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Nofar 2014
Nofar 2014
PII: S0079-6700(14)00039-2
DOI: http://dx.doi.org/doi:10.1016/j.progpolymsci.2014.04.001
Reference: JPPS 869
Please cite this article as: Nofar M, Park CB, Poly (lactic
acid) Foaming: A Review, Progress in Polymer Science (2014),
http://dx.doi.org/10.1016/j.progpolymsci.2014.04.001
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Poly (lactic acid) Foaming: A Review
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Microcellular Plastics Manufacturing Laboratory, Department of Mechanical and Industrial
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Engineering, University of Toronto, 5 King’s College Road, Toronto, Ontario, Canada M5S 3G8
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* Corresponding Author: park@mie.utoronto.ca
Abstract an
Poly (lactic acid) or polylactide (PLA) is an aliphatic thermoplastic polyester produced
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from renewable resources and is compostable in the environment. Because of the massive use of
foamed products of petroleum-based polymers, PLA foams have been considered as substitutes
for some of these products. Specifically, because of PLA’s competitive material and processing
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costs, and its comparable mechanical properties, PLA foams could potentially replace
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polystyrene (PS) foam products in a wide array of applications such as packaging, cushioning,
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construction, thermal and sound insulation, and plastic utensils. Due to their biocompatibility,
PLA foams can also be used in such biomedical applications as scaffolding and tissue
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engineering. But PLA has several inherent drawbacks, which inhibit the production of low-
density foams with uniform cell morphology. These drawbacks are mainly the PLA’s low melt
strength and its slow crystallization kinetics. During the last two decades, researchers have
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investigated the fundamentals of PLA/gas mixtures, PLA foaming mechanisms, and the effects
of material modification on PLA’s foaming behavior through various manufacturing
technologies. This article reviews these investigations and compares the developments made thus
far in PLA foaming.
Keywords: Poly (lactic acid), polylactide, PLA, blowing agent, foaming, review
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Table of Contents
1- Introduction ................................................................................................................................
2- Fundamental Studies of PLA/Gas Mixtures ............................................................................
2-1- Solubility, Diffusivity, Pressure-Volume-Temperature (PVT), and Surface Tension...........
2-2- Crystallization Behaviors .......................................................................................................
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3- Foaming Mechanisms of PLA ...................................................................................................
3-1- Effects of Crystallization........................................................................................................
3-2- Effects of Molecular Architecture and Configuration............................................................
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3-2-1- Effects of Chain Branching..........................................................................................................
3-2-2- Effects of D-Lactide Content .......................................................................................................
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3-3- PLA Compounds ....................................................................................................................
3-3-1- PLA Blends ..................................................................................................................................
3-3-2- PLA Composites ..........................................................................................................................
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3-3-3- PLA Nanocomposites ..................................................................................................................
4- PLA Foam Processing Technologies .........................................................................................
4-1- PLA Extrusion Foaming.........................................................................................................
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4-2- PLA Foam Injection Molding ................................................................................................
4-3- PLA Bead Foaming................................................................................................................
5- Conclusions..................................................................................................................................
Acknowledgments ...........................................................................................................................
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References
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1- Introduction
At present, most polymeric products are derived from fossil fuels, and they become non-
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degradable waste materials in the environment. Consequently, global efforts are being made to
create green polymers from renewable resources which are also biodegradable and compostable.
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Poly (lactide acid) or polylactide (PLA) is a biodegradable and biocompatible polymer produced
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from such renewable resources as cornstarch and sugarcane [1-5]. It is a thermoplastic aliphatic
polyester that is synthesized through the ring-opening polymerization of lactide and lactic acid
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monomers [6-8], as shown in Figure 1. Over the past decade, PLA has attracted extensive
industrial and academic interest as a potential substitute for petroleum-based polymers in both
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commodity and biomedical applications. This is not only due to its green and biodegradable
features, but also because it releases no toxic components during the manufacture.
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Due to its competitive material and processing costs, and comparable mechanical
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for polystyrene (PS), especially for PS foam products in such commodity applications as
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packaging, cushioning, construction, thermal and sound insulation, and plastic utensils [9-15]. It
would be environmentally very attractive to replace the commodity PS foam products with PLA
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foams because the amount of landfill for the large volume PS foam waste has been a serious
global concern.
Figure 1.
PLA foaming has mostly been conducted by dissolving a physical blowing agent in the
PLA matrix and blowing it. Cell nucleation and growth occurs through the thermodynamic
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instability generated from the super-saturation of the blowing agent (i.e., a pressure drop or a
temperature increase). The foam structure is then produced by expelling the dissolved gas from
the PLA/gas mixture. Foam products are made with cell stabilization as the temperature reaches
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Currently, the mass production of low-density PLA foams with a uniform cell morphology
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using supercritical carbon dioxide and nitrogen as the physical blowing agent is still quite
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challenging. This is mainly due to PLA’s low melt strength [15, 18-22]. Introducing a chain
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extender to create a branched structure [16, 22-24]; modifying the L/D ratio configuration of the
PLA molecules [19-20]; varying the PLA’s molecular weight [18-20, 22]; and compounding the
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PLA with different types of additives [25-34] have been recognized as efficient methods to
improve PLA’s poor melt strength, and consequently, its foamability. Enhancing PLA’s slow
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crystallization kinetics has also been proven to significantly improve its inherently low melt
strength and to extend its applications [35-36]. The enhanced crystallization compensates for
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PLA’s low melt strength during processing, and thereby improves its foamability [37-40].
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Enhanced crystallization can further improve the final product’s mechanical properties and can
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compensate for PLA’s low heat deflection temperature (i.e., service temperature) [41-42].
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This article reviews the fundamental properties, foaming mechanisms, and processing
technologies for PLA foams. First, we address fundamental studies made of PLA/gas mixtures,
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which are required for the foaming of PLA. We discuss the development of PLA foams through
various mechanisms, and examine the efforts that have been made to achieve low-density
microcellular and nanocellular PLA foams. The article also introduces the manufacturing
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2- Fundamental Studies of PLA/Gas Mixtures
2-1- Solubility, Diffusivity, Pressure-Volume-Temperature (PVT),
and Surface Tension
The determination of solubility of a physical blowing agent in a polymer is important
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because when gas encounters polymer under a high-pressure condition, it impregnates the
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polymer and thereby the polymer starts to swell. The amount of swelling depends on how much
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gas dissolves in the polymer. It also depends on the polymer’s molecular configuration and
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architecture. The polymer’s swelling behavior can be analyzed through a pressure-volume-
temperature (PVT) apparatus (i.e., a dilatometer) to evaluate the polymer/gas mixture’s PVT
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behavior [43]. The foaming behavior of a polymer (i.e., cell nucleation and growth) is generally
governed by the following thermodynamic properties: solubility [44], diffusivity [45], and
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surface tension [46]. All of these heavily depend on the PVT properties of the polymer/gas
mixtures [45, 47]. Li et al. [45] and Mahmood et al. [48] investigated the PVT and the solubility
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behaviors of PLA/gas mixtures by using a PVT apparatus and a magnetic suspension balance
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(MSB), respectively. Two different equations of state (EOS) were used to predict and compare
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the volume swelling that would be caused by gas dissolution in the PLA: the Sanchez-Lacombe
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[SL] EOS and the Simha-Somocynsky [SS] EOS, see references [45] and [47] for details.
Li et al. [45] investigated the solubility and diffusivity of CO2 and N2 in PLA melts. The
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supplied PLA was Ingeo 3001D from NatureWorks, with a low D-lactide content (1.4%). On the
other hand, Mahmood et al. [48] only explored the solubility of CO2 using three different PLA
materials with varying D-lactide content as follows: PLA 3001D (1.4% D-content), PLA 8051D
(4.6% D-content), and PLA 4060 D (12% D-content). The SS-corrected PVT behaviors and the
solubility of the PLA samples when exposed to various CO2 and N2 pressures [45, 48] are shown
in Figures 2a-2b and 3a-3b, respectively. The PLA samples with varying D-content are also
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shown under changing CO2 pressures [48]. With increased pressure and decreased temperature,
the volume swelling ratio and the gas solubility increased in the PLA/CO2 mixtures. As the CO2
pressure increased, more CO2 molecules dissolved in the PLA matrix and increased the volume
of the PLA/CO2 mixtures. In other words, when a polymer was solubilized by being exposed to a
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pressurized gas, the dissolved gas increased the intermolecular distance and thereby caused a
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swelling, despite the hydraulic pressure effect. Consequently, the free volume and the volume of
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the polymer/gas mixture both increased. In addition, when the temperature increased, the PLA’s
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molecular movement further increased. Thus, the free volume and the specific volume increased
[48-49]. But this increase was insufficient to enhance the CO2`s solubility, and thereby the CO2`s
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solubility in the PLA was reduced. As seen, the solubility results of Li et al. and Mahmood et al.
were slightly different, because they had each used a different Tait’s equation when making the
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PVT measurements.
