviously, the appear¬ flight. Precisely in this way the one body
ances are therefore analogous to motions would be the basis for the other. But what
based on the earth so that they become ex¬ do two earths mean? Two pieces of one earth
perienced as motions. Just as bodies become with a humanity. Together, they would be¬
moved as rolling balls upon impact, so come one basis and, at the same time, each
bodies thrown, etc. I would also mention would be a body for the other. Surrounding
the experience of the motion of falling, in them would be a common space in which
the case of falling from a body above the each, as body, possibly would have a move-
earth, from the roof of the house or a tower. able place, but motion would always be rel¬
My organismal flight-vessel is based upon ative to the other body and nonrelative to
a moved body (the vehicle). “I can fly so the synthetic basis of their being together.
high that the earth seems like a globe.” The The places of all bodies would have this rela¬
earth can also be so small that I could tra¬ tivity. However, one would always still have
verse it from all sides and indirectly arrive at to ask, motion and rest with respect to which
the idea of a globe. I therefore discover that of the two basis-bodies?18
it is a large globe-body. But the question is Only “the” earth-basis can be constituted
whether and how I would arrive at corpore¬ originaliter with the surrounding space of
ality in the sense that the earth is “astronom¬ bodies. This constitution already presup¬
ically” just one body among others among poses that my animate organism and known
which are the celestial bodies. No more than others are constituted along with open hori¬
one can say how, when I imagine at will the zons of others. These horizons are divided
bird on high and now mean that it can, ac¬ into spaces within spaces which surround
cordingly, experience the earth as a body the earth as an open near-far field of bodies.
like any other. Why not? The bird, or the As a result bodies are given as having the
flying-machine, moves for us humans on sense of being earthly bodies and space is
earth, for the bird itself and the people on given as having the sense of being earth-
the flying-machine in so far as the bird expe¬ space. The totality of the We, of human be¬
riences the earth as root-“body,” as basis- ings or “animate beings,” is in this sense
“body.” But cannot the flying-machine earthly—and immediately has no contrary
function as “basis”? Can I conceive basis and in the nonearthly. This sense is rooted and
body moved in contrast to the basis as being has its orientation-center in me and in a nar¬
exchanged or exchanged for the primitive rower We living with one another. But it is
place of my motion? What would that be in also possible for the earth-basis to be ex¬
terms of a change in apperception and what tended, possibly such that I learn to under¬
would its demonstration be? Must I not con¬ stand that in space my first earth-bases are
ceptually transfer to the flying-machine what large vessels of flight traveling in it for a
the earth as my basis, as the basis of my ani¬ long time: I am born on one of them and my
mate organism, universally presents in con¬ family lives on one of them. It was my
stitutive acceptance (with respect to form)? being-basis until I learned that we are ves¬
Is that like the way in which I still presup¬ sels on the larger earth, etc. Thus a plurality
pose my primordial animate organism and of basis-places, of home-places, is unified
everything belonging to it in understanding into a basis-place. However, more about this
someone else’s animate organism? But here, later in necessary supplementations.19
in a comprehensible way, I necessarily take But if the earth is constituted with ani¬
others as existing. The difficulty is repeated mate organisms and corporeality, then the
in the case of the stars. In order to be able to “sky” is also necessarily constituted as the
“experience” them as bodies in indirect ap¬ field of what is outermost, yet which can be
prehending, I must already be a human be¬ spatially experienced for me and all of us—
228 HUSSERL ON SPACE AND TIME

with respect to the earth-basis. Or an open return inhabited and guided by human be¬
horizon of reachable distance is constituted; ings who have made their home on the
extending from any spatial point reachable earth-basis as their ark in accord with their
for me, there is an outermost horizon or last generational and, for “they themselves,”
limit (global horizon) in which what can still historical origin. We therefore now consider
be experienced as a distant physical thing “stars”—first of all, as points of light, specks
finally disappears by moving away from me. of light. In the course of experience in the
Conversely, I can naturally phantasy to my¬ process of being fashioned, they are apper-
self that “points” becoming visible are dis¬ ceived as distant bodies, but without the
tant bodies coming closer and now approach possibility of normal experiential confirma¬
until they reach the earth-basis, etc. But tion; they enter into that confirmation in
now I can also phantasy to myself that they the first sense, in the narrower sense of a di¬
are home-places. rect demonstrative showing.22 We deal with
But consider this. Each of us always has “celestial bodies” just as we deal with bodies
his “historicity”20 with respect to his ego that are for each of us (but possibly for
made at home in it. If I am born on a vessel, others) accidentally, factually inaccessible
then I have a piece of my development on for a while in the present. With respect to
the vessel and that, however, would not be them, we draw experiential inferences,
characterized as a ship for me in relation to make our empirical observations of place,
the earth—as long as no unity with the ves¬ observations of their inductively inferred
sel would be produced. It would itself be my motions, etc., as though they were bodies
“earth,” my primitive home. But my parents like any others. All of that is relative to the
are not then primitively21 made at home on earth-basis ark and “earthly globe” and to
the vessel; they still have the old home, an¬ us, earthly human beings, and Objectivity is
other primitive home. In the interchange of related to the All of humanity. What about
home-places (if home-place has the ordinary the earth-ark itself? It is not itself already a
sense of territory peculiar to individual or body, not a star among other stars. Only
family in each case) there remains, univer¬ when we think of our stars as secondary arks
sally stated, the fact that each ego has a with their possible humanities, etc., phan¬
primitive home—and every primitive people tasy ourselves as transplanted there among
with their primitive territory has a primitive these humanities, possibly flying there, is it
home. But every people and their historicity otherwise. Then it is like children born on
and every cosmopolitan people (cosmopolis) ships, but yet modified. The stars are in¬
are themselves ultimately made at home, deed hypothetical bodies in a specific sense
naturally, on the “earth.” All developments, of As-if, and so too the hypothesis that they
all relative histories have to that extent a are home-places in an attainable sense of a
single primitive history of which they are particular kind.
episodes. In that connection it is indeed Making celestial distance homogeneous
possible that this primitive history would be even by iteration generates phenomenologi¬
a togetherness of people living and evolving cal questions 23 What is the eidetic possibil¬
completely separated, except that they all ity there, and the pregiven possibility with
exist for one another in open, undetermined the earthly world, as coconstitutive of its be¬
horizons of earth-space. ing, by its essential kind of being? With the
We may now consider the stars after hav¬ hypothetical interpretation of visible stars as
ing made clear the possibility of flying arks distant bodies, and by the eidetic form of
(which can also be a name for primitive the limit of what can be experienced of dis¬
home-places). These are exhibited in “expe¬ tance there is already given the open infinity
rience” (that is, in historicity in which of the earthly world as endowed with an in¬
world, and in the world corporeal Nature, finity of possibly existing distant bodies. We
space belonging to Nature and space-time, understand the homogeneity without fur¬
humanity and the animate universe, are ther ado such that the earth itself is a body
constituted) as mere “air ships,” “space ships” on which by chance we wander around. With
of the earth. They depart from it and then the problems now being considered we con-
ORIGIN OF THE SPATIALITY OF NATURE 229

front properly the great problem of the of Copernicus, subsequent astrophysics and
correct sense of a universal, purely physical thus the totality of physics preserve a legiti¬
science of “Nature” —of an astronomical- macy within its boundaries. Quite different
physical science operating in “astronomical” is the question if a pure physical biology
infinity in the sense of our modern physics (which, however, accordingly should be bi¬
(in the broadest sense, astrophysics), and ology) can retain its sense and legitimacy.
the problem of an inner infinity, the infin¬ Therefore let us reflect: How should we
ity of the continuum and the way to atomize acquire the right to accept the earth as a
or quantify—atomic physics—in the open body, as a star among stars? At first the
endlessness or infinity. In these sciences of earth is given only as possibly another star.
the infinity of the totality of Nature, the But let us start with another possibility. The
mode of observation is usually the one in scientific investigator will agree that it is a
which animate organisms are only acciden¬ mere fact that we see the stars at all. He will
tally particularized bodies which can there¬ say: Could it not just as well be that the
fore also conceivably be completely ignored stars, even the sun, are so far away that they
so that a Nature without organisms, without would not be there for us? Indeed, in fog
brutes and humans is possible. One almost they are invisible. Thus it could have been
means, and occasionally even also seriously in all historical times—we lived therefore in
means that it is mere facticity, a factuality a generational historicity and could have
determined by the laws of Nature that hold had our earthly world, our earth and earth-
in the world, if animate organisms with psy¬ spaces, flying and floating bodies there,
chical lives are (causally) combined with cer¬ etc., everything as before, only without visi¬
tain bodies or body-types of physical struc¬ ble stars that could be experienced by us.
ture; accordingly, it would be conceivable Perhaps we would have had an atomic phys¬
that the animate organisms, that precisely ics or a microphysics, but not an astrophysics
bodies of such a character, are just mere or a macrophysics. But we would have to
bodies. As one also believes can be proved consider to what extent the former would
with respect to the earth, there was once no have been changed. We would have had our
“life” on it, long space-times were needed telescopes, our microscopes, our ever more
until highly complicated substances were precise instruments of measurement. We
fashioned and subsequently animate life would have had our Newton and law of
emerged on the earth. And that also takes gravitation. We would have been able to
for granted that the earth is only one of the discover that bodies exert gravitation on one
accidental world-bodies, one among others, another, that accordingly bodies could have
and that it would be well-nigh amusing to been regarded at the same time as divisible,
want to believe after Copernicus that the as wholes of component bodies which there¬
earth is the midpoint of the world “merely fore exert their gravitation as self-sufficient
because by accident we live on it,” favored bodies and operate according to the laws of
even by its “rest” in relation to which every¬ mechanics, yield results, etc. We would
thing moveable moves. It would seem that have discovered that the earth is a “globe”
in our natural scientific naivety (not in so far divisible into bodies, that as total unity of
as natural science is treated theoretically, corporeal parts it exerts, as totality, a gravi¬
but in so far as it naively believes it has ac¬ tation in relation to all bodies detached
quired absolute truth about the world in its from it, bodies that are visible and invisible
theories, even at levels of relative complete¬ in earth-space. We would know that these
ness), we have already broken through what are bodies in earth-space which we can per¬
has been previously taken for granted. Per¬ ceive only by telescopes and always better
haps phenomenology has supported Coper- telescopes as always again lying beyond what
nican astrophysics—but also anti-Coperni- is usually visible for us. We can then tell
canism according to which God had fixed ourselves that, finally, naturally, bodies of
the earth at a place in space. Perhaps at the any size whatever still could not and could
level of phenomenology, notwithstanding never be inaccessibly far from our senses.
the calculations and mathematical theories Without seeing them or having direct cogni-
230 HUSSERL ON SPACE AND TIME

zance of them, even if distant-bodies are to mate organism and body are conceived as
be equated by hypothesis with the ordinary necessarily equivalent (made homogeneous),
bodies, we can make inductions and, on the or if corporeal animate organism is con¬
basis of gravitational effects, etc., reckon the ceived as a body like any other, if humanity
existence of such “stars.” The earth, finally, is conceived as a brute-species among brute-
would be a body conceived in physics like species, and therefore finally if the earth is
any other and would even have stars around conceived as<a world-body among world-
it. As a matter of fact we already have stars bodies.24 I could just as well think of myself
in view and scientifically find them in rela¬ as transplanted to the moon. Why should I
tions to the earth calculable by physics and not think of the moon as something like an
find the earth as equivalent to what in phys¬ earth, as therefore something like a dwelling
ics is a body among bodies. Thus we do not place of living beings? Indeed, I can very
even touch upon physics. well think of myself as a bird flying off from
But everything comes to this: we must the earth to a body that lies far away, or as a
not forget the pregivenness and constitution pilot of an airplane that flies off and lands
belonging to the apodictic Ego or to me, to there. Certainly, I can conceive of human
us, as the source of all actual and possible beings and brutes already being there. But I
sense of being, of all possible broadening ask, perhaps, “how have they come there?”
which can be further constructed in the al¬ —just as similarly in the case of a new island
ready constituted world developing histori¬ where cuniform writing is found, I ask: How
cally. One need not perpetrate the absurd¬ did the people in question come there? All
ity, absurdity in fact, of presupposing tacitly brutes, all living beings, all beings what¬
beforehand the naturalistic or prevailing ever, only have being-sense by virtue of my
conception of the world. We must not per¬ constitutive genesis and this has “earthly”
petrate the absurdity of then seeing human precedence. Indeed, a fragment of the earth
history, the history of the species anthropo¬ (like an ice floe) may have become detached,
logically and psychologically within the evo¬ and that was made possible by a particular
lution of the individual and people, the cul¬ historicality. But that does not mean that
tivation of science and the interpretation of the moon or Venus could not just as well be
the world as an obviously accidental event conceived as primitive places in an original
on the earth which might just as well have separation and that it is only a fact that the
occurred on Venus or Mars. This holds too earth is just for me and our earthly humanity.
for the earth and we humans, I with my ani¬ There is only one humanity and one earth —
mate organism and I in my generation, my all fragments belong to it which are or have
people, etc. This whole historicality belongs been detached from it. But if this is the case,
inseparably to the Ego, and is in essence not need we say with Galileo: par si muove?
repeatable, but everything relates back to this And not on the contrary: it does not move?
historicity of transcendental constitution as It is certainly not so that it moves in space,
appertinent core and as an ever-widening although it could move, but rather as we
core—everything newly discovered as world- tried to show above: the earth is the ark
possibility is connected with the sense of be¬ which makes possible in the first place the
ing already established. Following implicitly sense of all motion and all rest as mode of
from this, one might therefore think that motion. But its rest is not a mode of motion.
the earth can no more lose its sense as “prim¬ But now one may find that it is wrong to
itive home-place,” as ark of the world, than rather extravagantly contradict all natural-
my animate organism can lose its wholly scientific knowledge of actuality and real
unique sense of being as originary animate possibility. It is possible that entropy will
organism from which every animate orga¬ put an end to all life on earth, or that celes¬
nism derives a part of its sense of being and tial bodies will crash into the earth, etc. But
as we human beings in our sense of being even if one found in our attempts the most
precede the brutes, etc. As a consequence, unbelievable philosophical hybris—: we
however, nothing of that constitutive dig¬ would not back down from the consequences
nity or order of values can be changed if ani¬ for the clarification of necessities pertaining
ORIGIN OF THE SPATIALITY OF NATURE 231

to all bestowal of sense for what exists and absolutely homogeneous, if the constituting
for the world. We do not back down even life were eliminated? Indeed, does that
when confronting the problems of death in elimination itself not have sense, if any at
the new way phenomenology conceives all, as elimination of and in the constituting
them. In the present, I as something present subjectivity? The ego lives and precedes all
am progressively dying, others die for me actual and possible beings, and anything ex¬
when I do not find a present connection istent whether in a real or irreal sense. Con¬
with them. But unity by recollection perme¬ stituted world-time, more particularly, con¬
ates my life—I still live, although in being ceals in itself psychological time, and the
other, and continue to live the life that lies psychological refers back to the transcenden¬
behind me and where its sense of being be¬ tal. But it does not do so in such a way that
hind me lies in reiteration and the ability to one can simply convert the objectively psy¬
reiterate. Thus the We lives in the reiter- chical into the transcendental and above all
ableness and itself continually lives in the such that one converts each manner in
form of reiterableness of history while the which, under any abstractly and relatively
individual “dies.” That is, the individual can justified point of view, one harmoniously
no longer be “remembered” empathically by presupposes the homogeneous world and,
others, but “lives” only in historical memory more precisely, Nature and the psychical
whereby the memory-subject can be substi¬ psychophysically attached to it. In practice
tuted for the individual who “dies.”25 one can operate very well with that presup¬
What belongs to constitution is, and is position (e.gby fashioning and utilizing
alone, absolute and final necessity. Only on science for human praxis). But not even that
that basis is everything conceivable concern¬ allows for conversion into the transcendental
ing the constituted world to be determined. or for making valid over against phenome¬
What sense could the collapsing masses have nology the paradoxes which arise.26
in space, in one space constructed a priori as

NOTES

1. Unsigned “Note of Editor" in Earber volume: there is no “motivation” in prescientific thinking and
This manuscript was written between May 7 and May 9, experiencing for the natural-scientific conception of
1934. Its very informality and incompleteness give a Nature and earth as body. In the next paragraphs, as
vivid impression of Husserl at work. The following de¬ well as at the end of this manuscript, Husserl suggests a
scriptive comment was written on the envelope: “Over¬ view that he will work out again in the Crisis of Euro¬
throw of the Copemican theory in the usual interpreta¬ pean Sciences, Section 9: the view, namely, that the
tion of a world view. The original ark, earth, does not "Copemican” world view is a progressive historical
move. Foundational investigations of the phenomeno¬ process made up of a sequence of verifications and
logical origin of corporeality of the spatiality pertaining confirmations of a hypothetical interpretation of
to Nature in the first sense of the natural sciences. Of Nature. By this means what is available in the course
necessity all are initial investigations.” The publication of actual experience, fragmentary and finite even in
of the manuscript has been duly authorized. (All other its “communalization,” inductively predesignates the
notes are those of translator.) construction of the surrounding world “posited as in¬
2. Umwelt finite in scientific thinking.” According to this view,
3. Vorstellung then, perceiving of the world presented in prescien¬
4. Vorstellung tific thinking and experiencing is eo ipso apperceiving
5. That is to say, if the earth is posited as body in of the self-same world presented in scientific think¬
natural-scientific thinking. ing; this “transfer" by way of apperception is so inter¬
6. In other words, to objectivate something physi¬ preted that it is regarded as referring to a step in the
cal posited as body is of necessity to objectivate it as in sequence of inductive verifications that progressively
motion or as at rest. Husserl has in mind the notion pe¬ fashion the “Copemican" world view. Thus the pre¬
culiar to science in the “Copemican style” that the scientific world in which we live and pursue our goals,
mathematization of Nature comprises all change and and which remains a /^scientific world no matter how
variation which, by hypothesis, are referred to spatio- interpreted scientifically, is taken to be a product of a
temporal events. In turn, all spatiotemporal events are method of verification of a specific hypothesis. Is there
understood in terms of motion (and rest as a mode of any confirmation, any “motive,” in the prescientific
motion). world for this “new ‘idea of the world’”? See below,
7. As Husserl will try to show in what follows, note 12.
232 HUSSERL ON SPACE AND TIME

8. Even if the “apperceptive transfer" is not “mo¬ 15. For the notion of “animate organism” see espe¬
tivated" by the regularities and uniformities of presci- cially Formal and Transcendental Logic, section 96a,
entific thinking and experiencing, the problem still re¬ pp. 240f.: “In the nexus of this first Nature, as holding
mains for phenomenology to show the “rightful” sense sway in that body (within this Nature) which is called
of motion and rest as constructed by scientific thinking, my bodily organism, as exercising psychophysical func¬
i.e., to show the validation of scientific thinking in the tions in that body in a unique manner, my psychic Ego
domain of the prescientific. makes his appearance, ‘animating’ it as the unique ani¬
9. That is to say, the most original or “evident" mated body, according to original experience.” This
way in which bodies are presented as “they, themselves” “first Nature or world, this first, not yet intersubjective,
in scientific thinking; see note 6, above. Objectivity, is constituted in my ego as . . . my own,”
10. iterativ: as used here, the term refers to formal and yet must “contain the motivationalfoundation for
logic as a function of the theory of science, to the “pos¬ the constitution of those transcendencies that are genu¬
sible determination by any arbitrarily selectable objects ine, that go beyond it, and originate first of all as 'others’
whatever” (namely, bodies defined as “matter in mo¬ (other psychophysical beings and other transcendental
tion”) which aids scientific cognition having a material egos), the transcendencies that . . . make possible the
content (namely, physics or astrophysics); see Formal constitution of an Objective world in the everyday
and Transcendental Logic, section 83. sense. . . .”
11. Objektivitat: This term, and the term 'Objekt', 16. leiblichen Subjekte
are often used to designate the noematic correlates of 17. The German text reads: “Nur insofern anders,
acts and processes of consciousness at different levels of als das Stillhalten und vom ‘Winde getragen sein’ (was
constitution; see, for instance, Cartesian Meditations, aber keine korperliche Auffassung zu bedeuten hat)
section 20, pp. 47f.; Formal and Transcendental Logic, eine Erfahrungskombination mit dem ‘ich bewege’ ist
section 96, a, pp. 239f. The distinction between “Ge- und immer noch die ‘Scheinbewegung’ ergibt, bei
genstandlichkeit" and “Objektivitat," “Gegenstand” einer ‘Anderung der Fliigellage’ und beim Stillhalten
and “Objekt," is an important one in both early and dabei abermals, aber in anderer Weise. Letztere endet
late writings of Husserl. For the importance of the dis¬ als ‘Fallen’, damit dass der Vogel nicht mehr fliegt,
tinction see Aron Gurwitsch, “The Kantian and Hus- sondern auf dem Baum oder der Erde sitzt und dabei
serlian Conceptions of Consciousness,” in Studies in ev. springt, etc.”
Phenomenology and Psychology (Evanston: North¬ 18. The German text reads: “Die Orte aller Korper
western University Press, 1966), pp. l49ff. hatten diese Relativitat, welche fur Bewegung und
12. The ultimate demonstrative showing or exhib¬ Ruhe die Fraglichkeit ergeben wiirde: in bezug aufwel-
iting of the validity of scientific thinking is rooted in chen der beiden Bodenkorper?”
the prescientific domain of experience. This is an im¬ 19- It is not clear what supplementations Husserl
portant idea for Husserl and is tied up with the “at¬ has in mind here; in the continuation of this manu¬
tempt to start a consistent transcendental philosophy” script in Philosophy and Phenomenological Research
in such a way that the illusion of a “transcendental so¬ Husserl does not return to this theme.
lipsism” will be overcome in working out the “whole 20. “Historizitat”: Husserl also uses the terms “rela¬
many-leveled problem of the constitution of the Ob¬ tive n Historien," “Urhistorie," and “Geschichtlichkeit.”
jective world" (Formal and Transcendental Logic, sec¬ “Historizitat’’ (“historicity”) as he uses the term here re¬
tion 96, b, p. 241). The solution to the enigma of fers to the “genetic” process of transcendental constitu¬
solipsism lies, Husserl says, “firstly, in the systematic tion (see below, p. 230); “relativen Historien" (“relative
unravelling of the constitutional problems implicit in histories”) refers to the history of a people (e.g., the
the fact of consciousness which is the world always ex¬ history of the Athenian people,"the American people),
isting for me, always having and confirming its sense by each of which is an “episode" in “world history." These
my experience; and, secondly, in progressively advanc¬ terms seem to be more or less synonymous with the
ing exhibitions that follow the hierarchical sequence of terms (p. 230) “Menschengeschichte" and “Speziesge-
problems. The purpose of these exhibitions [namely, schichte" (“human history” and “history of the
demonstrative showings], however, is none other, and species )—that is to say, “history” in the ordinary sense
can be none other, than actually to disclose, as matters of history.” At the core, Husserl says, of “historicity" or
included in that very fact of consciousness, the actuali¬ transcendental constitution is “Geschichtlichkeit" (“his-
ties and potentialities (or habitualities) of life, in which toricality”) which may be interpreted as the transcen-
the sense, world, has been, and is continually being, dentally reduced phenomenon of human history in the
built up immanently” (ibid., pp. 24lf.). ordinary sense. This interpretation is consistent with
13. That is to say, all founding levels of constitu¬ the main thrust of Husserl’s thought in the manuscript,
tion are “implied” in the apperceiving of something as but he offers little basis for its clarification. For a good
at rest or in motion; for instance, the visual parallax is review of Husserl’s ideas in this connection, see Rene
“corrected" on the basis of more primitive visual experi¬ Toulemont, L'Essence de la Societe selon Husserl
ences (the “mediacies"). (Paris: Presses Universitaires de France, 1962), pp.
14. reellen Abteilung. For Husserl’s theory of 133ff.; cf. also F. Kersten, “Phenomenology, History
“wholes" and “parts" see Logical Investigations, trans¬ and Myth," in Phenomenology and Social Reality. Es¬
lated by J. N. Findlay (London: Routledge & Kegan says in Memory of Alfred Schutz, ed. Maurice Natan-
Paul, 1970), 2:436ff., 484ff. Here Husserl considers son (The Hague: Nijhoff, 1970), pp. 235-41.
what he calls “nonself-sufficient ‘moments’” in the 21. Primitive, that is to say, in both a genera¬
Logical Investigations. tional and a constitutional sense.
ORIGIN OF THE SPATIALITY OF NATURE 233

22. See above, note 12; and also Formal and Tran¬ [Evanston: Northwestern University Press, 1970], pp.
scendental Logic, section 94, pp. 233f. 215, 221, 227.)
23. Homogenisierung-. That is to say, the idea in 25. The German text reads: “Aber da geht durch
“Copernican” natural-scientific thinking that all events mein Leben die Einheit durch Wiedererinnerung —ich
in Nature are enacted in one space-time —an idea that lebe noch, obschon im Anderssein, und lebe fort das
raises questions of legitimacy whether arrived at by ab¬ Leben, das hinter mir liegt, und dessen Sinn des
straction and formalization of “apperceptive transfers” Hinter-mir in der Wiederholung und Wiederholbar-
(see above, notes 6 and 7) —which therefore allows of keit liegt. So lebt das Wir in der Wiederholbarkeit und
infinite iteration of distances as the same no matter lebt selbst fort in Form der Wiederholbarkeit der Ge-
what objects are involved —or by regarding motion as a schichte, wahrend der Einzelne ‘stirbt,’ d.i. nicht mehr
“state” of a body, in which case motion is not so much von den Anderen einfiihlungsmassig ‘erinnert’ werden
repetition of change but rather retention of a given kann, sondern nur in historischer Erinnerung, in der
“state”; hence motion requires no “cause.” What re¬ die Erinnerungssubjekte sich vertreten konnen.” For a
quires a “cause” is change from motion to rest or rest to possible interpretation of this intriguing passage see
motion, or a change in motion itself. But change in Kersten, “Phenomenology, History and Myth,” pp.
motion, for instance, can only be accounted for in 240f. Leaving aside all transcendental phenomenologi¬
terms of an unaltered or unchanged “state” of motion. cal trappings, Husserl's view bears a remarkable resem¬
And since, on the “Copernican" view, motion is de¬ blance to the ‘Tunanimisme” ofjules Romains, such as
fined in terms of velocity and direction, unaltered ve¬ expressed in his novel The Death of a Nobody, see the
locity is equivalent to equal distances covered in equal edition translated by Desmond MacCarthy and Sidney
times (and unaltered direction then proves to be pro¬ Waterlow, with an afterword by Maurice Natanson
gression on a straight line). But equal distances covered (New York: New American Library, 1961), and Natan-
in equal times presupposes homogeneity of one space- son’s afterword, pp. 122f.
time, and more particularly of one space-time posited 26. The German text reads: “Die konstituierte
as infinite. Questions about the implications and right¬ Weltzeit birgt zwar in sich psychologische Zeit und das
ful sense of this presupposition are raised in the next Psychologische weist zuriick auf Transzendentales—
lines of the text. aber doch nicht so, dass man nun das objektiv Psy-
24. Husserl indicates the view here that he will crit¬ chische einfach ins Transzendentale umkehren und vor
icize in some detail in the Crisis of European Sciences, allem, dass man jede Weise wie man einstimmig unter
section 62: the “naturalistic method" of modern science irgendeinem abstrakten und relativ berechtigten Ge-
is based on the dualism of “matter” and “mind” and so sichtspunkt homogene Welt und naher Natur und
interpreted that the latter is conceived on the model of darin psychophysisch gebundenes Psychisches voraus-
the former; the utter heterogeneity of “matter" and setzt und damit praktisch ganz gut operiert (fur
“mind” is thereby overcome and “mind” is understood menschlich natiirliche Praxis Wissenschaft ausbildend
by means of causal laws analogous to those that obtain und verwertend), dass man das in Transzendentales
in Nature —the “equalization of bodies and souls” ac¬ umstulpt und nun die Paradoxien, die entspringen,
cording to which body and soul are “two real strata in gegen die Phanomenologie geltend macht.”
this experiential world which are integrally and really This sentence ends the part of the manuscript pub¬
connected similarly to, and in the same sense as, two lished as supplement to Essays in Memory of Edmund
pieces of a body. Thus, concretely, one is external to Husserl; for the continuation of the manuscript see
the other, is distinct from it, and is merely related to it above, Introduction, pp. 213f. The themes developed
in a regulated way”; “Cartesian dualism requires the at the end of this manuscript are not resumed in the
parallelization of mens and corpus, together with the continuation, the section headings of which are the fol¬
naturalization of psychic being implied in this parallel¬ lowing: “The different senses of space”; “Intentional
ization, and hence also requires the parallelization of reference of all experienced motions back to my kinaes-
the required methods" by virtue of having “its roots in thetic activity or holding still. —I have already formed
the consistent abstraction through which it [namely, my kinaesthetic system;” “Rest of a body—motion of
modern natural science] wants to see, in the life-world, the body”; “Constitution of motion belonging to what
only corporeity.” (The Crisis of European Sciences and is at first at rest”; “The meaning of the reduction to
Transcendental Phenomenology, trans. David Carr pure primordial space.”
13
Introduction to
“World of the Living Present’7
FREDERICK A. ELLISTON

The title of this essay, provided by Alfred text is an opportunity to immerse ourselves in
Schutz, aptly indicates its scope—the con¬ Husserl’s daily work, his “meditations,” in or¬
text of immediate experience, the world in der to experience phenomenology in action.
which I live. It is one in a series of remark¬ The manuscript can be divided, as
able reflections by Husserl on the nature of Schutz notes, into roughly two unequal
space and the changes experienced within it. parts: the first deals with changes; the sec¬
As such it should be read in conjunction ond, with others. They are tied together by a
with Fred Kersten’s translation of “Founda¬ common concept: apperception as a kind of
tional Investigations of the Phenomenologi¬ coapprehending that makes it possible to
cal Origin of the Spatiality of Nature” (pp. experience something as the same though
222-33 of this volume) and the intervening different—as one though changed, as like
piece that supplements Kersten’s translation me though another.
and precedes the following: “Notes on the
Constitution of Space” published in the first I
volume of Philosophy and Phenomenologi¬
cal Research-1 The world of the living present has a spa¬
These texts illustrate Husserl’s views on a tial structure. All things experienced are sit¬
fundamental philosophical theme —spatial¬ uated relative to my body as center: they are
ity. It runs parallel to a second pervasive and near or far, to the left or right, above or be¬
consequential theme—temporality, which is low. None of them presents itself to me as a
also included in this volume (see excerpts whole: at most I perceive only an aspect or
from The Phenomenology of Inner Time- part of each. Each aspect or adumbration
Consciousness and John Brough’s Introduc¬ points to others—aspects of the same thing
tion, pp. 271-88 of this volume). But or what Husserl terms the inner horizon, as
whereas time received systematic and coher¬ well as to other things not immediately at¬
ent elaboration, space is dealt with far more tended to but still present with the phe¬
tentatively and incompletely. Though these nomenal field or what Husserl terms the
texts capture Husserl’s major views they do outer horizon.2
not provide a mature theory. The horizon, as a tie between actual and
Their style is much more exploratory, possible experiences, can be explored through
probing, and improvising. As a compensa¬ physical movements, that is, a change of
tion for this roughness, the reader is privi¬ space or place whereby possible experiences
leged to witness phenomenology as Husserl become actual, empty intentions become
practiced it, the process of philosophizing fulfilled, and expectations are realized. In
rather than its results. As such the following this process of fulfilling expectations, what

234
THE WORLD OF THE LIVING PRESENT 235

Husserl calls making evident (Evident)3 or fect harmony, the complete fulfillment of
verification, an optimal point is reached: the expectations, is an ideal, assumed as a condi¬
thing is neither too close nor too far. Actual¬ tion for identity rather than achieved. Con¬
ity is defined as the correlate of these optimal sider Husserl’s simple example of spatial,
experiences, what is present when the situa¬ periodic change, the swinging pendulum.
tion is just right. When I glance away I assume continuous
What holds for one thing holds also for movement that I do not actually or immedi¬
pairs, and by extension for the entire world ately experience. When my glance returns
of immediate experience. What unifies it on to the pendulum again, my identification of
the object or noematic side is its correlation it as the same is predicated on this assump¬
to one perspectival style of fulfilled expecta¬ tion of continuity. As an assumption it
tions on the subject or noetic side, the har¬ could not in principle be verified for the in¬
mony that prevails within experience. finitely varied contents of experience, for it
Against this analysis of spatial change, is a condition for the very possibility of ex¬
Husserl proceeds to a discussion of a second perience.
kind of change—qualitative. His earlier The identity of all things taken to be real
analysis continues to serve as a parallel, in¬ cannot be verified by a phenomenological
deed as a paradigm. appeal to immediate experience or intu¬
In both cases he takes no change as the ition. Husserl takes this fact not as a short¬
norm or standard against which all other coming of phenomenology, but as a proof
changes are judged. Movement is under¬ that continuity is an a priori condition of ex¬
stood in terms of rest, alteration in terms of perience, constitutive of space and time as
rigidity. structures of experience.
At the lowest level of our experience of Husserl’s phenomenology seeks to be a
change is the phantom. Our perception of presuppositionless philosophy but falls far
one thing causing another to change or ap¬ short of this ideal. Continuity is more as¬
pear to change represents a higher stratum sumed than demonstrated. Spatiality serves
of experience constituted on the basis of this as a paradigm for qualitative change —a
more primordial phantom-experience. problematic and undefended assumption.
Any qualitative change has three refer¬ Sight has served him as a paradigm for the
ence points: (1) the change of particular other senses, and the generalizability of the
things or phantoms; (2) changes involving results have yet to be proven. Husserl coura¬
entire systems of things, for example my fall geously acknowledges these and further dif¬
into the world of sleep; and (3) change in ficulties. Perhaps most seriously, his analysis
myself as animate organism. These changes extends only to the phantom world, still di¬
can come about in different ways—slowly or vorced from the everyday world we live in
quickly, from external impetus or my own and yet to be related to the world of science.
volition. But in all cases the changes are And within this world his focus on physical
intentional—that is, they take place within things leaves out of account less material
the nexus between self and world, experi¬ quasi-objects like rays of light, sound waves,
encing and experienced. and the radiating warmth of stoves.
Sometimes spatial and qualitative Acknowledging these problems he
changes interact, as in the case of blurring: pauses to take stock of what he has shown up
the discrete qualities of a thing merge as it to this point: “Actually, so far we have only
recedes into the distance. The opposite also given a justification for the constitution of
occurs: as something approaches, its particu¬ unities from those subjective kinaesthetic-
lar properties become more distinct. associative changes that occur in the living
While a thing moves in and out of my present.”
perceptual field, its identity as the same thing
is a function of the harmony of my experi¬ II
ences, the continuity of the process whereby
expectations are fulfilled or conversely the To advance beyond this point, the living
discontinuity of my disappointments. Per¬ present in its narrow temporal sense requires
236 HUSSERL ON SPACE AND TIME

a new term, a new kind of experience— jectivity and empathy; the last, to an ac¬
recollection. But its introduction raises count of typification.
many problems too. Parallel to the earlier
problem of the same thing midst spatial and III
qualitative change runs the new problem of
the same present thing compared to the past Once it is conceded that one thing can be
recalled thing. The identification of some¬ more or less the same as it was before, the
thing experienced now as numerically the door is open for one thing to be more or less
same as something experienced earlier re¬ the same as a second presently existing thing.
quires the repetition of past experiences, or Their shared features whereby they can be
at least this possibility. But how do I know grouped form a type. The latter is not a uni¬
that what I recall is identical to what I do or versal like space or time: its scope is more
could experience? limited and it is logically less compelling.
To reexperience something now as iden¬ Types function as intermediaries between
tical to something experienced in the past universals and particulars, grouping things
but only recalled involves obstacles of vari¬ with a “family resemblance,” to use Witt¬
ous orders, as Husserl realizes. Some of the genstein’s expression. Husserl’s very detailed
hurdles are empirical: lack of money, time, description of the formation of types is an
or opportunity may prevent me from repeat¬ incisive and illustrative piece of concrete
ing my experience of the same thing. Once phenomenological analysis.
these hurdles are cleared logical problems The constitution of objects of different
persist: things are never quite the same, but types involves a process of association or ap¬
always somewhat different. Husserl’s solu¬ perception: within a unitary experience one
tion to the second is surprisingly semantic: thing is grasped as like or unlike another,
the same sometimes means “perfectly alike perhaps itself in the past or a second thing
in the present and in recollection” and at entirely. Empathy is an example of a higher
other times means altered yet numerically level apperception whereby the type “alter
one and the same. That is, the same some¬ ego” or another self is constituted.
times means identical in all respects and at
other times only identical in some but not IV
all —that is similar. In defense of this phe¬
nomenological distinction between numeri¬ In the case of empathy, used in Husserl’s
cally identical and qualitatively similar, all inclusive sense for all my experiences of
Husserl invokes the fact that we do talk this another, what is conjoined or paired in ap¬
way, a curious inversion of the normal phe¬ perception is myself as animate organism
nomenological ordering of consciousness (Leib) and another. This apperception pro¬
and language. ceeds on the basis of a sphere of “ownness,”
Ludwig Wittgenstein identifies a third as Husserl termed it in the Fifth Cartesian
problem Husserl appears to ignore: How do Meditation, an abstract stratum of experi¬
we know that our recollections are accurate? ence consisting of myself as body-subject to¬
Their mere repetition, he points out, hardly gether with its kinaesthetic activities but
suffices, and appealing to another memory nothing more. For the “more” had explicitly
provides inconclusive evidence. Internal been put aside by a new kind of epoche, not
checks do not guarantee veracity. In a telling overtly present in the following text but nec¬
analogue he suggests it is “as if someone essarily operative.
were to buy several copies of the morning My body is a privileged physical thing in¬
newspaper to assure himself that what it said timately tied to a sensory field in which it
was true.”4 moves and acts—touching, feeling, tasting,
One problem of sameness is temporal. hearing, smelling, seeing, and performing
Another is the “same for me” versus “same what Arthur Danto calls “basic actions.”5
for you.” And a third is the problem of the The kinaesthetic sensations are directly tied
same kind though numerically different. to movements of my body in a unique way.
The second leads to a discussion of intersub¬ Moving my eyes, for example, correlates with
THE WORLD OF THE LIVING PRESENT 237

a shift in the visual field, but nothing simi¬ tion as perceived places and properties shift
lar happens when I move any other eyes. relative to me and one another.
The core-world of things directly appre-
hendable is surrounded by a more distant V
world of things less directly grasped—the
things I could experience on the horizon if I This rich analysis is not a mere exercise in
walked to them. At the centre of everything Husserl’s peculiar style of philosophizing.
is myself as animate organism (Leib), a sta¬ Rather the analysis lays bare the very foun¬
tionary object or null point in relation to dations of phenomenology and all experi¬
everything else experienced as moving. ence. Husserl has attempted to peel off all
The constitution of others is secondary to the layers of consciousness in order to dis¬
its basis—the animate organism, which is close what is more primordial, the very core
here analyzed in more detail than in the of our existence.
Fifth Cartesian Meditation. In keeping with This core is noteworthy for its contrast
Husserl’s theme, identity, the following text with both rationalism and empiricism. At
places far more emphasis on sameness. The the level of what is most basic, certain, and
Fifth Cartesian Meditation places consider¬ essential, Husserl speaks not of a res cogitans
able emphasis on otherness in order to rebut like Descartes or a “bundle of perceptions”
the charge of solipsism that threatens Hus¬ like Hume but of an animate organism lo¬
serl’s entire philosophy.1 2 * * * 6 The delightful vi¬ at the very center of a kinaesthetic
cated
gnette on typification offered earlier is now field that it explores by walking. It is distin¬
supplemented with an extraordinarily de¬ guished by its duality: it senses and is sensed,
tailed phenomenological description of moves and is moved. As an ambulatory null
walking that unites many of the earlier point it marks the opening on all that is and
themes. In walking spatial and qualitative the locus of Husserl’s triumph over both
changes are continuously taking place, subjectivism and objectivism, over idealism
along with an ongoing process of identifica¬ and realism.

NOTES
1. Edmund Husserl, “Notizen zur Raumkonstitu- University of Notre Dame Press, 1977), pp. 182-201.
tion," Philosophy and Phenomenological Research 1 3. For Husserl's characterization of this process see
(Sept. 1940): 21ff. his Third Cartesian Meditation; Ideas, sections 137-42;
2. The inner, outer, and temporal horizons are and Experience andjudgment, sections 2-13.
briefly discussed in section 19 of Cartesian Meditations. 4. Ludwig Wittgenstein, Philosophical Investiga¬
For useful and insightful elaborations see the follow¬ tions trans. G. E. M. Anscombe (Oxford: Blackwell,
ing: Helmut Kuhn, “The Phenomenological Concept 1965), p. 94e.
of Horizon” in Philosophical Essays in Memory of 5. Arthur Danto, “Basic Actions," American Philo¬
Edmund Husserl, ed. Marvin Farber (Cambridge: Har¬ sophical Quarterly 2 (1965): 141-48.
vard University Press, 1940), pp. 106-23; Henry Pie- 6. For an explanation of the significance and ur¬
tersma, “The Concept of Horizon,” Analecta Husserli- gency of this threat see F. A. Elliston, “Husserl’s Phe¬
ana 2 (1972): 278-82; Cornelius van Peursen, “The nomenology of Empathy” in Husserl: Expositions and
Horizon” in Husserl: Expositions and Appraisals, ed. Appraisals, pp. 213-15.
F. A. Elliston and Peter McCormick (Notre Dame:
13
The World of the Living Present
and the Constitution of the Surrounding World
External to the Organism*
Translated by Frederick A. Elliston and Lenore Langsdorf

Editor’s Preface: Also in the following, additions made by


the editor for logical or linguistic reasons are
The following pages are based upon an
marked with [brackets] and have frequently
authorized typewritten transcription of an
the character of philosophical conjectures,
original manuscript of Edmund Husserl
admittedly open to criticism. By disregard¬
which shows the following introductory
remark: ing them, however, the reader will find the
original text of Husserl’s manuscript.**
D 12 IV; No date (but clearly 1931)—The
original manuscript consists of 19 typed Alfred Schuetz
pages. It is actually a double manuscript,
but put by Husserl into one envelope as be¬ jjj***
longing together; it carries this inscription:
“1) The concrete present as unity of con¬ Have I already taken into consideration
figuration of what is given in perception, everything that could be significant for our
the ‘primary’ world; question? Every perspectival “distant thing”
2) Constitution of others, of the orga¬ indicates an existing thing and the whole
nism as primary object of the surrounding system of perspectives that has its optimal
world external to the organism.” domain in what is nearby and close. This in¬
Based upon these indications the under¬ dication is not isolated for the particular
signed has added the title under which this close and distant perspectives, and for the
manuscript is herewith published. As to the particular things which show themselves in
genesis of Husserl’s manuscripts and the fact in an optimal way. We could com¬
problems arising therefrom for their editing pletely prove their actuality in practice by
he wishes to refer to his preface to Husserl’s bringing them close to us.
“Notizen zurRaumkonstitution” in vol. 1 of The entire present world which appears
this journal (Philosophy and Phenomeno¬ as actual is rather a totality of perspectives
logical Research), September 1940, pp. 2Iff. for me. Not only is every particular thing a

*This article originally appeared as "Die Welt der **For stylistic reasons, the translators have omitted
lebendigen Gegenwart und die Konstitution der aus- these brackets. Scholars who wish to identify Schuetz’s
serleiblichen Umwelt”, edited with a preface by Alfred emendations may refer to the original.
Schuetz, Philosophy and Phenomenological Research
***The typescript states as follows: “In connection
vol. 6, no. 3 (March 1946): 323-43. Reprinted with
with another manuscript-not indicated, but probably
permission of the publisher. D 12, Husserl begins:"

238
THE WORLD OF THE LIVING PRESENT 239

unity in the change of its perspectivations, causal style that constitutes the physical-
but every pair or simultaneously present thing appearance is to be construed as a
group of things presents itself in one per¬ founded level, for it must still be taken into
spective. The entire physical perceptual field consideration that this causal style is founded
as a constituted manifold of things that ap¬ in the style of appearance just described: the
pear in perspectives is a harmonious unity of lower level constituted the phantom \Phan-
perspectivity; one perspectival style governs tome\ and a constituted thing only arises
and continues to govern throughout the through the founded standard causal style—
changing perceptual field. Its changes can oc¬ which is founded in the usual behavior of
cur by the entry of the perceptual appearance the phantom under phantom circumstances.
of things not already in the field, or by the Causality, the integrity of the style, has
withdrawal of those previously in the field. an integral form which runs through the
Furthermore, it governs not just in each in¬ “nonalteration” or “alteration” of perspec¬
stantaneous present, but in the concrete and tives (as merely spatial perspectives). This is
flowing present with its continuous synthe¬ an alteration and nonalteration not of
sis. This synthesis is also concerned with the things, nor perspectives perceived in the
perspectival coexistences and successions as temporality of things, but is experienced
they pass over into one another and thereby within the temporality of immanent life.
suitably fit together with one another. The style of change, in its “rest” (in its
This style is continually prescribed and momentary nonalteration) and “motion,” is
maintained, constantly being verified harmo¬ inseparably connected to my possible resting
niously such that particular appearances may or moving. Accordingly, it can temporarily
indeed enter that violate the style, whether (in immanent temporality) change “of itself.”
they occur internally and inconsistently— We must then distinguish on the one hand
“counter to the style” —(in that they do not the change of appearances in the system of
allow the usual transition from distant thing appearances [i.e., the system of the subjec¬
to close thing or its reverse) or, whether they tive presentations up to the causalities that
do not progress as expected in a style of to¬ are presenting themselves) and change of the
tality. Doubt, correction, and illusion grow, entire system of appearances, a change ac¬
should such appearances occur. complished “by itself” —including changes
What has been described so far is not, not accomplished “by themselves.” And on
however, the entire, the concrete style of ap¬ the other hand we must distinguish change
pearance in which the world as existent is which I bring about as a result of my doing,
harmoniously experienced for me, the per- that has begun with my kinaesthetic doing.
ceiver, who originally experiences the living However, it is always a doing and a do¬
present. For there was no discussion of qual¬ ing within a system of capacities for doing.
ity. It should be shown more precisely too With respect to appearance of space, this sort
that the concrete total style in its stratifica¬ of ability is related to my changing myself,
tion continually constitutes a stratum of that to the fact that in the closest familiar
pluralistic “unchanged” things, and accord¬ sphere, generally speaking, I can compen¬
ingly has a core stratum of primary normal¬ sate (more or less completely) for every change
ity. To this belongs the stratum of things in myself. Thus the total style of change, in¬
which are “at rest with qualitative nonaltera¬ cluding each particular physical harmonious
tion.” Only later does the stratum become style of change of appearances in the mode
explicit; the stratum of various “stably rigid” of “by myself,” is for its part changeable by
bodies becomes explicit by means of quali¬ virtue of my relevant capacity. In this way
tative change as a continually unitary asso¬ the entire style left to the ego or freely influ¬
ciation and in full qualitative identity. The enced by the ego is arranged so as to be able
rigid body is the normal body, for even de¬ to experience each particular that appears in
formation of the body can, at any phase, it (and appears in continuously, harmoni¬
turn into rigidity. The unchanged body as ously changing appearances) as one and the
normal can be seen the very same way as same, preserving its harmony. Indeed in ac¬
qualitative change. In addition even the cord with the particular circumstances, each
240 HUSSERL ON SPACE AND TIME

particular is experienced in a particular way changed into a distant appearance and con¬
as “objectively” changed or not, as retaining tinuity of appearances whereby the existen¬
the same place and spatial extension or as tial sense “approaching thing” arises; correl-
moving in it, as being deformed and quali¬ atively, there is the attendant possibility
tatively altered or not. that by means of my going off into the
One feature of this universal style of ex¬ distance—in any direction of orientation —
periencing the world in the form of “living the horizon, no matter how much it may at
present” is that sometimes it already has or first remain unaffected, is dissolved corre¬
(unless contingent restrictions are involved) spondingly into a horizon of appearances of
can have a capacity for extreme distance—a things, at least in part.
blurring of the experienced things due to These possibilities are “predelineated”
themselves or due to me. This distance is through experience; they are possibilities
continually extended to zero as a limit— which include existential validities and not
such that all differences in configuration, all merely imaginary possibilities. They are in
qualitative differences, all internal promi¬ fact induced possibilities for which some¬
nence of parts completely disappear. And thing speaks, in accordance with the style,
yet in its continual identification, the same from earlier experience and also from the
thing ultimately appears as a “point.” The whole course of the living present—although
reverse can also occurr: a most distant point no particular existential certainty is thereby
can, through itself or my effort (though in motivated, in particular or in general.
fact this does not always lie within our actual The style of the perspectives, including
capacity), pass over into a continuity appro¬ spatial and then qualitative perspectives, is
priate to a distant thing in which, as a dis¬ already constituted in spatiotemporality,
tant thing, it is shown to be increasingly which is the form of realities, indeed of real¬
differentiated. Remote distance can also be ities as they are intrinsically; we have here
like the blue sky or a distant monotonous already a difference between “immanent
background, so that when blurring occurs time,” the “time of perspectival progres¬
what is differentiated loses its prominence sions,” and the “phantom time of the per-
and blends into its background. spectivally appearing unities.”
This also holds for the perspectival style But how far does this extend? We must
of appearance: in changes appropriate to its first ask about immanence: Do we not pause
style, it indicates possibilities for the disso¬ for sleep? What makes these pauses inter¬
lution of appearances which, as appearances ruptions of a single time that connects the
that adapt themselves harmoniously to the interrupted streams of perspectival appear¬
universal style of appearance, would be expe¬ ances? We can say that we have here the hid¬
riences of Objects belonging to the world — den primal constitution as temporal, which
without any question arising as to “whether becomes temporal in the distant reaches of
I can really go there or not.” This style indi¬ memory. But what about phantoms? Is it
cates (or as we could also say induces) the not the case that phantom perceptual fields
world as a world having an existential sense and temporal fields are not separate and
by means of this style, this world continually only combined by immanent time; and that
appears with a co-given or (if I am perhaps immanent time and phantom time are still
in a room or cave and not exactly involved) undivided even though the phantom as a
factually producible range of distance (a ho¬ possibly constituted unity of appearances
rizon) and, moreover, appears as articulated and time itself is already separated? What
into nearness and distance. about space? Coexistence could be phan-
This world appears in such a way that tomly constituted, as distant from that coex¬
there is an attendant possibility that objects istence which occurs in perspectives. Each
could approach of themselves from the far¬ phantom already has spatiality in itself, al¬
thest distance (which for that very reason is ready has something coexistent, has some¬
still called distance), just as very commonly thing that now is, but is not now given
occurs: a horizonal point begins to be distin¬ together in accordance with perception. Il¬
guished in accordance with appearances, is lusions could be moving of their own accord
THE WORLD OF THE LIVING PRESENT 241

or mine, and also with one another—several continuity of experience? And if I concern
as a unity moving in space as their form. myself in this investigation only with phan¬
But to what extent can I maintain the toms (thus with unities of perspectives) have
unity of a phantom? I can maintain it natu¬ I not merely taken into consideration corpo¬
rally by means of perception and recollec¬ real nature as it is given to me in perception,
tion which extends within a sphere of con¬ and indeed precisely from the point of view
tinually advancing perception (hence, so to of what may be said within the restriction to
speak, in a present lengthened at will). But the perspectival mode of appearance of na¬
what about pauses, interruptions in which ture (thus, abstractly)? Have I not restricted
immanent time may well continue, but not myself to what may be genuinely said about
the unity of phantom perception? nature perceptually or purely on the basis of
We need not touch on the problem of the sensuous, intuitional present? Other¬
“sleep” or “unconsciousness” for prior to it is wise stated, I have then experienced the
the manner of the living flowing phantom world as primordially reduced pure nature,
present: the problem is that phantoms come as oriented around my functioning animate
in and pass out of the present, can reenter it organism (which itself is a purely reduced
and so forth. But do the phantoms still ex¬ animate organism). In the change of orien¬
ist, after their “withdrawal,” as the word in¬ tations within my unbroken continuity of
dicates; does it indeed make any sense if we living experience, this animate organism is
say that the newly entering phantom is “the experienced as identical, that is as persisting
same” as before? in changing perspectives, a change proceed¬
Within certain limits I have the capacity ing of itself which is also a change that it is
to see the lost phantom again. My given within my power to direct.
field of phantoms, which continually (in a The broader problems which result must
change of perspectives) persists as perceived, naturally be those that take as their object
extends to a field broadened by the phan¬ the synthesis of this primordial world with the
toms, with the capacity to return at will to world of others who exist for me, and on the
the earlier field with the previous phan¬ other hand the problem of “pauses,” sleep
toms. In the transition from phase to phase, and even death.
a core of persistently perceived phantoms But now, how do we get past the normal
thereby mediates. In the continuous percep¬ case of rest and nonalteration, and how do
tual transition from the first field to the sec¬ we get to the already constituted form of
ond I simply identify the newly perceived space as the form of unchangeable phan¬
phantom with the same one perceived ear¬ toms that are endlessly open by virtue of the
lier, that is with what is remembered as pres¬ always predelineated horizon of possibly co¬
ent in the previous field. This transition has existent phantoms? No difficulty is caused
the character of a continuous total percep¬ by the constitutive unity-formation of a
tion in which a unity of total experience of a transition from unchanged phantom into
phantom “world” is grounded. The phan¬ the same one altered in such-and-such a
tom is continually perceptually present for way, and then again to the persistent un¬
me, even though I genuinely perceive (and changed phantom—a transition that leads
perceived) only a sector of it in the momen¬ sooner or later to nonalteration and can ter¬
tary present. A perceptual style is attained minate there. The capacity for various kinds
here of the sort in which a horizon of possi¬ of alteration causes no difficulty when these
bly perceivable and coexistent copresent ob¬ are construed as a continuity of phases, to
jects belongs to each perceptual present, each of which corresponds a determinately
whether known or unknown. Every manner pertinent nonalteration (structure of differ¬
of bringing my kinaesthetic activities into entials). Hence rest and movement, the lat¬
play brings to perception something which ter in different formations of movement in
could have been previously perceived. space, are experienced in the forms of uni¬
But is this not valid only for a normal form and dissimilar movement, etc.; simi¬
sphere of unaltered (at rest and qualitative larly for the different modes and qualitative
nonalteration) phantoms that persist in the directions of alteration.
242 HUSSERL ON SPACE AND TIME

However, with reference to different and indicates it in genuine perspective—the


“senses,” etc., all that is not so simple. If we stove’s warmth, perspectivally adumbrating
carry out the needed clarification we under¬ itself in changing rays at different spatial lo¬
stand the abstract layer, phantom, in altera¬ cations in which my body is located. What is
tion or nonalteration. It persists at first as experienced together under identical kin-
the same so long as the perception of this aesthetic conditions makes available what is
phantom (and any group of phantoms at identical, constitutes the same as a unity of
all) continues unbroken and the withdrawal adumbrations.
and entrance of illusions into the field of The constitution of the phantom world
perception proceeds according to a certain takes place in the perception that flows
style. When I see a pendulum swing, repeat¬ uninterruptedly— the constitutive production
edly look away and back again and always see that already lies within its sense, continually
the same undisturbed clock and surround¬ affirming, verifying. This is genuinely con¬
ings, I “experience” the pendulum moving tinuous constitution. Spatiotemporality is
regularly throughout the unseen intervals — already form, the form for res extensa.
even though it would be possible to think When we summarize the investigation
that meantime it had moved otherwise. Fur¬ thus far, we find: that rest and movement,
thermore, I know that movement can change alteration and nonalteration are in a certain
into rest and alteration into nonalteration in sense already there in the constituted phan¬
very different ways. But when I experience tom world; that is, they are clarified in accor¬
enduring rest, I expect continuous rest, so dance with a determinate sense, by means of
long as nothing indicates that movement may what our clarifying explication has shown.
be anticipated—as is the case if I had been And yet we have given no justification for
able to experience this object or sort of ob¬ what makes phantoms into real objects, into
ject resting partially within a periodic change objects that persist in objectively real altera¬
of rest and movement. The same is true for tion and nonalteration, and as such are per¬
any sequences whatever, typical sequences sistent in themselves.
of any processes of any alteration whatever. Actually, so far we have only given a jus¬
Each phantom in its mode of alteration tification for the constitution of unities from
(including the limiting case of rest) intrin¬ those subjective kinaesthetic-associative
sically predelineates its future continuation changes that occur in the living present. Ac¬
and future alteration—within certain limits, cordingly they yield only those unities im¬
even the very mode of change. However the mediately available kinaesthetically that are
predelineation takes place in such a way that constituted in the perspective of their
the possibility of occuring otherwise remains adumbrations as particulars and as entire
open, and not just as a possibility for imagi¬ perceptual fields with entrances and with¬
nation. Rather starting and stopping occur, drawals of particulars, but always in the
interrupting these anticipations. As a famil¬ manner of continually presumed entities of
iar matter, this itself belongs to the style of which we are constantly conscious as imme¬
this illusory experience. diately available. By virtue of their mode of
Entire fields, rather than just particulars, constitution, these unities are already uni¬
are thereby involved, but then qualities ties of alteration and nonalteration. At rest
come into consideration in the already con¬ the thing (the phantom, as we said) is one-
stituted space —the visual, tactile space. sidedly given; each side is given as available
And we have the further problem of the from the just-elapsed variation of sides and,
constitution of space as empty of physical thereby, it always carries with it the antici¬
things though infused with rays, space as re¬ pating horizon of the opposite side — that is,
sounding object, rays of sound in space, furthermore, anticipated in the style of non¬
warmth of an object, rays of warmth —and alteration. If the one-sidedly given illusion
the manner in which radiation is experi¬ is in a process of change, change is also an¬
enced without a radiating object. How it is ticipated for the unseen side. Admittedly,
that this experience, which is not directly the possibility always remains open that
aimed at a spatial object, indicates its object what is anticipated, what is posited as a gen-
THE WORLD OF THE LIVING PRESENT 243

uinely nonexperienced copresence in a case ing after their disappearance. This depends
where it was anticipated as resting may show upon it being possible for us repeatedly to
itself as movement and alteration when we recover what has disappeared, in ordinary
come to experience it. Or the reverse may experience, arbitrarily and at will, and to be
occur: where movement and alteration were able to experience it again. It depends upon
anticipated, it shows itself as unchanged the apperceptions founded in this possibil¬
and at rest. Nevertheless I can always con¬ ity. This seems easily understandable, as
vince myself, at least within limitations, does the fact that in the process of flowing to
whether for example the reverse side has re¬ a present that has already been closely repro¬
mained unmoved in respect to its parts, or duced with respect to the things it offered
whether the body has been deformed in and that my current present does not offer I
some way, qualitatively changed there—and say: “I just don’t see the things now, but
I 'can provide an increasingly stronger cer¬ they are still there, and with appropriate
tainty by walking around it repeatedly. It is measures I can see them again.” Similarly it
the same too for alteration—but all of this is easily understandable that I can say, “I
holds only in the original living streaming could have already experienced as some¬
present and the spatiotemporal present filled thing new—if only I had allowed my kinaes-
with objects and constituted within it. Of thetic activities appropriate play.”
course this also holds for each past present as But is this such a simple matter, even in
well as each future present. this narrow sphere? Doesn’t this elucidation
But is all this enough for a satisfactory ac¬ structurally presuppose something whereby
count of the constituted structure of experi¬ it can arrive at such experiences of identity
encing the world that exists for me, does it which depend upon always being able to do
satisfy the sense which it has for me in this it again? And how can this occur for present
experiential life of the one world which con¬ surrounding worlds that lie in the distant
tinues to endure through time? How does it past? The cities, countries, and mountains
happen that the flowing advance of my ex¬ with which I became acquainted long ago
periential life can have this peculiar sense? while traveling, for instance, still exist even
What universal structure does it have? And though I am now here, at home. I can of
which sedimentations of the sense of experi¬ course visit them again, I can see the places
ence within each living presence point back of my childhood again—but how can I say
to it? How does the specific structure of liv¬ that? How is it that I experience what is seen
ing present experience in which this sense is again as the same? How can it be experi¬
grounded comport itself, and what is the enced as the same? In fact I realize, and usu¬
verification effected there like? ally experience accordingly, that what is the
It is certainly the case that recollection same is more or less changed, perhaps much
enters into the living present, and having is completely gone; the familiar house no
developed within that present, reproduces longer stands there, but has been replaced
for me my previous life, my previous living by another, and so forth. But on what basis
present, and thus the world experienced in can we say all this? In terms of what experi¬
it as spatiotemporally present. But to what ences does this become possible? I say “the
extent is this world simply experienced as same,” and not “perfectly alike”; “the same,
the same that I still experience now—even only changed.” I call things that are per¬
though the range of things which I now ex¬ fectly alike in the present and in recollec¬
perience, my present surrounding world, is tion: the same. But also I call something
in general quite other than what was previ¬ that is different and “looks entirely other¬
ously actually present? In the living present wise” by the name: “altered” one-and-the-
I have the change of phases, of stretches of same. I differentiate, and indeed do so ex-
present time, in which on the one hand perientially, things that are perfectly alike
things become experienced which were not and the same identical things. Admittedly I
yet there and on the other things disappear cannot always differentiate; I cannot always
from actual experience which are taken as be certain of the supposed identity. And yet
having already been there earlier or persist¬ I say: “the same world . . .” and say it even
244 HUSSERL ON SPACE AND TIME

in situations of such undecided, and in fact known and recognized, though not as a uni¬
for me undecidable, uncertainty—I only versal, as something objective for itself; but
doubt whether it is identical or similar, or I the individual object is unknown in its indi¬
doubt whether it is the same thing with a viduality. On the other hand, we distin¬
more extensive change or another thing. In guish the individual type by which the con¬
any case, and this also underlies such doubts, crete individuality of the object as such is
the thing that I recall has not just become recognized. For example, a person has a
something which subjectively appears during body; but if he is not thematically divided as
my past experience, a thing to be confirmed body and as person, he has his general univer¬
in it only subjectively and temporally. In sal characteristic in the unified construal as a
that it was objective, it was experienced as person. But he also has his immediately con¬
persisting, perhaps as changing in the man¬ strued individuality, however, incompletely
ner of disintegration (which is only a way of — his mannerisms and behavior, which char¬
persisting in the form of disintegrated pieces acterize him without comparison to others
for which further occurrence of the same sort and by which he is simply recognized as this
can take place). Perhaps this apprehension person. (Likewise indeed, the general type is
which governs our life, at least in its strict not grasped by comparison and abstract gen¬
form as apprehension of an absolutely persis¬ eralization, but is itself given to consciousness
tent nature, is already a mediated, artificial as a moment of experience.) The world famil¬
product of science. Perhaps the possibility is iar to us from our experiences, our life-world,
initially to be left open of an actual disap¬ is in every present; and in every survey is
pearance, of a becoming nothing—especially found the unity of spatiotemporality, which
if we primordially consider the world ab¬ is the unity of our experience, in the unified
stractively and make no constitutive use of world which is ours. It is ours not only as flow-
the achievement of coexperiencing others. ingly present, but as our spatiotemporal
But in any case we must understand, and world of experience. Thanks to recoverable
indeed understand as a preliminary stage, pasts given through memory and also to ex¬
how the constitution of the unity of a tem¬ pectations which predelineate the living fu¬
poral world as a persistent world occurs, ture for us it is a thoroughly typified world.
complete with the constitution of the living All that exists within it, whether known or
present belonging to it, and with the experi¬ unknown, is an object of experience with the
enced identification of things connecting form: an A, and, this A.
my past with this present. Then we may ask All real relations, connections, wholes,
how we come to this “idealization” that per¬ and parts are themselves relations and con¬
mits no disappearance and no wonder about nections of these typifying forms, which
the origin of things. here are to be understood, if you will, as
We see that the question of the constitu¬ “appearing forms” or “experiential forms”—
tive possibility of a unified objective world rather than, so to speak, as artificial forms
(and of nature first of all) is closely tied with created by logic which all traditional logic
and indeed is equivalent to the problem of already implicitly presupposes.
the possibility of being able to experience However, here the problem must be clar¬
the same object at different times (and then ified as to the way and levels at which the
also, by different human beings); or, with typification is built up; that belongs essen¬
the question of the transcendental possibil¬ tially to the constitution of objects as mun¬
ity of experiencing the same as the same. dane objects of possible experience. How is
Again this goes together with the prob¬ typification structured or founded in its
lem of recognition of the concrete typicality sense-bestowing as belonging to “finished”
of the objects, and of the objects themselves objects, and indeed to the experience of ob¬
in their type. On the one hand, we distin¬ jects that have been finished all along? And
guish the general characteristic or the general from that point one must then understand
types (house, tree, animal, etc.), or the ex¬ how individuals at different experiential
perience of an object, even an unknown times, to which however the objective times
one, as “a tree,” “an animal,” etc. Its type is of what is experienced correspond, can be
THE WORLD OF THE LIVING PRESENT 245

identified and recognized as the same, and (1) Let us take as the primary, normal
verified in experience as the same, which has case from which we can go on to others the
all along been something typified. Further¬ situation of a “surrounding world at rest.”
more, this yields the problem of the way Nonalteration is always experienced in the
merely perfectly alike things, which already change of kinaesthetic activity, a nonaltera¬
have the form of two or several As, can be tion in the process of repeated identification
experienced as different individual objects of the same thing, the harmonious experi¬
that are perfectly alike over a span of time. ences of it, the becoming acquainted with
The objects are constituted as persistent it. In this way we have continually cogiven
unities of nonalteration and alteration. At to us the horizon of what we are to become
all levels reduction to types encompasses the acquainted with for the first time, and per¬
constitutive formation of unities of altera¬ haps of mere reapprehension, of “being able
tion and the different “concepts” or types of to perceive again as already known.” In this
alteration; finally, objective alteration. How temporal process (immanently-temporal
does this constitution of types govern in a physical time, presented therein as the per¬
way that enables objects to be always repeat¬ sistence of all things in nonalteration), each
edly recognizable in experience, and always thing has not only its persistent shape, but
repeatedly verifiable as the same, still con¬ all things have at once a persistent spatial
tinually existing even though in entirely dif¬ configuration that is presented by means of
ferent conditions of alteration in the different the configuration of presentations in their
conditions of alteration existing at different sense-fields.
times, persisting as the same throughout It is characteristic of this change that in
these times? every phase of this streaming present a de¬
If we think abstractly of a perceptual terminate configuration is perceptually ac¬
world, a living perceptual present, at rest, tualized from a momentary side. But in the
what must our procedure be? (A) The re¬ flowing transition from phase to phase,
duction of intersubjectivity to subjectivity as things enter into perception and others
my own. (B) Every realteration has its sense withdraw in such a way that if I stop the kin¬
of rest; thus the constitution of “rest” must aesthetic activity, change of this sort does
found that of “alteration.” (C) All of the not occur. But stopping the kinaesthetic ac¬
past gains its sense in the flowing present tivity, as important as it is constitutively, is
and indeed constitutes itself out of that still only a transitory phase of the normal
flow; all of the objective past constitutes it¬ elapsing or arbitrary determinate direction
self out of the objective present, and the ob¬ of the kinaesthetic activity. The flowing
jective present constitutes itself ultimately, progress of perception connects itself into
in the structure of the “living present,” the unity of a perception which reaches far
whereby it carries in itself, flowingly, a pri¬ enough so that the elements which have
mal present. In this genuine perceptual flowed past what is past, in the living pro¬
present is constituted the perceptual world- cess are still made prominent in the present
present—thus the first perceptual world— precisely as a freshly living “retentional past”
and therein, the constitution of rest. — despite its “dimness.” Potentially in this
Every present is a situation, however much stream, a living future in its flowing transi¬
change has taken place in it—kinaesthetic tion is likewise predelineated within the
and directional changes, changes in perspec¬ livingly actualized present. What flows
tive, rest and movement, qualitative altera¬ therein, constituted as a unity, is a continu¬
tion and nonalteration. And it retains unity ally persistent “spatial field” of unchanged
during and despite all the change in this things—or, what says the same thing, an
present. Not only is the unity of the spatio- open spatial configuration of unchanged
temporal thing as “the same, that thereby things that always comes to cognizance and
moves itself” experienced, etc., but even the expands in the act of taking cognizance in
entire situation has unity; or rather what is streamingly continual experience. The “en¬
coexistently experienced in the unity of a liv¬ semble” of things experienced at once in the
ing present has a unity, that of the situation. living present is not a mere “being experi-
246 HUSSERL ON SPACE AND TIME

enced together,” but a unity of a spatiotem- as a partial configuration of the totality. For
poral “ensemble,” of one configuratively in truth, the object is not yet constituted by
bound up in spatiotemporality. One must this constitution of unities of mere rest.
not think merely of spatiality in connection (2) The constitution of alteration in terms
with the term “configuration” but also think of nonalteration is already presupposed for
of what is qualified. Thus, one must think the perspectival constitution of physically
of the phenomenological unity that here spatial nonalteration, including first of all
keeps the particular concreta united con¬ the constitution of spatial rest. I will dis¬
cretely. Just as association in a particular pense with any closer look at the constitu¬
structural shape constitutes the thing at rest, tion of the alteration of particular things
(perspectives of kinaesthetic activity), so too here. This would have to be clarified as the
the universal structure of the bound- constitution, under present, is a persistent
together ensemble, is also an associative total unity— not that of an object but that of
structure that delivers a peculiar and whole a configurative connectedness of all imma¬
field of perception in the stream of the nent, conjointly experienced objects. It is,
whole living present, assuming we under¬ so to speak, the primary world as world of
stand what association as intentional synthe¬ experience (here, to mere experience of the
sis means. living present and indeed, more exactly the
Association is thus at work here—and experiences of its objective perceptual struc¬
this includes continual apperception, the ture alone). This implies that the multiplic¬
synthetic unity which forms at one place as ity of alteration, which endures through the
the formation of adumbrations, as adum¬ ongoing continuance (the duration of the
brations that kinaesthetic transition in are perceptual object) and in which the object
appearances of the same thing, and carries has its factual existence as a persistently
itself over to all places in the sense-fields. In identical unity, is not, and also cannot, be
the simultaneous process of formation there isolated. This multiplicity of alterations is
is a process of association of formations. This rather correlated to the universal multiplic¬
process occurs in, so to speak, reciprocal ap¬ ity of alterations of the totality of perceived
perceptive transfer and coincidence; that is, objects that are together in the unity of the
coincidence that has the character of trans¬ flowing perceptual present. They do not per¬
ferred synthetic unities. Each newly entering sist alone, but in a community within the per¬
object is already apperceived as an object, as sisting form of objective time (which persists
a unity of appearances to be formed in such in a way entirely different from that of per¬
and such a way, and in that way to be sistence in the flowing perceptual present).
brought into the temporal flow. Taken uni¬ But here we must not overlook spatio-
versally, this apperceiving of the object as temporal configuration (every object too has
object is the primary universal typification— its endurance, begins, ceases, and is no
precisely the typification of the object as ex¬ longer the same object when it has disinte¬
periential object, perceptual object, and the grated into several objects—this spatiotem-
typification of the unities as a configuration poral configuration is no longer an object at
of objects. Also included here in this pri¬ all in our present sense). It is prior to space
mary universal typification is the typicality and time themselves insofar as these are un¬
of self-expansion of the configuration by derstood as identical persistent forms within
remaining-in-one’s-grip; the readmission of which (as the form of space demands) all ob¬
genuinely perceivable objects and the loss of jects are spatial, are in their places, having a
these—a loss that is however a preservation situation, by virtue of their spatial shape; as
by way of remaining in living validity, the object-determining, this configuration is
merely retentional modification. “spatial form in situation” —and (as the
Every object for itself is just a patterned form of time demands) within which all
thing; it is a configuration closed in on itself times are durations, peculiar to the objects
— that is, a configuration of the extensive as determinations. The “presentation” of
parts stressed within it. We could just as well these forms first arises on the basis of the
speak of a configuration of objects arranged constantly changing configurations.
THE WORLD OF THE LIVING PRESENT 247