Moreover, Li et al. reported a significant difference in the CO2’s swelling and solubility in
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PLA melts other than those under N2 pressures. The maximum solubility achieved in a PLA melt
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at 27.8 MPa supercritical CO2 and N2 pressures was reported as 20 wt% and 2 wt%, respectively
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[45]. On the other hand, Mahmood et al. observed that the swelling and solubility of CO2 in PLA
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Figure 2.
Figure 3.
Li et al. further investigated the diffusivity behaviors of CO2 and N2 in PLA melts at three
different pressures at 180oC [45]. Figure 4 shows that the N2 had a higher diffusivity than the
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CO2. However, with increased pressure, the diffusivity decreased due to the increased hydraulic
pressure of the gas, which reduced the free volume of the PLA/gas mixture [45].
Figure 4.
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crystallization occurs [50]. As the crystallization occurs, the solubility of a gas in a polymer
should decrease. This is because the crystallization will expel the dissolved gas, and therefore gas
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can hardly dissolve in the crystalline structure [50]. Using a quartz crystal microbalance at high
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pressures, Oliveira et al. [51] studied the solubility of CO2 in amorphous and in semi-crystalline
PLA samples. This was done at temperatures below the PLA’s Tg (~60oC) at which an existing
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crystal’s impact on solubility could be considered. The amorphous and semi-crystalline PLA
grades had a D-lactide content of 20% and 2%, respectively. Figure 5 shows the CO2’s solubility
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in PLA at various CO2 pressures at 30.9oC. CO2’s solubility in the amorphous PLA was higher
beyond 2 MPa than it was in the semi-crystalline PLA. Oliveira et al. [51] reported that this must
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have been due to the presence of crystallites, which reduced the PLA/gas mixture’s swelling and
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Figure 5.
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Aionicesei et al. [52] also studied the solubility of supercritical CO2 in poly (L-lactide)
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(PLLA) at temperatures below the PLLA’s Tg by using an MSB. Figure 6 shows that a
temperature decrease increased the CO2’s solubility in PLLA. Other literature also confirmed this
finding [45, 48]. Moreover, a solubility of up to 43 wt% was achieved in PLLA at around 30
MPa CO2 pressure, although the existing crystal could also have negatively affected the CO2’s
solubility.
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Figure 6.
interfacial tension. Due to the polymer/gas mixture’s lower interfacial tension, the Gibb’s free
energy for cell nucleation is less than it would be for neat polymer. Therefore, an examination of
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the interfacial tension of a polymer/gas mixture is crucial. In another study, Mahmood et al. [53]
investigated the interfacial tension of PLA/CO2 mixtures (Figure 7). They showed that the
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pressure increase reduced PLA interfacial tension. However, the temperature effect depended on
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the CO2 pressure level. At lower pressures, the PLA interfacial tension decreased with
temperature while at a higher CO2 pressure the opposite occurred. They explained that although
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the interfacial tension of a polymer melt decreased with increased temperature, at higher CO2
pressures the influence of dissolved gas dominated the interfacial tension. Thus, PLA interfacial
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tension was increased by increased temperature. They also showed that the interfacial tension of
PLA samples with varying D-lactide content did not significantly change.
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Figure 7.
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The dissolved physical blowing agent is one of the parameters that can affect a polymer’s
molecular mobility and, consequently, its crystallization kinetics and glass transition temperature
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(Tg). Some research has demonstrated how dissolved gas can influence PLA’s isothermal [54,
57-62] and non-isothermal crystallization kinetics [55-58, 59-62]. Takada et al. [54], Yu et al.
[57], and Reignier et al. [58] showed that during isothermal crystallization the dissolved CO2 gas
enhanced PLA’s crystallization rate in the crystal-growth controlled region, whereas it reduced
the crystallization rate in the nucleation controlled region. Nofar et al. [59-62] also made an in-
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depth study of the effects of dissolved CO2 on PLA’s isothermal melt crystallization. They found
that the increased dissolved CO2 content enhanced the PLA’s crystallization rate, regardless of
the region. They also observed that the plasticizing effect of CO2 dissolved gas suppressed the
temperature ranges required for isothermal crystallization in PLA. In other words, at elevated
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pressures, the corresponding crystal-growth and nucleation controlled regions and the Tcritical, at
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which the crystallization rate is the fastest, were depressed to lower temperatures by the
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lubricating effect of the CO2 gas molecules [59, 62]. Therefore, at higher CO2 pressures, the
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crystallization rate was increased in the corresponding crystal-growth and nucleation controlled
regions. Figure 8 shows the crystallization rate variations in relation to different isothermal
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temperatures in the PLA samples with a D-lactide content of 4.5% and 1.5%. The isothermal
melt crystallization was implemented under atmospheric pressure and at 45 bar of CO2 pressure.
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Figure 8.
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The majority of the literature [55-62] confirmed that during the non-isothermal melt
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crystallization process, the increased CO2 gas pressure (i.e., the dissolved CO2 content) enhanced
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the crystallization rate. This was a result of the CO2’s plasticization impact, which reduced the
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dissipation energy required for molecular retraction [56, 59-62]. Using the Kissinger method, Li
et al. [56] showed that the activation energy required for the PLA’s non-isothermal melt
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crystallization decreased with increased CO2 pressures (Figure 9a). They demonstrated that the
plasticization effect of dissolved CO2 gas reduced the viscosity of the PLA/gas mixture. This
meant that enhanced molecular mobility would require lower energy dissipation for molecular
retraction and hence, for crystallization, to occur. On the other hand, the PLA/gas mixture’s
reduced interfacial tension would facilitate the creation of a new interface in the amorphous
structure [56]. Yu et al. [55, 57], Li et al. [56], and Nofar et al. [59-62] reported that during the
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cooling process at a rate of 2oC/min., the crystallization half-time was reduced as the CO2
pressure increased. Figure 9b shows that the crystallization half-time was reduced at increased
CO2 pressures. But depending on the PLA type and its crystallization capability, the half-time
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Figure 9.
Some of the studies [54, 57, 59-60] also investigated the crystallization kinetics of the
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PLA/CO2 mixtures during isothermal crystallization through Avrami analysis [63], where the
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Avrami n value exponent reflected the crystallization mechanisms. When the n value is around 3
and above, three-dimensional growth occurs. However, when the n value decreases to 2 and
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below, crystallization corresponds to two-dimensional spherulitic growth. As Figure 10 shows,
with the exception of Yu et al. [57], other researchers [54, 59-60] have found that an increase in
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the CO2 pressure decreased the Avrami exponent, n, close to or below 2, suggesting that two-
dimensional spherulitic crystal growth had dominated the crystallization kinetics. This was most
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likely due to the CO2’s plasticization effect, which could reorient imperfect crystals into a planar
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structure [60].
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Figure 10.
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The effects of dissolved gas on the PLA’s final crystallinity were also explored during non-
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isothermal and isothermal crystallization processes [54-57, 59-62]. Takada et al. [54], Li et al.
[56], and Liao et al. [64] showed that dissolved CO2 increased the PLA’s final crystallinity, but
Yu et al. [55, 57] found an opposite trend. Figure 11 shows the final crystallinity results obtained
at various CO2 gas pressures by Li et al. [56]. Overall at different cooling rates, the PLA’s final
crystallinity was seen to increase. This was explained as the dissolved CO2 gas’s plasticization
effect having reduced the viscosity of the PLA/gas mixture. It meant that enhanced PLA
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molecular mobility and lower dissipation energy would be needed for molecular retraction and
crystallization to occur [65]. Takada et al. [54] also showed that the isothermally treated PLA
samples under high pressure CO2 had a higher final crystallinity, although the maximum
implemented CO2 pressure was only 20 bar. In contrast, Yu et al. [55, 57] showed that the
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increased CO2 pressure reduced the crystallization heat of fusion during cooling at a rate of
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2oC/min. They explained that at high CO2 pressures, crystallization occurred in the nucleation-
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controlled region, and that the dissolved CO2 retarded nucleation by dissolving and diluting the
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crystal nuclei. Therefore, the crystallization was suppressed and the final crystallinity was
decreased.
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Figure 11.
Nofar et al. [59-62] demonstrated that during isothermal and non-isothermal crystallization
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the final crystallinity could have different mechanisms under various CO2 pressures. This was so
because at various gas pressures, different crystallization kinetics (i.e., nucleation and growth)
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govern PLA’s final crystallinity. It was confirmed that, while the CO2’s plasticization effect can
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increase PLA’s molecular mobility and thereby facilitate crystallization, it is not the sole
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parameter affecting it. In fact, both the impact of the plasticizing CO2 molecules and the density
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of the crystal nuclei can simultaneously influence PLA’s molecular mobility at various pressures.
Consequently, depending on both the effect of the number of crystal nuclei and on the
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plasticization of the dissolved CO2 gas at various pressures, the crystal growth rate, and
Figure 12 shows the final crystallinity of a wide range of PLA materials versus CO2
pressures during non-isothermal melt crystallization at a cooling rate of 2oC/min. The PLA
materials were as follows: linear PLAs with varying D-lactide content (i.e., D: 1.5%, 4.5%, and
10%), short and long chain branched PLAs (i.e., SCB and LCB), and PLA micro/nanocomposites,
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with 1 wt% of talc, nanosilica, and nanoclay additives. Nofar et al. confirmed that during
increased at low CO2 pressures, and that the crystals had a larger and more perfect structure.
However, at higher CO2 pressures, the final crystallinity decreased, and there were a larger
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number of small-size imperfect crystals [59-62]. They demonstrated that at low CO2 pressures,
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the plasticizing CO2 molecules facilitated the molecular mobility of the PLA matrix. Thus, the
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crystal growth rate of a limited number of nucleated crystals was promoted. Consequently, the
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final crystallinity was increased and had a more perfect crystalline structure. On the other hand,
at higher CO2 pressures, where the plasticization effect of the gas molecules improved the PLA’s
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molecular movement, the enhanced crystal nucleation rate suppressed molecular mobility.
Eventually, crystal growth was retarded by the dominant molecular entanglement that was caused
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by the network of a large number of nucleated crystals. Thus, the final crystallinity was reduced
Figure 12.
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Increasing the dissolved CO2 content can also influence the crystallization temperature (Tc)
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and the glass transition temperature (Tg). All of the literature reported that both of these
temperatures were consistently depressed due to the CO2‘s plasticization effect [54-62]. Thus,
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dissolved CO2 can provide much lower processing temperatures during such processes as
extrusion foaming, foam injection molding, and bead foaming. Figure 13 shows that with
increased CO2 pressure these temperatures decreased almost linearly, although trends differed
Figure 13.
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As discussed earlier, the plasticizing CO2 molecules can influence crystallization kinetics at
various pressures. Therefore, PLA’s crystal melting temperature (Tm) would also be affected by
the varying crystalline structure and perfection under a pressurized gas. Takeda et al. [54], Yu et
al. [55], Li et al. [56], and Nofar et al. [61] observed the Tm depression of PLA when it was
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exposed to various CO2 gas pressures. As Figure 14 shows, the Tm depression occurred in
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different types of PLA materials when they were exposed to a high CO2 pressure. In fact, with
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increased CO2 pressure the large number of small-sized imperfect crystals that had been induced
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had a lower melting temperature than that of the original PLA under atmospheric pressure,
During PLA foam processes, PLA’s inherently low melt strength [15] leads to cell
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coalescence and cell rupture during cell growth. Moreover, its low melt strength causes gas loss
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during foam expansion, which results in severe shrinkage [66]. Enhancing PLA’s crystallization
kinetics during foaming has been recognized as an effective way to overcome its weak
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viscoelastic properties and to improve its foaming behaviors (i.e., cell nucleation and expansion)
[37-40]. Crystallization during foaming can improve PLA’s low melt strength through the
network of nucleated crystals [37-40]. This will consequently increase PLA’s ability to expand
by minimizing gas loss and cell coalescence [38-40]. It should be also noted that too high a
crystallinity would also suppress foam expansion due to excessive stiffness in the matrix and less
gas dissolution [66-67]. On the other hand, according to heterogeneous cell nucleation theory
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[68-69], cell nucleation can be promoted around the nucleated crystal [64, 67, 70-71] through
local pressure variations [72], thereby significantly improving the foamed samples’ final cell
density. Based on this theory, cells can be nucleated at the interface of a polymer and hard phases
such as additives (i.e., cell nucleating agents) and crystals. The heterogeneous cell nucleation rate
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is expressed as follows [72-75]:
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cr
(1)
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where f is the frequency factor representing the frequency through which gas molecules are
joining the embryo nucleus. C is the concentration of heterogeneous nucleation sites, which is
is the geometrical factor that relates to the surface geometry of the hard phases, is the
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contact angle between the bubble surface and the solid surface measured in the liquid phase, and
is the semi-conical angle of conical cavities that models the irregular surfaces of nucleating
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agents. Hence, the presence of an interface greatly reduces the free energy for nucleation and
Taki et al. [71] visualized the cell nucleation behavior of a PLLA/CO2 mixture in a batch
process. They showed that the presence of spherulites in the PLLA matrix promoted the number
of cell nuclei. Figure 15 shows that as depressurization occurred, the cells were nucleated around
the growing PLLA spherulites. Taki et al. [71] also showed that the number of nucleated cells
was significantly promoted as the spherulites density increased. They explained that the growing
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Page 14 of 63
spherulites expelled the dissolved CO2 from the interface phase between the amorphous and
spherulites sections of the PLLA. Therefore, an increased CO2 concentration in the interface
caused cell nucleation around these growing spherulites. Moreover, they demonstrated that the
cell density increase was a function of the spherulites area. Li et al. [56] also proposed that by
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controlling the amount of isothermal crystallization under the compressed CO2, a varying range
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of cell sizes (80-270µm) and expansion ratios (15-30) could be achieved.
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Figure 15.
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Liao et al. [64] also explored the effects of crystallization on the foaming behavior of
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PLLA samples with various crystallinities and crystallite sizes. The PLLA samples were first
saturated with various CO2 pressures at 25oC to induce different degrees of crystallinity in the
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PLLA samples. Then, all of the saturated samples were quenched and re-saturated with 2.8 MPa
CO2 at 0oC. Before the re-saturation, five PLLA samples were achieved with the crystallinity and
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crystallite size ranging from 12%-30% and 2.2 nm-12.7 nm, respectively. The samples were
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subsequently foamed at temperatures ranging between 50oC-100oC. The foam density trends
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showed that a higher amount of larger size pre-existing crystals created a higher foam density
(i.e., close to the neat PLLA’s density), although finer cells were achieved in the foamed regions.
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This means that the increased stiffness throughout the large crystalline domain restricted cell
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growth and further expansion. On the other hand, in a lower amount of pre-existing crystallinity
with smaller crystallite sizes, both cell nucleation and cell growth were promoted, although the
cell growth rate dominated the cell nucleation rate. In other words, a lower degree of crystallinity
facilitated both cell growth and the eventual foam expansion ratio.
Several researchers have also investigated the effect of crystallization on PLA foaming
behavior during the foam extrusion process [37-40]. It is well known that isothermal melt
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crystallization occurs at temperature ranges between the PLA’s Tm and Tg [59, 76-80]. As
explained earlier, during extrusion foaming, where the PLA/gas mixture can encounter
isothermal melt crystallization, a certain amount of nucleated crystals can affect the PLA’s
foaming behavior by enhancing the cell density and the expansion ratio. Using a twin-screw
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extruder, Mihai et al. [39] showed that the presence of nucleated crystals in the flowing PLA/CO2
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mixture inside the extruder barrel acted as cell nucleation sites during the foaming step. This also
cr
enhanced the PLA’s melt strength and thereby its expansion ratio. Specifically, with a higher gas
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content, the CO2-induced crystallization created larger cell nucleation sites. This eventually
resulted in higher expansion and increased cell density in the PLA foams. As Figure 16 shows,
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with a lower CO2 content, the cell coalescence was severe due to the PLA’s low melt strength,
and the final foam expansion was not considerable. However, as the CO2 content increased, the
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foaming behavior improved, and the expedited crystal nucleation rate caused by the gas increase
also promoted cell density and melt strength (i.e., the expansion ratio). Similar findings have also
d
been confirmed in work done by Mihai et al. [37], where they foamed various PLA materials
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with different branching degrees using a twin-screw extruder. They demonstrated that the
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crystallizable PLA had a higher expansion ratio and a finer cell density due to the presence of
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nucleated crystals during extrusion foaming. The nucleated crystals, specifically at a higher CO2
content, must have enhanced the PLA’s melt strength and provided more cell nucleation sites
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Figure 16.
Figure 17.