We have thereby achieved, as the pri¬ even when typical similarity is violated; that
mary world, the world which is experienced is, insofar as one segment takes on, in addi¬
in the living perceptual present and is, sim¬ tion to the typical similarity which remains
ply in terms of that intentionality, a filled preserved, an additional superimposed sense
world. It extends as far as my retention which the other segments do not have; and
reaches—indeed, as far as my available re¬ insofar as all these others have an appercep¬
tention. The just-experienced is not lost; it tive commonness among each other which
still belongs to the world which is for me. the exceptional segment, for its part, does
Yet here we must not go beyond the prob¬ not have.
lem too quickly . . . But surely that is too formal. I am con¬
Apperception is construing of similar ex¬ cerned with the formation of apperceptions
isting things in accordance with what already by means of intentional modification of al¬
exists for me as similar. The newly experi¬ ready formed apperceptions, thus with the
enced thing is; this I have simply, experien- formation of perceptions from presentifica-
tially, in accord with the experiential sense tions, etc., of different levels; or with those
that derives from the similarity with my ear¬ which in their higher sense-fashioning are
lier acquisition of similar things that exist peculiar sorts of intentional modifications of
for me. The construing sense is an existen¬ the lower-level, more original experiences,
tial validity with an anticipated horizon of but which are still always experiences of the
possible validation. Apperception points to¬ higher-level sort constitutive of existent
ward earlier primal instituting, but apper¬ things.
ception is also a constant process in coexis¬ A special case of such higher-level apper¬
tence, that is, in the sphere of the living ceptions is formed by empathy, the experi¬
present. If I have a plurality of things which ence of someone else or the perception of
are perfectly alike (sensuously similar) in another human being. Here, animate orga¬
original association in my field of the pres¬ nism [Leib\ which subsequently is revealed
ent, each new sense-fashioning transfers, in as “other organism” is experienced as such in
passive association, to all others as a new ap¬ conformity with the apperception of my
perception of something which is perfectly own organism. That seems simple; it is ap¬
like another, so long as the perfect likeness prehension of something similar by means
\Gleichheit\ persists: passive-associative of and in accord with what was previously
transfer accomplished analogously in accor¬ experienced as similar. But it is not exactly
dance with similarity [Ahnlichkeit]. the kind of apperceptive transfer that is
Our objects of experience and pluralities present if, within the already constituted
(alike things, similar things) are then usually field of existing things external to me, I
very complicated formations out of apper¬ simply apperceptively transfer what I come
ceptions. Involved in them (in the manner to know about one thing to another which is
of intentional modifications) are anticipa¬ like it. First of all, my organism does not yet
tions of apperceptions which build up sense have any organism like it in the field of pre¬
—which are not actually accomplished, but constituted external things. And it achieves
implied. This is the case, for example, if we such a thing only by means of a novel apper¬
experience the likeness of two things, one of ception of the organism, which indeed pre¬
which is given as close and the other as dis¬ supposes the apperception of external things
tant. Apperception continues to work by but transforms it into something novel. In
means of intentional modification and in¬ other words, the constitution of my orga¬
creased similarity; motivation by means of nism as a bodily thing like any other bodily
similarity is itself something which gener¬ external thing is presupposed for the consti¬
ates intentional modification. tution of others existing for me. The above
Association or apperception then consti¬ first makes possible the experience of things
tutes existing things of a type, often in lev¬ like my own organism, and then makes it
els, so that the apperception of similar possible that a thing similar to my organism
things in conformity with other similar is an organism, though another’s organism
things still remains in effect in a certain way — and can be experienced by me as such.
248 HUSSERL ON SPACE AND TIME

What is foremost here is the constitution thus yield a combination of different


of the primordial world external to my or¬ movements in a double sense: the head
ganism as a spatiotemporal world whereby moves itself conjointly with the eyes in the
my organism with its kinaesthetic activities head, together with hand, upper arm,
is a functioning organism. In the change of finger, etc. If we disregard the kinaesthetic
kinaesthetically motivated modes of appear¬ activities, then the organs and their unity,
ance every external thing is constituted as the animate organism, are just a body like
the same, and thus every ensemble is consti¬ any other bodies of the external world; they
tuted configuratively as the same, and in¬ are constituted like the others as bodies in
deed as persisting in rest and movement as relation to the modes of appearance. But
well as qualitative nonalteration and altera¬ these for their part are motivated by the kin¬
tion. aesthetic activities functioning at a given
What is presumed thereby, and is in it¬ time, which as functioning at any given
self primary, is constitution of movement time do not belong to spatial things but to
(including deformation) and rest, and also the subjective ways they are given. Likewise
that within the spatial field which functions for the corporeal, physical body; the body as
as an invariant system of possible positions. animate organism is constituted at any given
This constitution takes place on two levels. time by means of the functioning kinaes¬
(1) On the first level the kinaesthetic ac¬ thetic activities together with the manners
tivities of walking are still out of play; we of appearance belonging to each, which in a
abstract from “I walk” and from the sense of change of orientation are of course experi¬
this “I walk” as “I am in motion in space.” enced as kinaesthetic flow localized in the
Together with that we also abstract from my hands, the eyes, the parts of the body, and
being in motion in space “mechanically,” as parallels to the external spatial move¬
that is, without my walking. All that re¬ ments of those parts.
mains in play at this level are my various In this constitutive interconnection we
other kinaesthetic activities, such as arm, have things given as close and distant; we
finger, and eye movements, etc. have movements and alteration given in dif¬
(2) Only after we have considered the ferent modes of appearance that are related
productivity of this sphere does walking to the different particular kinaesthetic sys¬
come into question. The “I rest” precedes tems. We have a system of ways of appear¬
constitutively the “I move myself” insofar as ing for rest and movement and for alteration
the latter must acquire its meaning as a con¬ and nonalteration for each system; but all
tinuum of possible resting-points. In the this is changed when other kinaesthetic
system “I move myself,” taken purely in its systems enter as cofunctioning. In the total
subjective kinaesthetic sense, we now con¬ situation, however, they already constitute
sider the special stillness of standing, of sit¬ the changeable physically existent “world”
ting, of “not-moving-myself-forward,” as it in a manner still to be clarified though with
is called in the language of an already objec¬ very strict limitations.
tified construal that is here first to be built I have here a core sphere of fully original
up constitutively. All other kinaesthetic ac¬ constituted things, a core world, so to speak.
tivities are in play, in their unconstrained It is a sphere of things to which I can go by
elapsing as “rest” and “movement.” The ap¬ virtue of my kinaesthetic activity, which I
pearing external world of things in their can experience in the most favorable form:
movement and rest is thereby constituted. handle them, see them, etc., where I thus
So too my organism constitutes itself: by have available systems of appearance for
means of its relation to itself as an animate them, which I have the ability to transform
organism it is also constituted as moveable, into the optimal modes of appearance.
along with the “I stretch out my arm,” the “I There I would also have a possible realm of
move my eyes,” along with spatially rolling practice, indeed one to be brought about
my eyes in their sockets, etc. The kinaes¬ immediately by means of my thrusting,
thetic activities and the spatial movements pushing, etc. organism.
stay in union by means of association, and But I also have apperceived things out-
THE WORLD OF THE LIVING PRESENT 249

side of this core-sphere. What is at issue constitutively an exceptional position. This


here? “Things” distance themselves in per¬ is already apparent if I consider the constitu¬
spectives up to the farthest edge of the hori¬ tion of the organism when it is stationary.
zon; from there to here, in the reverse The organism (by analogy with the wall of
process, these things show a perspectival ap¬ the enclosed room) is not experienced as
proaching; they enter the core-filled. The possibly being, and capable of being, now
distant things comport themselves perspec- resting, now moving itself—in any case, it is
tivally like things which belong to the core¬ not so experienced. Rather only the parts of
spheres. In their unfamiliarity very “distant” the body are so experienced, and even these
things are similar to close things in a re¬ only in a restricted sense. I can very well ex¬
duced formal way, as compared to the fa¬ perience my hand as moving, and in the
miliar and, by virtue of their completely perspectivistic manner, experience this, just
original constitution, primarily familiar like above, any similar movement of a
sphere of closeness, the core-sphere. But thing. And yet it cannot be moved arbitrar¬
then again they are not entirely similar in ily, and cannot be moved like any other
that they are not noticeably put into per¬ thing, that is arbitrarily far in all directions;
spective by bringing kinaesthetic activities I cannot throw my hand so that it flies far
into play. They resemble close things only if away, etc.
they move and finally leave the horizon: However, what concerns the animate or¬
they can then be seen like pictures in a ganism is that its manner of appearance,
picture-book. notwithstanding all movements of parts of
Of course this is not questioned if the ex¬ the body, resembles rest—similar to the rest
perience occurs in an “enclosed space” such of the tree as a whole even when its branches
as a room: the “unfamiliar distance” with its move. And yet all physical rest, according to
horizon is lacking there. Phenomena such as its sense, is only experienced as rest through
the sun, moon, northern lights, rainbow, the power of those changes of appearance
clouds, constellations and such, which are whereby physical movement is constituted.
not constituted perspectivally in the inter¬ However, just this is not the case for the ani¬
play of all kinaesthetic activities, are also not mate organism. As my animate organism, it
taken into consideration here. is unique in that it is experienced as my total
However, walking is involved from the organ, articulated into organs in which I am
very beginning, even in an enclosed space in the functioning ego —and this in such a way
which, normally, everything is accessible, that in this functioning all perception of
and hence is spatiotemporally constituted in physical things takes place, even the percep¬
the same manner as real, mutually external tion of the organism itself which sees itself
entities. Enclosed space is, and so the apper¬ by means of itself-but disregarding all that,
ceptive enlargement of the sphere of close¬ the organism is also uniquely constituted in
ness (the original core-sphere) into a homo¬ that it is, so to speak, constituted as almost a
geneous, endlessly open world of space is thing and yet cannot be experienced for it¬
accomplished. self in physical movement —as this is itself
Distant appearances are first perspectivally originally constituted in perspectivating
transformed into close appearances in the phenomena.
activity of walking, as it acts together with None of this is changed if we bring in the
other kinaesthetic activities and the things activity of walking. First of all this kinaes¬
of a “core world” that are already constituted thetic activity brings about something new
by these activities. They are thus grasped in that a change in orientation of the coexis¬
from the beginning with the possibility of tent subjective appearances begins. We have
being legitimized as things; to this also be¬ seen that this primary “world” which is con¬
longs the possibility of being actively (im¬ stituted in stationary kinaesthetic activity, in
mediately actively) associated with them. the inaction of “walking kinaesthetics” is a
This is the situation for all things which world which is firmly oriented around my
are external to my animate organism. From physical animate organism (or the null-
the beginning the animate organism has point constituted in it). If walking begins,
250 HUSSERL ON SPACE AND TIME

all worldly things there for me continue to jective world, homogeneous spatiotem-
appear to me to be oriented about my phe¬ porality, in contrast to which the oriented
nomenally stationary, resting organism. primordial world is mere appearance, con¬
That is, they are oriented with respect to stitute itself first by means of the interplay
here and there, right and left, etc., whereby of self-moving and having-moved, mechan¬
a firm zero of orientation persists, so to ically having-moved? Let us consider this in
speak, as absolute here. Now, however, that regard to mere oriented space: Does every
is “appearance,” and so it happens that ev¬ thing in this “world” have its persistent or
erything in arbitrary interruption of walking fixed distance from every other? My animate
and reversal of kinaesthetic doing (in going organism, like its parts, also has a changing
back) shows itself as an object at rest; and in distance from the things oriented about it,
remaining stationary, it is legitimated as at but it cannot bring about any change in
rest. All this now is shown as changing ori¬ position —it remains a stable null-object.
entation, and accordingly as in a phantom Only other objects can bring about changes
movement. By contrast movement at a in position, take on other distances relative
standstill presents itself either as rest or, to it, be at changing distances relative to it.
phenomenally, as modified movement. In walking, however, I myself change my
Walking thereby receives the sense of a distance to the objects which are persistent
modification of all coexistent subjective ap¬ and identically resting in the change of ori¬
pearances whereby now the intentionality of entation, and just as two external objects
the appearance of things first remains pre¬ could ultimately be contiguous to each
served, as a self-constituting in the oriented other so that their distance from the point of
things and in the change of orientation, as contiguity becomes zero, so can my orga¬
identical things. nism also make itself contiguous with any
Every kinaesthetic activity functions as other external object. Cannot I then, in this
sense-bestowing by virtue of the fact that it manner, get anywhere within the range of
has its modes of “keeping still” and my capacity for walking? And thus is not
“keeping-in-operation” (“I move”); and kin¬ space already a system of places (not just a
aesthetic movement which has become a system of orientation, orientation-space)
continuum (constitutively) is the contin¬ and my organism constituted as object just
uum of places of possible standing still. This like any other external object —as occupying
is likewise also the case for the, so to speak, and including a part of space, as having a
concluded kinaesthetic activity of walking, place in space and being moved, spatially
which has a special manner of functioning moved, like other objects?
by means of its relation back to the already Clearly the fixed system of places of all
synthetic production of all other associated external things available perspectivally to
kinaesthetic activities. Each of these has al¬ me is already constituted by means of self-
ready taken on the sense of being able to be moving, as is also the fact that I can bring
combined with every other stationary and myself as animate organism close to every
self-moving thing, and so to be a partial thing and object at first directly, on the “sur¬
function of a whole function, so to speak, to face of the earth” but indirectly also: by way
be in a unity of organized functions. New of empathy for birds, I understand flying
movement and rest of the experienced sur¬ and have then the ideal possibility of being
rounding world (perceptual world) in its able to fly before my eyes as an idealization.
flowing manner, like all other nonalteration (But that does not belong to the present
and alteration, constitute themselves in constitutive level.) I can come to any place
walking. First to be constituted, then, is the and be in it; thus my organism is also a
fixed system of places with fixed distances, thing, a res extensa, etc., movable.
fixed configurations, arrangements of rest¬ But now, does becoming moved mechan¬
ing things —and also the objective change in ically (being moved, being carried, etc.) in
these configurations by means of changes of space accomplish nothing essential for the
distances of movement. possibility of empathy?
I ask myself: Does the homogeneous ob¬
14
Introduction to
“The Origin of Geometry”
DAVID CARR

According to Walter Biemel, editor of such a search for origins is called for, as an
the posthumous Husserliana edition of The essential element in our understanding of
Crisis of European Sciences and Transcen¬ these disciplines and the knowledge they
dental Phenomenology, “The Origin of Ge¬ contain, that concerns Husserl above all in
ometry” was written by Husserl in 1936. this text. Why should the epistemology of
Thus its composition coincides with the natural science and even geometry require
preparation of Crisis for publication in the an apparently historical procedure such as
Belgrade yearbook Philosophia. There are this?
clear indications that it was originally in¬ The answer is to be found by considering
tended as part of Crisis, probably the section the way in which we—who are not the origi¬
on Galileo, but it was finally not included in nators but the inheritors of geometry—
the text as published by Philosophia-1 Eu- acquire such a discipline and are initiated
gen Fink edited and published this manu¬ into its truths. It comes to us in the form of
script separately, beginning with the third language, both written and spoken; it exists
paragraph, in the Revue Internationale de as a body of sentences organized in a certain
Philosophie, vol. 1, no. 2 (1939), giving it a way. This fact leads Husserl to a discussion
title derived from the first sentence of that of language that is probably more detailed
paragraph, “Der Ursprung der Geometrie than any he produced since the First Logical
als intentional-historisches Problem.” Investigation. In what sort of context does
This title is slightly misleading, since the such a linguistic entity as geometry exist? A
text is concerned less with the origination of social context, obviously: the community of
disciplines like geometry than with their sta¬ persons in which a common language is our
tus for those who do not originate them but primary medium of communication. As a
take them over as part of an already existing linguistic entity, geometry is in some sense a
tradition of inquiry. The context is set by human product. In this respect it resembles
the discussion of Galileo, who is depicted as the artifacts that we and our fellows manu¬
the originator of modern science through the facture for our use or enjoyment. Each of
“mathematization of nature.”2 But Galileo these, we know, would not exist but for
did not originate the science of geometry; some human agency. But geometry is unlike
he inherited it from the Greeks and took it artifacts in that it is a single entity, no mat¬
for granted. To be sure, just as we take mod¬ ter how many times its propositions may be
ern science for granted and must seek its uttered or written down. This, of course, de¬
origination in a figure like Galileo, so his rives from its linguistic character: in this it is
taking for granted of geometry calls for a like War and Peace, or the sentence “How
search for its origin. But it is the reason why do you do?” or, to use Husserl’s example,

251
252 HUSSERL ON SPACE AND TIME

the word ‘lion’. Unlike these, however, ge¬ sion” of mine is traceable to a self-evidence
ometry exists as a set of truth-claims, and it of my own. Those taken over from the social
may be enlarged by sentences that are re¬ context claim, as it were, to be the sedimen¬
lated by logic and subject matter to those al¬ tation of someone else’s experience which I
ready given. could conceivably repeat given the appropri¬
Now our cultural space abounds with ate circumstances. But in the course of ev¬
such truth-claims, not only scientific ones eryday life it rarely occurs to me to do so.
like those of geometry but also everyday fac¬ To be sure, it is precisely the ideal of the
tual claims, narratives about the past, etc. scientific attitude toward our beliefs that we
We encounter them in written form and in not be satisfied with this situation, that we
the spoken remarks of other people. What withhold judgment until truth claims are ver¬
status do they have for us? According to ified by the appropriate evidence, whether
most of Husserl’s earlier analyses two possi¬ empirical or, in the case of disciplines like
bilities exist: either such claims are simply geometry, mathematical. It is symptomatic
understood and have no further status for us of Husserl’s earlier, primarily scientific con¬
than that of mere claims; or we possess or ac¬ ception of cognition that it was this attitude
quire the corresponding evidence which jus¬ which figured most heavily in his previous
tifies our assent to such claims so that they descriptions of experience. Now, with his in¬
become part of our belief. Now Husserl rec¬ terest in the life-world and everyday experi¬
ognizes the importance of a third possibil¬ ence, the fact of social and historical sedi¬
ity: that we assent to such claims without the mentation comes to the fore.
corresponding evidence. This is by no means But in “The Origin of Geometry” yet a
uncommon: it happens when we read a reli¬ further twist is added to this analysis. For
able newspaper or accept the assurances of a while it is true that the scientific attitude re¬
trustworthy friend. Many of our most fun¬ quires the evidential justification of all
damental and unshakable beliefs are ac¬ claims as an ideal, this ideal is seldom real¬
quired in this way. Our belief that the earth ized in practice, Husserl maintains. Indeed,
is round, for example, is one that almost all in a vast and cumulative enterprise like ge¬
of us (a few astronauts excepted) have on ometry, especially in its more advanced
hearsay alone. Do such beliefs have a “de¬ stages, it would be counterproductive for
gree” of acceptance that is a shade less firm such an ideal to be realized. If each geome¬
than those we have verified with our own ter tried seriously to repeat all the mental
eyes? It is hard to say. In any case it is clear processes on which the work of his predeces¬
that a great many, very important elements sors was based, he would have no time or en¬
of the vast tissue of our beliefs about the ergy left for advancing the discipline. In
world are of just this sort. point of fact, he acquires and uses many
With this a new and important dimen¬ fundamental tenets of his discipline with no
sion is added to Husserl’s theory of con¬ more evidential warrant than that attaching
sciousness. He had previously used the to many extrascientific, everyday beliefs;
metaphor of sedimentation to describe the and it is thanks to this sort of acquisition
ongoing, cumulative character of individual that he is able to make progress and build
experience. Every case of self-evidence in my upon the work of his predecessors. Much
experience, he writes in Cartesian Medita¬ of his work consists in merely “explicating”
tions, ‘“sets up’ or ‘institutes’ for me an — that is, tracing the logical implications
abiding possession.”3 It is something to of—truths whose establishment he takes for
which I can return and which I can “re¬ granted. Thus, what may appear a defect
activate.” And even if I do not do so, such a with respect to the ideal is actually a condi¬
self-evidence remains as an element of the tion for the factual existence and develop¬
structure of my beliefs and as such has its ef¬ ment of the discipline. Within the commu¬
fect on my ongoing experience. But now nity of researchers, and with respect to a
Husserl introduces the notion of social and particular subject matter, geometry thrives
historical sedimentation. As we saw in the on its own sort of historical sedimentation.
last paragraph, not every “abiding posses¬ Now if it is true that the practice of ge-
THE ORIGIN OF GEOMETRY 253

ometry, and of disciplines like it, exhibits traditional-historical character of the prac¬
such a form, then the epistemological un¬ tice of geometry may aid in its forward de¬
derstanding of such disciplines requires that velopment, but it stands in the way of a
we come to terms with this form. Science is a proper philosophical understanding of its
social enterprise and exists as a historical tra¬ status. Space, as conceived by geometry and
dition. The individual scientist does not ac¬ dealt with deductively, acquires an auton¬
quire the knowledge of his discipline omy and independence which obscures its
through personal activity from the ground relation to the experienced world around us.
up but inherits the underlying framework What is forgotten is that this conception of
for his own continuing work. The philoso¬ space is an idealization of the spatial aspects
phy of science must become conscious of the of the everyday life-world. When physical
history of science. Put in this way, Husserl’s reality, through Galileo’s “mathematization
ideas have some similarity to those of more of nature,” is in turn conceived in terms of
recent philosophers of science such as such idealizations, serious philosophical mis¬
Thomas Kuhn. In important respects, of constructions may follow. Knowledge may
course, they differ. For one thing, Husserl be approached as involving a causal relation
views a scientific discipline as progressing in between “true” reality, so conceived, and
a cumulative manner and does not make the mind. The life-world becomes a shadow-
much of the revolutionary upheavals that world of “mere appearance” in between.
have so captured the attention of recent the¬ The stage is set for the insoluble paradoxes
orists.4 This may be because mathematics of modern philosophy which culminate in
seems to serve as his model even when he is Hume’s skepticism. What is forgotten is
speaking of natural science. Partly because that the “true reality” whose nature and on¬
he views science as cumulative rather than tological status are being presupposed is the
revolutionary, Husserl also avoids, or thinks accomplishment of an idealizing mental ac¬
he can avoid, the relativistic implications of tivity on the part of theorists whose taken-
recent philosophy of science. Epistemology for-granted reality was the life-world. It is
must become historical, he says toward the for this reason that we must place ourselves
end of this manuscript, but not historicist. in the position of the originators of these
Science may exist as a tradition in which conceptions by reconstructing the accom¬
fundamental assumptions and even theories plishment of Galileo for natural science
are taken over unquestioningly, but it does and, further back, even that of a putative
not follow from this that these assumptions originator of geometry itself.
are arbitrary and could as easily be replaced Husserl devotes little space here to an ac¬
by others. The principles of geometry reflect tual reconstruction of what he calls the
insights into the nature of its subject matter, “Thales of geometry.” His reconstruction of
and if the tradition were broken, the whole Galileo in Crisis is much more detailed.
process of traditionalization could be started What he does here is set the problem in a
up again. way which contributes to our understanding
This may seem to reduce the significance of Crisis and in some ways goes beyond it.
of Husserl’s remarks on geometry to that of a Husserl’s remarks on science and its relation
psychological description of the mental pro¬ to the life-world and the cultural world, on
cesses of its practitioners. In fact, they are history and historicism, and on language
meant as an epistemological and even meta¬ both written and spoken, justify the wide at¬
physical reflection on the status of the truth- tention this short manuscript has attracted.
claims of geometry and natural science. The

NOTES

1. The reader may wish to consult a reconstruction 2. See Crisis, section 9, pp- 23ff.
of the composition of Crisis found in David Carr, Phe¬ 3. Cartesian Meditations, trans. D. Cairns (The
nomenology and the Problem of History (Evanston: Hague: Nijhoff, I960), p. 60.
Northwestern University Press, 1974), pp. 181-85. 4. See Crisis, p. 4.
254 HUSSERL ON SPACE AND TIME

FURTHER REFERENCES

Brand, Gerd. Die Lebenswelt: Eine Pbilosophie problem der objektiven Wissenschaften.” In
des konkreten Apriori. Berlin: de Gruyter, Lebenswelt und Wissenschaft in der Pbiloso¬
1971. phie Edmund Husserls, edited by E. Stroker,
Carr, David. Phenomenology and the Problem of pp. 68-78. Frankfurt, Vittorio Klostermann,
History: A Study of Husserl’s Transcendental 1979.
Philosophy. Evanston: Northwestern Univer¬ Pazanin, Ante. Geschichte und Wissenschaft in
sity Press, 1974. See especially chapter 8. der Phanomenologie Edmund Husserls. The
Derrida, Jacques. Translator’s introduction to Hague, Nijhoff, 1972.
L’Origine de la geometrie, by E. Husserl. Sokolowski, Robert. “Exact Science and the
Paris: Presses universitaires de France, 1964. World in Which We Live.” In Lebenswelt und
Hohl, Hubert. Lebenswelt und Geschichte. Mu¬ Wissenschaft, pp. 92-106.
nich: Alber, 1972. Stroker, Elisabeth. “Geschichte und Lebenswelt
Janssen, Paul. Geschichte und Lebenswelt. The als Sinnesfundament der Wissenschaften in
Hague: Nijhoff, 1970. Husserls Spatwerk.” In Lebenswelt und Wis¬
Kern, Iso. “Die Lebenswelt als Grundlagen- senschaft, pp. 107-23.
14

The Origin of Geometry*


Translated by David Carr

The interest that propels us in this work Let it be noted in advance that, in the
makes it necessary to engage first of all in re¬ midst of our historical meditations on mod¬
flections which surely never occurred to Ga¬ ern philosophy, there appears here for the
lileo. We must focus our gaze not merely first time with Galileo, through the disclo¬
upon the ready-made, handed-down geom¬ sure of the depth-problems of the meaning-
etry and upon the manner of being which its origin of geometry and, founded on this, of
meaning had in his thinking; it was no dif¬ the meaning-origin of his new physics, a
ferent in his thinking from what it was in clarifying light for our whole undertaking:
that of all the late inheritors of the older ge¬ namely, [the idea of] seeking to carry out,
ometric wisdom, whenever they were at in the form of historical meditations, self¬
work, either as pure geometers or as making reflections about our own present philo¬
practical applications of geometry. Rather, sophical situation in the hope that in this
indeed above all, we must also inquire back way we can finally take possession of the
into the original meaning of the handed- meaning, method, and beginning of philos¬
down geometry, which continued to be valid ophy, the one philosophy to which our life
with this very same meaning—continued seeks to be and ought to be devoted. For, as
and at the same time was developed further, will become evident here, at first in connec¬
remaining simply “geometry” in all its new tion with one example, our investigations
forms. Our considerations will necessarily are historical in an unusual sense, namely,
lead to the deepest problems of meaning, in virtue of a thematic direction which
problems of science and of the history of opens up depth-problems quite unknown to
science in general, and indeed in the end to ordinary history, problems which, [how¬
problems of a universal history in general; so ever,] in their own way, are undoubtedly
that our problems and expositions concern¬ historical problems. Where a consistent pur¬
ing Galilean geometry take on an exemplary suit of these depth-problems leads can natu¬
significance. rally not yet be seen at the beginning.
The question of the origin of geometry
*This manuscript was written in 1936 and was (under which title here, for the sake of brev¬
edited and published (beginning with the third para¬ ity, we include all disciplines that deal with
graph) by Eugen Fink in the Revue internationale de shapes existing mathematically in pure
philosophic, vol. 1, no. 2 (1939) under the title “Der
Ursprung der Geometrie als intentional-historisches
space-time) shall not be considered here as
Problem.” It appears in Biemel’s edition of the Crisis as the philological-historical question, i.e., as
“Beilage III,” pp. 365-86. The first paragraphs suggest the search for the first geometers who actu¬
it was meant for inclusion in the Crisis. Reprinted with ally uttered pure geometrical propositions,
permission from Edmund Husserl, The Crisis of Euro¬
proofs, theories, or for the particular propo¬
pean Sciences and Transcendental Phenomenology,
trans. David Carr (Evanston: Northwestern University sitions they discovered, or the like. Rather
Press, 1970), pp. 353-78. than this, our interest shall be the inquiry

255
256 HUSSERL ON SPACE AND TIME

back into the most original sense in which one can see, of unconditioned general validity
geometry once arose, was present as the tra¬ — naturally allows for application to individ¬
dition of millennia, is still present for us, ually determined particular cases, though it
and is still being worked on in a lively for¬ determines only that in the individual that
ward development;1 we inquire into that can be grasped through subsumption.
sense in which it appeared in history for the Let us begin, then, in connection with
first time—in which it had to appear, even geometry, with the most obvious common¬
though we know nothing of the first creators places that we have already expressed above
and are not even asking after them. Starting in order to indicate the sense of our regres¬
from what we know, from our geometry, or sive inquiry. We understand our geometry,
rather from the older handed-down forms available to us through tradition (we have
(such as Euclidean geometry), there is an in¬ learned it, and so have our teachers), to be a
quiry back into the submerged original be¬ total acquisition of spiritual accomplish¬
ginnings of geometry as they necessarily ments which grows through the continued
must have been in their “primally establish¬ work of new spiritual acts into new acquisi¬
ing” function. This regressive inquiry un¬ tions. We know of its handed-down, earlier
avoidably remains within the sphere of gen¬ forms, as those from which it has arisen; but
eralities, but, as we shall soon see, these are with every form the reference to an earlier
generalities which can be richly explicated, one is repeated. Clearly, then, geometry
with prescribed possibilities of arriving at must have arisen out of a first acquisition,
particular questions and self-evident claims out of first creative activities. We under¬
as answers. The geometry which is ready¬ stand its persisting manner of being: it is not
made, so to speak, from which the regressive only a mobile forward process from one set
inquiry begins, is a tradition. Our human of acquisitions to another but a continuous
existence moves within innumerable tradi¬ synthesis in which all acquisitions maintain
tions. The whole cultural world, in all its their validity, all make up a totality such
forms, exists through tradition. These forms that, at every present stage, the total acqui¬
have arisen as such not merely causally; we sition is, so to speak, the total premise for
also know already that tradition is precisely the acquisitions of the new level. Geometry
tradition, having arisen within our human necessarily had this mobility and has a hori¬
space through human activity, i. e., spiritu¬ zon of geometrical future in precisely this
ally, even though we generally know noth¬ style; this is its meaning for every geometer
ing, or as good as nothing, of the particular who has the consciousness (the constant
provenance and of the spiritual source that implicit knowledge) of existing within a for¬
brought it about. And yet there lies in this ward development understood as the prog¬
lack of knowledge, everywhere and essen¬ ress of knowledge being built into the hori¬
tially, an implicit knowledge, which can zon. The same thing is true of every science.
thus also be made explicit, a knowledge of Also, every science is related to an open
unassailable self-evidence. It begins with su¬ chain of the generations of those who work
perficial commonplaces, such as: that every¬ for and with one another, researchers either
thing traditional has arisen out of human known or unknown to one another who are
activity, that accordingly past men and hu¬ the accomplishing subjectivity of the whole
man civilizations existed, and among them living science. Science, and in particular ge¬
their first inventors, who shaped the new ometry, with this ontic meaning, must have
out of materials at hand, whether raw or al¬ had a historical beginning; this meaning it¬
ready spiritually shaped. From the superfi¬ self must have an origin in an accomplish¬
cial, however, one is led into the depths. ment: first as a project and then in successful
Tradition is open in this general way to con¬ execution.
tinued inquiry; and, if one consistently Obviously it is the same here as with ev¬
maintains the direction of inquiry, an infin¬ ery other invention. Every spiritual accom¬
ity of questions opens up, questions which plishment proceeding from its first project
lead to definite answers in accord with their to its execution is present for the first time in
sense. Their form of generality—indeed, as the self-evidence of actual success. But when
THE ORIGIN OF GEOMETRY 257

we note that mathematics has the manner of orem, [indeed] all of geometry, exists only
being of a lively forward movement from ac¬ once, no matter how often or even in what
quisitions as premises to new acquisitions, language it may be expressed. It is identi¬
in whose ontic meaning that of the premises cally the same in the “original language” of
is included (the process continuing in this Euclid and in all “translations”; and within
manner), then it is clear that the total mean¬ each language it is again the same, no mat¬
ing of geometry (as a developed science, as ter how many times it has been sensibly ut¬
in the case of every science) could not have tered, from the original expression and
been present as a project and then as mobile writing-down to the innumerable oral utter¬
fulfillment at the beginning. A more primi¬ ances or written and other documentations.
tive formation of meaning necessarily went The sensible utterances have spatiotemporal
before it as a preliminary stage, undoubtedly individuation in the world like all corporeal
in such a way that it appeared for the first occurrences, like everything embodied in
time in the self-evidence of successful real¬ bodies as such; but this is not true of the
ization. But this way of expressing it is actu¬ spiritual form itself, which is called an “ideal
ally overblown. Self-evidence means nothing object” [ideale Gegenstandlicbkeit\. In a
more than grasping an entity with the con¬ certain way ideal objects do exist objectively
sciousness of its original being-itself-there in the world, but it is only in virtue of these
[Selbst-da]. Successful realization of a proj¬ two-leveled repetitions and ultimately in
ect is, for the acting subject, self-evidence; virtue of sensibly embodying repetitions.
in this self-evidence, what has been realized For language itself, in all its particulariza¬
is there, originaliter, as itself. tions (words, sentences, speeches), is, as can
But now questions arise. This process of easily be seen from the grammatical point of
projecting and successfully realizing occurs, view, thoroughly made up of ideal objects;
after all, purely within the subject of the in¬ for example, the word Lowe occurs only
ventor, and thus the meaning, as present once in the German language; it is identical
originaliter with its whole content, lies ex¬ throughout its innumerable utterances by
clusively, so to speak, within his mental any given persons. But the idealities of
space. But geometrical existence is not psy¬ geometrical words, sentences, theories —
chic existence; it does not exist as something considered purely as linguistic structures —
personal within the personal sphere of con¬ are not the idealities that make up what is
sciousness; it is the existence of what is ob¬ expressed and brought to validity as truth in
jectively there for “everyone” (for actual and geometry; the latter are ideal geometrical
possible geometers, or those who under¬ objects, states of affairs, etc. Wherever
stand geometry). Indeed, it has, from its something is asserted, one can distinguish
primal establishment, an existence which is what is thematic, that about which it is said
peculiarly supertemporal and which —of (its meaning), from the assertion, which it¬
this we are certain—is accessible to all men, self, during the asserting, is never and can
first of all to the actual and possible mathe¬ never be thematic. And what is thematic
maticians of all peoples, all ages; and this is here is precisely ideal objects, and quite dif¬
true of all its particular forms. And all forms ferent ones from those coming under the
newly produced by someone on the basis of concept of language. Our problem now con¬
pregiven forms immediately take on the cerns precisely the ideal objects which are
same objectivity. This is, we note, an “ideal” thematic in geometry: how does geometrical
objectivity. It is proper to a whole class of ideality (just like that of all sciences) pro¬
spiritual products of the cultural world, to ceed from its primary intrapersonal origin,
which not only all scientific constructions where it is a structure within the conscious
and the sciences themselves belong but also, space of the first inventor’s soul, to its ideal
for example, the constructions of fine litera¬ objectivity? In advance we see that it occurs
ture.2 Works of this class do not, like tools by means of language, through which it re¬
(hammers, pliers) or like architectural and ceives, so to speak, its linguistic living body
other such products, have a repeatability in \Sprachleib\. But how does linguistic em¬
many like exemplars. The Pythagorean the¬ bodiment make out of the merely intrasub-
258 HUSSERL ON SPACE AND TIME

jective structure the objective structure sciousness as the horizon of civilization and
which, e.g., as geometrical concept or state as the linguistic community is mature nor¬
of affairs, is in fact present as understand¬ mal civilization (taking away the abnormal
able by all and is valid, already in its linguis¬ and the world of children). In this sense civi¬
tic expression as geometrical speech, as geo¬ lization is, for every man whose we-horizon
metrical proposition, for all the future in its it is, a community of those who can recipro¬
geometrical sense? cally express themselves, normally, in a fully
Naturally, we shall not go into the gen¬ understandable fashion; and within this
eral problem which also arises here of the community everyone can talk about what is
origin of language in its ideal existence and within the surrounding world of his civiliza¬
its existence in the real world grounded in tion as objectively existing. Everything has
utterance and documentation; but we must its name, or is namable in the broadest
say a few words here about the relation be¬ sense, i. e., linguistically expressible. The
tween language, as a function of man within objective world is from the start the world
human civilization, and the world as the ho¬ for all, the world which “everyone” has as
rizon of human existence. world-horizon. Its objective being presup¬
Living wakefully in the world we are con¬ poses men, understood as men with a com¬
stantly conscious of the world, whether we mon language. Language, for its part, as
pay attention to it or not, conscious of it as function and exercised capacity, is related
the horizon of our life, as a horizon of correlatively to the world, the universe of
“things” (real objects), of our actual and pos¬ objects which is linguistically expressible in
sible interests and activities. Always stand¬ its being and its being-such. Thus men as
ing out against the world-horizon is the ho¬ men, fellow men, world—the world of which
rizon of our fellow men, whether there are men, of which we, always talk and can talk—
any of them present or not. Before even tak¬ and, on the other hand, language, are in¬
ing notice of it at all, we are conscious of the separably intertwined; and one is always cer¬
open horizon of our fellow men with its lim¬ tain of their inseparable relational unity,
ited nucleus of our neighbors, those known though usually only implicitly, in the man¬
to us. We are thereby coconscious of the ner of a horizon.
men on our external horizon in each case as This being presupposed, the primally es¬
“others”; in each case “I” am conscious of tablishing geometer can obviously also ex¬
them as “my” others, as those with whom I press his internal structure. But the question
can enter into actual and potential, immedi¬ arises again: How does the latter, in its “ide¬
ate and mediate relations of empathy; [this ality,” thereby become objective? To be
involves] a reciprocal “getting along” with sure, something psychic which can be un¬
others; and on the basis of these relations I derstood by others \nachverstehbar\ and is
can deal with them, enter into particular communicable, as something psychic be¬
modes of community with them, and then longing to this man, is eo ipso objective, just
know, in a habitual way, of my being so re¬ as he himself, as concrete man, is experi-
lated. Like me, every human being —and enceable and namable by everyone as a real
this is how he is understood by me and ev¬ thing in the world of things in general. Peo¬
eryone else —has his fellow men and, always ple can agree about such things, can make
counting himself, civilization in general, in common verifiable assertions on the basis of
which he knows himself to be living. common experience, etc. But how does the
It is precisely to this horizon of civiliza¬ intrapsychically constituted structure arrive
tion that common language belongs. One is at an intersubjective being of its own as an
conscious of civilization from the start as an ideal object which, as “geometrical,” is any¬
immediate and mediate linguistic commu¬ thing but a real psychic object, even though
nity. Clearly it is only through language and it has arisen psychically? Let us reflect. The
its far-reaching documentations, as possible original being-itself-there, in the immedi¬
communications, that the horizon of civili¬ acy [Aktualitat] of its first production, i. e.,
zation can be an open and endless one, as it in original “self-evidence,” results in no per¬
always is for men. What is privileged in con¬ sisting acquisition at all that could have ob-
THE ORIGIN OF GEOMETRY 259

jective existence. Vivid self-evidence passes the other. In the unity of the community of
— though in such a way that the activity im¬ communication among several persons the
mediately turns into the passivity of the repeatedly produced structure becomes an
flowingly fading consciousness of what-has- object of consciousness, not as a likeness,
just-now-been. Finally this “retention” dis¬ but as the one structure common to all.
appears, but the “disappeared” passing and Now we must note that the objectivity of
being past has not become nothing for the the ideal structure has not yet been fully
subject in question: it can be reawakened. constituted through such actual transferring
To the passivity of what is at first obscurely of what has been originally produced in one
awakened and what perhaps emerges with to others who originally reproduce it. What
greater and greater clarity there belongs the is lacking is the persisting existence of the
possible activity of a recollection in which “ideal objects” even during periods in which
the past experiencing [Erleben] is lived the inventor and his fellows are no longer
through in a quasi-new and quasi-active wakefully so related or even are no longer
way. Now if the originally self-evident pro¬ alive. What is lacking is their continuing-to-
duction, as the pure fulfillment of its inten¬ be even when no one has [consciously] real¬
tion, is what is renewed (recollected), there ized them in self-evidence.
necessarily occurs, accompanying the active The important function of written, docu¬
recollection of what is past, an activity of menting linguistic expression is that it
concurrent actual production, and there makes communications possible without
arises thereby, in original “coincidence,” the immediate or mediate personal address; it
self-evidence of identity: what has now been is, so to speak, communication become vir¬
realized in original fashion is the same as tual. Through this, the communalization of
what was previously self-evident. Also coes¬ man is lifted to a new level. Written signs
tablished is the capacity for repetition at will are, when considered from a purely corpo¬
with the self-evidence of the identity (coin¬ real point of view, straightforwardly, sensi¬
cidence of identity) of the structure through¬ bly experienceable; and it is always possible
out the chain of repetitions. Yet even with that they be intersubjectively experience-
this, we have still not gone beyond the sub¬ able in common. But as linguistic signs they
ject and his subjective, evident capacities; awaken, as do linguistic sounds, their famil¬
that is, we still have no “objectivity” given. iar significations. The awakening is some¬
It does arise, however—in a preliminary thing passive; the awakened signification is
stage—in understandable fashion as soon as thus given passively, similarly to the way in
we take into consideration the function of which any other activity which has sunk into
empathy and fellow mankind as a commu¬ obscurity, once associatively awakened,
nity of empathy and of language. In the con¬ emerges at first passively as a more or less
tact of reciprocal linguistic understanding, clear memory. In the passivity in question
the original production and the product of here, as in the case of memory, what is pas¬
one subject can be actively understood by sively awakened can be transformed back,3
the others. In this full understanding of so to speak, into the corresponding activity:
what is produced by the other, as in the case this is the capacity for reactivation that be¬
of recollection, a present coaccomplishment longs originally to every human being as a
on one’s own part of the presentified activity speaking being. Accordingly, then, the
necessarily takes place; but at the same time writing-down effects a transformation of the
there is also the self-evident consciousness of original mode of being of the meaning-
the identity of the mental structure in the structure, [e.g.,] within the geometrical
productions of both the receiver of the com¬ sphere of self-evidence, of the geometrical
munication and the communicator; and this structure which is put into words. It be¬
occurs reciprocally. The productions can re¬ comes sedimented, so to speak. But the
produce their likenesses from person to per¬ reader can make it self-evident again, can
son, and in the chain of the understanding reactivate the self-evidence.4
of these repetitions what is self-evident There is a distinction, then, between pas¬
turns up as the same in the consciousness of sively understanding the expression and
260 HUSSERL ON SPACE AND TIME

making it self-evident by reactivating its reactivated and enduringly maintained.


meaning. But there also exist possibilities of This occurs when one has a view to the uni-
a kind of activity, a thinking in terms of vocity of linguistic expression and to secur¬
things that have been taken up merely re¬ ing, by means of the most painstaking for¬
ceptively, passively, which deals with signi¬ mation of the relevant words, propositions,
fications only passively understood and and complexes of propositions, the results
taken over, without any of the self-evidence which are to be univocally expressed. This
of original activity. Passivity in general is the must be done by the individual scientist,
realm of things that are bound together and and not only by the inventor but by every
melt into one another associatively, where scientist as a member of the scientific com¬
all meaning that arises is put together pas¬ munity after he has taken over from the oth¬
sively. What often happens here is that a ers what is to be taken over. This belongs,
meaning arises which is apparently possible then, to the particulars of the scientific
as a unity—i.e., can apparently be made tradition within the corresponding commu¬
self-evident through a possible reactivation nity of scientists as a community of knowl¬
— whereas the attempt at actual reactivation edge living in the unity of a common re¬
can reactivate only the individual members sponsibility. In accord with the essence of
of the combination, while the intention to science, then, its functionaries maintain the
unify them into a whole, instead of being constant claim, the personal certainty, that
fulfilled, comes to nothing; that is, the on- everything they put into scientific assertions
tic validity is destroyed through the original has been said “once and for all,” that it
consciousness of nullity. “stands fast,” forever identically repeatable
It is easy to see that even in [ordinary] hu¬ with self-evidence and usable for further
man life, and first of all in every individual theoretical or practical ends—as indubitably
life from childhood up to maturity, the reactivatable with the identity of its actual
originally intuitive life which creates its orig¬ meaning.5
inally self-evident structures through activi¬ However, two more things are important
ties on the basis of sense-experience very here. First: we have not yet taken into ac¬
quickly and in increasing measure falls vic¬ count the fact that scientific thinking attains
tim to the seduction of language. Greater new results on the basis of those already at¬
and greater segments of this life lapse into a tained, that the new ones serve as the foun¬
kind of talking and reading that is domi¬ dation for still others, etc. — in the unity of a
nated purely by association; and often propagative process of transferred meaning.
enough, in respect to the validities arrived at In the finally immense proliferation of a
in this way, it is disappointed by subsequent science like geometry, what has become of
experience. the claim and the capacity for reactivation?
Now one will say that in the sphere that When every researcher works on his part of
interests us here—that of science, of think¬ the building, what of the vocational inter¬
ing directed toward the attainment of truths ruptions and time out for rest, which cannot
and the avoidance of falsehood —one is ob¬ be overlooked here? When he returns to the
viously greatly concerned from the start to actual continuation of work, must he first
put a stop to the free play of associative con¬ run through the whole immense chain of
structions. In view of the unavoidable sedi¬ groundings back to the original premises
mentation of mental products in the form of and actually reactivate the whole thing? If
persisting linguistic acquisitions, which can so, a science like our modern geometry
be taken up again at first merely passively would obviously not be possible at all. And
and be taken over by anyone else, such con¬ yet it is of the essence of the results of each
structions remain a constant danger. This stage not only that their ideal ontic meaning
danger is avoided if one not merely convinces in fact comes later [than that of earlier re¬
oneself ex post facto that the particular con¬ sults] but that, since meaning is grounded
struction can be reactivated but assures one¬ upon meaning, the earlier meaning gives
self from the start, after the self-evident something of its validity to the later one, in¬
primal establishment, of its capacity to be deed becomes part of it to a certain extent.
THE ORIGIN OF GEOMETRY 261

Thus no building block within the mental validity such that what is read straightway
structure is self-sufficient; and none, then, becomes our opinion.
can be immediately reactivated [by itself]. But it is something special, as we have
This is especially true of sciences which, said, to have the intention to explicate, to
like geometry, have their thematic sphere in engage in the activity which articulates what
ideal products, in idealities from which has been read (or an interesting sentence
more and more idealities at higher levels are from it), extracting one by one, in separa¬
produced. It is quite different in the so- tion from what has been vaguely, passively
called descriptive sciences, where the theo¬ received as a unity, the elements of mean¬
retical interest, classifying and describing, ing, thus bringing the total validity to active
remains within the sphere of sense-intuition, performance in a new way on the basis of the
which for it represents self-evidence. Here, individual validities. What was a passive
at least in general, every new proposition meaning-pattern has now become one con¬
can by itself be “cashed in” for self-evidence. structed through active production. This
How, by contrast, is a science like geome¬ activity, then, is a peculiar sort of self¬
try possible? How, as a systematic, endlessly evidence; the structure arising out of it is in
growing stratified structure of idealities, can the mode of having been originally pro¬
it maintain its original meaningfulness duced. And in connection with this self¬
through living reactivatability if its cognitive evidence, too, there is communalization.
thinking is supposed to produce something The explicated judgment becomes an ideal
new without being able to reactivate the object capable of being passed on. It is this
previous levels of knowledge back to the object exclusively that is meant by logic
first? Even if this could have succeeded at a when it speaks of sentences or judgments.
more primitive stage of geometry, its energy And thus the domain of logic is universally
would ultimately have been too much spent designated; this is universally the sphere of
in the effort of procuring self-evidence and being to which logic pertains insofar as it is
would not have been available for a higher the theory of the sentences [or propositions]
productivity. in general.
Here we must take into consideration the Through this activity, now, further activ¬
peculiar “logical” activity which is tied spe¬ ities become possible—self-evident con¬
cifically to language, as well as to the ideal structions of new judgments on the basis of
cognitive structures that arise specifically those already valid for us. This is the pecu¬
within it. To any sentence structures that liar feature of logical thinking and of its
emerge within a merely passive understand¬ purely logical self-evidences. All this re¬
ing there belongs essentially a peculiar sort mains intact even when judgments are
of activity best described by the word ‘expli¬ transformed into assumptions, where, in¬
cation’/ A passively emerging sentence stead of ourselves asserting or judging, we
(e.g., in memory), or one heard and pas¬ think ourselves into the position of asserting
sively understood, is at first merely received or judging.
with a passive ego-participation, taken up as Here we shall concentrate on the sen¬
valid; and in this form it is already our tences of language as they come to us pas¬
meaning. From this we distinguish the pe¬ sively and are merely received. In this con¬
culiar and important activity of explicating nection it must also be noted that sentences
our meaning. Whereas in its first form it was give themselves in consciousness as repro¬
a straightforwardly valid meaning, taken up ductive transformations of an original mean¬
as unitary and undifferentiated—concretely ing produced out of an actual, original ac¬
speaking, a straightforwardly valid declara¬ tivity; that is, in themselves they refer to
tive sentence—now what in itself is vague such a genesis. In the sphere of logical self¬
and undifferentiated is actively explicated. evidence, deduction, or inference in forms
Consider, for example, the way in which we of consequence, plays a constant and essen¬
understand, when superficially reading the tial role. On the other hand, one must also
newspaper, and simply receive the “news”; take note of the constructive activities that
here there is a passive taking-over of ontic operate with geometrical idealities which
262 HUSSERL ON SPACE AND TIME

have been explicated but not brought to orig¬ inal self-evidence, i. e., have become univer¬
inal self-evidence. (Original self-evidence sally accessible acquisitions. A continuity
must not be confused with the self-evidence from one person to another, from one time
of “axioms”; for axioms are in principle to another, must have been capable of being
already the results of original meaning- carried out. It is clear that the method of
construction and always have this behind producing original idealities out of what is
them.) prescientifically given in the cultural world
Now what about the possibility of com¬ must have been written down and fixed in
plete and genuine reactivation in full origi¬ firm sentences prior to the existence of ge¬
nality, through going back to the primal ometry; furthermore, the capacity for trans¬
self-evidences, in the case of geometry and lating these sentences from vague linguistic
the so-called “deductive” sciences (so called, understanding into the clarity of the reacti¬
although they by no means merely deduce)? vation of their self-evident meaning must
Here the fundamental law, with uncondi¬ have been, in its own way, handed down
tionally general self-evidence, is: if the and ever capable of being handed down.
premises can actually be reactivated back to Only as long as this condition was satis¬
the most original self-evidence, then their fied, or only when the possibility of its ful¬
self-evident consequences can be also. Ac¬ fillment was perfectly secured for all time,
cordingly it appears that, beginning with could geometry preserve its genuine, origi¬
the primal self-evidences, the original genu¬ nal meaning as a deductive science through¬
ineness must propagate itself through the out the progression of logical constructions.
chain of logical inference, no matter how In other words, only in this case could every
long it is. However, if we consider the obvi¬ geometer be capable of bringing to mediate
ous finitude of the individual and even the self-evidence the meaning borne by every
social capacity to transform the logical sentence, not merely as its sedimented (logi¬
chains of centuries, truly in the unity of one cal) sentence-meaning but as its actual
accomplishment, into originally genuine meaning, its truth-meaning. And so for all
chains of self-evidence, we notice that the of geometry.
[above] law contains within itself an ideal¬ The progress of deduction follows
ization: namely, the removal of limits from formal-logical self-evidence; but without
our capacity, in a certain sense its infinitiza- the actually developed capacity for reactivat¬
tion. The peculiar sort of self-evidence be¬ ing the original activities contained within
longing to such idealizations will concern us its fundamental concepts, i.e., without the
later. “what” and the “how” of its prescientific
These are, then, the general essential in¬ materials, geometry would be a tradition
sights which elucidate the whole methodical empty of meaning; and if we ourselves did
development of the “deductive” sciences not have this capacity, we could never even
and with it the manner of being which is es¬ know whether geometry had or ever did
sential to them. have a genuine meaning, one that could
These sciences are not handed down really be “cashed in.”
ready-made in the form of documented sen¬ Unfortunately, however, this is our situa¬
tences; they involve a lively, productively tion, and that of the whole modern age.
advancing formation of meaning, which al¬ The “presupposition” mentioned above
ways has the documented, as a sediment of has in fact never been fulfilled. How the liv¬
earlier production, at its disposal in that it ing tradition of the meaning-formation of
deals with it logically. But out of sentences elementary concepts is actually carried on
with sedimented signification, logical “deal¬ can be seen in elementary geometrical in¬
ing” can produce only other sentences of the struction and its textbooks; what we actually
same character. That all new acquisitions ex¬ learn there is how to deal with ready-made
press an actual geometrical truth is certain a concepts and sentences in a rigorously me¬
priori under the presupposition that the thodical way. Rendering the concepts sensi¬
foundations of the deductive structure have bly intuitable by means of drawn figures is
truly been produced and objectified in orig¬ substituted for the actual production of the
THE ORIGIN OF GEOMETRY 263

primal idealities. And the rest is done by to speak, to be sedimentations of a truth¬


success—not the success of actual insight ex¬ meaning that can be made originally self-
tending beyond the logical method’s own evident; whereas it is by no means necessary
self-evidence, but the practical successes of that they [actually] have such a meaning, as
applied geometry, its immense, though not in the case of associatively derived falsifica¬
understood, practical usefulness. To this we tions. Thus the whole pregiven deductive
must add something that will become visi¬ science, the total system of propositions in
ble further on in the treatment of historical the unity of their validities, is first only a
mathematics, namely, the dangers of a sci¬ claim which can be justified as an expression
entific life that is completely given over to of the alleged truth-meaning only through
logical activities. These dangers lie in certain the actual capacity for reactivation.
progressive transformations of meaning6 to Through this state of affairs we can un¬
\Vhich this sort of scientific treatment drives derstand the deeper reason for the demand,
one. which has spread throughout the modern
By exhibiting the essential presupposi¬ period and has finally been generally ac¬
tions upon which rests the historical possibil¬ cepted, for a so-called “epistemological
ity of a genuine tradition, true to its origins, grounding” of the sciences, though clarity
of sciences like geometry, we can under¬ has never been achieved about what the
stand how such sciences can vitally develop much-admired sciences are actually lacking.7
throughout the centuries and still not be As for further details on the uprooting of
genuine. The inheritance of propositions an originally genuine tradition, i.e., one
and of the method of logically constructing which involved original self-evidence at its
new propositions and idealities can continue actual first beginning, one can point to pos¬
without interruption from one period to the sible and easily understandable reasons. In
next, while the capacity for reactivating the the first oral cooperation of the beginning
primal beginnings, i.e., the sources of geometers, the need was understandably
meaning for everything that comes later, has lacking for an exact fixing of descriptions of
not been handed down with it. What is the prescientific primal material and of the
lacking is thus precisely what had given and ways in which, in relation to this material,
had to give meaning to all propositions and geometrical idealities arose together with
theories, a meaning arising from the primal the first “axiomatic” propositions. Further,
sources which can be made self-evident the logical superstructures did not yet rise so
again and again. high that one could not return again and
Of course, grammatically coherent prop¬ again to the original meaning. On the other
ositions and concatenations of propositions, hand, the possibility of the practical appli¬
no matter how they have arisen and have cation of the derived laws, which was actu¬
achieved validity—even if it is through mere ally obvious in connection with the original
association—have in all circumstances their developments, understandably led quickly,
own logical meaning, i.e., their meaning in the realm of praxis, to a habitually prac¬
that can be made self-evident through expli¬ ticed method of using mathematics, if need
cation; this can then be identified again and be, to bring about useful things. This
again as the same proposition, which is method could naturally be handed down
either logically coherent or incoherent, even without the ability for original self¬
where in the latter case it cannot be executed evidence. Thus mathematics, emptied of
in the unity of an actual judgment. In prop¬ meaning, could generally propagate itself,
ositions which belong together in one do¬ constantly being added to logically, as could
main and in the deductive systems that can the methodics of technical application on
be made out of them we have a realm of the other side. The extraordinarily far-
ideal identities; and for these there exist eas¬ reaching practical usefulness became of it¬
ily understandable possibilities of lasting self a major motive for the advancement and
traditionalization. But propositions, like appreciation of these sciences. Thus also it is
other cultural structures, appear on the understandable that the lost original truth¬
scene in the form of tradition; they claim, so meaning made itself felt so little, indeed,
264 HUSSERL ON SPACE AND TIME

that the need for the corresponding regres¬ one need not inquire beyond those prescien¬
sive inquiry had to be reawakened. More tific materials.
than this: the true sense of such an inquiry
had to be discovered. Further clarifications will be made in
Our results based on principle are of a connection with two objections which are fa¬
generality that extends over all the so-called miliar to our own philosophical-historical
deductive sciences and even indicates similar situation.
problems and investigations for all sciences. In the first place, what sort of strange ob¬
For all of them have the mobility of sedi¬ stinacy is this, seeking to take the question
mented traditions that are worked upon, of the origin of geometry back to some un-
again and again, by an activity of producing discoverable Thales of geometry, someone
new structures of meaning and handing not even known to legend? Geometry is
them down. Existing in this way, they ex¬ available to us in its propositions, its theo¬
tend enduringly through time, since all new ries. Of course we must and we can answer
acquisitions are in turn sedimented and be¬ for this logical edifice to the last detail in
come working materials. Everywhere the terms of self-evidence. Here, to be sure, we
problems, the clarifying investigations, the arrive at first axioms, and from them we pro¬
insights of principle are historical. We stand ceed to the original self-evidence which the
within the horizon of human civilization, fundamental concepts make possible. What
the one in which we ourselves now live. We is this, if not the “theory of knowledge,” in
are constantly, vitally conscious of this hori¬ this c^se specifically the theory of geometri¬
zon, and specifically as a temporal horizon cal knowledge? No one would think of trac¬
implied in our given present horizon. To the ing the epistemological problem back to
one human civilization there corresponds es¬ such a supposed Thales. This is quite super¬
sentially the one cultural world as the sur¬ fluous. The presently available concepts and
rounding life-world with its [peculiar] man¬ propositions themselves contain their own
ner of being; this world, for every historical meaning, first as nonself-evident opinion,
period and civilization, has its particular but nevertheless as true propositions with a
features and is precisely the tradition. We meant but still hidden truth which we can
stand, then, within the historical horizon in obviously bring to light by rendering the
which everything is historical, even though propositions themselves self-evident.
we may know very little about it in a definite Our answer is as follows. Certainly the
way. But it has its essential structure that can historical backward reference has not occurred
be revealed through methodical inquiry. to anyone; certainly theory of knowledge
This inquiry prescribes all the possible spe¬ has never been seen as a peculiarly historical
cialized questions, thus including, for the task. But this is precisely what we object to
sciences, the inquiries back into origin in the past. The ruling dogma of the separa¬
which are peculiar to them in virtue of their tion in principle between epistemological
historical manner of being. Here we are led elucidation and historical, even humanistic-
back to the primal materials of the first for¬ psychological explanation, between episte¬
mation of meaning, the primal premises, so mological and genetic origin, is fundamen¬
to speak, which lie in the prescientific cul¬ tally mistaken, unless one inadmissibly limits,
tural world. Of course, this cultural world in the usual way, the concepts of “history,”
has in turn its own questions of origin, “historical explanation,” and “genesis.” Or
which at first remain unasked. rather, what is fundamentally mistaken is
Naturally, problems of this particular the limitation through which precisely the
sort immediately awaken the total problem deepest and most genuine problems of his¬
of the universal historicity of the correlative tory are concealed. If one thinks over our ex¬
manners of being of humanity and the cul¬ positions (which are of course still rough and
tural world and the a priori structure con¬ will later of necessity lead us into new
tained in this historicity. Still, questions like depth-dimensions), what they make obvi¬
that of the clarification of the origin of ge¬ ous is precisely that what we know—namely,
ometry have a closed character, such that that the presently vital cultural configura-
THE ORIGIN OF GEOMETRY 265

tion “geometry” is a tradition and is still be¬ or undifferentiated generality, requires the
ing handed down—is not knowledge con¬ methodical production, proceeding from
cerning an external causality which effects the present and carried out as research in the
the succession of historical configurations, as present, of differentiated self-evidences of
if it were knowledge based on induction, the type discovered above (in several frag¬
the presupposition of which would amount mentary investigations of what belongs to
to an absurdity here; rather, to understand such knowledge superficially, as it were). Car¬
geometry or any given cultural fact is to be ried out systematically, such self-evidences
conscious of its historicity, albeit “implic¬ result in nothing other and nothing less
itly.” This, however, is not an empty claim; than the universal a priori of history with all
for quite generally it is true for every fact its highly abundant component elements.
given under the heading of “culture,” We can also say now that history is from
whether it is a matter of the lowliest culture the start nothing other than the vital move¬
of necessities or the highest culture (science, ment of the coexistence and the interweav¬
state, church, economic organization, etc.), ing of original formations and sedimenta¬
that every straightforward understanding of tions of meaning.
it as an experiential fact involves the “cocon¬ Anything that is shown to be a historical
sciousness” that it is something constructed fact, either in the present through experi¬
through human activity. No matter how ence or by a historian as a fact in the past,
hidden, no matter how merely “implicitly” necessarily has its inner structure of mean¬
coimplied this meaning is, there belongs to ing; but especially the motivational inter¬
it the self-evident possibility of explication, connections established about it in terms of
of “making it explicit” and clarifying it. Ev¬ everyday understanding have deep, further
ery explication and every transition from and further-reaching implications which
making explicit to making self-evident must be interrogated, disclosed. All [merely]
(even perhaps in cases where one stops much factual history remains incomprehensible
too soon) is nothing other than historical because, always merely drawing its conclu¬
disclosure; in itself, essentially, it is some¬ sions naively and straightforwardly from
thing historical, and as such it bears, with facts, it never makes thematic the general
essential necessity, the horizon of its history ground of meaning upon which all such
within itself. This is of course also to say that conclusions rest, has never investigated the
the whole of the cultural present, under¬ immense structural a priori which is proper
stood as a totality, “implies” the whole of to it. Only the disclosure of the essentially
the cultural past in an undetermined but general structure8 lying in our present and
structurally determined generality. To put it then in every past or future historical pres¬
more precisely, it implies a continuity of ent as such, and, in totality, only the dis¬
pasts which imply one another, each in itself closure of the concrete, historical time in
being a past cultural present. And this which we live, in which our total humanity
whole continuity is a unity of traditionaliza- lives in respect to its total, essentially gen¬
tion up to the present, which is our present eral structure—only this disclosure can make
as [a process of] traditionalizing itself in possible historical inquiry [Historie] which is
flowing-static vitality. This is, as has been truly understanding, insightful, and in the
said, an undetermined generality, but it has genuine sense scientific. This is the con¬
in principle a structure which can be much crete, historical a priori which encompasses
more widely explicated by proceeding from everything that exists as historical becoming
these indications, a structure which also and having-become or exists in its essential
grounds, “implies,” the possibilities for being as tradition and handing-down. What
every search for and determination of con¬ has been said was related to the total form
crete, factual states of affairs. “historical present in general,” historical
Making geometry self-evident, then, time generally. But the particular configura¬
whether one is clear about this or not, is the tions of culture, which find their place
disclosure of its historical tradition. But this within its coherent historical being as tradi¬
knowledge, if it is not to remain empty talk tion and as vitally handing themselves
266 HUSSERL ON SPACE AND TIME

down, have within this totality only rela¬ played, a historical a priori, an absolute, su¬
tively self-sufficient being in traditionality, pertemporal validity, after we have obtained
only the being of nonself-sufficient compo¬ such abundant testimony for the relativity
nents. Correlatively, now, account would of everything historical, of all historically
have to be taken of the subjects of historic¬ developed world-apperceptions, right back
ity, the persons who create cultural forma¬ to those of the “primitive” tribes. Every peo¬
tions, functioning in totality: creative per¬ ple, large or small, has its world in which,
sonal civilization.9 for that people, everything fits well to¬
In respect to geometry one recognizes, gether, whether in mythical-magical or in
now that we have pointed out the hidden¬ European-rational terms, and”in which ev¬
ness of its fundamental concepts, which erything can be explained perfectly. Every
have become inaccessible, and have made people has its “logic” and, accordingly, if
them understandable as such in first basic this logic is explicated in propositions, “its”
outlines, that only the consciously set task of a priori.
[discovering] the historical origin of geome¬ However, let us consider the methodol¬
try (within the total problem of the a priori ogy of establishing historical facts in general,
of historicity in general) can provide the thus including that of the facts supporting
method for a geometry which is true to its the objection; and let us do this in regard to
origins and at the same time is to be under¬ what such methodology presupposes. Does
stood in a universal-historical way; and the not the undertaking of a humanistic science
same is true for all sciences, for philosophy. of “how it really was” contain a presupposi¬
In principle, then, a history of philosophy, a tion taken for granted, a validity-ground
history of the particular sciences in the style never observed, never made thematic, of a
of the usual factual history, can actually ren¬ strictly unassailable [type of] self-evidence,
der nothing of their subject matter compre¬ without which historical inquiry would be a
hensible. For a genuine history of philosophy, meaningless enterprise? All questioning
a genuine history of the particular sciences, and demonstrating which is in the usual
is nothing other than the tracing of the his¬ sense historical presupposes history [Ge-
torical meaning-structures given in the pres¬ schichte\ as the universal horizon of ques¬
ent, or their self-evidences, along the docu¬ tioning, not explicitly, but still as a horizon
mented chain of historical back-references of implicit certainty, which, in spite of all
into the hidden dimension of the primal vague background-indeterminacy, is the
self-evidences which underlie them.10 Even presupposition of all determinability, or of
the very problem here can be made under¬ all intention to seek and to establish deter¬
standable only through recourse to the his¬ mined facts.
torical a priori as the universal source of all What is historically primary in itself is
conceivable problems of understanding. our present. We always already know of our
The problem of genuine historical explana¬ present world and that we live in it, always
tion comes together, in the case of the sci¬ surrounded by an openly endless horizon of
ences, with “epistemological” grounding or unknown actualities. This knowing, as
clarification. horizon-certainty, is not something learned,
We must expect yet a second and very not knowledge which was once actual and
weighty objection. From the historicism has merely sunk back to become part of the
which prevails extensively in different forms background; the horizon-certainty had to be
[today] I expect little receptivity for a depth- already there in order to be capable of being
inquiry which goes beyond the usual factual laid out thematically; it is already presup¬
history, as does the one outlined in this posed in order that we can seek to know
work, especially since, as the expression “a what we do not know. All not-knowing con¬
priori” indicates, it lays claim to a strictly cerns the unknown world, which yet exists
unconditioned and truly apodictic self¬ in advance for us as world, as the horizon of
evidence extending beyond all historical fac- all questions of the present and thus also all
ticities. One will object: what naivete, to questions which are specifically historical.
seek to display, and to claim to have dis¬ These are the questions which concern men,
THE ORIGIN OF GEOMETRY 267

as those who act and create in their commu- elements going through all the variants; and
nalized coexistence in the world and trans¬ of this we can convince ourselves with truly
form the constant cultural face of the world. apodictic certainty. Thereby we have removed
Do we not know further—we have already every bond to the factually valid historical
had occasion to speak of this—that this his¬ world and have regarded this world itself
torical present has its historical pasts behind [merely] as one of the conceptual possibili¬
it, that it has developed out of them, that ties. This freedom, and the direction of our
historical past is a continuity of pasts which gaze upon the apodictically invariant, re¬
proceed from one another, each, as a past sults in the latter again and again —with the
present, being a tradition producing tradi¬ self-evidence of being able to repeat the in¬
tion out of itself? Do we not know that the variant structure at will—as what is identical,
present and the whole of historical time im¬ what can be made self-evident originaliterix
plied in it is that of a historically coherent any time, can be fixed in univocal language
and unified civilization, coherent through as the essence constantly implied in the flow¬
its generative bond and constant commu- ing, vital horizon.
nalization in cultivating what has already Through this method, going beyond the
been cultivated before, whether in coopera¬ formal generalities we exhibited earlier, we
tive work or in reciprocal interaction, etc.? can also make thematic that apodictic [as¬
Does all this not announce a universal pect] of the prescientific world that the orig¬
“knowing” of the horizon, an implicit know¬ inal founder of geometry had at his dis¬
ing that can be made explicit systematically posal, that which must have served as the
in its essential structure? Is not the resulting material for his idealizations.
great problem here the horizon toward Geometry and the sciences most closely
which all questions tend, and thus the hori¬ related to it have to do with space-time and
zon which is presupposed in all of them? the shapes, figures, also shapes of motion,
Accordingly, we need not first enter into alterations of deformation, etc., that are
some kind of critical discussion of the facts possible within space-time, particularly as
set out by historicism; it is enough that even measurable magnitudes. It is now clear that
the claim of their factualness presupposes even if we know almost nothing about the
the historical a priori if this claim is to have a historical surrounding world of the first ge¬
meaning. ometers, this much is certain as an invariant,
But a doubt arises all the same. The essential structure: that it was a world of
horizon-exposition to which we recurred “things” (including the human beings them¬
must not bog down in vague, superficial selves as subjects of this world); that all things
talk; it must itself arrive at its own sort of sci¬ necessarily had to have a bodily character—
entific discipline. The sentences in which it although not all things could be mere
is expressed must be fixed and capable of bodies, since the necessarily coexisting hu¬
being made self-evident again and again. man beings are not thinkable as mere bodies
Through what method do we obtain a uni¬ and, like even the cultural objects which be¬
versal and also fixed a priori of the historical long with them structurally, are not ex¬
world which is always originally genuine? hausted in corporeal being. What is also
Whenever we consider it, we find ourselves clear, and can be secured at least in its essen¬
with the self-evident capacity to reflect—to tial nucleus through careful a priori explica¬
turn to the horizon and to penetrate it in an tion, is that these pure bodies had spatio-
expository way. But we also have, and know temporal shapes and “material” [stoffliche]
that we have, the capacity of complete free¬ qualities (color, warmth, weight, hardness,
dom to transform, in thought and phantasy, etc.) related to them. Further, it is clear that
our human historical existence and what is in the life of practical needs certain particu¬
there exposed as its life-world. And precisely larizations of shape stood out and that a
in this activity of free variation, and in run¬ technical praxis always [aimed at]^ the pro¬
ning through the conceivable possibilities duction of particular preferred shapes and
for the life-world, there arises, with apodic- the improvement of them according to cer¬
tic self-evidence, an essentially general set of tain directions of gradualness.
268 HUSSERL ON SPACE AND TIME

First to be singled out from the thing- of in terms of [gradual] perfection, clearly
shapes are surfaces—more or less “smooth,” serve only as bases for a new sort of praxis
more or less perfect surfaces; edges, more or out of which similarly named new construc¬
less rough or fairly “even”; in other words, tions grow.
more or less pure lines, angles, more or less It is evident in advance that this new sort
perfect points; then, again, among the of construction will be a product arising out
lines, for example, straight lines are espe¬ of an idealizing, spiritual act, one of “pure”
cially preferred, and among the surfaces the thinking, which has it materials in the des¬
even surfaces; for example, for practical pur¬ ignated general pregivens of this factual hu¬
poses boards limited by even surfaces, manity and human surrounding world and
straight lines, and points are preferred, creates “ideal objects” out of them.
whereas totally or partially curved surfaces Now the problem would be to discover,
are undesirable for many kinds of practical through recourse to what is essential to his¬
interests. Thus the production of even sur¬ tory [Histone], the historical original mean¬
faces and their perfection (polishing) always ing which necessarily was able to give and
plays its role in praxis. So also in cases where did give to the whole becoming of geometry
just distribution is intended. Here the rough its persisting truth-meaning.
estimate of magnitudes is transformed into It is of particular importance now to bring
the measurement of magnitudes by count¬ into focus and establish the following in¬
ing the equal parts. (Here, too, proceeding sight: Only if the apodictically general con¬
from the factual, an essential form becomes tent, invariant throughout all conceivable
recognizable through a method of variation.) variation, of the spatiotemporal sphere of
Measuring belongs to every culture, varying shapes is taken into account in the idealiza¬
only according to stages from primitive to tion can an ideal construction arise which
higher perfections. We can always presup¬ can be understood for all future time and by
pose some measuring technique, whether of all coming generations of men and thus be
a lower or higher type, in the essential for¬ capable of being handed down and repro¬
ward development of culture, [as well as] duced with the identical intersubjective
the growth of such a technique, thus also in¬ meaning. This condition is valid far beyond
cluding the art of design for buildings, of geometry for all spiritual structures which
surveying fields, pathways, etc.;c such a are to be unconditionally and generally ca¬
technique is always already there, already pable of being handed down. Were the
abundantly developed and pregiven to the thinking activity of a scientist to introduce
philosopher who did not yet know geometry something “time-bound” in his thinking,
but who should be conceivable as its inven¬ i. e., something bound to what is merely fac¬
tor. As a philosopher proceeding from the tual about his present or something valid for
practical, finite surrounding world (of the him as a merely factual tradition, his con¬
room, the city, the landscape, etc., and struction would likewise have a merely time-
temporally the world of periodical occur¬ bound ontic meaning; this meaning would
rences: day, month, etc.) to the theoretical be understandable only by those men who
world-view and world-knowledge, he has shared the same merely factual presupposi¬
the finitely known and unknown spaces and tions of understanding.
times as finite elements within the horizon It is a general conviction that geometry,
of an open infinity. But with this he does with all its truths, is valid with uncondi¬
not yet have geometrical space, mathemati¬ tioned generality for all men, all times, all
cal time, and whatever else is to become a peoples, and not merely for all historically
novel spiritual product out of these finite factual ones but for all conceivable ones.
elements which serve as material; and with The presuppositions of principle for this
his manifold finite shapes in their space- conviction have never been explored be¬
time he does not yet have geometrical shapes, cause they have never been seriously made a
the phoronomic shapes; [his shapes, as] for¬ problem. But it has also become clear to us
mations developed out of praxis and thought that every establishment of a historical fact
THE ORIGIN OF GEOMETRY 269

which lays claim to unconditioned objectiv¬ then become free to recognize that factici¬
ity likewise presupposes this invariant or ab¬ ties of every type, including those involved
solute a priori. in the [historicist] objection, have a root in
Only [through the disclosure of this a pri- the essential structure of what is generally
orij^can there be an a priori science extend¬ human, through which a teleological reason
ing beyond all historical facticities, all his¬ running throughout all historicity an¬
torical surrounding worlds, peoples, times, nounces itself. With this is revealed a set of
civilizations; only in this way can a science as problems in its own right related to the to¬
aeterna veritas appear. Only on this funda¬ tality of history and to the full meaning
ment is based the secured capacity of in¬ which ultimately gives it its unity.
quiring back from the temporarily depleted If the usual factual study of history in
self-evidence of a science to the primal self¬ general, and in particular the history which
evidences. in most recent times has achieved true uni¬
Do we not stand here before the great versal extension over all humanity, is to have
and profound problem-horizon of reason, any meaning at all, such a meaning can only
the same reason that functions in every be grounded upon what we can here call in¬
man, the animal rationale, no matter how ternal history, and as such upon the founda¬
primitive he is? tions of the universal historical a priori.
This is not the place to penetrate into Such a meaning necessarily leads further to
those depths themselves. the indicated highest question of a universal
In any case, we can now recognize from teleology of reason.
all this that historicism, which wishes to If, after these expositions, which have il¬
clarify the historical or epistemological es¬ luminated very general and many-sided
sence of mathematics from the standpoint problem-horizons, we lay down the following
of the magical circumstances or other man¬ as something completely secured, namely,
ners of apperception of a time-bound civili¬ that the human surrounding world is the
zation, is mistaken in principle. For roman¬ same today and always, and thus also in re¬
tic spirits the mythical-magical elements of spect to what is relevant to primal establish¬
the historical and prehistorical aspects of ment and lasting tradition, then we can
mathematics may be particularly attractive; show in several steps, only in an exploratory
but to cling to this merely historically fac¬ way, in connection with our own surround¬
tual aspect of mathematics is precisely to ing world, what should be considered in
lose oneself to a sort of romanticism and to more detail for the problem of the idealizing
overlook the genuine problem, the internal- primal establishment of the meaning-
historical problem, the epistemological structure “geometry.”
problem. Also, one’s gaze obviously cannot

NOTES

1. So also for Galileo and all the periods follow¬ not remove its identical accessibility or change it into
ing the Renaissance, continually being worked on in a an inauthentic, indirect accessibility.
lively forward development, and yet at the same time a 3. This is a transformation of which one is con¬
tradition. scious as being in itself patterned after [what is pas¬
2. But the broadest concept of literature encom¬ sively awakened].
passes them all; that is, it belongs to their objective be¬ 4. But this is by no means necessary or even factu¬
ing that they be linguistically expressed and can be ex¬ ally normal. Even without this he can understand; he
pressed again and again; or, more precisely, they have can concur “as a matter of course" in the validity of what
their objectivity, their existence-for-everyone, only as is understood without any activity of his own. In this
signification, as the meaning of speech. This is true in a case he comports himself purely passively and recep¬
peculiar fashion in the case of the objective sciences: for tively.
them the difference between the original language of 5. At first, of course, it is a matter of a firm direc¬
the work and its translation into other languages does tion of the will, which the scientist establishes in him-
270 HUSSERL ON SPACE AND TIME

self, aimed at the certain capacity for reactivation. If structure of humanity, but also the deeper [structures]
the goal of reactivatability can be only relatively ful¬ which disclose the inner historicities of the persons tak¬
filled, then the claim which stems from the conscious¬ ing part. [“Structures” is Biemel’s interpolation.]
ness of being able to acquire something also has its 9. The historical world is, to be sure, first pre¬
relativity; and this relativity also makes itself noticeable given as a social-historical world. But it is historical only
and is driven out. Ultimately, objective, absolutely through the inner historicity of the individuals, who
firm knowledge of truth is an infinite idea. are individuals in their inner historicity, together with
6. These work to the benefit of logical method, that of other communalized persons. Recall what was
but they remove one further and further from the ori¬ said in a few meager beginning expositions about
gins and make one insensitive to the problem of origin memories and the constant historicity to be found in
and thus to the actual ontic and truth-meaning of all them [pp. 258f., above].
these sciences. 10. But what counts as primal self-evidence for the
7. What does Hume do but endeavor to inquire sciences is determined by an educated person or a
back into the primal impressions of developed ideas sphere of such persons who pose new questions, new
and, in general, scientific ideas? historical questions, questions concerning the inner
8. The superficial structure of the externally depth-dimension as well as those concerning an exter¬
"ready-made” men within the social-historical, essential nal historicity in the social-historical world.

TRANSLATOR S NOTES

a. Verdeutlichung, i.e., making explicit. sentence as given in the critical apparatus; I can make
b. Biemel's interpolation. no sense of the emended version given in the text.
c. I have reverted to the original version of this d. Biemel’s interpolation.
15
The Phenomenology of
Internal Time-Consciousness
JOHN B. BROUGH

1. Husserl’s Writings on ger’s forthcoming Being and Time did he


Time-Consciousness from feel sufficiently motivated to have Stein’s as¬
the First Decade of the Century semblage published in the Jahrbuch. And
then he asked Heidegger to shepherd it
Husserl once referred to time-conscious¬ through the press.2
ness as a “wonder,” and said that it is the The years from 1900 to 1911 or so saw sig¬
most important matter in phenomenology. nificant development in Husserl’s thought.
He added, as if to trouble the reader, that it The period opens with the Logical Investiga¬
is also the most difficult of all phenomeno¬ tions and closes on the eve of the publica¬
logical problems.1 The choice of texts assem¬ tion of the Ideas. Husserl’s thought about
bled here was governed by the intention to time-consciousness from these years shows a
present the basic elements of Husserl’s phe¬ development as well; indeed, some dra¬
nomenology of time-consciousness and by a matic upheavals in the phenomenological
desire to convey to the reader something of understanding of time seem to occur during
the breadth and richness of Husserl’s reflec¬ this decade. These do not come through
tions. The passages included therefore con¬ clearly in the edition of 1928, combining as
cern, among other themes: the manner in it does without decisive order texts of earlier
which temporal objects appear; retention, and later date which sometimes represent
impression, and protention as the original quite different positions. The present intro¬
forms of time-consciousness; secondary mem¬ ductory remarks are intended in part to shed
ory and expectation and the ways in which some light on these confusions.
they differ from retention and protention; While not all the texts we are considering
the relation of immanent (subjective) come from 1905, the title of the lectures
and objective time; and the absolute time- which Husserl gave in that year, and which
constituting flow of consciousness. were in part devoted to the investigation of
The selections are drawn from The Lec¬ time, is instructive concerning the signifi¬
tures on Internal Time-Consciousness from cance the phenomenology of time-conscious¬
the Year 1905, first published in 1928. The ness has for phenomenology as a whole. The
dating is misleading, however. In fact, the lectures were entitled “Important Points
texts in the publication of 1928 come not from the Phenomenology and Theory of
only from 1905 but from as early as 1901 and Knowledge.” Now Husserl’s theory of time-
at least as late as 1911. They were originally consciousness may justly be taken as a fun¬
stitched together from various manuscripts damental chapter in the phenomenology of
by Husserl’s assistant Edith Stein. Appar¬ knowledge or experience in general. It cer¬
ently not until Husserl learned of Heideg¬ tainly is not simply a regional ontology or

271
272 HUSSERL ON SPACE AND TIME

the study of some dimension of conscious¬ tions on time he respected greatly.3 Objects
ness which enjoys more or less limited im¬ of our experience appear to us to develop in
portance. This should become clear as we some kind of succession, such as melodies,
survey the main features of Husserl’s reflec¬ or to endure, such as a statue which we con¬
tion. template. In either case, the objects “take
time”; they appear to us in the temporal
2. The Fundamental Descriptive Features modes “now, past, and future.” Further¬
of Time-Consciousness more, these objects appear through acts of
consciousness which are themselves steeped
Of the major phenomenological themes in temporality: they begin, they run off in a
which emerged between 1901 and 1911, succession of phases, they end. It takes time
none is more central than the phenomeno¬ to perceive a temporal object just as the ob¬
logical reduction. It therefore comes as no ject takes time when it is perceived. The ques¬
surprise that the reduction makes an appear¬ tion Husserl will address, then, concerns
ance in the writings on time with which we how it is that in acts of consciousness which
are concerned. As we will observe in a later unfold in a succession of phases, we become
section, there are certain ambiguities in¬ aware of temporally extended objects.
volved in this early expression of the epoche, The cardinal descriptive feature of time-
especially, in the lectures of 1905. But the consciousness, the condition without which
main thrust of Husserl’s analysis is clear there would be no consciousness of time, is
enough. He commences with the notion that every act which intends a temporal ob¬
that time-consciousness exemplifies that ject reaches out beyond and intends more
most general structure of conscious life, in- than the object’s now-phase. Specifically,
tentionality. This assumed, the phenome- each phase of the act intends not only the
nologist in performing the reduction or now-phase of the object but its past and fu¬
epoche attempts to describe, on the one ture phases as well. Imagine for a moment
hand, the manner in which temporal objects that each act-phase is aware exclusively of
appear through the time-constituting acts the now, say of the single word in a sentence
intending them and, on the other hand, the or note in a melody which enjoys for an in¬
elements and features of those acts which stant the greatest fullness of perceptual pres¬
constitute them as experiences of temporal ence. Under that condition, no experience
objectivity. Whatever does not immediately of the temporally extended object, of the
appear or actually present itself to the phe- sentence or melody as a whole of successively
nomenologist as pertaining to the intending emerging parts, would ever arise; further¬
act and intended object, whatever might more, since the now is a mode relative to past
have to be inferred or attained through sci¬ and future, one could not even claim that a
entific measurement and the like, is set out genuine awareness of a »cw-point would be
of play. The reader will not find in Husserl constituted under such circumstances.
the kind of quantitative psychological and That time-consciousness reaches out be¬
physiological investigations with which Wil¬ yond the now may also be expressed in terms
liam James laces his pure descriptions of of presentation and modification. If elapsed
time. To be sure, Husserl is not content sim¬ phases of the temporal object are not in
ply to describe the phenomena of time-con¬ some sense preserved for consciousness, at
sciousness: he clearly seeks the essential least for awhile, awareness of temporally ex¬
structures or features of those phenomena. tended objectivity would be impossible. On
While the eidetic reduction of the Ideas is the other hand, if the past phases were pre¬
not mentioned by name in these early writ¬ served in an unmodified way, that is, if they
ings on time, Husserl has clearly put it to continued to stand forth for consciousness as
work in the cause of a phenomenology of now despite their being past, then once
the necessary and universal structures of again there would be no experience of time.
time-consciousness. A melody, whose successive notes were
Husserl shares the descriptive starting heard all at once as now, would not appear
point of Augustine and James, whose reflec¬ as a melody at all, but as a crash of simulta-
THE PHENOMENOLOGY OF INTERNAL TIME-CONSCIOUSNESS 273

neous sound. The necessity of preservation, cious present.” Furthermore, secondary


then, is coupled with the necessity that what memory re-presents or reproduces the past
is perceived appear in the appropriate mode object rather than presenting or actually
of the past. perceiving it. In retention, by contrast, the
A still more refined reflection on the rela¬ past is originally presented or perceived—
tion between preservation and modification not as now, of course, but as just past. Fi¬
discloses that elapsed phases are preserved in nally, secondary memory, as a form of repre¬
a definite order and in definite temporal po¬ sentation, runs through the past object from
sitions: note a as coming before note b, note beginning to end as if it were being per¬
b as before c, and so on. This order is fixed ceived all over again, while retention simply
and unchanging. However, as these objec¬ hangs on to the just past phase as it slips
tive phases in their definite positions rela¬ away from the now, finally disappearing
tive to one another recede further and fur¬ from retentional awareness altogether. That
ther from the actual now, slipping into an secondary memory is a derivative form of
always more distant past, they appear in consciousness compared with retention does
constantly changing temporal modes. That not imply that Husserl neglects it, however;
is, note b will appear first as now, then as on the contrary, some of his most interesting
just past, then as still further past, all the reflections on time-consciousness concern
while preserving the same position with re¬ memory in this sense. The third mode of in¬
spect to the a which precedes it and the c tentionality, protention, is the immediate
which follows it. The temporal object is an consciousness of the future phase or phases
identity in the face of change, with the ele¬ of the object. It might aptly be described as
ment of change supplied by the manifold of the perpetual openness of consciousness to
always different temporal modes. further experience. The intentionality here
The reaching out beyond the now which is also “presentational,” but obviously its
we have been discussing occurs in each and content will not enjoy the determinate and
every phase of the temporally extended act actual form of what is retained. Protention
of consciousness: we are aware in each such stands opposed to expectation, which would
phase of an extended portion of the object be the explicit representation of a future
and not simply of its now-point. Husserl event.
claims that this is possible because of the
threefold intentionality of retention, primal 3. The Constitution of Time-Consciousness
impression, and protention belonging to the
act-phase. These three intentional modes Having isolated the main descriptive fea¬
are not themselves acts or even phases of tures and conditions of time-consciousness,
acts; they are simply names for the three di¬ Husserl proceeds to consider the manner in
rections in which the intentionality of a which primal impression, retention, and
given act-phase deploys itself. Primal im¬ protention are constituted. In the Logical
pression is the original consciousness of the Investigations, Husserl explains the consti¬
now, as opposed to the immediate past and tution of various sorts of conscious acts in
immediate future. Retention is the original terms of intentional apprehensions which
consciousness of the past, which at once pre¬ “animate” immanent sensory contents.4
serves and modifies the just elapsed phases Thus the white apple blossoms outside my
of the object. Husserl insists that retention window are perceived through the anima¬
or primary memory must not be confused tion of a complex of sensations by an appro¬
with ordinary or, as he calls it, “secondary” priate perceptual apprehension. Between
memory. This was the mistake made by about 1901 and 1907, Husserl applies pre¬
Brentano and probably by Augustine as cisely this explanation to the constitution of
well. Ordinary memory is directed towards retention, primal impression, and proten¬
objects in the more distant past, while re¬ tion. Accordingly, references to special
tention intends moments of the object “now-apprehensions,” “past-apprehensions,”
which have just elapsed and which form the and the like dot the text of the 1928 edition.
past segment of what James called the “spe¬ The difficulty is that after 1907 Husserl
274 HUSSERL ON SPACE AND TIME

abandoned this way of interpreting the con¬ ness of the present or actual act-phase, and
stitution of time-consciousness (though not through it of the now-phase of the object,
of other forms of consciousness such as per¬ and protention is the consciousness of future
ception), and yet the text of 1928 is unclear act-phases. By these means, external and in¬
about either the fact that the view was re¬ ternal time-consciousness are supposed to be
jected or the reasons for the rejection. Com¬ brought into harmony, the former consti¬
pounding the confusion is the presence in tuted through the latter. Now the internal
the edition of 1928 of the new view which time-consciousness, understood as the expe¬
Husserl then adopted: time-consciousness riencing of immanent temporal objects, re¬
intends its objects “directly” and without quires no further consciousness to constitute
any animating of contents by apprehen¬ it. As such, Husserl calls it “the absolute
sions. The reader can only be advised to be time-constituting flow of consciousness.”
cautious under these conditions and to con¬ Through the absolute flow, all of our acts
sult Rudolf Boehm’s critical edition (Hus- are bound together into a single unified
serliana 10) if things become too muddled. stream, and the foundation of the richly
One major piece of territory has so far complex life of the ego is laid down.
been neglected in our survey. We have fo¬
cused on the experience of the transcendent 4. Evaluation
temporal object—the melody played on a
piano, Rodin’s Balzac inspected in a sculp¬ We noted earlier that the phenomeno¬
ture garden, and the like. But the act which logical epoche appears in Husserl’s lectures
intends such objects itself runs off, and is from 1905. It must be said, however, that
known or experienced as an immanent tem¬ the version of the reduction found in these
poral object. This properly raises the issue of texts is quite immature and even mislead¬
internal time-consciousness. Acts and the ing, at least from the standpoint of the Ideas
sensory contents which inhabit them are not and still later works. Two formulations from
perceived and are certainly not transcendent the lectures of 1905 will serve to illustrate
objects, but as immanent “objects” on the the point. First, Husserl sometimes seems to
side of consciousness they are, in Husserl’s distinguish between a real and objective
language, “experienced” (erlebt), that is, we time about which the phenomenologist can
are aware of them as temporally extended in talk and a second real and objective time
a marginal, nonthematizing way. While we about which he must remain silent.5 The
perceive the external temporal object, the difficulty with this distinction is that it sug¬
melody in the concert hall, we experience gests that there is a domain of reality which
the act intending it, the immanent tempo¬ the phenomenologist is powerless to pene¬
ral object. How is this possible? On trate. In terms of Husserl’s later discussions
Husserl’s mature view, which is included in of what the reduction makes available, this
sections 35 through 39 of the 1928 edition, way of putting things is altogether too Kan¬
retention, primal impression, and proten- tian. There is even evidence that Husserl
tion are understood as constituting not only himself realized this in 1905, for in the
the awareness of the melody but also of the midst of a text in which he apparently draws
act itself. It is in Husserl’s attempts at ex¬ the line between the two objective times, we
plaining how this awareness comes about find the statement: “In truth, space and re¬
that time-consciousness really does seem to ality are not transcendent in a mystical sense.
become the most difficult of all phenome¬ They are not ‘things in themselves’ but just
nological problems. But it is also here that phenomenal space, phenomenal spatio-
all the themes of Husserl’s reflection come temporal reality, . . . the appearing tempo¬
together. For Husserl seems to envision re¬ ral form.”6 The time in which a melody, a
tention as preserving elapsed phases of the conversation, or a building unfolds for me
act and, by so doing, also preserving the simply is the objective time of the percep¬
elapsed phases of the transcendent object tual world; it is not a crust hiding a further
which the retained act-phases originally in¬ and noumenal time behind itself. By 1907
tended. Primal-impression is the conscious¬ or so, Husserl seems to have settled on this
THE PHENOMENOLOGY OF INTERNAL TIME-CONSCIOUSNESS 275

view, and he no longer hints at a contrast and ultimately unresolved difficulties plague
between accessible and inaccessible times. Husserl’s understanding of time-conscious¬
There is a single time of the world we per¬ ness. One could perhaps argue that his anal¬
ceive, and it is this time, precisely as it ap¬ ysis is in some measure vitiated by a tendency
pears, that the phenomenologist describes.7 to pulverize time into a series of isolated
The second disconcerting feature of the present and past “nows,” and to spend too
epoche as it is presented in 1905 involves much energy on worrying about the consti¬
Husserl’s occasional suggestions that the phe¬ tution of immanent sensory contents which,
nomenologist is not concerned with objec¬ from the standpoint of a consistently devel¬
tive time or temporal objects at all, but solely oped phenomenology, probably do not
with the acts and contents positioned on the even exist. But Husserl does not atomize
side of the intending consciousness.8 If this time; the whole thrust of his thought is in
Were the case, then the phenomenologist’s the opoosite direction. It is true that he is
descriptive endeavors would never extend to forced, as were Augustine and James, to re¬
the objects of intentional acts. In the terms sort to terminology which may suggest an
of Husserl’s Ideas, there would be no noe- atomistic view of time. But a careful reading
matic phenomenology of time-conscious¬ of the Husserlian texts surely confirms that
ness. Now even in 1905, notwithstanding the now, past, and future are not atoms of
sporadic declarations to the contrary, Hus¬ experience but modes of appearance. And
serl’s practice clearly includes descriptions of the absolute flow of consciousness breaks
the way in which temporal objects appear down into dependent phases woven into a
and are constituted. And again, by 1907 or tissue of intentionality, not into discrete bits
so, his ambivalence about what the phe¬ and pieces of experience. As for his allegiance
nomenologist is concerned with has been to sensory data, it can safely be said that one
cleared up: intending act and intended tem¬ could reject the idea of a sensed tone in con¬
poral object are both perfectly appropriate sciousness and still preserve virtually every¬
subjects of phenomenological investigation. thing Husserl says about the constitution of
By the end of the decade, then, Husserl has time. And what he does say arguably repre¬
largely overcome his early confusions and sents the most thorough, careful, and in¬
ambiguities, and has set the phenomenol¬ sightful reflection on the phenomenon of
ogy of time-consciousness on a firm course.9 the experience of time in the literature,
But it might be claimed that more serious whether ancient or modern.

NOTES

1. Edmund Husserl, Zur Phanomenologie des In- James takes up the themes of the perception of time
neren Zeitbewusstseins (1893-1917), ed. Rudolf and memory in chapters 13 and 16 of The Principles of
Boehm, Husserliana 10 (The Hague: Nijhoff, 1966), Psychology (New York: Henry Holt & Co., 1890).
pp. 279-80. This is the critical edition of Husserl’s 4. Edmund Husserl, Logische Untersuchungen,
writings on time through 1917. Most of the texts come 5th ed. (Tubingen: Max Niemeyer, 1968), II, 1, p. 385.
from the years 1901 to 1911 - 5. Section 1 of the 1928 edition, Husserliana 10:5;
2. In his editorial introduction to Husserliana 10 English translation, pp. 23-24.
Rudolf Boehm outlines the history and composition of 6. Section 1 of the 1928 edition, Husserliana 10:6;
the text of 1928. There is an English translation of the English translation, p. 24.
1928 edition: The Phenomenology of Internal Time- 7. Section 34 of the 1928 edition, Husserliana 10:
Consciousness, ed. Martin Heidegger, trans. J. S. 73, 286ff.; English translation, p. 98.
Churchill (Bloomington: Indiana University Press, 1964). 8. Section 1 of the 1928 edition, Husserliana 10:6.
3. Augustine’s discussion of time and the role of English translation, p. 24.
memory in the experience of time is found chiefly in 9. Section 34 of the 1928 edition, Husserliana 10:
book 11, sections 14-30, of the Confessions. William 73, 286ff.; English translation, p. 98.

FURTHER REFERENCES

Brand, Gerd. Welt, Ich, undZeit. The Hague: Brough, John. “The Emergence of an Absolute
Nijhoff, 1955. Consciousness in Husserl’s Early Writings on
276 HUSSERL ON SPACE AND TIME

Time-Consciousness.” Man and World, vol. Held, Klaus. Lebendige Gegenwart. The Hague:
5, no. 3 (August 1972): 298-326; reprinted in Nijhoff, 1966.
Husserl: Expositions and Appraisals, edited Sartre, Jean-Paul. La Transcendence de L'Ego.
by Frederick A. Elliston and Peter J. McCor¬ Paris: J. Vrin, 1966.
mick, pp. 83-100 (Notre Dame: University of Seebohm, Thomas. Die Bedingungen der Mog-
Notre Dame Press, 1977). lichkeit der Transzendental-Philosophie.
_“Husserl on Memory.” Monist 59 Bonn: Bouvier, 1962.
(1975): 40-62. _Zur Kritik der hermeneutischen Ver-
Eigler, Gunther. Metaphysische Voraussetz- nunft. Bonn: Bouvier, 1972.
ungen in Husserls Zeitanalysen. Meisenheim Sokolowski, Robert. The Formation of Husserl's
a. Gian: Hain, 1961. Concept of Constitution. The Hague: Nij¬
Findlay, John. “Husserl’s Analysis of the Inner hoff, 1964.
Time-Consciousness.” Monist 59 (1975): 3-21. _Husserlian Meditations. Evanston:
Granel, Gerard. Le sens du temps et de la percep¬ Northwestern University Press, 1974.
tion chezE. Husserl. Paris: Gallimard, 1968. Spicker, Stuart F. “Inner Time and Lived
Gurwitsch, Aron. Studies in Phenomenology and Through Time: Husserl and Merleau Ponty.”
Psychology. Evanston: Northwestern Univer¬ Journal of the British Society for Phenomenol¬
sity Press, 1966. ogy 4 (1973): 233-47.
15
The Lectures on Internal Time Consciousness
from the Year 1905*
Translated by James S. Churchill

volved in this, as in any other such analysis,


Introduction is the complete exclusion of every assump¬
tion, stipulation, or conviction concerning
Naturally, we all know what time is; it is
Objective time (of all transcendent presup¬
that which is most familiar. However, as
positions concerning existents). . . .
soon as we make the attempt to account for
. . . Just as a real thing or the real world
time-consciousness, to put Objective1* time
is not a phenomenological datum, so also
and subjective time-consciousness into the
world-time, real time, the time of nature in
right relation and thus gain an understand¬
the sense of natural science including psy¬
ing of how temporal Objectivity —therefore,
chology as the natural science of the psychi¬
individual Objectivity in general—can be
cal, is not such a datum.
constituted in subjective time-consciousness
When we speak of the analysis of time-
— indeed, as soon as we even make the at¬
consciousness, of the temporal character of
tempt to undertake an analysis of pure sub¬
objects of perception, memory, and expec¬
jective time-consciousness—the phenome¬
tation,fit may seem, to be sure, as if we as¬
nological content of lived experiences of
sume the Objective flow of time, and then }f.
time (Zeiterlebnisse) — vtc are involved in
really study only the subjective conditions of
the most extraordinary difficulties, contra¬
the possibility of an intuition of time and a
dictions, and entanglements. . . .
true knowledge of time. What we accept,
A few general observations must still be
however, is not the existence of a world- .
made beforehand. Our aim is a phenome¬
time, the existence of a concrete duration, ^r
nological analysis of time-consciousness. In-
and the like, but time and duration appear¬
ing as such. These, however, are absolute
*From Edmund Husserl, The Phenomenology of
data which it would be senseless to call into
Internal Time-Consciousness, edited by Martin Hei¬
degger, trails. byJamesS. Churchill (Bloomington: In¬
question. To be sure, we also assume an ex¬
diana University Press, 1964). Copyright © 1964 by In¬ isting time; this, however, isfnot the time of
diana University Press. Reprinted by permission of the the world of experience but the immanent^
publisher. time of the flow of consciousness.}The evi¬
a. [Following the practice of Dorion Cairns, the
dence that consciousness of a tonal process,
translator of Husserl’s Cartesianische Meditationen
(Martinus Nijhoff, The Hague, I960), to differentiate a melody, exhibits a succession even as I hear
the terms Objekt and Gegenstand, both of which are it is such as to make every doubt or denial
used by Husserl, I have chosen to translate the word appear senseless. . . .
Objekt by Object and Gegenstand by object. The same
. . . We also understand the difference
applies, mutatis mutandis, in the case of words derived
from Objekt and Gegenstand. If the English word ob¬
between the phenomenological question
ject or any word derived from it stands first in a sen¬ (i.e., from the standpoint of theory of
tence, the German word is given in brackets. J.S.C.] knowledge) and the psychological with re-

277
278 HUSSERL ON SPACE AND TIME

gard to the origin of all concepts constitutive the constitution of time without reference to >
of experience, and so also with regard to the the constitution of the temporal Object. By '
question of the origin of time. From the temporal Objects, in this particular sense,
point of view of theory of knowledge, the we mean Objects which not only are unities
question of the possibility of experience in time but also include temporal extension
(which, at the same time, is the question of in themselvesj When a tone sounds, my Ob¬
the essence of experience) necessitates a re¬ jectifying- apprehension can make the tone
turn to the phenomenological data of which which endures and sounds into an object,
all that is experienced consists phenomeno¬ but not the duration of the tone or the tone
logically. . . . in its duration. The same also holds for a
Accordingly, the question of the essence melody—for every variation and also for ev¬
of time leads back to the question of the ery continuance considered as such. Let us
>f' “origin” of time. The question of the origin take a particular melody or cohesive part of a
is oriented toward the primitive forms of melody as an example. The matter seems
the consciousness of time in which the prim¬ very simple at first; we hear a melody, i.e.,
itive differences of the temporal are consti¬ we perceive it, for hearing is indeed percep¬
tuted intuitively and authentically as the tion. While the first tone is sounding, the
originary (origiridren) sources of all certain¬ second comes, then the third, and so on.
ties relative to time. The question of the ori¬ Must we not say that when the second tone
gin of time should not be confused with the sounds I hear it, but I no longer hear the
question of its psychological origin—the first, and so on?un truth, therefore, I do not
controversial question between empiricism hear the melody but only the particular tone yf
andnativism. With this last question we are which is actually present. That the expired
asking about the primordial material of sen¬ part of the melody is objective to me is due—
sation out of which arises Objective intuition one is inclined to say—to memory, and it is
of space and time in the human individual due to expectation which looks ahead that,
and even in the species. We are indifferent on encountering the tone actually sounding,
to the question of the empirical genesis. I do not assume that that is alhj
What interests us are lived experiences as re¬ We cannot rest satisfied with this expla¬
gards their objective sense and their descrip¬ nation, however, for everything said until
tive content. . . . We are concerned with now depends on the individual tone. Every
reality only insofar as it is intended, repre¬ tone itself has a temporal extension: with
sented, intuited, or conceptually thought. the actual sounding I hear it as now. With
With reference to the problem of time, this its continued sounding, however, it has an
implies that we are interested in lived expe¬ ever new now, and the tone actually preced¬
riences of time. . . . ing is changing into something past. There¬
It is indeed evident that the perception of fore, I hear at any instant only the actual
a temporal Object itself has temporality, that phase of the tone, and the Objectivity of the
perception of duration itself presupposes whole enduring tone is constituted in an
duration of perception, and that perception act-continuum which in part is memory, in
of any temporal configuration whatsoever it¬ the smallest punctual part is perception,
self has its temporal form. And, disregarding and in a more extensive part expectation.^
all transcendencies, the phenomenological However, this seems to lead back to Bren-
temporality which belongs to the indispens¬ tano’s theory. At this point, therefore, we
able essence of perception according to all must initiate a more profound analysis.
its phenomenological constituents still re¬
mains.'Since Objective temporality is always
Immanent Temporal Objects (Zeitobjekte)
phenomenologically constituted and is pres¬
ent for us as Objectivity and moment of an and Their Modes of Appearance
Objectivity according to the mode of appear- We now exclude all transcendent appre¬
f ance only through this constitution, a phe¬ hension and positing (Setzung) and take the
nomenological analysis of time cannot explain sound purely as a hyletic datum. It begins
THE PHENOMENOLOGY OF INTERNAL TIME-CONSCIOUSNESS 279

and stops, and the whole unity of its dura¬ which, during the period of actuality, the
tion , the unity of the whole process in which expired portion of the duration undergoes
it begins and ends, “proceeds” to the end in in the passage of consciousness to ever new
the ever more distant past. In this sinking productions.
back, I still “hold” it fast, have it in a “reten¬ What we have described here is the man¬
tion,” and as long as the retention persists ner in which the immanent-temporal Ob¬
the sound has its own temporality. It is the ject “appears” in a continuous flux, i.e., how
same and its duration is the same. I can di¬ it is “given.” To describe this manner does
rect my attention to the mode of its being not mean to describe the temporal duration
given. I am conscious of the sound and the itself, for it is the same sound with its dura¬
duration which it fills in a continuity of tion that belongs to it, which, although not
“modes,” in a “continuous flux.” A point, a described, to be sure, is presupposed in the
phase of this flux is termed “consciousness of description. The same duration is present,
sound beginning” and therein I am con¬ actual, self-generating duration and then is
scious of the first temporal point of the du¬ past, “expired” duration, still known or pro¬
ration of the sound in the mode of the now. duced in recollection “as if” it were new. (The
The sound is given; that is, I am conscious of same sound which is heard now is, from the,
it as now, and I am so conscious of it “as long point of view of the flux of consciousness''*1
as” I am conscious of any of its phases as which follows it, past, its duration expiredj
now. But if any temporal phase (corre¬ To my consciousness, points of temporal du¬
sponding to a temporal point of the dura¬ ration recede, as points of a stationary object
tion of the sound) is an actual now (with the in space recede when I “go away from the
exception of the beginning point), then I object.” The object retains its place; even so
am conscious of a continuity of phases as does the sound retain its time. Its temporal
“before,” and I am conscious of the whole point is unmoved, but the sound vanishes
interval of the temporal duration from the into the remoteness of consciousness; the
beginning-point to the now-point as an ex¬ distance from the generative now becomes
pired duration. I am not yet conscious, how¬ ever greater. The sound itself is the same,
ever, of the remaining interval of the dura¬ but “in the way that” it appears, the sound is
tion. At the end-point, I am conscious of continually different.
this point itself as a now-point and of the
whole duration as expired (in other words,
The Consciousness of the Appearances of
the end-point is the beginning point of a
Immanent Objects (Objekte)
new interval of time which is no longer an
interval of sound).f'During” this whole flux On closer inspection, we are able to dis¬
of consciousness, I am conscious of one anfi tinguish still other lines of thought with ref¬
* the same sound as enduring, as enduring erence to the description: (1) We can make
now. “Beforehand” (supposing it was not ex¬ self-evident assertions concerning the im¬
pected, for example) I was not conscious of manent Object in itself, e.g., that it now en¬
it. “Afterward” I am “still” conscious of it dures, that a certain part of the duration has
“for a while” in “retention” as having beena elapsed, that the duration of the sound ap¬
It can be arrested and in a fixating regard prehended in the now (naturally, with the
(fixierenden Blick) be fixed and abiding. content of the sound) constantly sinks back
The whole interval of duration of the sound into the past and an ever new point of dura¬
or “the” sound in its extension is something tion enters into the now or is now, that the
dead, so to speak, a no longer living produc¬ expired duration recedes from the actual
tion, a structure animated by no productive now-point (which is continually filled up in
point of the now. This structure, however, is some way or other) and moves back into an
continually modified and sinks back into ever more “distant” past, and so on. (2) We
emptiness (Leere). The modification of the can also speak of the way in which we are
entire interval then is an analogous one, es¬ “conscious of” all differences in the “appear¬
sentially identical with that modification ing” of immanent sounds and their content
280 HUSSERL ON SPACE AND TIME

of duration. We speak here with reference again a now, an actual existent. While it it¬
to the perception of the duration of the self is actual (but not an actual sound), it is
sound which extends into the actual now, the retention of a sound that has been. A ray
and say that the sound, which endures, is of meaning (Strahl der Meinung) can be di¬
perceived, and that of the interval of dura¬ rected toward the now, toward the retention,
tion of the sound only the point of duration but it can also be directed toward that of
characterized as now is veritably perceived. which we are conscious in retention, the past
Of the interval that has expired we say that sound. Every actual now of consciousness,
we are conscious of it in retentions, specifi¬ however, is subject to the law of modifica¬
cally, that we are conscious of those parts or tion. The now changes continuously from
phases of the duration, not sharply to be retention to retention. There results, there¬
differentiated, which lie closest to the actual fore, a stable continuum which is such that
now-point with diminishing clarity, while every subsequent point is a retention for ev¬
those parts lying further back in the past are ery earlier one. And every retention is al¬
wholly unclear; we are conscious of them ready a continuum. The sound begins and
only as empty (leer). The same thing is true steadily continues. The tonal now is changed
with regard to the running-off of the entire into one that has been.jConstantly flowing,
duration. Depending on its distance from the impressional consciousness passes over
the actual now, that part of the duration into an ever fresh retentional consciousness.
which lies closest still has perhaps a little Going along the flux or with it, we have a
clarity; the whole disappears in obscurity, in continuous series of retentions pertaining to
a void retentional consciousness, and finally the beginning point. Moreover, every earlier
disappears completely (if one may say so) as point of this series shades off (sich abschat-
soon as retention ceases. tet) again as a now in the sense of retention.
In the clear sphere we find, therefore, a Thus, in each of these retentions is included
greater distinction and dispersion (in fact, a continuity of retentional modifications,^,
the more so, the closer the sphere to the ac¬ and this continuity is itself again a point of
tual now). The further we withdraw from actuality which retentionally shades off.
the now, however, the greater the blending This does not lead to' a simple infinite re¬
and drawing together. If in reflection we gress because each retention is in itself a con-
immerse ourselves in the unity of a struc¬ tinuous modification which, so to speak,
tured process, we observe that an articulated bears in itself the heritage (Erbe) of the past
part of the process “draws together” as it in the form of a scries of shadings. It is not
sinks into the past—a kind of temporal per¬ true that lengthwise along the flux each ear¬
spective (within the originary temporal ap¬ lier retention is merely-replaced by a new
pearance) analogous to spatial perspective. one, even though it is a continuous process. !
As the temporal Object moves into the past, Each subsequent retention, rather, is not
it is drawn together on itself and thereby merely a continuous modification arising
also becomes obscure. . . . from the primal impression but a continu- '
ous modification of the same beginning
Primal Impression and Retentional pointj
Modification Up to this point, we have been chiefly
concerned with the perception of the origi¬
The “source-point” with which the “gen- nary constitution of temporal Objects and
-qf'eration” of the enduring Object begins is a have sought analytically to understand the
primal impression. This consciousness is en¬ consciousness of time given in them. How¬
gaged in continuous alteration. The actual ever, the consciousness of temporality does
(leibhafte) tonal now is constantly changed not take place merely in this form. When a
into something that has been; constantly, temporal Object has expired, when its ac¬
an ever fresh tonal now, which passes over tual duration is over, the consciousness of
into modification, peels off. However, when the Object, now past, by no means fades
the tonal now, the primal impression, passes away, although it no longer functions as
over into retention, this retention is itself perceptual consciousness, or better, per-
THE PHENOMENOLOGY OF INTERNAL TIME-CONSCIOUSNESS 281

haps, as impressional consciousness. (As be¬ One speaks of the dying or fading away,
fore, we have in mind immanent Objects, etc., of the content of sensation when verita¬
which are not really constituted in a “per¬ ble perception passes over into retention.
ception.”) To the “impression,” “primary re¬ (Now, according to the statements made
membrance” (pnmare Erinnerung), or, as hitherto, it is already clear that the reten¬
we say, retention, is joined. Basically, we have tional “content” is, in the primordial sense,
already analyzed this mode of consciousness no content at all. When a sound dies away,
in conjunction with the situation previously it is first sensed with particular fullness (in¬
considered. For the continuity of phases tensity), and thereupon comes to an end in a
joined to the actual “now” is indeed nothing sudden reduction of intensity. The sound is
other than such a retention or a continuity still there, is still sensed, but in mere rever¬
of retentions. In the case of the perception beration. This real sensation of sound
of a temporal Object (it makes no difference should be distinguished from the tonal mo¬
to the present observation whether we take ment in retention. The retentional sound is
an immanent or transcendent Object), the not actually present but “primarily remem¬
perception always terminates in a now- bered” precisely in the now. It is not really
apprehension, in a perception in the sense on hand in retentional consciousness. The
of a positing-as-now. During the perception tonal moment that belongs to this con¬
of motion there takes place, moment by sciousness, however, cannot be another
moment, a “comprehension-as-now”; consti¬ sound which is really on hand, not even a
tuted therein is the now actual phase of the very weak one which is qualitatively similar
motion itself. But this now-apprehension is, (like an echo). A present sound can indeed
as it were, the nucleus of a comet’s tail of re¬ remind us of a past sound, present it, sym¬
tentions referring to the earlier now-points bolize it; this, however, already presupposes
of the motion. If perception no longer oc¬ another representation of the past. The in¬
curs, however, we no longer see motion, or tuition of the past itself cannot be a symbol¬
— if it is a question of a melody—the mel¬ ization (Verbildlichung); it is an originary
ody is over and silence begins. Thus no new consciousnessj Naturally, we cannot deny
phase is joined to the last phase; rather, we that echoes exist. But where we recognize )
have a mere phase of fresh memory, to this and distinguish them we are soon able to es¬
is again joined another such, and so on. tablish that they do not belong to retention
There continually takes place, thereby, a as such but to perception. The reverberation
shoving back into the past. The same com¬ of a violin tone is a very weak violin tone and
plex continuously undergoes a modification is completely different from the retention of
until it disappears, for hand in hand with loud sounds which have just been. The re¬
the modification goes a diminution which verberation itself, as well as after-images in
finally ends in imperceptibility. The origi¬ general, which remain behind after the
nary temporal field is obviously circum¬ stronger givens of sensation, has absolutely
scribed exactly like a perceptual one. In¬ nothing to do with the nature of retention,
deed, generally speaking, one might well to say nothing of the possibility that the re¬
venture the assertion that the temporal field verberation must necessarily be ascribed to
always has the same extension. It is dis¬ retention.
placed, as it were, with regard to the per¬ Truly, however, it pertains to the essence
ceived and freshly remembered motion and of the intuition of time that in every point
its Objective time in a manner similar to the of its duration (which, reflectively, we are
way in which the visual field is displaced able to make into an object) it is conscious¬
with regard to Objective space. ness of what has just been and not mere con¬
sciousness of the now-point of the objective
Retention as Proper lntentionality thing appearing as having duration. In this
consciousness, we are aware of what has just
We must still discuss in greater detail been in the continuity pertaining to it and
what sort of modification it is that we desig¬ in every phase in a determinate “mode of
nate as retentional. appearance” differentiated as to “content”
282 HUSSERL ON SPACE AND TIME

and “apprehension.” One notices the steam membered is, of course, not now; otherwise
whistle just sounding; in every point there is it would not be something that has been but
an extension and in the extension there is would be actually present. And in memory
the “appearance” which, in every phase of (retention) what is remembered is not given
this extension, has its moment of quality as now: otherwise, memory or retention
and its moment of apprehension. On the would not be just memory but perception
other handithe moment of quality is no real (or primal impression). A comparison of
quality, no sound which really is now, i.e., what we no longer perceive but are merely
4 which exists as now, provided that one can conscious of in retention with something
'speak of the immanent content of sound. outside it makes no sense at all. Just as in
The real content of the now-consciousness perception, I see what has being now, and in
includes sounds which, if the occasion extended perceptions, no matter how con¬
should arise, are sensed; in which case, they stituted, what has enduring being, so in pri¬
are then necessarily to be characterized in mary remembrance I see what is past. What
Objectifying apprehension as perceived, as is past is given therein, and givenness of the
present, but in no wise as pastjRetentional past is memory.
consciousness includes real consciousness of If we now again take up the question of
the past of sound, primary remembrance of whether a retentional consciousness that is
sound, and is not to be resolved into sensed not the continuation of an impressional con¬
sound and apprehension as memory. Just as sciousness is thinkable, we must say that it is
a phantasied sound is not a sound but the impossible, for every retention in itself re¬
phantasy of a sound, or just as tonal sensa¬ fers back to an impression. “Past” and “now”
tion and tonal phantasy are fundamentally exclude each other. Something past and
different and are not to be considered as something now can indeed be identically
possibly the same, except for a difference in the same but only because it has endured
interpretation, likewise primary, intuitive re¬ between the past and now. . . .
membered sound is intrinsically something
other than a perceived sound, and the pri¬ Perception as Originary Presentation
mary remembrance of sound is something
(Gegenwartigung) as Distinguished from
other than the sensation of sound. . . .
Retention and Recollection
Whether A is the object of primary atten¬
tion or not, it really is present as something Any reference to “perception” still re¬
of which we are conscious even if unnoticed quires some discussion here. In the “percep¬
or noticed only incidentally. If it is a ques¬ tion of a melody,” we distinguish the tone
tion of an immanent Object, however, the given now, which we term the “perceived,”
following holds true: a succession, an alter¬ from those which have gone by, which we
nation, a variation of immanent data, if it say are “not perceived.” On the other hand,
“appears,” is absolutely indubitable. And we call the whole melody one that is per¬
within a transcendent perception, the im¬ ceived, although only the now-point actually
manent succession belonging essentially to is. We follow this procedure because not only
the composition of this perception is also is the extension of the melody given point
absolutely indubitable. It is basically absurd for point in an extension of the act of per¬
to argue: How in the now can I know of a ception but also the unity of retentional
not-now, since I cannot compare the not- consciousness still “holds” the expired tones
now which no longer is with the now (that is themselves in consciousness and continu¬
to say, the memory-image present in the ously establishes the unity of consciousness
now)? As if it pertained to the essence of with reference to the homogeneous tempo¬
memory that an image present in the now ral Object, i.e., the melody. An Objectivity
were presupposed for another thing similar such as a melody cannot itself be originarily
to it, and as with graphic representation, I given except as “perceived” in this form. The
could and must compare the two. Memory constituted act, constructed from now-con¬
or retention is not figurative consciousness, sciousness and retentional consciousness, is
but something totally different. What is re¬ adequate perception of the temporal Ob-
THE PHENOMENOLOGY OF INTERNAL TIME-CONSCIOUSNESS 283

ject. This Object will indeed include tempo¬ mordially constitutes the Object. Presentifi-
ral differences, and temporal differences are cation, re-presentation, as the act which
constituted precisely in such phases, in pri¬ does not place an Object itself before us, but
mal consciousness, retention, and proten- just presentifies—places before us in im¬
tion. If the purposive (meinende) intention ages, as it were (if not precisely in the man¬
is directed toward the melody, toward the ner of true figurative consciousness)—, is
whole Object, we have nothing but percep¬ just the opposite of this. There is no men¬
tion. If the intention is directed toward a tion here of a continuous accommodation of
particular tone or a particular measure for its perception to its opposite. Heretofore, con¬
own sake, we have perception so long as pre¬ sciousness of the past, i. e., the primary one,
cisely the thing intended is perceived, and was not perception because perception was
mere retention as soon as it is past. Objec¬ designated as the act originarily constituting
tively (objektiver) considered, the measure the now. Consciousness of the past, how¬
no longer appears as “present” but as “past.” ever, does not constitute a now but rather a
The whole melody, however, appears as pres¬ “'just-having-been” (ein soeben gewesen)
ent so long as it still sounds, so long as the that intuitively precedes the now. However,
notes belonging to it, intended in the one if we call perception the act in which all
nexus of apprehensions, still sound. The “origination" lies, which constitutes origi¬
melody is past only after the last note has narily, then primary remembrance is per¬
gone. ception. For only in primary remembrance
As we must assert in accordance with the do we see what is past; only in it is the past
preceding statements, this relativation car¬ constituted, i. e., not in a representative but
ries over to the individual tones. Each is con¬ in apresentative way. The just-having-been,
stituted in a continuity of tonal data, and the before in contrast to the now, can be
only a punctual phase is actually present as seen directly only in primary remembrance.
now at any given moment, while the others It is the essence of primary remembrance to
are connected as a retentional train. We can bring this new and unique moment to pri¬
say, however, that a temporal Object is per¬ mary, direct intuition, just as it is the es¬
ceived (or intentionally known) as long as it sence of the perception of the now to bring
is still produced in continuous, newly ap¬ the now directly to intuition. On the other
pearing primal impressions. . . . hand, recollection, like phantasy, offers us
Perception, or the self-giving of the ac¬ mere presentification. It is “as-if” the same
tual present, which has its correlate in the consciousness as the temporally creative acts
given of what is past, is now confronted by of the now and the past, “as-if” the same
another contrast, that of recollection, sec¬ but yet modified. The phantasied now rep¬
ondary remembrance. In recollection, a now resents a now, but does not give us a now it¬
“appears” to us, but it “appears” in a sense self; the phantasied before and after merely
wholly other than the appearance of the represents a before and after, etc. . . .
now in perception. This now is not per¬ In order now to understand the disposi¬
ceived, i. e., self-given, but presentified. It tion of this constituted unity of lived experi¬
places a now before us which is not given. In ence, “memory,” in the undivided stream of
just the same way, the running-off of a mel¬ lived experience, the following must be
ody in recollection places before us a “just taken into account: every act of memory
past,” but does not give it. In addition, ev¬ contains intentions of expectation whose
ery individual in mere phantasy is tempo¬ fulfillment leads to the present. Every pri-
rally extended in some way. It has its now, mordially constitutive process is animated
its before and after (sein vorher und Nach- by protentions which voidly (leer) constitute
her), but like the whole Object, the now, and intercept (auffangen) what is coming,
before, and after are merely imagined. as such, in order to bring it to fulfillment.
Here, therefore, it is a question of an en¬ However, the recollective process not only
tirely different concept of perception. Here, renews these protentions in a manner appro¬
perception is an act which brings something priate to memory. These protentions were
other than itself before us, an act which pri¬ not only present as intercepting, they have
284 HUSSERL ON SPACE AND TIME

also intercepted. They have been fulfilled, The Difference between Memory
and we are aware of them in recollection. and Expectation
Fulfillment in recollective consciousness is
re-fulfillment (Wieder-Erfullung) (precisely We must further investigate whether
in the modification of the positing of mem¬ memory and expectation equal each other.
ory), and if the primordial protention of the Intuitive remembrance offers me the vivid
perception of the event was undetermined reproduction of the expiring duration of an
and the question of being-other or not- event, and only the intentions which refer
being was left open, then in the recollection back to the before and forward to the living
we have a pre-directed expectation which now remain unintuitive.
does not leave all that open. It is then in the In the intuitive idea of a future event, I
form of an “incomplete” recollection whose now have intuitively the productive “image”
structure is other than that of the undeter¬ of a process which runs off reproductively.
mined, primordial protention. And yet this Joined thereto are indeterminate intentions
is also included in the recollection. There of the future and of the past, i.e., intentions
are difficulties here, therefore, with regard which from the beginning of the process
to the intentional analysis both for the event affect the temporal surroundings which ter¬
considered individually, and, in a different minate in the living now. To that extent, ex-
way, for the analysis of expectations which pectational intuition is an inverted memo¬
concern the succession of events up to the rial intuition, for the now-intentions do not
actual present. Recollection is not expecta¬ go “before” the process but follow after it.
tion; its horizon, which is a posited one, is, As empty environmental intentions, they lie
however, oriented on the future, that is, the “in the opposite direction.” . . .
future of the recollected. As the recollective The principal differences between mem¬
process advances, this horizon is continually ory and expectation, however, are to be
opened up anew and becomes richer and found in the manner of fulfillment. Inten¬
more vivid. In view of this, the horizon is tions of the past are necessarily fulfilled by
filled with recollected events which are the establishment of nexuses of intuitive re¬
always new. Events which formerly were productions. The reproduction of past
only foreshadowed are now quasi-present, events permits, with respect to their validity
seemingly in the mode of the embodied (in internal consciousness) only the confir¬
present. . . . mation of the uncertainties of memory and
The foreground is nothing without the their improvement by being transformed in
background; the appearing side is nothing a reproduction in which each and everything
without the non-appearing. It is the same in the components is characterized as repro¬
with regard to the unity of time-conscious¬ ductive. Here we are concerned with such
ness—the duration reproduced is the fore¬ questions as: Have I really seen or perceived
ground; the classifying intentions make us this? Have I really had this appearance with
aware of a background, a temporal back¬ exactly this content? All this must at the
ground. And in certain ways, this is contin¬ same time dovetail into a context of similar
ued in the constitution of the temporality of intuitions up to the now. Another question,
the enduring thing itself with its now, be¬ to be sure, is the following: Was the appear¬
fore, and after. We have the following anal¬ ing thing real? On the other hand, expecta¬
ogies: for the spatial thing, the ordering tion finds its fulfillment in a perception. It
into the surrounding space and the spatial pertains to the essence of the expected that
world on the one side, and on the other, the it is an about-to-be-perceived. In view of
spatial thing itself with its foreground and this, it is evident that if what is expected
background. For the temporal thing, we makes its appearance, i.e., becomes some¬
have the ordering into the temporal form thing present, the expectational situation it¬
and the temporal world on the one side, and self has gone by. If the future has become
on the other the temporal thing itself and its the present, then the present has changed to
changing orientation with regard to the liv¬ the relatively past. The situation is the same
ing now. with regard to environmental intentions.
THE PHENOMENOLOGY OF INTERNAL TIME-CONSCIOUSNESS 285