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Page 16 of 63
Wang et al. [38] also conducted extrusion foaming of linear and two-branched PLA
materials with a D-lactide content of 4.5%. The experiments were done in a tandem extrusion
system consisting of two single extrusion lines. The second extruder (i.e., the tandem line) was
used to further mix and cool the melt. A resistance die was used after the tandem line and prior to
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the foaming step to induce further isothermal melt crystallization. Crystallization was controlled
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by varying the length of the die reservoir. Figure 18 shows the expansion ratio of the long-chain
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branched PLA foamed samples with 9% CO2 content at various die temperatures. When a longer
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die residence time was used, the isothermally induced crystallization improved, and the high
expanded foams were obtained in a wider processing window. This was due to the increased melt
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strength of the PLA/CO2 mixture wherein the molecules were connected through crystals, which
reduced gas loss during foam expansion. According to the reported SEM images, the induced
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crystallization also provided more nucleated cells and more closed-cell content (i.e., minimized
Figure 18.
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Nofar et al., whose work is reported in [40], also used the same tandem extrusion system to
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investigate the induction of isothermal melt crystallization along the second extruder in a tandem
line. They varied its temperature profile, and therefore, they controlled the extruded PLA foam
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properties by varying the amount of induced crystallization along the tandem line. Nofar et al.
used a linear PLA with a D-lactide content of 4.6% and PLA-clay nanocomposites [40]. They
showed that reducing the temperature profile along the second extruder, with a constant residence
time, significantly enhanced the cell density and expansion ratios of the foamed PLA and the
the PLA’s melt strength and provided a larger number of cell nucleation sites during extrusion
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Page 17 of 63
foaming. Figure 19 shows the expansion ratio enhancement of the foamed samples, when the
temperature profile in the tandem line was reduced in the order of Profile 1 > Profile 2 > Profile 3.
Figure 19.
Recent studies of PLA bead foaming also focused on producing expanded PLA (EPLA)
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bead foams with a double-crystal melting peak structure [81-82]. In this technique, the high-
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temperature melting peak crystals that form during the isothermal saturation step in a batch-based
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bead foaming process maintain the bead geometry [83-84]. The formation of this high melting
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temperature crystal results from the crystal perfection during which saturation occurs. The gas
saturation occurs around the PLA’s melting temperature at which time the unmelted crystals
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become more perfect with the higher melting temperature [85-86]. These induced high-melting
temperature crystals can significantly affect cell nucleation and the expansion behaviors of PLA
M
bead foams. As explained earlier, cell nucleation can be promoted around the formed crystals [70-
71]. On the other hand, the low-melt strength PLA molecules become high-melt strength material.
d
This increases the PLA’s ability to expand by minimizing both gas loss and cell coalescence. But
e
due to the increased stiffness of the matrix, too high a crystallinity will depress the foam’s
pt
architecture (i.e., the degree of branching) [16, 37-38, 87-90] and on its molecular configuration
(i.e., the D-lactide content) [39, 91]. PLA foaming behavior depends greatly on these molecular
structures because they affect its molecular mobility, crystallization kinetics, and rheological
properties. By modifying PLA’s molecular structure, researchers have attempted to achieve low
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3-2-1- Effects of Chain Branching
Corre et al. [87] studied the effects of various branching degrees on PLA foaming behavior
in batch foaming. They showed that the addition of chain extender (CE), Joncryl® 4368-BASF,
broadened the foaming window. This was mainly due to the increased rheological properties and
t
the PLA’s melt strength. At the highest saturation temperature of 140oC, the PLA samples with
ip
branching degrees that increased from 0% to 3% had expansion ratios of 2.5 to 32, respectively.
cr
All of the samples had cell densities of between 105-106 cells/cm3. At the lowest saturation
temperature of 110oC, when the chain extender content was increased from 0% to 3% the
us
expansion ratio decreased from 21 to 1.3, although the cell densities increased from around 3x104
an
to around 4x1010, respectively. This was explained by a high concentration in the crystalline
phase at lower saturation temperatures, where cell nucleation dominated cell growth due to the
M
increased stiffness of the matrix.
Di et al. [16] and Marrazzo et al. [88] also reported on the reactive modification of the PLA
d
chain structure. Their use of 1,4-butanediol and 1,4-butane diisocyanate as low molecular weight
e
chain extenders enhanced the PLA’s melt viscosity and elasticity. These improvements resulted
pt
in batch-based PLA foams that had lower densities as well as larger cell densities. They showed
ce
that the expansion ratio, the average cell size and the average cell density of the modified PLA
foamed samples increased to 19-fold, 28 µm, and 6.7 x 108 cells/cm3, respectively. These values
Ac
in unmodified foamed samples were, respectively, 10-fold, 227 µm and 7.6 x 105 cells/cm3.
Using continuous extrusion foaming to produce low density foams, a few researchers [37-
38, 89] studied the impact of chain branching on PLA’s foaming features. In these studies, CO2
was used as the physical blowing agent. Figure 20 compares the maximum expansion ratio and
the average cell density of the PLA foamed samples achieved with various chain extender (CE)
content. Induction of the CE promoted the PLA’s molecular weight, complex viscosity, elasticity,
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Page 19 of 63
and elongational viscosity. The samples also showed strain hardening behavior. Therefore, the
resultant foam morphology and its uniformity were significantly improved with a wider
processing window, and the final expansion ratio was increased with a higher closed-cell content.
However, only one study reported an increase in the final cell density of the PLA foamed
t
samples with CE. Wang et al. [38] reported that the highest expansion ratio of 42 was achieved
ip
with a cell density of around 109 cells/cm3, which is the threshold for microcellular foam. This
cr
could have been caused by the use of a tandem extrusion system, which provides a more uniform
us
cooling profile along the second extruder in the PLA/gas mixture. Being uniformly cooled, the
branched PLA may have better crystallized because branched molecules can act as crystal
an
nucleating sites. It should be noted that Mihai et al. [37] and Pilla et al. [89] used twin- and
In addition to the extrusion process, Pilla et al. [90] also investigated the injection foam
e
molding behavior of linear and branched PLA using supercritical nitrogen as the blowing agent.
pt
They showed that the addition of 0.8 wt% CE to PLA improved the foam morphology of the
ce
injected PLA foamed samples and promoted cell density (Figure 21). They attributed such
increased final mechanical properties as specific strength, specific toughness and strain at break
Ac
Figure 21.
while increasing its melting temperature [19-20, 76, 91-92]. This indicates that, although
20
Page 20 of 63
enhanced crystallization kinetics might be beneficial for PLA foaming purposes, a higher
temperature will be required for batch processing. Fujiwara et al. [93] investigated the effect of
D-lactide content on PLA’s foaming behavior using batch foaming with supercritical CO2 as the
blowing agent. They reported that the average cell sizes of semi-crystalline PLA foamed samples
t
with D-lactide content of 1% and 4.2% were 5.4 µm and 3.3 µm, respectively. By contrast, the
ip
amorphous PLA samples with a D-lactide content of 10% and 28.5% were not foamable. This
cr
suggested that the achieved microcellular morphology of PLA samples with low D-lactide
us
content was crystallinity dependent. At the same time, Garancher et al. [92] reported that the
batch foaming of amorphous PLA with a D-lactide content of 11.8% resulted in a finer cell
an
morphology, with a higher closed-cell content. Meanwhile, the low D-lactide content PLA grades
with higher crystallinity had larger cell sizes and a higher open-cell content, with a perforated
M
surface morphology, which contradicted Ref [93].
Mihai et al. [39] explored the effects of varying D-lactide content on PLA’s final foam
d
morphology through continuous extrusion foaming using a twin-screw extruder. In Figure 22, the
e
expansion ratio and the final crystallinity of the PLA foamed samples are compared with various
pt
D-lactide and CO2 content. Mihai et al. reported that, during foam processing, the crystallinity of
ce
the PLAs with low D-lactide content was further enhanced by dissolved CO2. This resulted in
foams with finer cells and a more uniform morphology. Higher expansion ratios were also
Ac
achieved. These improvements were caused by the increased melt strength of the PLA/CO2
mixture during the extrusion process, in which a larger number of cell nucleation sites were
created around the nucleated crystals. This is the first paper that claimed the formed crystals
during extrusion foaming enhance both cell nuclei density and the expansion ratio, which is
confirmed by Mihai et al. [37], Wang et al. [38] and Nofar et al. in [40]. The maximum obtained
21
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expansion ratio was 39-fold, when PLA with D-lactide content of 2% and CO2 with 7 wt% were
used. As Figure 22 shows, the strain-induced crystallization that occurred during the foam
Figure 22.
t
ip
3-3- PLA Compounds
cr
3-3-1- PLA Blends
Several studies have investigated the foaming behavior of PLA samples blended with other
us
biodegradable polymers such as starch, poly(butylene adipate-co-terephthalate) (PBAT),
an
polyvinyl alcohol (PVA or PVOH), and polyhydroxybutyrate-valerate (PHBV) [94-103]. Table 1
shows the detailed blend information, the processing methods, the blowing agent types, the
M
maximum achieved expansion ratios, and the minimum obtained average cell sizes.