They are also fulfilled through the actuality of originarity. Now, within the sphere of im¬
of an impressional living experience. . . . pressions we must lay stress on primal im¬
pressions, which, over against the contin¬
Memory as Consciousness of uum of modifications, are present in the
Having-Been-Perceived consciousness of primary remembrance. Pri¬
mal impressions are absolutely unmodified,
What follows is of the greatest signifi¬ the primal source of all further conscious¬
cance with regard to the characterization of ness and being. Primal impressions have for
the positing reproductions which have been content what is signified by the word now,
analyzed. What pertains to their essence is insofar as it is taken in the strictest sense; ev¬
not the mere reproductive positing of tem¬ ery new now is the content of a new primal
poral being but a certain relation to internal impression. Constantly, a new and ever new
consciousness. It belongs primarily to the es¬ impression flares up with ever new matter,
sence of memory that it is consciousness of now the same, now changing. What sepa¬
having-been-perceived. . . . rates primal impression from primal impres¬
. . . The memory really implies, there¬ sion is the individualizing moment of the
fore, a reproduction of the earlier percep¬ primordial impression of temporal posi¬
tion, but the memory is not in the true sense tions, which moment is basically different
a representation of the perception. The per¬ from the moment of quality and the other
ception is not meant and posited in the moments of the content of sensation. The
memory. What is meant and posited in the moment of primordial temporal position
memory is the object of the perception to¬ naturally is nothing for itself. Individuation
gether with its now, which last, moreover, is is nothing in addition to what has individu¬
posited in relation to the actual now. I re¬ ation. The entire now-point, the whole origi¬
member the lighted theater of yesterday, nary impression, undergoes the modification
i. e., I effect a “reproduction” of the percep¬of the past, and through the latter we have
tion of the theater. Accordingly, the theater first exhausted the complete concept of the
hovers before me in the representation as now so far as it is a relative one and points to
something actually present. I mean this, but a “past,” as “past” points to the “now.” In ad¬
at the same time I apprehend this present as dition, this modification, to begin with, af¬
lying back in reference to the actual present fects the sensation without nullifying its uni¬
of perceptions now extant. Naturally, it is versal, impressional character. It modifies
now evident that the perception of the the¬ the total content of the primal impression
ater was; I have perceived the theater. What both in its matter and its temporal position.
is remembered appears as having been pres¬ It modifies in exactly the sense that a modi¬
ent, that is, immediately and intuitively. fication of phantasy does, namely, modify¬
And it appears in such a way that a present ing through and through and yet not altering
intuitively appears which is at an interval the intentional essence (the total content).
from the present of the actual now. The lat¬ Therefore, the matter is the same matter,
ter present is constituted in the actual per¬ the temporal position the same temporal
ception. The intuitively appearing present, position; only the mode of givenness has
the intuitive representation of the not-now, been changed. It is givenness of the past.
is constituted in a counter-image of percep¬ On this material of sensation is erected the
tion, in a “presentification of the earlier entire Objectifying apperception. . . .
perception” in which the theater comes to
be given “as if now.” This presentification of The Levels of Constitution of Time
the perception of the theater is therefore not
and Temporal Objects (Objecte)
to be understood as if it were a re-living of
the perception. What I intend in the pre¬
The Differentiation of the Levels
sentification, rather, is the being-present of
of Constitution
the perceived Object. . . .
. . . An impression, in contrast to a Proceeding from the most obvious phe¬
phantasm, is distinguished by the character nomena, after we have studied time-
286 HUSSERL ON SPACE AND TIME

consciousness according to several principal The Temporally Constitutive Flux as


lines of thought and in different strata, it Absolute Subjectivity
would be wise to determine the different lev¬
els of constitution in their essential structure It is evident, then, that temporally con¬
and go through them in a systematic way. stitutive phenomena are, in principle, ob¬
We discovered: jectivities other than those constituted in
1. The things of experience in Objective time. They are not individual Objects, in
time (whereby still different levels of empir¬ other words, not individual processes, and
ical being were to be differentiated which terms which can be predicated of such pro¬
hitherto had not been taken into account: cesses cannot be meaningfully ascribed to
the experiential thing of the individual sub¬ them. Therefore, it can also make no sense
ject, the intersubjectively identical thing, to say of them (and with the same concep¬
the thing of physics). tual meaning) that they are in the now and
2. The constitutive multiplicities of ap¬ have been previously, that they succeed one
pearances of different levels, the immanent another temporally or are simultaneous with
unities in pre-empirical time. respect to one another, etc. To be sure, one
3. The absolute, temporally constitutive can and must say that a certain continuity of
flux of consciousness. appearance, namely, one which is a phase of
the temporally constitutive flux, belongs to
Differences between the Constituted a now, namely, to that which it constitutes,
Unities and the Constitutive Flux and belongs to a before, namely, as that
which is (one cannot say was) constitutive of
. . . Every individual Object (every Ob¬ the before. But is not the flux a succession?
ject in the stream of constituted unity, be it Does it not, therefore, have a now, an actual
immanent or transcendental) endures, and phase, and a continuity of pasts of which we
necessarily endures, i.e., it is continuous are conscious in retentions? We can only say
in time and is identical in this continuous that this flux is someihingLwhich we name in
being, which also can be considered as pro¬ conformity with what is constituted, but it
cess. . . . is nothingtemporaUy^Obiective.” [t is ab¬
If, in comparison therewith, we now con¬ solute subjectivity and has the absolute
sider the constitutive phenomena, we find a properties of something to be denoted
flux, and every phase of this flux is a conti¬ metaphorically as “flux,” as a point of actu¬
nuity of shading.] However, in principle, no ality, primal source-point, that from which
phase of this flux is to be broadened out to a springs the “now,” and so on. In the lived
continuous succession; therefore, the flux experience of actuality, we have the primal
should not be thought to be so transformed source-point and a continuity of moments
that this phase is extended in identity with of reverberation (Nachhallmomenten). For
itself) Quite to the contrary, we find neces¬ all this, names are lacking.
sarily and essentially a flux of continuous
“alteration,” and this alteration has the ab¬
Appearances of Transcendent Objects
surd property (das Absurde) that it flows ex¬
(Objekte) as Constituted Unities
actly as it flows and can flow neither “more
swiftly” nor “more slowly.” Consequently, It is further to be noted that when we
any Object which is altered is lacking here, speak of the “act of perception” and say that
and inasmuch as in every process “some¬ it is the point of authentic perceiving to
thing” proceeds, it is not a question here of a which a continuous sequence of retentions is
process. There is nothing here which is al¬ joined, we have described thereby no imma¬
tered, and therefore it makes no sense to nent temporal unities but precisely mo¬
speak here of something that endures. It is ments of the flux. That is, the appearance,
also senseless, therefore, to wish to find any¬ let us say, of a house is a temporal being
thing which in a duration is not once which endures, is altered, ere. This is also
altered. the case with the immanent sound which is
THE PHENOMENOLOGY OF INTERNAL TIME-CONSCIOUSNESS 287

not an appearance. But the appearance of a telligible through the essential constitution
house is not the perceptional consciousness of the flux itself. The regard can on occasion
and the retentional consciousness [of the be guided by the phases which “coincide” as
house]. These can be understood only as intentionalities of sound in the continuous
temporally constitutive, as moments of the development of the flux. But the regard can
flux. In precisely the same way, memorial also focus on the flow, on a section of the
appearance (or the remembered immanent flow, or on the passage of the flowing con¬
\lmmanent\, perhaps the remembered im¬ sciousness from the beginning to the end of
manent primary content) is to be distin¬ the sound. Every shading off of conscious¬
guished from memorial consciousness with ness which is of the “retentional” kind has a
its retentions of memory. [We must distin¬ double intentionality: one is auxiliary to the
guish at all times: consciousness (flux), ap¬ constitution of the immanent Object, of the
pearance (immanent Object), and transcen¬ sound. This is what we term “primary re¬
dent object (if it is not the primary content membrance” of the sound just sensed, or
of an immanent Object). ... 1 more plainly just retention of the sound.
The other is that which is constitutive of the
The Double Intentionally of Retention unity of this primary remembrance in the
and the Constitution of the Flux flux. That is, retention is at one with this,
of Consciousness that it is further-consciousness [Noch-
Bewusstsein]', it is that which holds back, in
The duality in the intentionality of reten¬ short, it is precisely retention, retention of
tion gives us a clue to the solution of the dif¬ the tonal retention which has passed. In its
ficulty of determining how it is possible to continuous shading-off in the flux, it is con¬
have knowledge of a unity of the ultimate tinuous retention of the continuously pre¬
constitutive flux of consciousness. There is ceding phases. If we keep any phase whatso¬
no doubt that there is a difficulty here. If a ever of the flux of consciousness in view (in
complete flux (one belonging to an endur¬ the phase appears a tonal now and an inter¬
ing process or Object) has expired, I can still val of duration in the mode of just-having-
look back on it. It forms, so it appears, a flowed-away [Soeben-Abgeflossenheit]),
unity in memory. Obviously, therefore, the this phase is concerned with a uniform con¬
flux of consciousness is also constituted in tinuity of retentions in the before-all-at-
consciousness as a unity. In this flux, for ex¬ once. This is retention of the entire momen¬
ample, the unity of the duration of the tary continuity of continuously preceding
sound is constituted. The flux itself, how¬ phases of the flux. (In the beginning mem¬
ever, as the unity of the consciousness of the ber it is a new primal sensation; in each
duration of the sound, is again constituted. leading member that now continuously fol¬
And must we then also not say further that lows, in the first phase of shading-off, it is
this unity is constituted in a wholly analo¬ immediate retention of the preceding pri¬
gous fashion and is just as good a consti¬ mal sensation. In the next momentary phase
tuted temporal series and that one must still it is retention of the retention of the preced¬
speak, therefore, of a temporal now, before, ing primal sensation, and so on.) If we now
and after? let the flux flow away, we then have the
In conformity with the preceding state¬ flux-continuum as running-off, which al¬
ments, we can give the following answer: It lows the continuity just described to be re-
is the one unique flux of consciousness in tentionally modified, and thereby every new
which the immanent temporal unity of the continuity of phases momentarily existing
sound and also the unity of the flux of con¬ all-at-once is retention with reference to the
sciousness itself are constituted. As startling total continuity of what is all-at-once in the
(if not at first sight even contradictory) as it preceding phase. Hence, a longitudinal in¬
may appear, to assert that the flux of con¬ tentionality (Langs-intentionalitat) goes
sciousness constitutes its own unity, it is still through the flux, which in the course of the
true, nevertheless. And this can be made in¬ flux is in continuous unity of coincidence
288 HUSSERL ON SPACE AND TIME

with itself. Flowing in absolute transition, sciousness and in the latter itself. The flux of
the first primal sensation changes into a re¬ the immanent, temporally constitutive con¬
tention of itself, this retention into a reten¬ sciousness not only is, but is so remarkably
tion of this retention, and so on. . . . and yet so intelligibly constituted that a self-
Consequently, like two aspects of one appearance of the flux necessarily subsists in
and the same thing, there are in the unique it, and hence the flux itself must necessarily
flux of consciousness two inseparable, ho¬ be comprehensible in the flowing. The self¬
mogeneous intentionalities which require appearance of the flux does not require a
one another and are interwoven with one second flux, but qua phenomenon it is con¬
another. By means of the one, immanent stituted in itself. The constituting and the
time is constituted, i.e., an Objective time, constituted coincide, yet naturally they can¬
an authentic time in which there is duration not coincide in every respect. The phases of
and alteration of that which endures. In the the flux of consciousness in which phases of
other is constituted the quasi-temporal dis¬ the same flux of consciousness are phenome¬
position of the phases of the flux, which ever nally constituted cannot be identical with
and necessarily has the flowing now-point, these constituted phases, and they are not.
the phase of actuality, and the series of pre¬ What is caused to appear in the momentary-
actual and post-actual (of the not yet actual) actual (Momentan Aktuelleri) of the flux of
phases. This pre-phenomenal, pre-imma- consciousness is the past phase of the flux of
nent temporality is constituted intentionally consciousness in the series of retentional
as the form of temporally constitutive con¬ moments of this flux.
16
On Experience and Judgment
KARL AMERIKS

i Husserl or precisely what phase of Husserl’s


thought is being presented. It is also diffi¬
In 1928 Husserl made plans for an exten¬ cult to say whether the book is fully success¬
sive book on transcendental logic, and he ful in its main aim, namely, to present a set
of specific “analytic-descriptive” contribu¬
charged his assistant Ludwig Landgrebe with
the project of compiling and ordering vari¬ tions to transcendental logic that would
ous relevant manuscripts, some going back complement and complete the more general
to 1910. With the original aim of presenting and architectonic work of Formal and Tran¬
an introduction to that book, Husserl then scendental Logic. The contributions hardly
wrote some new material which became a fill out the whole field of questions in tran¬
book of its own: Formal and Transcendental scendental logic, and the issues they do treat
Logic. Landgrebe meanwhile continued are sometimes only sketched. Moreover, the
with his project, now having to take into ac¬ individual analyses are generally pursued on
count the new book as well as additional ear¬ the basis of various systematic doctrines that
underwent change in the period from 1910
lier material Husserl felt was relevant. In
1930 Husserl reviewed Landgrebe’s work but to 1935 from which the underlying manu¬
did not himself bring it to completion, and scripts of Experience and Judgment were
in 1935 he authorized Landgrebe to put the drawn. On the other hand, the style and the
main message of the book are relatively
material into final form for an independent
volume. Landgrebe again made additions straightforward, and for the most part the
intricacies of the phenomenological method
from earlier manuscripts and tried to take
and the peculiarities of Husserl’s transcen¬
into account Husserl’s later work, which now
focused on the themes found in the Crisis. dental idealism1 are kept offstage. In sum,
although the book is an incomplete work
The result was the book Experience and
Judgment, a work described by Landgrebe with a curious origin, it is quite clear, and
Husserl himself would probably have judged
(in his “Editor’s Preface”) as resulting from a
it a fair introduction to his views on experi¬
“collaboration of a unique kind.”
The “material” of Experience and Judg¬ ence and judgment.
ment is said to stem entirely from Husserl
(i.e., his manuscripts, notes, and conversa¬
II
tions), but the “literary form,” the phrasing
Experience and Judgment is said in its
and organization, is to be ascribed to Land¬
subtitle to be a study in the genealogy of
grebe. Except for a few sections, such as
logic.” The general aim of that study can be
“Appendix I” (a practically unchanged man¬
outlined in terms of some familiar problems
uscript from 1919 to 1920), it is difficult to
of the empiricist tradition. Logic as Hus¬
tell with certainty which parts of Experience
serl understands it can be taken to include
and Judgment are to be traced entirely to

289
290 HUSSERL ON SPACE AND TIME

not only the sheerly symbolic discipline we It is possible to divide the major ap¬
know today but also —and primarily —the proaches to the first problem into two
realm of all objective judgments and so all groups: “noncompatibilist” and “compati-
scientific knowledge. It is only natural to bilist.” The noncompatibilists see a deep
seek for that knowledge some kind of foun¬ conflict between what is asserted by the
dation in experience, and so to seek its ori¬ common man and what is (or at least seems
gins or “genealogy.” However, at least two to be) asserted by modern science. The more
serious and related problems immediately conservative, or instrumentalist, wing here
arise here. First of all, there are various ways resolves the problem by eventually denying
to treat the idea of a foundation of science, that science has any distinct truths to offer.
especially in view of the prima facie multi¬ The more radical, or scientific realist, wing
layered nature of our knowledge, in which takes the opposite path of denying that the
systematic scientific judgments appear to be manifest image is ultimately true. A divi¬
built upon or at times even conflict with the sion can also be made among compatibilist
more imprecise judgments of the common views on this issue, but here the alternatives
man. Second, the question arises of how are not so much opposites as rather a series
judgment can be based on anything that is of relatively naive views that can be con¬
purely experiential rather than already par¬ trasted with the more complex and ulti¬
tially judgmental. We seem to move always mately Husserlian view. On the most naive
within a set of judgments, and any move to view there is no conflict between the scien¬
a truly distinct realm of experience would tific and manifest images because no basic
seem to bring us only to mute and unhelp¬ contrast is even recognized. Here it may be
ful bare givens. believed that the categories by which we im¬
The first problem, which involves what mediately experience the world are simply
might be called the conflict of the manifest the general categories of modern science, as
and scientific images,2 is treated by Husserl if there were no other way the world could
in his discussions of the relation of the “life- appear (see Experience and Judgment, sec¬
world” to the “Galilean world-view.”3 That tion 10). Less naively, it may be believed
discussion is referred to in Experience and that between the manifest and scientific im¬
Judgment primarily only in its long intro¬ ages there is a rather simple foundational re¬
ductory section, but it provides a framework lation, such as Carnap presented, for exam¬
for the work as a whole, for it involves a basic ple, in The Logical Structure of the World.
problem that concerned Husserl not only in Now Husserl is in one way closest to this
his last years but already in the period of the last view because it is at least definitely foun-
earliest manuscripts upon which Experience dationalist. Sometimes Husserl is thought
and Judgment is based.4 The second prob¬ rather to be an instrumentalist because he
lem, on the other hand, can be seen primar¬ speaks of science as a mere method throwing
ily as a special theme of Experience and Judg¬ a “garment of ideas” over the life-world (see
ment alone, especially as regards its central again Experience and Judgment, section
claim that there is a “prepredicative” realm 10). But usually it is clear that he does not
of experience at the basis of all predicative mean thereby that science itself distorts
activity, hence underlying all logic in the what is true; he means only that we are phil¬
broadest sense.5 The primary answer that osophically misled if we believe the scien¬
Husserl presents here to the second problem tific realm requires no general foundation.7
— that phenomenology reveals a totally iso¬ Husserl does not think we should divorce
lated ego presented with a structured flow of the scientific realm from the experiential
individual nonconceptualized bodies —may one as extremely as the noncompatibilists
seem naive and has some features that are do, but he also sees that if a foundational re¬
rejected by many phenomenologists.6 How¬ lation is to be posited, it must not be con¬
ever, if Husserl’s approach here is under¬ ceived in a naive empiricist manner. In par¬
stood in the light of what he believes about ticular, he holds that (i) the givens at the
the first problem, it may be taken to be much base of the foundation are not synchroni-
more sophisticated than it at first appears. cally atomic but are necessarily relative to a
EXPERIENCE AND JUDGMENT 291

surrounding field of experience; (ii) this even if not necessarily consciously first-
field in turn is not diachronically atomic in present or even ever-known by itself. Pre¬
that it becomes cognitive not by any mere predicative experience (and the “genealogy”
accumulation of distinct impressions but of logic as a whole) is then a necessary theo¬
only via an active process of synthesis and in¬ retical posit (see Experience andJudgment,
terpretation; (iii) and the field is to an ex¬ section 11) introduced to account for the jus¬
tent historically relative, and it becomes re¬ tification that we believe the judgmental
lated to science proper only when the most and scientific realm has.
basic synthetic processes are transcended by Such an idea is not unique to Husserl,
the projection of theories and idealizations and notable analogues to it can be found in
of a mathematical nature. the American philosophical tradition. What
This last point bears on the “more sophis¬ distinguishes Husserl is his Cartesian meth¬
ticated” approach promised earlier to the odology, his belief that the ultimate layer of
problem of a nonconceptual foundation for experience that the philosopher must posit
judgments. By reflecting on the field of ex¬ is revealed through a special form of phe¬
perience from a historical perspective, Hus¬ nomenological reflection and is not purely
serl demonstrates especially clearly that he theoretical but can be brought to a kind of
does not take the ultimately fundamental intuition. Moreover, Husserl assumes this
and prepredicative realm to be an explicit layer has a specifically mental (though not
part of our consciousness. On the contrary, psychological, in the ordinary sense) nature,
he believes that not only that realm but also and that it could not be accounted for merely
elementary predications have been covered in terms of some kind of material substrate
over by the influence of science. Thus Expe¬ underlying linguistic dispositions. It is obvi¬
rience andJudgment is hardly a mere search ous that there are alternatives to this position.
for the prepredicative; it is also from the be¬ One might contend, as recent scientific realists
ginning (see, e.g., section 1) largely a disclo¬ do, that once a turn to theoretical considera¬
sure of the predicative realm and a demon¬ tions is taken, it need not be inconsistent to
stration of how deeply logic has penetrated understand the ultimate knowledge-gener¬
even the lower levels of our experience. Be¬ ating states of knowers themselves in terms
cause of the complexity of this insight Hus¬ of the most complicated features of the nat¬
serl’s criticism of his opponents can take on ural objects that we know. On the other
an apparently contradictory form. Some¬ hand, as some recent Continental philoso¬
times he seems to charge them with forget¬ phy has suggested, it is also possible to reject
ting the fact that what we are originally the theoretical approach in favor of a more
oriented to are ordinary-sized perceptual radically phenomenological and historical
objects and not the peculiar entities and method, and so to treat as a fateful aberra¬
properties of science or even the idea of their tion the whole notion that the justification
possibility (as providing in a readily accessi¬ of natural science is a legitimate primary
ble way a fully determinate ultimate struc¬ goal of philosophy. A large part of the con¬
ture for natural objects). Yet at other times tinuing appeal of Husserl’s philosophy may
his criticism presupposes that this is pre¬ lie in the fact it attempts a sophisticated ac¬
cisely not a fact (at least if “originally ori¬ count of the central significance of modern
ented to” means “consciously aware”), and science without opting for such an extreme
that on the contrary modern man is already positive or negative position.
oriented toward objects primarily as possibly
theoretically determinable entities. The sci¬ Ill
entific viewpoint is then to be countered not
because it does not reflect our common ex¬ The following excerpt from Experience
perience, but, rather, precisely because it andJudgment comes from near the end of
does reflect so much of that experience it the last part of its discussion of the prepredi¬
must be countered since it has covered over a cative realm. It attempts to illuminate the
realm that is “original” in a special sense, relation between what for Husserl is the
namely, as epistemologically fundamental most complex aspect of that realm, the vari-
292 HUSSERL ON SPACE AND TIME

ous kinds of passive temporal experiences, the world at large.9 Here Husserl goes into
and the basic feature of the judgmental considerable helpful detail in trying to give
realm, the construction of an objective tem¬ a relatively nonidealistic rendering of what
poral framework. The move from experience he calls the “inner truth” of the Kantian doc¬
to judgment here requires first of all that a trine that time is the universal form of expe¬
plurality of temporal impressions be com¬ rience. He discusses how it is the form of
bined into a unity. Not every such unity di¬ each individual intuited (object), of each
rectly reflects an objective temporal unity, particular connection of intuiteds, and of
and thus arises the question of how the vari¬ the total realm of all intuiteds (for all intui-
ous kinds of intuitive unity that may subjec¬ tors), as well as how it is the form of each in¬
tively develop relate to unity that can be ob- dividual intuiting, of each particular con¬
jectly asserted. At the simplest level this is nection of intuitings (e.g., in the experience
the problem of how mental acts of a “posi¬ of a duration), and of each total set of in¬
tional” nature—of a kind that posits tuitings as the stream of consciousness of an
genuine individuals, such as memory and ego. With respect to the last unity Husserl
perception—are to be sorted out. A broader states that this stream constantly constitutes
issue arises when it is seen that a subjective a total memory field that is potentially ac¬
unity of positional and nonpositional con¬ cessible to one, although at any moment
sciousness, such as phantasy, is possible. only a smaller given field may be intuitive.
This raises the problem not only of better In this way Husserl takes the identity of the
specifying the distinct trait of objective uni¬ person to be constituted by not only a rela¬
ties but also of determining whether this tion of continuity but also one of psycholog¬
trait implies any limits for the possible ical connectedness to all its acts.10
worlds that can occur in a purely subjective As is often the case, it is not clear whether
phantasy consciousness.1 2 3 4 5 * * 8 these phenomenological claims really estab¬
Throughout these analyses Husserl mani¬ lish general truths about our situation, let
fests his commitment to doctrines that for alone necessary truths about all possible ex-
contemporary readers may have a strong periencers. But the value of Husserl’s work
Strawsonian flavor. Not only does Husserl cannot be measured by the strength of sup¬
believe that predicative judgments concern¬ port for such particular claims here; it lies
ing spatial particulars are basic, but he also rather in the provocative and broad nature
takes objectivity to consist in the possibility of his analyses as a whole. A good sample of
of asserting such judgments by tracing a these analyses, I believe, is to be found in
temporal path through experiences such that the following extract concerning the diffi¬
the unity of one’s path can be distinguished cult and still largely uncharted area of the
from a spatiotemporal unity that constitutes nature of the experience of temporality.

NOTES

1. For a recent treatment of this crucial problem 6. See G.T. Null’s helpful “Review of Experience
see Karl Ameriks, “Husserl’s Realism," Philosophical andJudgment," Man and World 2 (1974): 182-92.
Review 86 (1977): 498-519- 7. A helpful article here isj J. Compton’s “Natu¬
2. See Wilfrid Sellars, “Philosophy and the Scien¬ ral Science and the Experience of Nature,” in Phenom¬
tific Image of Man," in Science, Perception and Reality enology in America, ed.J.M. Edie (Chicago, 1967), pp.
(London, 1963), chapter 1. 80-96.
3. See Husserl’s The Crisis of European Sciences 8. Husserl’s view here may be compared with N.
and TranscendentalPhenomenology, trans. David Carr Wolterstorff, “Worlds of Works of Art,” Journal of
(Evanston, 1973), section 9, pp. 29ff., and “Transla¬ Aesthetics and Art Criticism 35 (1976): 121-32.
tor’s Introduction.” 9. See especially Peter Strawson’s Subject and
4. See, e.g., Husserl’s “Philosophy as a Rigorous Predicate in Logic and Grammar (London, 1974) and
Science” (1910) and Ideas (1913), section 40. The Bounds of Sense (London, 1966), pp. 97-112.
5. A good treatment of this problem is given in 10. For a recent discussion of these characteristics
Ross Harrison, “The Concept of Pre-Predicative Experi¬ see D. Parflt, “Personal Identity," Philosophical Review
ence,” Phenomenology and Philosophical Understand¬ 80 (1971): 3-27.
ing, ed. E. Pivcevic (London, 1975), pp. 93-107.
EXPERIENCE AND JUDGMENT 293

FURTHER REFERENCES

Derrida, Jacques. Speech and Phenomena and of Mind.” Ph.D. dissertation, Institute for
Other Essays on Husserl's Theory of Signs. Philosophy, Goteborg, 1977.
Translated by David Allison. Evanston: North¬ Kohak, Erazim. Idea and Experience. Chicago:
western University Press, 1973. University 6f Chicago Press, 1978.
Eley, Lothar. “Life-World Constitution of Propo¬ Landgrebe, Ludwig. Der Weg derPhanomenolo-
sitional Logic and Elementary Predicate Logic.” gie. Giitersloh: Giitersloher, 1963.
In Analecta Husserliana, vol. 2, pp. 333-53. Stroker, Elisabeth. “Edmund Husserl’s Phenome¬
Dordrecht: Reidel, 1972. nology as a Foundation of Natural Science.”
Findlay, John. “Husserl’s Analysis of the Inner- In Analecta Husserliana, vol. 2, R245F. Dor¬
Time Consciousness.” Monist 59 (1975): 3-20. drecht: Reidel, 1972.
Gurwitsch, Aron. “Phenomenological Presuppo¬ Tragesser, Robert. Phenomenology and Logic.
sitions of Logic.” In Studies in Phenomenol¬ Ithaca: Cornell University Press, 1977.
ogy and Psychology, pp. 350-58. Evanston: Welton, Donn. “Intentionality and Language in
Northwestern University Press, 1966. Husserl’s Phenomenology.” Review of Meta¬
Haglund, A.R. “Perception, Time and the Unity physics 27 (1973): 260-93.
16

Experience and Judgment* **


Translated by J. S. Churchill and Karl Ameriks

The Passive (Temporal) Unity of Perception ration of the individual in question, there¬
fore as duration filled with the individual
In order for a unity of the perception of a plenitude of the moments of its material
plurality of individuals to be possible, it content.
must be given as simultaneously affecting in The same thing holds for a plurality of
a single now of consciousness. This means individuals. But they are then present to¬
that the unity of a sensuous perception, the gether to consciousness in the unity of an in¬
unity of an intuitive object of consciousness, tuition only if a unity of the consciousness
is the unity of a sensuous consciousness in constituting original duration and tempo¬
which everything objective, whether it is a rality in general includes this plurality ac¬
self-enclosed individual or a plurality of cording to the modes of the simultaneous
such individuals, attains original givenness and the successive. Then, not only is each of
in and with the form of a temporal dura¬ these individuals intuited and each present
tion, rendering an encompassing and objec¬ to consciousness with its companions in a
tive unity possible. temporal duration, but they are originally
If we assume, to begin with, one individ¬ present to consciousness all together, in one
ual that comes to intuition, then the unity duration: they form a sensuous unity all to¬
of the intuition of this individual extends gether, in that the duration which connects
exactly as far as the unity of its original dura¬ them is constituted intuitively in the origi¬
tion, i. e., of the original duration which is nal sensuous form. As far as originally con¬
constituted in original time-consciousness. stituted time extends, thus far extends the
The individual emerges anew from the intu¬ originally and sensuously (that is, passively,
ition, even though it may also further en¬ prior to all activity) constituted unity of a
dure in itself and may even be intended possible objectivity, which is either a single
relative to consciousness, although not intu¬ individual or a plurality of coexisting inde¬
itively, as enduring somehow or other—if pendent individuals. Such an originally given
the continuing original constitution of time plurality is not a collection merely snatched
does not constitute this duration as the du¬ together by an act of colligation but a unity
of objectivity, which, to be sure, as a merely
*Reprinted with permission of the publisher from
temporally established unity, is not a new,
E. Husserl, Experience and judgment, trans. by J. S. somehow consolidated “individual.”
Churchill and Karl Ameriks (Evanston: Northwestern With these comments, it has become evi¬
University Press, 1973), pages 157-82. dent that a plurality, a mere coexistence of
**Husserl’s footnote references to other parts of Ex¬
pregiven individual objects, is a unity of
perience and Judgment have been deleted here. The
reader should be aware, however, that Husserl meant connection: not a categorial unity produced
his comments to be related directly to other parts of his in a creative spontaneity, but a unity of the
full text. same sort as that of a particular individual.

294
EXPERIENCE AND JUDGMENT 295

Certainly, it is not itself an individual, but it as objects for me, as objects of a world only
has the basic phenomenological property of for me. But the reference to objective time
all simply given objectivities: namely, that it —which is unavoidable here and in the fol¬
must be given originally and as a sensuous lowing if we are to understand in depth the
unity and that, for it, all active apprehen¬ contrasts between perception and memory,
sion requires a unitary pregivenness of sen¬ on the one hand, and the lived experiences
suousness. To be sure, what has already of imagination, on the other, and the differ¬
been originally preconstituted in passivity ences conditioned by the unity founding the
first becomes a theme only through active relation—already leads beyond this domain
apprehension. Accordingly, the temporal of being-only-for-me. Objective time, ob¬
form is not only a form of individuals, inso¬ jective being, and all determinations of exis-
far as these are enduring individuals, but it tents as objective certainly designate a being
also has, further, the function of uniting in¬ not only for me but also for others.
dividuals in a unity of connection. The unity
of the perception of a plurality of individu¬ The Unity of Memory and Its Separation
als is thus a unity on the basis of a connect¬ from Perception
ing temporalform. It is the unity which is at
the bottom of the relation already alluded In connection with the question about
to, namely, that of “lying-beside-one- the other kinds of intuitive unity which can
another,” hence, of relations of spatial posi¬ still exist beyond the immediate unity of
tion. Individual objects of perception have perception, we will, for the present, hold
their reciprocal spatial position on the basis ourselves within positional consciousness.
of their being-together in a single time. Consequently, the most immediate ques¬
More precisely, the time by which objects tion will concern above all the connection of
are united is not the subjective time of per¬ perception with memory as positional [setz-
ceptual lived experience but the objective ender\ presentification and the mode of
time conjointly belonging to the objective their intuitive unity, of a unity, therefore,
sense of this experience; not only are the which can also appear when the unified ob¬
lived experiences of perception immanently jects, which are in reciprocal relation, are
simultaneous, in other words, in general not given simultaneously in a perception
linked to a single perception of the plural¬ but are given partly in perceptions, partly in
ity, but the objectivities intended in these presentifications.
experiences as actually being are also in¬ The following serves as an example:
tended as objectively and simultaneously through perception I see a table before me,
enduring. The unity of intuition which is and at the same time I am reminded of an¬
present here is thus not only a unity on the other table, which formerly was in its place.
basis of the intuitive intention of the plural¬ Although I can, as it were, “place” the re¬
ity in a present lived experience but a unity membered table beside the perceived table,
of objective togetherness. This will become it is still not beside the latter in the unity of
clearer in contrast to other cases in which in¬ an actual duration; it is in a certain manner
tuitive unity is also present but where the separated from the perceived table. The
objects united intuitively are objectively in¬ world of perception and the world of mem¬
tended as existing at different times or, as in ory are separate worlds. But, on the other
the case of imagined objectivities, as in gen¬ hand, there is still a unity, and this, as will
eral existing at no objective time. become apparent, in a multiple sense, inso¬
These cases will compel us to go a little far as I have both tables before me in a single
beyond the domain of that which is proper intuitive presence. In what sense are we talk¬
to oneself alone, a domain to which in other ing here of separation, and in what sense of
respects our study remains limited (cf. Intro¬ unity?
duction, pp. 57ff.)- If, up to now, it has Certainly, there is a legitimacy to talking
been a question of perception, thus of a po¬ about the separateness of the perceived and
sitional consciousness intending objects as the remembered. If I live in memory, I have
existing, these objects were thought of only a unity of intuition of memory; what is re-
296 HUSSERL ON SPACE AND TIME

membered is there before all acts of compar¬ first appears in isolation admits of being
ing, distinguishing, relating; the remem¬ “freely” extended; we press on in the hori¬
bered is “sensuous” and made of flowing zon of memory away from the present, we
parts, “intuitive,” unitary, and self-enclosed progress continuously from memory to
—just as long as I live in one intuition of memory. All the memories which thereby
memory which persists uninterrupted, as long appear are now stretches, flowing into one
as I don’t “leap” from memory to memory in another, of one interconnected, homogene¬
a chaos of sudden “whims.” Every uniform ous memory. As a rule, the process under¬
memory is in itself continuously uniform goes at the same time a loss of detail and
and in itself constitutes for consciousness a curtailment (contraction) by the omission of
unity of objectivities, which is an intuitive- unessential parts of the memory. It is neces¬
sensuous unity: intuitive in flowing parts, sary, therefore, to distinguish:
we said. That is, the running-through in 1. The unity of the specific (always flow¬
memory of an event of sufficiently long du¬ ing) memory-field, which is an intuitive
ration has exactly the same structure as its unity in the narrow sense: the running-
apprehension in original perception. Just as through in memory of an event of longer
in perception there is always only a single duration is one memory insofar as in every
phase intuitively present to consciousness in phase of this recollective lived experience
the original, which phase, immediately de¬ what has been intuited in the preceding
tached from the next and retained in grasp, phase, the earlier past, is “still” intuitive,
is united synthetically with it, so, in the still retained in grasp, while what newly ap¬
memory of the event, the whole event is, to pears in it is just attaining “primary” intu¬
be sure, intuitively intended in its unity, itiveness.
namely, in all of its phases, although always 2. The total intuitive memory-field in
only a single stretch of its flowing temporal¬ the broad sense: to this belongs, first of all,
ity is “really intuitive.” the continuum “run through” in a unity of
The principle of the closed nature [Ge- consciousness, a continuum of truly intu¬
schlossenheit) of memory is naturally exactly itive memory-fields, among which the no
the same as that which we have determined longer truly intuitive still have a retentional
previously for perception, namely, it is based vividness and are not “absorbed.” Further,
on a unity of temporal duration. It is a unity, to this also belongs everything which,
not only in relation to the extraction and though not recollected anew, is still in¬
thematic contemplation of a perceived indi¬ cluded in the horizons of the past—included
vidual thing or event, but in relation to the as the mere potentiality of bringing inten¬
unitary phenomenon of the “impression” tions in the form of recollections to fulfill¬
which founds this activity, a phenomenon ment, at first in the form of intuitive recol¬
in which a unity of objectivity (however nu¬ lections which then themselves dwindle
merous its components may be) is sensu¬ away retentionally, becoming retentions
ously pregiven to us, is already passively which are nonintuitive but still vivid, which
there for us. It is an originally constituted are absorbed but still not lost.
structure which flows along continuously. All these unities of recollection are sepa¬
This structure, whether of perception (first¬ rate from one another (if they are not traced
hand sensuous givenness) or of memory, is back to an original perception in separate
always for itself, and only the horizon- and individually structured processes or
intentions give it a connection with the ob¬ bound together by a continuous bond into
jectivity which extends beyond it, with the an interconnected unity of one recollection).
objective world of which it is a constituent The sensuous unities, objects, and connec¬
part. tions that appear in recollection are separate
In such memory there can occur, on the from one another and also separate from
basis of these horizon-intentions, what we whatever appears in the respective world of
call continuous running-through in mem¬ perception. Therefore, we obviously cannot
ory, for example from a more recent past up say that the given makes its appearance here
to the incipient present. The memory which [in recollection] and there [in perception] in
EXPERIENCE AND JUDGMENT 297

a false or in a genuine “intuitive,” “sensu¬ To introduce the matter of intersubjec¬


ous” connection. An object of perception, tivity, what we have said also holds true if
for example the fountain pen which 1 now another person tells me about his past expe¬
perceive lying on the table here, is not con¬ riences, communicates his memories: what
nected intuitively with the book which a year is recalled in them belongs to the same ob¬
ago lay in the same place on the table and jective world as that which is given in my
which I now remember. The book is not “be¬ and our common present lived experience.
side” the fountain pen; it has no relation of The remembered environing world of the
spatial unity with it at all, because, for such other, about which he tells us, may certainly
a relationship, precisely the unity of what is be another world than that in which we find
intuited within one temporal duration is re¬ ourselves at present, and likewise the envi¬
quired. Such relations, and the act of rela¬ roning world which I myself remember may
tional contemplation directed on them, the be another world; I can have changed my
relations ofthe spatial situation of objects to place of residence, have come to another
one another, are therefore not possible in country, with other men and other customs,
the case of objects which appertain to intu¬ etc., or this same geographical neighbor¬
itions separated in such a manner. hood with its inhabitants may have so
changed in the course of a human life that it
The Necessary Connection, on the Basis of has simply become another; but, despite all
this, all these different remembered envi¬
Time as the Form of Sensibility, between
roning worlds are pieces of one and the same
the Intentional Objects of All Perceptions
objective world. This world is, in the most
and Positional Presentiflcations of an Ego
comprehensive sense, as the life-world for a
and a Community of Egos human community capable of mutual un¬
derstanding, our earth, which includes
Nevertheless, despite this separation, within itself all these different environing
there is still a unity here, and relations of worlds with their modifications and their
unity based on it. Of what sort they are will pasts —the more so since we have no knowl¬
become clear to us when we recall the edge of other heavenly bodies as environing
horizon-intentions already mentioned. Ev¬ worlds for possible human habitation.1 In
ery perception, as a consciousness intending this unique world, everything sensuous that
an actual objectivity, has its horizon of be¬ I now originally perceive, everything that I
fore and after. It refers back to what was per¬ have perceived and which I can now remem¬
ceived before, which can be presentified in ber or about which others can report to me
memories, even when these are not immedi¬ as what they have perceived or remembered,
ately connected with the respective percep¬ has its place. Everything has its unity in that
tion but are separated from it by obscure it has its fixed temporal position in this ob¬
unremembered stretches. Apart from the jective world, its place in objective time.
connection, to be considered later, that ev¬ This holds for every object of perception
erything perceived “reminds” one of some¬ as such, i.e., as an intended object, as an ob¬
thing past that is similar or like even though ject alleged to actually exist. This signifies
temporally separated —a connection which is that in perception, in the sphere of the liv¬
therefore a relation of likeness and similitude ing present, there is conflict, the sudden
— there is also still another kind of unity, ly¬ change of one perception into a second
ing at a deeper level: when through memo¬ which is in a conflict of interpenetration
ries, starting from a perception, I am led with it (cf. above, section 21), and this is also
back into my own past, this past is precisely true of every past perception which has
my own, the past of this same subject who is emerged. Conflict occurs in sensibility itself
present and living. And the past environing (therefore, prior to all activity). But at the
world [Umgebungswelt\ which is now re¬ same time it should be noticed that inten¬
membered belongs to the same world as the tional time, the time which pertains to what
world in which I now live, only it is presenti¬ is intended as objective as such, is not af¬
fied in a fragment of its past. fected by conflict, insofar as the intentional
298 HUSSERL ON SPACE AND TIME

objects which are in conflict and which in¬ nections capable of establishing unity. But,
terpenetrate are not in conflict with respect from the first, “form” designates here the
to the temporal moment itself; as if, for ex¬ character which necessarily precedes all
ample, two temporal situations with the others in the possibility of an intuitive
same coloring were to come into conflict in unity. Temporality as duration, as coexis¬
the same way as the colors of an object can tence, as sequence, is the necessary form of
come into conflict as two different colors at all objects of intuition as unities and in this
variance with each other in the same tempo¬ respect is the form of their intuition (the
ral situation. Sensuous conflict, originally form of concrete, individual intuitivities).
occurring as passive, necessarily involves two At the same time, the expression “form
objects of the same temporal determination of intuition” has still a second sense: every
and presupposes this identity of temporal individual intuited in the unity of an intui¬
determination. tion is given in a temporal orientation,
Thus the sensuously constituted tempo¬ which is the form of the givenness of all that
ral series is unique in every respect: it is in it is present in one presence. But, in addition,
that everything intentional as such which is it is also true that all concrete individuals
sensuously constituted (appears originally) (abstract individual moments are affected
is ordered, irrespective of further character¬ by this in an obvious consequence), which
istics of unity and independence already are first given to consciousness in uncon¬
constituted or to be constituted. Therefore, nected intuitions, pertain to the unity of a
all that appears originally, even if it appears single time (which is certainly not intuitive
in conflict, has its determinate temporal po¬ but can become intuitive in free develop¬
sition, i.e., it has not only a phenomenal ment, i.e., in the fulfillment of the inten¬
time, that is, one given in intentional objec¬ tions which are in the intuitions and which
tivity as such, but also its fixed position in must be brought to givenness). The one
the one objective time. More precisely, even time is the form, the one unique form, of all
if objects, in the mode of their reciprocal individual objectivities which an ego has
suppression, can appear only one after the given or may have given in intuitions at first
other, and, when the one appears, the other unconnected, e.g., in perceptions and in
is present to consciousness in the mode of memories separated from them. Or: every
concealment, still, every such object, perception has its horizon, which is capable
whether given as concealed or manifest, of being developed in an infinity of intu¬
must have its intentional temporal situation itions to which correspond objectivities, pre¬
and its own position in the one time. sented to consciousness through this devel¬
We now understand the inner truth of opment as given in a single time; it is one
the Kantian thesis: time is the form of sensi¬ time, which, in its development and there¬
bility, and thus it is the form of every possi¬ fore in its givenness, appears as the same, to
ble world of objective experience. Prior to which also pertain the intuitive lived experi¬
all questions about objective reality—prior ences themselves and the lived experiences
to the question concerning what gives prior¬ of the ego in general.
ity to certain “appearances,” to intentional This is then continued in empathy. In
objects which are self-giving in intuitive ex¬ empathy an objective, intersubjectively com¬
periences, by reason of which we bestow on mon time, in which everything individual in
them the predicate “true” or “real object” — lived experiences and temporal objectivities
is the fact of the essential characteristic of all must be capable of being ordered, is consti¬
“appearances," of the true as well as those tuted. This constitution can be reduced to
shown to be null, namely, that they are the fact that for every ego empathy is noth¬
time-giving, and this in such a way that all ing other than a special group of positional
given times become part of one time. Thus, presentifications in relation to memories
all perceived, all perceptible, individuals and expectations and that, like all positional
have the common form of time. It is the first intuitions, the ego can unite these intuitions
and fundamental form, the form of all in the way already mentioned.
forms, the presupposition of all other con¬ When we inquired about the connection
EXPERIENCE AND JUDGMENT 299

which makes possible the unity between all and experiences of all ego-subjects which are
the perceptions and positional presentifica- in mutual understanding are in connection
tions of an ego, this was found to be the with regard to their intentional objects—a
temporal connection. It is established in the connection which is that of an objective
sphere of passivity, and this implies in sensi¬ time being constituted in all their subjective
bility. Any perceptions whatsoever within times and of an objective world itself being
an ego-consciousness necessarily have a con¬ constituted in objective time.
nection, whether the ego actively combines It is, to be sure, a fundamental problem
them, putting them into relation with oth¬ of phenomenology to explain fully how ev¬
ers, to which it links them, or whether it ery experience (e.g., every recollection) comes
does not live in them at all and is occupied to have this connection with every other
ydth other objects, no matter what they may (e.g., a recollection has a connection with
be—they have this connection in themselves: the corresponding actual perception) of the
they constitute an all-embracing connection same ego or in the stream of consciousness of
of their intentional objects. Each perception the same ego, a connection which produces
has its retentional horizon and provides the the association of everything that is experi¬
possibility of entering into this horizon and enced in one time; and it is also a problem
of developing it in memories. Thus all con¬ to understand the kind of necessity which
nections not given intuitively in the unity of claims to hold good for every possible ego
a perception refer back to enchainments and its experiences.
[Verkettungen\ of connections in the unity If one speaks of the stream of conscious¬
of actual intuition, that is, to the possibility ness, then in a certain way one already pre¬
of continuous recollections which reproduce supposes infinite time, under the guidance
the enchainment intuitively. On the other of which, so to speak, one goes back or
hand, what is actually intuited exhibits new moves forward from consciousness to con¬
actual intuitions, and this exhibition is pro- sciousness. If a consciousness is actually
tentional expectation. It pertains to the na¬ given (or represented as given in possibility)
ture of the perceptions of an ego that they and if it necessarily continues to flow on,
occur only in continuous enchainment. The then the possibility exists that recollections
unity of an ego extends, and can extend, of consciousness arise which lead to a stream
only as far as we have a unity of internal con¬ of consciousness unified in memory. These
sciousness; and all intentional objects of the difficult problems, and in particular that
perceptions which appear in this conscious¬ which concerns how the apprehension of ab¬
ness must, to the same extent, also consti¬ solute temporal determinations of objects,
tute a temporal connection which coincides the constitution of their location in objec¬
with that of the immanent time of the acts. tive time, comes about, and how in general
Every perception and every recollection as this continuity of absolute, objective time
the reproduction of a perception must, manifests itself in the subjective times of
therefore, set up for their objects a temporal lived experiences: all this is the great theme
relation which on principle is capable of be¬ of a more worked-out phenomenology of
ing made intuitive. They are connected with time-consciousness.
each other as referring to objects, either ac¬
tual or intended, within one world. This Transition to Quasi-Positionality.
connection serves as the basis for a certain The Unconnectedness of Intuitions
kind of relation, for relations of the tempo¬ of Imagination
ral location of all perceived objectivities in¬
tended in perceptions as actually existing. If, until now, we have considered only
In a general way, and formulated as a the possibilities of intuitive unity within po¬
law, we can say: all perceptions and experi¬ sitional consciousness, within the unity of
ences of an ego are in connection with re¬ perceptions in respect of one another and of
gard to their intentional objects; they are re¬ perceptions in respect of positioning presen-
lated (even where they enter into conflict) to tifications, we now pass to quasi-positionality,
a single time. And, similarly: all perceptions that positionality appertaining to perceptive
300 HUSSERL ON SPACE AND TIME

or to reproductive imagination; we ask what as was shown for a perception or a memory


possibilities of intuitive unity can exist complete in itself. What is imagined is al¬
within it (considered as the unity of its in¬ ways something temporal; e.g., all sensuous
tentional objects) and likewise between it imagination imagines a sensuous object,
and the intentional objects of positional and intentional temporality pertains to this
lived experiences. merely by its being an intentional object.
In between the lived experiences of the The object of imagination is present to con¬
perceptive intention of objects in the actual sciousness as temporal and temporally deter¬
world there can appear—without connec¬ mined, enduring in time; but its time is
tion with them —lived experiences of imagi¬ a quasi-time. Consider, for example, the
nation, which are directed toward fictions, imagining of a red-colored triangle such as it
toward objectivities intended as fictions. appears in my mind. I can describe it and,
These have no connection with the percep¬ by describing it, also arrive at its duration. It
tions; this means: while all perceptions with is a temporal object, it has its time. And yet
regard to the objects intended in them are it is not in time. This means: the temporal
joined together in a unity and have refer¬ duration of the triangle, with all of its points
ence to the unity of a single world, the ob¬ of time, is modified in the same way that
jectivities of imagination fall outside this the quasi-coloration which it has is a modifi¬
unity; they do not join together in the same cation of the color of an actual red triangle.
way with the objectivities of perception in Everything has a color. A thing of imagina¬
the unity of a world intended as such. tion is an imagined thing; it is imagined as
Certainly, the imaginings [Phantasien] of colored in such and such a way, etc. The
one ego have a connection, not only among imagined color is the intentional correlate of
themselves but also with the perceptions of the imagination and as such has the mode of
this ego, as lived experiences, as do all the as-if. Nevertheless, it makes good sense to
lived experiences of internal consciousness, say that what is merely represented (or, in
which, relative to them, is perceptional. As general, represented, perceived, remem¬
lived experiences, imaginings are ordered in bered, imagined, etc.) might also be actual,
the unity of the ego, just as all acts are— or that it might not be actual: namely, that
which means that internal consciousness something unreal, given in a representation
constitutes intentional connection. But they or presented to the mind, and being identi¬
still have no connection in their objective re¬ fied according to rule, might conform,
lations, either among themselves or with point by point, determination by determi¬
perceptions. The centaur which I now imag¬ nation, to something actual. The same
ine, and a hippopotamus which I have pre¬ thing holds in reverse, namely, that for each
viously imagined, and, in addition, the thing given regularly in normal perception
table I am perceiving even now have no con¬ we could construct a pure fiction which rep¬
nection among themselves, i.e., they have resented exactly the same object in exactly
no temporal position in relation to one an¬ the same manner of representation. But one
other. Though all experiences, past and thing which distinguishes actually existing
present, are united in the connection of one objects is necessarily lacking in the mere fic¬
experience, and though they have therein tion: absolute temporal position, “actual”
the unequivocal temporal order in absolute time, as absolute, rigorous uniqueness of
time of the before, the after, and the simul¬ the individual content given in temporal
taneous, this is not true of the objectivities form. To put it more plainly: time is cer¬
of the imagination; the centaur is neither tainly represented in imagination, and even
earlier nor later than the hippopotamus or represented intuitively, but it is a time with¬
than the table which I now perceive. out actual, strict localization of position — it
In a certain sense, to be sure, every objec¬ is, precisely, a quasi-time.
tivity of imagination has its time; it is pres¬ To be sure, we also have intuitively in
ent to consciousness as a unity of temporal imagination phenomenal places and dis¬
duration. Thus time also functions here as tances, references relative to place or posi¬
constituting a unity, exactly in the same way tion. But imagination still offers us no posi-
EXPERIENCE AND JUDGMENT 301

tions which allow themselves to be identified crete essence, in general), as there are or can
in the sense of an “in-itself” and which can be such imaginings, thus, infinitely many.
be distinguished accordingly. We can repre¬ No absolute position of one can be identical
sent to ourselves a red-colored triangle in as with that of another. However, what other
many completely detached imaginings as we relations are possible between them is still to
wish, [and we always represent it] in a com¬ be examined.
plete self-identity, in a duration completely Note: If we speak of several disconnected
the same: each triangle is then different imaginings of a completely like objectivity,
from every other as the content of a different with respect to which, despite this likeness,
imaginative consciousness, but qua individ¬ we can talk of neither individual identity
ual object it differs in no way. If the things nor nonidentity, it is to be remarked that we
imagined are actually without connection, do not mean by this a plurality of imagin¬
then it is impossible to speak of several ob¬ ings of one and the same imagined thing, in
jects or even of one and the same object rep¬ the rigorously positive sense which implies
resented repeatedly. In view of this, we want that, relative to consciousness, these imagin¬
to assume, in order to be exact, that the ings are imaginings of the same. For if I
imaginings in question present their objects imagine A, then I can, forming an image of
within exactly the same “horizons,” hence, the content A, completely similar, intend
that when one represents object A in a con¬ this imagined A a second time as the same
text of temporal objectivity, determined or thing that I had imagined earlier. This takes
undetermined as so and so, the other does it place in a very simple way in an act which is
in exactly the same context, determined or related to the first act of imagination exactly
undetermined in exactly the same way. as a recollection is to an earlier perception of
With the freedom of imagination, this pos¬ the same thing. We thus behave “as if” we
sibility of imaginings being exactly the same called to mind again a quasi-perception;
is given a priori. and such a quasi-recollection (which in the
Thus the sense of the affirmation of the change of attitude [of consciousness] in¬
disconnectedness of the intuitions of imagi¬ volves an actual recollection of the previous
nation has become clear. Objectivities of act of imagination and what was imagined
imagination lack absolute temporalposition, as such) can be linked as often as we like
and so they also cannot have a temporal unity to the first act of imagination, possibly hav¬
among themselves, a unique temporal order ing at the same time the character of a rec¬
like the objects of perception—that is, inso¬ ollection of what was previously already
far as we speak, as previously, of imaginings recollected, etc. We then have a chain of
which do not constitute among themselves a imaginings, not of unconnected but of in¬
cointended connection relative to conscious¬ tentionally interrelated imaginings, which
ness, [which do not constitute] a unity of on their part can be transformed into a unity
imagination. Such a possible constitution of of interrelated recollections in which what is
unity is external to the essence of imagin¬ repeatedly intuited is present to conscious¬
ings. It is not part of their essence that they ness and given intuitively as the same. How¬
must appear in a continuous enchainment, ever, this is already a case of the constitution
which would be, as [a form of] unity, a con¬ of a connection between imaginings, which
tinuity of imagination. Imaginings separate must now be examined in greater detail.
from one another have no necessary connec¬
tion a priori and, as a rule, also have none in The Unity of Time and Connection
our actual experience. Hence, in such cases [Instituted] in Imagination by the
there is no sense in asking whether the ob¬ Combination of Imaginings into the Unity
ject of the one precedes or follows that of the of a World of Imagination.
other. Every act of imagination, being di¬ Individuation as Possible Only within the
vorced from all [temporal] connection, has World of Actual Experience
its own imagination-time, and there are as
many such, incomparable with one another In spite of the essential disconnectedness
(disregarding their general form, their con¬ of all intuitions of imagination, unity is still
302 HUSSERL ON SPACE AND TIME

possible to some degree even here, namely, presence; in it, like is distinguished from
as far as in all imaginings—speaking in like on the basis of individuality. But, in ad¬
terms of the modification of neutrality— dition, there is an “individual” singulariza-
there is constituted a single quasi-world as a tion in imagination, as far as it is possible in
unique world, partly intuited, partly in¬ general (in the unity of interrelated individ¬
tended in empty horizons. To be sure, it re¬ ual imaginings) to convert this act into an
mains within the province of our freedom to intuitive unity, into the unity of a single
allow the indeterminateness of these hori¬ presence in the extended sense (as a contin¬
zons to be quasi-fulfilled in an arbitrary way uum of flowing presents), without supple¬
by imaginings. But this changes nothing re¬ mentation by new imaginings relative to
garding the fact that, so far as this is the new objects and extending the imagined
case, all these imaginings have a connection world.
in the unity of an object-consciousness But how is it possible to make this con¬
which encompasses all of them, a conscious¬ version if we pass from one imaginary world
ness actual and possible. The “unity of an to another to which it is unrelated? In the
imagination” is manifestly nothing other nature of any two imaginings there is noth¬
than the unity of a possible experience or ing at all to imply that they require to be
the modification of neutrality of a unity of unified in a single act of imagination. As
experience. But this unity affords precisely soon as we move intentionally within a sin¬
the ground for the essence: unity of ex¬ gle complex of imaginings, correlatively,
perience. within a single imaginary world, there is
There is thus a formation of unity in all agreement and contradiction, there is in¬
free imaginings belonging to a fairy tale, compatibility, and all the relations of spatial
which, in order to have an unencumbered and temporal position which we have
imagination, we conceive to be free from all pointed out for objects within an actual
relation to the actual world. Whether our world are also equally possible here: every¬
imagination runs through the story at one thing is now carried over to the quasi. But
stretch or in separate sections, each new between complexes of disconnected imagin¬
stretch is linked to the preceding one by an ings there is nothing like this. For the
obscure horizon, but one capable of further “things,” the events, the “actualities” of one
development, whereby the obscure memo¬ world of imagination have “nothing to do”
ries are for me, the continuing reader of the with those of the others. Better: the fulfill¬
tale, actual memories of what I have already ments and disappointments of intentions
read and which have been imagined by me, constitutive of one of these worlds can never
while in the course of my engagement in the extend to intentions which are constitutive
tale the linkage takes place in “memories in of another, in connection with which it does
imagination,” which are themselves quasi¬ not matter that we are dependent on quasi¬
memories. intentions. Here the unity of time plays its
A single act of imagination — this encom¬ special role as the condition of the possibil¬
passes, therefore, an arbitrary “complex” of ity of a unity of the world, as the correlate of
imaginings which, precisely by their specific the unity of “one” experience and, so to
sense, converge to form an intuitively possi¬ speak, of the ground on which all incompat¬
ble, unitary act of imagination in which, ibilities occur in the form of “conflict.”
concordantly, a unitary world of imagina¬ How are the singularizations of temporal
tion is constituted as a correlate. Within points, temporal durations, etc., related to
such a world of imagination we have, for ev¬ one another within different imaginary
ery individual object of imagination (as worlds? We can speak here of the likeness
quasi-actuality), an “individual” singular- and similarity of the components of such
ization [ Vereinzelung] for every temporal worlds but never of their identity, which
point and every duration. We have it first of would have absolutely no sense; hence, no
all in the most strictly defined unity of an connections of incompatibility can occur,
act of imagination, namely, within a single for these would indeed presuppose such
EXPERIENCE AND JUDGMENT 303

identity. It makes no sense, e.g., to ask namely, within the fixed unity of an imagi¬
whether the Gretel of one fairy tale and the nary world. Thus our initial exclusion of the
Gretel of another are the same Gretel, sphere of neutrality for the purpose of lay¬
whether what is imagined for the one and ing the foundation of a theory of judgment
predicated of her agrees or does not agree proves to be justified, insofar as a theory of
with what is imagined for the other, or, judgment must begin precisely with the ex¬
again, whether they are related to each perience of the individual as yielding ulti¬
other, etc. I can stipulate this —and to ac¬ mate self-evidence, and such experience of
cept it is already to stipulate it—but then the individual does not occur in imagination
both fairy tales refer to the same world. or in general in a neutral consciousness.
Within the same tale I can certainly ask such
questions, since, from the beginning, we The Problem of the Possibility of
have a single imaginary world; but the ques¬ an Intuitive Unity between Objects
tion ceases to make sense where the imagi¬ of Perception and Objects of Imagination
nation ceases, where it does not supply more of One Ego
precise determinations; and it is reserved to
the development of imagination, in the If, nonetheless, the experience of imagi¬
sense of the pursuance of the unity of a com¬ nation has been taken into consideration
plex of imaginings, to seize upon determi¬ within the field of our inquiry, this has its
nations arbitrarily (or, in the case of instinc¬ ground in that imagination involves more
tively continuing again, to leave open the than a merely indifferent parallel to actual
possibility of such determinations). experience and the determinations being re¬
In the actual world, nothing remains alized therein. It is therefore not enough
open; it is what it is. The world of imagina¬ merely to transfer everything which has ap¬
tion “is,” and is such and such, by grace of peared in the domain of positionality to the
the imagination which has imagined it; a quasi. Rather, in spite of the lack of connec¬
complex of imaginings never comes to an tion between objects of perception and ob¬
end that does not leave open the possibility jects of imagination, an intuitive unity of a
of a free development in the sense of a new kind which can contribute to the (relative)
determination. But, on the other hand, determination of individual objects given in
there is still, in the essence of the connection experience is still possible even here. The
which constitutes the “unity” of imagina¬ pursuance of this question concerning the
tion, an abundance of essential limitations, unity which remains possible here will lead
which must not be overlooked. They find us to the broadest concept of the unity of
their expression in this: that in the continu¬ intuition— broader than those set forth up
ation, although free and open, of the unity to now—and to the most inclusive kind of
of a complex of imaginings, it is the unity of relations, namely, the relations of likeness
a “possible world” which is constituted with and similarity, which are possible between
an encompassing form of the time of imagi¬ all objectivities capable of being united in
nation pertaining to it. such a unity of intuition, whether they are
In what has been pointed out, the impli¬ objects of perception or of imagination.
cation is that individuation and identity of By way of anticipation, we call attention
the individual, as well as the identification to the fundamental function of these rela¬
founded on it, is possible only within the tions and hence also of free imagination in
world of actual experience, on the basis of the higher dimension of the consciousness
absolute temporal position. We may call at¬ of generality and, in particular, the intu¬
tention to this only very briefly here, for a ition of essences. This function will be dis¬
complete theory of individuation is not now cussed in detail in Part III. Here we remain
our intention.2 Accordingly, the experience in the sphere of the experience of the indi¬
of imagination in general provides no indi¬ vidual, and we now ask: what sort of unity
vidual objects in the true sense but only quasi¬ of intuitions makes these relations possible,
individual objects and a quasi-identity, and on what does it rest?
304 HUSSERL ON SPACE AND TIME

The Possibility of the Establishment of an while the lived experiences of expectation


Intuitive Connection between and perception are partly contemporaneous
All Objectivities Constituted in One Stream and partly successive, the perception in one
part preceding, the expectation following.
of Consciousness by Association
Since here it is a question of positional lived
experiences, all these intentional objectivi¬
a. The Temporal Unity of All the Lived
ties, the individual objectivities intended in
Experiences of an Ego.
them, have an absolute position in objective
The unity we inquire about here cannot time, in world-time, and this position is in
be the unity of objectivities in absolute principle capable of being made intuitive by
world-time as the unity of simultaneity or the establishment of a series of memories,
succession. For it has been shown that ob¬ going back from the present perception.
jects of imagination have no temporal con¬ More precisely: it belongs to their objective
nection, either with objects of perception or sense; they are intended as determined by
among themselves, and consequently also their absolute position in objective time.
no possible unity based on such a connec¬ Leaving this out of account here, the consti¬
tion. Therefore, if the unity is not a unity of tutive lived experiences, as lived experiences
objectivities, it can only be a unity of the in internal time-consciousness, have, in ad¬
lived experiences constituting objectivities, dition, their absolute temporal position rel¬
of lived experiences of perception, of mem¬ ative to one another, their before and after.
ory, and of imagination. The like is true of the lived experiences of
All the lived experiences of an ego have imagination which appear in this stream,
their temporal unity; they are constituted in but the imaginary objectivities intended in
the absolute flow of internal time-conscious¬ them have no absolute, identifiable tem¬
ness and in it have their absolute position poral position.
and uniqueness, their unique appearance in Thus, there is a temporal unity among all
an absolute now, after which they retention- the lived experiences of an ego, a unity
ally fade away and sink back into the past. which, to be sure, is not yet a unity of intui¬
Naturally, this time of the lived experiences tion. For what is intended, intuited, in the
is not the time of the intentional objectivi¬ lived experiences, namely, the objectivities
ties in the lived experiences. If, e.g., while I perceived, remembered, or imagined, are
perceive my material environment, a flash separated from one another. And although
of memory comes to me and I devote myself among all perceived and remembered indi¬
entirely to it, this world of perception does vidual objectivities of positional lived expe¬
not then disappear; no matter how much riences there is the unity which it is possible
this world may lose its “actuality,” may to render intuitive and which these experi¬
“withdraw from me,” perceptively it is al¬ ences have, on the basis of their absolute
ways there, perceived, in the broader sense temporal position in the objective world,
of the term. The memory in which I now this possibility of connection disappears for
live furnishes me a time for what is remem¬ imaginary objectivities. Nevertheless, on
bered, which is implicitly oriented toward the basis of being constituted together in
the present of perception. But what is re¬ the flux of one time-consciousness, there is
membered is past and even “lies far behind” the possibility of the establishment of an in¬
in relation to the perceived (a character tuitive connection among all objectivities
which is not an immediately intuitive, tem¬ constituted in it.
poral character but refers to a deployment in
chains of intuitions), while the memory as a b. The Double Function of Association for
lived experience is contemporaneous with
the Connection of Positional Consciousness.
the lived experience of perception. And if
we form a foreseeing expectation, the ex¬ However, in order to actually establish
pected is then characterized as futural, as be¬ such an intuitive connection, i. e., a unity of
coming (although this is also not intuitive), intuition between the intentional objects of
EXPERIENCE AND JUDGMENT 305

the same ego, temporally separated from sociative awakening can separated memories
one another, the fact of their being consti¬ be related to one another and be inserted, as
tuted together in one ego-consciousness is we move back from one member to the
not yet sufficient. Time-consciousness is, af¬ next, into one intuitive nexus of memory.
ter all, a consciousness which establishes This means that, once memories are associa-
only a general form (cf. sections 16 and 38). tively awakened, they can then be ordered
The actual awakening, and, therewith, the in the temporal connection, the before and
actual intuitive unification of perceptions after “as they actually were,” and their tem¬
and memories or, correlatively, of inten¬ poral position in the past can be deter¬
tional objects of perception and memory, is mined. Associative awakening thus consti¬
the achievement of association, that mode tutes the presupposition for the constitution
of passive synthesis founded on the lowest of temporal relations, of the “earlier” and
syntheses of time-consciousness. We have “later.” To be sure, in the domain of recep¬
already had to go back to the regularities of tivity, to which we now limit ourselves,
association and affection in order to under¬ nothing more occurs than the establishment
stand the structure of a sensuous field, a of a unified connection of memory; the con¬
field of pregivens actively affecting us, nection of memory, as it is awakened by
which are together in a single presence, and association, is run through and presentified.
in order to understand, further, both the It is on the basis of this that, at a higher
possibility that particular givens stand out level, the temporal relations which find
from this field and that the ego is induced to their expression in the temporal modalities
turn toward them and apprehend them ob¬ of the predicative judgment can then be
jectively (homogeneous association) and the apprehended.
possibility of the unification of data from Through associative linkage, the no longer
different sensuous fields given in a single living worlds of memory also get a kind of
presence (heterogeneous association). But being, despite their no longer being actual;
beyond this function of unification within a the present “awakens” a past, flows over into
presence, association has a broader one, a submerged intuition and its world. From
namely, that of uniting what is separated, the like or the similar the tendency goes in
insofar as this was ever at all constituted the direction of a complete recollection,
within a single stream of consciousness, and, even before anything actually emerges
thus, of uniting the present with the not- in memory, “remembering” has a peculiar
present, the presently perceived with remote “intention going back into the past to the
memories separated from it, and even with like or the similar”; it calls the similar to
imaginary objects: the like here recalls what mind, which thereby is not an empty noth¬
is like there, the similar recalls the similar. ing but for consciousness is comparable to
Hence a unique reciprocal relationship takes the horizon, which has receded, of the just-
place, though, to be sure, in this sphere of now-intuited, or (what amounts to the same
passivity and in the sphere of receptivity thing) of the just-having-been-intuited
which is constructed on this, it is not yet a past, which persists obscurely in the horizon
relation in the logical sense of a spontane¬ of what is still actually intuitive. It is, there¬
ous, creative consciousness in which a rela¬ fore, an inverse process. From what is given
tion as such is constituted. intuitively (perception or memory) ema¬
If we still limit ourselves for the time nates an intention, an intentional tendency,
being to positional consciousness, it is thus in which, gradually and uninterruptedly,
the function of association first of all to what is submerged and no longer living
vivify the connection which all perceptions, seems to steadily change over to the vivid
past and present, of one ego have with one and ever more vivid, until, at a tempo now
another on the basis of their being consti¬ more deliberate, now more rapid, what has
tuted in one time-consciousness and to es¬ receded appears again as intuition. When the
tablish among them an actual unity relative tempo is very rapid, we speak of a “sudden”
to consciousness. Only on the basis of an as¬ appearance, whereas in fact the difference is
306 HUSSERL ON SPACE AND TIME

only in degree. Complete submergence is can discover the appropriate intermediate


thus only a limit of what has receded, as, on members by tentative actualization of the
the other hand, the opposite limit is com¬ stretches of memory not forgotten, and
plete intuitiveness; thus, intuitiveness does from these members the associative awaken¬
not really denote a breach. Linked to this, to ing ray can go toward what is submerged
be sure, are the processes of overlapping and and make it again living. The analysis of all
interpenetration, of the fusion of memories this is the theme of a phenomenology of
belonging to different “awakened” worlds of presentifying consciousness, which cannot
memory. here be further carried out.
That such “awakening,” radiating out Association thus has a double function
from the present and directed toward the for positional consciousness; on the one
vivifying of the past, is possible must have hand, it establishes, on the basis of absolute
its ground in the fact that between the like position in the stream of time-conscious¬
and the similar a “sensuous” unity is already ness, the actual connection of all percep¬
passively constituted in advance, a unity in tions of an ego, present and past, in the
“subconsciousness,” which unites the differ¬ unity of one memory, and, on the other
ent situations of actual and submerged intu¬ hand, it establishes an intuitive unity of the
itions. Thus, in all situations, and in confor¬ remembered, in that it brings the awakened
mity with all likenesses and similarities, into the unity of an intuition with the awak¬
there are constant connections, and the ening, in a way to be discussed forthwith.
“awakening,” the calling-to-mind of the ear¬
lier, is only the vivifying of something which c. The Intuitive Unification of the
previously was already there. To be sure, Intuitions of Perception and Imagination
this vivifying does bring in something new, on the Basis of Association, and the
in that now a new intention, radiating from
Broadest Concept of the Unity of Intuition.
the awakening situation, goes to what is
awakened, an intention which, after this ir- All this is of particular importance if we
radiance, changes its state to neutrality and consider that this associative connection ex¬
thus to a phenomenal persistence. ists among all the lived experiences of an ego
All these occurrences of associative awak¬ as far as they at all objectively constitute in
ening and linkage take place in the domain themselves anything similar and anything
of passivity without any participation by the comparable, therefore that this connection
ego. The awakening radiates from what is includes not only the positional intuitions
presently perceived; the memories “rise up,” but also those of imagination, which in
whether we will or no. But the ego can also themselves are unconnected with regard to
have the desire to remember, the desire, for their temporality. Consequently, not only is
example, to presentify again a past event in there a unified correlative objectivity consti¬
its order of occurrence. At first it may be tuted within every section, present in the
that only pieces are presentified, still not or¬ broadest sense (present, whether in a per¬
dered as to earlier and later. It may be that ception, a memory, or even in an imaginary
the intermediate parts are missing, which perception), of the stream of consciousness,
the ego, by the probative presentification of and, furthermore, not only is a cohesive
connecting members having an awakening unity constituted in the flux of these
function, seeks again to vivify until it finally presences; there is also, beyond these con¬
has the entire occurrence before itself in a nections which unify sections of individual
closed sequence of memories in which each presence, a connection which is instituted
individual part can be assigned its temporal between arbitrarily different presences, of
position. But even this active remembering which one is actual, the other submerged.
is possible only on the basis of the associative The submerged is reawakened by association
awakening which has already taken place; and presentified in intuition and is thus in¬
the awakening itself is an event which al¬ tuitively unified with the awakening in a
ways occurs passively. The activity of the ego new presence.
can provide only the conditions for this; it On this depends the possibility of a unity
EXPERIENCE AND JUDGMENT 307

between the present and the presentified, one intuitive succession or into an intuitive
between perception and associatively awak¬ coexistence (that is, into a unity of simulta¬
ened memory or imaginary intuition. It is neous duration). If they are spatial objects,
an intuitive, sensuous unity, constituted in they then appear eo ipso in the unity of the
an actual and proper field of intuition and, one same space, in fact in the unity of the
beyond this, in a living temporal field, i.e., part of infinite space which includes the ob¬
a unity founded in intuitive singularities. jects of the privileged intuition, and they
This unity presupposes a unity of conscious¬ appear in the case of contemporaneity as en¬
ness in which is constituted an original tem¬ during side by side or as appearing one after
poral field with content, or in which a modi¬ another in this space and remaining there.
fied, quasi-original field is constituted in A unity of intuition, a unified assemblage
the unity of a memory or of a memory lead¬ of objects of intuition (it being of small im¬
ing back to a perception. Here we always portance whether perceived or presentified),
have, not only some connection or succes¬ means, therefore (since we are in the sphere
sion of intuitions, but one intuition with of individual or quasi-individual objects), a
one correlative unity of the objective. To the unity of time in which these objects are intu¬
intuition belongs the form of time—as the itively together. To be sure, we must also dis¬
form which connects and at the same time tinguish here between what is the business
makes all further connection possible—and of passivity—being awakened—and what,
(with transcendent objectivities) the form of built on this, is the business of (receptive)
space which is ordered with time; naturally, activity—the apprehension of what is awak¬
in the case of the unitive intuition of ele¬ ened, the act of turning toward what has
ments not actually coexistent, the form of been pregiven in the unity of an intuition.
space does not appear as the form of objec¬ This unity of intuition, originally estab¬
tive space but as the form of apparent space, lished by association, is such, therefore, that
in which things that appear are not actually it is possible, not only between perceptions
constituted as connected in the unity of an and memories of the same ego, but also be¬
objective duration but are collected on the tween positional and imaginary intuitions.
basis of the associative awakening. With this we have attained the broadest
If we place the remembered table beside concept of the unity of intuition, which we
this perceived table, then we have a space can define as follows:
with a spatial plenitude and, giving itself in The unity of intuition is the unity of an
it, a vivid second table and a time in which intuitive object-consciousness and has as a
this juxtaposition of both tables appears for correlate the intuitive unity of objectivity.
a while. Here it does not matter that the re¬ Different individuals (or quasi-individuals
membered table in itself “belongs” to an¬ of imaginary intuitions) can, however, attain
other objective time than the perceived table. the unity of an intuition, or, correlatively,
We have a unity of “image,” and this is the can in general form a unified intuitive objec¬
image of a present, of a duration with a co¬ tivity, only insofar as they are encompassed
existence to which pertains a spatial unity. by the unity of an intuitively constituted
Thus we can spatially “bring together” ob¬ time, insofar, therefore, as they appear
jects belonging to different fields of pres¬ phenomenally as simultaneous or consecu¬
ence if they are physical objects, “juxtapose” tive (or in reciprocal temporal displacement,
them in an apparent space; we can also jux¬ partly simultaneous, partly consecutive) in
tapose them or bring them together tempo¬ the unity of an intuitive presence.
rally, and this last in every case, even in that This implies: the unity of the intuition of
of nonspatial objects, or where objects are time is the condition of the possibility of all
not capable of coexistence. We can then say: unity of the intuition of a plurality of ob¬
we bring objects which belong to different jects connected in any way, for all are tem¬
fields of presence together by transposing poral objects; accordingly, every other con¬
them to one temporal field; we move the nection of such objects presupposes the
first objects to the intuitive temporal field of unity of time.
the others. In this way we bring them into
308 HUSSERL ON SPACE AND TIME

NOTES

1. In view of this, the objective world is, to be sure, world of humanity, stands with regard to the objective
equated with the life-world of humanity, the all- world in the strict sense, i. e., to the world as determined
embracing community wherein mutual understanding in the sense of natural science.
is possible. In our context we can disregard the problem 2. For a few supplementary observations see sec¬
of knowing how the world, taken concretely as the life- tion 42.
PART FIVE

Husserl on the Social and


the Personal Worlds

Besides the lifelong reflections on questions about logical psychologism, the


status of phenomenology as a science, and the repeated investigations into the
varied philosophical problems of space and time, Husserl returned often in his later
philosophy to the peculiarly difficult problems which the existence of other minds
posed for the transcendental concern of his philosophy. These difficulties are ex¬
plained with enormous ingenuity in a variety of later texts, most notably perhaps
the Cartesian Meditations and the extensive materials gathered in the three volumes
in the Husserliana series on the complex topic of intersubjectivity. Part of Husserl’s
concerns with intersubjectivity included the nature of the social sciences and espe¬
cially the kinds of questions which are often discussed today in the context of moral
philosophy.
Part Five includes a selection of materials which illustrate many of these later
concerns of Husserl. The materials once again comprise both more comprehensive
statements, such as those to be found in Husserl’s texts on “Phenomenology and
Anthropology” and “Renewal,” as well as more fragmentary texts, such as the reflec¬
tions on “Universal Teleology.” In addition, some materials are added from Husserl’s
recollections and correspondence.
It is essential to notice here the continuity between the issues raised in these
texts and those discussed earlier in this collection. In both places we find Husserl
dealing with the questions of psychologism, the nature of science, and, above all,
the coherence of his basic project, phenomenology as a truly rigorous science. But
the present texts are discontinuous with these common concerns in that they show a
new philosophical awareness of and a striking sensitivity to the difficulties not sim¬
ply of making one more new beginning but especially of finding an adequate start¬
ing point in the phenomenology of intersubjectivity that will allow Husserl finally
to skirt the insolvable difficulties of his earlier transcendental phase. This later con¬
cern with the intersubjective realm would lead to a series of new insights not only
into the cultural and historical situation of philosophy itself but also into the most
important critical work of his final years, the Crisis.
Despite the summary character of much of the work to be found in these texts,
what we discover is an unusual startling sensitivity to the ethical domain which is

309
310 HUSSERL ON THE SOCIAL AND THE PERSONAL WORLDS

hardly to be found at all in the more systematic and, in some ways, more impressive
earlier texts.
The historical is one helpful perspective on Husserl’s phenomenology and es¬
pecially on the philosophical ideals which motivated his work throughout his life.
In Husserl’s case —as in the case of other difficult German philosophers such as
Leibniz, Kant, Hegel, Nietzsche, and Heidegger—knowing something about the
intellectual debts to teachers and the interests discussed in the correspondence helps
fill in some of the necessary background to the philosophical work itself. Some¬
times, as in several of the letters included in these materials, the critical reader not
only achieves a better grasp of the context of Husserl’s work but also finds detailed
comments on topics of central importance in the development of Husserl’s own
work.
The historical materials included are of two kinds.
The first text is an attempt on Husserl’s part to set down his recollections of his
Vienna teacher, Franz Brentano. These recollections are valuable, not so much for
the light they throw on the substance of Husserl’s own philosophy, but for the re¬
flections they provide of certain personal and professional ideals which Husserl as¬
similated partly because of his studies and friendship with Brentano. These ideals,
although necessarily modified as Husserl’s work moved further away from
Brentano’s preoccupations especially with phenomenological psychology, nonethe¬
less remained a constant and strong influence on Husserl.1
The second set of materials is much poorer in information about Husserl’s in¬
tellectual and personal ideals but correspondingly richer in details on correlations
between Husserl’s philosophical work and its cultural context. The correspondence
with Arnold Metzger, for example, not only provides us with some important in¬
sight into how Husserl at this time understood the relationship between phenome¬
nology and Kantianism but also is an excellent example in its early paragraphs of
the intellectual and personal ideals which animated his researches. And the remarks
on Eucken, Reinach, and Shaw as well as the letter to Munsterberg also add several
details to our understanding and appreciation of Husserl’s intellectual background
and historical milieu.
With such materials in hand those interested in deepening their understand¬
ing of Husserl’s work will be increasingly sensitive to the peculiar mix of theoretical
ideals and philosophical practice that comprises Husserl’s phenomenology.

NOTE

1. For a detailed survey and discussion of the extensive correspondence between Hus¬
serl and Brentano see H. Spiegelberg, “On the Significance of the Correspondence Between
Franz Brentano and Edmund Husserl,” Grazer Pbilosophische Studien 5 (1978): 95-116.
17
A Transcendentalist’s Manifesto:
Introduction to
“Phenomenology and Anthropology”1
JOHN SCANLON

The Question istence: And the new philosophical anthro¬


pology rests upon Husserl’s own phenome¬
Can concrete human existence in the nology; hence, it is neither empirically factual
world be the true foundation for philoso¬ nor naively objective, but eidetic and reflec¬
phy? This is the question which Husserl asks tive in its approach to human existence.5
in his 1931 lecture “Phenomenology and An¬ Thus, the new question which the philo¬
thropology.” sophical situation in Germany raises for
At first it might look as if the growing Husserl is more specific: “Can a phenome¬
trend toward a general philosophy whose nological (reflective and eidetic) interroga¬
methodological foundation is a philosophi¬ tion of concrete human existence in the world
cal anthropology had prompted Husserl serve as the true foundation for philosophy?”
merely to review a question which he had al¬ If Husserl’s answer to this question is still
ready answered to his own satisfaction more negative, as it is, his reasons must lie in his
than thirty years earlier, in the “Prolego¬ conception of the distinctive character of
mena to Pure Logic” in \\\s Logical Investiga¬ philosophy itself and the consequent re¬
tions.'1 But, surprisingly, Husserl takes up quirements for founding it. And, since Hus¬
the question anew. And a closer look shows serl views the current formulation, despite
why he has to: the current philosophical an¬ its novelty, as only the latest version of a
thropology is itself significantly novel. question which has disturbed all of modern,
Husserl’s earlier arguments against psy¬ post-Cartesian, philosophy, his procedure is
chologism and anthropologism had empha¬ to reset the question within its original Car¬
sized two basic fallacies: the formal fallacy tesian context and then to propose a nega¬
of founding ideal sciences like logic upon tive response based upon insights yielded by
factual, empirical sciences like psychology or his own transcendental or constitutive phe¬
anthropology (“naturalizing ideas”), and nomenology.
the material fallacy of construing conscious¬
ness as reducible to physical elements and The Answer
principles (“naturalizing consciousness”).3
But the new philosophical anthropology rests In the European tradition, philosophy
upon Dilthey’s emancipation of the human has been understood as the science of all
sciences from the domination of the physi- that is, in two senses: collectively, as com¬
calistic model;4 thus, it can not be faulted prising the ideal unity of all the special
for naturalizing consciousness or human ex¬ sciences, each investigating its restricted do-

311
312 HUSSERL ON THE SOCIAL AND THE PERSONAL WORLDS

main of entities, and distinctively, as in¬ the given world. The source of this undis¬
cluding only those sciences whose questions turbed certainty is pervasive experience,
refer, not to limited domains of entities, but which provides such an unshakable convic¬
universally to all entities. tion that I cannot reasonably deny or doubt
Descartes transforms the very idea of phi¬ the existence of the given world. But if I am
losophy, and post-Cartesian philosophy can to be radically responsible, I can not simply
be seen as striving to overcome the pre- go on accepting this certainty as unques¬
Cartesian idea by preserving it while clarify¬ tioned. I must clarify, explicate, and articu¬
ing it in relation to a new methodological late this fundamental certainty and its mul¬
foundation. Retrospectively, pre-Cartesian tiple sources in experience. To do that, I can
objectivistic philosophy had identified with¬ not base my findings on what that experi¬
out question the formal concept “entity” ence itself presents as certainly existing,
[Seiendes\ with the materially determinate namely, the actual world. Hence, I must
concept “real entity” [Reales\ or “entity of perform an epoche with regard to the being
the world” \weltlich Seiendes\. Cartesian of the world in order to interrogate and clar¬
philosophy, by discovering a new funda¬ ify experience as the source of certainty con¬
mental dimension of philosophical ques¬ cerning it. The exercise of this epoche fur¬
tioning, that of subjectivity as experiencing nishes as a new, immediate and apodictic
the world, made it possible and necessary to source of evidence, the essentially new expe¬
distinguish those previously indistinguish¬ rience of myself not as an entity of the world
able concepts. but as a conscious life which continues to ex¬
Post-Cartesian philosophy has inherited perience entities of the world even though I
and attempted to resolve the basic concep¬ do not base any philosophical assertions
tual confusions which resulted from the dis¬ upon what that experience presents as exist¬
covery of this new fundamental dimension, ing. I now experience myself as “transcen¬
to which the familiar concepts of objectivis¬ dental ego,” as “transcendentally reduced
tic philosophy were inadequate. Specifically, consciousness.”
the question of Husserl’s lecture concerns Without entering into any of the com¬
the sense of this newly discovered subjectiv¬ plexities of constitutive phenomenology,
ity. Is it to be interpreted as “human,” “an¬ Husserl is confident that careful reflection
thropological”? Or, is it to be differentiated upon the very sense of this epoche suffices to
as “transcendental”? provide a definitively negative answer to the
Descartes was led to his discovery only be¬ main question of his lecture.
cause he transformed the very spirit of phi¬ I experience myself as a human being
losophizing by injecting into it the demand among other human beings and among
for utmost scientific radicalism. Scientists in other entities of the world. However differ¬
general are responsible for autonomy of ent in detail the apperception of myself or of
judgment, for basing their statements solely another human being as an identical indi¬
on the evidence of their own findings. The vidual may be from the apperception of
philosopher’s responsibility goes further: he other types of individual entities like trees or
must trace all such findings back to their ul¬ buildings, that apperception still fits within
timate foundation of meaning and knowl¬ the genus of apperceiving an entity of the
edge, a foundation which, to qualify as ul¬ given world whose existence is presupposed
timate, must itself be immediately and without question.
apodictically given. Thus, the very question By contrast, to apperceive myself as tran¬
of the true methodological foundation for scendental ego requires a different kind of
philosophy stems from the Cartesian and apperception by which I apperceive myself
post-Cartesian spirit of utmost radicalism in not as an individual entity of the given
science. world but, by virtue of this epoche, as a con¬
Guided by this radical demand, I discover scious life in which the apperceiving of enti¬
as a previously unnoticed and unexpressed ties of the world (including that of myself as
presupposition of all scientific activity and a human being) takes place.
nonscientific life my constant acceptance of When the respective apperceptions are
PHENOMENOLOGY AND ANTHROPOLOGY 313

made reflectively and raised to the eidetic tive interrogation but the total nexus of in¬
level, the contrast still stands. The transcen¬ terpretation in terms of which single details
dental reduction does not yield conscious¬ are experienced. In other words, “transcen¬
ness as an abstract layer of concrete human dental ego” or “transcendentally reduced
existence, as what is essential to human consciousness” on the one hand and “con¬
mental or spiritual life (a theme of interest crete human existence” on the other hand
to a phenomenological psychology or an¬ designate two essentially distinct “herme¬
thropology1 2 3 4 5 6 as well as toLebensphilosophie).
neutic”7 totalities corresponding to two dif¬
What transcendental or constitutive phe¬ ferent stances of reflective questioning.
nomenology presents as the true methodo¬ Husserl, who has carried through the
logical foundation of philosophy must be transcendental reduction with all possible
understood from the very sense of its task of thoroughness, speaks of the resultant posi¬
radically interrogating the meaning and le¬ tion in terms which should warn us against
gitimacy of science as genuine knowledge. taking it as an unambiguous perspective for
What it presents can be formulated most reflection upon mundane human existence:
generally as the essential regularities of cor¬ it is a stance “above all worldly existence,
relation between entities of every sort and above my own human life and existence as
the various species of lived experiences by man.” Philosophical questioning at a meth¬
which such entities can be meant and known. odologically fundamental level is by its own
internal logic supremely indifferent to spe¬
Comment cifically human affairs and human material
concerns, whether the fundamental empha¬
The question of the methodological sis is placed upon transcendental subjectiv¬
foundation for philosophy has its own logic. ity or upon the meaning of being. If that
On Husserl’s account, that logic requires a fundamental philosophical perspective is it¬
conceptual distinction between my own self taken as the vantage point from which
conscious life reflected upon as the con¬ to interpret concrete human existence, then
scious life of a human being and my own the result, besides being a conceptual confu¬
conscious life reflected upon as an instance sion as Husserl has indicated, may readily
of the formations of meaning which are nec¬ become, as Sartre has charged, a subordina¬
essary for any entities to be given. Husserl tion of the human to the nonhuman, in ef¬
presents that distinction as involving not fect, a “hatred of man.”8
specific details or isolated results of reflec¬

NOTES

1. A lecture delivered in Berlin, June 10, 1931. in a letter to Ingarden, “I am to speak in Berlin (June
Published in Philosophy and Phenomenological Re¬ 6), in Halle and in Frankfurt on Phenomenology and
search 2 (1941): 1-14. English translation by Richard G. Anthropology (Kant-Gesellschaft), and I must care¬
Schmitt, in Roderick M. Chisholm, ed., Realism and fully read my antipodes Scheler and Heidegger.” Ed¬
the Background of Phenomenology (Glencoe, I960), mund Husserl, Briefe an Roman Ingarden (The Hague,
pp. 129-42. Reprinted here. 1968), p. 67.
2. Tr. J. N. Findlay (New York, 1970). 6. Husserl took up the question of the difference
3. Edmund Husserl, “Philosophy as Rigorous Sci¬ between a phenomenological psychology, with its own
ence," tr. Quentin Lauer, in Edmund Husserl, Phe¬ distinctive epoche, and transcendental phenomenology
nomenology and the Crisis of Philosophy (New York, in at least three places: "Author’s Preface to the English
1965), pp. 79-122 (see pages 166-97 above). Also “Nat¬ Edition,” Ideas, pp. 5-22 (see pages 43-53 above);
uralistic Misconstructions" in Edmund Husserl, Ideas, “‘Phenomenology’: Edmund Husserl’s Article for the
tr. W. R. Boyce Gibson (New York, 1962), pp. 72-88. Encyclopaedia Britannica (1927): New Complete
4. Between 1914 and 1931 the first seven volumes of Translation by Richard E. Palmer, "Journal of the Brit¬
Wilhelm Dilthey’s Gesammelte Schriften had been ish Society for Phenomenology 2 (1971): 77-90 (see
published. pages 21-35 above); Phenomenological Psychology:
5. Apparently the main proponents of the position Lectures, Summer Semester, 1925, tr. John Scanlon
in question were too well known to require their being (The Hague, 1977).
mentioned by name. On April 19,1931, Husserl wrote, 7. In this lecture Husserl does not reject, but en-
314 HUSSERL ON THE SOCIAL AND THE PERSONAL WORLDS

dorses, a hermeneutical understanding of phenome- tique (Paris, I960), p. 248; English translation: Cy¬
nology, “a hermeneutic of the life of consciousness.” tique of Dialectical Reason, tr. Alan Sheridan-Smith
8. Jean-Paul Sartre, Critique de la raison dialec- (Atlantic Highlands: Humanities Press, 1976), p. 181.

FURTHER REFERENCES

Carr, David. Phenomenology and the Problem of Scanlon, John. “The Epoche and Phenomenolog¬
History. Evanston: Northwestern University ical Anthropology.” Research in Phenomenol¬
Press, 1974. ogy 2 (1972): 95-109.
Elveton, R. O., ed. The Phenomenology of Hus¬ Schmitt, Richard. “Husserl’s Transcendental-
serl: Selected Critical Readings. Chicago: Phenomenological Reduction.” Philosophy
Quadrangle, 1970. and Phenomenological Research 20 (1959-60):
Kohak, Erazim. Idea and Experience: Edmund 238-45; reprinted in Phenomenology: The
Husserl’s Project of Phenomenology in Ideas I. Philosophy of Edmund Husserl and Its Inter¬
Chicago: University of Chicago Press, 1978. pretation, edited by Joseph J. Kockelmans
Ricoeur, Paul. Husserl: An Analysis of His Phe¬ (Garden City, N.Y.: Doubleday, 1967).
nomenology, translated by Edward G. Ballard Sokolowski, Robert. The Formation of Husserl's
and Lester Embree. Evanston: Northwestern Concept of Constitution. The Hague: Nij-
University Press, 1967. hoff, 1964.
17

Phenomenology and Anthropology*


Translated by Richard G. Schmitt

It is a well-known fact that the younger needs to be subjectively grounded, one party
German philosophers have during the last claims that this must, of course, be done by
decade become increasingly interested in psychology; the other demands a science of
philosophical anthropology. Wilhelm Dil- transcendental subjectivity, a science of a
they’s Lebensphilosophie, a new kind of completely new kind, without which psy¬
anthropology, which is very influential at chology and the other sciences cannot be
present and has even affected the so-called grounded philosophically.
phenomenological movement, maintains Should we accept it as destiny that this
that true philosophy should seek its founda¬ controversy must reappear in every age, dif¬
tions exclusively in man and, more specifi¬ fering only in its historic guise? We cannot
cally, in the essence of his concrete worldly accept this. Philosophy needs its own
existence. This reform is considered indis¬ method of grounding its statements; this
pensable if the original constitutive phe¬ method must be implicit in the essence of
nomenology is ever to reach the truly philo¬ philosophy and in the fundamental mean¬
sophical dimension. ing of its task. If this meaning is necessarily
A complete reversal of principles has here subjective, the specific meaning of this sub¬
taken place. The original phenomenology, in jectivity must also be determined a priori.
its mature transcendental form, refused to Therefore, a fundamental decision between
derive any part of the foundations of philos¬ anthropologism and transcendentalism
ophy from any science of man and opposed, must be possible, one which transcends all
as “anthropologism” and “psychologism,” historical forms of philosophy and anthro¬
all attempts in this direction. But now, on pology (or psychology).
the contrary, one looks to human existence Yet everything depends on whether we
as the sole basis for the reconstruction of really possess the insights which this deci¬
phenomenological philosophy. The old con¬ sion presupposes and for the lack of which
trasts which have always agitated all of mod¬ the controversy has continued unabated. Do
ern philosophy recur in a contemporary guise we have these insights at our disposal today?
in this dispute. From the very beginning the Has the fundamental essence of philosophy
subjectivistic tendency which characterizes and of its method already been given so rad¬
our period of history develops in two oppo¬ ical a clarification and apodictic conceptual
site directions: one is anthropologistic (or definition that we can base a conclusive de¬
psychologistic); the other, transcendentalis- cision on it?
tic. While everyone feels that philosophy I shall try to convince you that, indeed,
the results of the development of constitu¬
*Printed with permission of the publisher and
tive phenomenology enable us to do so.
translator from Philosophy and Phenomenological Re¬ Without tracing the development itself, I
search 2 (1941): 1-14. wish to try to outline the transcendental-

315
316 HUSSERL ON THE SOCIAL AND THE PERSONAL WORLDS

philosophical method whose purification it fests itself in the intuitive world, the world
brought about and to present you at least of prescientific experience, in spite of its rel¬
with the idea of the transcendental philoso¬ ativity; but its properties which are true in
phy which this method enabled us to begin themselves transcend plain experience. Phi¬
to work out systematically. The fundamen¬ losophy, genuine science, attains them,
tal, that is to say, definite, decision of the though only in degrees of approximation,
question under discussion, how far philoso¬ by its appeal to the pure a priori which is ac¬
phy and, specifically, phenomenological cessible to everyone in apodictic insight.
philosophy can derive its method from The development tends toward the fol¬
“philosophical” anthropology will accrue to lowing idea. Philosophical cognition of the
us automatically on the basis of the acquired given world requires, first, universal a priori
insight. cognition, or, one might say, a universal on¬
Let us begin by contrasting pre-Cartesian tology which is not only abstractly general
and post-Cartesian philosophy. The former but is concretely rational, which grasps the
was dominated by the original objectivistic changeless essential form, the pure Ratio of
idea of philosophy; the latter, by the ten¬ the world down to all its regional spheres
dency toward a new subjectivistic-transcen¬ of existence. In other words, the cognition
dental idea. The modern struggle for a true of the actual world presupposes universal
philosophy (and the methodological contro¬ cognition of the essential possibilities, with¬
versies mentioned above) conceals the strug¬ out which neither any possible world nor the
gle to overcome the old idea of philosophy actual world can be conceived as existing.
and science in favor of the new idea: here, This a priori places within our reach a ra¬
genuine overcoming means at the same time tional method of knowing the actual world
conserving by clarifying its true sense as one in the form of rational factual sciences. Ex¬
that is transcendentally relative. perience will remain, but will be rationalized
It is well known that science, as we Euro¬ so as to share in the pure Ratio which
peans understand it, was created, in its gen¬ grounds cognition on its foundation to pro¬
eral outlines, by the Greek spirit. Its original duce a rational explanation and cognition of
name is philosophy; its object is the universe facts. In physical nature (for instance), pure
of whatsoever exists. It branches out into the mathematics as a priori of any conceivable
special disciplines whose main branches are nature makes genuine philosophical, i.e.,
called sciences, while only those disciplines mathematical, natural sciences possible. Yet
are called philosophical which deal univer¬ this is more than just an example: pure math¬
sally with questions that apply equally to all ematics and mathematical natural sciences
that exists. Nevertheless, the ancient concept first brought to light, albeit only within a
of philosophy as the concrete totality of the limited sphere, the goals of the original, ob¬
sciences will always remain indispensable. jectivistic idea of philosophy and science.
The final idea of philosophy and of sci¬ Only more recent developments showed
ence, conceived only dimly at first, is clari¬ the need for a further distinction which we
fied, shaped, and established step by step in must now introduce, that between the for¬
the course of a long period of development. mal and the material aspects of this concep¬
Cognition in the attitude of daviuci&iv, of tion. Formally, it is a conception of univer¬
purely “theoretical” interests, yields science sal cognition of the totality of being, which
in a first sense, which, however, soon proves is also rational cognition in the sense speci¬
insufficient. Merely empirical, descriptively fied above. But in the entire tradition the for¬
classificatory (inductive) knowledge is not mal concept of “what is” or of “something”
yet science in the full sense of the word. It has always had, as a matter of course, a ma¬
merely furnishes relative truth, tied to spe¬ terially limiting sense, namely, the sense of
cific situations. Philosophy, genuine sci¬ “being in the world,” i.e., of being real and
ence, aims at absolute, ultimately valid deriving its existential meaning from the ex¬
truths which transcend all relativity. Such isting world. It is the aim of philosophy to
truth defines what exists, as it exists in itself. be the science of the sum total of reality,
Of course, an actually existing world mani¬ but, as we shall see immediately, the dedi-
PHENOMENOLOGY AND ANTHROPOLOGY 317

cation to this aim has begun to waver in been begun, and is it being carried on sys¬
modern times. tematically? I answered these questions in my
The modern philosophic development introductory remarks. I cannot help regard¬
which begins with Descartes differs sharply ing transcendental or constitutive phenome¬
from all preceding developments. A new nology as that transcendental philosophy
kind of motive begins to function which at¬ which is established free from impurities
tacks, not philosophy’s formal ideal of being and is now being worked out in a genuinely
a rational science, but its material meaning, scientific manner. Although much discussed
which, in the end, it changes completely. and much criticized, it is, in fact, still un¬
No longer is the world naively presupposed known. Natural and traditional prejudices
as obviously existing and obviously given in act as a screen which does not allow the real
experience: its obviousness becomes a great meaning of phenomenology to penetrate.
enigma. Criticism, far from helping or improving,
The Cartesian regress from this given has, therefore, not yet touched it.
world, to the subjectivity experiencing the My task is now to make this true meaning
world and thus to the subjectivity of con¬ of transcendental phenomenology evident to
sciousness in general, opens up an entirely you. This will lead us to those fundamental
new dimension of scientific questioning insights which will help us decide whether
which we shall call transcendental even be¬ philosophical anthropology is possible.
fore investigating it. As a basic philosophic The most convenient starting point is the
problem this new dimension is expressed in Cartesian Meditations. We shall be guided
various ways: as the problem of cognition or only by their form and by the will to utmost
of consciousness, as the problem of the pos¬ scientific radicalism which emerges in them,
sibility of objectively valid science, or of the while disregarding the content which is viti¬
possibility of metaphysics, etc. ated, in many respects, by unnoticed preju¬
In all these expressions the problem is dices . We shall try to practice an unsurpassable
never precisely formulated in scientific con¬ scientific radicalism. All modern philosophy
cepts of original coinage. It always retains an originates in the Cartesian Meditations.
aura of ambiguity and, being vague, per¬ Translated into material terms, this historical
mits absurd formulations. It is difficult to proposition means that every genuine be¬
state and express the new dimension of cog¬ ginning of philosophy issues from medita¬
nition; traditional concepts are too alien to tions, from solitary reflections. Autonomous
its nature to do anything but misrepresent philosophy (in an age like ours, inciden¬
it. Thus, modern philosophy constantly tally, in which mankind has awakened to
strives to enter into this new dimension, to autonomy) comes into being in the solitary
formulate the proper concepts, ask the proper and radical attempt of the philosophizing
questions, develop the proper methods. individual to account and to be accountable
This is a distant goal and thus it is under¬ only to himself. Isolation and meditation
standable that all serious dedication to the alone make him a philosopher and make
scientific ideal has failed to replace the exist¬ philosophy necessarily begin in him. Ac¬
ing plurality of mutually contradictory sys¬ cepting only what is evident to me, I, as an
tems with one single philosophy which satis¬ autonomous ego, must pursue to its ulti¬
fies the transcendental motivation. mate grounds what others, following the
Has this situation improved in our time? tradition, regard as scientifically grounded.
Dare we hope that in the confusion and in These ultimate grounds must be immedi¬
the rapid coming and going of fashionable ately and apodictically evident. Only in that
philosophies, there is one in which the tran¬ way can I account for and justify my thought
scendental tendency of the modern period absolutely. There is no prejudice, therefore,
has been completely clarified and which has however obvious it might be, which I can al¬
produced a definitely established, apodicti- low to pass unquestioned and ungrounded.
cally necessary idea of transcendental philos¬ When I seriously try to fulfill this task, I
ophy? Has it produced a method of autono¬ am amazed to discover an obvious belief
mous, strictly scientific work? Has this work never before noticed or made explicit, a uni-
318 HUSSERL ON THE SOCIAL AND THE PERSONAL WORLDS

versal belief in existence, which pervades they are made the objects of judgments?
and supports my entire life. Imperceptibly, Our answer is similar to, but not identical
it also permeates my philosophical project, with, that of Descartes: Let the existence of
the creation of a universal science of the the world be questionable for me now be¬
world and, later, of special sciences of the cause it is not yet grounded, let it be subject
separate spheres of the world. The world to the epoche; I who question and practice
and its existence is always obvious, is always the epoche, I exist nonetheless. I am con¬
an unexpressed presupposition. scious of my existence and can grasp it im¬
The source of this assumption is, of mediately and apodictically. I experience
course, universal experience with its con¬ myself as this being who practices the
stant certitude of existence. What is the sta¬ epoche, an experience which I can justify
tus of its evidence? As far as individual reali¬ immediately and actively. This is not experi¬
ties are concerned, its evidence frequently ence of the world, because the validity of the
cannot withstand scrutiny. Its certitude of experience of the world has been suspended
existence occasionally becomes dubious and — yet it is experience. In it I apprehend my¬
is sometimes even cancelled because it is in¬ self as the ego in the world-epoche, with all
valid and illusory. Why is it, on the other that is inseparable from it. As this apodictic
hand, that the certitude of my experience of ego, therefore, I am prior to the existence of
the world as the totality of those realities the world because I exist as this ego whether
which really exist for me, remains un¬ or not the world’s existence can be accepted
shaken? It really is quite impossible for me and accounted for. Only as such an ego, ob¬
to ever doubt, let alone deny, it. viously, can I justify the existence of the
Does this supply sufficiently radical world ultimately and can I, if at all, practice
grounds for this certitude? Is not, perhaps, a science which requires radical justification.
the certitude of existence which inheres in We must now take a further important
the continuity of the experience of the world step: I have deliberately emphasized the
based on many different grounds? Have I term, ‘this ego.’ Having reached this point, I
ever pursued and explicated this certitude notice that my philosophizing ego has been
by questioning and by trying to account for genuinely revolutionized. At first, when I
the sources and the scope of the validity of began my meditation, I regarded myself as
experience? No! I have based my previous this individual who sought philosophic soli¬
life and scientific activities on it without tude only for a time in order to liberate him¬
ever justifying it. But it may not remain un¬ self from the judgments of his fellow men.
justified; it must be questioned. I cannot In spite of everything, I lived in the world
even begin a seriously autonomous science of experience whose existence I took for
without first having justified it apodictically granted. But since this world of experience
and ultimately in an activity of grounding must now remain in question, my being as
by questioning and answering. man among men and among other realities
After the certitude of existence, implicit of the world has become questionable too
in the experience of the world, has become and is also subject to the epoche.
questionable, it can no longer serve to sup¬ Due to this epoche, human solitude has
port judgments. This imposes upon us, been transformed into something radically
upon me as the meditating, philosophizing different: the transcendental solitude, the
ego, the obligation to practice a universal solitude of the ego. As an ego I am not this
epoche of the existence of the world with all man in the existing world, but the ego who
its individual realities which experience, questions the existence of the world, as well
even consistently coherent experience, offers as its being thus-or-so, without reservations,
as realities. or, in other words, the ego which still has its
What remains? Is not the world the uni¬ universal experience but has bracketed its
verse of all existents? Am I left with noth¬ existential validity. The same applies to all
ing? Can I still make judgments, and can those non-experiential modes of conscious¬
they be supported by any experience in ness in which the world possesses practical or
which I perceive existents originally, before theoretical validity. The world still appears
PHENOMENOLOGY AND ANTHROPOLOGY 319

as it appeared formerly; the life in and of tal ego and its transcendental sphere, on one
the world is not interrupted: the world is hand, and the worldly sphere with the hu¬
now a bracketed “world,” a mere phenome¬ man ego and the psychical sphere, on the
non; it is the flow of experience and con¬ other. Even after the contrast had been per¬
sciousness, in general—which now, however, ceived and the pure meaning of the task of a
is transcendentally reduced consciousness— transcendental science understood, as e.g.,
possessing only phenomenal validity. This by Fichte and his successors, the infinite
“world” with phenomenal validity is mani¬ transcendental ground of experience was
festly inseparable from transcendentally re¬ difficult to perceive and to exploit. Since
duced consciousness. German Idealism failed at this point, it lost
This completes the description of the its way in a mire of speculations whose un¬
phenomenological reduction in transcen¬ questionably unscientific character is by no
dental phenomenology. It is not a tempo¬ means to its credit, notwithstanding con¬
rary, but a permanent, deliberate absten¬ temporary opinion to the contrary. It is, of
tion from belief in the existence of the world, course, extremely difficult to do justice to
an abstention which I, as phenomenologist, the entirely new problem of a philosophical
am bound to observe permanently. In this method intended as the method of a scien¬
sense it is only the indispensable prerequi¬ tific philosophy, i. e., a science which is ul¬
site for the reflective activity of experiencing timately accounted for. But, in the final
and of theoretical judgment in which an es¬ analysis, everything depends on the method
sentially new field of experience and cogni¬ of beginning with the phenomenological
tion, the transcendental field, opens up. reduction.
Our new theme, which can become thematic If we miss the meaning of the reduction,
only through the epoche, is my transcen¬ which is the unique entrance to this new
dental ego, its transcendental cogitationes, realm, everything is lost. The temptations to
i. e., the transcendentally reduced conscious misunderstand are almost irresistible. What
lived experiences in all their typical forms, is more obvious than saying that it is I, this
and also the corresponding cogitata: what¬ human being, who employs the method of
ever I am conscious of in the modalities of the transcendental change of attitude and
such consciousness—all this while maintain¬ who thus retreats to his pure ego? What else
ing the epoche. All this constitutes the ego’s is this ego but an abstract stratum in the
transcendental domain of consciousness, concrete human being, what else but his
which, though changing, remains unitary at pure spiritual being in abstraction from the
all times. But this is only the beginning, al¬ body? To say this is to obviously relapse into
though a necessary one. Transcendental re¬ the naive and natural attitude and to think
flection, if continued, soon leads us to the in terms of the given world rather than of
transcendental property, “I can,” and to ha¬ the epoche. If I regard myself as a human
bitual dispositions and to many other being, I presuppose the validity of the
things, as (for example) the universal phe¬ world. The epoche, however, makes it clear
nomenal validity of the “world” as a perma¬ that the apperception, “human being,” re¬
nent universe in contrast to the varieties of ceives its existential meaning within the uni¬
consciousness of that world. versal apperception, “world,” only in the life
The phenomenological reduction dis¬ of the ego.
closes an entirely unsuspected, vast field of But even if one has reached the point
research. This is, first, a field of immediate which we have now reached, even if he can
and apodictic experience, the soil in which keep the transcendental fields of experience
all transcendental mediate and immediate and judgment strictly separated from the
judgments are rooted. Descartes and his fol¬ natural and worldly field, and even if he ob¬
lowers were, and remained, blind to this. It serves that a vast region of possible research
was, of course, extremely difficult to elicit opens up here, it is not easy to see what pur¬
the pure meaning of the transcendental pose such research might serve, to see, in
change of attitude and to bring out the fun¬ other words, that it is destined to launch a
damental contrast between the transcenden¬ genuine philosophy. How could investiga-
320 HUSSERL ON THE SOCIAL AND THE PERSONAL WORLDS

dons of a purely egological nature, which and of any worldly objective facts. But,
are subject to a consistent and strictly main¬ thanks to the transcendental epoche, I per¬
tained epoche, have any philosophical rele¬ ceive that whatever belongs to the world,
vance? As man in the world I address all including my existence as a human being,
theoretical and practical questions, all ques¬ exists for me only as the content of a certain
tions concerning my destiny, to the world. experiential apperception in the mode of
Can I set these questions aside? But must I certitude of existence. As a transcendental
not do so, if the existence of the world is and ego I am the ego which apperceives actively
remains subject to the epoche? In that case, and passively. This happens in me although
it seems that I shall never return to the world it is concealed prior to reflection. In this ap¬
and to all those problems of life which led perception the world and the human being
me into philosophy in quest of science as the are first constituted as existing. Any evidence
rational and radical reflection on the world gained for worldly things, any method of
and human existence. verification, whether pre-scientific or scien¬
Let us consider whether the consistent re¬ tific, lies primarily in me as transcendental
nunciation of the world through transcen¬ ego. I may owe much, perhaps almost every¬
dental reduction is not the necessary way to thing, to others, but even they are, first of
a true and ultimately valid cognition of the all, others for me who receive from me what¬
world, since such cognition can only be ever meaning or validity they may have for
sought within this epoche. Let us not forget me. They can be of assistance to me as fellow
how all this is connected with the meaning subjects only after they have received their
of the meditations in which the epoche ac¬ meaning and validity from me. As transcen¬
quired its significance and its cognitive func¬ dental ego I am thus the absolutely respon¬
tion. Renouncing the world or “bracketing sible subject of whatever has existential va¬
the world” does not mean that the world lidity for me. Aware of myself as this ego,
ceases henceforth to be thematic, but rather thanks to the transcendental reduction, I
that it must now be our theme in a more stand now above all worldly existence, above
profound way because a whole new dimen¬ my own human life and existence as man.
sion has been added. We merely relinquished This absolute position above everything that
the naive attitude in which we allowed uni¬ is or might ever be valid for me, including
versal experience to present the world as ex¬ all its possible content, is necessarily the
isting and being thus-and-so. This naive at¬ position of the philosopher. It is the posi¬
titude disappears as soon as we obey our tion which the phenomenological reduction
motivating impulse to interpret, as autono¬ assigns to me. I have lost nothing of what
mous and responsible subjects, the validity existed for me in the naive attitude, noth¬
conferred by experience, and to seek the ra¬ ing, in particular, whose real existence was
tional insight which allows us to justify this shown. In this absolute attitude, I know the
validity and to determine its scope. Instead world itself and know it now, for the first
of accepting the world naively and asking time, for what it always was and had to be by
naive questions about it (about truth in the its very essence: a transcendental phenome¬
ordinary sense of the word), we now ask new non. In this way I have brought into play a
questions about the world. These are ques¬ new dimension of questions never asked be¬
tions about the world purely as experienced fore about just this existing reality. Only the
or as an object of other modes of world con¬ answers to these questions will bring to light
sciousness, i. e., a world which has received the concrete and full existence of the world
meaning and validity purely in us and, first and its complete and ultimate truth.
and foremost, purely from me and in me, Is it not certain in advance that the
specifically in me as the transcendental ego. world, which for the natural attitude is the
But we must bring this to a clearer focus: universe of all that exists without qualifica¬
The existence of this world is obvious for me tion, possesses only transcendentally relative
because it is obvious only in my own experi¬ truth, and that only transcendental subjec¬
ence and consciousness. This consciousness tivity exists without qualification?
is the source of the meaning of the world But here an objection occurs to me: It is
PHENOMENOLOGY AND ANTHROPOLOGY 321

true that I had ideas about the world and of validity, must all be made the themes of
spoke about it meaningfully because it had an eidetic science by me, the ego. As a phi¬
meaning and validity for me by virtue of my losopher, of course, I do not want to remain
own apperceptive acts, such as my thinking. on the level of transcendental facts. My first
But is it not insane to suggest that the world task is, therefore, to grasp the eidetic typol¬
exists only through an act of mine? Perhaps ogy of my conscious lived experiences in
it would be a more correct formulation to their immanent temporality. This is what
say that my “idea or image of the world” Descartes called the stream of my cogita-
takes shape in my ego through its own tran¬ tiones. The fact that they are intentional
scendental activity and passivity, while the makes them what they are. Every single cog-
world itself is, of course, outside myself. ito, and every combination of them into the
But is this an adequate solution? Is not unity of a new cogito has its corresponding
the meaning of these terms, ‘outside’ and cogitatum. And the latter, qua cogitatum,
‘inside’, if they have any meaning at all, taken exactly as it appears, is essentially in¬
conferred and verified by me? I must not separable from the cogito. On the other
forget that nothing that I could ever con¬ hand, I must, of course, also trace the essen¬
ceive as existent lies outside the universal tial bond between the cogitationes and the
scope of the possible and actual conscious¬ corresponding dispositions. Also, disposi¬
ness of myself, the ego. tions like “I can,” “I do,” “I have a perma¬
This answer is cogent, but nevertheless nent disposition,” have the character of es¬
unsatisfactory. It may be absolutely neces¬ sences, as do all of the ego’s dispositions for
sary to acknowledge that all existents and, conscious activity. The ego, which makes its
accordingly, the entire existing world is appearance at first as a center without con¬
transcendentally relative, but if presented tent, brings with it problems of its own,
only formally as it is here, this statement is namely, the problems of dispositional quali¬
completely incomprehensible, and will re¬ ties. But the correlation between conscious¬
main so if we allow ourselves to be drawn into ness as lived experience and that which it is
speculative arguments which have always conscious of (the cogitatum) must be inves¬
been the bane of so-called epistemology. tigated first of all. Here it is important not
But was not transcendental subjectivity to overlook crucial points. As ego I must,
revealed as a field of experience and of cog¬ therefore, center my attention on the con¬
nitions referring to it? Does this not, in fact, nected manifold of subjective modes of con¬
open the way to a solution of the new tran¬ sciousness which belong together because
scendental puzzle about the world? Differ¬ they are modes of consciousness of one and
ing toto caelo from any ordinary puzzle the same supposed object. For instance, the
about the world, this transcendental puzzle manifold modes of appearing which com¬
lies in the fact that transcendental relativity, pose the perception of a thing and through
as it confronts us at the beginning, as soon which we become immanently conscious of
as we discover the transcendental attitude the thing belong together by virtue of the
and the transcendental ego, is incompre¬ syntheses of identity which necessarily occur
hensible. But this initial incomprehensibil¬ in the transition. The thing which presents
ity is not final. It is clear, at least, what must itself unified and perhaps even unchanged
be done to make comprehensible what is in¬ to the naive observer becomes the transcen¬
comprehensible and to attain really concrete dental guide for the systematic and reflec¬
and radically grounded cognition of the tive study of the manifolds of consciousness
world. We must undertake a systematic which belong to this one thing. This is true
study of concrete transcendental subjectiv¬ of every single real something and also of
ity. The question is how this subjectivity the world as total phenomenon.
confers meaning and validity upon a world The existence of these apodictic essential
objective in itself. My own self, the essential laws of correlation was an entirely new dis¬
structures of my entire sphere of conscious¬ covery of far-reaching importance.
ness together with the structures of actual All this requires very extensive descrip¬
and potential meanings, and the conferring tive studies, but nevertheless merely begins
322 HUSSERL ON THE SOCIAL AND THE PERSONAL WORLDS

the ascent to ever new levels of transcenden¬ we come to the abstract stratification of the
tal investigations which derive their concrete transcendental sphere and to the corre¬
apodictic evidence and autonomy from con¬ sponding problems. This procedure is neces¬
crete experience and description. All these sary in order to proceed, in this work, from
investigations are possible only if we under¬ one level of problems to the next in a fixed
stand the method of questioning regres- order. This means, above all, that we ab¬
sively, starting from the intentional object stract from the transcendental contributions
by means of concrete discovery, which is the of empathy on the first level of investiga¬
method for studying correlations. tions. Only in this way can we apprehend
Genuine analysis of consciousness is, so the essential prerequisites for understanding
to speak, hermeneutic of the life of con¬ just this contribution and, thus, for compre¬
sciousness insofar as this consciousness in¬ hending what was at first distressingly in¬
tends something which always exists (some¬ comprehensible, i.e., for dispelling the ini¬
thing identical), which constitutes itself tial illusion of a transcendental solipsism,
intentionally in its essential manifolds of which perplexes us when we begin. But this
consciousness. Rather than “interrogate” na¬ is not achieved by empty argumentation,
ture, as Bacon recommended, we must, but by concretely intentional analysis.
therefore, interrogate consciousness or the In the course of these studies a funda¬
transcendental ego, in order to force it to be¬ mental distinction comes to light, within
tray its secrets. the ego’s transcendental sphere of cogni¬
Due to an essential characteristic of the tion, between that which belongs, so to
life of consciousness itself, these problems speak, to his own person and that which is
and methods could remain entirely hidden. alien to him. Starting out from myself as ego
In the natural attitude the ego’s attention is constituting existential meaning, I reach the
always engrossed by some given object, so transcendental others, who are my peers,
that the essential features of the stream of and at the same time the entire open, infi¬
consciousness, in which syntheses are ef¬ nite transcendental intersubjective realm. In
fected, remain, so to speak, anonymous and this transcendental community the world as
hidden. But what is hidden can be revealed. “objective” and as the same for everybody is
It is of the essence of the ego that it can re¬ constituted.
flect and that it can redirect its thematic at¬ This, then, is the path of transcendental
tention; that it can ask intentional questions phenomenology, from the naive attitude of
regressively and, through systematic expla¬ everyday, natural life and from philosophy
nation, bring to light and render intelligible in the old style to absolute transcendental
the process of effecting syntheses. cognition of what exists as such.
Now we can also understand that when I We must never lose sight of the fact that
turn away from the naive exploration of the this transcendental phenomenology does
world to the exploration of the self and its nothing but interrogate just that world which
transcendental egological consciousness, I is, at all times, the real world for us; the only
do not turn my back on the world to retreat one which is valid for us, which demon¬
into an unworldly and, therefore, uninter¬ strates its validity to us; the only one which
esting special field of theoretical study. On has any meaning for us. Phenomenology
the contrary, this alone enables me to ex¬ subjects this world to intentional interroga¬
plore the world radically and even to under¬ tion regarding its sources of meaning and
take a radically scientific exploration of what validity, from which sources, of course, its
exists absolutely and in an ultimate sense. true existence also flows. Only in this way
Once the inadequacy of the naive attitude can we arrive at all conceivable problems
has been realized, this is the only possible about the world and, beyond those, at the
way of establishing science in its genuine problems of being which are only uncovered
radicality— more precisely, the way to the only by the transcendental method and which
possible, radically grounded philosophy. are, therefore, not merely the old problems
It is true that this monumental task re¬ reinterpreted transcendentally.
quires an extremely difficult procedure when If one has seriously understood our aims
PHENOMENOLOGY AND ANTHROPOLOGY 323

and the systematic theory which is being phy, only one kind of ultimate science, the
worked out concretely with absolutely com¬ science inseparable from transcendental phe¬
pelling evidence, one can no longer doubt nomenology’s method of exploring origins.
that there can be only one ultimate philoso¬
18

Introduction to Husserl’s
“Renewal: Its Problem and Method”
JEFFNER ALLEN

During the period from 1923 to 1924 interesting to note that not only did these
Husserl wrote a series of articles concerning articles share a common theme, that of a
the ethical task that must be undertaken by phenomenological uncovering of the foun¬
practical reason, namely, that of establish¬ dations for the normative study of contem¬
ing and developing a rational, a priori sci¬ porary culture, but they also appeared in
ence of the socioethical sphere. Among the similar types of journals, that is, injapanese
first of these articles was “Renewal: Its Prob¬ journals which themselves were striving to
lem and Method,” which showed the need present an internationally acceptable ideal
for an a priori normative science by means of of cultural renewal. In fact, all of Husserl’s
which the ethical values of a culture could articles in The Kaizo-La rekonstruyo—z.
be given a new life, and the renewed culture widely circulated journal for Japanese intel¬
could, in turn, become a genuine humanity. lectuals who were interested in opening Ja¬
During the same year, in “The Idea of a pan to Western, democratic ideas, and
Philosophical Culture: Its First Dawn in whose title, The Kaizo, means “to reform”
Greek Philosophy” (Japanisch-deutsche or “to reconstruct” —appeared in Japanese
Zeitschrift fur Wissenschaft und Technik translation, and his articles of 1924 appeared
[Liibeck] 1 [1923]), Husserl uncovered the only injapanese translation.
historical origins, in the early Greeks, for If we turn to Husserl’s article “Renewal:
such ideas of science, ethics, and genuine, Its Problem and Method,” we find that from
that is, philosophical, culture. Husserl’s 1911 to 1923 he had continued to work
concern for the development of a method of through themes that were of interest to him
inquiry that would be appropriate to this in the “Dilthey-Husserl Correspondence,”
realm of human, cultural accomplishments namely, themes arising from the need to es¬
and, in particular, to the revitalization and tablish a universal, a priori science of the
actualization of ethical values, was set forth particular human sciences. In his “Renewal”
in the following year, in “The Method of Ei¬ article such themes reappear in Husserl’s
detic Inquiry” (“Die Methode der Wesens- analyses of the problem of renewal, a prob¬
forschung,” The Kaizo 2 [1924]). Finally, lem that is disclosed by a penetrating analysis
the special role of the individual, who, of modern society and the ensuing criticism
above all, bears the responsibility for regen¬ of this society, as well as in Husserl’s investi¬
erating his culture in a rational, ethical gation of the method of renewal, a method
manner, was expressed in “Renewal as an In¬ that emerges through his positive attempts
dividual Ethical Problem” (“Erneuerung als to give modern society, and especially its
individualethisches Problem,” The Kaizo, ethical values, a new foundation in an a pri¬
special supplementary issue [1924]). It is ori science of the ethicocultural domain.

324
RENEWAL: ITS PROBLEM AND METHOD 325

We may ask: Why is renewal necessary? states of affairs. Ultimately, this method
Yet, to answer this question is to see the ne¬ must be developed in such a way as to guide
cessity for a new birth of modern culture, is all aspects of actual praxis in the contingent
already to be on the way toward its renewal. domain of present-day culture.
Although humanity’s faith in itself, which is Yet, as Husserl stresses throughout his es¬
formed by its faith in its ethicocultural life, say, it does not suffice to merely be aware of
has disappeared into the dark and vague ho¬ the need for renewal and of the general way
rizons of the past, nonetheless, to see that in which renewal may be accomplished.
this faith is absent is, for Husserl, already to Rather, any genuine consideration of re¬
see that something must be done about its newal must itself enter into the domain of
absence, that something new, namely, the practical reason, and work to bring about
establishment of a scientific, rationally justi¬ such renewal. Within this domain, Husserl’s
fied, foundation for the actual renewal of essay gives rise to two major problematics
this faith, must take place. which must be dealt with. First, insofar as
However, the foundation for such a re¬ Husserl suggests that the distinguishing
newal has its own orderly, rational, internal characteristic of the socioethical realm is its
structure. As Husserl shows in his “Renewal” “inwardness,” that is, its life of conscious¬
article, what is most essential for cultural re¬ ness which gives" rise to a mutual under¬
newal is the development of an a priori sci¬ standing between its members, all attempts
ence of the individual person and his com¬ at renewal must strive to remain faithful to
munity, a science having its own peculiar this “inwardness.” Second, in that Husserl
nature. Arising from this science there finds the attempt at renewal to be an infi¬
must, in turn, be constituted a scientifically nite task, one that is directed to the revital¬
developed nexus of those purely rational, a ization of all aspects, both past and future,
priori normative laws that are rooted in the of human culture, any practical working out
very nature of the individual and the social of ethicocultural considerations must at¬
group. And, to take a step further, such a tempt to renew the infinity of horizons pres¬
closely interrelated system of laws must then ent in the ethical domain and, at the same
be viewed as forming the “pure logos" for time, cannot avoid extending to all aspects
the method that makes possible the rational of a genuine human culture.
explanation of empirical, ethicocultural
18

Renewal: Its Problem and Method*


Translated by Jeffner Allen

Renewal is the universal call in our pres¬ and our ancestors, and which also spread to
ent, sorrowful age, and throughout the en¬ nations which, like Japan, have only recently
tire domain of European culture. The war joined the European cultural endeavor.
which has devastated Europe since 1914, and If this faith had already been weakened
which since 1918 has merely chosen to em¬ before the war, now it has completely col¬
ploy the “refinements” of psychological tor¬ lapsed. As free men, we stand before this
tures, of moral depravation and economic fact; it must determine our practical affairs.
need, instead of military force, has revealed And thus we feel compelled to say:
the internal untruthfulness and senseless¬ Something new must happen. It must take
ness of this culture. And it is precisely this place within us and be carried out by us, as
revelation which drains it of its vital energy. members of humanity who live in this
A nation or people [Menschheit\ lives and world, forming the world and being formed
creates in the fullness of its power when it is by it. Shall we wait to see whether this cul¬
sustained by a perpetual faith in itself and in ture will recover of itself, in the chance play
an aesthetic and moral sense of its cultural of forces which create and destroy values?
life —when a nation does not merely strive Shall we let the “decline of the West” hap¬
to keep alive, but instead, lives for what is pen to us as our fate? This is our fate only if
great in its own eyes and is pleased with its we stand along the sidelines and passively
increasing success in actualizing genuine and observe its occurrence. But even those who
enriching values. To be a worthy member of proclaim this fate to us cannot do this.
such a people, to contribute to such a cul¬ We are men, free-willing subjects who
ture and to be instrumental in forming its are actively engaged in our surrounding
heart-stirring values, is the good fortune of world, constantly involved in shaping it.
every able-bodied person and raises him above Whether we want to or not, whether it is
his personal troubles and misfortunes. right or wrong, we act in this way. Could we
We, as well as the largest part of the pop¬ not also act rationally? Do not rationality
ulation, have lost this faith which upheld us and efficiency stand within our power?
The pessimists and the supporters of
“realpolitik” will, of course, protest that
^Translator's note: “Erneuerung: Ihr Problem und
these are chimerical goals. If the idea of the
ihre Methode," The Kaizo-La rekonstruyo (Tokyo) 3
(1923): 84-92. individual shaping his personal life accord¬
1 would like to thank Professor Elmar Bund, execu¬ ing to a life of reason is an unattainable
tor of Husserl’s estate, for granting permission to pub¬ ideal, then how are we supposed to undertake
lish this translation. I would also like to thank Professors
a similar task for community life \Gemein-
Frederick Elliston, David Carr, and Joseph J. Kockel-
mans for their helpful comments and suggestions on schaftsleben\, national life, and indeed, for
the translation. In addition, I am grateful to the Hus¬ all of Western mankind?
serl Archives for their help with this project. And yet, what would we say to a man