Table 1.
d
A few studies have investigated the foaming behavior of PLA/starch blends using various
e
approaches [94-98]. Preechawong et al. [94] prepared PLA/starch foams through a baking
pt
process in a hot mold using water. The PLA improved the starch-based foams’ resistance to
water absorption as well as the blends’ ultimate tensile strength and ductility. Zhang et al. [97-
ce
98] used extrusion foaming with water as the blowing agent. They showed that increased water
Ac
content reduced the melting temperature of the blend. However, to achieve high foam expansion
and uniform foam morphology an optimum water content was required. Hao et al. [95] and Mihai
et al. [96] also investigated the foaming behavior of PLA/starch blends, but they used
supercritical CO2 as the blowing agent. Hao et al. [95] aimed to confirm that PLA/starch blends
have the capacity for use in medical applications. But their investigation was limited to batch
processing on the foaming behaviors of PLA (60 wt%)/starch (40 wt%). By contrast, Mihai et al.
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[96] explored PLA/starch blends with various starch content through continuous extrusion
foaming. They demonstrated that low-density PLA/starch foams with an open-cell structure were
achieved, but in order to obtain a finer cell structure with less open-cell content, interfacial
t
Some studies also reported on the foaming of PLA/PBAT blends [99, 101-102]. PBAT has
ip
been used to improve PLA’s low melt strength and low elasticity. Different compatibilizers were
cr
also employed to increase the compatibility between PLA and PBAT. To increase the cell
us
nucleation rate, all of these studies used such cell nucleating agents as nanosilica [99], talc [101],
and nanoclay [102]. Yuan et al. [99] and Pilla et al. [101] conducted continuous extrusion
an
foaming while Yuan et al. used a chemical blowing agent (Azodicarbonamide). Pilla et al.
applied CO2 as a physical blowing agent. Yuang et al. showed that the addition of 10 wt% PBAT
M
significantly promoted PLA’s foam uniformity. When a small amount of maleic anhydride, a
compatibilizer, was added, it heightened the blends’ physical and mechanical properties, but it
d
reduced the foamed samples’ cell density. On the other hand, Pilla et al. reported that the addition
e
of a compatibilizer to PLA/PBAT blends with 55 wt% of PBAT increased the cell density of the
pt
foamed samples, although it suppressed the expansion ratio. According to their DSC analysis,
ce
the two distinct melting peaks of PLA and PBAT merged into one peak at the lower temperatures.
Li et al. [102] also studied foam injection molding of PLA/PBAT blends. They showed that
Ac
nanoclay platelets improved the interfacial adhesion between PLA and PBAT. Consequently, cell
density was significantly enhanced through the presence of nanoclay particles and by the
Kramschuster et al. [100] and Zhao et al. [103] also used foam injection molding to
produce PLA blends with PVOH and PHBV, respectively. Kramschuster et al. [100] added salt
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particulates to the blends and leached the foamed samples in water after the injection process to
produce a porous interconnected foam structure as a scaffold for tissue engineering. Since the
PVOH was used in granule shape, further mixing of the PLA with the PVOH granules in a twin-
screw extruder further reduced the dispersed PVOH phase size in the PLA matrix. Consequently,
t
the finely dispersed PVOH phase improved the uniformity of the blend’s final foam morphology.
ip
Zhao et al. [103] also reported that blending 30 wt% PHBV with PLA increased the cell density
cr
of the injection-molded foam samples. However, as the PHBV content increased beyond 30 wt%,
us
the miscibility of the PLA and the PHBV became a serious concern, and the foam morphology
was suppressed.
nucleation rate during foaming, because they act as heterogeneous cell nucleation agents
d
(Equations 1 and 2). Table 2 shows different research group’s examinations of PLA composite
e
foaming. Table 2 also lists the foaming processes, the blowing agent types, the maximum
pt
achieved expansion ratios, the minimum obtained average cell densities, and the applied analysis
ce
Table 2.
Ac
mechanical properties, a few researchers have investigated PLA foaming behavior using several
natural fibers/additives, which have included flax fiber [105], silk fibroin powder [106], wood
flour [107], and microfibrillated cellulose (MFC) [108]. Pilla et al. [105] reported on the foam
injection molding of PLA biocomposites using flax fiber contents of 1, 10, and 20 wt%. Silane
was also used as a coupling agent to create a strong interface bonding between the PLA and the
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fibers. The foaming results showed that fiber content improved both the cell density and the
foams’ crystallinity. The average cell size of 3 µm was achieved when 20 wt% fibers were used.
As Pilla et al. reported, only the specific modulus of the foamed samples was improved by
increased fiber content. Kang et al. [106] also investigated the effects of 1, 3, 5 and 7 wt% of silk
t
fibroin powder on the PLA’s foaming behavior in batch foaming using CO2 as the blowing agent.
ip
The biocomposites were prepared using a solution casting technique. Kang et al showed that the
cr
addition of silk fibroin powder decreased the average cell size from 52 µm in neat PLA to around
us
15 µm in PLA with 7 wt% silk. Further, Matuana et al. [107] explored PLA’s batch foaming
behavior with 10, 20, 30, and 40 wt% of wood fiber. Silane was also used as the coupling agent.
an
They reported that an increase in the wood flour content reduced the expansion ratio from around
10-fold in neat PLA to 2-fold in PLA-40 wt% wood flour due to the matrix’s high stiffness.
M
However, the cell size was reduced to an average of around 35 µm. Boissard et al. [108]
foams using supercritical CO2. Similar to the previous study, the expansion ratio of the neat PLA
e
was reduced from 6.8-fold to 3.8-fold in PLA with 5 wt% MFC. The compression modulus of
pt
these samples was also increased from 25 MPa in the neat PLA to 47 MPa in PLA with 5 wt%
ce
MFC.
In another study, Kramschuster et al. [104] investigated the PLA’s foam injection molding
Ac
behavior with recycled paper shopping bag fibers. The fiber contents of 10 wt% and 30 wt%
were used, and silane was the coupling agent. They showed that the addition of fibers up to 30
wt% enhanced the cell density of the foamed samples as well as their storage modulus, specific
modulus, and specific tensile strength. Ameli et al. [42] studied PLA’s foam injection molding
behavior with talc particles up to 5 wt%. They confirmed that the talc and the improved
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Page 25 of 63
crystallinity created a more uniform foam morphology with larger cell density and smaller cell
sizes. They demonstrated that the toughening effect of the talc and the induced crystallinity in
conjunction with the improved cell morphology enhanced the mechanical properties of the PLA-
t
ip
3-3-3- PLA Nanocomposites
Compared to conventional polymer foams, microcellular polymer foams are described by
cr
cell densities that range between 109-1012 cells/cm3 [109]. For more than two decades, the
us
manufacture of low-density microcellular polymer has been of intense interest to both
researchers and industry. This is because microcellular polymers have several advantages over
an
their unfoamed or conventional polymer foam counterparts. These include their reduced weight,
improved toughness, higher impact strength [110-112]; longer fatigue life [113]; superior heat-
M
insulation properties [114-116]; excellent sound insulation properties [117]; and high light
reflectability [118-119].
d
promote cell density in foamed samples. Nanoparticles act as heterogeneous cell nucleating sites
pt
[120-121] through the local pressure variations that are created around them [68-69, 72, 122].
ce
Thus, their effectiveness as cell nucleating agents strongly depends on how well they disperse
and exfoliate in the polymer matrix [31, 40, 73, 123-127]. While nanoparticles can promote cell
Ac
density, the dispersed particles can simultaneously enhance the melt strength of the polymer
matrix, thereby stabilizing the nucleated cells by minimizing cell coalescence [124]. At the same
time, the reduced gas diffusion rate can minimize the cell ripening phenomenon [128].
Consequently, a larger number of nucleated cells will last longer during cell growth, and the final
expansion ratio of the foam products will also be promoted. Recently, Wong et al. [73] proposed
that at a very low processing temperature, the intercalated particles have greater rigidity and
26
Page 26 of 63
thereby can create a higher cell density because of the higher local stresses that are favorable for
cell nucleation. In other words, better dispersion would not play a role but the rigidity of the
As shown in the previous section, the effectiveness of nanoparticles on cell nucleation was
t
much greater than were the micro-sized additives, although micro-sized additives and fibers can
ip
significantly promote both cell density and the final mechanical properties of foamed samples.
cr
Nanocellular polymer foams have also been considered as the new generation of low
us
density foams with cell densities beyond 1012 cells/cm3 and cell sizes below 1 µm [129], which
distinguishes them from microcellular polymer foams. The most important application of
an
nanocellular foams is in super-thermal insulation [129]. The first studies were done by Fujimoto
et al. [130] and Ema et al. [131], who introduced nanocellular foams into PLA-clay
M
nanocomposites through the batch foaming process. As previously noted, according to
heterogeneous cell nucleation theory [69, 72-75], cell nucleation occurred on the boundary of the
d
PLA and the nanoclay particles. The resultant effects of PLA’s melt strength and the presence of
e
nanoparticles could, therefore, have hindered cell growth and induced nano-cells under specific
pt
Several studies over the past decade have looked at the effects of nanoparticles on PLA’s
microcellular and nanocellular foaming behaviors [25, 31, 40, 88, 102, 130-140]. Table 3
Ac
outlines these studies, showing the foaming process used, the blowing agent type, the maximum
achieved expansion ratio, the minimum obtained average cell size, and the applied analysis for
each one.