326
RENEWAL: ITS PROBLEM AND METHOD 327

who, because of the unattainability of the such clarity of thought can summon joyful
ethical ideal, wants to abandon this ethical work and give the will, the resoluteness, and
goal and is not willing to take up the ethical the all-pervasive power to carry out acts of
struggle? We know that insofar as this strug¬ liberation. Only such knowledge can be¬
gle is an earnest and constant one, it always come the enduring possession of all men, so
has a value-creating significance—indeed, that finally, through unlimited acts of coop¬
that it already elevates the struggling per¬ eration by those who are convinced by this
sonality to the level of true humanity. Be¬ rationality, mountains will be moved—that
sides, who would deny the possibility of is, the mere feeling of renewal will turn into
constant ethical progress under the guidance the actual process of renewal.
of the rational ideal? However, such clarity is by no means easy
> Not allowing ourselves to be led astray by to attain. The sceptical pessimism and the
a feeble pessimism and a “realism” without shamelessness of the political sophistry
ideals, we shall not unquestioningly con¬ which so ominously dominates our age, and
sider such progress to be impossible, even which only uses socioethical argumentation
for ‘ ‘man writ large,” for larger and even the as a disguise for the egotistical goals of an
largest communities. We shall have to rec¬ utterly degenerate nationalism, would not
ognize, as an absolute ethical demand, the be possible at all if the community’s con¬
similar posture which struggles for a better cepts, which have arisen naturally, were not,
humanity and a genuine humane culture. despite their naturalness, afflicted with dark
Thus from the very first a natural feeling and unclear horizons and with intricate and
arises which is obviously rooted in the Pla¬ hidden implications whose clarification lies
tonic analogy between the individual man completely beyond the powers of untrained
and the community. This analogy is by no thinking. Only rigorous science can provide
means the ingenious invention of the eccen¬ us with reliable methods and sound results;
tric philosopher who soars far beyond natu¬ it alone can thereby provide the preparatory
ral thinking; rather, it is nothing but the ex¬ theoretical work upon which a rational re¬
pression of an everyday apperception which form of culture depends.
naturally arises from the passing events of But now we are in a deplorable situation:
human life. For in its naturalness, this anal¬ We are searching in vain for the science that
ogy always proves to be decisive as, for in¬ is supposed to serve us. We fare here in the
stance, in nearly all national and interna¬ same way as in the rest of the practical do¬
tional value judgments of a political nature, main of community life, namely, whenever
and as the motive for actions corresponding we would like to conscientiously ground our
to these judgments. But are such natural ap¬ sociopolitical, international, and national
perceptions and the emotional attitudes views on a special type of knowledge, and
that arise from them a sufficient foundation when, in order to do so, we go to a lot of
for rational communal reforms? Can they trouble to find some form of scholarly in¬
possibly form the basis for the greatest of all struction which, in this fateful world of
reforms —the radical renewal of an entire hu¬ community life, could possibly release us
man culture, such as the European culture? from the primitive position of following our
The faith that sustains us—in our culture it instinctive, vague, and traditionalistic ideas
must not rest here, it can and must be re¬ and actions. Our age is more than rich in
formed by human reason and human willing great and serious sciences. We have “exact”
— this faith can “move mountains,” not natural sciences, and owing to them, we
merely in fantasy, but in reality, only if it is have that greatly admired applied science of
transformed into prudent, rationally in¬ nature which has given our modern civiliza¬
sightful ideas, only if it is in them that it tion its powerful superiority, and of course
brings to complete determination and clar¬ has also resulted in much-lamented disad¬
ity the essence and possibility of its goal and vantages. But in any case, in this natural,
of the method by which it is to be attained. technological sphere of human activity, sci¬
In this way, our faith first creates for itself its ence made a truly practical rationality possi¬
own rationally justified foundation. Only ble, and it provided the paradigm for how
328 HUSSERL ON THE SOCIAL AND THE PERSONAL WORLDS

science in general must become a model of ences, would also bring forth a theoretical
practical action. But we entirely lack a ra¬ rationality, and likewise, would make possi¬
tional science of man and of the human ble the rational explanation of empirical
community, a science that would establish a facts, just as the pure mathematical science
rationality in social and political activity and of nature has made empirical, natural sci¬
a national, political technique. ence possible as a mathematical, theoretical,
This is also the case with respect to the and consequently, rational, mode of expla¬
problems of renewal, which are of such great nation.
interest to us. More precisely, we lack the But in the domain of the human sci¬
science which, with respect to the idea of ences, it is not merely a matter of rational
man (and consequently, also with respect to “explanation,” as in the case of nature. With
the a priori inseparable pair of ideas: the in¬ the human sciences, a very special manner
dividual man and his community), would of rationalizing the empirical domain ap¬
have to undertake to accomplish something pears: the normative judgment according to
similar to what the pure mathematical sci¬ universal norms, which belong to the a pri¬
ence of nature has undertaken for the idea ori essence of “rational” humanity, and the
of nature and, in its principal divisions, has guidance of actual practical activity accord¬
actually accomplished. Just as the latter idea ing to the very norms to which the rational
— nature in general, as a universal form— norms of practical guidance also belong.
encompasses the universe of the natural sci¬ The state of affairs on both sides [that is,
ences, so too, the idea of a spiritual being nature and the human] is fundamentally
—and especially or a rational being, man— different by virtue of the essential differ¬
encompasses the entire universe of the hu¬ ences between natural and spiritual realities;
man sciences, and especially all humane so¬ thus the ways in which both sides require
cial sciences. Since, on the one hand, the the rationalization of their factual domains
mathematical science of nature, in its a pri¬ are most certainly not the same. Thus, in
ori disciplines of time, space, movement, order that our further analyses of renewal
and moving force, exhibits the a priori ne¬ will not be hindered by naturalistic preju¬
cessities included in such essential constitu¬ dices, it will be helpful to clarify this point
ents of nature in general (“natura formaliter right away by means of a brief contrast
spectatd'), it makes possible, when applied which will bring us closer to the peculiar
to the facts of observed nature, an empirical methodological character of what we have
science of nature with a rational, that is, previously called the missing science for
mathematical, method. Therefore, the math¬ which our analyses are striving.
ematical science of nature, with its a priori, In its essentials, nature is merely factual
provides the principles for the rationaliza¬ existence, and moreover, a fact given only in
tion of the empirical domain. external experience. Consequently, a funda¬
On the other hand, we now have many mental consideration of nature as such leads
fruitful sciences related to the realm of the a priori only to the rationality of external ap¬
spirit, that is, humanity, but they are entirely pearances, namely, to the essential laws of the
and “merely” empirical sciences. The enor¬ spatiotemporal form, and to the necessity of
mous abundance of facts that are arranged there being an exact, inductive, lawful order
under temporal, formal, inductive, or prac¬ of entities existing in the spatiotemporal
tical viewpoints is not held together by any realm—which we usually characterize sim¬
bond of rationality concerning principles. ply as a “causal,” lawful order.
Here we lack the parallel a priori science, the By contrast, in the specific sense of the
mathesis of spirit and of humanity, as it spiritual, there lie quite different forms, dif¬
were; we are also lacking the scientifically ferent and most universal, essential determi¬
developed system of purely rational, “a pri¬ nations of individual realities and the essen¬
ori” truths that are rooted in the “essence” of tial forms of connection between them.
man. Such an a priori system of truths, Apart from the fact that, within the realm of
which would form the pure logos of the the spirit (for example, in history), the spa¬
method in the domain of the human sci¬ tiotemporal form has an essentially different
RENEWAL: ITS PROBLEM AND METHOD 329

sense than it has in physical nature, it and of motivation, which are predelineated
should also be pointed out that every single a priori as possible by the essence of human
spiritual reality has its own inwardness, a spirituality. And there also exists a priori the
self-contained life of consciousness which is possibility of thinking freely in universal
related to an “ego,” so to speak, as a centrip¬ terms, and of practically and universally de¬
etal pole of all particular acts of conscious¬ termining oneself according to a priori nor¬
ness, whereby these acts stand in “motiva¬ mative laws which one recognizes oneself.
tional” connections. Therefore, in accordance with what we said
Furthermore, the separate, individual re¬ earlier, in the realm of the human spirit, un¬
alities, or rather, their ego-subjects, ap¬ like in the case of nature, we do not have
proach one another through relations of solely the formation of so-called “theoretical
■mutual understanding (“empathy”); through judgments” (taken in the special sense)
“social" acts of consciousness, they establish which are directed to “mere facts of exis¬
(immediately or mediately) an entirely new tence” (matter of fact).1 Consequently, we
form of unification of these realities: the do not merely have the tasks of rationalizing
form of the community which is spiritually these facts through so-called “explanatory
united through internal moments, through theories,” and in accordance with an a priori
intersubjective acts and motivations. discipline which explores the essence of the
And we must still make an extremely im¬ spirit in a purely matter-of-fact manner.
portant point: Belonging to such acts and Rather, in this context there also appears an
their motivations are the distinctions of ra¬ entirely new kind of critical evaluation and
tional and irrational, of thinking, valuing, rationalization of everything spiritual-
and willing “rightly” or “wrongly.” according to norms, or according to norma¬
To be sure, in a certain way we can also tive, a priori disciplines of reason, of logical,
consider spiritual realities (as second nature), axiological and practical reason. But in prac¬
as being externally related: consciousness as tice, evaluative reason is followed, or can
being an external appendage to physical re¬ freely be followed, by a freely acting subject
alities (to the physical bodies to which each who recognizes the norm and is directed by
belongs); men and animals as being mere it. Accordingly, the tasks of a rational guid¬
occurrences in space, “in” nature. But in ance of practice do, in fact, emerge in the
contrast to what is essentially the case for spiritual sphere; thus there again emerges a
physical nature, the inductive regularities new method for the possible rationalization
which emerge in such a study are not indica¬ of spiritual facts on the basis of a scientific
tions of exact laws, of laws which determine foundation, that is, by means of a preceding
the objectively true “nature” of these reali¬ a priori study of the norms of practical ra¬
ties, that is, laws which determine rational tional guidance.
truth in accordance with the essential nature If we now return again to our main prob¬
of such realities. In other words, in cases lem, it must be noted that, in this regard, in
where the peculiar essence of spiritual phe¬ fact, the existing, merely empirical sciences
nomena is expressed in the inwardness of of man (such as our historical, cultural sci¬
conscious life, it can be maintained on a pri¬ ences, or even the modern, merely inductive
ori grounds that no rational explanation of psychology), cannot offer us what we need
these activities can be obtained by way of an in our striving for renewal; and actually, only
inductive, causal consideration (and conse¬ the a priori science of the essence of human
quently, it is nonsensical to seek such an ex¬ spirituality—if it were to exist—could be re¬
planation in the manner of our naturalistic garded as a rational helper. First we should
psychology). For the actual rationalization note that sciences of mere facts are ruled out
of the empirical domain, what is needed by us from the outset. To be sure, our ques¬
(here, just as in the case of nature) is a return tions concerning renewal do indeed start
to essential determining laws, and thus, to with mere matters of fact, for they really do
the specific spirituality as the world of in¬ involve present-day culture, and especially
wardness. Now the normative forms of “rea¬ that of our European civilization. But these
son” belong to the forms of consciousness facts are going to be evaluated and sub-
330 HUSSERL ON THE SOCIAL AND THE PERSONAL WORLDS

jected to a normative regulation by reason; our interest are, in fact, determined from
what is asked is how a reform of this worth¬ the outset by the formal, universal struc¬
less cultural life is to be guided towards a tures which our culture, above and beyond
rational life. In this context, every deeper re¬ all of its facticities, may have in common
flection leads back to the fundamental ques¬ with an infinite number of ideally possible
tions of practical reason, which concern both cultures. All concepts encountered by our
the individual person and the community, investigation as it penetrates into the
and its rational life in its essential and purely depths, and thus into basic principles, have
formal universality, a universality which an a priori formal universality in the positive
leaves far behind it all empirical matters of sense. This applies to the concept of man in
fact and all contingent concepts. general as a rational being, to the concept of
Little is needed to establish this, and thus being a member of the community and that
at the same time to make evident that it is of the community itself, no less than to all
precisely that essential science of man in particular social concepts, such as those of
general which would be just the one that we family, people, state, etc. It also holds for
would need to help us. the concepts of culture and of particular cul¬
If we subject our culture —and thus our¬ tural systems, science, art, religion, etc.
selves and our culture’s surrounding civi¬ (And, of course, this holds for their norma¬
lized humanity—to a judgment of condem¬ tive forms, such as “true” and “genuine” sci¬
nation, it then becomes apparent that we ence, art, or religion.)
believe in a “good” humanity as an ideal The original and classical training ground
possibility. Implicit in our judgment is our for pure eidetic research and for the eidetic
belief in a “true and genuine” humanity as abstraction pertaining to such research (ab¬
an objectively valid idea; the obvious goal of straction of “pure” a priori “concepts”) is
our reformatory efforts must therefore be to mathematics; but our type of research and
reform our factual culture according to the method is by no means tied to mathematics.
meaning of that idea. Thus our first reflec¬ So no matter how unaccustomed we may be
tions should proceed to a clear sketch of this to practicing such abstraction in the spiritual
idea. If we are not embarking on some uto¬ sphere and to investigating its “a priori” and
pian fantasy, but rather are aiming at sober, the essential necessities of spirit and reason,
objective truth, then our sketch of this idea from our standpoint such practices are en¬
must take the form of a purely conceptual tirely possible. Indeed, quite frequently we
determination of essences; in the same way, are already— but not consciously or methodi¬
the possibilities for actualizing this idea cally—in the midst of the realm of the a pri¬
should first be considered in strict scientific ori; for whenever we enter into fundamental
rigor a priori as pure possibilities of these considerations, our gaze comes of its own ac¬
essences. Which particular, normatively jus¬ cord to rest on the pure form. The methodi¬
tified forms would then be possible and nec¬ cal, conscious disregard of the empirical
essary within a mankind that is in accor¬ content of specific concepts may omit the
dance with this idea of a genuine humanity? conscious formation of “pure” concepts, but
Which forms would be possible and neces¬ such empirical content still does not play
sary for the individual persons who, as any motivating role in our thinking. One
members of a community, constitute this thinks of the community in general, of the
humanity, as well as for the different types state, the people in general, as well as of
of associations, social institutions, cultural man, the citizen, etc., and of what belongs
activities, etc? —All of this would belong to¬ to the “genuineness,” to the “reasonable¬
gether in a scientific, eidetic analysis of the ness” that is present in such universal no¬
idea of a genuine, rational mankind, and tions. Thus all empirical factual distinctions
would lead to various individual investiga¬ of corporeality and spirituality, of concrete
tions with numerous ramifications. earthly life, are obviously circumstantial,
Even a cursory reflection makes it clear and likewise, “indeterminate” and “freely
that the entire character and the particular variable” in the same sense that pertains to
themes of the investigations which compel the concrete features and to the contingent.
RENEWAL: ITS PROBLEM AND METHOD 331

empirical bonds of the unities that the arith¬ valid, rational distinctions, and that only
metician considers ideally, or of the magni¬ science can be the authority that ultimately
tudes that the algebraist investigates. For prevails; for us, then, there cannot be any
fundamental considerations such as, for in¬ doubt about what our duty is. It is a matter
stance, those of pure reason, matters such as of personally searching for the scientific
whether man’s senses, eyes, ears, etc., are ways which, unfortunately, no previous sci¬
formed empirically in this or that way, ence has prepared, and of beginning in
whether he has two or more eyes, whether earnest with preliminary methodological
he has this or that organ for locomotion, be considerations and with an analysis of the
it legs or wings, etc., are entirely extraneous problem, as well as with preparatory guid¬
questions that always remain open. Only ing thoughts of the sort which prove to be
certain forms of corporeality and psychical prerequisites for our task.
spirituality are presupposed and are under In this sense, the reflections which we
consideration; to bring these matters to have already undertaken with respect to
light as being necessary a priori, and to fix such a science are preparatory, but hope¬
them conceptually, is the task for essential fully, not useless preliminary considera¬
scientific investigation which is consciously tions. Above all, they have been of use be¬
worked out. This applies to all of the many cause they have methodically shown us that
ramifications of the conceptual system the only really fruitful type of reflection is
which emerges as the formal framework that the one that is an essential reflection, for
permeates all thinking in the human sci¬ only it can open up the way to a rational sci¬
ences, and, in particular, that permeates the ence that not only treats man as such, but
investigations into the kinds of norms which also his “renewal.” But it must still be made
are in question for us. clear that a “renewal” of essential necessity
If an a priori science of the essential forms belongs to the development of a man and a
and laws of the spiritual realm and of the ra¬ mankind toward true humanity. If this is
tional spirituality which is of the greatest in¬ made clear, it follows that the foundation
terest to us has not yet been systematically for this science would itself be the necessary
developed, and if we cannot draw on the al¬ presupposition for an actual renewal, and
ready existing wealth of knowledge in order indeed, would be a first beginning of its in¬
to give our striving for renewal a rational ception. In any case, the preliminary prepa¬
foundation, what should we do? Should we ration for this renewal is all that we can do at
again proceed, as in political matters when, present.
for instance, as citizens we prepare to vote? In the next article,2 we shall attempt, in
Are we supposed to judge only according to approaching the idea of a genuine humanity
instinct and inclination, according to as¬ and renewal, to pursue a series of funda¬
sumptions which we tend to overlook? Ac¬ mental lines of thought which, when con¬
tions like these may be perfectly justified if sciously carried out in the eidetic attitude,
the day comes on which such a decision is re¬ should decisively show how we are to think
quired, and with it the action is completed. of the beginnings —tentative beginnings —
But in our case there is a concern for a tem¬ of prudent and scientific, and thus, of a pri¬
poral infinity and for the eternal in the ori cultural investigations of the normative
temporal—the future of mankind, the gen¬ — socioethical —sphere. The interest in our
esis of true humanity—for which we still scientific situation must, above all, be di¬
feel ourselves to be responsible. And we rected to the problem and method of
who are scientifically educated also know renewal.
that only science establishes ultimately

NOTES

1. This parenthetical expression appears in English 2. See page 324 above,


in the German text (Trans, j.
19
Introduction to “Universal Teleology”
F. A. ELLISTON

Along with a few terse remarks in his three central to Husserl’s philosophy, as scholars
volume work on intersubjectivity, the fol¬ and commentators have noted, that his en¬
lowing text is one of the few occasions on tire corpus could be taken as an explication
which Husserl comments on a pervasive and of it.7 From his teacher and mentor Franz
consequential dimension of human ex¬ Brentano, Husserl adopted the thesis that
perience-sexuality.1 His taciturnity hardly consciousness is intentional —that is, it is al¬
distinguishes him from most turn-of-the- ways directed to something other than itself
century thinkers, for with the notable excep¬ (though he did not adopt Brentano’s repre¬
tion of Bertrand Russell none of his conti¬ sentative realism).8 Husserl’s stratified view
nental or Anglo-American contemporaries of consciousness, which parallels a stratified
said anything significant on this topic.2 view of knowledge as old as Plato’s divided
Phenomenology’s thrust toward the con¬ line, poses for him as for many other episte-
crete eventually brought sexuality into Hus¬ mologists the question of the foundations of
serl’s purview—to be further developed by knowledge. In his Fifth Cartesian Medita¬
his successors Jean-Paul Sartre, Simone de tion he answers this question in terms of the
Beauvoir, Maurice Merleau-Ponty, and Or¬ Leib or animate organism, there character¬
tega y Gasset.3 The recent appearance of ized as a body with a sensory field, a con¬
Facets of Eros marks its coming of age junction Husserl terms the “sphere of own-
among American phenomenologists today.4 ess.” The sense “alter ego” is constituted
“Universal Teleology” explores two themes through an apperceptive transfer—an imag¬
as they converge into the domain of human inative projecting of oneself into another’s
sexuality. First is the constitution of the so¬ situation which is motivated by perceived
cial world, a recurring problem for Husserl similarities in physical appearances and
because its intersubjectivity functions as the movements. This “pairing” of self and other
logically more primitive notion for explicat¬ forms the basis of all my experiences of others
ing objectivity —whether in science, mathe¬ — empathy (Einfullung) in Husserl’s all in¬
matics, logic, history or art: something exists clusive sense.
“objectively” only insofar as it is “there for In the following text intentionality be¬
everyone.”5 Only if Husserl can explain how comes teleology—the goal directed charac¬
we come to experience something as another ter of consciousness, its drive. Consciousness
person, and hence a community of others, is a system of drives seeking fulfillment,
will he be in a position to explain how any¬ each of which can be located within a hierar¬
thing can be experienced as objectively ex¬ chy. At the bottom are the most fundamen¬
isting. The problem of intersubjectivity is tal ones — hunger and sex. What satisfies the
thus rightly termed by Paul Ricoeur the first is food and what satisfies the second is
“touchstone” of Husserl’s philosophy.6 the other. Sexuality is thus a primordial
Second is the notion of intentionality so form of intentionality that finds its consum-

332
UNIVERSAL TELEOLOGY 333

mation in copulation. So explicated, inten- ual. But this pansexualism, reminiscent of


tionality and sexuality become woven into Freud, introjects an incestuous element into
the fabric of intersubjectivity. Sex is a social innocent family play and denies the very
bond uniting the otherwise isolated monads possibility of purely platonic relationships.
into a community. It is essential not just to Husserl’s second thesis, even if it is not
the meaning of social life but to its very exis¬ taken to identify the goal of all social en¬
tence: the other is the telos of my sexual counters, overstates the goal of even those
drives, and the means whereby future gen¬ that are sexual. For if all sex seeks copula¬
erations are born. tion, then flirting, petting, reading pornog¬
Husserl’s topology of human sexuality raphy, or watching a strip tease cannot be
can be summarized into three theses: sexual when they are undertaken for their
Ti Sex is a social act. own sake. But, surely voyeurism and exhibi¬
T2 Sex seeks copulation. tionism remain sexual even when inter¬
T3 Sex is heterosexual. course is deliberately excluded. Husserl has
Taken as a whole they demarcate what could built into his definition of what sex is unde¬
be termed the “reproductive model.” fended assumptions of what it ought to be.
The first thesis locates the sexual drive His moral prescription becomes evident
squarely within the context of interpersonal in the third thesis—that sex is engaged in by
relationships. Thereby excluded as nonsex- a man and a woman (perhaps a husband and
ual is all solitary, nonsocial, or antisocial be¬ a wife).10 What is thereby ruled out by fiat is
havior. But whatever one’s moral scruples or that homosexual encounters can qualify as
reservations, masturbation (along with fe¬ sexual, or that group sex (however satisfying
tishism and bestiality) are clearly forms of or dissatisfying) can even be counted as sex.
sexual activity—however deviant or per¬ Husserl’s assumptions of heterosexuality
verted some might regard them. Indeed and a binary framework for interpreting sex
Masters and Johnson take the ability to mas¬ is more visible to our later culture that in¬
turbate to orgasm as the test of healthy sex¬ cludes gay rights marches and the phenome¬
ual development.1 2 3 * * * * * 9 Under the rubric non of“Noswinging, and they underscore the
masturbation without representation” one difficulty of freeing oneself from the culture
could counter that this ostensibly solitary milieu and its presuppositions—even when
sexual activity is in reality phantasized social the thinker makes it his explicit ideal. To
behavior. But such a strategy to rescue Hus¬ disengage oneself from such preconceptions
serl’s first thesis flies in the face of some peo¬ in order to examine them critically is indeed
ple’s sexual phantasies. Conversely it could an infinite task.
be interpreted as: All intersubjectivity is sex¬

NOTES
1. See, for example, the following: Husserliana, tega y Gasset, On Love (1939), trans. Tolby Talbot
vol. 14, p. 172, where love is treated as a dimension of (New York: Meridian, 1957).
communality; vol. 15, p. 171, where birth is treated as 4. Facets of Eros, ed. Erling Eng and F. Joseph
one limit to the (other) self, and p. 508, where lust is Smith (The Hague: Nijhoff, 1969).
one way to be preoccupied with others. 5. E. Husserl, Cartesian Meditations, p. 92.
2. Bertrand Russell, Marriage and Morals (New 6. Paul Ricoeur, Husserl: An Analysis of His Phe¬
York: Liveright Publishers, 1928); “Sex Education,” in nomenology (Evanston: Northwestern University Press,
On Education (London: Allen and Unwin, 1926); and 1967), p. 115.
“Our Sexual Ethics,” The American Mercury 38 (1936): 7. For especially insightful discussions of Husserl’s
36-41. notion of intentionality see the following: D. Carr, “In-
3. Jean-Paul Sartre, Being and 'Nothingness tentionality” in Phenomenology and Philosophical Un¬
(1943), trans. Hazel E. Barnes (New York: Philosophi¬ derstanding ed. E. Pivcevic (New York: Cambridge
cal Library, 1956), pp. 478-91; Simone de Beauvoir, University Press, 1975), pp. 17-36; A. de Waelhens,
The Second Sex (1949), trans. H.M. Parshley (New "The Phenomenological Concept of Intentionality,”
York: Knopf, 1952); Maurice Merleau-Ponty, Phenom¬ Philosophy Today 6 (1962): 3—13; A. Gurwitsch, “To¬
enology of Perception (1945), trans. Colin Smith (New wards a Theory of Intentionality,” Philosophy and Phe¬
York: Humanities Press, 1965), pp. 154-73; and Or¬ nomenological Research 30 (1969-70): 354-67; and
334 HUSSERL ON THE SOCIAL AND THE PERSONAL WORLDS

J. N. Mohanty, The Concept of Intentionally (St. nouncements of the Roman Catholic Church —Pius
Louis: W.H. Green, 1972). XI's Casti Connubu and Paul Vi’s Humanae Vitae. The
8. The philosophical relationship between Hus¬ study commissioned by the Catholic Theological Soci¬
serl and Brentano is treated by James C. Morrison in ety of America is noticeably more tolerant and suppor¬
‘‘Husserl and Brentano on Intentionality," Philosophy tive: A. Kosnik et al., Human Sexuality (New York:
and Phenomenological Research 31 (1970—71): 27-46. Paulist Press, 1977), pp. 211-18.
For their personal relationship see “Recollections of 11. Though heterosexuality has dropped out in re¬
Franz Brentano,” pp. 342-48 of this volume. cent alternative models, the binary framework has
9- William H. Masters and Virginia E. Johnson, tended to persist. In “Sexual Perversion” [Journal of
Human Sexual Response {Boston: Little, Brown, 1966), Philosophy vol. 66, no. 1 (January 16, 1969)) Thomas
pp. 12, 32, and 198. They extol the virtues of masturba¬ Nagel interprets sex as incarnate and dialectical aware¬
tion for relief of menstrual pain (p. 125), sexual fitness ness, but still between two people. Criticizing and
in old age (pp. 241, 246), and its greater intensity com¬ expanding on Nagel, Robert Solomon develops a com¬
pared to coital orgasm (pp. 34, 53-55, 313-14). In their municative model whereby sex is taken as body lan¬
second work Human Sexual Inadequacy (Boston: Lit¬ guage which paradigmatically remains dyadic: “Sex
tle, Brown, 1970) failure in women is treated as patho¬ and Perversion” in Philosophy and Sex, ed. R. Baker
logical (p. 240) but curable (pp. 248-9). and F. Elliston (Buffalo: Prometheus Books, 1975), pp.
10. This bias is most evident in the official pro¬ 269-87.
19
Universal Teleology*
Translated by Marly Biemel

The intersubjective drive in each and vidual and the reciprocal drive in the other.
every subject viewed transcendentally: Rela¬ The drive can be in the stage of the indeter¬
tive worlds of monads, each constituting for minate hunger that does not yet contain
itself an objective temporal world and, ulti¬ within itself its object as its goal. Hunger in
mately, the human monadic world and the the ordinary sense is more determinate
temporal world of men. when there is a drive toward the food—
The being of the monadic totality as flow¬ determinately directed in the original mode
ing being which arrives at self-consciousness (even before the hunger has been satisfied
and which is already in self-consciousness, by such a food and this food already has that
gradual process in infinitum—universal certain character which allows its re¬
teleology. cognition, the typical character, of course,
of a “food,” of a familiar object which can
Marginal note satisfy a hunger). In the case of sexual hun¬
ger which directs itself in a specific way to¬
The intersubjective drive (particularly the wards its enticing, exciting goal, this goal is
sex drive) viewed transcendentally. The exis¬ the other. This determinate sexual hunger
tence with and in each other of all monads has its modality of realization in the mode
in the unity of a universal development, de¬ of copulation. In the drive itself lies the rela¬
velopment in the form of relative worlds of tion to the other as other and to its correla¬
monads. Every such world has intentionally tive drive. Both drives can be present in the
constituted within itself an objective world mode—in the modified mode of abstinence
(temporal world) with ego-subjects living in of repugnance. In the original mode the
it. Ultimately, the existent, monadic human¬ drive is “uninhibited,” an unmodified drive,
ity or the humanity of the world, which is al¬ which forces itself within the other and has
ways in the process of constitution. The being constituted its own intentionality through
of the monadic totality as flowing being the correlative intentionality of the other.
coming to universal self-consciousness and In the simple fulfillment of the primary
already present in self-consciousness in an mode we never have two separate fulfill¬
infinite gradual process—universal teleology. ments of each drive in the one and in the
other primordiality, but rather one unity
Text arises through the reciprocal fulfillment of
the two primordialities. If I, in my worldli¬
The internal of procreation. The drive to¬
wards the other sex. The drive in one indi-
peared as an “Appendix" to Enzo Paci, Tempo e Verita
nella Fenomenologia di Husserl (Bari, 1961 j, pp. 256-
*This is a translation of manuscript E-III-5. It was 69. Reprinted with permission of the publisher from
transcribed by Marly Biemel in August 1952. It has ap- Te/os 4 (Fall 1969): 176-80.

335
336 HUSSERL ON THE SOCIAL AND THE PERSONAL WORLDS

ness, explicate this in its most profound ality of the drive which unifies every original
originality, I can do so only as a sexual man presence as permanence of a temporaliza-
—i.e., as a man, as a man in the actual re¬ tion which concretely moves it forward from
ciprocal feeling or empathy (Einfilhlung) presence to presence in such a way that all
with the woman (which, generally speaking, content is the content of the realization of
is naturally already mediate). the drives and it is determined by the goal
We go from there through a mediate in¬ toward which the drive aims and in such a
terpretation to “higher” animals, which I manner that the superior drives in every pri¬
can and must view as bound to one another mordial presence are transcended and force
through reciprocal feelings, essentially themselves within every other presence thus
through the motivation of the “perceptions connecting all of the presences as monads,
of the strange,” precisely as it happens while they are all implied in each other—
among men. It is, therefore, according to a intentionally? The reconsideration and the
representation of their world in which the reconstruction leads us to the permanent
animal experiences itself as having a world, centrality of every primordiality through the
as an animal of his species. ego-pole: the pole that remains permanent
We are also faced with the question in the constant movement of objectification
whether the intentionality of the drive, in¬ in which, from the side of the world, stands
cluding that directed towards others (sexual- the objectified ego with its body.
social), does not necessarily have a preceding That could lead us to the conception of a
stage obtaining before a developed constitu¬ universal teleology as a universal intention¬
tion of the world —even if this constitution ality always in the process of fulfilling itself
does not reach so far as it does for humans in accordance with the unity of a total sys¬
who are “reasonable creatures” (Vernunft- tem of fulfillment.
wesen). Here I have in mind the problems of The question then is how to conceive of
parents, above all those of mother and the centrality of the ego (lchzentrierung) in
child. These problems, however, arise also the universality of the intentional implica¬
in connection with the problematic of tion, in the constantly constituted, all-
copulation. primordial, original living presence, in the
Primordiality is a system of drives—and absolute “simultaneity” of all monads, of
if we understand it as an originally constant the changing immediate and mediate recip¬
stream, every drive in it is also in other rocal transcending of the drives of the com¬
streams, and eventually it is together with munity of the monads. This open infinity,
the drive of other ego-subjects. This inten¬ as open infinity of the mediacy of transcen¬
tionality has its transcendent “goal,” tran¬ dence, has the essential characteristic that an
scendent insofar as it is felt as foreign in re¬ infinity of monadic degrees belong to it —as
ciprocal feeling. Yet, primordially, this goal degrees of the development of the ego and
is its own — i. e., it is the goal of the originary of the world. Here also belong the infinity
modal intention which simply emerges and of the degrees of animal monads of the ani¬
constantly fulfills its own nucleus. In my old mal, pre-animal monads up to man, of the
theory of the internal consciousness of time, infantile and pre-infantile monads—in the
I dealt with the intentionality introduced permanence of the “ontogenetic” philogenic
here precisely as intentionality—set up as development.
protention and retention, self-modifying The new awakening of the egos as self-
yet preserving the unity; but I did not talk sufficient, as the center of acts which are re¬
about the ego, and I have not characterized alized in a surrounding world and therefore
this intentionality as egological (in the the awakening of the constitutions of “be¬
broadest sense of intentionality of the will). ings,” and lastly of an horizon of the world
Later I introduced the latter as founded in — as teleology included in the universal tele¬
an egoless intentionality (“passivity”). But ology, as a universal intentionality is always
isn’t the same ego of actions and habits de¬ “prior” in the continual vitality of a unitary
riving from it, a developing ego?1 Shouldn’t and conscious community of monads. This
we or musn’t we posit a universal intention¬ is the community of universally constituted
UNIVERSAL TELEOLOGY 337

drives which has, corresponding to it, a worldly event, and thus it is not all related
world which always brings anew the monads to the other, as an act of copenetration
to a new formation and to their “develop¬ which is in the life of the world.
ment.” In this form the totality of the mo¬ The unity of my concrete being as con¬
nads gradually comes to self-consciousness stant being based in the temporalization of
and attains its maximum universality as a the ego is also a unity of intentionality and,
human community. considered from within, it is such that the
This community has the unique universal original constitutes itself in it. However, it
world in which it finds itself as world¬ does not come into question since it is in the
perceiving and in which it has climbed to world and becomes explicit in the experi¬
the will of the knowledge of the world in the ence of the world and in knowledge. “Be¬
cultural European humanity, which has cre¬ fore” the world there is the constitution of
ated a universal positive science. Only from the world, my self-temporalization in pre¬
this follows the possibility of a transcenden¬ time, the intersubjective temporalization in
tal reduction through which the monads pre-time, and the intersubjective temporal¬
discover themselves as human monads and ization of intersubjective pre-time. The in¬
therefore in the form of the generative con¬ tersubjective “act of reproduction” “moti¬
nection of all degrees of monads: the higher vates” natural processes in the life of the other
and lower animals, the plants and their —processes that are different from self-
lower forms and all in the connection of temporalization and, in the explication from
their ontogenetic development. Every mo¬ the side of my being in the world as man, I
nad is essentially in such a development and experience what in the world reveals itself
all monads are essentially in the generative through further inductions, I experience
development. what concerns the physiology of pregnancy.
I start from myself as a man and from my Teleology encompasses all of the mo¬
human monad which contains implicitly my nads. What occurs in the motherly domain
immediately surrounding human world. (in dermutterlichen) is not limited to it, but
The question arises concerning the inten¬ “is reflected throughout.” But I arrive at this
tionally of copulation. In the fulfillment of only as an ego that recognizes itself as a sci¬
the drive, immediately viewed, there is entific man in mundane life and questions
nothing concerning the child which is cre¬ my and our monadic being and from there
ated, nothing concerning what will have the goes systematically further.
well-known consequences in the other sub¬ The reconsideration begins from me and
ject: the fact that the mother will give birth from the world in which I live concretely and
to the child. naturally —the world of my and our experi¬
But the fulfillment of the drive as pene¬ ence, which is at the same time the world for
tration into the other “soul” is not a recipro¬ the sciences, which in turn belong to my
cal feeling oneself in the other as an uninter¬ world and in their own way they can be ex¬
rupted experience of the life of the other, of perienced and are experienced as the being
what follows as the act of reproduction as a (seiendes) of this world.

NOTE

1. The ego, as a pole in which it operates in tempo- cess, temporalizes and objectifies itself, along with its
ralization constantly constituting objectivity in the pro- peers, in corresponding degrees.
20

Introduction to
“Recollections of Franz Brentano”
RICHARD HUDSON

The “Erinnerungen an Franz Brentano,” “Recollections” Husserl talks of the physical


which is presented here in English transla¬ impression Brentano left—his presence be¬
tion, was first published in 1919 in Franz fore a class, the otherworldliness of his view,
Brentano: Zur Kenntnis seines Lebens und his sense of having a great mission, etc. — as
seiner Lehre, a book put together by one of well as the impression of seriousness coming
Brentano’s more faithful students, Oskar from the strictness and rigor with which he
Kraus, to consecrate the memory of Bren¬ proceeded and the sharpness and clearness
tano, who had recently (1917) passed away.1 of his arguments. Husserl claims that it was
Half of the book consists of an essay by this personal example which led him to be¬
Kraus attempting to show that “Brentano is lieve philosophy too could be scientific and
an author not of the past but of the future”;2 that it would be worthwhile for him to
the other half consists of recollections of abandon mathematics and take up philoso¬
Brentano by Husserl and by Carl Stumpf, phy as his life’s work.
the two most famous of Brentano’s students. At the time of this first meeting (1884)
Husserl’s article thus contains for the Husserl was a young mathematician who
most part recollections of his personal rela¬ had received his doctorate in philosophy in
tionship to the man who introduced him to 1883 for his dissertation “Beitrage zurTheo-
philosophy, and it does not contain much in rie der Variationsrechnung”3 and had just
the way of philosophic analysis either of finished his year of military service.4 Upon
Brentano’s work or of those of Brentano’s finishing his time in the army, Husserl re¬
ideas which particularly influenced the turned to Vienna to go to Brentano’s lec¬
young Husserl. tures. In the “Recollections” Husserl says he
Although Husserl is writing in a book went to the lectures out of curiosity aroused
which aims at commemorating Brentano, in by all the talk about the famous Brentano;
talking of his own relation to the master, however, in fact it was more than mere idle
Husserl does not hide the disagreements he curiosity which motivated him —for years
had with Brentano’s ideas nor the problems friends, particularly Thomas Masaryk (who
he had in relating to his professor—problems later became president of Czechoslovakia),
which severely reduced the amount of con¬ had urged him to study under Brentano.5
tact between them (Husserl last saw Bren¬ Brentano, although famous for his origi¬
tano some ten years before the death of the nal work in philosophy, was much better
latter). known for the various scandals which had
Despite their later differences, there can touched his life. In 1873 Father Brentano
be no doubt that Husserl was deeply im¬ quit the church because he could not accept
pressed by Brentano from the start. In his the newly proclaimed doctrine of papal in-

338
RECOLLECTIONS OF FRANZ BRENTANO 339

fallibility. At that time he went to Vienna was congeniality, I do not doubt at all. I think
and received a chair in philosophy, which he that Husserl borrowed from Brentano primarily a
had to give up when he married in 1880. series of philosophical terms, of which several
Husserl recounts how sorely Brentano felt come originally from Aristotle and the Scholas¬
the loss of his chair, since as a mere “Privat- tics. Husserl furthermore quite often transformed
these terms right from the beginning. For my
dozent,” although he could continue to
part, I do not really believe that we can see in
teach, he could not direct theses nor have a
Brentano the precurser of Husserlian Phenome¬
say in the Habilitation of young professors.
nology. I think as well that Brentano himself
Despite these difficulties Brentano con¬ would be the first to reject this title.10
tinued to teach and to deeply influence his
students. Husserl discusses briefly the sub¬ According, then, to Van Breda, and tojean
jects of the various courses he took from Wahl, who agreed with him that the rela¬
Brentano, and the other philosophic sub¬ tion was more of congeniality than influ¬
jects Brentano was working on at that time. ence,11 Brentano did not influence Husserl
However, what seems to have most impressed all that much in his ideas, though perhaps
Husserl was Brentano’s teaching ability — he did in his vocabulary.
Husserl exclaims that Brentano was an ex¬ However, the opposite view that Bren¬
pert at Socratic maeutic, i.e., that Brentano tano’s influence on Husserl was very real, at
knew how, by using the Socratic method of least at the beginning of Husserl’s career,
questions and answers, to draw out of a seri¬ seems to be more generally held. As Walter
ous student things the student was not Biemel says: “It is beyond doubt that Bren¬
aware of knowing, and how conversely, tano’s influence was decisive for Husserl.”12
through irony, etc., he knew how to shut up Th. de Boer in his exhaustive study of the
pretentious show-offs.6 What also impressed early Husserl says: “When we look over Hus¬
Husserl was Brentano’s openness with his serl’s early work, we notice a dominating in¬
students: inviting them to go on walks with fluence from his master, Brentano.”13 Spie¬
him in Vienna, and to go to his house for gelberg also recognizes this influence by
dinner, and speaking openly with them of starting his famous history of the phenome¬
his innermost concerns, his political and re¬ nological movement with a chapter on Bren¬
ligious ideas, his personal fate. Brentano tano, who he admits was never a phenome-
seems to have been especially friendly with nologist.
the young Husserl (25 years old in 1884), in¬ Those who see an influence of Brentano
viting him to his summer residence and on Husserl (and particularly on the early
even painting his portrait (a painting which Husserl) do not always agree on the precise
unfortunately was destroyed in the Second points in which this influence can be found;
World War).7 however, all seem to admit that the most
Exactly in what ways and how much important of Brentano’s ideas for Husserl
Brentano influenced Husserl is not a matter was that of intentionality. Thus de Boer
of total agreement among experts and is writes:
perhaps a question which, as Spiegelberg
claims, cannot be resolved without thor¬ In his earliest work [i.e., before the Logical Inves¬
ough study of the correspondence between tigations) Husserl is in certain ways dependent on
the two men.8 Brentano. This is the case particularly for the
theme of intentionality, which plays such a cen¬
That, as Husserl claims in this article,
tral role in phenomenological philosophy. Bren¬
Brentano’s personality was a decisive influ¬
tano’s well-known definition of intentionality is
ence on him is generally accepted.9 What is presented by Husserl and is at first simply taken
at times questioned, however, is how much over unchanged.14
Brentano’s ideas influenced Husserl. The late
Father Van Breda, founding director of the Biemel, Tatarkiewicz, and Illemann also
Husserl Archives, said in a 1959 discussion: stress that the concept of intentionality is
one which Husserl without much doubt de¬
I think that in general the influence of Franz rived from Brentano’s reformulation of the
Brentano on Husserl is overestimated. That there Scholastic concept.15
340 HUSSERL ON THE SOCIAL AND THE PERSONAL WORLDS

Many authors who. see an influence of Arithmetik, to him, Brentano never read
Brentano on Husserl believe that Husserl Husserl’s work very closely. Spiegelberg re¬
was indebted to Brentano for concepts other ports that Brentano did not even read Hus¬
than that of intentionality. Thus de Boer serl’s works “slantingly"—that Brentano’s
claims: copy of the Philosophie der Arithmetik did
not even have the pages cut open, and that
The dependence on Brentano is not limited, as neither his copy of this book nor his copy of
most people think, to the theme of intentional¬ the Logical Investigations had any markings
ity, but rather it goes much deeper and wider. in it.19 Brentano’s failure to read Husserl’s
One of the most urgent problems which Bren¬
books was perhaps partly due to Husserl’s
tano set before Husserl is that of the relation of
concerns with mathematics, concerns which
genetic to descriptive psychology.16
Brentano did not share, and partly, at least
Illemann also sees several of Brentano’s ideas after 1902, to Brentano’s failing eyesight
in Husserl, particularly in xhz Logical Inves¬ which made reading anything extremely
tigations, where, Illemann believes: difficult.20
Whatever the cause—whether a failure
In fact Husserl takes over several things that Bren¬ by Brentano to understand Husserl’s work,
tano had already noticed: e.g., the distinction or a correct assessment by Brentano that this
between act and content, the concept of inten¬
work was opposed to his own aims—Bren¬
tionality, the refusal of an unconsciousness in the
tano seems not to have been very pleased
psyche . . . , and the immediate evidence of in¬
ner perception.17
with the writings of his star pupil, and he
quite probably saw, as did others, that Hus¬
Illemann, however, sees so many influences serl’s Logical Investigations with its attack on
of Brentano in Husserl that he believes that “psychologism” was an attack on himself.21
the Logical Investigations was basically in Husserl, as he says in the “Recollections,”
accord with Brentano’s philosophizing—a felt that Brentano did not understand what
viewpoint held by very few, and almost cer¬ he was attempting to do, and he thought
tainly not by Brentano. that Brentano was unfair to him. He felt the
In fact, although in 1886 Husserl left Vi¬ older man was rigid, set in his ways, and
enna probably very much influenced by closed off against any new ideas. Husserl
Brentano in several ways, a gap soon devel¬ particularly disliked what he saw as Bren¬
oped between the two men due to differ¬ tano’s lack of sympathy for those who, like
ences in the way they saw philosophy. Hus¬ the German Idealists and like Husserl him¬
serl recounts in the “Recollections” that in self, try to work out ideas which at the be¬
his work, which he says was at first heavily ginning lack clearness and preciseness, but
influenced by Brentano, he developed which give the possibility of new and origi¬
themes which were originally those of Bren¬ nal ways of thinking. While it is easy for a
tano; that, however, in his own hands these master logician like Brentano to make fun of
themes went in directions that Brentano did people caught in such a predicament, Hus¬
not want to go; and that, although Bren¬ serl felt it was unfair, and he thus found it
tano tried to educate his students to think difficult to continue to communicate with
for themselves, he could not accept that the master.
they think something different from him.18 Despite these later difficulties however,
Thus relations between the two thinkers be¬ Husserl never lost his respect for his master
came strained—with the younger man seeing nor his memories of all that Brentano had
himself as being faithful to the spirit of the done for him when he was a young student
older man’s thought, and the older profes¬ in Vienna. It was Brentano’s personality, his
sor seeing his student as incapable of rising strict scientific way of proceeding, his other¬
to the high level he had already attained. worldly attitude, and his sense of purpose
The strained relations began soon after which persuaded Husserl of the value of
Husserl left Vienna. Although Husserl sent philosophy and which enabled him to de¬
Brentano copies of his writings and dedi¬ cide what he would do with his life.
cated his 1891 book, the Philosophie der
RECOLLECTIONS OF FRANZ BRENTANO 341

NOTES
1. Oskar Kraus, Franz Brentano: Zur Kenntnis 10. Husserl, Cahiers de Royaumont, Philosophic
seines bebens undseinerbehre, Mit Beitragen von Carl no. 3 (Paris: Les editions de Minuit, 1959), p. 29.
Stumpf und Edmund Husserl (Munich: C.H. 11. Ibid. Van Breda’s and Wahl’s comments come
Beck’sche Verlagsbuchhandlung, 1919). in a discussion of an article by V. Tatarkiewicz.
2. Kraus, Franz Brentano, p. iv. 12. Ibid., p..70.
3. Karl Schuhmann, Husserl-Chronik. Denk-und 13. Th. de Boer, De Ontwikkelingsgang in het
bebensweg Edmund Husserls, Husserliana Dokumente Denken van Husserl (Assen: Van Gorcum & Comp
1 (The Hague: Nijhoff, 1977), p. 11. 1966), p. 147.
4. Ibid. 14. Ibid., p. 577.
5. Ibid., p. 5. Herbert Spiegelberg in his The 15. See Biemel, Husserl, Cahiers de Royaumont,
Phenomenological Movement: A Historical Introduc¬ p. 70, Tatarkiewicz, ibid., p. 21, and Werner Ille-
tion, Phaenomenologica 5, (The Hague: Nijhoff, mann, Husserls vor-phanomenologische Philosophie,
1960), 1: 92, also reports that it was on Masaryk's rec¬ mit einer Monographishen Bibliographic Edmund
ommendation that Husserl went to Vienna to hear Husserl (Leipzig: Verlag von S. Hirzel, 1932), p. 59.
Brentano.
16. De Boer, De Ontwikkelingsgang, p. 580.
6. See “Recollections," p. 343. 17. Illemann, Husserls, p. 59.
7. Herbert Spiegelberg, “The Lost Portrait of Ed¬ 18. See Recollections,” p. 345: “Completely un¬
mund Husserl by Franz and Ida Brentano," in Philo- der Brentano’s direction in my beginnings . . p.
mathes: Studies and Essays in the Humanities in Mem¬ 345: “No one surpassed [Brentano] in educating stu¬
ory of Philip Merlan, ed. Robert B. Palmer and Robert dents to think independently, yet no one took it harder
Hamerton-Keliy (The Hague: Nijhoff, 1971), pp. 341- when such thinking was directed against his own en¬
45. In this brief article Spiegelberg gives details on the trenched convictions”; p. 346: “I knew, however, how
picture, and he makes a couple of corrections of minor much it bothered him when someone took another
errors in Husserl's account (e.g., he shows that Husserl path even though it emanated from his own"; p. 347:
got the name wrong of the art critic who thought the
“I was hindered by the inner conviction that . . . Bren¬
painting “lovely”.
tano was no longer adaptable enough to be able to un¬
8. Ibid., pp. 343-44: “The entire relation be¬ derstand the necessity which had forced me to trans¬
tween the always revered master and the emancipated form his basic intuitions.”
pupil would require a full-scale study, in which their 19. Spiegelberg, “The Lost Portrait,” p. 344. Spie¬
voluminous correspondence between 1891 and 1915 gelberg in this article corrects Husserl’s claim that Bren¬
would have to be a center piece.” It is to be noted that tano never responded to the dedication of the Philoso¬
in the “Recollections” Husserl says (p. 346): “I did not phy of Arithmetic— apparently Brentano wrote a short
exchange many letters with Brentano.” note at that time, and then years later, as Husserl re¬
9. As Lothar Kelkel and Rene Scherer say in their counts, noticed that the book was dedicated to him, and
book Husserl: Sa vie, son oeuvre (Paris: P.U.F., 1964), feeling that he might not have written Husserl, wrote a
pp. 2-3: “Without doubt, no other personality marked letter apologizing and thanking him for the dedication.
him [i.e., Husserl] more, toward no other thinker did 20. Spiegelberg makes these suggestions in Phe¬
he recognize a greater debt” than toward Brentano. See nomenological Movement, pp. 27 and 92.
also Spiegelberg, Phenomenological Movement p. 28. 21. See ibid., p. 49.
20
Recollections of Franz Brentano*
Translated by R. Hudson and P. McCormick

The good fortune of attending Brentano’s maturity allowed. At that time I had just
lectures was mine for only two years. During finished my university studies and was still a
this time, the only whole semesters were the beginner in philosophy, which was the mi¬
winter semesters of 1884-85 and 1885-86. nor subject for my doctorate in mathematics.
Brentano lectured five hours a week on At a time when my philosophical inter¬
“practical philosophy” both times and, be¬ ests were increasing and I was uncertain
sides the discussion groups, another one or whether to make my career in mathematics
two hours on selected philosophical ques¬ or to dedicate myself totally to philosophy,
tions. In the corresponding summer semes¬ Brentano’s lectures settled the matter. At
ters he continued these shorter lecture first I attended these lectures just out of cu¬
courses which were exclusively for advanced riosity, simply to hear the man who was then
students, but the courses would end early, being talked about so much in Vienna.
by the first week in June. The first of these Some admired and highly respected Bren¬
lecture courses, “Elementary Logic and Its tano, but just as many others polemicized
Necessary Revisions,” concerned systemati¬ against him as a disguised Jesuit, a speechi-
cally connected basic elements of a descrip¬ fier, sham, sophist, and scholastic. The very
tive psychology of the intellect. Parallels in first impression Brentano made upon me
the mental sphere were pursued in a chapter struck me quite a bit. This haggard figure
devoted to them. The other lecture course, with the massive head framed by curly hair,
“Selected Psychological and Aesthetic Ques¬ the energetic boldly soaring nose, the ex¬
tions,” mainly offered descriptive funda¬ pressive facial lines which spoke not only of
mental analyses of the essence of phantasy mental work but also of deep spiritual bat¬
representations. About the middle ofjune, tles, was completely beyond the scope of or¬
Brentano went to the Wolfgangsee, which dinary everyday life. Brentano expressed the
he liked so much then, and at his friendly consciousness of a great mission in each
request I accompanied him there (to St. Gil- trait, in every movement, in the upward and
gen). It was particularly during these sum¬ inwardly turned look of the soulful eyes, in
mer months, in which I had a standing invi¬ his entire way of behaving. The language
tation to visit his home and to go along on Brentano used in his lectures was formally
his short walks and boat outings (even on perfect. It was in no way artificial, neither
the only large excursion of the two years), cleverly ornamental nor rhetorical, but noth¬
that I was able to get somewhat close to him ing less than sober scientific discourse. The
— as much as the great difference in age and style throughout was elevated and artistic, a
style which expressed Brentano’s personality
^Translated and printed with the permission of the in a completely appropriate and natural
publisher and translators from Kraus, Franz Brentano way. When he spoke in his peculiarly soft
(Munich: C.H. Beck, 1919), pp. 153-67. and husky undertone, all the while gestur-

342
RECOLLECTIONS OE FRANZ BRENTANO 343

ing in his priestly way, Brentano stood be¬ Brentano, had supper prepared. These sup¬
fore his young students like a seer of eternal pers were never occasions for small talk. Dis¬
truths and a herald of a celestial world. cussions continued. Speaking tirelessly, Bren¬
Despite all the prejudices against him, I tano would raise new questions or give whole
did not resist the strength of this personality talks opening huge and novel perspectives.
very long. Sometimes it was the subject mat¬ Shortly after the meal was over, and after
ter which overcame me, other times the quite having tried hard to make the shy students
singular clearness and dialectical sharpness feel at home and help themselves (some¬
of his expositions, the cataleptic power as it thing which Brentano never thought of),
were of his way of developing problems and Frau Ida would vanish. Once by chance the
of his theories. Brentano’s lectures gave me famous politician and a close friend of the
for the first time the conviction that encour¬ household, E. von Plener, dropped in on
aged me to choose philosophy as my life’s one of these groups. Brentano however was
work, the conviction that philosophy too not to be diverted; on this evening he be¬
was a serious discipline which also could be longed entirely to his students and the sub¬
and must be dealt with in the spirit of the ject for discussion.
strictest science. What made me marvel and His students found Brentano easy to
filled me with confidence was the com¬ speak with. He freely invited them for walks
pletely impartial way Brentano attacked all where, totally unperturbed by the noises of
problems, his treating problems in terms of the city streets, he answered their philo¬
aporiai, his finely dialectical measuring of sophical questions. In a self sacrificing way
various possible arguments, his clarifying he took an interest in his students, not only
of equivocations, and retracing of every in their scholarly but also in their personal
philosophical concept to its original intu¬ needs, and he became their most benevolent
itive sources. His serious, complete, even advisor and educator. To those he viewed as
holy submission to his subject matter kept trusted friends, Brentano would even talk
his lectures free from common academic about his political and religious convictions
witticisms and jokes. Brentano avoided too and his personal fate. Everyday politics he
any kind of clever antitheses whose linguis¬ kept at a distance. But Brentano was keenly
tic point requires violent intellectual simpli¬ interested in the idea of a Greater Germany
fications as payment. In ordinary conversa¬ in the old south German understanding of
tion however and when he was in a good the matter which he grew up with and held
mood, Brentano was very clever with an ef¬ on to tenaciously. He also kept his antipathy
fervescent wit and humor. Most impressive toward Prussia, a point on which I could
was his activity in the unforgettable discus¬ never agree with him. Clearly, Brentano
sion groups. (I remember the following sub¬ never experienced the Prussian manner and
jects: Hume’s Enquiry Concerning Human had no significant personal or worthwhile
Understanding and Enquiry Concerning the social impression of it. I however, with more
Principles of Morals, Helmholz’s The Facts luck, had had such experience and had
of Perception, Dubois-Reymond’s Bounda¬ learned to appreciate it highly. The result
ries of Natural Knowledge.) Brentano was a was that Brentano was insensitive to the pe¬
master of socratic maieutic. How well he culiar greatness of Prussian history. A simi¬
knew how to use questions and objections to lar case was Protestantism which, in with¬
guide the unsure groping beginner, to en¬ drawing from the Catholic church, he had
courage sincere efforts, and to transform the not approached in any way. As a philoso¬
unclear beginnings of vaguely felt truths pher he had freed himself from Catholic
into clear thoughts and insights. And how dogma. No relation however to Protestant
well too he was able to silence the empty ideas played any role in this process. The
chatterers without ever insulting them. Af¬ sympathetic historical-political understand¬
ter the discussions Brentano used to invite ing and the appreciation of historical value
those who had read papers together with which could arise from such an understand¬
three or four of the most active participants ing were simply lacking in Brentano. I never
to go home with him where his wife, Ida heard him speak of Catholicism without the
344 HUSSERL ON THE SOCIAL AND THE PERSONAL WORLDS

greatest respect. Sometimes he would vigor¬ truths and theories. My impression then and
ously defend the religious and ethical pow¬ later was that Brentano thought of himself
ers linked with Catholicism against injudi¬ as the creator of a philosophia perennis. He
cious deprecating talk. The theistic world was completely certain of his method and he
view which he treasured linked him philo¬ strove constantly to satisfy the highest claims
sophically to the old church, so that he liked of an almost mathematical strictness. Bren¬
to discuss questions about God and immor¬ tano believed that his sharply polished con¬
tality. Brentano thought through his two- cepts, his strongly constructed and systemat¬
hour lecture course on the proofs for the ex¬ ically ordered theories, and his all round
istence of God with the greatest care (this aporetic refutation of alternative interpreta¬
was a part of the larger course on metaphys¬ tions, captured final truths. For all his deter¬
ics which he had given in earlier years at mined defense of his doctrines, Brentano
both Wurzburg and Vienna). As I was leaving did not, although I believed so for a long
Vienna he started working on these prob¬ time, rigidly cling to them. He later aban¬
lems freshly. I know that he was concerned doned various favorite theses of his earlier
with such problems until his last years. years. He was never at a standstill. Although
What mainly occupied him in these years his intuitive analyses were deeply penetrat¬
however were the questions of descriptive ing and often ingenious, Brentano relatively
psychology (the theme of the lectures men¬ quickly moved from intuition to theory, to
tioned) and the investigations into the psy¬ the delimitation of sharp concepts, to theo¬
chology of the senses. The latter were first retical formulation of working problems. He
published a few years ago and I still remem¬ constructed a systematic aggregate of possi¬
ber at least the major parts from the talks in ble solutions, the choice among which was
Vienna and St. Gilgen. Brentano dealt par¬ to be made through criticism. If my judg¬
ticularly thoroughly in the elementary logic ment of his philosophy is correct, then at
lectures in what are clearly creative new for¬ each phase of his development Brentano
mulations, with the descriptive psychology had quite definite theories defended with
of the continua. He dealt exhaustively with well considered arguments, which allowed
Bolzano’s Paradoxes of the Infinite. He did him to feel himself the match of anyone
the same with the distinctions between “in¬ else’s doctrines. Brentano had little esteem
tuitive and nonintuitive,” “clear and un¬ for thinkers like Kant and the post-kantian
clear,” “distinct and indistinct,” “authentic German Idealists, for whom the value of
and inauthentic,” and “concrete and ab¬ original intuition and anticipatory present¬
stract” representations. That summer semes¬ ments stood so much higher than the value
ter Brentano tried to investigate in a funda¬ of logical method and scientific theory.
mental way all the descriptive moments Brentano would not concede evaluating a
which underlie the traditional distinctions philosopher as great when all his theories
of judgments and which are exhibited in the taken strictly were unscientific and when
immanent nature of the judgment. Just even all his basic concepts left almost every¬
afterwards, and as the theme in one of the thing to be desired in “clearness and dis¬
lecture courses mentioned above, he investi¬ tinctness.” He would not concede that a phi¬
gated descriptive problems about phantasy, losopher’s greatness, instead of lying in the
especially the relationship between phan¬ logical perfection of his theories, could lie
tasy representations and perceptual repre¬ in the originality of highly meaningful, al¬
sentations. These lectures were particularly though vague and barely clarified basic in¬
stimulating because the problems were ex¬ tuitions, in a prelogical resoluteness which
hibited in the course of their investigation. first of all pushes towards the logos, in short,
The lectures, however, on practical philoso¬ in fully new-fashioned thought motifs,
phy or on logic and metaphysics (from which are ultimately decisive for the goals of
which I could use accurate notes), despite all philosophical work and yet which are far
the critical-dialectical presentation, were from taking effect in theoretically strict in¬
somewhat dogmatic; they were supposed to sights. Brentano was entirely devoted to the
and in fact did arouse the impression of final austere ideal of a strict philosophic science,
RECOLLECTIONS OL FRANZ BRENTANO 345

an ideal he saw in the exact natural sciences. In this light it is easy to understand that a
He regarded the systems of German Ideal¬ deeply penetrating teaching activity and
ism as degenerate. Completely under Bren- even, in a good sense, a school was so impor¬
tano’s direction in my beginnings, I devel¬ tant to him; it was important not only for
oped rather late the conviction which is the diffusion of the insights he achieved but
shared today by so many scholars intent on a also for further work on his thoughts. Bren¬
strict scientific philosophy, namely that the tano was sensitive about any deviation from
Idealistic systems, which are basically no dif¬ his fixed convictions. He became spirited in
ferent from all the previous philosophies of the face of objection to these convictions.
the era which Descartes inaugurated, must He remained rather rigid with the formula¬
be seen rather as immature and yet of the tions and aporetic foundations which he had
highest value. Kant and the other German measured out long ago. And he claimed vic¬
Idealists offer little which is satisfactory and tory thanks to his masterful dialectic, which
stable for a scientific and rigorous develop¬ nonetheless was not always convincing when
ment of the problems which truly motivated objections were based upon alternative orig¬
them. Yet those who manage to understand inal intuitions. No one surpassed him in
and become familiar with the intuitive con¬ educating students to think independently,
tent of their themes are certain that entirely yet no one took it harder when such think¬
new and totally radical dimensions of philo¬ ing was directed against his own entrenched
sophical problems are illuminated in the convictions.
Idealist systems. Moreover the ultimate and The great value that Brentano put on re¬
highest goals of philosophy are opened up gaining his professorship at the University of
only when the philosophical method which Vienna (something I understood very little
these peculiar systems require is clarified of at the time) was undoubtedly linked with
and developed. his conviction of inaugurating a new kind of
Brentano’s preeminent and admirable philosophy. He spoke much of constantly
strength was in logical theory. Yet the ex¬ renewed hopes, of promises made to him
traordinary and far from concluded effect of and never kept. Brentano found it difficult
Brentano’s philosophy in the long run rests not being able any more to direct doctoral
on his having drawn as an original thinker work, not to present such work to the fac¬
from original intuitive resources. He thereby ulty, and even more having to watch pas¬
conveyed new and vital themes to the Ger¬ sively the inauguration of university lectur¬
man philosophy of the 1870s which had be¬ ers he judged unacceptable. He often spoke
come so unproductive. How long his meth¬ bitterly about this. Except for the voluntary
ods and theories will be preserved is not to limitation of his summer lectures, however,
be decided here. Brentano’s themes in any his teaching did not suffer under these con¬
case have grown differently in other minds ditions. Even afterwards, his influence as
than in his, but this is merely new proof of before was decisive not only in Vienna but
their original vitality. This however was not also in all of Austria. Each winter hundreds
to his liking, for as I said Brentano was sure of first semester law students and students
of his philosophy. In fact, his confidence in of all faculties used to attend his classically,
himself was total. His inner certainty of be¬ finely polished lecture course on practical
ing on the right path and of founding a philosophy. After a few weeks, however, the
purely scientific philosophy never wavered. numbers diminished a great deal since the
He felt called upon from within and from continual amount of work required to keep
above to develop his philosophy more pre¬ up was not to everyone’s liking. This lecture
cisely inside the systematic and basic doc¬ course always brought more talented young
trines that he considered certain. I would people into Brentano’s discussion groups
like to stress this pure doubt free conviction and proved that his efforts were well worth¬
of his mission as being plainly the basic fact while.
of Brentano’s life. Brentano’s personality Brentano complained much in these
can neither be understood without this basic years, even in St. Gilgen which was supposed
fact nor can it be correctly judged. to strengthen them, about his weak nerves.
346 HUSSERL ON THE SOCIAL AND THE PERSONAL WORLDS

He always tried to relax from intensive men¬ he could do a good turn for another. In his
tal effort in other activities which were just personal conduct toward younger people he
as intensive and which he pursued with no was both very dignified, and yet exceedingly
less zeal. In the Vienna Chess Club he was gracious and kind. He was continually con¬
considered a particularly clever player—too cerned for their scholarly development, but
clever, I was informed, and too often set on also for their moral well-being. One could
pursuing a guiding thought to be able to only submit oneself entirely to this higher
win very often — and at times he could be to¬ guidance and feel its ennobling power con¬
tally engrossed in a game. On other occa¬ stantly, even when one was far away. Even in
sions he did wood-carvings or some painting his lectures, those who had let themselves be
and drawing—always passionately engaged. guided by him were affected most deeply,
On the trip to St. Gilgen, he would quickly not just at a theoretical level by the subject
get out his practical, self-carved chess set matter but even more so by the pure ethos
and then play enthusiastically throughout of his personality. And how personally he
the whole long trip. In St. Gilgen he partici¬ could give of himself! I cannot forget the
pated in the portrait painting which his quiet summer evening walks by the Wolf-
wife, an able painter, pursued, improving gangsee when he would often let himself go
or entirely taking over her pictures in pro¬ and speak freely about himself. He had the
cess. Of course she then had to help out and openness of a child, and in general the
fix up several parts. In 1886 he and his wife childlikeness of genius.
did my portrait—“a lovely picture” was the I did not exchange many letters with
verdict of the sensitive art historian Theodor Brentano. To my letter in which I asked him
Vischer. With similar enthusiasm he would to accept the dedication of my first philo¬
play boccia afternoons in St. Gilgen in the sophical writing, the Philosophic der Arith-
“garden,” a small piece of land behind metik, he replied warmly. He thanked me
the rented cottage near the lake. Hiking in but earnestly tried to dissuade me from tak¬
the mountains did not interest him; he liked ing the rancor of his enemies on my back. I
only moderate walks. In St. Gilgen as well as dedicated the book to him anyway, but re¬
in Vienna his life style was very simple. It ceived no further response to the sending of
was unnecessary to know him long and ob¬ the dedicatory copy. Brentano never noticed
serve his habits to see that the rumors about that I had actually dedicated the book to
his having married his first wife for her him until fourteen years later. He then
money were ridiculous. Brentano did not thanked me heartily and generously. Clearly
like the pleasures of the rich, luxury, good he had either not looked at the book at all or
food, and sumptuous living of any kind. He at most he had only, in his way, read it
did not smoke and he ate and drank very “slantingly.” I had too much respect for him
moderately without any noticeable discrimi¬ of course and understood him too well to be
nation at all. I often ate at Brentano’s house irritated.
and I never heard him comment on the food Something deeper was at the basis of our
or drink or noticed that he took any particu¬ failure to exchange more letters. Initially I
lar pleasure at meals. Once when we arrived was his enthusiastic student, and I never
in St. Gilgen before his wife and had to eat ceased to respect him as a teacher. But I
in a rather bad restaurant, Brentano was could not remain a member of his school. I
quite content; he was not even aware of the knew, however, how much it bothered him
difference and was completely occupied when someone took another path even
with his thoughts or with the conversation. though it emanated from his own. In such a
He ordered the simplest meals only, just as case he could easily be unfair, as he was
on the train when he travelled alone he was towards me, and that was painful. Anyone
content with the lowest class. It was the same who is inwardly driven by unclarified and
story with his clothes, which were overly yet overpowering thoughts or who tries to
simple and often worn out. In all these re¬ fulfill intuitions which cannot yet be con¬
spects Brentano was frugal in things that ceptualized and which do not conform to
touched his own person, but generous when the standard theories will not gladly open
RECOLLECTIONS OF FRANZ BRENTANO 347

himself to those who remain certain of their tion. It moved me greatly when, almost
own theories, and hardly to a master logi¬ blind, he explained from the balcony the in¬
cian like Brentano. The torment of one’s comparable view of Florence and the coun¬
own unclearness is enough, and no new tryside, or led me and my wife by the most
proofs or dialectical refutations are needed beautiful paths to the two villas Galileo
of one’s logical incapability, which is pre¬ once lived in. I found him really very little
cisely the driving force for investigative changed in his outer appearance. But his
thought. Such proofs and refutations pre¬ hair was gray and his eyes had lost their
suppose methods, concepts, and principles shine and earlier expression. And yet how
which must be suspected and eliminated much he spoke even now through these
right away as doubtful, and the misfortune eyes, what radiance and divine hope. We
lips precisely in the fact that one can neither talked of course a good deal of philosophy.
clearly refute nor even make anything suffi¬ Even that was painful. He was filled with
ciently clear to oneself nor exhibit anything emotion to be able to speak philosophically
definite. This was my case, and this explains once again. Being a teacher for Brentano
if not a personal alienation, at least a certain was a necessity, and yet he had to live alone
distance between my teacher and me, a dis¬ in Florence in no position to have a personal
tance which even later on made scientific influence. He would become happy simply
contact so difficult. I have to concede that it when someone from the North came who
was never a lack on Brentano’s part. He re¬ could listen to and understand him. At that
peatedly took the trouble to enter again into time it seemed to me as though the decades
scholarly contact. He surely felt that my since my student days in Vienna were a faint
great respect for him had not diminished in dream. I felt myself once again a shy begin¬
these decades. On the contrary my respect ner over against a towering and more power¬
had only grown. As my own development ful spirit. I preferred to listen rather than to
continued I learned precisely to esteem speak. And how great, and beautifully orga¬
more and more the power and the value of nized, and firmly constructed was his talk.
the impulse Brentano had given me. Once however he wanted to listen and with¬
When I was a university lecturer I visited out interrupting me with objections he let
him once in the summer vacation at Schon- me report cohesively on the sense of the
biihl on the Danube. Shortly before he had phenomenological way of investigation and
bought the “tavern,” which was now being my past struggle against psychologism. But
remodelled as a house. I will never forget we did not understand each other. Perhaps
the situation in which I found him. On ar¬ some of the fault was mine. I was hindered
riving at the house I saw a group of brick¬ by the inner conviction that, with the rigid
layers and among them a haggard, tall man structure of his concepts and arguments and
with his shirt open, lime-sprinkled trousers, in his rigid way of viewing things, Brentano
and slouch hat, using a trowel like the others was no longer adaptable enough to be able
— an Italian worker, like one used to see in to understand the necessity which had
streets and alleys everywhere at the time. It forced me to transform his basic intuitions.
was Brentano. He came up to me in a Not even the smallest discord troubled
friendly way, showed me his plans for the re¬ these beautiful days. His second wife, Emi-
modelling, complained about the incompe¬ lie, showed us every consideration and
tence of the foreman and bricklayers which friendliness, she who in such a comforting
had made it necessary for him to take every¬ and affectionate way cared for him in his old
thing in hand himself and to work along age and so handsomely adapted herself to
with them. Not long afterwards we were in the style of his life at that time. He wanted
the midst of a philosophical conversation, to be with me as much as possible. He felt
he was still wearing this outfit. that my gratitude for what he had been to
I did not see him again until 1908 in Flor¬ me through his personality and through the
ence in his apartment magnificiently situ¬ living power of his teaching was inextin¬
ated on the Via Bellosguardo. I can only guishable. In his old age Brentano had be¬
think of these days with the greatest emo¬ come even more affectionate and mild. I did
348 HUSSERL ON THE SOCIAL AND THE PERSONAL WORLDS

not find in him the embittered old man on lived half here and half already in that
whom his first and second homeland had higher world in which he believed so firmly,
conferred all too little assistance and had and whose philosophical interpretation in
paid for his great gifts with ingratitude. He theistic theories had occupied him so much
lived perpetually in the world of his ideas even in these later years. This last image I
and he lived for the completion of his phi¬ have of him from that time in Florence has
losophy which, he said, had developed impressed itself most profoundly in my
greatly in the course of the decades. There spirit. This is the way Brentano lives now al¬
was a kind of radiance about him, as if he ways in my memory, an image from a higher
belonged no longer to this world, as if he world.
21

Introduction to
Selected Philosophical Correspondence
FREDERICK A. ELLISTON

Husserl’s phenomenology serves as the light on his personal life, or at least on some
prototype of pure philosophy—a rigorous contemporary figures and events prominent
scientific inquiry totally divorced from the within it and on his responses to them.
vicissitudes and contingencies of everyday The first letter, written in 1915, reveals
life. In large part this image is the result of Husserl’s view of the most cataclysmic event
his initial penchant for questions about the of his time—World War I. The personal
nature and foundations of logic and mathe¬ hardships are evident in the departure of his
matics, whose answers led him to a broad two sons (one of whom, Wolfgang, was later
critique of psychologism and anthropolo- killed in action) as well as his empathy for
gism, Dilthey’s Lebensphilosophie and Hei¬ their suffering and that of their comrades.
degger’s existential analyses —all in the What registers just as clearly is his feeling of
name of a transcendental philosophy that disillusionment, bitterness, and betrayal at
went beyond the flux of the mundane America’s support of France despite its ear¬
world. Yet at the same time Husserl was not lier proclaimed neutrality. These are inter¬
unaware of the context within which he mingled with an almost Kierkegaardian
lived, lectured and wrote—his personal, cul¬ sense of loneliness and abandonment: Ger¬
tural, and historical situation that became many stands isolated and alone. But any
increasingly evident in the themes of his re¬ self-pity is quickly transformed into a Fich-
flections. The quest for quasi-platonic tean national calling. German Idealism,
mathematical and logical forms in his Phi¬ later rejected in his tribute to Euken, is in¬
losophic der Arithmetik and Logical Investi¬ voked here as a source of consolation and
gations led him back to consciousness and fortitude. Deaths are seen in Hegelian terms
its all-pervasive temporal structure. The at¬ as sacrifices on the “slaughter-bench of his¬
tempt to avoid all presuppositions culmi¬ tory,” a necessary evil in the service of a divine
nated in the life-world, only hinted at in the mission. Heroism is unconditionally praised,
middle of his career when these letters were at least on one side, as if the soldiers who
written but more fully developed later in make history act on a plane beyond ordinary
the Crisis. And the growing need for a full morality. The individual gives way to the
explication of his distinctive style of philoso¬ spirit of the nation which has become polar¬
phizing forced him to locate it within the ized in opposition to them: the enemy that
western tradition in dialogues with its major is America too. In Nietzschean tones Hus¬
thinkers like Plato, Descartes, Hume, and serl calls for an overcoming, a passionate
Kant. The following philosophical corre¬ striving and strength of will.
spondence clarifies our picture of Husserl as His unyielding and unqualified commit¬
a man at work in his times by shedding some ment to nationalism, with no doubts about

349
350 HUSSERL ON THE SOCIAL AND THE PERSONAL WORLDS

the justification for so much death and de¬ with its more detailed analyses of the life-
struction, stands in quixotic contrast to his world, could be taken as Husserl’s effort to
philosophical demand that everything be fulfill this call.
called into question in the name of reason Adolf Reinach represents another dimen¬
and truth. His adopting the commonplace sion of phenomenology—its relevance to
rhetoric about “sacrifice for the fatherland,” ethical and legal issues. He was warmly re¬
blind faith that God is on Germany’s side, garded by Husserl as a colleague at Gottin¬
and total identification with his nation’s gen, partly because he was the only one of
hopes regardless of the political realities — his students to join him there but also be¬
these are the very antitheses of the openness, cause of his perseverance, determination, and
disinterestedness, and comprehensiveness originality. Though acknowledging Rei-
Husserl sought as a philosopher. nach’s help in overcoming a Kantian mis¬
Husserl’s tribute to Rudolf Euken, the conception of analyticity, Husserl’s eulogy
1908 recipient of the Nobel prize in literature, somewhat misleadingly (though under¬
serves to locate phenomenology in relation standably) says little of their differences. For
to one of its major contemporary alter¬ Reinach the a priori essences he sought to
natives. Under the influence of Hegelian¬ describe in cognitive judgements and moral
ism, a tradition from which Husserl now decisions had an objective independent sta¬
quickly disassociates himself, Euken had de¬ tus. Husserl, on the other hand, had pro¬
veloped a philosophy of life with several gressed beyond this Platonic realism remi¬
phenomenological motifs: the opposition to niscent of his Logical Investigations to a
the naturalism that Euken regarded as im¬ transcendental idealism that traces their ori¬
poverished, falsely limiting human potenti¬ gin to the constituting activities of con¬
alities and providing no guide to the exer¬ sciousness.
cise of human freedom; the endorsement of Despite this difference, Husserl appreci¬
science as a form of cooperation among men ates Reinach’s rejection of the natural law
whereby nature could be controlled in pur¬ theory of legal essences. Whereas for Augus¬
suit of a peaceful society; the commitment tine an unjust law is no law at all, for Rei¬
to reason as the complement to religion and nach the universal and necessary features of
the basis of science; and the emphasis on existing laws are independent of the moral
temporal processes, the open-ended flux norms used to evaluate them.
forever beyond the finite grasp of philo¬ Husserl’s panegyric underscores his per¬
sophical systems. sonal tolerance for the enterprising work of a
Despite these similarities Euken’s philos¬ younger colleague who diverges sharply
ophy of life operates at a different level— from him on a fundamental issue and the
that of society, its institutions and cultural philosophical range of the methodology as¬
forms. Husserl’s phenomenology contains sociated with his name that could range
nothing comparable to Euken’s detailed cri¬ from epistemology to penology.
tique in Socialism: An Analysis. His view However, this extension requires the fic¬
that philosophy is an infinite task never tion of a legal consciousness in terms of
quite approximates Euken’s insistence a la which the sense of claim, property, and con¬
Kierkegaard that philosophical systems can tract can be explicated. But its artificiality,
never fully encompass their subject matter. grouping together so many disparate experi¬
Nor does Husserl’s limitation to conscious¬ ences, may raise doubts that more familiar
ness, its contents and structures—whether phenomenological frameworks like percep¬
cognitive, volitional or emotive—provide a tion are likewise abstractions with far less co¬
framework for philosophical inquiry as com¬ herence than reputed.
prehensive as life. Like Adolf Reinach, George Bernard Shaw
In a sense Husserl recognizes these differ¬ struck Husserl as a kindred spirit. They were
ences by calling for a fusion of their two phi¬ contemporaries in Schutz’s sense, members
losophies with phenomenology operating at of the same epoch defined by its paradoxical
the more fundamental level of origins. The combination of decline and ascent, its su¬
appearance of the Crisis some 20 years later, perficial self-indulgence and resolute quest
SELECTED PHILOSOPHICAL CORRESPONDENCE 351

for spiritual rebirth. Husserl recognized the emphasizes the paradoxical tensions within
ties that united him with Shaw: the same his life: his unwavering commitment to sci¬
method of self-reflection, an “I am” uttered entific rigor compared to his unquestioned
with scientific rigor and conviction against faith in his divine mission; the methodolog¬
all forms of naturalism; the same movement ical precision of phenomenological tech¬
away from the sham of mundane life toward niques and the Socratic-like trance in which
a transcendental idealism that sees the world he wrote; the Cartesian demand for clear
as shaped by our collective strength or weak¬ and distinct ideas compared to the confu¬
ness, our selfishness or true freedom; the sion and incompleteness of the world of ac¬
same perspective that identifies individuals tion. Though dedicated totally to the prob¬
not as isolated entities but as members of so¬ lem of knowledge, Husserl acknowledges
cial networks that are all embracing and his¬ the greater urgency of more practical social
torical in their roots; and the same objective and moral questions. His greatness lies not
of unmasking the unreality and hypocrisy of in his ability to resolve these contradictions,
the social world by bringing into relief con¬ for they shape our human condition, but in
tradictory images or ideas. his courage to confront them openly.
Husserl’s letter to Arnold Metzger further
21

Selected Letters

Letter to Hugo Munsterberg* To bear and to overcome in ourselves this


feeling of national isolation —that was the
. . . You are, of course, well informed hardest test. Our splendid soldiers out in
about the happenings in Germany during the field —my two sons, like all the able-
the war. To be sure, no report can replace bodied students in Gottingen, are in it too
the personal experience —the tremendous — are resisting the enemy in the mud of the
experience of this war. Routine life contin¬
trenches, under unspeakable hardships, no
ues its ordinary course. Seen from without
day without being under fire, no night in a
the changes appear really insignificant. Not
bed, the wet clothes never changed, in the
the least privation is felt. Industrial life has
midst of ghastly impressions, surrounded by
adjusted itself with astonishing rapidity to
the bodies of the dead; and when they press
the war situation. Naturally there is much,
forward they rush on with ringing song.
far too much, mourning. But how different
Truly it is a marvelous heroism; and yet the
the way in which it is borne and endured!
defiling froth of calumny is dashed upon it.
The feeling that every death means a sacri¬
They have gone out to fight this war in the
fice voluntarily offered gives a lofty dignity
Fichtean spirit as a truly sacred war, and to
and raises the individual suffering into a
offer themselves with full hearts as a sacrifice
sphere above all individuality. We hardly
for the fatherland; and now they are pillor¬
live any longer as private persons. Everyone
ied before the world as atrocious barbarians.
experiences concentrated in himself the life
And America? Our astonishment was be¬
of the whole nation, and this gives to every
yond measure. We did not expect any help,
experience its tremendous momentum. All
but understanding and at least justice.
the tense, passionate striving, all the en¬
America! What an ideal image we had in
deavoring, all the sorrowing, all the con¬
our souls of the new America. We believed
quering and all the dying of the soldiers in
in a new idealism and dreamed of a new
the field — all enter collectively into the feel¬
world period when the idealism of America
ing and suffering of every one of us. All the
would blend with the rejuvenated faith of
poisonous calumnies, all the pestilent winds
Germany. The wave of our astonishment
of a selfish neutrality, blow against every
has ebbed. We have learned to bear this dis¬
one of us. We believed at first that we
appointment too. We no longer speak of it.
should break down; and yet we have learned
It is understood that among the shells which
to bear it. The confidence too has become
the French used and of which originally sixty
concentrated. A magnificent stream of na¬
per cent were failures, now hardly ten per
tional will to win floods through everyone of
cent do not explode since they are imported
us and gives us an undreamt-of strength of
from America. It accords with the reports
will in this terrible national loneliness.
from the front; the list of our dead and
^Published in Hugo Munsterberg, The Peace and maimed is growing. They have to suffer. We
America (New York: D. Appleton & Co., 1915), pp say only: America! and remember the beau¬
222-24.
tiful words of President Wilson, words of

352
SELECTED PHILOSOPHICAL CORRESPONDENCE 353

purest idealism, concerning neutrality. We richly meaningful and readily understand¬


have become so firm and hardened that we able play of superindividual propensities to¬
now do not fear even the neutrals—we have ward movement, the immanent rule of a
never feared the enemy. Hence we hope unified rational power is revealed. Its pres¬
that we shall be able to carry it through and sure points are the individualities that de¬
that God will continue to be with us, as we velop within this process, with their rational
are so humbly endeavoring to prepare a wor¬ striving and their free rational acts. The in¬
thy altar for him in our feelings and our estimable value of Eucken’s philosophy of
intentions. spirit and its animating power rest com¬
pletely on the fact that he, unlike the propo¬
nents of logicistic ontologism, does not spin
any metaphysical profundities out of con¬
Phenomenology and Rudolf Eucken* ** * *
cepts already given. Instead he always draws
on life itself, on intuitions guided by history
Translated by Frederick Elliston and
and on the superempirical necessities of mo¬
Theodore Plantinga tivation he sees in them.
There are two possible ways to discover On the other hand, as far as phenome¬
the primordial life that constitutes in itself nology is concerned, its origin had nothing
the experiential world, two ways to pene¬ to do with German idealism but was deter¬
trate to the essential difference between man mined instead by the motive for a theory of
in nature and man as mind or spirit (Geist), reason that underlies the development of
in order to catch sight of the unity of spiri¬ modern philosophy from Descartes to Kant.
tual life increasingly manifest in the course Phenomenology takes its point of departure
of human history and to trace it back to its in observation through intuition of the fun¬
primordial sources. Rudolf Eucken has fol¬ damental acts of conscious life, together
lowed the first in his philosophy of spiritual with the objectivities we are aware of in
life, and phenomenological philosophy has these acts and their changing modes of ap¬
chosen the second. pearance. Through systematic analysis and
Guided by some stimulating ideas in description it explores the acts of inner and
German idealism, Eucken derived the possi¬ outer experience, the acts of predicative
bility of a new attitude completely opposed judgment, and the acts of feeling and will¬
to that of naturalism from a comprehensive ing, investigating the conscious syntheses
intuition that knowingly penetrates into the interwoven with all such acts, especially
deepest motivations of the great unitary those of reason. It thereby follows the
systems, an intuition of the becoming and method of the “phenomenological reduc¬
self-development of the spiritual life of tion.” It thereby rises to the apprehension of
mankind, of the motivating intentions transcendental pure acts and gains the field
sometimes in harmony and sometimes in of the “pure” life of consciousness as a
conflict, of an intuition of the increases in whole. It studies the motivations dominant
relative fulfillments, of the restrictions of in this field and uncovers in consciousness
the ensuing disappointments, of the ten¬ the primordial and ultimate sources of all
sions from unresolved contradictions, and so bestowal of meaning, the systematic levels
forth. Instead of regarding human spiritual of the phenomenological constitution of all
life as a mere causal appendage to nature, fundamental kinds of objectivities, and so
Eucken saw in it the unity of a life-stream forth. In virtue of this, it believes it can solve
sustained by an immanent teleology in all real problems of origins (always by way of
which the finality of motivation predomi¬ a purely intuitive apprehension and never
nates, not the causality of its nature. In its by way of constructing conceptually) and
that it can trace all principal concepts back
to their origins. Its procedure of intentional
*The following lines were dedicated to Rudolf
Euken for his seventieth birthday on May 1, 1916. analysis and synthesis that starts from below
**Published originally in Die Tatwelt 3 (1927): 10- and moves upward must result in reaching
II. the heights at which Eucken’s philosophy
354 HUSSERL ON THE SOCIAL AND THE PERSONAL WORLDS

has operated up to now. Thus Eucken’s phi¬ torate (the last of which appeared when he
losophy and phenomenological philosophy was 30 years of age) are not great in number
must ultimately fuse into an harmonious and size, but each of them is rich in concen¬
agreement. trated thought-content and worthy of the
Phenomenology has its special reasons for most thorough study. The first of his writ¬
bringing wreaths of honor to Rudolf Eucken ings1 was composed under the determining
on this day. Not only does it see in him the influence of Theodore Lipps, from whom he
brightest exemplar of the noblest practical received his initial philosophical education.
influences of our time, but in purely scien¬ Yet as a student in Munich he had already
tific respects it also sees in his works spiritual become receptive to the influence of the
treasures which it gratefully accepts and new phenomenology, and joined the group
hopes to utilize in its own subsequent labors. of this significant researcher’s highly gifted
students who opposed Lipp’s psychologism
by means of the standpoint of my Logical
Investigations. Reinach did not follow the
Adolf Reinach: In Memoriam* changes in thinking through which Lipps
went in his writings after 1901 as a result of
Translated by Frederick Elliston and this opposition, however much he too
Theodore Plantinga prized them for their richness in valuable
Through the early death of Adolf Rei¬ ideas. He was one of the first to understand
nach, German philosophy has suffered a fully the proper meaning of the new phe¬
heavy loss. His growth was still far from nomenological method and to be able to
complete when the war broke out, but he survey its philosophical range. The phenom¬
joined in as a volunteer, full of excitement, enological way of thinking and investigating
to fulfill his duty to the Fatherland. His first soon became second nature to him, and
works already testified to the independence from then on he was never shaken in the
and power of his mind as well as the serious¬ conviction bringing him so much joy that he
ness of his scientific efforts, which could be had reached the true mainland of philoso¬
satisfied only through the most fundamen¬ phy and was now as investigator surrounded
tal investigations. Those who were closer to by an endless horizon of possible discoveries
him, who learned in scientific discussions to that would be decisive for a rigorously scien¬
value his philosophical nature, who observed tific philosophy. Thus his Gottingen writ¬
the scope of his studies and the manysided¬ ings breathe a completely new spirit and at
ness of his interest, might be surprised that the same time announce his effort to make
he was so slow to publish. How easily he certain circumscribed problems his own and
grasped complicated sequences of thoughts to make the ultimate basis fruitful through
that he heard or read, and how quickly he the work he had undertaken.
recognized principal difficulties and sur¬ Only one of Reinach’s essays is historical.
veyed the most remote consequences. And Its topic is Kant’s view of the Humean prob¬
what a wealth of brilliant ideas he could lem (“Kant’s Auffassung des Hume’schen
draw on quickly whenever he was immersed Problem” in the Zeitschrift fur Philosophic
in thought. But how he held in check these und philosophische Kritik, volume 141,
gifts that seemed to point him in the direc¬ 1908). It deserves the most serious attention.
tion of quick and fascinating scholarly pro¬ For me, on the one hand, the immersion into
ductions. He wanted to draw only on the the sense of cognition beyond “relations of
most profound sources and only do work of ideas” and the insight that Kant’s interpre¬
abiding value. Because of his prudent re¬ tation of them as analytic judgments repre¬
straint, he succeeded in this. The writings sents a misunderstanding were on the way to
which he produced after receiving his doc- pure phenomenology. Reinach, on the
other hand, coming to Kant as an accom¬
*Translated and printed with the permission of plished phenomenologist, immediately
Professor Elmar Bund, executor of Husserl’s estate. spotted the Kantian misunderstanding and
Originally published in Kantstudien 23 (1918): 147-49. devoted an instructive investigation to it.
SELECTED PHILOSOPHICAL CORRESPONDENCE 355

The first of Reinach’s systematic- from one person to the other when the
phenomenological works—an essay written in transfer takes place, express nothing less
honor of his earlier philosophical teachers— than “determinations” (voluntary decisions
concerned the theory of negative judgments that something ought to be), just as all prin¬
(“Zur Theorie des negativen Urteils”). It ciples of positive law do. But all such posi¬
dealt in an extraordinarily penetrating way tive legal determinations presuppose such
with difficult problems in the general theory concepts as claim, liability, property, and
of judgment. In this essay Reinach made the transferral—concepts, then, that are a priori
original attempt to draw a phenomenologi¬ with regard to positive law. Thus Reinach’s a
cal distinction between “conviction” and “as¬ priori principles of law are nothing other
sertion,” and in connection with this he also than expressions of unconditionally valid
enriched the theory of negative judgment truths that are grounded purely in the
by way of a series of phenomenological dis¬ meaning-content of these truths and accord¬
tinctions. Some very important and —as it ingly are themselves a priori with regard to
appears—little known phenomenological positive legal decisions. What is completely
investigations appeared in 1912-13 in the original about this work, a masterpiece in
Zeitschrift fur Philosophic und philosoph- every respect, consists in the recognition
ische Kritik (volumes 148 and 149) under that this a priori that belongs to the proper
the title “Die Uberlegung: Ihre ethische und essence of all law as such is to be sharply dis¬
rechtliche Bedeutung” (Premeditation: Its tinguished from another a priori that bears
Ethical and Legal Significance). The purely on all law in the manner of evaluative
phenomenological analysis of the essence of norms: for all law can and must be subordi¬
theoretical (“intellectual”) and practical nated to the idea of “just law” (rechtiges
(“voluntary”) deliberation led Reinach in Recht)—U]xisf from the standpoint of mo¬
various directions, to fine and important rality or some kind of objective purposive¬
distinctions in the area of intellectual and ness. The unfolding of this idea led to an
emotional-practical acts and states. The re¬ entirely new a priori discipline that is no
sults were then made useful in ethics and more intended as a realization of the funda¬
penology. Of the same maturity and sterling mentally false ideal of a “natural law” than is
quality, finally, is the best known and at the Reinach’s a priori theory of law. This disci¬
same time most comprehensive of Reinach’s pline can establish only formal legal norms
works “Uber die apriorischen Grundlagen from which we can no more derive positive
des biirgerlichen Rechts” (On the A Priori law than we can derive a natural scientific
Foundations of Civil Law), with which he as truth about states of affairs from formal
coeditor introduced the first volume of my logic. No one interested in a rigorously sci¬
Jahrbuch fur Philosophic undphanomenol- entific philosophy of law, or in an ultimate
ogische Forschung (1913)3. In contrast to all clarification of the fundamental concepts
present and past outlines of a philosophy of constitutive of the idea of a positive law as
law this work represents a completely new such (a clarification that will obviously be
kind of attempt, on the basis of pure phe¬ achieved only through a phenomenological
nomenology, to realize the long tabooed immersion into the pure essence of legal
idea of an a priori theory of law. With in¬ consciousness), can afford to ignore this pio¬
comparable perspicuity Reinach brings to neering work by Reinach. For me it is be¬
light a great variety of “a priori” truths upon yond doubt that it will assure the name of its
which all actual and conceivable law is author a lasting place in the history of the
grounded. As he shows, they are a priori in philosophy of law.
exactly the same sense in which primitive During the last years before the war Rei¬
arithmetical or logical axioms are a priori— nach concerned himself with fundamental
that is, as truths preceding all experience problems of general ontology, and believed
that we can grasp through insight as valid he had gained decisive phenomenological
without exception. These a priori principles insights especially into the nature of move¬
of law, such as that a claim is terminated ment. It is to be hoped that valuable parts of
when it is fulfilled, or that property passes his uncompleted writings will be made
356 HUSSERL ON THE SOCIAL AND THE PERSONAL WORLDS

available to the public. In the war itself he without being forced to give up our lives as
devoted his strength to the Fatherland with meaningless?
unfaltering joy. But his fundamental reli¬ George Bernard Shaw is not the only one
gious outlook was too deeply affected by the in whom such convictions, transforming our
powerful war experiences for him to dare to inward will, have taken shape and seek to
make any attempt during relatively calmer become a revolutionary force in European
periods at the front to elaborate his world¬ civilization. No one can come close to him
view in the form of a philosophy of religion. in the extent and strength of his influence-
I heard that he did indeed succeed in reach¬ thanks to his method. In the language of ar¬
ing a clarity that satisfied him. The enemy tistic creations, he reacts with passion
bullet struck one at peace with himself and against the naturalism that kills genuine hu¬
completely at one with himself and God. manity and all efforts to live on the basis of
personal responsibility, as well as against
Notes to Adolf Reinach such accompanying phenomena as the art of
the aesthetes, the science of the specialists,
1. On the Concept of Cause in Positive Penology
and the religion of the conventional churches.
(Munich doctoral dissertation, 1905).
2. Cf. “Munich Philosophical Treatises. Dedicated With unheard-of force, his art breaks
to Theodore Lipps on his sixtieth birthday by earlier through the barriers between the life situa¬
students. Leipzig 1911.” tion of the viewer and its imaginative forms.
3. In the following I repeat the characterization
In his hands art becomes a power of life it¬
given in my summary in the Frankfurter Zeitschrift,
vol. 6, no. 12 (1917).
self working toward the social-ethical and
religious renewal of life. With the continual
repetition of “de te fabula narratur” (the
story to be told about you), it strikes home
Shaw and the Vitality of the West* ** to us not as mere private persons but as
members of a social world. No one matches
Translated by Frederick Elliston and Shaw’s ability to arouse our social conscience
Theodore Plantinga and instill the belief that no world existing
for us simply is, but that any world is what
How could “the decline of the West,” this we make or let it become through strength
latest theory born of a faint-hearted philo¬ or weakness, through unmitigated selfish¬
sophical skepticism, be a cause of great con¬ ness or the power of our true freedom. In a
cern at a time when Shaw’s comedies are word, Shaw the artist is Europe’s most effec¬
winning hearts everywhere and implanting tive preacher at present as well as its most
the very faith that supports all genuine sci¬ radically critical taskmaster. He is indefati¬
ence and authentic life and that makes all gable in unmasking all mendacity and well-
forms of skepticism vanish? We, indeed, are meant sham, all intellectual and practical
the ones in whom the West lives, whether in prejudices in any conceivable disguise. Yet
descent or ascent—it is up to us. Has God no one surpasses him in his pure love of hu¬
withdrawn his favor from us? God’s power manity before which all hatred melts, and in
lives and is consumated nowhere else than his genuine truthfulness which does not
in us, in our radical will. Where else does spare even itself. His art is genuinely philo¬
He, the living God, work than in our life, in sophical in the universality of his social-
our pure will, in those who are true down to
psychological analyses and in its exemplary
their ultimate roots, in those who seek to do
formulations. It does not become mired in
only what we cannot refrain from doing
indecisiveness by presenting persons and
destinies in isolation, but places them in the
*This manuscript from the literary remains of Ed¬ concrete unitary context of the entire social
mund Husserl was made available most cordially by the culture as their social milieu and releases
Husserl-Archives through the mediation of Professor
their universal significance and motivating
Ludwig Landgrebe of Kiel for a publication dedicated
to the memory of Edmund Husserl. power.
♦♦Published originally in HamburgerAkademische Shaw’s rallying cry in opposition to natu¬
Rundschau 3 (1950): 743-44. ralism is “I am,” a phrase which—as a scien-
SELECTED PHILOSOPHICAL CORRESPONDENCE 357

tific theme—represents an entirely different sionate outcry of the Prague and Vienna lec¬
method for renewing life, one that follows tures, published posthumously as The Crisis
more the way of a genuine science serving of European Sciences and Transcendental
life than that of a genuine art serving life. I Phenomenology, appears, on such a read¬
am referring, of course, to that of “phenom¬ ing, as a marginal outburst occasioned by
enological philosophy.” The field on which the stress of the time. Husserl’s letter to
it labors lies in solitary regions difficult to Metzger suggests a radically different read¬
reach—namely those of the “mothers” of all ing: the fundamental impetus of Husserl’s
knowledge. It aims at the renewal of science work was profoundly existential and moral,
based on the most radical self-reflection an urgent quest for a renewed moral orien¬
upon its ultimate sources in life, in the “I tation in a time of disintegrating values.
live” and the “We live in community.” In Husserl wrote his letter in the direct after-
other words, its basis is a radical self¬ math of the First World War, between Ideas
explication of the life in which science itself and Cartesian Meditations. It is an intensely
arises and arises as a process which serves a personal letter, written to a young man who
genuine life. The task is to develop a science had lived the full turmoil of his time. Ar¬
that thoroughly understands and justifies it¬ nold Metzger earned his doctorate on the
self by way of the greatest possible advance eve of the war, with a dissertation in phe¬
to freedom from presuppositions, a science nomenology.1 In addition to frequent refer¬
that returns to the ultimate conceivable ences to Husserl both in the text and the
limit of disbelief in order to secure the in¬ notes, Metzger here acknowledges his in¬
violable, what is necessary in principle to all debtedness explicitly:
beliefs, the rhizomatapanton. And we must
show that the only genuine meaning of “The perspective of this work stems mainly from
science is to impart to universal life the clar¬ the philosophical investigation of Professor Ed¬
mund Husserl of Gottingen. These investigations,
ity of the mind’s eye, so that this life under¬
more than anything else, helped me formulate the
stands itself and the meaning of its goals. It
philosophical viewpoint out of which the present
can thereby become in practice what George work grew, the viewpoint of phenomenology.”2
Bernard Shaw longs for and seeks on his
part. Hence he and I are comrades in pursuit Before Metzger’s work appeared in print,
of the same goal, with the difference that I however, the author had volunteered for
have the good fortune of being able to re¬ military service. He served with distinction
fresh myself through his art, to learn some¬ both on the western and the eastern front,
thing from it and become stronger through was taken prisoner and escaped from Si¬
it. Thus the philosopher far removed from beria, became the chairman of a soldiers’ So¬
the world has a right to join in as well as to viet at Brest Litowsk as the German Army
offer heartfelt thanks. was collapsing—in short, experienced at
firsthand the upheaval and collapse of the
old world and the paucity of the new. What
Metzger sought in phenomenology was not
Edmund Husserl’s Letter to Arnold Metzger
simply a solid epistemological foundation
but a clear, fundamental insight into the es¬
Erazim Kohak
sential value-structure of being-human.
Edmund Husserl’s letter to Arnold Metz¬ The manuscript which provoked the pres¬
ger may be the most important single key to ent letter reflects that concern. Published in
identifying the underlying thrust and sig¬ a collection of Metzger’s early writings,3 it
nificance of Husserl’s life’s work. In texts bears the title Die Phanomenologie derRev¬
intended for publication Husserl generally olution and the significant subtitle “Eine
remains in the background, presenting his politische Schrift iiber den Marxismus und
thought as a rigorous inquiry, technically die liebende Gemeinschaft.” Metzger is here
radical but existentially neutral. Conven¬ doing what Husserl, in his letter, explicitly
tional Husserlian scholarship has, for the refuses to do as a “pretentious philosophical
most part, perpetuated that image. The pas¬ ostentation,” using phenomenology as a
358 HUSSERL ON THE SOCIAL AND THE PERSONAL WORLDS

perspective for social critique. Yet Husserl which Husserl expresses interest, was “Der
encourages him warmly and, in fact, ac¬ Zusammenbruch,” which appeared as an ar¬
cepted him as his assistant at Freiburg in the ticle in Die Neue Rundschau4 in 1919. Both
following year and for three subsequent the date and the journal are significant. Die
years. Though Husserl does not see social Neue Rundschau sought to serve as an open
critique as a task of pure philosophy, he sees forum and had a tradition of engage social
its significance in making such a critique commentary, publishing both literary con¬
possible. In Crisis this becomes evident—yet tributions and articles commenting on con¬
the letter to Metzger, dated 1919, suggests temporary events from a generally socialist
that the moral impetus underlay Husserl’s and socially responsible perspective. Metz¬
work from the very start. ger’s article comments on the crisis of Ger¬
However, while Metzger’s dissertation man society in the year after the revolution
shows his high esteem for Husserl and his which challenged the entire self-under¬
strong affinity for Husserl’s phenomenol¬ standing of Bismarck’s Germany. Metzger
ogy, it also suggests reasons for the diver¬ sees in this crisis the result of the alienation
gence between the two men of which Hus¬ of the society from its ideals. In identifying
serl speaks in the letter. At the time when the ideal with the useful, German society
Metzger presented his dissertation Husserl’s had lost sight of authentic ideals. Metzger’s
thought was already moving from the de¬ concern is to use the clear vision of phenom¬
scriptive phenomenology of Logical Investi¬ enology to rediscover the authentic ideals in
gations to the transcendental idealism of whose common service humans can redis¬
Ideas and the egological concerns of Carte¬ cover their genuine humanity.
sian Meditations. The letter indicates that Husserl’s comments on the unpublished
Husserl had already completed the second manuscript could be applied no less to the
volume of Ideas, Phanomenologische Un- published article. Here again there is that
tersuchungen zur Konstitution, and was clear, burning dedication to the ideal which
deeply concerned with the vistas opened by excited Husserl and to which he responded
the transcendental turn of his inquiries. in the letter from the depth of his being.
Metzger, on the other hand, was moving in We encounter again that radical rejection of
the opposite direction. Even the title of his all pettiness, of all inauthentic existence in
dissertation, The Difference between Phe¬ the grayness of the everyday. Even so, the
nomenology and Kantianism, suggests as opposition is one, not of thought and ac¬
much. While in Husserl’s thought the con¬ tion, but rather of pure theoretical thought
vergence of Kant and phenomenology, and thought practical in a Kantian sense.
which was to culminate in the rational hu¬ Metzger is not preoccupied with everyday
manism of Crisis, was gradually emerging, tasks as much as with Zielgebung, setting
Metzger was becoming aware of the diver¬ goals for a desperately disoriented society.
gence and sought to establish the validity of This is the background against which we
phenomenology at the expense of Kantian¬ should read Husserl’s letter. Its opening par¬
ism. The phenomenology he defends is that agraphs are perhaps the most striking. In
of Logical Investigations with a strong exis¬ part it is due to their intensely personal
tential emphasis; the Kantianism he attacks tone, so unlike the tone of scientific rigor
is uncomfortably close to the transcendental which characterizes Husserl’s philosophical
idealism of Ideas and Cartesian Meditations. writings. Even more it is the purity, generos¬
Husserl mentions two Metzger texts in ity, and fervor of spirit with which Husserl
his letter. Both of them reflect Metzger’s responds to the call of the ideal in his young
pressing involvement with the problems of colleague’s writings. The intense personal
his time. The first is Die Phanomenologie dedication which sustained Husserl’s pursuit
der Revolution with its critique of philoso¬ of philosophy as a rigorous science shines
phies which become ideologies defending a through this response to the young visionary
bankrupt social order and its quest for genu¬ whom Husserl greets as a kindred spirit. The
ine ideals of humanity which can serve as a emphasis is unmistakable: Husserl here in¬
basis of a social rebirth. The second text, in terprets his own work as stemming from a
SELECTED PHILOSOPHICAL CORRESPONDENCE 359

passion for the ideal, for a “way to God,” as late works. He clearly recognizes the
a truly Socratic philosophizing. As Husserl younger man’s commitment as his own and,
notes here, Metzger may have sensed more in in the latter part of the letter, attempts to
Husserl’s work than a theory and a method¬ commend his own path to him with all the
ology—its fundamentally moral thrust. concern of a man seeking to share his insight
But, as Husserl also points out, personal with a fellow worker. There is something
dedication to his work does not yet imply wistful in the way in which he seeks to con¬
what in later years came to be called “exis¬ vince him that what he himself had seen in
tential” philosophy. The division of labor of transcendental philosophy is precisely the
which he speaks may sound conventional, bedrock of the essential structures of being
but the point he is making goes deeper than human, on which authentic moral philoso¬
that. Existential philosophy, precisely be¬ phy can be built, and something poignant
cause it is involved and thus constantly in in his earnest invitation to his younger col¬
danger of losing itself in the world, badly league to visit him and to search and find
needs a rigorous methodological and philo¬ with him.
sophical foundation. The division which Arnold Metzger was to accept that invita¬
Husserl has in mind is clearly not one be¬ tion in more than the obvious sense of be¬
tween the concerned and the indifferent coming Husserl’s assistant. Fourteen years
philosopher. Rather, one of its poles is the after the date of the letter, in Phanomenolo-
concerned philosopher whose realm of en¬ gie undMetaphysik, he testifies to Husserl’s
deavor is practical in a Kantian sense, the lasting influence both in his rejection of rel¬
discerning of goals with which Husserl cred¬ ativism and in his interpretation of phe¬
its Metzger. The other pole, with which nomenology. In traditional terms, neither
Husserl identifies, is that of the equally ur¬ that work nor Metzger’s subsequent works,
gently concerned philosopher who, how¬ Freiheit und Tod and Sozialismus undExis-
ever, devoted his labors to providing a solid tentialismus, searching out the ontological
foundation for the practical philosopher’s foundations of human existence and coexis¬
Zielgebung. tence, would be considered strictly Husserl¬
This distinction, I think, is the high ian. In a superficial sense they are not. Yet
point of the letter and the point which there is the testimony of Husserl’s letter to
makes it important for Husserlian scholar¬ Metzger, reinforcing the impression of Hus¬
ship. Husserl presents himself here clearly as serl’s late work. Perhaps those of Husserl’s
a concerned philosopher whose contribution pupils who used phenomenology in the ser¬
is to provide a rigorous foundation for a so¬ vice of moral concerns are profoundly faith¬
cially involved philosophical Zielgebung, ful to Husserl’s fundamental commitment.
for moral philosophy in the most basic The letter to Arnold Metzger certainly sug¬
sense. The intended implications of such gests that it is time to reexamine our conven¬
fundamental inquiries are thus not merely tional interpretations.
theoretical but moral. Husserl, just as Metz¬
ger in his article in Die Neue Rundschau, is
keenly aware that the fundamental experi¬ Notes
ential matrices are more covered than un¬
covered in traditional philosophy, that hu¬ 1. Arnold Metzger, Untersuchungen zurFrage der
Differenz der Phanomenologie und des Kantianismus
mans have become blind to the reality of the
(Jena: A. Kampfe, 1915).
depth of experience. Phenomenology thus 2. Ibid., p. 54.
cannot be merely a superficial observation: 3. Arnold Metzger, Phanomenologie der Revolu¬
its insight must be a radical critique. Husserl tion: Fruhe Schriften (Frankfurt am Main: Syndikat
explicitly agrees with Metzger’s attempt to Verlag, 1979), pp. 15-104.
4. “Der Zusammenbruch,” Die Neue Rundschau,
recognize the covering for what it is and to vol. 30, no. 9 (September 1919): 1069-82.
go beyond it. It is precisely this attempt
which led Husserl beyond the purely de¬
scriptive phenomenology to a transcenden¬
tal one and to the radical humanism of his
360 HUSSERL ON THE SOCIAL AND THE PERSONAL WORLDS

To Arnold Metzger* sonal values, whether honor, fame, or pride


— yes, even the pride of reforming insights,
Translated by Erazim Kohak goals, and tasks.
I hope we shall always feel joined to one
Bernau i. Baden
another in the fellowship of the “friends of
September 4th, 1919 God” and the “brotherhood of true life.” For
Dear Mr. Metzger: I, too, can point to such determination as
I have been letting your manuscript work the final fruition of the unfolding of my
on me in the past week, and have endev- own, often not easy, life. That you should
oured to submerge myself in your thoughts have sent me your manuscript—especially
as much as the lack of quiet in a Schwarz- this manuscript—shows a great faith which
wald inn would permit. anticipates such determination on my part:
That is a testimony to the power of the re¬ and for this I should like to thank you sin¬
sponse evoked in me by the very first sen¬ cerely. I can only think that you have sensed
tences I glanced at, as well as to the power of some of the sustaining ethos through the la¬
the ongoing community of thinking along conic sobriety and strict concentration on
with you as well as by myself into which I the matters at hand in my writings. You
have been drawn and in which I am firmly must have sensed that this ethos is genuine,
held. This means a lot in view of the condi¬ because my writings, just as yours, are born
tion of my eyes which makes even ordinary out of need, out of an immense psychologi¬
reading difficult and reading such faint and cal need, out of a complete collapse in which
indistinct handwriting a torture. I was fortu¬ the only hope is an entirely new life, a des¬
nate that I could also have my daughter read perate, unyielding resolution to begin from
the manuscript to me, and so could witness the beginning and to go forth in radical
the impact which your almost harsh, direct honesty, come what may. I cannot claim to
truthfulness that defied grim war experience have recognized already then, that is, in the
and raised itself to a pure light, has on her closing decade of last century, the inner
young soul. —The tone makes the music, emptiness of the guiding aims which domi¬
and we have heard—we who have learned to nated the entire European culture, or specif¬
mistrust, we whom many evil experiences ically, to have subjected their outstanding
have made so sceptical, so sensitive to our¬ example, the rise of the new German em¬
selves and others—have heard a clear tone, pire, to a deeper critique, thereby reorient¬
yes, truly, a completely pure tone, the tone ing my entire personal life as well. I had as
of genuine dedication to the ideal. And we yet no eyes for practical and cultural reali¬
understood the radical determination to ties, I was unfamiliar with the ways of men
keep life from degenerating into a commer¬ and nations. I still lived in an almost exclu¬
cial enterprise viewed in terms of ‘Debit’ sive dedication to my theoretical work —
and ‘Credit’ sides of a ledger in which the even though the decisive influences, which
debit is never more than a demand on drove me from mathematics to philosophy
credit. We understood the determination as my vocation, may lie in overpowering
which is radically opposed to all “capitalism” religious experiences and complete transfor¬
which values possession—and thus its sense¬ mations. Indeed the powerful effect of the
less accumulation—above all else, a dedica¬ New Testament on a 23-year-old gave rise to
tion which corrects even all egotistic per- an impetus to discover the way to God and
to a true life through a rigorous philosophi¬
*The German text of the letter first appeared in an
cal inquiry. Thanks to Weierstrass and his
unauthorized edition in PhilosophischesJahrbuch der thoroughgoing mathematics, I was used to
Gorres-Gesellschaft, vol. 62, no. 1 (April 1953): 195— an intellectual neatness, but I found that
200. Both the text and an English translation appeared contemporary philosophy, which makes so
subsequently in a version reviewed both by Dr. Gerhart
much of its scientific approach, in fact falls
Husserl and Dr. Wilhelm Szilasi in The Philosophical
Forum, vol. 21, (1963-64): 48-68. The present text and far short of it, and so brings contempt on
commentary are a revision of that edition. Reprinted the ideal of philosophy, which is to be the
with the permission of the publisher and translator. consummation of all sciences in the most
SELECTED PHILOSOPHICAL CORRESPONDENCE 361

basic sense. Nor was this true only of the own. Both in coming to terms with himself
philosophy of that day. All philosophy be¬ and in reaching forward in thought, a living
queathed to us by history proved a failure: soul, thinking individually and thus also
marked everywhere by lack of clarity, imma¬ thinking forward, only appropriates thoughts
ture vagueness, and incompleteness, if not which have already been thought. But I
actually intellectual dishonesty. There was would like to warn you, at least to be care¬
nothing one could take from it, no fragment ful. You obviously do not know yet (I have
one could retain as a valid beginning of a reason for saying this!) how incredibly tan¬
more earnest inquiry. Criticism, boundless gled is the domain of the primordial phe¬
and worthless because it lacked solid foun¬ nomenological grounds of ideal as well as
dation from which it could be fruitfully practical goal-determination. You surely
guided, was of no help. know how little resemblance there is between
As you can see, my beginnings, my most the realm of “mothers”1 and the endless
basic motives and difficulties, the absolute empty night where there spin gruesomely
demands which have accrued to me, per¬ old wives animated with metaphysical spec¬
haps I can call it my mission—for as such it tres by a pure postulate phantasy. You are
in fact presents itself and confronts me within also aware of the worlds of ideas which the
—are other than yours. And yet we have en¬ light of phenomenology revealed to the dis¬
countered each other, and the theoretical cerning eye. Yet so far you are not willing to
work of my life is carried out also for you, for see the infinite wealth of basic creative pro¬
you who are a man of action by vocation and cesses which I regard as the context in which
preference. The theoretical gains which I a godly life, a life which “creates” worlds of
have achieved, I can say, in a passionate objects and worlds of ideas, works itself out.
striving for honesty and in most detailed The reason for this is that as an independent
self-criticism, demand a study which you thinker you go forth along your own path,
have yet to undertake; then comes the de¬ already quite confident that you are right,
manding task originally attributed to you, without having understood the constraining
the study of human realities and their philo¬ motives and pressing intentions which de¬
sophical clarification and guidance. That is termined my philosophical development
not my task; I am not called to lead human¬ since the Logical Investigations, and which
ity in striving for happy life. I had to ac¬ lead it to new, absolutely indubitable in¬
knowledge this in the sorrowful course of the sights. Of course the tragic element in my
war years: my daimonion warned me. I live situation is that I have produced no defini¬
consciously and by choice purely as a scien¬ tive publication, at first because of the
tific philosopher (I have written no books shocks of the war and occasional overwork,
concerning the war, since I regarded that as but also because of the mass of ever new
a pretentious philosophical ostentation). fundamental problems which, between the
Not that I consider truth and science the desire to strive forward and the need for
highest values. Quite the contrary, “Intellect spiritual self-preservation, press themselves
is the servant of the will,” and so also I am on me overwhelmingly from year to year.
the servant of those who shape our practical Even the work I have already completed, as
life, of the leaders of humanity.—Naturally the second volume of Ideas, no longer satis¬
you will not want to accept this apportion¬ fied me when I saw it clearly in the new
ing of functions as valid. You are young, light. But when I started to rework it, origi¬
and full of the overflowing consciousness of nally because I was aware of how excessively
your strength; you still believe that you can difficult my very concise presentation made
and must attempt both functions. But as it, the book expanded far beyond its origi¬
long as God preserves you in the Socrafic nal natural limits. Thus you naturally do not
dedication and in the radicalism of truthful know how far into truth I have gone, and
life, your daimonion will speak to you at the how far into the truth you could be. Natu¬
right time. Of course, you can only appro¬ rally I do not mean to suggest by this that I
priate what you have earned by your own la¬ already have a philosophy, a system,
bour, what you have made profoundly your thought through from all aspects and or-
362 HUSSERL ON THE SOCIAL AND THE PERSONAL WORLDS

dered as a science—or that I shall ever have this suggests that you, too, started out from
it. God forbid! That idea is and remains in¬ studies in the natural sciences.) God and
finitely removed from my feeble powers. God’s world, man in search of God, living as
But I speak of an overpowering abundance a child of God, and so on —all of that will
of problems of an entirely new dimension, acquire a new and richer meaning for you as
into which the Ideas, even the already pub¬ soon as you have developed a sensitive eye
lished first volume, open access and for for history, and —and this is not far removed
which they forge the foundations, the from it—a sensitive eye for an absolute con¬
method, and the rigorous concepts. Thus templation of being, as well as for a contem¬
they adumbrate at the same time a new type plation of the “world” from the viewpoint of
of the total world view and of practical goal- pure subjectivity. Most of all you need to
determination. All of this reflects the various look back to transcendental philosophy, re¬
serious doubts which your work awakened in learn it and grasp it anew. I don’t mean to
me. But I find it impossible to express them suggest by this that I would like to recom¬
in writing without producing a long disser¬ mend the maxim, “Back to Kant,” which al¬
tation. How gladly I would show you more ways remained strange to me. The only
closely, if only I could, how very much your sense in which you should go back to Kant is
splendid ethical radicalism or maximalism quite different from the usual one. You
(for all genuine philosophy is maximalistic need to become intimate with the major
in a good sense) quickened my heart, even themes which dominated the Kantian strug¬
while for deep and definite reasons, pon¬ gles, seeing them from the clearly grounded
dered through several decades, I cannot viewpoint of phenomenology as scientific
help doubting and often even definitely re¬ transcendental philosophy which in turn has
jecting much of what you say. Naturally, this grown from themes appropriate to it. (The
does not apply to the overall orientation you same is true of post-Kantian idealism.) I
have given to your work by focusing it firmly have learned incomparably more from
on ideas, nor to your demand, formal in its Hume than from Kant, against whom I felt
universality, for a complete rebirth of man¬ the deepest antipathy, and who in fact, if
kind in the dignity of true labour, made judged rightly, did not influence me at all.
meaningful by the ideal for which it strives. Yet now I, too, regard him as one of the
Nor does it apply to your critical examina¬ greats, and rate him high over Hume. But
tion of marxism, or naturalism of every form here I am defending my own views, and do
and type, nor to the way you point out how not refrain from reproaching you, my spiri¬
every anthropologism, biologism, and posi¬ tual kinsman. You willingly acknowledge
tivism metamorphoses into an anti-ethical how deeply your whole outlook on reality
egoism, which is ethically without founda¬ has been affected by my Logical Investiga¬
tion because it is devoid of ideals, and whose tions. Why then did you not come to see me
social reverse side is capitalism in the broad¬ in person, to provide an effective and fruit¬
est sense. Yet I cannot go along with you at ful foundation of a “loving fellowship”?
all when you bring in rationalism and tran¬ Why have the doubts you had when study¬
scendental philosophy along the same line, ing my Ideas crystallize so rapidly into a re¬
and when you appear unaware of the great¬ jection, when you have not even discussed
ness of the themes which remained vague in them with me personally? How do you ac¬
these traditions, and which emerged into count for the fact that I myself regard the
light as definite working problems only in Logical Investigations, which you treat as, in
phenomenology. Anyhow, as a matter of the main, a satisfactory termination, as only
fact it seems to me (as has been openly as¬ a passing stage on the way to a higher devel¬
serted on several occasions with regard to opment, and that I am convinced, as sure as
your discussions of history of ideas) that I live, that only in that stage will my true
your sense for the spirit of history is not yet God-given mission come to fruition? I have
fully developed, just as it emerged and grew lived through about a decade of passionate
rather late in my own development. (To me and often desperate work to struggle out the
SELECTED PHILOSOPHICAL CORRESPONDENCE 363

Logical Investigations. But it took a decade plishment as the primordial datum and has,
of no less exhausting labour for the Ideas. to that extent, a “clean conscience.” Finally,
The Ideas have grown out of pure inner mo¬ with respect to method, perspective, and
tivation, a working out of a continuous, un- areas of work of the Ideas, I can say but a
swerveable inner will and growth, just as the single word, ‘See!’ I truthfully believe that I
Logical Investigations. I do not think there can say it, in full awareness of my responsi¬
has been a development more straight, more bility. This does not in any way preclude the
certain of its goal, more predetermined, possibility that much could be improved,
more “daimonic.” When I published the that here and there there may be and is
Logical Investigations, I had only a painfully something false in the book. It is, I like to
divided logical consciousness, so much so say, the pride of transcendental phenome¬
that those near me had almost to wrest the nology and its hallmark as a rigorous science
manuscript from my hands. I felt, though I that false propositions can occur in it, state¬
did not know why, that I had as yet neither ments false in a strict logical sense, which
the fully clear philosophical foundation nor can be shown to be such in the light of and
a pure method, a clear general perspective in contradistinction to true propositions.
on the work involved. When, however, I Nebulous lack of clarity is on the opposite of
wrote the Ideas—in six weeks, without even the logically true and false—and that scores
a rough draft to use as a foundation, as in a against almost all philosophy up to now.
trance—read them over, and printed them Please take this all as well intended, in the
right away, I humbly thanked God that I spirit of genuine modesty. I speak of phe¬
had been allowed to write this book, and nomenology as a mathematician speaks of
could do no other than to stand by it, in mathematics: that it is a genuine science,
spite of the many shortcomings of the work forged out of clear evidence, a field of possi¬
in details. And I must go on thanking him ble true and false propositions—he speaks
that he allows me to visualize ever new hori¬ this way in spite of all sceptics and confused
zons of problems in the continuing unfold¬ philosophers, because he “sees.”
ing of the old yet constantly growing But enough. I write you all this because
themes, and allows me to open ever new of my great confidence in your honest and
doors. Yet you wrote a doctoral dissertation clean mind which appealed to me from your
in which you thought that you could dis¬ manuscript and moved me. That is why I
prove transcendental idealism with all man¬ cannot look on when you limit your field of
ner of arguments, and, to be sure, more vision and make so much that would inevi¬
ingenious ones (as I recall) than the admit¬ tably have great significance for your world
tedly less than renowned literature on the view and your ethical and political efforts
opposite side. The deeper meaning of my inaccessible to yourself. And I write it be¬
work remained foreign to you; you need to cause the faith which I must presume that
search for it anew in an admittedly painstak¬ you have in me assures me that you will not
ing study. There is not a sentence in the take this as if I spoke to you as a self-satisfied
book which is not the pure expression of professor, in threadbare formulas and lec¬
what I have truly beheld. If, however, you tures, rather than as a perpetual seeker.
had really grown into the living spirit of the I must close, even though I have not been
Logical Investigations, how you could, dif¬ able to speak concerning much that con¬
ferently than now you do, grow through cerned you especially, such as the striking
them into the Ideas! In any case, it is a seri¬ relationship between the new revolutionary
ous matter. I, whose whole life was devoted movement and phenomenology—I, too,
to learning and practicing clear insight and have thought of this relationship repeat¬
to put forth its just primordial claim, say: edly, but have come to no definite conclu¬
he who, in a laborious accomplishment of sion about it. Nor have I spoken about the
intentions, has pushed through to clear in¬ denial of all hierarchic ordering among re¬
sight, is fully certain of that which he be¬ gions of value—which I would not wish to
holds in repeating the process of accom¬ adopt, at least in the way you seem to have
364 HUSSERL ON THE SOCIAL AND THE PERSONAL WORLDS

in mind. Yet I should be glad to tell you velopment may be such as I would hope that
what I think about all this when you will call it will be.
on me in Freiburg, as I hope you will. I Yours
should also like to see the articles in the (s) Edmund Husserl
Neue Rundschau to which you refer; per¬
haps you could send them to me. These few Note
limited days of vacation which I could afford
1. The reference is to the “Finstere Galerie” scene,
as Dean and which made this long letter to
scene 5, act 1 of Goethe’s Faust, part 2 (lines 1605-54),
you possible, are now at an end, and I am here used as metaphor for the rich primordial realm of
returning to Freiburg. experience which phenomenology uncovers. [Trans.]
My best regards, and wishes that your de¬
Glossary*

Abschattung aspect, perspective or adumbration: the one-sided view


an object presents from any finite perspective.
absolute the property of being immune to doubt and further
phenomenological reduction.
act any lived experience directed to an object; later re¬
stricted to actualized as opposed to habitual experi¬
ences.
Adequation adequacy: property of experiences that present an ob¬
ject so fully that even in principle no improvement of
presentation can be conceived; fulfillment of all expec¬
tations about an object.
Aktmaterie matter of act; the object as referred to; for example, the
emperor of Germany.
Aktqualitat quality of an act: the manner of referring to the object;
for example, seeing, remembering, imagining the em¬
peror of Germany.
Aktualitat actuality:
(1) the property an act has of being fully realized; as
opposed to potential.
(2) the property an act has of not being an abiding dis¬
position but fulfilled in present performance; as
opposed to habituality.
analysis, (1) analysis of experiences into mental processes and
intentional their contents.
(2) the method for showing how objects are constituted
in modes of intentional consciousness.
analysis, an analysis which identifies the immanent parts of an
real act. (The pair “real-intentional” usually modifies “con¬
tent.”)

*With Herbert Spiegelberg’s permission this glossary is adapted from his listing in
The Phenomenological Movement (The Hague: Nijhoff, 1965).

©F. A. Elliston and P. McCormick.

365
366 GLOSSARY

analytic term applied to formal structures in, for example, logic


or mathematics; the usual opposition is “synthetic” or
“material” as opposed to “formal.”
Animalien term which includes all animals and human beings.
Anschauung intuition: the act or process whereby the object becomes
fully present to consciousness.
apperception the apprehension of one thing along with another; co¬
presentation.
Appresentation the process whereby something else is made present
through what is immediately or directly given.
anthropologism any attempt to found philosophical knowledge solely on
an empirical study of man.
apodictic indubitable, certain, beyond all reasonable doubt; ap¬
plies to statements and experiences.
apophantics propositional logic as formal inquiry,
appearance see Brscheinung.
a priori universal: holding throughout a fixed domain and nec¬
essary as forming a transcendental condition,
formal: delineates structural characteristics of objects in¬
dependent of the material content,
material: delineates the necessary features of a range of
objects.
archaeology another name for phenomenology, used to connote the
sedimented layers of meaning which constitute objects.
attitude see Einstellung.
ausweisen pointing out or exhibiting; for example, by fulfilling
empty intentions.
Bedeutung significance; namely, of words or statements.
Bewusstsein consciousness or being conscious:
(1) intentional act directed to object.
(2) mental processes formed by continuous series of
such acts.
body see Korper and Leib.
categorial intuition see Anschauung.
consciousness see Bewusstsein.
cogito the Cartesian ‘I think’; conscious acts of ego which re¬
main after phenomenological reduction; noesis.
cogitatum the object of consciousness strictly as it presents itself,
(pi. cogitatd) noema.
constitution the act of process whereby an object is created as mean¬
ingful; the origin of all sense (Sinn). See genesis.
doxa belief or factors which qualify beliefs.
(adj. doxic)
GLOSSARY 367

ego the identical subject pole of several acts.


egology study of ego, especially the transcendental ego; phe¬
nomenology as egology adopts the first person point of
view.
eidos essence.
(adj. eidetic)
Einfuhlung empathy: generic term to cover all experiences directed
towards others.
Einklammerung bracketing: from mathematics; absolute numbers are
bracketed; for example, [7] has neither positive nor
negative value. See reduction.
Einstellung attitude:
naturlich, natural: everyday attitude which naively be¬
lieves in a real independently existing world.
phanomenologische, phenomenological: critical reflec¬
tive standpoint which overcomes naivete by seeing
world as correlate of consciousness.
empathy see Einfuhlung.
epoche abstention: negative moment in phenomenological re¬
duction; abstaining from a stand on validity, value, or
existence; sometimes used as synonym for the reduc¬
tion.
Erfahrung sensory experience.
Erfullung fulfillment: process whereby intentions receive content,
and expectations are met.
Erlebnis lived experience.
Erscheinung appearance: the way an object presents itself; not op¬
posed to noumenal thing in itself, not an apparition of
illusion (Schein).
essence what a thing cannot lack and be what it is; whatness as
opposed to thatness (existence). See Eidos.
Evidenz experience which makes evident; self-evidence; process
of fulfilling expectations which confirms what or that an
object is.
experience see Erfahrung and Erlebnis.
Eulle, intuited concreteness whereby object is completely
fullness given.
Eundierung establishing or founding; one level of consciousness is
based on a lower founding level.
Eungieren functioning or operative mode of consciousness whereby
meaning is achieved.
genesis conscious process whereby an object is constituted or
synthesized.
368 GLOSSARY

active: through specific acts such as counting or judg¬


ing, for example, numbers and judgements are con¬
stituted.
passive: the sensory process constitutes objects which
provide the material for active genesis.
horizon the context for experience,
inner: other aspects of the one thing,
outer: other objects which could be experienced,
temporal: other experiences within the one stream of
consciousness.
Hyle stuff: the sensory immanent material of lived experience,
(hyletic)
Ich ego or subject of consciousness.
idealism, the doctrine that the meaning constitutive of all objects
transcendental or is the production of transcendental consciousness.
phenomenological
ideation the process that begins with particulars and imagina¬
tively varies their content until invariant essence or eidos
is obtained.
Idee something which can be grasped only as the limit of ap¬
proximations; idea in this Kantian sense.
Identifikationssynthese synthesis of identification: the process of combining the
objects of different intentions into one and the same
thing.
immanent forming an intrinsic component of an experience, as op¬
posed to that which goes beyond it.
intention the property of an act whereby the act refers to objects,
intentional adjective applied to both acts and objects.
intentionality property belonging to consciousness of being directed
toward something other than itself.
intersubjectivity several subjects existing for one another so as to form a
community sharing a common objective world.
intuition see Anschauung.
irreal not belonging to or being a part of the real world; for ex¬
ample, phenomena.
Korper, physical, material thing extended in space and enduring
body through time.
Lebenswelt life-world: the surrounding world correlated to immedi¬
ate experience which serves as the foundation for scien¬
tific world.
Leib animate organism or human body to which a field of
sensations belongs.
Leistung achievement or performance; the productive function of
transcendental consciousness in constituting meaning.
GLOSSARY 369

Leitfaden, transcendental clue; the intentional object is a clue to


transcendentale guide phenomenological inquiry back to transcendental
consciousness.
moment the dependent part of a concrete object reached by ab¬
straction; can exist only in combination with other parts
or pieces [Stiicke].
monad the totality ego-cogito-cogitatum: the self as subject of
consciousness, together with its mental acts or processes,
and the objects strictly as they present themselves in
these acts to the self.
morphe the form imposed upon the hyletic data,
natural attitude see Einstellung, natiirliche.
noema the strict correlate of a mental act or process; cogitatum.
(pi. noematd)
(adj. noematic)
no esis any mental act or process directed to noema\ cogito.
(pi. noeses)
(adj. noetic)
nominalization the conversion of a propositional or complex thought
or substantivization into a noun thought; conversion of an adjective or verb
into a noun.
objectivity the property of being accessible to everyone: there not
(adj. objective) just for me but for all.
ontology study of the general a priori structures of all possible ob¬
jects or worlds.
formal: that part of pure logic which provides a general
theory of any object which exists,
material or regional: theory of the essence of a region of
entities.
originar original, direct or first-hand; intuition secures the object
in the original.
Paarung pairing: the emergence of two objects in direct associa¬
tion with reciprocal overlapping sense.
phenomenology eidetic: study of essences and their relations,
genetic: study of the genesis of phenomena, the dy¬
namic processes whereby objects are constituted,
mundane: study of worldly objects prior to transcenden¬
tal reduction.
transcendental: based on the phenomenological or tran¬
scendental reduction.
phenomenon what is revealed by the phenomenological reduction;
the object purified of naive presuppositions.
psychologism narrow sense: the attempt to derive principles of formal
logic from contingent psychological laws.
370 GLOSSARY

wider sense: an attempt to reduce nonpsychological en¬


tities to psychological phenomena,
transcendental: confusion of pure immanent psychology
with transcendental philosophy, based on a misinter¬
pretation of the transcendental reduction.

reduction eidetic: the act which leads from particulars to universal


“pure” essences.
phenomenological or transcendental: the act by which
the general thesis of belief in factual existence charac¬
teristic of the natural attitude is inhibited, sus¬
pended, bracketed, or turned off, and which uncov¬
ers in transcendental subjectivity the acts which con¬
stitute pure phenomena.
reflection the act by which consciousness turns inward toward
itself to reverse its usual outward orientation.
region a field of nonformal or “material” ontology unified by a
common essence.
Sinn meaning, as constituted by transcendental consciousness.
solipsism the position that I alone exist or am known to exist; the
theory that there are no other minds or persons.
subjectivity the sphere of the subject and his or her consciousness.
teleology (of consciousness) the purposive structure of conscious¬
ness.
theme the focus of the field of consciousness.
(adj. thematic)
thesis the positing of existence implied in beliefs and other
(adj. thetic) acts, absent only from neutral modifications of con¬
sciousness.
transcendent status of an intentional object constituted by intentional
acts and lying beyond their immanent constituents.
transcendental term designating the sphere of consciousness which is not
affected by the phenomenological reduction; the tran¬
scendent is constituted by transcendental consciousness.
Umwelt, the environment as experienced.
surrounding world
Verge gen ivartigung, act in which an object not actually present is made intu¬
presentification itively present; for example, imagination or recollection.
Vernunft, consciousness which judges the validity of our claims to
reason knowing reality in the light of evidence.
Welt, totality of intentional objects facing consciousness within
world horizon of other objects.
Wesenschau apprehension of essence of thing,
Zeitigung, constitution of time.
temporalization
Husserl Bibliography

Abbreviations

AA Aut aut (1959), 345-433.


AF Archivio di filosofia. Rome.
AFSP Archiv fur systematische Philosophic. Berlin.
AGP Archiv fur Geschichte der Philosophic. Berlin.
A1 Ajatus. Helsinki.
ANALH Analecta Husserliana. Dordrecht.
ANTW Algemeen Nederlands Fijdschrift voor Wijsbegeerts. Assen.
AP Archiv fur Philosophic. Stuttgart.
APQ American Philosophical Quarterly. Pittsburgh.
APRIORI Apnon and World: European Contributions to Husserlian Phe¬
nomenology. Edited by William McKenna, Robert M. Harlan,
and Lawrence E. Winters. The Hague: Nijhoff, 1981.
ARP Archives de philosophie. Paris.
AS The Aristotelean Society, Supplementary Volume. London.
A US Auslegung. Lawrence, Kansas.
B Behaviorism Bijdragen. Nijmegen.
BC Boston College Studies in Philosophy. Boston.
BILANCIO Bilancio della fenomenologia e dell'esistenzialismo. Relazioni di E.
Carin, E. Paci, P. Prini. Padua: Liviana, I960.
BSFP Bulletin de la Societe francaise de philosophie. Paris.
CH Cultural Hermeneutics. Dordrecht.
CHISHOLM Realism and the Background of Phenomenology. Edited by Roder¬
ick M. Chisholm. Glencoe: Free Press, I960.
CIS Cahiers internationaux de sociologie. Paris.
CJP Canadian Journal of Philosophy. Edmonton.
COMPITO II compito della fenomenologia. Articles by G. Alliney, F. Bianco,
S. Breton, C. Fabro, G. Funke, M. De Gandiilac, R. Ingarden,
R. Lazzarini, A. Plebe, E. Przywara, R. Pucci. Padua: Cedam,
1957.
CR Critique. Paris.
D Dialogue. Ottawa; Vancouver.
DG Diogenes. Paris.
DH Dialectics and Humanism. Warsaw.

371
372 HUSSERL BIBLIOGRAPHY

DJ Dialogue. Journal of Phi Sigma Tau. Milwaukee.


DN Dianoia. Mexico.
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casion du centenaire de la naissance du philosophe. The Hague:
Nijhoff, 1959-
EHC Centenaire de Bergson et de Husserl. ARP 22 (1959): 5-55.
EHG Gedenkfeierfur den Philosophen E. Husserl. Universitas 14 (1959):
993.
EHI II verri A (I960): 157.
EHR Edmund Husserl. RPF 84 (1959): 433-576.
EHS Symposium on the 100th Anniversary of the Birth of Edmund Hus¬
serl. PPR 1959-60:147-274.
EHSS (E. Husserl). Symposium sobre la nocion husserliana de la 'Lebens-
welt. By Jose Gaos, Ludwig Landgrebe, Enzo Paci, John Wild.
Mexico: Centre de Estudios Filosoficos, 1963.
EHZ (E. Husserl). ZPF. Meisenheim/Glan: Hain, 1959.
ELY The Phenomenology of Husserl: Selected Critical Readings. Edited
by R.O. Elveton. Chicago: Quadrangle Books, 1970.
EP Les etudesphilosophiques. Paris.
ESSAYS Essays in Phenomenology. Edited by M. Natanson. The Hague:
Nijhoff, 1966.
EXPLORATIONS Explorations in Phenomenology: Papers of the Society for Phenom¬
enology and Existential Philosophy. Edited by David Carr and
Edward S. Casey. The Hague: Nijhoff, 1973.
F Filosofia. Lisbon.
FEN La Fenomenologia. Atti del’XI Convegno del centro di studi filoso-
fici tra professori universitari. Brescia: Morcelliana, 1956.
FS Franciscan Studies. St. Bonaventure, N.Y.
FZ Freiburger Zeitschrift fur Philosophic und Theologie. Freiburg.
GC Giornale critico della filosofia italiana. Genoa; Turin.
GM Giornale di metafisica.
HAR Hamburger akademische Rundschau. Hamburg.
HC Human Context. Brighton, England.
HEA Husserl: Expositions and Appraisals. Edited by Frederick Elliston
and Peter McCormick. Notre Dame: University of Notre Dame
Press, 1977.
HJ HeythropJournal. Oxford.
HPM Husserl et la pensee modeme. Husserl und das Denken der Neu-
zeit. Actes du deuxieme Colloque international de phenome-
nologie, Krefeld, 1-3 novembre 1956, edites par les seins de II.
L. Van Breda et J. Taminiaux. Akten des zweiten internation-
alen phanomenologischen Kolloquiums, Krefeld, 1-3 Novem¬
ber 1956, edited by H.L. Van Breda und Jacques Taminiaux.
The Hague: Nijhoff, 1959.
HS Human Studies. Norwood, N.J.
HSW Husserl: Shorter Works. Edited by Peter McCormick and Frederick
Elliston. Notre Dame: University of Notre Dame Press, 1981.
HUSSERL Husserl. Cahiers de Royaumont. Troisieme Colloque philoso-
phique de Royaumont, 23 au 30 avril 1957. L’oeuvre et la pensee
de Husserl. Paris: Les Editions de Minuit, 1959.
ABBREVIATIONS 373

ID Derldealismus undSeine Gegenwart. Edited by Ute Guzzon, Bern-


hard Rang, and Ludwig Siep. Hamburg: Felix Meiner, 1976.
1JLP International Journal of Language and Philosophy.
ILR International Logic Review. Bologna.
INGARDEN For Roman Ingarden: Nine Essays in Phenomenology and Litera¬
ture, Philosophy and the Social Sciences. The Hague: Nijhoff,
1959-
INPQ Indian Philosophical Quarterly. Poona, India.
INQ Inquiry. Oslo.
INVITATION An Invitation to Phenomenology. Edited by James M. Edie. Chi¬
cago: Quadrangle Books, 1965.
IPQ International Philosophical Quarterly. New York.
IS Idealistic Studies. Worcester, Massachusetts.
JBSP The Journal of the British Society for Phenomenology. Manchester.
JCA Journal of Critical Analysis. Jersey City.
JCP Journal of Chinese Philosophy. Hawaii.
JE Journal of Existentialism. New York.
JHP Journal of the History of Philosophy. Claremont, CA.
JP The Journal of Philosophy. New York.
JPP Journal of Phenomenological Psychology. Pittsburgh, PA.
K Kantstudien. Bonn.
KN Kinesis. Carbondale, IL.
LEE Phenomenology and Existentialism. Edited by Edward Lee and
Maurice Mandelbaum. Baltimore: Johns Hopkins University
Press, 1967.
LIFE-WORLD Life-World and Consciousness: Essays for Aron Gurwitsch. Edited
by Lester E. Embree. Evanston: Northwestern University Press,
1972.
LTP Laval theologique etphilosophique. Quebec.
M Mind. Oxford.
MJP Midwestern Journal of Philosophy. Murray, Kentucky.
MO The Monist. La Salle.
MOHANTY Readings on Husserl’s “LogicalInvestigations. "Edited byj. N. Mo-
hanty. The Hague: Nijhoff, 1977.
MS The Modern Schoolman. Saint Louis.
MT Metaphilosophy. Albany.
MUN PHAN Die Miinchner Phanomenologie. Edited by H. Kuhn, Eberhard
Are-Lallemant, and Reinhold Gladiator. The Hague: Nijhoff,
1975.
MW Man and World. The Hague.
NDJ Notre Dame Journal of Formal Logic. Notre Dame.
NEP New Essays in Phenomenology. Edited byjames M. Edie. Chicago:
Quadrangle Books, 1969-
NH Neue Hefte Philosophic.
NO Nous. Bloomington, Indiana.
NOACK Husserl. Edited by H. Noack (Wege von Forschung 10). Darmstadt:
Wissenschaftliche Buchgesellschaft, 1973.
NS The New Scholasticism. Washington, D.C.
OMAGGIO Omaggio a Husserl. Saggi di Antonio Banfi, Enrico Filippini, Gior¬
gio Guzzoni, Leo Lugarini, Enzo Melandri, Guido D. Neri, Enzo
374 HUSSERL BIBLIOGRAPHY

Pad, Guido Pedroni, Raffaele Pucci, Giuseppe Semarari, Sofia


Vanni-Rovighi. A cura di Enzo Pad. Milan: II Saggiatore, I960.
P Pensiero. Rome.
PATTERNS Patterns of the Life-World': Essays in Honor of John Wild. Edited
by James M. Edie, Francis H. Parker, and Calvin O. Schrag.
Evanston: Northwestern University Press, 1970.
PC Proceedings of the Catholic Philosophical Association. Washington.
PE The Personalist. Los Angeles.
PERSPECTIVE Phenomenology in Perspective. Edited by F. Joseph Smith. The
Hague: Nijhoff, 1970.
PEW Philosophy East and West. Honolulu.
PF Philosophische Eorschung.
PFB Philosophical Forum. Boston.
PHA Phenomenology in America. Edited by James M. Edie. Chicago:
Quadrangle Books, 1967.
PHAN H Phanomenologische Heute. Edited by E. W. Orth. Freiburg: Verlag
Karl Alber, 1975.
PHCC Phenomenology: Continuation and Criticism: Essays in Memory of
Dorion Cairns. Edited by Fred Kersten and Richard Zaner. The
Hague: Nijhoff, 1973.
PHEX Phenomenologie-Existence. Recueil d’etudes par Henri Binault,
H. L. Van Breda, Aron Gurwitsch, Emmanuel Levinas, Paul Ri-
coeur, Jean Wahl. Paris: Armand Colin, 1953.
PHIL ESSAYS Philosophical Essays in Memory of Edmund Husserl. Edited by
Marvin Farber. Cambridge, MA: Harvard University Press, 1940.
PHNE Phenomenology and Natural Existence: Essays in Honor of Marvin
Earber. Edited by Dale Riepe. Albany: State University of New
York Press, 1973.
PHNS Phenomenology and the Natural Sciences. Edited by Joseph J.
Kockelmans and Theodore Kisiel. Evanston: Northwestern Uni¬
versity Press, 1970.
PHPA Phenomenology: Pure and Applied. The first Lexington Confer¬
ence. Edited by Erwin W. Straus. Pittsburgh: Duquesne Univer¬
sity Press, 1964.
PHSR Phenomenology and Social Reality: Essays in Memory of Alfred
Schutz. Edited by Maurice Natanson. The Hague: Nijhoff, 1971.
PJ PhilosophischesJahrbuch. Munich.
PL Philosophie et logique. Bucharest, Romania.
PM Philosophia mathematica. Hauppage, N.Y.
PN Philosophia naturalis. Meisenheim/Glan.
PP Phenomenological Perspectives. Edited by Philip J. Bossert. The
Hague: Nijhoff, 1975'.
PPE Proceedings in the Philosophy of Education. Society of Australia.
Kensington, Australia.
PPEH Phenomenology: The Philosophy of Edmund Husserl and Its Inter¬
pretation. Edited by Joseph J. Kockelmans. New York: Double¬
day, 1967.
PPR Philosophy and Phenomenological Research. Buffalo.
PPU Phenomenology and Philosophical Understanding. Edited by Edo.
Piv£evic. New York: Cambridge University Press, 1975.
ABBREVIATIONS 375

PQA Philosophical Quarterly. Asualner, India.