Some of these studies used a batch foaming apparatus to explore the influence of
nanoparticles on PLA’s foaming behavior [25, 31, 88, 130-131, 134-135, 139]. All of these
27
Page 27 of 63
studies used nanoclay due to its long aspect ratio and platelet-shaped structure, which provides
superior viscoelastic behavior in the polymer matrix [25, 31, 88, 130]. They found that the PLA-
clay nanocomposite foams produced foams with homogeneous cell morphology and average cell
sizes that ranged from 165 nm to 25 µm. The majority of the nucleated cells appeared to be of a
t
closed-cell structure. In fact, due to the biaxial stretching during cell growth, the long aspect ratio
ip
platelet-shaped nanoclay particles were oriented along the cell walls, and the increased cell wall
cr
strength inhibited cell rupture [120]. All of these studies found that the nanoparticles behaved as
us
heterogeneous cell nucleating agents, and that a varying range of cell sizes were obtained with
different nanoclay loadings. As the nanoclay particles increased, the cell density of the foamed
an
samples increased. Thereby, the cell size of the PLA foamed samples could be controlled by the
amount of nanoparticles loaded. Further, Tsimpliaraki et al. [139] reported that while PLA cell
M
nucleation behavior depended on the nanoclay loading, it could also be significantly affected by
chemically modifying the nanoparticles. They observed that adding organically modified
d
nanoclay particles resulted in more heterogeneous cell nucleation, with smaller cell sizes. This
e
was due to the nanoclay’s different degree of dispersion in the PLA nanocomposite [40,130].
pt
Some of the literature has explored microcellular foam injection molding of PLA
ce
nanocomposites. Pilla et al. [132] investigated the microcellular foaming behavior of PLA carbon
nanotube nanocomposites. They explained how a small amount of carbon nanotube noticeably
Ac
promoted the foamed samples’ cell density due to its effect on cell nucleation. They
demonstrated that the microcellular foaming process further dispersed the nanotubes within the
PLA, and that this was caused by the dissolved gas’s plasticization effect. Other researchers have
also explored the effects of nanoclay on microcellular foam injection molding of PLA
nanocomposites [102, 133, 136-137, 140]. In all of these studies, the average cell size of the PLA
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Page 28 of 63
nanocomposites were significantly reduced with increased nanoclay loading. Kramschuster et al.
[133] found that the strain at break and the specific toughness of the microcellular PLA
nanocomposites showed more improvement than did the neat PLA foamed samples. They
attributed this improvement to the homogenous foam morphology and to the smaller cell sizes
t
caused by the nanoclay particles. Recently, Ameli et al. [140] reported that, during microcellular
ip
foam injection molding of PLA clay nanocomposites, not only the nanoparticles but also the
cr
induced crystallization promoted the cell nucleation rate and the homogeneity of the cell
us
morphology. They showed that an average cell size of less than 50 μm was induced in the PLA
nanocomposites when an expansion ratio of 2.8-fold was achieved. They also found that
an
nanoclay enhanced the flexural and impact properties and the strain at break in the injected
nanocomposites using supercritical CO2 [40, 138]. It was demonstrated that nanoclay, dissolved
d
CO2, and the shearing effect during extrusion expedited the PLA’s slow crystallization kinetics
e
[40]. Nofar et al., whose work is reported in [40], showed that nanoparticles, in conjunction with
pt
the crystallization induced during foam processing, behaved as cell nucleating sites and thereby
ce
created foams with a larger cell density, confirming Mihai et al.’s earlier results [37, 39]. These
two factors further enhanced the PLA’s melt strength and, subsequently, low-density
Ac
microcellular foams were created. Matuana et al. [138] also reported that microcellular PLA
foams were successfully produced during the extrusion foaming of PLA clay nanocomposites.
Table 3.
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Page 29 of 63
4- PLA Foam Processing Technologies
Many efforts have been devoted to produce PLA foams, specifically microcellular foams,
through various manufacturing methods. A few studies have focused only on lab-scale batch
foaming systems. Batch foaming is mainly used to identify the effects of material composition,
t
ip
the blowing agent type and content, and the use of solvent on PLA’s foaming behaviors. But a
few studies have reported that batch-based foams can be geared towards biomedical scaffolding
cr
and tissue engineering applications [141-157]. Since the early 1990s, some attempts have been
us
made to produce PLA porous foam structures by using organic solvents [141-153]. However, the
organic residue that remained in the porous PLA foams could be harmful in biomedical
an
applications [154]. For the first time, Mooney et al. [154] introduced the use of high pressure
CO2 as a physical blowing agent to produce porous PLA foams through a static batch foaming
M
process. Since this supercritical physical blowing agent does not remain in the foam as a toxic or
harmful residue, the method received a great deal of attention. After the gas dissolved in the
d
PLA, the foams were produced by rapid depressurization. Subsequently, due to the
e
thermodynamic instability that was created, cell nucleation and cell growth occurred, and PLA
pt
foams with almost 93% porosity were produced. Later on, other researchers [155-157] attempted
ce
PLA batch foaming to produce PLA scaffolds by using supercritical CO2. Nevertheless, it should
be noted that, due to its small and non-continuous production scale, batch process foaming is not
Ac
cost effective. Therefore, to produce PLA foams for biomedical and commodity applications it is
preferable to develop continuous processing technologies. In the sections that follow, we explain
the three main foam processing technologies currently in use in PLA foam manufacturing. While
these may not be completely well established, research to develop the desired final PLA foam
products is ongoing.
30
Page 30 of 63
4-1- PLA Extrusion Foaming
In extrusion foaming processes, the polymer is first fed into the extruder, and then the
blowing agent is injected into the extruder barrel to dissolve the gas into the polymer melt under
high pressure. The dissolved gas will subsequently plasticize the polymer melt, and a uniform
t
polymer/gas mixture will flow along the extruder. The polymer/gas mixture will then emerge
ip
from the die. The induced pressure drop across the die lip will cause foaming. The pressure drop
cr
will create thermodynamic instability and cause phase separation, i.e., cell nucleation and cell
us
growth [109]. Foam stabilization is the next important parameter, and it depends on the
polymer’s viscoelastic and strain-hardening behaviors [158]. The use of variable die geometries
an
will shape the extruded foams into two-dimensional geometric products.
Recently, efforts have been made to manufacture low-density microcellular PLA foams
M
through the extrusion process using CO2 as the physical blowing agent [37-40, 89, 96-97, 101,
138, 159]. These foams can be used in various applications such as packaging, food trays,
d
construction, and insulation [9-15]. The use of gaseous and supercritical CO2 is important
e
Consequently, the plasticization of the dissolved CO2 decreases the polymer’s Tc and Tg. Thus,
Using high pressure CO2, Lee et al. [66] and Reignier et al. [159] investigated the extrusion
foaming behavior of commercially available linear amorphous PLA. Although they both
achieved foam expansion of around 25-fold with the use of 9 wt% CO2, the foam morphologies
were not uniform and the majority of cells had coalesced. Moreover, the PLA foams had poor
31
Page 31 of 63
condition for 48 hours. On the other hand, Mihai et al. [37, 39, 96] investigated the extrusion
foaming behavior of linear and branched, amorphous and semi-crystalline PLAs as well as
PLA/thermoplastic starch blends using a twin-screw extrusion system with a distinct screw
configuration. They reported that PLA foams with an expansion ratio of up to 40-fold with a fine
t
cell morphology (i.e., an average cell size ranging from 50-100 µm) were achieved when 9 wt%
ip
CO2 was used. They also reported that biaxial stretching during foaming further induced
cr
crystallinity in the PLA foamed samples, and that foams with a high degree of crystallinity at
us
around 30% were obtained. Matuana et al. [138] claimed that low-density microcellular PLA
foams were obtained during extrusion foaming, when cell nucleating agents were used. Pilla et al.
an
[89, 101] investigated the extrusion foaming behavior of linear and branched PLA as well as
PLA/PBAT blends using a single-screw extruder. Although the samples did not reach foam
M
expansion ratios beyond 5-fold, the cell morphology was uniform, and the minimum average cell
size was 10 µm. Furthermore, Wang et al. [38] and Nofar et al. in [40] all used a tandem-line
d
extrusion system to investigate the foaming behavior of PLA with various branching degrees and
e
extruders. The first extruder was designed to create a uniform polymer/gas mixture. The second
ce
extruder provided additional mixing and a uniform cooling profile within the polymer/gas
mixture along the barrel. These studies confirmed that PLA foams with expansion ratios of over
Ac
In other studies, different blowing agents were applied during the extrusion foaming of
PLA [97-99, 161]. Zhang et al. [97-98] examined the extrusion behavior of PLA/starch blends
using water as a foaming agent. They showed that cell sizes as large as 500 µm were induced,
although an expansion ratio of over 50-fold could be achieved. Yuan et al. [99] and Matuana et al.