PR Philosophische Rundschau. Heidelberg.
PRC The Philosophical Review. Cornell.
PROBLEMES Problemes actuels de la phenomenologie. Textes de P. Thevenaz,
H.J. Pos, P. Ricoeur, E. Fink, M. Merleau-Ponty, J. Wahl. Edites
par H.L. Van Breda. Actes du Colloque international de phe¬
nomenologie. Paris: Desclee, 1952.
PRS Process Studies. Claremont, California.
PS Philosophical Studies. Dordrecht.
PSM Pensamiento. Madrid.
PSP Philosophische Perspectiven. Frayenlobstr, West Germany. (Super¬
seded by Perspektiven der Philosophic.)
PST Philosophical Studies. Ireland.
PT Philosophy Today. Celina.
PTPF Perspectiven Transcendental Phanomenologische Forschung.
Utrecht: Patmos, 1972.
PY Philosophy. London, England.
RA Ratio. Oxford, England.
RBF Revista brasileim de filosofia. Sao Paulo.
RE Revue d'esthetique. Paris.
READINGS Readings in Existential Phenomenology. Edited by Nathaniel Law¬
rence and Daniel O’Connor. Englewood Cliffs: Prentice-Hall,
1967.
REPP Review of Existential Psychology and Psychiatry. New York.
REX Review of Existential Psychology and Psychiatry.
RFN Rivista di filosofia neo-scholastica. Milan.
RFS Revista de filosofia. Madrid.
RIP Revue internationale de philosophic. Paris.
RM Review of Metaphysics. Washington.
RMM Revue de metaphysique et de morale. Paris.
RP Rassegna di scienze filosofiche. Naples.
RPF Revue philosophique de la France et de I'etranger. Paris.
RPH Research in Phenomenology. Pittsburgh.
RPL Revue philosophique de Louvain. Louvain.
RPOR Revista Portuguesa de filosofia. Braga.
RS Revue des sciences philosophiques et theologiques. Paris.
RT Revue Thomiste. Toulouse; Cedex.
RIP Revue de theologie et de philosophie. Lausanne.
RUO Revue de I’Universite d'Ottawa. Ottawa.
S Scientia. Milan.
SE Sciences ecclesiastiques.
SG Studium generale. Berlin.
SH Scripta Hierosolynutana. Jerusalem.
SJ Salzburger Jahrbuch fur Philosophie. Salzburg.
SJP Southern Journal of Philosophy. Memphis.
SOLOMON Phenomenology and Existentialism. Edited by Robert C. Solomon.
New York: Harper and Row, 1972.
SPS Studiaphilosophica Basel. Switzerland.
SR Social Research. New York.
SSP Soviet Studies in Philosophy.
37 6 HUSSERL BIBLIOGRAPHY

SST Studies in Soviet Thought. Dordrecht.


SWJP Southwestern Journal of Philosophy. Norman.
sz Sapienza. Rome.
T Telos. St. Louis.
TELEOLOGIES The Teleologies in Husserlian Phenomenology. Analecta Husserlian,
vol. 9. Edited by Anna-Teresa Tymieniecka. Dordrecht: Reidel,
1972.
TEMPO Tempo e intenzionalita. Husserliana. Scritti di E. Husserl, E. Paci,
P. Caruso, E. Renzi, F. Bosio, V. Fagone, G. Piana, W. Biemel,
L. Lugarini, A. Plebe, F. Bianco, J.Wyrsch. Padua: Cedam, I960.
TF Tijdschrift voor Eilosofie. Leuven.
TH Theoria. Lund.
TPS Transactions of the Charles S. Peirce Society. South Hadley, MA.
TSP Tulane Studies in Philosophy. Tulane.
TT Thought. New York.
TVP Tijdschrift voor Filosofie. Leuven.
VFWP Vierteljahrschrift fur wissenschaftliche Philosophie. Leipzig.
W Verite et verification. Edited by Hermann L. Van Breda. The
Hague: Nijhoff, 1974.
WANN Behaviourism and Phenomenology. Edited by T.W. Wann. Chi¬
cago: University of Chicago Press, 1964.
WELT MEN Die Welt des Menschen. Festschrift fur Jan Patofka. Edited by Wal¬
ter Biemel and the Husserl Archives at Louvain. Phanomenolog-
ica 72. The Hague: Nijhoff, 1976.
WILD The Return to Reason. Edited by John W'ild. Chicago: Henry Reg-
nery, 1953.
ZPF ZeitschriftfurPhilosophische Eorschung. Postfach, West Germany:
Meisenheim / Gian.
ZPPS Zeitschrift furPsychologie der Sinnesorgane. Leipzig.
ZRG Zeitschrift fur Religions und Geistesgeschichte. Leiden.
Husserl’s Works and English Translations
in Chronological Order

“Beitrage zur Variationsrechnung.” Dissertation. Vienna, 1882.


Uber den Begriff der Zahl. Habilitationsschrift. Halle Heynemann’sche Buchdruckerei (F. Beyer),
1887. English translation by D. Willard: “On the Concept of Number.” PM 10 (1972): 44-52;
11 (1973) 37-87; and in HSW, pp. 92-119.
Philosophic der Arithmetik. Vol. 1. Halle: C.E.M. Pfeffer (Robert Strieker), 1891.
“Notice of Philosophic der Arithmetik." VTWP 15 (1891): 360-61.
“Der Folgerungscalcul und die Inhaltslogik.” VFWP 15 (1891): 168-89. English translation: “The De¬
ductive Calculus and Intensional Logic.” PE 60 (1979): 7-25.
“Der Folgerungscalcul und die Inhaltslogik: Nachtrage.” VFWP 15 (1891): 351-56.
“Review of Schroder: Vorlesungen uber die Algebra derLogik.” GGA (1891): 243-78. English transla¬
tion: “A Review of Volume I of Ernst Schroder’s Vorlesungen itber die Algebra der Logik." PE
59 (1978): 115-43.
“A Voigt’s ‘elementare Logik’ und meine Darlegungen zur Logik des logischen Calculs.” VFWP 17
(1893): 111-20. English translation: “Remarks on A. Voigt’s ‘Elementary Logic’ in Relation to
My Statements on the Logic of the Logical Calculus.” PE 60 (1979): 26-35.
“Antwort auf die vorstehende ‘Erwiderung’ des Herrn Voigt.” VFWP 17 (1893): 508-11.
“Psychologische Studien zur elementaren Logik.” PM 30 (1894): 159-91- English translation by P. Mc¬
Cormick and R. Hudson: “Psychological Studies for Elementary Logic.” In HSW, pp. 126-42.
“Bericht uber deutsche Schriften zur Logik aus dem Jahre 1894.” AFSP 3 (1897): 216—44.
Logische VJntersuchungen: Prolegomena zur reinen Logik. Halle: Max Niemeyer, 1900.
“Notice of Logische VJntersuchungen: Prolegomena zur reinen Logik." VFWP 24 (1900): 511-12.
Logische VJntersuchungen: VJntersuchungen zurPhanomenologie und Theorie derErkenntnis. Halle:
Max Niemeyer, 1901.
“Notice of Logische VJntersuchungen: VJntersuchungen zur Phanomenologie und Theorie der Er-
kenntnis." VFWP 25 (1901): 260-63.
“Melchior Palagyi’s Der Streit der Psychologisten undFormalisten in der modernen Logik." ZPPS 31
(1903): 287-94. English translation by D. Willard: “A Reply to a Critic of My Refutation of
Logical Psychologism.” PE 53 (1972): 5-13; and in HSW, pp. 152-58.
“Bericht uber deutsche Schriften zur Logik in den Jahren 1895—1899-” AFSP 9 (1903): 113-32, 237—
59, 393-408, 523-43; 10 (1904): 101-25.
[Notes on] “‘Faculte’, ‘Fait’, ‘Fantaisie’” in A. Lalande, Vocabulaire philosophique, fascicule no. 9,
F et G, in BSFP 6 (1906): 293, 296, 299.
[Notes on] “‘Individu’ and ‘Intention’” in A. Lalande, Vocabulaire philosophique, fascicule no. 12,
in BSFP 9 (1909): 235, 263.
[Review of] “Anton Marty’s VJntersuchungen zur Grundlegung der allgemeinen Grammatik und
Sprachphilosophie." DL 31 (1910): 1106-10.
“Philosophic als strenge Wissenschaft.” Logos 1 (1910-11): 289-341. English translation by Q. Lauer:

© 1979 by P. McCormick and F. Elliston


all rights reserved

377
378 HUSSERL BIBLIOGRAPHY

“Philosophy as Rigorous Science.” In Phenomenology and the Crisis of Philosophy, pp. 71 147,
and in HSIV, pp. 166-97.
Logische Untersuchungen. Vols. 1 and 2. 2nd ed. Halle: Max Niemeyer, 1913. English translation by
J. Findlay: Logical Investigations, 2 vols. London: Routledge and Kegan Paul, 1970.
Jahrbuch fur Philosophie undphanomenologische Forschung. Edited by E. Husserl et al. 11 vols.
Halle: Max Niemeyer, 1913-30.
“Vorwort .Jahrbuch fur Philosophie und phanomenologische Forschung. \r\ Jahrbuch, vol. 1 (1913),
pp. v-vi.
“Ideen zu einer reinen Phanomenologie und phanomenologischen Philosophie. In Jahrbuch, vol. 1
(1913), pp. 1-323. English translation by Boyce Gibson in: Ideas. London: Routledge and
Kegan Paul, 1931; and in HSW, pp. 43-53.
[Contribution to Discussion of] “Maier’s ‘Philosophie und Psychologie.’ In Bericht uber den VI.
Kongress fur experimentelle Psychologie vom 15. bis 18. April 1914. Zweiter Teil. Edited by
Schumann, pp. 144-43. Leipzig: J.A. Barth, 1914.
“Letter to Hugo Miinsterberg.” In Hugo Miinsterberg, The Peace and America, pp. 222-24. New
York: Appleton, 1915.
“Vorwort.” In Jahrbuch, vol. 2 (1916), pp. v-vi.
“Adolf Reinach.” Frankfurter Zeitung, December 6, 1917.
“Adolf Reinach: Ein Nachruf.” K 23 (1918): 147-49.
“Erinnerungen an Franz Brentano.” In Kraus, Franz Brentano: ZurKenntnis seines Lebens und seiner
Lehre, pp. 153-67. Munich: C.H. Beck, 1919. English translation by P. McCormick and R.
Hudson: “Recollections of Franz Brentano.” In HSW, pp. 342-48.
Logische Untersuchungen. Vol. 2, part two. 2nd ed. Halle: Max Niemeyer, 1921.
“Vorwort.” In Jahrbuch, vol. 4 (1921), p. v.
Logische Untersuchungen. Vols. 1; 2: part one; 2: part two. 3rd ed. Halle: Max Niemeyer, 1922.
Ideen zu einer reinen Phanomenologie und phanomenologischen Philosophie. Vol. 1. Halle: Max
Niemeyer, 1922.
“Die Idee einer philosophischen Kultur: Ihr erstes Aufkeimen in der grieschen Philosophie."Japanisch-
deutsche Zeitschrift fur Wissenschaft und Technik (Lubeck) 1 (1923): 45-51.
“Erneuerung: Ihr Problem und ihre Methode.” The Kaizo (Tokyo) 3 (1923): 84-92. English transla¬
tion by Jeffner Allen: “Renewal: Its Problem and Method.” In HSW, pp. 326-31.
“Die Phanomenologie und Rudolf Eucken.” Die Tatwelt (Jena) 3 (1927): 10-11.
Logische Untersuchungen. Vols. 1; 2: part one. 4th ed. Halle: Max Niemeyer, 1928.
Ideen zu einer reinen Phanomenologie und phanomenologischen Philosophie. 3rd ed. Halle: Max
Niemeyer, 1928.
“Vorlesungen zur Phanomenologie des inneren Zeitbewusstseins.” Edited by Martin Heidegger. In
Jahrbuch, vol. 9 (1928), pp. 367-498. English translation byj. S. Churchill: Lectures on Inter¬
nal Time-Consciousness. Bloomington: Indiana University Press, 1964.
“Formale und transzendentale Logik: Versuch einer Kritik der logischen Vernunft.” In Jahrbuch, vol.
10 (1929), pp- 1-298. English translation by Dorion Cairns: Formal and Transcendental Logic.
The Hague: Nijhoff, 1969-
“Phenomenology.” Translated by R. Palmer. In The Encyclopaedia Britannica, 14th ed., vol. 17
(1929), pp. 699-702; in JBSP 2 (1971): 77-90; and in HSW, pp. 21-35.
“Nachwort zu meinen Ideen zu einer reinen Phanomenologie und phanomenologischen Philosophie."
In Jahrbuch, vol. 2 (1930), pp. 549-70. English translation by Boyce Gibson: “Author’s Preface
to the English Edition.” In Ideas and in HSW, pp. 43-53.
Meditations cartesiennes. Translated by G. Peiffer and E. Levinas. Paris: Colin, 1931.
“Vorwort to ‘Die phanomenologische Philosophie Edmund Husserls in der gegenwartigen Kritik’.”
K 38 (1933): 319-20.
“Lettre: An den Prasidenten des VIII. internationalen Philosophen-Kongresses.” In Actes du huitieme
Congres international de Philosophie a Prague 2-7 septembre 1934, pp. xli-xlv. Prague, 1936.
“Die Krisis der europaischen Wissenschaften und die transzendentale Phanomenologie: Eine Ein-
leitung in die phanomenologische Philosophie.” Philosophia (Belgrad) 1 (1936): 77-176.
Erfahrung und Urteil: Untersuchungen zur Genealogie der Logik. Edited by Ludwig Landgrebe.
Prague: Academia, 1939. English translation by James S. Churchill and Karl Ameriks: Experi¬
ence and Judgment. Evanston: Northwestern University Press, 1973.
“Die Frage nach dem Ursprung der Geometric als intentional-historisches Problem.” RIP 1 (1939):
203-25. English translation by David Carr: “The Origin of Geometry.” In The Crisis of Euro-
HUSSERL’S WORKS AND ENGLISH TRANSLATIONS 379

pean Sciences and Transcendental Philosophy, pp. 353-79- Evanston: Northwestern University
Press, 1970; and in HSW, pp. 255-70.
“Entwurf einer ‘Vorrede’ zu den Logischen Untersuchungen." TVP 1 (1939): 106-33; 319-39.
“Grundlegende Untersuchungen zum phanomenologischen Ursprung der Raumlichkeit der Natur.”
In PHIL ESSAYS, pp. 307-25. English translation by Fred Kersten: “Foundational Investiga¬
tions of the Phenomenological Origin of the Spatiality of Nature.” In HSW, pp. 222-33.
Letter to Marvin Farber.” In Marvin Farber, “Edmund Husserl and the Background of His Philoso¬
phy.” PPR 1 (1940): 13.
“Notizen zur Raumkonstitution.” Edited by Alfred Schutz. PPR 1 (1940): 21-37, 217-26.
“Phanomenologie und Anthropologie.” PPR 2 (1941): 1-14. English translation by R. Schmitt: “Phe¬
nomenology and Anthropology.” In CHISHOLM, pp. 129-42; and in HSW, 315-23.
“Phanomenologie und Psychologie.” TVP 3 (1941): 481-98.
“Die Welt der lebendigen Gegenwart und die Konstitution der ausserleiblichen Umwelt.” PPR 6
(1945): 323-43. English translation by Lenore Langsdorf: “The World of the Living Present.” In
HSW, pp. 238-50.
“Rapport entre la Phenomenologie et les sciences.” EP 4 (1949): 3-7.
Cartesianische Meditationen und Pariser Vortrage. Husserliana, vol. 1. Edited by Stephan Strasser.
The Hague: Nijhoff, 1950. English translation by Dorion Cairns: Cartesian Meditations. The
Hague: Nijhoff, I960. English translation by Peter Koestenbaum: The Paris Lectures. The
Hague: Nijhoff, 1967.
Die Idee der Phanomenologie: FunfVorlesungen. Husserliana, vol. 2. Edited by Walter Biemel. The
Hague: Nijhoff, 1950. English translation by Walter P. Alston and George Nakhnikian: The
Idea of Phenomenology. The Hague, Nijhoff: 1964.
Ideen zu einer reinen Phanomenologie und phanomenologischen Philosophic: Erstes Buch: Allge-
meineEinfiihrungin die reine Phanomenologie. Husserliana, vol. 3. Edited by Walter Biemel.
The Hague: Nijhoff, 1950.
“Shaw und die Lebenskraft des Abendlandes.” HAR 3 (1950): 743-44.
“Personliche Aufzeichnungen vom 25. September 1906.” PS (Berlin) 2 (1951): 306-12.
Ideen zu einer reinen Phanomenologie und phanomenologischen Philosophie. Zweites Buch: Pha-
nomenologische Untersuchungen zur Konstitution. Husserliana, vol. 4. Edited by Marly
Biemel. The Hague: Nijhoff, 1952.
Ideen zu einer reinen Phanomenologie und phanomenologischen Philosophie. Drittes Buch: Die
Phanomenologie und die Eundamente der Wissenschaften. Husserliana, vol. 5. Edited by
Marly Biemel. The Hague: Nijhoff, 1952. English translation by Ted E. Klein and William E.
Pohl: Phenomenology and the Foundations of the Sciences. The Hague: Nijhoff, 1980.
“Das bewusstlose Ich — Schlaf— Ohnmacht.” TVP 14 (1952): 261-63.
“Ein Brief Edmund Husserls von 1919-” PJ 62 (1953): 195-200.
Die Krisis der europaischen Wissenschaften und die transzendentale Phanomenologie: Fine Einlei-
tung in die phanomenologische Philosophie. Husserliana, vol. 6. Edited by Walter Biemel.
The Hague: Nijhoff, 1954. English translation by D. Carr: The Crisis of European Sciences and
Transcendental Philosophy. Evanston: Northwestern University Press, 1970.
Erste Philosophie (1925/24). Erster Teil: Kritische Ideengeschichte. Husserliana. vol. 7. Edited by
Rudolf Boehm. The Hague: Nijhoff, 1956. English translation byjeffner Allen: First Philoso¬
phy. The Hague: Nijhoff, 1978.
"Drei Briefe an Georg Misch.” In Alwin Diemer, Edmund Husserl: Versuch einer systematischen Dar-
stellung seiner Phanomenologie, pp. 393-94. Meisenheim am Gian: Anton Hain, 1956.
“Correspondencia entre Delthey y Husserl.” Revista de filosofia de la Universidadde Costa Rica (San
Jose de Costa Rica) 1 (1957): 101-24. English translation byjeffner Allen: “The Dilthey-Husserl
Correspondence.” In HSW, pp. 203-9.
Erste Philosophie (1923/24). ZweiterTeil: Theorie der phanomenologischen Reduktion. Husserliana,
vol. 8. Edited by Rudolf Boehm. The Hague: Nijhoff, 1959.
“Ein Brief von Husserl und Stoltenberg.” ZPF 13 (1959): 179-80.
“Uber psychologische Begriindung der Logik.” ZPF 13 (1959): 346-48. English translation by Thomas
J. Sheehan: “On the Psychological Grounding of Logic.” In HSW, pp. 146-47.
“Drei unveroffentlichte Briefe von Husserl an Ingarden.” ZPF 13 (1959): 349-51.
Phanomenologische Psychologie. Husserliana, vol. 9- Edited by Walter Biemel. The Hague: Nijhoff,
1959- English translation by John Scanlon: Phenomenological Psychology. The Hague: Nijhoff,
1977.
380 HUSSERL BIBLIOGRAPHY

Zur Phanomenologie des inneren Zeitbewusstseins (1893-1917)- Husserliana, vol. 10. Edited by Ru¬
dolf Boehm. The Hague: Nijhoff, 1966. English translation by J.S. Churchill: The Phenome¬
nology of Internal Time-Consciousness. Edited by Martin Heidegger. Bloomington: Indiana
University Press, 1964.
Analysen zurpassiven Synthesis. Husserliana, vol. 11. Edited by Margot Fleischer. The Hague: Nij¬
hoff, 1966.
Briefe an Ingarden. The Hague: Nijhoff, 1968.
Philosophic der Arithmetik. Husserliana, vol. 12. Edited by Lothar Eley. The Hague: Nijhoff, 1970.
Zur Phanomenologie derlntersubjektivitat. Husserliana, vols. 13,14, and 15. Edited by Iso Kern. The
Hague: Nijhoff, 1973.
Ding undRaum. Husserliana, vol. 16. Edited by Ulrich Claesges. The Hague: Nijhoff, 1973.
“Syllabus of a Course of Four Lectures on ‘Phenomenological Method and Phenomenological Philoso¬
phy’” (London Lectures). Translated by Herbert Spiegelberg. JBSP 1 (1970): 18-23; and in
HSW, pp. 67-74.
“E. Husserl Letter.” Translated by P. Senft. Human Context 4 (1972): 244-63.
“Husserl’s Inaugural Lecture at Freiburg im Breisgau.” Edited by H.L. Van Breda; translated by R.W.
Jordan. In LIFE-WORLD, pp. 3-18; and in HSW, pp. 9-17.
“Universal Technology.” Telos 4 (1969): 176-80.
“A Letter to Arnold Metzger.” PF 21 (1963): 48-68.
“Letter to Ernst Mach.” ZPF19 (1965): 134-38.
“Letter to Aron Gurwitsch.” In LIFE-WORLD, p. xvi.
“Kant and the Idea of Transcendental Philosophy.” Translated by T. Klein. SWJP 5 (1974).
“The Method of Clarification.” Translated by T. Klein and W. Pohl. SWJP 5 (1974).
Formale undtranszendentale Logik. Erster Band. Versuch einer Kritik der logischen Vernunft. Hus¬
serliana, vol. 17. Edited by Paul Janssen. The Hague: Nijhoff, 1974.
Introduction to the Logical Investigations. Translated with Introductions by Philip J. Bossert and Cur¬
tis H. Peters. The Hague: Nijhoff, 1975.
Logische TJntersuchungen. Erster Band. Prolegomena zur reinen Logik. Husserliana, vol. 18. Edited
by Elmar Holenstein. The Hague: Nijhoff, 1975.
“Husserl’s Syllabus for the Paris Lectures on ‘Introduction to Transcendental Phenomenology’.” Trans¬
lated by Herbert Spiegelberg. JBSP 7 (1976): 18-23; and in HSW, pp. 78-81.
Aufsatze undRezensionen (1890-1910). Husserliana, vol. 22. Edited by Bernhard Rang. The Hague:
Nijhoff, 1979-
Phantasie, Bildbewusstsein, Erinnerung. Zur Phanomenologie der anschaulichen Vergegenwarti-
gungen. Husserliana, vol. 23. Edited by Eduard Marbach. The Hague: Nijhoff, 1980.
Studien zur Arithmetik und Geometrie. Husserliana, vol. 21. Edited by Ingeborg Strohmeyer. The
Hague: Nijhoff, 1981.
Logische Untersuchungen. Zweiter Band. Untersuchungen zur Phanomenologie und Theorie der Er-
kenntnis. Husserliana, vol. 19- Edited by Ursula Panzer. The Hague: Nijhoff, 1982.
Works on Husserl and Phenomenology

The following bibliography is a compilation of works in English, French, and German on Hus¬
serl and Husserlian phenomenology. We hope it will prove especially valuable to students and scholars
working primarily but perhaps not exclusively in English.
Studies in Dutch, Italian, and other languages can be found in earlier bibliographies on which
this one is partly based: Jean Patocka, “Husserl-Bibliographie,” in Revue Internationale de Philosophic,
1939, pp. 374-97; R.P. Jean Raes, “Supplement a la bibliographic de Husserl,” in Revue Internation¬
ale de Philosophic, 1950, pp. 469-75; E. Lothar, “Husserl-Bibliographie 1945-1959,” in Zeitschriftfur
PhilosophischeForschung 13 (1959): 357-67; Gerhard Maschke and Iso Kern, “Husserl-Bibliographie,”
in Revue Internationale de Philosophie, 1965, pp. 153-202; M. M. Van de Pitte, “Husserl Literature
1965-1971,” in Archiv fiir Geschichte der Philosophie 57, heft 1 (1975): 36-53; and Jeffner Allen,
“Husserl Bibliography of English Translations,” in The Monist 59, no. 1 (Jan. 1975): 133-37.
The authors would be grateful for corrections and additions.

Abba, Boris. Vor- und Selbstzeitigung als Versuch der Vermenschlichung in der Phanomenologie
Husserls. Meisenheim a. Gian: Hain, 1972.
Abustan, R.L. “Edmund Husserl’s Epoche and St. Thomas’ Metaphysical Abstraction.” Unitas (Ma¬
nila) 44 (1971): 55-94.
Actes duXle Congres International de Philosophie, vol. 2. Louvain: Nauwelaerts, 1953.
Acton, H.B. “Phenomenology.” AS 11 (1932): 101-15.
Adorno, Theodore W. “Die Transzendenz des Dinglichen und Noematischen in Husserls Phanome¬
nologie.” Ph.D. dissertation, Frankfort, 1924.
_“Husserl and the Problem of Idealism." JP 37 (1940): 5-18.
_“Zur Philosophie Husserls.” AP 3 (1949): 339-78.
_Zur Metakritik der Erkenntnistheorie: Studien uber Husserl und die phanomenologischen
Antinomien. Stuttgart: Kohlhammer, 1956; and Frankfort: Suhrkamp, 1972.
_“Spezies und Intention.” AP 6 (1956): 14-41.
_“Metacritique of Epistemology.” T 38 (1978): 77-103.
Adriaanse, Hendrik Johan. Zu den Sachen selbst. Versuch einer Konfrontation der Theologie Karl
Barths mit derphanomenologischen Philosophie EdmundHusserls. The Hague: Mouton, 1974.
Aguirre, Antonio. Genetische Phanomenologie undReduktion: Zur Letztbegrundung der Wissen-
schaft aus der radikalen Skepsis im Denken E. Husserls. The Hague: Nijhoff, 1970.
_“Transzendentalphanomenologischer Rationalismus.” In his Perspektiven Transzendental
Phanomenologischer Forschung, pp. 102-28. Utrecht: Patmos, 1972.
Ales Bello, Angela, ed. The Great Chain of Being and Italian Phenomenology. Analecta Husserliana,
vol. 11. Dordrecht: Reidel, 1981.
Alexander, Ian W. “What Is Phenomenology?”7S6'P 1 (1970): 3.
. “Maine de Biran and Phenomenology." JBSP 1 (1970): 24-37.
Alexander, Meena. “Inner Time and a Phenomenology of Existence.” INPQ 2 (1975): 319—39-
Allen, Jeffner. “Husserl and Intersubjectivity: A Phenomenological Investigation of the Analogical
Structure of Intersubjectivity.” Ph.D. dissertation, Duquesne University, 1973.

381
382 HUSSERL BIBLIOGRAPHY

_. “Husserl: Bibliography of English Translation.” MO 59 (1975): 133-37.


_“A Husserlian Phenomenology of the ChildJPP 6 (1975): 164-79-
_. “Husserl’s Philosophical Anthropology.” PT 21 (1977): 347-55.
_“Husserl’s Overcoming of the Problem of Intersubjectivity.” MS 55 (1978): 261-71.
Allison, David B. “Derrida’s Critique of Husserl: The Philosophy of Presence.” Ph.D. dissertation,
The Pennsylvania State University, 1974.
Almeida, Guido Antonio de. Sinn und Inhalt in der genetischen Phanomenologie Edmund Husserls.
The Hague: Nijhoff, 1972.
Ameriks, Karl. “Husserl’s Realism.” PRC 86 (1977): 498-519.
Ames, Van Meter. “Mead and Husserl on the Self.” PPR 15 (1954): 320-31.
Anzenbacher, Arno. Die Intentionalitat bei Thomas von Aquin und Edmund Husserl. Munich:
Oldenbourg, 1972.
Apel, Karl-Otto. “The Problem of (Philosophical) Ultimatejustification in the Light of a Transcenden¬
tal Pragmatic of Language.” MW 8 (1975): 239-75; AJ 36 (1974): 142-65.
Aquila, Richard E. “Husserl and Frege on Meaning.” JHP 12 (1974): ill-81).
Armstrong, Edward G. “Intersubjective Intentionality.” MJP 5 (1977): 1-11.
Aschenberg, Heidi. Phanomenologische Philosophie undSprache: Grundziige der Spracbtheorie von
Husserl, Pos undMerleau-Ponty. Tubingen: Narr, 1978.
Asemissen, Hermann Ulrich. Strukturanalytische Probleme der Wahrnehmung in der Phanomenolo-
gie Husserls. Cologne: Kolner Univ.-Verlag, 1957.
_. “Egologische Reflexion.” K 50 (1958).
_“Phenomenality and Transcendence.” PPR 20 (1959): 246-51.
Ashmore, Jerome. “Essence in Recent Philosophy: Husserl, Whitehead, Santayana.” PT 18 (1974):
198-210.

Attig, Thomas W. “Cartesianism, Certainty and the Cogito in Husserl’s Cartesian Meditations. ” Ph.D.
dissertation, Washington University, 1973.
_. “How Definitive Is the Text of Husserl’s Cartesian Meditations." JBSP 1 (1976): 3-11.
_. “Husserl’s Interpretation and Critique of Descartes in His Cartesian Meditations." MS 55
(1978): 271-81.
_. “Husserl and Descartes on the Foundations of Philosophy.” MT\\ (1980): 17-35.
Atwell, John Everett. A Critical Exposition of Edmund Husserl's First Two Logical Investigations.
(1964). Ann Arbor: University Microfilms International, 1976.
_“Husserl on Signification and Object.” APQ 6 (1969): 132-17; MOHANTY, pp. 83-93.
Avonson, P. “Interpreting Husserl and Heidegger: The Root of Sartre’s Thought.” T(Fall, 1972): 47-
68.
Ayer, Alfred J. “Phenomenology and Linguistic Analysis.” AA 32 (1959): 111-24.

Bachelard, Suzanne. La logique de Husserl: Etude sur Logique formelle et transcendentale. Paris:
Presses Universitaires de France, 1957. English translation: A Study of Husserl's Formal and
Transcendental Logic. Translated by Lester E. Embree. Evanston: Northwestern University
Press, 1968.
Back, Wayne F. “Husserl’s Conception of Philosophy.” KN 8 (1977): 10-25.
Ballard, E. “Husserl’s Philosophy of Intersubjectivity in Relation to His Rational Ideal.” TSP12 (1962):
3-38.
_“On the Pattern of Phenomenological Method.” SJP 8 (1970): 421-31.
_“Objectivity and Rationality in Husserl's Philosophy.” In his Philosophy at the Crossroads,
pp. 172-215. Baton Rouge: Louisiana State University Press, 1971.
_“On the Method of Phenomenological Reduction: Its Presuppositions and Its Future.” In
LIFE-WORLD, pp. 101-24.
Banfi, A. “Husserl et la crise de la civilisation europeenne.” In HUSSERL, pp. 411-27.
WORKS ON HUSSERL AND PHENOMENOLOGY 383

Banja, John D. “Ego and Reduction: A Key to the Development of Husserl’s Phenomenology.” Ph.D.
dissertation, Fordham University, 1973.
Bannes, J. Versuch einer Darstellung und Beurteilung der Grundlagen der Philosophie Edmund Hus¬
serls. Breslau: Borgmeyer, 1930.
Bar-Hillel, Yehoshua. “Husserl’s Conception of a Purely Logical Grammar.” PPR 17 (1956): 362-69;
MOHANTY, pp. 128-36.
Barral, Marie-Rose. “Problems of Continuity in the Perceptual Process.” ANALH 3 (1974).
-“Teleology and Intersubjectivity in Husserl—Reflections.” In TELEOLOGIES, pp. 221-33.
Bartels, Martin. “Identitat und Individualist: Uberlegungen zur Problematik der Egologie Edmund
Husserls.” AGP 61 (1979): 52-67.
Barth, E.M. “Phenomenology, Grammar, or Theory of Argumentation.” CH 4 (1977): 163-82.
Bartlett, Steven. “Phenomenology of the Implicit.” Dialectica 29 (1975): 173-88.
Baseheart, Sister Mary Catherine. “The Encounter of Husserl’s Phenomenology and the Philosophy of
St. Thomas in Selected Writings of Edith Stein.” Ph.D. dissertation, University of Notre Dame,
1960.
Beaufret, Jean. “Husserl et Heidegger.” In his Dialogue avec Heidegger: Approche de Heidegger.
Paris: Editions de Minuit, 1974.
Beck, Maximilian. “The Last Phase of Husserl’s Phenomenology.” PPR 1 (1940): 479-91.
Becker, Oskar. “The Philosophy of Edmund Husserl.” In ELV, pp. 40-72.
-“Die Philosophie Edmund Husserls. Anlasslich seins 70. Geburtstags dargestellt.” In NOACK,
pp. 129-67.
Bednarski, Juliusz. “La reduction husserlienne.” RMM 62 (1957): 416-35.
-“Deux aspects de la reduction husserlienne: abstention et retour.” RMM 64 (1959): 337-55
English translation: “Two Aspects of Husserl’s Reduction.” PT 4 (I960): 208-23.
-“Verite et temporalite: l’impossibilite du dogmatisme." EP 15 (I960): 491-502.
-“La teneur phenomenologique du monde constitue chez Husserl.” EP 19 (1964): 49-56.
Beneze, Georges. “Au-dela de Husserl.” EP 14 (1959): 191-201 and 449-68.
Bennett, John B. “Husserl’s Crisis and Whitehead’s Process Philosophy."PE 56 (1975): 289-300.
Bense, Max. “Bemerkungen iiber die Gesamtausgabe der Werke Husserls.” Merkur 5 (1951): 987-90.
Berger, Gaston. “Quelques aspects de la philosophie allemande contemporaine.” EP 3 (1936): 68-74.
-“Husserl et Hume.” RIP 1 (1939): 342-53. Translation: “Husserl und Hume.” Translated by
Katharina Arndt. In NOACK, pp. 210-22.
_Le cogito dans la philosophie de Husserl. Paris: Aubier, 1941, 1950.
_. “Le progres de la reflexion chez Bergson et Husserl.” In Henri Bergson, pp. 257-63. Neucha-
tel: La Baconniere, 1943.
_“Les themes principaux de la phenomenologie de Husserl.” RMM 49 (1944): 23-42.
_. Experience et transcendence: La philosophie frangaise L’Activite philosophique en France et
auxEtats-Unis, vol. 2, ed. Marvin Farber, pp. 96-112. Paris: Presses Universitaires de France,
1950.
_“L’originalite de la phenomenologie.” EP 9 (1954): 249-59-
_. “Approche phenomenologique du probleme du temps.” Bulletin de la Societe frangaise de
philosophie 44 (1954): 89-132. English translation: “A Phenomenological Approach to the
Problem of Time.” Translated by D. O’Connor. In READINGS, pp. 187-204.
_Phenomenologie du temps et prospective. Paris: Presses Universitaires de France, 1964.
__. The Cogito in Husserl's Philosophy. Translated by Kathleen McLaughlin. Evanston: North¬
western University Press, 1972.
_“La phenomenologie transcendentale.” LEncyclopedie frangaise, vol. 19.
Bergman, Samuel Hugo. Edmund Husserl. Davar, 1938.
_. “Metaphysical Implications of Husserl’s Phenomenology.” SH 2 (1955): 220-30.
Bergmann, Gustav. “The Ontology of Edmund Husserl.” In his Logic and Reality, pp. 193-224. Madi¬
son: University of Wisconsin Press, 1964.
Berl, H.E. “Husserl oder die Judaisierung des Platonismus.” Menorah 10 (1932).
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Berlinger, R. “Inhaltsanalyze und Nachwort.” In Edmund Husserl, Philosophic als strenge Wissen-
schaft, edited by R. Berlinger, pp. 75-101. Frankfort, 1965.
Bernet, Rudolf. “Phanomenologische Erkenntnistheorie und Semantik: Eine Untersuchung zu Hus¬
serls Lehre von der noematischen Intentionalitat.” Ph.D. dissertation, Louvain, 197(5.^
_“Endlichkeit und Unendlichkeit in Husserls Phanomenologie der Wahrnehmung.” TF 40
(1978): 251-69.
_“Zur Teologie der Erkenntnis: Eine Antwort an Rudolf Boehm. TF 40 (1978): 662-68.
Bersley, William J. “The Origins of Consciousness: Husserl and Sartre on the ‘Cogito’.” Ph.D. disser¬
tation, University of Colorado at Boulder, 1978.
Bertoldi, Eugene F. “Phenomenology of Phenomenology.” CJP 7 (1977): 239-54.
Beyer, Wilhelm R. “Im Schatten Husserls.” In Vier Kritiken: Heidegger, Sartre, Adorno, Lukacs,
pp. 146-49. Cologne: Rugenstein, 1970.
Bidney, David. “Phenomenological Method and the Anthropological Science of the Cultural Life-
World.” In Phenomenology and the Social Sciences, edited by Maurice Natanson, pp. 109-40.
Evanston, IL: Northwestern University Press, 1973.
Biemel, Walter. “Edmund Husserl: Persdnliche Aufzeichnungen 1906-1908.” PPR 3 (1942).
_“Edmund Husserl: Personaliche Aufzeichnungen. Herausgegeben von Walter Beimel. PPR
16 (1955): 293-302.
_. “Les phases decisives dans le development de la philosophic de Husserl. In HUSSERL, pp.
32-62.
_. “Die entscheidenden Phasen der Entfaltung von Husserls Philosophic.” ZPF13 (1959): 187—
213. English translation: “The Decisive Phases in the Development of Husserl’s Philosophy.” In
ELV, pp. 148-73.
_“Einleitende Bemerkung zum Briefwechsel Dilthey-Husserl.” MW 1 (1968): 428-46.
_. “Reflexions a propos des recherches husserliennes de la Lebenswelt.” TF 33 (1971): 659-83.
_“Husserls Encyclopaedia-Britannica Artikel und Heideggers Anmerkungen dazu.” In
NOACK, pp. 282-315. English translation: “Husserl’s Encyclopedia Britannica Article and
Heidegger’s Remarks Thereon.” In HEA, pp. 286-303.
_“Reflexionen zur Lebenswelt-Thematik.” In PHAN H, pp. 49-77.
_ed. Die Welt Menschen. Festschrift fur Jan Patotka. Phanomenologica 72. The Hague: Nij-
hoff, 1976.
Biermann, K.R. “Did Husserl take his doctor’s degree under Weierstrass’ supervision?” Organon 6
(1969): 261-64.
Binswanger, Ludwig. “On the Relationship between Husserl’s Phenomenology and Psychological In¬
sight.” PPR 2 (1941): 197-210.
_“Dank an Edmund Husserl.” In EH, pp. 64-72.
Bjelke, J. “Der Ausgangspunkt der Erkenntnistheorie: Eine Auseinandersatzung mit Husserl.” K 55
(1964): 3-19.
Blakeley, T. J. “N.V. MotroSilova on Husserl.” SST10 (1970): 50-52.
Blumenberg, Hans. “The Life-World and the Concept of Reality.” Translated by Theodore Kisiel. In
UFE-WORLD, pp. 425-44.
Boboc, Alexandru. “Husserl and the Program of Modern Logic.” PL 23 (1979): 461-63.
Bochenski, J.M. Europaische Philosophic der Gegenwart. 2nd ed. Bern: Francke, 1951. English trans¬
lation: Contemporary European Philosophy, translated by Donald Nicholl and Karl Aschen-
brenner, pp. 131-40. Berkeley: University of California Press, 1969.
Bodnar, Joanne. “Bolzano and Husserl: Logic and Phenomenology.” Ph.D. dissertation, State Univer¬
sity of New York at Buffalo, 1976.
Boehm, Rudolf. “Akten des internationalen phanomenologischen Kolloquiums zu Brussel.” ZPF 7
(1953): 598-605.
_“Une introduction a la philosophic phenomenologique.” AF 2 (1954): 169-72.
_“Husserl et I’idealisme classique.” Convivium 3 (1958): 53-93; RPL 57 (1959): 351-96.
_. “Les ambigu'ites des concepts husserliens d’ ‘immanence’ et de ‘transcendance’.” RPFE 84
(1959): 481-526.
WORKS ON HUSSERL AND PHENOMENOLOGY 385

-“Zum Begriff des ‘Absoluten’ bei Husserl.” ZPF13 (1959): 214-42. English translation: “Hus¬
serl’s Concept of the Absolute’.” In ELV, pp. 174-203.
-“Deux points de vue: Husserl et Nietzsche.” In Pascal e Nietzsche, pp. 167-81. Padua:
Dedam, 1962.
-“Les sciences exactes et l’ideal Husserlien d’un savoir rigoureux.” ARP 27 (1964): 424-38.
-“Elementare Bemerkungen iiber Husserls ‘phanomenologische Reduktion’.” Bijdragan 26
(1965): 193-208. English translation: “Basic Reflections on Husserl’s Phenomenological Reduc¬
tion." JPQ 5 (1965): 183-202.
-“La phenomenologie de l’histoire.” RIP 71-72 (1965): 55-73.
-“Die Philosophic als strenge Wissenschaft." In his Vom Gesichtspunkt der Phanomenologie,
pp. 1-17. The Hague: Nijhoff, 1968.
-“Die Erste Philosophic und die Wege zur Reduktion.” In his Vom Gesichtspunkt der Pha-
, nomenologie, pp. 186-216. The Hague: Nijhoff, 1968.
-Vom Gesichtspunkt der Phanomenologie. The Hague: Nijhoff, 1968.
-“Zu«r Phanomenologie der Gemeinschaft: Edmund Husserls Grundgedanken.” In Phanome-
nologie, Rechtsphilosophie, Jurisprudenz: Festschrift fur Edmund Husserl zum 73. Geburt-
stag, pp. 1-26. Frankfort: Klostermann, 1969.
-“On Truth, A Fragment.” Translated by Osborne Wiggins Jr. In LIFE-WORLD, pp. 83-100.
-“Bewusstsein als Gegenwart des Vergangenen.” MO 59 (1975): 21-39.
-“Das ‘Ding-an-sich’ als Erkenntnisziel.” TF 40 (1978): 659-61.
Boirel, Rene. “Mathematique Appliquees: Philosophic du Concept et Phenomenologie.” EP 24
(1969): 335-50.
Bonomi, A. “The Problem of Language in Husserl.” T (Fall 1970): 184-204.
Bosanquet, B. “Review of Ideen /.” M 23 (1914): 587-97.
Bosio, Franco. “The Teleology of‘Theoresis’ and ‘Praxis’ in the Thought of Husserl.” In TELEOLO¬
GIES, pp. 85-90.
Bossert, Philip. “The Origin and Early Development of Husserl’s Method of Phenomenological Re¬
duction.” Ph.D. dissertation, Washington University, 1973.
-“The Sense of the ‘Epoche and ‘Reduction’ in Husserl’s Philosophy.” JBSP 5 (1974):
243-55.
-“A Common Misunderstanding concerning Husserl’s Crisis Text.” PPR 35 (1974-75): 20-33.
-, ed. Phenomenological Perspectives: Historical and Systematic Essays in Honor of Herbert
Spiegelberg. The Hague: Nijhoff, 1975.
-“Paradox and Enlightenment in Zen Dialogue and Phenomenological Description.” ]CP 3
(1976): 269-80.
_“Hume and Husserl on Time and Time-Consciousness.” JBSP 7 (1976): 44-52.
Bourgeois, Patrick. “Phenomenology and the Sciences of Language.” RP 1 (1971): 119-36.
Brancaforte, Antonio. “A Historical Note on the Presence of Brentano in Sicily and on the First Links of
Italian Culture with the Phenomenology of Husserl.” In TELEOLOGIES, pp. 429-39.
Brand, Gerd. “Der Ruckgang auf das welterfahrende Leben und die Zeitlichkeit als seine Ur-Form:
Nach unveroffentlichten Manuskripten Edmund Husserls.” Ph.D. dissertation, Louvain, 1950.
-Welt, Ich und Zeit: Nach unveroffentlichten Manuskripten Edmund Husserls. The
Hague: Nijhoff, 1955.
_“Husserl-Literatur und Husserl.” PR 8 (I960): 261-89.
_“Intentionality, Reduction and Intentional Analysis in Husserl’s Later Manuscripts.” In
PPEH, pp. 197-220.
_. “Edmund Husserl: Analysen zur passiven Synthesis.” PR 17 (1970): 55-77.
_Die Lebenswelt: Fine Philosophic des konkreten Apriori. Berlin: De Gruyter, 1971.
_“The Material A Priori and the Foundation for Its Analysis in Husserl.” ANALH 2 (1972):
128-48.
_“The Structure of the Life-World according to Husserl.” MW 6 (1973): 143-62.
_Welt, Geschichte, Mythos. Trier: NCO-Verlag, 1977.
_“Edmund Husserl: Zur Phanomenologie der Intersubjektivitat.” PR 25 (1978): 54-79; in
Husserl, Scheler, Heidegger in der Sicht neuer Quellen, edited by E.W. Orth, pp. 28-117. Frei¬
burg: Aber, 1978.
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-“Transcendence and the Transcendental in Husserl’s Phenomenology.” PT23 (1979): 205-16.


Carentim, E. “La signification transcendantale de la psychologie chez E. Husserl.” Revue de Psycholo¬
gy et des Sciences de I'Education (Liege), 7 (1972): 471-93.
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pp. 202-12. ’
-, and Casey, Edward S., eds. Explorations in Phenomenology: Papers of the Society for Phe¬
nomenology and Existential Philosophy. The Hague: Nijhoff, 1973.
-“The Fifth Meditation and Husserl’s Cartesianism.” PPR 34 (1973-74): 14-34.
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Editors

PETER McCormick, Professor of Philosophy and Literature at the University of Ot¬


tawa, received his D. Phil (1970) and his Doctorat d’Etat (1980) from the University
of Paris. A former Fulbright Scholar in France and Humboldt Fellow in Germany,
he has taught at the University of Maryland, University of Notre Dame, and Deni¬
son University. Besides articles and translations, he has written Heidegger and the
Language of the World, edited Roman Ingarden: Selected Papers in Aesthetics
(forthcoming), and coedited Husserl: Expositions and Appraisals. His most recent
work, the subject of his d’Etat thesis, is on the nature of literary truths.

FREDERICK A. Elliston received his Ph.D. from the University of Toronto (1974)
and has taught at Trinity College, York University, the University of Victoria, and
Rennselaer Polytechnic Institute. He has published several books in philosophy:
Husserl: Expositions and Appraisals', Heidegger’s Existential Analytic; and Sartre.
In addition he has edited two volumes on sexual morality: Philosophy and Sex and
Feminism and Philosophy. His most recent work at the School of Criminal Justice in
Albany deals with Police Ethics (forthcoming) and Ethics, Public Policy and Crimi¬
nal Justice (forthcoming).

431
,■> I
Contributors

JEFFNER MARIE Allen teaches philosophy at DePaul University, Chicago, and has
contributed many articles to journals in the areas other principal interests, includ¬
ing phenomenology, existentialism, and Husserl. She has translated Edmund Hus¬
serl’s First Philosophy (1923/24): First Part, Critical History of Ideas {Husserliana 7).

KARL Ameriks teaches philosophy at the University of Notre Dame. In addition to


having published in philosophy journals, he was cotranslator of Edmund Husserl’s
Experience andJudgment.

Walter Biemel, Professor of Philosophy at the University of Aachen, has edited


several volumes of the Husserliana, and is now general editor of Heidegger’s works.
He has published numerous articles and books, including Le Concept du monde
chez Heidegger, Kants Begriindung der Asthetik, and Analyzen zur Kunst der
Gegenwart.

JOHN B. BROUGH teaches philosophy at Georgetown University and has had pub¬
lished several papers on Husserl’s theories of time.

DAVID Carr is Professor of Philosophy at the University of Ottawa. He received an


Alexander von Humboldt Fellowship in 1975-76 and 1979- The author of Phenom¬
enology and the Problem of History, he has published many articles on Husserl and
phenomenology.

RICHARD Hudson is a doctoral candidate in philosophy at the University of Ot¬


tawa. He is currently preparing a thesis on Heidegger’s concept of a scientific phi¬
losophy in the 1920s.

ROBERT Welsh Jordan teaches philosophy at Colorado State University at Fort


Collins, Colorado. His journal publications include several on Husserl and
phenomenology.

Fred KERSTEN is Professor of Philosophy at the University of Wisconsin-Green Bay.


In addition to translation of Edmund Husserl, Aaron Gurwitsch, and Alfred
Schutz, he has published studies in various fields of phenomenology, and has re¬
cently completed the forthcoming works on Husserl: Space, Time and Other and
Problems in Transcendental Phenomenology.

433
434 CONTRIBUTORS

ErAZIM KohAk is Professor of Philosophy at Boston University. He has published


widely in the areas of phenomenology and social philosophy in both English and
his native Czech. His recent publications include Idea andExenence and Ndrod v
nds.

Richard E. Palmer teaches philosophy at MacMurray College in Jacksonville, Illi¬


nois, and has contributed studies to philosophy journals.

JOHN D. Scanlon, Professor of Philosophy at Duquesne University, has, in addi¬


tion to contributing to philosophy journals, translated Edmund Husserl s Phenom-
enological Psychology.

THOMAS Sheehan teaches philosophy at Loyola University of Chicago. Besides arti¬


cles that have appeared in numerous journals, he is the editor of Heidegger, the
Man and the Thinker and the translator of Martin Heidegger’s Logic: The Question
of Truth. His study Karl Rahner: The Philosophical Foundations is forthcoming.

HERBERT Spiegelberg teaches philosophy at Washington University in St. Louis.


His extensive list of publications includes numerous articles in philosophy journals
as well as the study Psychology and Psychiatry.

Margaret Van de Pitte teaches philosophy at the University of Alberta, Edmon¬


ton. An Alexander von Humboldt Fellow in 1976-78, Professor Van de Pitte has
published articles on Husserl’s phenomenology.

Dallas Willard teaches philosophy at the University of Southern California, Los


Angeles. His articles on epistemology and logic have appeared in a variety of phi¬
losophy journals.
Index

abstraction, theory of, 122 Cartesian Meditations, 58-59, 78-79, 252,


apperception, 320 317
and association, 246-247 Cogito (also cogitatum), 12
and constitution of objects, 236 ego cogito, 27, 59-60, 62, 69-71, 79-80
and importance of epoche, 312 collective combination
world apperception, 224 and concept of “something,” 116-117
a priori a psychical relation, 88, 113-115
and eidos, 25 as totality, 98, 112
as geometrical truth, 262 consciousness, 173, 329
and historical study, 265-269 and abstract and concrete content, 128—
and mathematical science, 328 130
as part of phenomenology, 8, 22, 32- analysis and perception of, 183
33, 46, 69, 71-72 and associative awakening, 306-307
as science of human spirituality, 329- constitution of being in, 206
331 and field of phenomena, 6, 11, 13, 23
as universal ontology, 316 as horizon of civilization, 258
Aristotle importance of, 12
idea of prime mover, 149-150 and independent and dependent con¬
time and number, 103 tent, 126-128
and intentionality, 6-7, 23, 51, 273, 322
and intuition, 134-135
and memory, 285, 320
“basis-body,” relative to earth-basis, 224- modes of, 122-124
228 and objective experience, 6, 11-13, 15—
Baumann, J.J., study on numbers and 16
space, 104, 106-107 and phenomenological reduction, 6, 16,
Becker, Oskar, phenomenological study on 24, 29, 313
space, 214-215 and phenomenology, 12, 14-15, 23, 28,
Berkeley, George, 49, 129 173-175
Bolzano, B., 90, 152-156 and primal impression, 280-281, 285
Brentano, F. and psychic phenomena, 99, 177, 180
on descriptive psychology, 344-345 and psychology, 14, 26, 173-175
influence on Husserl, 121, 338-340, pure consciousness, 5
342-348 and retention, 281-283
psychology of intentionality, 49-50, and time as psychological factor, 100-101
332,339-340 time consciousness, 272-275
and socratic method, 343 transcendental consciousness, 37-38

435
436 INDEX

unity of sensuous consciousness, 294 Euclid, 93, 96


and universal epoche, 24 Euken, Rudolf, 350, 353-354
Copernicus, 229 Experience and Judgment, 289-290
scientific concepts of the world, 215—
216, 219 formalist {also formalism), in logic, 148,
Crisis, 39, 358
152-154

De Boer, Th., 120-121, 124 Galileo, 177, 251, 253, 255


The Development of Husserl's Thought, Gibson, W.R. Boyce, 19-20, 37
120 Gurwitsch, Aron, 9-10
Descartes, Rene, 59, 62, 312, 317-319, 321
Meditations, 27, 78-79, 317
and phenomenological reduction, 14, Hegel, G., 168
69, 319 Heidegger, Martin, 18, 56
Dilthey, Wilhelm, 161-164, 199-201 Hicks, George Dawes, and Husserl and
philosophical anthropology, 315 London lectures, 54-58, 62
Weltanschauung, 186, 199-201, 203-206 historicism, 185-188, 200-201, 207
Hobbes, Thomas, 96
Hume, David, 26, 62, 157, 182
ego, 70-72, 78-81, 224, 230-231, 305, Husserl, Edmund
321-322 adoption of “transcendental” to phe¬
absolute ego, 71 nomenology, 4
and associative awakening, 305-307 Cartesian and post-Cartesian philoso¬
and lived experiences, 304 phy, 312, 316-317
transcendental ego, 71, 79, 320 corrrespondence with Dilthey, 161-164,
unity of, 298-299 203-208
and universal teleology, 336-337 criticism of historicism, 162, 187-188
and world-epoche, 318-319 criticism of natural philosophy, 168, 171,
egological science {also egological phe¬ 199-200
nomenology), 72, 79 criticism of Scholasticism, 175-176
and phenomenological subjectivity, 70- on existential philosophy, 359
71 idealism in phenomenology, 36-40, 61
eidetic analysis, 330 importance of “meditations,” 213-214
eidetic epoche, 4-5 inner and outer horizon, 234
eidetic intuition, 5 London lectures proposals, 62
eidetic phenomenology, 25 on need for radical philosophy, 51-52
of association, 26 phenomenology as science, 162-164
and transcendental subjectivity, 44 phenomenology’s guidelines, 63-64
eidetic reduction, 4-5, 25 phenomenology’s “manifesto,” 199
eidetic research in mathematics, 330 on philosophy as imperfect science,
eidetic and transcendental problem, 28-29 166-168
eidos {also universal essence), 5, 25, 43 on psychology as empirical science, 171—
epoche, 29-30, 39-40, 312 172, 176-177
transcendental epoche, 216 pure phenomenology and philosophy,
and transcendental reduction, 319 10, 14, 17
universal epoche, 24, 79 pure phenomenology and psychology, 17
world-epoche and ego, 318-319 realism and idealism compared, 39-40
INDEX 437

social and historical sedimentation, 252, and phantasy presentations, 131-132


260 and psychical phenomena, 181-183
space constitution, 213-215 unity of intuition, 295, 303, 306-307
system of phenomenological psychology, and the world view, 223-224
26
task of phenomenological theory of na¬
ture, 206 Jevons, W. Stanley, differences in plurality
task of Weltanschauung, 206 of numbers, 107, 109
views on logic, 289-292

Kant, Immanuel, 354


acts of synthesis, 105
Idea of Phenomenology
and intuitional signs, 133-134
lecture, 4
number concept, 103
and phenomena, 6
philosophy, 51
Idealism (see Ideen)
thesis on time, 298
Ideen I (trans. Ideas)
use of mathematics, 92
Husserl’s idealism, 36-40
kinaesthesias (also kinaesthetic flow), 217—
idealism and realism compared, 39-40
219, 226-227, 236-237, 245
imagination
oculomotoric kinaesthesias, 218
single act of, 302
and spatial movements, 248-250
and unity of object-consciousness, 302-
303
immanent experience (see also pure reflec¬ Landgrebe, Ludwig, 289
tion), 5, 13 Lange, F.A.
and transcendent experience, 13 act of synthesis, 105-107
intentionality space and number concepts, 104-105
analysis of, 322 Locke, John, 27, 49, 62
and consciousness, 6-7, 23-24, 51, 322, concept of numbers, 96
332 founder of psychologism, 27
flux of, 287-288 psychological “naturalism,” 50
forms of, 70-71 logic
as a psychical relation, 89 formalism in logic, 148-150, 152
psychology of, 50 and psychology, 153, 157-158
related to memory and expectation, pure logic, 143-144, 146-147, 149-150
284-285 and the theory of science, 141, 146
and retention, 281-282, 287, 336 use in science and experience, 290-292
in sexuality, 332-333, 335-337 Logical Investigations, 1, 3-4, 62, 84, 88,
as teleology, 332, 336 120, 143-144, 150, 152-156, 198, 273,
three-fold intentionality, 273-274 340, 354, 358
intuition, 123 Lotze, 154
in abstract content, 132-133
and external perceptions, 131-132
as fulfilled intentions, 134-135 mathematics
and geometrical methods, 94 an exact science, 140
of imagination, 299-301, 303 influence of philosophy of mathematics,
immanent content of, 136-137 92-95
as mode of consciousness, 123-124 meditations, studies on space, 213-215,
as part of phenomenological process, 11 218
438 INDEX

Meinong, Alexis, 55 and horizon intentions, 297


Metzger, Arnold, 351 and lived experiences of imagination,
and Husserl correspondence, 357-364 300
Mill, J. Stuart, 92, 112 of motion, 281
and logical psychologism, 84 and presentation, 283
Moore, G.E., 56, 61 and protention, 283-284
Munsterberg, Hugo, 352-353 pure reflective perception, 5
and recollection, 241, 282-284
and separation from memory, 295-297
natural science, 169-171 unity of connection, 295, 299
Copernican world of natural science, phenomena (also phenomenon) 5-6, 11-
222-223 12, 23
pure natural science, 22 contrast with objects, 12-13
and spatiotemporal nature, 215-216, defined, 4
218-219 of numbers, 96-98
Neo-Kantianism, 92 and objective experience, 15-16
Newton, Isaac, 229 physical and psychical relations, 112—
noetic and noema (also noesis), 25, 38-39, 113, 178-185
150-151, 234 and psychology, 177-185
numbers as sphere of objects, 6
abstraction and forms of difference, phenomenology
107-109 and “constitution” of the thing, 198-199
abstraction of numbers, 86 eidetic, 25
as basis of philosophy of math, 92-94 empirical phenomenology, 33-34
collective combination, 88, 90, 98, 112— general statement of phenomenology, 12
115 importance of reduction, 198
concept of continuum, 97-98 philosophy, 34-35
concept of multiplicity, 97-98, 107, 115— problems of intersubjectivity, 332-333,
117 336-337
concept of numbers, 87-91, 96 pure phenomenology as science, 183
concept of “something,” 116-117 as radical philosophy, 51-52
concept of totalities, 91, 98 relativism and phenomenology, 34
intuitive enumeration, 87-88
and sexuality, 332-333, 336-337
and subjectivism, 34, 37
phenomenological monadologism (or sub¬
objective experience, 6, 13-15
jectivity), 60-61, 72
and immanent experience, 13, 287
phenomenological psychology (also pure
objects, 11, 13
or descriptive psychology), 4, 23-25,
contrast with phenomena, 12-13
as part of objective experience, 6, 13 44-51
basic components, 26
and Descartes’ work, 27
Palagyi, Melchior, 148-150, 152-156 difference with transcendental philoso¬
perception phy, 38
and conflict in living present, 297-298 phenomenological reduction, 4-5, 44-47,
and consciousness analysis, 183 198, 318-319
and constitution of phantom world, and consciousness, 6, 272
242-243 description of phenomenological reduc¬
and duration of sound, 280 tion, 14-15, 24-25
INDEX 439

and importance of objective experience, transcendental, and psychological


15-16 phenomenology)
and noetic and noematic, 25 described, 10-11, 14, 22
and pure psychology, 24 as pure science, 16-17, 22
and transcendental problem, 29 as science of pure consciousness, 14-15,
Philosophic der Arithmetik, 122-123, 340, 17, 200
346 value for philosophy, 17
philosophy value for psychology, 17
aim of phenomenological philosophy, pure psychology (see phenomenological
18-19 psychology)
' and anthropology, 315 pure reflection, 5-6, 14-16
in Cartesian Meditations, 317
in European tradition, 311-312
Reinach, Adolf, 354-356
existential philosophy, 359
on ethical and legal issues, 350, 355—
of mathematics, 92-95
356
need for radicalism in philosophy, 51-52
representation
pure philosophy, 347
and intuition, 133-136, 138-139
and science, 196, 201, 316
as mode of consciousness, 122-124, 137—
and Weltanschauung, 186-195, 199-200
138
Plato, 69, 154
significance as psychic function, 140
“Prolegomena to Pure Logic” and refuta¬
Riemann-Helmholtz, theory of space, 94
tion of psychologism, 143-144, 150,
157
psychical relation Salmon, Christopher, translation of Hus¬
and collective combinations, 113-115
serl’s phenomenology, 18-20
and intentionality, 89-90 sexuality, and intersubjectivity, 333, 336—
in study of psychology and phenome¬
337
nology, 179-184 Shaw, George Bernard, 350, 356-357
three phenomenological features of psy¬
solipsism, transcendental, 47, 81
chical relation, 89
spatiality of nature, 218-219, 234-235
psychological subjectivity, and transcen¬
Stumpf, Carl, analysis of number, 87
dental phenomenology, 50-51 synthesis, acts of, 105-107
psychologism, 14, 27, 84, 146, 156
refuted in “Prolegomena to Pure Logic,”
143-144, 157 time
as transcendental circle, 28-29 lived experience of time, 277-278
and transcendental phenomenology, 31, psychological precondition of concepts,
46 101-103
psychology, 171-172 totality (or pluralities)
experimental psychology, 174-177 concept of a number of things, 86, 91,
and logic, 153, 157-158 96-98
and mathematics, 93-95 and multiplicity in abstracto, 115-117
and phenomenology, 14, 17, 39, 50-51, and psychic phenomena, 99
184-185 and simultaneous content, 99-100
pure phenomenology, 22, 24-25, 173 transcendental
theory based on differences and iden¬ bracketing, 72-73
tity, 109-111 and Cartesian philosophy, 317
pure phenomenology (see also general, ego, 45-47, 71
440 INDEX

first express in phenomenology, 4 and idea of “first philosophy,” 68-69,


intersubjectivity, 30-31, 33, 47 73-7 4
monadism, 60-61, 73 and investigation of space, 216-219
monadology, 215 as ontology, 32
problem, 27-28 and pure psychology, 31-32
and psychologism, 28-29, 31 as science, 6, 33, 48, 322-323
reduction, 30, 318, 320-321 as transcendental subjectivity, 43
subjectivity, 30, 32, 43-51, 71-72,
80-81, 321
transcendental phenomenology (see also
pure phenomenology), 127-129 Weltanschauung (also known as philoso¬
compared with phenomenological psy¬ phy or metaphysics), 185, 188-195,
chology, 44-51 199-200
contrast with psychological subjectivity, World-horizon, 264
50-51 as objective world, 258
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