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Page 32 of 63
[161] used a chemical blowing agent as the driving force for foaming. Both of their studies
obtained PLA foams with fine cells that had average cell sizes of 10-20 µm [99] and cell
densities of between 106-108 cells/cm3 [161]. However, the foam expansion ratio did not exceed
3-fold.
t
ip
4-2- PLA Foam Injection Molding
Foam injection molding provides various advantages such as lower material costs, high
cr
dimensional stability, greater energy efficiency, and a shorter time cycle. It can also improve
us
mechanical properties such as fatigue life, toughness, and impact strength [104, 132-133, 162-
165]. Generally, in foam injection molding, supercritical nitrogen is used as the foaming agent.
an
Although nitrogen has a lower solubility in polymers than CO2 [45], it has a powerful cell
nucleating force [166]. Supercritical nitrogen reduces the polymer melt’s viscosity due to the
M
blowing agent’s plasticization effect [167-168]. Therefore, the processing temperature can be
decreased, and both energy use and processing costs will be reduced [169]. The decreased
d
Extensive research and characterization has been done on foam injection molding of
ce
various PLA materials [42, 90, 100, 102-105, 132-133, 136-137, 140]. The majority of these
studies have focused on high-pressure foam injection molding (i.e., MuCell Technology -
Ac
microcellular injection molding) of PLA. MuCell Technology is being widely used in structural
foaming because it offers greater control of cell nucleation and cell coalescence [170]. In this
technique, the cavity is fully filled, and the void fraction is limited to only 5-15%. Studies
applying the high-pressure foam injection molding technique showed that the use of chain
extender and the addition of micro-/nano-size additives could enhance the PLA’s foaming ability
33
Page 33 of 63
and its cell nucleation power [90, 104-105, 132-133, 136-137]. These studies reported that a
uniform foam morphology with average cell sizes ranging between 3 µm- 40 µm were achieved
The high-pressure foam injection molding technique has recently been developed by
t
introducing a mold opening as an additional step [165, 171-174]. In this technique, the mold
ip
cavity is first pressurized and then fully filled with the polymer/gas mixture. Subsequently, the
cr
mold is opened in the thickness direction while the gas is depressurized from the cavity. Thus,
us
more uniform foam samples with a high void fraction can be produced. This technique has been
applied with polyethylene and polypropylene (Egger et al. [171], Sporres et al. [172] and
an
Ishikawa et al. [173-174]) and with thermoplastic polyolefin (Wong et al. [165]). Recently,
Ameli et al. [140] also adopted it to create foam injection molded PLA and PLA
M
micro/nanocomposites. The injected foam samples had a high surface quality, a uniform cell
morphology, a minimum average cell size of 38 µm, and high void fractions in the range of 50%
d
- 65%.
e
Low-pressure foam injection molding is another technique used to produce foam injected
pt
samples. Here, the cavity is only partially filled, and void fractions of up to 40% can be obtained.
ce
However, there is less control of cell nucleation, growth and coalescence. Therefore, achieving a
uniform foam morphology with a high cell density and a void fraction of up to 20% has been a
Ac
serious challenge [164]. Recently, Ameli et al. [42] used low-pressure foam injection molding
and fine cell PLA foams were achieved with an average cell size of 20 µm and a void fraction of
30%. They claimed that this foam structure was obtained because of presence of talc as crystal
and cell nucleating agent. The talc and the nucleated crystals promoted the PLA’s low melt
34
Page 34 of 63
4-3- PLA Bead Foaming
As discussed earlier, extrusion foaming has been used to obtain low-density PLA foam
products with simple geometries. On the other hand, foam injection molding has been used to
t
foaming is another means by which to produce low-density foam products with complex three-
ip
dimensional geometries [81-86, 92, 175]. In this method, low-density bead foams are molded
cr
into the desired shape of the final foam product.
us
Although producing expanded PLA (EPLA) bead foams is not yet commercially well
established, several attempts have been made to manufacture PLA bead foams using a method
an
similar to that used for expanded polystyrene (EPS) [175-181]. This method involves the
saturation of the PLA particles at temperatures below the PLA’s Tg with the blowing agent,
M
specifically CO2. Further expansion in a pre-expander machine follows this, and then the
molding of the foamed beads (i.e., the particles) at a high temperature into the desired shape.
d
Although a few companies currently produce EPLA bead foams using this method [176-
e
179], good sintering among bead foams to make three-dimensional final foam products with
pt
strong mechanical properties remains a serious challenge. Recent studies on PLA bead foaming
ce
focused on producing EPLA bead foams with a double-crystal melting peak structure, [81-82] the
technique that is being used to produce expanded polypropylene (EPP) bead foams [83-86]. In
Ac
this technique, the high-temperature melting peak crystals formed during isothermal saturation in
a batch-based bead foaming process maintain the bead geometry, even at the high temperature
required for good sintering. The formation of this crystal-melting peak at a temperature higher
than the original crystals is due to the crystal perfection induced during the gas saturation stage
35
Page 35 of 63
that occurred around the polymer’s melting temperature. After gas saturation, the low-
temperature melting peak forms during cooling while foaming takes place.
In the steam-chest molding process (i.e., the final step taken to induce bead sintering to
produce three-dimensional foam products), the EPLA beads are supplied to the mold cavity.
t
Then, steam at a temperature between the low-temperature melting peak and the newly created
ip
high-temperature melting peak is supplied to the mold cavity to heat the beads. When exposed to
cr
this high-temperature steam, the low-temperature melting-peak crystals of the PLA beads will
us
melt. The beads will then sinter to each other while the unmolten high-temperature melting peak
crystals in them will maintain their overall geometry. The subsequent foam products will have
an
good geometry in the shape of the mold cavity, as outstanding intra-bead sintering will have
occurred due to the molecular diffusion. This high-quality PLA bead sintering will give the
M
products exceptional mechanical properties.
d
5- Conclusions
e
significantly increases the expansion ratio and the cell density of foamed samples. The crystal
nuclei that are induced during foam processing can increase PLA’s inherently low melt strength
ce
through the crystal-to-crystal network. The crystal nuclei can also act as heterogeneous cell
Ac
nucleating agents and can promote cell density. It was further shown that too high a crystallinity
can also hinder the expansion ratio due to the PLA’s increased stiffness.
affecting its crystallization and its melt strength. Adding nanoparticles also improved the PLA
foams’ expansion and cell nucleation behavior by increasing its melt strength and enhancing its
36
Page 36 of 63
heterogeneous cell nucleation power. Nanoparticles can also induce more crystal nucleation,
which further improves the expansion ratio and the cell density.
The literature showed that extrusion foam processing produced microcellular PLA foams
t
foams with a high expansion ratio remains a serious challenge.
ip
Foam injection molding produced PLA foamed samples with a minimum cell size of 3 µm.
cr
However, the achieved void fraction was around 20%. Injected PLA foamed samples with a void
us
fraction of 65% had been successfully achieved with an average cell size of 38 µm.
Several attempts have also been made to produce PLA bead foams by applying the
an
manufacturing technique used for EPS. But bead sintering during the molding stage has been a
steady challenge. Recently, PLA bead foams with a double-crystal melting peak have been
M
developed, and these apply the sintering technique used in EPP manufacturing.
d
Acknowledgments
e
The authors gratefully acknowledge financial support from the NSERC-Alexander Graham
pt
Bell Canada Graduate Scholarship (CGS), the Consortium of Cellular and MicroCellular Plastics
(CCMCP), the NSERC Network for Innovative Plastic Materials and Manufacturing Processes
ce
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Figure 1.
an
Synthesis of polylactide: ring-opening polymerization [6-7].
Figure 2. SS-corrected volume swelling ratio of PLA 3001D–CO2 and PLA 3001D–N2 (a) and
M
PLA with varied D-content and CO2 (b) at 180◦C and Copyright 200◦C. Data
adapted with permission from [45, 48], Copyright 2006, Elsevier Ltd; Copyright
2013, Elsevier Ltd; respectively.
d
Figure 3. SS-corrected solubility of PLA 3001D–CO2 and PLA 3001D–N2 (a) and PLA with
e
varied D-content and CO2 (b) at 180◦C and Copyright 200◦C. Data adapted with
permission from [45, 48], Copyright 2006, Elsevier Ltd; Copyright 2013, Elsevier
pt
Ltd; respectively.
Figure 4. Diffusivity of three different N2 and CO2 pressures in PLA 3001D at 180oC. Data
ce
Figure 5. CO2 solubility in the amorphous (80:Copyright 20) PLA and in the semi-crystalline
Ac
(98:2) PLA at 30.9◦C. Data adapted with permission from [51], Copyright 2006 ,
John Wiley & Sons.
Figure 6. Solubility of supercritical CO2 in PLLA at 35oC, 40oC, and 50oC. Data adapted with
permission from [52], Copyright 2008, Elsevier Ltd.
Figure 7. Effects of temperature and CO2 pressures on the interfacial tension of PLA 3001D.
Data adapted with permission from [53], Copyright 2014, Elsevier Ltd.
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Copyright 2013, John Wiley & Sons; Copyright 2013, John Wiley & Sons;
respectively.
Figure 9. Activation energy of PLA’s non-isothermal melt crystallization at various CO2 gas
pressures (a) [56],, Crystallization half-time at various CO2 pressures during a
cooling cycle (b). Data adapted with permission from [56, 59], Copyright 2011, the
American Chemical Society; Copyright 2012, John Wiley & Sons; respectively.
t
ip
Figure 10. Avrami n value exponent of the isothermally treated PLA samples. Data adapted
with permission from [54, 57, 59], Copyright 2004, John Wiley & Sons; Copyright
2008, John Wiley & Sons; Copyright 2012, John Wiley & Sons; respectively.
cr
Figure 11. Final degree of crystallinity in the PLA samples cooling at various rates and at
us
different CO2 gas pressures. Data adapted with permission from [56], Copyright
2011, the American Chemical Society.
Figure 12. Final degree of crystallinity of various types of PLA and PLA composite samples
an
cooled at a rate of 2oC/min. at different CO2 gas pressures. Data adapted with
permission from [59-62], Copyright 2012, John Wiley & Sons; Copyright 2013, John
Wiley & Sons; Copyright 2013, John Wiley & Sons; Copyright 2013, John Wiley &
M
Sons; respectively.
Figure 13. (a) Tc and (b) Tg variations of different types of PLA versus CO2 pressure. Data
adapted with permission from [54-57, 59, 62], Copyright 2004, John Wiley & Sons;
d
Copyright 2009, John Wiley & Sons; Copyright 2011, the American Chemical
Society; Copyright 2008, John Wiley & Sons; Copyright 2012, John Wiley & Sons;
e
Figure 14. Tm variations of different PLA materials versus CO2 pressure. Data adapted with
permission from [54-56, 61], Copyright 2004, John Wiley & Sons; Copyright 2009,
ce
John Wiley & Sons; Copyright 2011, the American Chemical Society; Copyright
2013, John Wiley & Sons; respectively.
Figure 15. Foam visualization of a PLLA/CO2 system under a polarized optical microscope.
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The saturation pressure and temperature were 11 MPa and 180oC, respectively. The
crystallization and bubble nucleation occurred at 110oC after 6.1sec [71].
Figure 16. SEM micrographs and expansion ratios of the linear PLA (D-content=2) samples
with foamed at various CO2 content. Data adapted with permission from [39],
Copyright 2009, John Wiley & Sons.
Figure 17. SEM micrographs and expansion ratios of the branched PLA (D-content=2) samples
with 2% chain extender foamed at various CO2 content. Data adapted with
permission from [37], Copyright 2010, John Wiley & Sons.
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Figure 18. Expansion ratios of branched PLA foams after 0 sec and 90 sec die residence time
for crystallization. Data adapted with permission from [38], Copyright 2012, Elsevier
Ltd.
Figure 19. Expansion ratios of PLA and PLA nanocomposite foams while varying the
temperature profile of the second extruder.
t
Figure 20. Maximum expansion ratios (a) and cell density (b) of the PLA foams with varying
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CE content. Data adapted with permission from [37-38, 89], Copyright 2010, John
Wiley & Sons; Copyright 2012, Elsevier Ltd; Copyright 2009, John Wiley & Sons;
respectively.
cr
Figure 21. Cell morphology of the injected PLA foamed samples with (a) 0 wt% and (b) 0.8
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wt% CE. Data adapted with permission from [90], Copyright 2009, Elsevier Ltd.
Figure 22. Expansion ratios (a) and foam crystallinity (b) of PLA foams with varying D-lactide
content. Data adapted with permission from [39], Copyright 2009, John Wiley &
Sons. an
M
Polymer Minimum
Maximum
Blend Foam Average
Researcher Blowing Agent Expansion Analysis Techniques
e
Preechawong
PLLA/ Compression
et al. (2005) Water 6 - Tensile & Flexural Tests
Starch Molding
ce
[94]
PLA/
Yuan et al.
PBAT+ Extrusion (Azodicarbonamide) 3.2 10-20 µm FTIR/Rheology/ DSC
(2009) [99]
nanosilica
Page 54 of 63
et al. (2010) + salt leaching
[100]
PLA/
Pilla et al.
PBAT + Extrusion CO2 1.8 10 µm DSC
(2010) [101]
talc
PLA/
Li et al. XRD/TEM/DSC/Tensile
t
PBAT + Injection N2 1.05 25 µm
(2011) [102] Test
ip
nanoclay
cr
(2013) [103] PHBV DMA/Tensile test
us
an
M
e d
pt
ce
Ac
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Table 2. Studies made of PLA composites. Data adapted from [42, 104-108]
PLA composites
Maximum Minimum
Polymer Foam Blowing
Researcher Expansion Average Analysis Techniques
Composite Processing Agent
Ratio ~ Cell size ~
t
PLA/ Recycled
Kramschuster et DSC/ DMA/ Tensile
ip
Paper Shopping Injection N2 1.2 3 µm
al. (2007) [104] Test
Bag Fibers
cr
Pilla et al. DSC/ DMA/ Tensile
PLA/ Flax Fiber Injection N2 1.25 3 µm
(2009) [105] Test
us
Kang et al. PLA/ Silk Fibroin
Batch CO2 - 15 µm DSC/ XRD
(2009) [106] powder
Matuana et al.
PLA/ Wood Flour Batch CO2 10 35 µm Gas Sorption
(2010) [107]
Boissard et al.
PLA/
an
microfibrillated Batch CO2 6.8 200 µm Compression Test
(2012) [108]
cellulose (MFC)
M
Ameli et al.
PLA/ talc Injection N2 1.4 20 µm DSC/ Tensile Test
(2013) [42]
d
e
pt
ce
Ac
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Table 3. Studies implemented on PLA nanocomposites. Data adapted from [25, 31, 40, 88, 130-140]
PLA nanocomposites
Minimum
Maximum
Polymer Foam Blowing Average
Researcher Expansion Analysis Techniques
Nanocomposite Processing Agent Cell size
Ratio ~
t
~
ip
Fujimoto et al.
(2003) [130], Rheology/DSC/
cr
PLA/Nanoclay Batch CO2 2.7 360 nm
Ray et al. XRD/TEM/GPC
(2003) [31]
us
Di et al.
(2005) [25]
Rheology/DSC/ XRD/
PLA/Nanoclay Batch CO2/N2 13.5 25 µm
Marrazzo et FTIR
al. (2007) [88]
Ema et al.
an
PLA/Nanoclay Batch CO2 5 200 nm Gas Sorption/ TEM
(2006) [131]
M
Pilla et al. PLA/Carbon Tensile Test/DMA/
Injection N2 1.28 40 µm
(2007) [132] Nanotube TEM/ DSC
d
Kramschuster PLA/Nanoclay
et al. (2007) (Cloisite 20A & Injection N2 1.4 13 µm XRD/TEM/ Tensile Test
e
[133]
30B)
pt
Bitou et al.
(2007, 2008) PLLA/Nanoclay Batch CO2 3.1 165 nm GPC/DSC
[134-135]
ce
Matuana et al.
PLA/Nanoclay Extrusion CO2 - 6.9 µm Rheology
(2010) [138]
Tsimpliaraki
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(2011) [102] nanoclay Test
t
ip
cr
us
an
M
e d
pt
ce
Ac
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ep
c
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